83_FR_3284 83 FR 3268 - Emergency Preparedness and Operations Reliability Standards

83 FR 3268 - Emergency Preparedness and Operations Reliability Standards

DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission

Federal Register Volume 83, Issue 16 (January 24, 2018)

Page Range3268-3272
FR Document2018-01246

The Federal Energy Regulatory Commission approves Emergency Preparedness and Operations (EOP) Reliability Standards EOP-004-4 (Event Reporting), EOP-005-3 (System Restoration from Blackstart Resources), EOP-006-3 (System Restoration Coordination), and EOP-008-2 (Loss of Control Center Functionality).

Federal Register, Volume 83 Issue 16 (Wednesday, January 24, 2018)
[Federal Register Volume 83, Number 16 (Wednesday, January 24, 2018)]
[Rules and Regulations]
[Pages 3268-3272]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-01246]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Part 40

[Docket No. RM17-12-000; Order No. 840]


Emergency Preparedness and Operations Reliability Standards

AGENCY: Federal Energy Regulatory Commission.

ACTION: Final rule.

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SUMMARY: The Federal Energy Regulatory Commission approves Emergency 
Preparedness and Operations (EOP) Reliability Standards EOP-004-4 
(Event Reporting), EOP-005-3 (System Restoration from Blackstart 
Resources), EOP-006-3 (System Restoration Coordination), and EOP-008-2 
(Loss of Control Center Functionality).

DATES: This rule will become effective March 26, 2018.

FOR FURTHER INFORMATION CONTACT:

E. Nick Henery (Technical Information), Office of Electric 
Reliability, Division of Reliability Standards and Security, Federal 
Energy Regulatory Commission, 888 First Street NE, Washington, DC 
20426, Telephone: (202) 502-8636, [email protected].
Bob Stroh (Legal Information), Office of the General Counsel, 
Federal Energy Regulatory Commission, 888 First Street NE, 
Washington, DC 20426, Telephone: (202) 502-8473, 
[email protected].

SUPPLEMENTARY INFORMATION: Before Commissioners: Kevin J. McIntyre, 
Chairman; Cheryl A. LaFleur, Neil Chatterjee, Robert F. Powelson, and 
Richard Glick.
    1. Pursuant to section 215 of the Federal Power Act (FPA),\1\ the 
Commission approves Emergency Preparedness and Operations (EOP) 
Reliability Standards EOP-004-4 (Event Reporting), EOP-005-3 (System 
Restoration from Blackstart Resources), EOP-006-3 (System Restoration 
Coordination), and EOP-008-2 (Loss of Control Center Functionality), 
submitted by the North American Electric Reliability Corporation 
(NERC), the Commission-certified Electric Reliability Organization 
(ERO). The Commission also approves the associated violation risk 
factors, violation severity levels, implementation plans, and effective 
dates. In addition, the Commission approves the retirement of 
currently-effective Reliability Standards EOP-004-3, EOP-005-2, EOP-
006-2, and EOP-008-1 immediately prior to the effective dates of the 
EOP Reliability Standards.
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    \1\ 16 U.S.C. 824(o). The approved Reliability Standards are 
available on the Commission's eLibrary document retrieval system in 
Docket No. RM17-12-000 and on the NERC website, www.nerc.com.
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    2. The Commission determines that the approved EOP Reliability 
Standards will enhance reliability by: (1) Providing accurate reporting 
of events to NERC's event analysis group to analyze the impact on the 
reliability of the bulk electric system (Reliability Standard EOP-004-
4); (2) delineating the roles and responsibilities of entities that 
support system restoration from blackstart resources which generate 
power without the support of the bulk electric system (Reliability 
Standard EOP-005-3); (3) clarifying the procedures and coordination 
requirements for reliability coordinator personnel to execute system 
restoration processes (Reliability Standard EOP-006-3); and (4) 
refining the required elements of an operating plan used to continue 
reliable operations of the bulk electric system in the event that 
primary control center functionality is lost (Reliability Standard EOP-
008-2).

