83 FR 30996 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Reporting Under Commodity Futures Trading Commission Regulations Applicable to Derivatives Clearing Organizations
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 127 (July 2, 2018)
Federal Register Volume 83, Issue 127 (July 2, 2018)
| Page Range | 30996-30997 | |
| FR Document | 2018-14113 |
[Federal Register Volume 83, Number 127 (Monday, July 2, 2018)] [Notices] [Pages 30996-30997] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-14113] [[Page 30996]] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83519; File No. SR-OCC-2018-009] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Reporting Under Commodity Futures Trading Commission Regulations Applicable to Derivatives Clearing Organizations June 26, 2018 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 15, 2018, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by OCC. OCC filed the proposed rule change pursuant to Section 19(b)(3)(A \3\ of the Act and Rule 19b-4(f)(6) \4\ thereunder so that the proposal was effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A). \4\ 17 CFR 240.19b-4(f)(6). --------------------------------------------------------------------------- I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change by OCC would amend OCC Rule 601(e)(2) regarding customer information in data provided to OCC identifying the positions of each futures customer of a Clearing Member for purposes of calculating the initial margin requirement for segregated futures accounts. The proposed rule change is intended to facilitate reporting under Commodity Futures Trading Commission (``CFTC'') regulations applicable to Derivatives Clearing Organizations (``DCOs'') such as OCC. All terms with initial capitalization that are not otherwise defined herein have the same meaning as set forth in the OCC By-Laws and Rules.\5\ --------------------------------------------------------------------------- \5\ OCC's By-Laws and Rules can be found on OCC's public website: http://optionsclearing.com/about/publications/bylaws.jsp. --------------------------------------------------------------------------- II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, OCC included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. OCC has prepared summaries, set forth in sections (A), (B), and (C) below, of the most significant aspects of these statements. (A) Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change (1) Purpose The purpose of the proposed rule change is to amend the provisions of OCC Rule 601(e)(2) with respect to information regarding the identity of customers included in data provided to OCC identifying the positions of each futures customer of a Clearing Member for purposes of calculating the initial margin requirement for segregated futures accounts. The proposed rule change removes the provisions that require ``a unique alphanumeric customer identifier for each such customer'' and that provide that information submitted to OCC pursuant to Rule 601(e)(2) ``shall not include any indication of the identity of any customer or other personal information of a customer.'' As described below, the removal of these provisions will allow OCC to perform daily reporting consistent with applicable CFTC regulations and associated guidance. On November 8, 2011, the CFTC adopted reporting rules for DCOs in CFTC Regulation 39.19 that cover daily, quarterly, annual, and event- specific reporting.\6\ The reporting requirements in Regulation 39.19 had a compliance date of November 8, 2012.\7\ For daily reporting, paragraph (c)(1) of Regulation 39.19 requires DCOs to submit reports with certain initial margin, variation margin, cash flows, and end-of- day positions for each Clearing Member, by house origin and by each customer origin. In adopting these daily reporting requirements, the CFTC stated that ``[t]he overall purpose of receiving the daily data is to enable [CFTC] staff to analyze the data on a regular basis so that it can detect certain trends or unusual activity on a timely basis.'' \8\ --------------------------------------------------------------------------- \6\ See 17 CFR 39.19(c); see also Derivatives Clearing Organization General Provisions and Core Principles, 76 FR 69334 (Nov. 8, 2011). OCC is a DCO as that term is defined in applicable CFTC regulations. See 17 CFR 1.3. \7\ See 76 FR 69334. \8\ 76 FR 69334, at 69400. --------------------------------------------------------------------------- CFTC Regulation 39.19 requires a DCO to report certain information in a format and manner specified by the CFTC.