83 FR 31436 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 129 (July 5, 2018)
Federal Register Volume 83, Issue 129 (July 5, 2018)
| Page Range | 31436-31438 | |
| FR Document | 2018-14363 |
[Federal Register Volume 83, Number 129 (Thursday, July 5, 2018)] [Notices] [Pages 31436-31438] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-14363] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83554; File No. SR-NYSEArca-2018-49] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule June 28, 2018. Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given that, on June 27, 2018, NYSE Arca, Inc. (the ``Exchange'' or ``NYSE Arca'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to modify the NYSE Arca Options Fee Schedule (``Fee Schedule''). The Exchange proposes to implement the fee change effective June 27, 2018. The proposed rule change is available on the Exchange's website at www.nyse.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this filing is to modify the Fee Schedule, effective 27, 2018, to introduce fees for the newly listed options on the NYSE FANG+ Index (``NYSE FANG+''), which will trade under the symbol FAANG. The Exchange proposes that for fee purposes transactions in FAANG options would not be treated as adding or removing liquidity, but rather that all transactions, both manual and electronic, be charged by account status. As proposed, the Exchange would charge $0.35 per contract, per side for non-Customer and Professional Customer NYSE FANG+ transactions, whether executed manually or electronically.\4\ However, the Exchange would not charge a fee for any FAANG transactions (i) on behalf of Customers or (ii) by Market Makers with an appointment in NYSE FANG+.\5\ Market Makers that do not have an appointment in NYSE FANG+ will be subject to the same fee of $0.35 per contract, per side for non-Customer and Professional Customer NYSE FANG+ transactions. Further, the Exchange would not impose the Lead Market Maker Rights Fees upon allocation in options on NYSE FANG+.\6\ The Exchange notes that volume in NYSE FANG+ would be included in calculations to qualify for any volume-based incentives currently being offered on the Exchange, including (but not limited to) the Non-Customer, Non-Penny Pilot Posting Tiers (as applicable) and the Firm and Broker Dealer Monthly Fee Cap.\7\ --------------------------------------------------------------------------- \4\ See proposed Fee Schedule, NYSE FANG+ Index (FAANG) Transaction Fees. \5\ See id. The term Market Maker, as used herein, includes NYSE Arca Options Market Makers and Lead Market Makers (or LMMs). \6\ See proposed Fee Schedule, Endnote 2 (providing that ``[t]he Lead Market Maker Rights Fee does not apply to options on the NYSE FANG+ Index (FAANG)''). \7\ See proposed Fee Schedule, Endnote 8 (providing that ``[a]ny volume in options on NYSE FANG+ (FAANG) would be included in calculations to qualify for any volume-based incentives currently being offered on the Exchange''). --------------------------------------------------------------------------- The Exchange believes the proposed fees for NYSE FANG+ would further the Exchange's goal of introducing new products to the marketplace by encouraging trading in this index, in particular by encouraging Market Makers to make a market in these products, which would in turn, benefit market participants. 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act, in general, and furthers the objectives of Sections 6(b)(4) and (5) of the Act, in particular, because it provides for the equitable allocation of reasonable dues, fees, and [[Page 31437]] other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers. The Exchange believes the proposal to implement fees for options on NYSE FANG+ is reasonable, equitable and not unfairly discriminatory for the following reasons. The Exchange believes the proposed fees, which apply equally to electronic and manual (open outcry) transactions, on behalf of non-Customers and Professional Customers, on the one hand, and Customers, on the other hand, to be reasonable and equitable because the proposed differentiation among market participants for NYSE FANG+ fees is consistent with the manner in which the Exchange distinguishes among market participants for fee purposes in other contexts.\8\ The Exchange believes that not imposing fees for NYSE FANG+ transactions on behalf of Customers is likewise reasonable, equitable and not unfairly discriminatory because Customer order flow enhances liquidity on the Exchange for the benefit of all market participants. Specifically, Customer liquidity benefits all market participants by providing more trading opportunities, which attracts Market Makers. An increase in the activity of Market Makers in turn facilitates tighter spreads, which may cause an additional corresponding increase in order flow from other market participants. --------------------------------------------------------------------------- \8\ See, e.g., Fee Schedule, TRANSACTION FEE FOR MANUAL EXECUTIONS--PER CONTRACT (providing that non-Customers (i.e., NYSE Arca Options Market Makers, Firms and Broker Dealers) and Professional Customers are charged a total $0.25 per contract for manual executions, while Customers are charged $0.00 per contract for manual executions). --------------------------------------------------------------------------- The Exchange believes that applying the same fee on all non- Customer and Professional Customer NYSE FANG+ option transactions, other than those by Market Makers with an appointment in NYSE FANG+, is non-discriminatory because it applies to all similarly situated participants on an equal basis that opt to trade the product. Moreover, the decision to transact in NYSE FANG+ (or, for Market Makers, to seek an appointment) is voluntary. The Exchange believes that allowing Market Makers with an appointment in NYSE FANG+ to transact in the product free of charge is not unfairly discriminatory because Market Makers have heightened obligations that are not applicable to other non-Customer and Professional Customer market participants.