I. Background

A. Regulatory Background

    3. Section 215 of the FPA requires a Commission-certified ERO to 
develop mandatory and enforceable Reliability Standards that are 
subject to Commission review and approval. The Commission may approve, 
by rule or order, a proposed Reliability Standard or modification to a 
Reliability Standard if it determines that the Reliability Standard is 
just, reasonable, not unduly discriminatory or preferential and in the 
public interest.\2\ Once approved, the Reliability Standards may be 
enforced by the ERO, subject to Commission oversight, or by the 
Commission independently.\3\
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    \2\ Id. 824o(d)(2).
    \3\ Id. 824o(e).
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    4. Pursuant to section 215 of the FPA, the Commission established a 
process to select and certify an ERO,\4\ and subsequently certified 
NERC.\5\ On March 16, 2007, the Commission issued Order No. 693, 
approving 83 of the 107 Reliability Standards filed by NERC,

[[Page 3269]]

including the initial EOP Reliability Standards.\6\
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    \4\ Rules Concerning Certification of the Electric Reliability 
Organization; and Procedures for the Establishment, Approval, and 
Enforcement of Electric Reliability Standards, Order No. 672, FERC 
Stats. & Regs. ] 31,204, order on reh'g, Order No. 672-A, FERC 
Stats. & Regs. ] 31,212 (2006).
    \5\ North American Electric Reliability Corp., 116 FERC ] 
61,062, order on reh'g and compliance, 117 FERC ] 61,126 (2006), 
aff'd sub nom. Alcoa, Inc. v. FERC, 564 F.3d 1342 (D.C. Cir. 2009).
    \6\ Mandatory Reliability Standards for the Bulk-Power System, 
Order No. 693, 72 FR 16416 (Apr. 4, 2007), FERC Stats. & Regs. ] 
31,242, at P 297, order on reh'g, Order No. 693-A, 120 FERC ] 61,053 
(2007).
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B. NERC Petition

    5. On March 27, 2017, NERC filed a petition seeking approval of the 
proposed EOP Reliability Standards and retirement of currently-
effective Reliability Standards EOP-004-3, EOP-005-2, EOP-006-2, and 
EOP-008-1. NERC indicated that the revisions were intended to: (1) 
Streamline the currently-effective EOP Reliability Standards; (2) 
remove redundancies and other unnecessary language while making the 
Reliability Standards more results-based; \7\ and (3) address the 
Commission's concern articulated in Order No. 749 regarding system 
restoration training.\8\
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    \7\ North American Electric Reliability Corp., 138 FERC ] 
61,193, at P 81 (March 2012 Order), order on reh'g and 
clarification, 139 FERC ] 61,168 (2012). The March 2012 Order 
approved a NERC process to identify requirements that could be 
removed from Reliability Standards without impacting the reliability 
of the interconnected transmission network.
    \8\ System Restoration Reliability Standards, Order No. 749, 134 
FERC ] 61,215, at PP 18, 24 (2011).
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C. Notice of Proposed Rulemaking and Comments

    6. On September 20, 2017, the Commission issued a Notice of 
Proposed Rulemaking proposing to approve the EOP Reliability Standards 
submitted by NERC.\9\ In the NOPR the Commission indicated that 
Reliability Standard EOP-004-4 will enhance reliability by assigning 
reporting responsibilities to appropriate entities and clarifying the 
threshold reporting for a given event. In addition, the Commission 
proposed to find that Reliability Standard EOP-004-4 promotes 
efficiency and clarity by eliminating redundant reporting of a single 
event by multiple entities. The Commission also proposed to determine 
that Reliability Standards EOP-005-3, EOP-006-3, and EOP-008-2 will 
enhance reliability by delineating the roles and responsibilities of 
entities that support system restoration from blackstart resources; 
clarifying the procedures and coordination requirements for reliability 
coordinator personnel to execute system restoration processes; and 
refining the contents of an operating plan used by reliability 
coordinators, balancing authorities, and transmission operators to 
maintain the reliability of the bulk electric system in the event that 
primary control center functionality is lost.
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    \9\ Emergency Preparedness and Operations Reliability Standards, 
Notice of Proposed Rulemaking, 82 FR 44746 (Sept. 26, 2017), 160 
FERC ] 61,072 (2017) (NOPR).
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    7. NERC, Edison Electric Institute (EEI), and Magnum CAES, LLC 
(Magnum) filed comments in response to the NOPR either supporting or 
taking no position on the NOPR proposal. NERC and EEI request that the 
Commission adopt the NOPR proposal to approve the EOP Reliability 
Standards. Magnum states that it does not take a specific position on 
the EOP Reliability Standards but believes that they are important 
tools in maintaining grid safety and reliability.