\9\ Since the regulation's adoption, the CFTC has published a ``Guidebook for Daily Reports'' (``Guidebook'') that provides guidance and specifications to DCOs for submitting their daily reports under Regulation 39.19. Generally, daily reports must include, for each Clearing Member, information related to initial margin, daily variation margin, daily cash flows related to clearing and settlement, and end-of-day positions, by house origin and by each customer origin, for all futures, options, and swaps positions, and all securities positions held in a segregated account or pursuant to a cross margining agreement. The most recent version of the Guidebook--Version 9.2--was published in December 2017; however, Version 9.1, which was published earlier in 2017, introduced new reporting specifications that can be met only if OCC amends Rule 601(e)(2) as described below. Specifically, Section 2.1.2.2 of the Guidebook requires DCOs (other than exempt DCOs) to ``provide the clearing members' customer information that properly describes the margins reported'' by reporting customer names and legal entity identifiers (``LEIs''). --------------------------------------------------------------------------- \9\ See 17 CFR 39.19(b). --------------------------------------------------------------------------- The Guidebook acknowledges that, at the time of its publication, customer-level information may not be available for all DCOs. Indeed, following publication of Version 9.1 of the Guidebook, the CFTC provided informal guidance to DCOs in August 2017 noting that the CFTC was aware that DCOs may not have names and LEIs for all customer accounts that they clear and understood that DCOs and futures commission merchants would begin a project in the near future to obtain names and LEIs for their customers. OCC makes its daily reports to the CFTC in accordance with Regulation 39.19 based on information it receives from its Clearing Members. OCC Rule 601(e)(2) requires each Clearing Member to submit to OCC on each business day a data file that identifies the positions in segregated futures accounts of each futures customer of the Clearing Member using a unique alphanumeric customer identifier for each such customer. The rule, however, specifically requires Clearing Members to use a ``unique alphanumeric customer identifier for each customer'' and provides that ``such identifiers shall not include any indication of the identity of any customer or other personal information of a customer.'' For these segregated futures accounts, OCC prohibits Clearing Members from providing information such as customer name and LEI; thus, OCC does not currently have this information to include in its daily reports to the CFTC and is not able to provide customer- [[Page 30997]] level information with respect to these accounts in accordance with the Guidebook specifications. Consequently, OCC is proposing to delete the customer identifier provisions from Rule 601(e)(2) so that Clearing Members can provide customer names and LEIs to OCC so that it can, in turn, provide this information on daily reports to the CFTC consistent with the CFTC staff guidance on daily reporting requirements under Regulation 39.19. (2) Statutory Basis Section 17A(b)(3)(F) of the Act requires, among other things, that the rules of a clearing agency be designed, in general, to protect investors and the public interest.\10\ OCC believes that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act.\11\ As noted above, OCC Rule 601(e)(2) requires each Clearing Member to submit to OCC on each business day a data file that identifies the positions in segregated futures accounts of each futures customer of the Clearing Member using a unique alphanumeric customer identifier for each such customer. The proposed rule change would remove this provision and the requirement that ``such identifiers shall not include any indication of the identity of any customer or other personal information of a customer.'' Once these provisions are removed, Clearing Members can provide this information to OCC, who can then provide it to the CFTC in accordance with the Guidebook specifications. This will enhance the CFTC staff's ability to perform its oversight function with the information it deems necessary, which promotes the protection of investors and the public interest. --------------------------------------------------------------------------- \10\ 15 U.S.C. 78q-1(b)(3)(F). \11\ Id. --------------------------------------------------------------------------- (B) Clearing Agency's Statement on Burden on Competition Section 17A(b)(3)(I) of the Act requires that the rules of a clearing agency not impose any burden on competition not necessary or appropriate in furtherance of the Act.\12\ OCC does not believe that the proposed rule change would impose any burden on competition. Rather, the proposed rule change removes an existing restriction on the data provided to OCC by its Clearing Members regarding customers with segregated futures accounts. As discussed above, this will then allow OCC to provide this information to the CFTC, consistent with the CFTC staff guidance on daily reporting requirements under Regulation 39.19, who uses the information in performing its statutory mandate. --------------------------------------------------------------------------- \12\ 15 U.S.C. 78q-1(b)(3)(I). --------------------------------------------------------------------------- (C) Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments on the proposed rule change were not and are not intended to be solicited with respect to the proposed rule change and none have been received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Pursuant to Section 19(b)(3)(A) of the Act \13\ and Rule 19b- 4(f)(6)\14\ thereunder, the proposed rule change is filed for immediate effectiveness because it does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate.\15\ --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(3)(A). \14\ 17 CFR 240.19b-4(f)(6). \15\ OCC provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change or such shorter time as designated by the Commission. --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.