\9\ It is also non-discriminatory because all Market Makers may apply for an appointment in NYSE FANG+ options. Further, encouraging Market Makers to seek an appointment in, and thus provide continuous quotes in, NYSE FANG+ would add liquidity to the market and provide market participants--both Customer and non-Customer alike--increased opportunities to trade options on NYSE FANG+. The Exchange believes that exempting transactions in NYSE FANG+ from the monthly Rights Fees would likewise encourage trading in NYSE FANG+ options, which increase in the availability of such options would benefit all market participants. --------------------------------------------------------------------------- \9\ See, e.g., Rules 6.82-O, 6.37A-O, 6.37B-O (setting forth heightened quoting obligations). --------------------------------------------------------------------------- Further, the proposal to include any volume in NYSE FANG+ in the calculations to qualify for any volume-based incentives offered on the Exchange would further the Exchange's goal of introducing new products to the marketplace by encouraging trading in these products. To the extent that the proposed change incentivizes any market participants to direct their order flow to the Exchange, all market participants would benefit from increased liquidity and trading opportunities on the Exchange. Finally, the Exchange notes that offering market participants incentives to trade in certain newly offered products is not new or novel.\10\ --------------------------------------------------------------------------- \10\ See, e.g., Securities Exchange Act Release No. 77294 (March 4, 2016), 81 FR 12775 (March 10, 2016) (SR-NYSEArca-2016-40) (addressing the treatment of Binary Return Derivatives--or ByRDs-- and exempting such transactions from all Exchange fees to encourage trading in the product). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition In accordance with Section 6(b)(8) of the Act, the Exchange does not believe that the proposed rule change would impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange believes the proposed transaction fees for NYSE FANG+ would not place an unfair burden on competition as it would apply to all similarly situated non-Customer/non-Market Maker participants. The Exchange also believes the proposed pricing for NYSE FANG+ is procompetitive as it would further the Exchange's goal of introducing new products to the marketplace and encouraging Market Makers to make a market in these products, which would in turn, benefit market participants. Market participants that do not wish to trade in or seek an appointment in NYSE FANG+ are not obliged to do so. The Exchange does not believe that the proposed change will impair the ability of any market participants or competing order execution venues to maintain their competitive standing in the financial markets. Further, the fees would be applied to all similarly situated participants (i.e., non-Customers and Professional Customers), and, as such, the proposed change would not impose a disparate burden on competition either among or between classes of market participants. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) \11\ of the Act and subparagraph (f)(2) of Rule 19b-4 \12\ thereunder, because it establishes a due, fee, or other charge imposed by the Exchange. --------------------------------------------------------------------------- \11\ 15 U.S.C. 78s(b)(3)(A). \12\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) \13\ of the Act to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File No. SR-NYSEArca-2018-49 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange [[Page 31438]] Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File No. SR-NYSEArca-2018-49. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NYSEArca-2018-49, and should be submitted on or before July 26, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\14\ --------------------------------------------------------------------------- \14\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-14363 Filed 7-3-18; 8:45 am] BILLING CODE 8011-01-P
![31436 Federal Register / Vol. 83, No. 129 / Thursday, July 5, 2018 / Notices
Office of Management and Budget SECURITIES AND EXCHANGE introduce fees for the newly listed
(‘‘OMB’’) a request for approval of COMMISSION options on the NYSE FANG+ Index
extension of the previously approved (‘‘NYSE FANG+’’), which will trade
[Release No. 34–83554; File No. SR–
collection of information provided for in NYSEArca–2018–49]
under the symbol FAANG.