II. Discussion

    8. Pursuant to FPA section 215(d)(2), the Commission approves 
Reliability Standards EOP-004-4, EOP-005-3, EOP-006-3, and EOP-008-2 as 
just, reasonable, not unduly discriminatory or preferential, and in the 
public interest. The Commission also approves the associated violation 
risk factors, violation severity levels, implementation plans, and 
effective dates. Further, the Commission approves the retirement of 
currently-effective Reliability Standards EOP-004-3, EOP-005-2, EOP-
006-2, and EOP-008-1 immediately prior to the effective dates of the 
approved EOP Reliability Standards.
    9. The Commission determines that Reliability Standard EOP-004-4 
will enhance reliability by assigning reporting responsibilities to 
appropriate entities and clarifying the threshold reporting for a given 
event. In addition, aligning the reportable events and thresholds, 
where appropriate, identified in Attachments 1 and 2 of the Reliability 
Standard with the Department of Energy's Form OE-417 will improve the 
quality of information received by NERC and, as a result, the quality 
of analysis that NERC produces to assess the greatest risks to the bulk 
electric system. Further, Reliability Standard EOP-004-4 promotes 
efficiency and clarity by eliminating redundant reporting of a single 
event by multiple entities. The Commission determines that Reliability 
Standards EOP-005-3, EOP-006-3, and EOP-008-2 will enhance reliability 
by delineating the roles and responsibilities of entities that support 
system restoration from blackstart resources; clarifying the procedures 
and coordination requirements for reliability coordinator personnel to 
execute system restoration processes; and refining the contents of an 
operating plan used by reliability coordinators, balancing authorities, 
and transmission operators to maintain the reliability of the BES in 
the event that primary control center functionality is lost.
    10. As discussed in the NOPR, under currently-effective Reliability 
Standard EOP-004-3, Attachment 1, reliability coordinators must report 
to NERC when they operate outside of their interconnection reliability 
operating limit (IROL) for greater than ``Tv'' (defined as 
less than or equal to 30 minutes). NERC proposed to eliminate the IROL 
violation reporting requirement in Attachment 1 of Reliability Standard 
EOP-004-4 because, according to NERC, Reliability Standard EOP-004 is 
primarily a tool for trending analysis and developing lessons learned 
and not designed to be a real-time tool. NERC stated that any real-time 
reporting to NERC or Regional Entities (i.e., contemporaneous with the 
transmission operator's notification of the IROL to the reliability 
coordinator) should be addressed in the Transmission Operations 
Reliability Standards, which deal with the real-time operations time 
horizon. NERC identified in its petition three Reliability Standards 
that, NERC asserted, require the reporting of such information.\10\ 
However, in the NOPR, the Commission indicated that it did not appear 
that these Reliability Standards require the reporting of IROL 
Tv exceedance information; instead, the Commission observed 
that currently NERC voluntarily shares IROL Tv exceedance 
information, collected pursuant to Reliability Standard EOP-004-3, with 
Commission staff so that Commission staff can monitor the transmission 
system and identify reliability trends.\11\ In the NOPR, the Commission 
stated that it understands that NERC will continue to receive IROL 
Tv exceedance information and share it with Commission staff 
even after the retirement of Reliability Standard EOP-004-3. NERC did 
not dispute or otherwise take issue with the Commission's understanding 
in NERC's comments.\12\ The Commission approves the retirement of 
currently-effective Reliability Standard EOP-004-3.
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    \10\ NERC cited Reliability Standards TOP-001-3 (Transmission 
Operations) and TOP-007-0 (Reporting System Operating Limit (SOL) 
and IROL Violations), and Reliability Standard IRO-009-2 
(Reliability Coordinator Actions to Operate within IROLs).
    \11\ NOPR, 160 FERC ] 61,072 at P 15.
    \12\ None of the commenters disagreed with the Commission's 
understanding regarding IROL Tv exceedance information 
sharing.

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[[Page 3270]]