\16\ --------------------------------------------------------------------------- \16\ Notwithstanding its immediate effectiveness, implementation of this rule change will be delayed until this change is deemed certified under CFTC Rule 40.6. --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-OCC-2018-009 on the subject line. Paper Comments Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-OCC-2018-009. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of OCC and on OCC's website at https://www.theocc.com/components/docs/legal/rules_and_bylaws/sr_occ_18_009.pdf. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-OCC-2018-009 and should be submitted on or before July 23, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\17\ --------------------------------------------------------------------------- \17\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-14113 Filed 6-29-18; 8:45 am] BILLING CODE 8011-01-P
![30996 Federal Register / Vol. 83, No. 127 / Monday, July 2, 2018 / Notices
SECURITIES AND EXCHANGE proposed rule change and discussed any for Daily Reports’’ (‘‘Guidebook’’) that
COMMISSION comments it received on the proposed provides guidance and specifications to
rule change. The text of these statements DCOs for submitting their daily reports
[Release No. 34–83519; File No. SR–OCC–
2018–009]
may be examined at the places specified under Regulation 39.19. Generally, daily
in Item IV below. OCC has prepared reports must include, for each Clearing
Self-Regulatory Organizations; The summaries, set forth in sections (A), (B), Member, information related to initial
Options Clearing Corporation; Notice and (C) below, of the most significant margin, daily variation margin, daily
of Filing and Immediate Effectiveness aspects of these statements. cash flows related to clearing and
of Proposed Rule Change To Facilitate settlement, and end-of-day positions, by
(A) Clearing Agency’s Statement of the
Reporting Under Commodity Futures house origin and by each customer
Purpose of, and Statutory Basis for, the
Trading Commission Regulations origin, for all futures, options, and
Proposed Rule Change
Applicable to Derivatives Clearing swaps positions, and all securities
Organizations (1) Purpose positions held in a segregated account
The purpose of the proposed rule or pursuant to a cross margining
June 26, 2018 agreement. The most recent version of
change is to amend the provisions of
Pursuant to Section 19(b)(1) of the the Guidebook—Version 9.2—was
OCC Rule 601(e)(2) with respect to
Securities Exchange Act of 1934 published in December 2017; however,
information regarding the identity of
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 Version 9.1, which was published
customers included in data provided to
notice is hereby given that on June 15, earlier in 2017, introduced new
OCC identifying the positions of each
2018, The Options Clearing Corporation reporting specifications that can be met
futures customer of a Clearing Member
(‘‘OCC’’) filed with the Securities and only if OCC amends Rule 601(e)(2) as
for purposes of calculating the initial
Exchange Commission (‘‘Commission’’) described below. Specifically, Section
margin requirement for segregated
the proposed rule change as described 2.1.2.2 of the Guidebook requires DCOs
futures accounts. The proposed rule
in Items I, II, and III below, which Items (other than exempt DCOs) to ‘‘provide
change removes the provisions that
have been prepared by OCC. OCC filed the clearing members’ customer
require ‘‘a unique alphanumeric
the proposed rule change pursuant to information that properly describes the
customer identifier for each such
Section 19(b)(3)(A 3 of the Act and Rule margins reported’’ by reporting
customer’’ and that provide that
19b–4(f)(6) 4 thereunder so that the customer names and legal entity
information submitted to OCC pursuant
proposal was effective upon filing with identifiers (‘‘LEIs’’).
to Rule 601(e)(2) ‘‘shall not include any
the Commission. The Commission is The Guidebook acknowledges that, at
indication of the identity of any
publishing this notice to solicit the time of its publication, customer-
customer or other personal information
comments on the proposed rule change level information may not be available
of a customer.’’ As described below, the
from interested persons. for all DCOs. Indeed, following
removal of these provisions will allow
I. Clearing Agency’s Statement of the OCC to perform daily reporting publication of Version 9.1 of the
Terms of Substance of the Proposed consistent with applicable CFTC Guidebook, the CFTC provided informal
Rule Change regulations and associated guidance. guidance to DCOs in August 2017
On November 8, 2011, the CFTC noting that the CFTC was aware that
The proposed rule change by OCC DCOs may not have names and LEIs for
would amend OCC Rule 601(e)(2) adopted reporting rules for DCOs in
CFTC Regulation 39.19 that cover daily, all customer accounts that they clear
regarding customer information in data and understood that DCOs and futures
provided to OCC identifying the quarterly, annual, and event-specific
reporting.6 The reporting requirements commission merchants would begin a
positions of each futures customer of a project in the near future to obtain
Clearing Member for purposes of in Regulation 39.19 had a compliance
date of November 8, 2012.7 For daily names and LEIs for their customers.