Rule 15g–6—Account Statements for The Exchange proposes that for fee
Penny Stock Customers—(17 CFR Self-Regulatory Organizations; NYSE purposes transactions in FAANG
240.15g–6) under the Securities Arca, Inc.; Notice of Filing and options would not be treated as adding
Exchange Act of 1934 (15 U.S.C. 78a et Immediate Effectiveness of Proposed or removing liquidity, but rather that all
seq.). Rule Change To Modify the NYSE Arca transactions, both manual and
Options Fee Schedule electronic, be charged by account status.
Rule 15g–6 requires brokers and As proposed, the Exchange would
dealers that sell penny stocks to provide June 28, 2018. charge $0.35 per contract, per side for
their customers monthly account Pursuant to Section 19(b)(1) 1 of the non-Customer and Professional
statements containing information with Securities Exchange Act of 1934 (the Customer NYSE FANG+ transactions,
regard to the penny stocks held in ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 whether executed manually or
customer accounts. The purpose of the notice is hereby given that, on June 27, electronically.4 However, the Exchange
rule is to increase the level of disclosure 2018, NYSE Arca, Inc. (the ‘‘Exchange’’ would not charge a fee for any FAANG
to investors concerning penny stocks or ‘‘NYSE Arca’’) filed with the transactions (i) on behalf of Customers
generally and specific penny stock Securities and Exchange Commission or (ii) by Market Makers with an
transactions. (the ‘‘Commission’’) the proposed rule appointment in NYSE FANG+.5 Market
change as described in Items I, II, and Makers that do not have an appointment
The Commission estimates that III below, which Items have been
approximately 195 broker-dealers will in NYSE FANG+ will be subject to the
prepared by the self-regulatory same fee of $0.35 per contract, per side
spend an average of 78 hours annually organization. The Commission is for non-Customer and Professional
to comply with this rule. Thus, the total publishing this notice to solicit Customer NYSE FANG+ transactions.
compliance burden is approximately comments on the proposed rule change Further, the Exchange would not
15,210 burden-hours per year. from interested persons. impose the Lead Market Maker Rights
An agency may not conduct or I. Self-Regulatory Organization’s Fees upon allocation in options on
sponsor, and a person is not required to Statement of the Terms of Substance of NYSE FANG+.6 The Exchange notes
respond to, a collection of information the Proposed Rule Change that volume in NYSE FANG+ would be
under the PRA unless it displays a included in calculations to qualify for
The Exchange proposes to modify the
currently valid OMB control number. any volume-based incentives currently
NYSE Arca Options Fee Schedule (‘‘Fee
The public may view background being offered on the Exchange,
Schedule’’). The Exchange proposes to
documentation for this information including (but not limited to) the Non-
implement the fee change effective June
Customer, Non-Penny Pilot Posting
collection at the following website: 27, 2018. The proposed rule change is
Tiers (as applicable) and the Firm and
http://www.reginfo.gov. Comments available on the Exchange’s website at
Broker Dealer Monthly Fee Cap.7
should be directed to: (i) Desk Officer www.nyse.com, at the principal office of
The Exchange believes the proposed
for the Securities and Exchange the Exchange, and at the Commission’s
fees for NYSE FANG+ would further the
Commission, Office of Information and Public Reference Room.
Exchange’s goal of introducing new
Regulatory Affairs, Office of II. Self-Regulatory Organization’s products to the marketplace by
Management and Budget, Room 10102, Statement of the Purpose of, and encouraging trading in this index, in
New Executive Office Building, Statutory Basis for, the Proposed Rule particular by encouraging Market
Washington, DC 20503 or by sending an Change Makers to make a market in these
email to: Shagufta_Ahmed@ In its filing with the Commission, the products, which would in turn, benefit
omb.eop.gov; and (ii) Pamela Dyson, self-regulatory organization included market participants.
