83 FR 3239 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 15 (January 23, 2018)

Page Range		3239-3239
FR Document		2018-01294

Federal Register, Volume 83 Issue 15 (Tuesday, January 23, 2018)

[Federal Register Volume 83, Number 15 (Tuesday, January 23, 2018)]
[Notices]
[Page 3239]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-01294]



[[Page 3239]]

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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: To be Published.

PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Wednesday, January 
24, 2018 at 2:00pm.

CHANGES IN THE MEETING: The Closed Meeting scheduled for Wednesday, 
January 24, 2018 at 2:00 p.m. has been changed to Wednesday, January 
24, 2018 at 11:00 a.m.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact the Office of the Secretary at (202) 551-5400.

    Dated: January 19, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-01294 Filed 1-19-18; 4:15 pm]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 15 / Tuesday, January 23, 2018 / Notices 3239

SECURITIES AND EXCHANGE Inc. (‘‘Bats EDGX’’) (n/k/a Cboe EDGX the same purpose.10 In this notice, all of
COMMISSION Exchange, Inc.); 2 BOX Options these proposed rule changes are referred
Exchange LLC (‘‘BOX’’); C2 Options to collectively as the ‘‘Systems
Sunshine Act Meetings Exchange, Incorporated (‘‘C2’’) (n/k/a Retirement Proposals.’’
Cboe C2 Exchange, Inc.); 3 Chicago On June 1, 2017, the proposed rule
FEDERAL REGISTER CITATION OF PREVIOUS Board Options Exchange, Incorporated changes submitted by Bats BZX, Bats
ANNOUNCEMENT: To be Published. (‘‘CBOE’’) (n/k/a Cboe Exchange, Inc.); 4 EDGX, BOX, C2, CBOE, FINRA, IEX,
PREVIOUSLY ANNOUNCED TIME AND DATE OF Financial Industry Regulatory ISE, MIAX, and PEARL; both proposed
THE MEETING: Wednesday, January 24, Authority, Inc. (‘‘FINRA’’); International rule changes submitted by NYSE MKT;
2018 at 2:00pm. Securities Exchange, LLC (‘‘ISE’’); and one of the proposed rule changes
CHANGES IN THE MEETING: The Closed Investors Exchange LLC (‘‘IEX’’); Miami submitted by NYSE Arca were
Meeting scheduled for Wednesday, International Securities Exchange LLC published for comment in the Federal
January 24, 2018 at 2:00 p.m. has been (‘‘MIAX’’); MIAX PEARL, LLC Register.11 On June 2, 2017, the
changed to Wednesday, January 24, (‘‘PEARL’’); NYSE Arca, Inc. (‘‘NYSE proposed rule change submitted by
2018 at 11:00 a.m. Arca’’); and NYSE MKT LLC (‘‘NYSE NYSE and the other proposed rule
CONTACT PERSON FOR MORE INFORMATION: MKT’’) (n/k/a NYSE American LLC)
5
change submitted by NYSE Arca were
For further information and to ascertain filed with the Securities and Exchange published for comment in the Federal
what, if any, matters have been added, Commission (‘‘Commission’’), pursuant Register.12 On June 5, 2017, the
deleted or postponed, please contact the to Section 19(b)(1) of the Securities proposed rule changes submitted by
Office of the Secretary at (202) 551– Exchange Act of 1934 (‘‘Act’’) 6 and Rule NASDAQ, BX, and Phlx were published
5400. 19b–4 thereunder,7 proposed rule for comment in the Federal Register.13
changes to eliminate or modify certain Four comments were submitted to
Dated: January 19, 2018.
rules that require the collection or File Number SR–FINRA–2017–013.14
Brent J. Fields, reporting of information that is On June 22, 2017, each of NASDAQ,
Secretary. duplicative of the information that will BX, ISE, and Phlx filed an amendment
[FR Doc. 2018–01294 Filed 1–19–18; 4:15 pm] be collected by the Consolidated Audit to its proposed rule change. On July 14,
BILLING CODE 8011–01–P Trail (‘‘CAT’’) established pursuant to
the National Market System Plan 10 BX initially filed a proposed rule change on

contemplated by Rule 613 of Regulation May 15, 2017 (SR–BX–2017–025). On May 30, 2017,
SECURITIES AND EXCHANGE NMS.8 On May 22, 2017, the New York BX withdrew that initial filing and submitted a new
proposed rule change (SR–BX–2017–027).
COMMISSION Stock Exchange LLC (‘‘NYSE’’) filed 11 See Securities Exchange Act Release No. 80796