calculating the initial margin OCC makes its daily reports to the
requirement for segregated futures reporting, paragraph (c)(1) of Regulation
39.19 requires DCOs to submit reports CFTC in accordance with Regulation
accounts. The proposed rule change is 39.19 based on information it receives
intended to facilitate reporting under with certain initial margin, variation
margin, cash flows, and end-of-day from its Clearing Members. OCC Rule
Commodity Futures Trading 601(e)(2) requires each Clearing Member
positions for each Clearing Member, by
Commission (‘‘CFTC’’) regulations to submit to OCC on each business day
house origin and by each customer
applicable to Derivatives Clearing a data file that identifies the positions
origin. In adopting these daily reporting
Organizations (‘‘DCOs’’) such as OCC. in segregated futures accounts of each
requirements, the CFTC stated that
All terms with initial capitalization that futures customer of the Clearing
‘‘[t]he overall purpose of receiving the
are not otherwise defined herein have Member using a unique alphanumeric
daily data is to enable [CFTC] staff to
the same meaning as set forth in the customer identifier for each such
analyze the data on a regular basis so
OCC By-Laws and Rules.5 customer. The rule, however,
that it can detect certain trends or
II. Clearing Agency’s Statement of the unusual activity on a timely basis.’’ 8 specifically requires Clearing Members
Purpose of, and Statutory Basis for, the CFTC Regulation 39.19 requires a to use a ‘‘unique alphanumeric
Proposed Rule Change DCO to report certain information in a customer identifier for each customer’’
format and manner specified by the and provides that ‘‘such identifiers shall
In its filing with the Commission, not include any indication of the
CFTC.9 Since the regulation’s adoption,
OCC included statements concerning identity of any customer or other
the CFTC has published a ‘‘Guidebook
the purpose of and basis for the personal information of a customer.’’
daltland on DSKBBV9HB2PROD with NOTICES
6 See 17 CFR 39.19(c); see also Derivatives For these segregated futures accounts,
1 15 U.S.C. 78s(b)(1). Clearing Organization General Provisions and Core OCC prohibits Clearing Members from
2 17 CFR 240.19b–4.
Principles, 76 FR 69334 (Nov. 8, 2011). OCC is a providing information such as customer
3 15 U.S.C. 78s(b)(3)(A). DCO as that term is defined in applicable CFTC
4 17 CFR 240.19b–4(f)(6). regulations. See 17 CFR 1.3. name and LEI; thus, OCC does not
5 OCC’s By-Laws and Rules can be found on 7 See 76 FR 69334. currently have this information to
OCC’s public website: http://optionsclearing.com/ 8 76 FR 69334, at 69400. include in its daily reports to the CFTC
about/publications/bylaws.jsp. 9 See 17 CFR 39.19(b). and is not able to provide customer-
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![Federal Register / Vol. 83, No. 127 / Monday, July 2, 2018 / Notices 30997
level information with respect to these Regulation 39.19, who uses the Paper Comments
accounts in accordance with the information in performing its statutory • Send paper comments in triplicate
Guidebook specifications. mandate. to Brent J. Fields, Secretary, Securities
Consequently, OCC is proposing to and Exchange Commission, 100 F Street
(C) Clearing Agency’s Statement on
delete the customer identifier provisions NE, Washington, DC 20549–1090.