Director/Chief Information Officer, statements concerning the purpose of, 2. Statutory Basis
Securities and Exchange Commission, and basis for, the proposed rule change
c/o Candace Kenner, 100 F Street NE, and discussed any comments it received The Exchange believes that the
Washington, DC 20549 or by sending an on the proposed rule change. The text proposed rule change is consistent with
email to PRA_Mailbox@sec.gov. of those statements may be examined at Section 6(b) of the Act, in general, and
Comments must be submitted within 30 the places specified in Item IV below. furthers the objectives of Sections
days of this notice. The Exchange has prepared summaries, 6(b)(4) and (5) of the Act, in particular,
set forth in sections A, B, and C below, because it provides for the equitable
Dated: June 28, 2018. allocation of reasonable dues, fees, and
of the most significant parts of such
Eduardo A. Aleman,
statements. 4 See proposed Fee Schedule, NYSE FANG+
Assistant Secretary.
A. Self-Regulatory Organization’s Index (FAANG) Transaction Fees.
[FR Doc. 2018–14357 Filed 7–3–18; 8:45 am] 5 See id. The term Market Maker, as used herein,
Statement of the Purpose of, and the
BILLING CODE 8011–01–P includes NYSE Arca Options Market Makers and
Statutory Basis for, the Proposed Rule Lead Market Makers (or LMMs).
Change 6 See proposed Fee Schedule, Endnote 2
amozie on DSK3GDR082PROD with NOTICES1
(providing that ‘‘[t]he Lead Market Maker Rights
1. Purpose Fee does not apply to options on the NYSE FANG+
The purpose of this filing is to modify Index (FAANG)’’).
7 See proposed Fee Schedule, Endnote 8
the Fee Schedule, effective 27, 2018, to
(providing that ‘‘[a]ny volume in options on NYSE
FANG+ (FAANG) would be included in
1 15 U.S.C. 78s(b)(1). calculations to qualify for any volume-based
2 15 U.S.C. 78a. incentives currently being offered on the
3 17 CFR 240.19b–4. Exchange’’).
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![31438 Federal Register / Vol. 83, No. 129 / Thursday, July 5, 2018 / Notices
Commission, 100 F Street NE, Notice is hereby given that, pursuant Commission, Office of FOIA Services,
Washington, DC 20549–1090. to the Paperwork Reduction Act of 1995 100 F Street NE, Washington, DC
All submissions should refer to File No. (44 U.S.C. 3501 et seq.), the Securities 20549–2736
SR–NYSEArca–2018–49. This file and Exchange Commission Extension:
number should be included on the (‘‘Commission’’) has submitted to the Regulation G, SEC File No. 270–518, OMB
subject line if email is used. To help the Office of Management and Budget this Control No. 3235–0576
Commission process and review your request for extension of the previously Notice is hereby given that, pursuant
comments more efficiently, please use approved collection of information to the Paperwork Reduction Act of 1995
only one method. The Commission will discussed below. (44 U.S.C. 3501 et seq.), the Securities
post all comments on the Commission’s Form 20–F (17 CFR 249.220f) is used
and Exchange Commission
internet website (http://www.sec.gov/ to register securities of foreign private
(‘‘Commission’’) has submitted to the
rules/sro.shtml). Copies of the issuers pursuant to Section 12 of the
Office of Management and Budget this
submission, all subsequent Securities Exchange Act of 1934
request for extension of the previously
amendments, all written statements (‘‘Exchange Act’’) (15 U.S.C. 78l) or as
approved collection of information
with respect to the proposed rule annual and transitional reports pursuant
discussed below.