[Release No. 34–82524; File Nos. SR– with the Commission a proposed rule (May 26, 2017), 82 FR 25374 (SR–BatsBZX–2017–
BatsBZX–2017–37; SR–BatsEDGX–2017–23; change for the same purpose, and each 37); Securities Exchange Act Release No. 80795
of NYSE Arca and NYSE MKT filed an (May 26, 2017), 82 FR 25358 (SR–BatsEDGX–2017–
SR–BOX–2017–17; SR–C2–2017–018; SR–
23); Securities Exchange Act Release No. 80789
CBOE–2017–041; SR–FINRA–2017–013; additional proposed rule change for the (May 26, 2017), 82 FR 25492 (SR–BOX–2017–17);
SR–ISE–2017–46; SR–IEX–2017–18; SR– same purpose. On May 26, 2017, the Securities Exchange Act Release No. 80798 (May
MIAX–2017–20; SR–PEARL–2017–23; SR– NASDAQ Stock Market LLC 26, 2017), 82 FR 25385 (SR–C2–2017–018);
NASDAQ–2017–055; SR–BX–2017–027; SR– (‘‘NASDAQ’’) and NASDAQ PHLX LLC Securities Exchange Act Release No. 80797 (May
Phlx–2017–43; SR–NYSE–2017–23; SR– (‘‘Phlx’’) filed with the Commission 26, 2017), 82 FR 25429 (SR–CBOE–2017–041);
NYSEArca–2017–57; SR–NYSEArca–2017– Securities Exchange Act Release No. 80783 (May
proposed rule changes for the same 26, 2017), 82 FR 25423 (SR–FINRA–2017–013);
59; SR–NYSEMKT–2017–29; SR–NYSEMKT–
2017–30]
purpose.9 On May 30, 2017, NASDAQ Securities Exchange Act Release No. 80788 (May
BX, Inc. (‘‘BX’’) filed with the 26, 2017), 82 FR 25400 (SR–IEX–2017–18);
Commission a proposed rule change for Securities Exchange Act Release No. 80787 (May
Self-Regulatory Organizations; Bats 26, 2017), 82 FR 25469 (SR–ISE–2017–46);
BZX Exchange, Inc.; Bats EDGX Securities Exchange Act Release No. 80790 (May
Exchange, Inc.; BOX Options (SR–BatsBZX–2017–70). The name change was not 26, 2017), 82 FR 25366 (SR–MIAX–2017–20);
yet effective when Bats BZX filed SR–BatsBZX– Securities Exchange Act Release No. 80792 (May
Exchange LLC; C2 Options Exchange, 2017–37. 26, 2017), 82 FR 25436 (SR–PEARL–2017–23);
Incorporated; Chicago Board Options 2 See Securities Exchange Act Release No. 81963
Securities Exchange Act Release No. 80791 (May
Exchange, Incorporated; Financial (October 26, 2017), 82 FR 50697 (November 1, 2017) 26, 2017), 82 FR 25362 (SR–NYSEArca–2017–59);
Industry Regulatory Authority, Inc.; (SR–BatsEDGX–2017–41). The name change was Securities Exchange Act Release No. 80793 (May
not yet effective when Bats EDGX filed SR– 26, 2017), 82 FR 25443 (SR–NYSEMKT–2017–29);
International Securities Exchange, BatsEDGX–2017–23. Securities Exchange Act Release No. 80794 (May
LLC; Investors Exchange LLC; Miami 3 See Securities Exchange Act Release No. 81979
26, 2017), 82 FR 25439 (SR–NYSEMKT–2017–30).
International Securities Exchange LLC; (October 30, 2017), 82 FR 51317 (November 3, 2017) 12 See Securities Exchange Act Release No. 80799

MIAX PEARL, LLC; The NASDAQ Stock (SR–C2–2017–028). The name change was not yet (May 26, 2017), 82 FR 25635 (SR–NYSE–2017–23);
effective when C2 filed SR–C2–2017–018. Securities Exchange Act Release No. 80800 (May
Market LLC; NASDAQ BX, Inc.; 4 See Securities Exchange Act Release No. 81981
26, 2017), 82 FR 25639 (SR–NYSEArca–2017–57).
NASDAQ PHLX LLC; New York Stock (October 30, 2017), 82 FR 51309 (November 3, 2017) 13 See Securities Exchange Act Release No. 80813
Exchange LLC; NYSE Arca, Inc.; NYSE (SR–CBOE–2017–066). The name change was not (May 30, 2017), 82 FR 25820 (SR–NASDAQ–2017–
MKT LLC; Notice of Withdrawal of yet effective when CBOE filed SR–CBOE–2017–041. 055); Securities Exchange Act Release No. 80814
5 See Securities Exchange Act Release No. 80283
Proposed Rule Changes, as Modified (May 30, 2017), 82 FR 25872 (SR–BX–2017–027);
(March 21, 2017), 82 FR 15244 (March 27, 2017) Securities Exchange Act Release No. 80811 (May
by Amendments Thereto, To Eliminate (SR–NYSEMKT–2017–14). The name change was 30, 2017), 82 FR 25863 (SR–Phlx–2017–43).
Requirements That Will Be Duplicative not yet effective when NYSE MKT filed SR– 14 See letters from William H. Herbert, Managing
of CAT NYSEMKT–2017–29 and SR–NYSEMKT–2017–30. Director, Financial Information Forum (‘‘FIF’’),
sradovich on DSK3GMQ082PROD with NOTICES

6 15 U.S.C. 78s(b)(1). dated June 22, 2017; Manisha Kimmel, Chief
January 17, 2018. 7 17 CFR 240.19b–4. Regulatory Officer, Wealth Management, Thomson
On May 15, 2017, Bats BZX Exchange, 8 17 CFR 242.613. Reuters, dated June 22, 2017; Marc R. Bryant,
Inc. (‘‘Bats BZX’’) (n/k/a Cboe BZX 9 NASDAQ and Phlx initially filed proposed rule Senior Vice President, Deputy General Counsel,
changes on May 15, 2017 (SR–NASDAQ–2017–050 Fidelity Investments, dated June 22, 2017; and Ellen
Exchange, Inc.); 1 Bats EDGX Exchange, and SR–PHLX–2017–38). On May 26, 2017, Greene, Managing Director and Theodore R. Lazo,
NASDAQ and Phlx withdrew these filings and Managing Director and Associate General Counsel,
1 See Securities Exchange Act Release No. 81962 submitted new proposed rule changes (SR– Securities Industry and Financial Markets
(October 26, 2017), 82 FR 50711 (November 1, 2017) NASDAQ–2017–055 and SR–PHLX–2017–43). Association (‘‘SIFMA’’), dated June 23, 2017.

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Document Created: 2018-01-23 01:08:30
Document Modified: 2018-01-23 01:08:30

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 3239