III. Information Collection Statement

    11. The Paperwork Reduction Act (PRA) \13\ requires each federal 
agency to seek and obtain Office of Management and Budget (OMB) 
approval before undertaking a collection of information directed to ten 
or more persons, or contained in a rule of general applicability. The 
OMB regulations require that OMB approve certain reporting and 
recordkeeping (collections of information) imposed by an agency.\14\ 
Upon approval of a collection(s) of information, OMB will assign an OMB 
control number and expiration date. Respondents subject to the filing 
requirements of this rule will not be penalized for failing to respond 
to these collections of information unless the collections of 
information display a valid OMB control number.
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    \13\ 44 U.S.C. 3501-3520.
    \14\ 5 CFR 1320.11.
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    12. In this Final Rule the Commission is approving the following 
Reliability Standards: EOP-004-4 (Event Reporting), EOP-005-3 (System 
Restoration from Blackstart Resources), EOP-006-3 (System Restoration 
Coordination), and EOP-008-2 (Loss of Control Center Functionality), 
associated with information collections FERC-725A and FERC-725S. The 
Commission also approves the associated violation risk factors, 
violation severity levels, implementation plans, and effective dates.
    13. Public Reporting Burden: The changes reflected in these 
Reliability Standards are not expected to result in a net increase in 
the annual record-keeping and reporting requirements on applicable 
entities (GO, DP, RC, TO, TOP, and GOP).\15\ Our estimate in the tables 
below regarding the number of respondents is based on the NERC 
Compliance Registry as of September 15, 2017. Reliability Standards 
EOP-004-4, EOP-005-3, EOP-006-3, and EOP-008-2 will replace the 
paperwork burden approved in FERC-725A (OMB Control. No. 1902-0244) and 
be added to FERC-725S. That burden reflects an increase in total burden 
hours and cost based on adjustments in the number of entities and cost 
per hour applicable under the EOP Reliability Standards approved in 
this Final Rule. However, analysis comparing both previous burden 
approved in FERC-725A and burden for FERC-725S show an increase in 
total burden but no increase in burden hours per response.
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    \15\ Generator Operator (GOP); Generator Owner (GO); 
Transmission Operators (TOP); Transmission Owners (TO); Reliability 
Coordinator (RC); Distribution Provider (DP).
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    14. The first table for FERC-725A addresses the burden reduction 
for a total of 59,591.5 hours and $3,744,990 (55,929.5 hours and 
$3,595,708 from reporting requirement; and 3,662 hours and $149,282 
from record keeping). The second table: (a) Moves burden from the old 
version in the Reliability Standards approved in FERC-725A to FERC-
725S; (b) shows no net change in burden per entity between the new and 
old versions of the Reliability Standards; and (c) updates applicable 
entities and cost per hour figure.
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    \16\ In the burden table, reporting requirements (engineering) 
is abbreviated as ``Eng.'' and record keeping is abbreviated as 
``R.K.''
    \17\ The estimates for cost per hour are based on 2015 wage 
figures. The table uses 2015 wage figures because 2015 wage figures 
were used when the requirements listed in the table were 
implemented. The wage figures were derived as follows:
    $64.29/hour, the average salary plus benefits per electrical 
engineer, Occupation Code 17-2071 (from Bureau of Labor Statistics 
at https://www.bls.gov/oes/current/naics2_22.htm)
    $37.75/hour, the average salary plus benefits for information 
and record clerks, Occupation Code 43-4071 (from Bureau of Labor 
Statistics at https://www.bls.gov/oes/current/naics2_22.htm)
    The results of calculations are rounded to the nearest dollar in 
the burden table.

                                           Reductions to FERC-725A, From the Final Rule in Docket No. RM17-12
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                                                      Annual
                                                    number of
 Reliability standard and associated   Number of    responses    Total number   Average burden and cost  Total annual burden and    Cost per respondent
             requirement              respondents      per       of responses      per response \16\      total annual cost \17\            ($)
                                                    respondent
                                              (1)          (2)     (1) * (2) =  (4)....................  (3) * (4) = (5)........  (5) / (1)
                                                                           (3)
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                                                                        EOP-008-2
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One-time Review and Revision of Plan          215            1             215  20 hrs. (Eng.);          4,300 hrs. (Eng.);       ($1,286) (Eng.)
 (affected entities).                                                            ($1,286) (Reduction).    ($276,447) (Reduction).  (Reduction).
Updating, Approving, and Maintaining          215            1             215  6 hrs. (Eng.); ($386) 2  1,290 hrs. (Eng.);       ($386) (Eng.); ($76)
 Records (affected entities).                                                    hrs. (R.K.); ($76)       ($82,934) 430 hrs.       (R.K.) (Reduction).
                                                                                 (Reduction).             (R.K.); ($16,233)
                                                                                                          (Reduction).
One-time Contracting (affected                 27            1              27  120 hrs. (Eng.)          3,240 hrs. ($208,300)    ($7,715) (Eng.)
 entities).                                                                      ($7,715) (Reduction).    (Eng.) (Reduction).      (Reduction).
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                                                                  EOP-005-3 & EOP-006-3
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RC Data Retention...................           26            2              52  8 hrs. (R.K.) ($514)     416 hrs. (R.K.);         ($514) (R.K.)
                                                                                 (Reduction).             ($26,745) (Reduction).   (Reduction).
TOP Reporting Data..................          176            1             176  116 hrs. (Eng.);         20,416 hrs. (Eng.);      ($7,458) (Eng.);
                                                                                 ($7,458) 16 hrs.         ($1,312,545) 2,816       ($604) (R.K.)
                                                                                 (R.K.); ($604)           hrs. (R.K.);             (Reduction).
                                                                                 (Reduction).             ($106,304).
GOP Testing.........................          230            1             230  80 hrs. (Eng.);          18,400 hrs. (Eng.);      ($5,143) (Eng.)
                                                                                 ($5,143) (Reduction).    ($1,182,936)             (Reduction).
                                                                                                          (Reduction).
TO and DP Training..................          678            1             678  8 hrs. (Eng.); ($514)    5,424 hrs. (Eng.);       ($514) (Eng.)
                                                                                 (Reduction).             ($348,709) (Reduction).  (Reduction).
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                                                                        EOP-004-4
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One-Time Review and Revision of Plan        1,400            1           1,400  2 hrs. (Eng.); ($129)    2,800 hrs. (Eng.)        ($129) (Reduction).
 (affected entities).                                                            (Reduction).             ($180,012) (Reduction).
Reporting Events (affected entities)          350            1             350  0.17 hrs. (Eng.); ($11)  59.5 hrs. (Eng.);        ($11) (Reduction).
                                                                                 (Reduction).             ($3,825) (Reduction).
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[[Page 3271]]