change that are filed with the to Sections 13 and 15(d) of the Exchange Regulation G (17 CFR 244.100–
Commission, and all written Act (15 U.S.C. 78m(a) and 78o(d)). The 244.102) under the Securities Exchange
communications relating to the information required in the Form 20–F Act of 1934 (the ‘‘Exchange Act’’) (15
proposed rule change between the is used by investors in making U.S.C. 78a et seq.) requires publicly
Commission and any person, other than investment decisions with respect to the reporting companies that disclose or
those that may be withheld from the securities of such foreign private releases financial information in a
public in accordance with the issuers. We estimate that Form 20–F manner that is calculated or presented
provisions of 5 U.S.C. 552, will be takes approximately 2,649.52 hours per other than in accordance with generally
available for website viewing and response and is filed by approximately accepted accounting principles
printing in the Commission’s Public 725 respondents. We estimate that 25% (‘‘GAAP’’) to provide a reconciliation of
Reference Room, 100 F Street NE, of the 2,649.52 hours per response the non-GAAP financial information to
Washington, DC 20549, on official (662.3806 hours) is prepared by the the most directly comparable GAAP
business days between the hours of issuer for a total reporting burden of financial measure. Regulation G
10:00 a.m. and 3:00 p.m. Copies of the 480,226 (662.3806 hours per response × implemented the requirements of
filing also will be available for 725 responses). Section 401 of the Sarbanes-Oxley Act
An agency may not conduct or
inspection and copying at the principal of 2002 (15 U.S.C. 7261). We estimate
sponsor, and a person is not required to
office of the Exchange. All comments that approximately 14,000 public
respond to, a collection of information
received will be posted without change. companies must comply with
unless it displays a currently valid
Persons submitting comments are Regulation G approximately six times a
control number. year for a total of 84,000 responses
cautioned that we do not redact or edit The public may view the background
personal identifying information from annually. We estimated that it takes
documentation for this information
comment submissions. You should approximately 0.5 hours per response
collection at the following website,
submit only information that you wish (84,000 × 0.5 hours) for a total reporting
www.reginfo.gov. Comments should be
to make available publicly. All burden of 42,000 hours annually.
directed to: (i) Desk Officer for the An agency may not conduct or
submissions should refer to File No. Securities and Exchange Commission,
SR–NYSEArca–2018–49, and should be sponsor, and a person is not required to
Office of Information and Regulatory respond to, a collection of information
submitted on or before July 26, 2018. Affairs, Office of Management and unless it displays a currently valid
For the Commission, by the Division of Budget, Room 10102, New Executive control number.
Trading and Markets, pursuant to delegated Office Building, Washington, DC 20503, The public may view the background
authority.14 or by sending an email to: Shagufta_ documentation for this information
Eduardo A. Aleman, Ahmed@omb.eop.gov; and (ii) Pamela collection at the following website,
Assistant Secretary. Dyson, Director/Chief Information www.reginfo.gov. Comments should be
[FR Doc. 2018–14363 Filed 7–3–18; 8:45 am] Officer, Securities and Exchange directed to: (i) Desk Officer for the
BILLING CODE 8011–01–P Commission, c/o Candace Kenner, 100 F Securities and Exchange Commission,
Street NE, Washington, DC 20549 or Office of Information and Regulatory
send an email to: PRA_Mailbox@ Affairs, Office of Management and
SECURITIES AND EXCHANGE sec.gov. Comments must be submitted to Budget, Room 10102, New Executive
COMMISSION OMB within 30 days of this notice. Office Building, Washington, DC 20503,
[SEC File No. 270–156, OMB Control No. Dated: June 28, 2018. or by sending an email to: Shagufta_
3235–0288] Eduardo A. Aleman, Ahmed@omb.eop.gov; and (ii) Pamela
Assistant Secretary. Dyson, Director/Chief Information
Submission for OMB Review; [FR Doc. 2018–14359 Filed 7–3–18; 8:45 am]
Officer, Securities and Exchange
Comment Request Commission, c/o Candace Kenner, 100 F
BILLING CODE 8011–01–P
Street NE, Washington, DC 20549 or
Upon Written Request Copies Available
send an email to: PRA_Mailbox@
From: Securities and Exchange
amozie on DSK3GDR082PROD with NOTICES1
SECURITIES AND EXCHANGE sec.gov. Comments must be submitted to
Commission, Office of FOIA Services,
COMMISSION OMB within 30 days of this notice.
100 F Street NE, Washington, DC
20549–2736 Dated: June 28, 2018.
Submission for OMB Review; Eduardo A. Aleman,
Extension: Comment Request
Form 20–F Assistant Secretary.
Upon Written Request Copies Available [FR Doc. 2018–14361 Filed 7–3–18; 8:45 am]
14 17 CFR 200.30–3(a)(12). From: Securities and Exchange BILLING CODE 8011–01–P
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Document Created: 2018-07-03 23:40:31
Document Modified: 2018-07-03 23:40:31
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| FR Citation | 83 FR 31436 |
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