Comments on the Proposed Rule
from Rule 601(e)(2) so that Clearing
Change Received From Members, All submissions should refer to File
Members can provide customer names
Participants or Others Number SR–OCC–2018–009. This file
and LEIs to OCC so that it can, in turn,
provide this information on daily number should be included on the
Written comments on the proposed subject line if email is used. To help the
reports to the CFTC consistent with the rule change were not and are not
CFTC staff guidance on daily reporting Commission process and review your
intended to be solicited with respect to comments more efficiently, please use
requirements under Regulation 39.19. the proposed rule change and none have only one method. The Commission will
(2) Statutory Basis been received. post all comments on the Commission’s
Section 17A(b)(3)(F) of the Act III. Date of Effectiveness of the internet website (http://www.sec.gov/
requires, among other things, that the Proposed Rule Change and Timing for rules/sro.shtml). Copies of the
rules of a clearing agency be designed, Commission Action submission, all subsequent
in general, to protect investors and the amendments, all written statements
public interest.10 OCC believes that the Pursuant to Section 19(b)(3)(A) of the with respect to the proposed rule
proposed rule change is consistent with Act 13 and Rule 19b–4(f)(6)14 change that are filed with the
Section 17A(b)(3)(F) of the Act.11 As thereunder, the proposed rule change is Commission, and all written
noted above, OCC Rule 601(e)(2) filed for immediate effectiveness communications relating to the
requires each Clearing Member to because it does not: (i) Significantly proposed rule change between the
submit to OCC on each business day a affect the protection of investors or the Commission and any person, other than
data file that identifies the positions in public interest; (ii) impose any those that may be withheld from the
segregated futures accounts of each significant burden on competition; and public in accordance with the
futures customer of the Clearing (iii) become operative for 30 days from provisions of 5 U.S.C. 552, will be
Member using a unique alphanumeric the date on which it was filed, or such available for website viewing and
customer identifier for each such shorter time as the Commission may printing in the Commission’s Public
customer. The proposed rule change designate.15 Reference Room, 100 F Street NE,
would remove this provision and the At any time within 60 days of the Washington, DC 20549, on official
requirement that ‘‘such identifiers shall filing of the proposed rule change, the business days between the hours of
not include any indication of the Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of such
identity of any customer or other temporarily suspend such rule change if filing also will be available for
personal information of a customer.’’ it appears to the Commission that such inspection and copying at the principal
Once these provisions are removed, action is necessary or appropriate in the office of OCC and on OCC’s website at
Clearing Members can provide this public interest, for the protection of https://www.theocc.com/components/
information to OCC, who can then investors, or otherwise in furtherance of docs/legal/rules_and_bylaws/sr_occ_18_
provide it to the CFTC in accordance the purposes of the Act.16 009.pdf.
with the Guidebook specifications. This All comments received will be posted
IV. Solicitation of Comments without change. Persons submitting
will enhance the CFTC staff’s ability to
perform its oversight function with the Interested persons are invited to comments are cautioned that we do not
information it deems necessary, which submit written data, views and redact or edit personal identifying
promotes the protection of investors and arguments concerning the foregoing, information from comment submissions.
the public interest. including whether the proposed rule You should submit only information
change is consistent with the Act. that you wish to make available
(B) Clearing Agency’s Statement on publicly.
Burden on Competition Comments may be submitted by any of
the following methods: All submissions should refer to File
Section 17A(b)(3)(I) of the Act Number SR–OCC–2018–009 and should
requires that the rules of a clearing Electronic Comments be submitted on or before July 23, 2018.
agency not impose any burden on
• Use the Commission’s internet For the Commission, by the Division of
competition not necessary or Trading and Markets, pursuant to delegated
comment form (http://www.sec.gov/
appropriate in furtherance of the Act.12 authority.17
rules/sro.shtml); or
OCC does not believe that the proposed Eduardo A. Aleman,
rule change would impose any burden • Send an email to rule-comments@
Assistant Secretary.
on competition. Rather, the proposed sec.gov. Please include File Number SR–
[FR Doc. 2018–14113 Filed 6–29–18; 8:45 am]
rule change removes an existing OCC–2018–009 on the subject line.
BILLING CODE 8011–01–P
restriction on the data provided to OCC
13 15 U.S.C. 78s(b)(3)(A).
by its Clearing Members regarding
14 17 CFR 240.19b–4(f)(6).
customers with segregated futures SECURITIES AND EXCHANGE
15 OCC provided the Commission with written
accounts. As discussed above, this will notice of its intent to file the proposed rule change, COMMISSION
then allow OCC to provide this
daltland on DSKBBV9HB2PROD with NOTICES
along with a brief description and text of the
information to the CFTC, consistent proposed rule change, at least five business days Sunshine Act Meetings
with the CFTC staff guidance on daily prior to the date of filing of the proposed rule
change or such shorter time as designated by the FEDERAL REGISTER CITATION OF PREVIOUS
reporting requirements under Commission.
16 Notwithstanding its immediate effectiveness,
ANNOUNCEMENT: 83 Federal Register
10 15 U.S.C. 78q-1(b)(3)(F). implementation of this rule change will be delayed 29838, 26 June 2018.
11 Id.
until this change is deemed certified under CFTC
12 15 U.S.C. 78q–1(b)(3)(I). Rule 40.6. 17 17 CFR 200.30–3(a)(12).
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Document Created: 2018-06-30 00:17:25
Document Modified: 2018-06-30 00:17:25
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 83 FR 30996 |
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