 
    Total, Reductions to FERC-725A..  ...........  ...........           3,343  .......................  59,591.5 hrs;            ......................
                                                                   (Reduction)                            ($3,744,990) (Eng.)
                                                                                                          55,929.5 hrs.;
                                                                                                          ($3,595,708); (R.K.)
                                                                                                          3,662 hrs.; ($149,282)
                                                                                                          (Reduction).
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    In the table below Reliability Standards EOP-004-4, EOP-005-3, EOP-
006-3, and EOP-008-2 will result in paperwork burden being added to 
FERC-725S (OMB Control No. 1902-0270). These Reliability Standards will 
replace previous versions whose paperwork burden was previously 
approved in FERC-725A (OMB Control. No. 1902-0244). The burden being 
added to FERC-725S reflects an increase from the previous versions of 
the Reliability Standards in total burden hours and cost based on 
adjustments in the one additional entities and changes to hourly cost.
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    \18\ In the burden table, reporting requirement (engineering) is 
abbreviated as ``Eng.'' and record keeping is abbreviated as 
``R.K.''
    \19\ The estimates for cost per hour are based on May 2016 wage 
figures and derived as follows:
    $68.12/hour, the average salary plus benefits per electric 
engineer, Occupation Code 17-2071, (from Bureau of Labor Statistics 
at https://www.bls.gov/oes/current/naics2_22.htm)
    $39.14/hour, the average salary plus benefits per information 
and record clerks Occupation Code 43-4071, (from Bureau of Labor 
Statistics at https://www.bls.gov/oes/current/naics2_22.htm)
    The results of calculations are rounded to the nearest dollar 
within the burden table.

                                            FERC-725S, Modifications Due to Final Rule in Docket No. RM17-12
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                                                      Annual
                                                    number of
 Reliability standard and associated   Number of    responses    Total number   Average burden and cost  Total annual burden and    Cost per respondent
             requirement              respondents      per       of responses      per response \18\      total annual cost \19\            ($)
                                                    respondent
                                              (1)          (2)     (1) * (2) =  (4)....................  (3) * (4) = (5)........  (5) / (1)
                                                                           (3)
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                                                                        EOP-008-2
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One-time Review in Year 1...........          216            1             216  20 hrs. (Eng.); $1,362.  4,320 hrs. (Eng.);       $1,362 (Eng.).
                                                                                                          $294,192.
Updating, Approving, and Maintaining          216            1             216  6 hrs. (Eng.); $409 2    1728 hrs., $105,092      $487 ($409 (Eng.); $78
 Records.                                                                        hrs. (R.K.); $78.        (1,296 hrs. (Eng.);      (R.K.)).
                                                                                                          $88,244 (R.K.); 432
                                                                                                          hrs; $16,848).
One-time Contracting in Year 1......           27            1              27  120 hrs. (Eng.) $8174..  3,240 hrs. $220,698      $8174 (Eng.).
                                                                                                          (Eng.).
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                                                                  EOP-005-3 & EOP-006-3
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RC Data Retention...................           11            2              22  8 hrs. (R.K.) $313.....  176 hrs. (R.K.); $6,886  $626 (R.K.).
TOP Reporting Data..................          177            1             177  132 hrs., $8528 (116     23,364 hrs., $1,209,456  $8528 ($7,902 (Eng.);
                                                                                 hrs. (Eng.); $7,902 16   (20,532 hrs. (Eng.);     $626 (R.K.).
                                                                                 hrs. (R.K.); $626).      $1,398,654 2,832 hrs.
                                                                                                          (R.K.); $110,802).
GOP Testing.........................          264            1             264  80 hrs. (Eng.); $5450..  21,120 hrs. (Eng.);      $5,450 (Eng.).
                                                                                                          $1,438,800.
TO and DP Training..................          524            1             524  8 hrs. (Eng.); $545....  4,192 hrs. (Eng.);       $545 (Eng.).
                                                                                                          $285,580.
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                                                                        EOP-004-4
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One-Time Review and Revision in Year        1,475            1           1,475  2 hrs. (Eng.); $136....  2,950 hrs. (Eng.)        $136 (Eng.).
 1 (affected entities).                                                                                   $200,600.
Reporting Events (affected entities)          368            1             368  0.17 hrs. (Eng.); $12..  63 hrs. (Eng.); $4,416.  $12 (Eng.).
                                     -------------------------------------------------------------------------------------------------------------------
    Total Year 1....................  ...........  ...........           3,289  .......................  61,090 hrs.; $4,036,100  ......................
                                                                                                          ((Eng.) 57,650 hrs.,
                                                                                                          $3,901,204; (R.K) 3440
                                                                                                          hrs., $134,896).
                                     -------------------------------------------------------------------------------------------------------------------
    Total Year 2....................  ...........  ...........           1,571  .......................  50,643 hrs., $3,350,230  ......................
                                     -------------------------------------------------------------------------------------------------------------------
    Total Year 3....................  ...........  ...........           1,571  .......................  50,643 hrs., $3,350,230  ......................
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    In the table above, we indicate the annual total burden for years 
1, 2 and 3 for FERC-725S (OMB Control No. 1902-0270). The average 
annual burden for years 1, 2, and 3 is (61,090 hours + 50,643 hours + 
50,643/3 = 54,125. The average annual cost is $3,578,853.

[[Page 3272]]

    Title: FERC-725A, Mandatory Reliability Standards for the Bulk-
Power System and FERC-725S Mandatory Reliability Standards: Emergency 
Preparedness and Operations (EOP).
    Action: Revision to existing collections.
    OMB Control Nos.: 1902-0244 (FERC-725A); 1902-0270 (FERC-725S).
    Respondents: Businesses or other for-profit institutions; not-for-
profit institutions.
    Frequency of Responses: One-Time and Annually.
    Necessity of the Information: Reliability Standards EOP-008-1, EOP-
005-3, EOP-006-3, and EOP-004-4 provide accurate reporting of events to 
NERC's event analysis group to analyze the impact on the reliability of 
the bulk electric system (Reliability Standard EOP-004-4); delineate 
the roles and responsibilities of entities that support system 
restoration from blackstart resources (Reliability Standard EOP-005-3); 
clarify the procedures and coordination requirements for reliability 
coordinator personnel to execute system restoration processes 
(Reliability Standard EOP-006-3); and, refine the required elements of 
an operating plan used to continue reliable operations of the bulk 
electric system if that primary control functionality is lost 
(Reliability Standard EOP-008-2). These Reliability Standards 
modifications are designed to eliminate redundant reporting of a single 
event by multiple entities, assign reporting requirements to 
appropriate entities, and clarify the threshold reporting for a given 
event.
    Internal Review: The Commission reviewed the revised Reliability 
Standards and made a determination that its action is necessary to 
implement section 215 of the FPA. The Commission has assured itself, by 
means of its internal review, that there is specific, objective support 
for the burden estimates associated with the information requirements.
    15. Interested persons may obtain information on the reporting 
requirements by contacting the following: Federal Energy Regulatory 
Commission, 888 First Street NE, Washington, DC 20426 [Attention: Ellen 
Brown, Office of the Executive Director, email: [email protected], 
phone: (202) 502-8663, fax: (202) 273-0873].
    For submitting comments concerning the collection(s) of information 
and the associated burden estimate(s), please send your comments to the 
Commission and to the Office of Management and Budget, Office of 
Information and Regulatory Affairs, Washington, DC 20503 [Attention: 
Desk Officer for the Federal Energy Regulatory Commission, phone: (202) 
395-0710, fax: (202) 395-7285]. For security reasons, comments to OMB 
should be submitted by email to: [email protected]. Comments 
submitted to OMB should include 1902-0244 and 1902-0270 and Docket 
Number RM17-12-000.

IV. Environmental Analysis

    16. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\20\ The 
Commission has categorically excluded certain actions from this 
requirement as not having a significant effect on the human 
environment. Included in the exclusion are rules that are clarifying, 
corrective, or procedural or that do not substantially change the 
effect of the regulations being amended.\21\ The actions taken here 
fall within this categorical exclusion in the Commission's regulations.
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    \20\ Regulations Implementing the National Environmental Policy 
Act of 1969, Order No. 486, FERC Stats. & Regs. ] 30,783 (1987).
    \21\ 18 CFR 380.4(a)(2)(ii).
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V. Regulatory Flexibility Act

    17. The Regulatory Flexibility Act of 1980 (RFA) \22\ generally 
requires a description and analysis of Final Rule that will have 
significant economic impact on a substantial number of small entities. 
The RFA does not mandate any particular outcome in a rulemaking. It 
only requires consideration of alternatives that are less burdensome to 
small entities and an agency explanation of why alternatives were 
rejected.
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    \22\ 5 U.S.C. 601-612.
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    18. In this Final Rule, the Commission estimates a one-time cost of 
compliance for administering the changes in the approved Reliability 
Standards versus their prior versions but no ongoing net burden change. 
The total average annual burden and cost to industry over years 1, 2 
and 3 is 54,125 hours and $3,578,853. Therefore, the average annual 
cost per entity is $16,569. Comparison of the applicable entities with 
the Commission's small business data indicates that approximately 45 
(or 21 percent) of applicable entities are small entities. Accordingly, 
the Commission certifies that the Final Rule will not have a 
significant economic impact on a substantial number of small entities.

VI. Effective Date and Congressional Notification

    19. These regulations are effective March 26, 2018. The Commission 
has determined, with the concurrence of the Administrator of the Office 
of Information and Regulatory Affairs of OMB, that this rule is not a 
``major rule'' as defined in section 351 of the Small Business 
Regulatory Enforcement Fairness Act of 1996.

VII. Document Availability

    20. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
internet through the Commission's Home Page (http://www.ferc.gov) and 
in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE, Room 2A, 
Washington, DC 20426.
    21. From the Commission's Home Page on the internet, this 
information is available on eLibrary. The full text of this document is 
available on eLibrary in PDF and Microsoft Word format for viewing, 
printing, and/or downloading. To access this document in eLibrary, type 
the docket number of this document, excluding the last three digits, in 
the docket number field.
    22. User assistance is available for eLibrary and the Commission's 
website during normal business hours from the Commission's Online 
Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
[email protected], or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. Email the Public Reference Room at 
[email protected].

VIII. Effective Date and Congressional Notification

    23. These regulations are effective March 26, 2018. The Commission 
has determined, with the concurrence of the Administrator of the Office 
of Information and Regulatory Affairs of OMB, that this rule is not a 
``major rule'' as defined in section 351 of the Small Business 
Regulatory Enforcement Fairness Act of 1996. The Commission will submit 
the Final Rule to both houses of Congress and to the General 
Accountability Office.

    By the Commission.

    Issued: January 18, 2018.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2018-01246 Filed 1-23-18; 8:45 am]
 BILLING CODE 6717-01-P



                                             3268             Federal Register / Vol. 83, No. 16 / Wednesday, January 24, 2018 / Rules and Regulations

                                             (j) Alternative Methods of Compliance                   DEPARTMENT OF ENERGY                                   approves the retirement of currently-
                                             (AMOCs)                                                                                                        effective Reliability Standards EOP–
                                               (1) The Manager, Los Angeles ACO Branch,              Federal Energy Regulatory                              004–3, EOP–005–2, EOP–006–2, and
                                             FAA, has the authority to approve AMOCs                 Commission                                             EOP–008–1 immediately prior to the
                                             for this AD, if requested using the procedures                                                                 effective dates of the EOP Reliability
                                             found in 14 CFR 39.19. In accordance with               18 CFR Part 40                                         Standards.
                                             14 CFR 39.19, send your request to your                 [Docket No. RM17–12–000; Order No. 840]                   2. The Commission determines that
                                             principal inspector or local Flight Standards                                                                  the approved EOP Reliability Standards
                                             District Office, as appropriate. If sending             Emergency Preparedness and                             will enhance reliability by: (1) Providing
                                             information directly to the manager of the              Operations Reliability Standards                       accurate reporting of events to NERC’s
                                             certification office, send it to the attention of                                                              event analysis group to analyze the
                                             the person identified in paragraph (k) of this          AGENCY:  Federal Energy Regulatory
                                                                                                                                                            impact on the reliability of the bulk
                                             AD.                                                     Commission.
                                                                                                                                                            electric system (Reliability Standard
                                               (2) Before using any approved AMOC,                   ACTION: Final rule.
                                                                                                                                                            EOP–004–4); (2) delineating the roles
                                             notify your appropriate principal inspector,                                                                   and responsibilities of entities that
                                             or lacking a principal inspector, the manager           SUMMARY:   The Federal Energy
                                                                                                     Regulatory Commission approves                         support system restoration from
                                             of the local flight standards district office/                                                                 blackstart resources which generate
                                             certificate holding district office.                    Emergency Preparedness and
                                                                                                     Operations (EOP) Reliability Standards                 power without the support of the bulk
                                             (k) Related Information                                 EOP–004–4 (Event Reporting), EOP–                      electric system (Reliability Standard
                                               For more information about this AD,                   005–3 (System Restoration from                         EOP–005–3); (3) clarifying the
                                             contact Joseph Costa, Aerospace Engineer,               Blackstart Resources), EOP–006–3                       procedures and coordination
                                             Los Angeles ACO Branch, FAA, 3960                       (System Restoration Coordination), and                 requirements for reliability coordinator
                                             Paramount Blvd., Lakewood, CA 90712–                    EOP–008–2 (Loss of Control Center                      personnel to execute system restoration
                                             4137; phone: 562–627–5246; fax: 562–627–                Functionality).                                        processes (Reliability Standard EOP–
                                             5210; email: joseph.costa@faa.gov.                                                                             006–3); and (4) refining the required
                                                                                                     DATES: This rule will become effective                 elements of an operating plan used to
                                             (l) Material Incorporated by Reference                  March 26, 2018.                                        continue reliable operations of the bulk
                                                (1) The Director of the Federal Register             FOR FURTHER INFORMATION CONTACT:                       electric system in the event that primary
                                             approved the incorporation by reference                 E. Nick Henery (Technical Information),                control center functionality is lost
                                             (IBR) of the service information listed in this           Office of Electric Reliability, Division of          (Reliability Standard EOP–008–2).
                                             paragraph under 5 U.S.C. 552(a) and 1 CFR                 Reliability Standards and Security, Federal
                                                                                                       Energy Regulatory Commission, 888 First              I. Background
                                             part 51.
                                                                                                       Street NE, Washington, DC 20426,
                                                (2) You must use this service information
                                                                                                       Telephone: (202) 502–8636, Nick.Henery@              A. Regulatory Background
                                             as applicable to do the actions required by               ferc.gov.
                                             this AD, unless the AD specifies otherwise.                                                                       3. Section 215 of the FPA requires a
                                                                                                     Bob Stroh (Legal Information), Office of the
                                                (i) Honeywell Service Bulletin TPE331–72–                                                                   Commission-certified ERO to develop
                                                                                                       General Counsel, Federal Energy
                                             2178, Revision 0, dated May 3, 2011.                      Regulatory Commission, 888 First Street              mandatory and enforceable Reliability
                                                (ii) Reserved.                                         NE, Washington, DC 20426, Telephone:                 Standards that are subject to
                                                (3) For Honeywell service information                  (202) 502–8473, Robert.Stroh@ferc.gov.               Commission review and approval. The
                                             identified in this AD, contact Honeywell                SUPPLEMENTARY INFORMATION:     Before                  Commission may approve, by rule or
                                             International Inc., 111 S 34th Street, Phoenix,         Commissioners: Kevin J. McIntyre,                      order, a proposed Reliability Standard
                                             AZ 85034–2802; phone: 800–601–3099;                     Chairman; Cheryl A. LaFleur, Neil                      or modification to a Reliability Standard
                                             internet: https://                                      Chatterjee, Robert F. Powelson, and                    if it determines that the Reliability
                                             myaerospace.honeywell.com/wps/portal.                   Richard Glick.                                         Standard is just, reasonable, not unduly
                                                (4) You may view this service information              1. Pursuant to section 215 of the                    discriminatory or preferential and in the
                                             at the FAA, Engine and Propeller Standards              Federal Power Act (FPA),1 the                          public interest.2 Once approved, the
                                             Branch, 1200 District Avenue, Burlington,               Commission approves Emergency                          Reliability Standards may be enforced
                                             MA. For information on the availability of              Preparedness and Operations (EOP)                      by the ERO, subject to Commission
                                             this material at the FAA, call 781–238–7759.            Reliability Standards EOP–004–4 (Event                 oversight, or by the Commission
                                                (5) You may view this service information            Reporting), EOP–005–3 (System                          independently.3
                                             that is incorporated by reference at the                Restoration from Blackstart Resources),                   4. Pursuant to section 215 of the FPA,
                                             National Archives and Records                           EOP–006–3 (System Restoration                          the Commission established a process to
                                             Administration (NARA). For information on               Coordination), and EOP–008–2 (Loss of                  select and certify an ERO,4 and
                                             the availability of this material at NARA, call         Control Center Functionality),                         subsequently certified NERC.5 On
                                             202–741–6030, or go to: http://                         submitted by the North American                        March 16, 2007, the Commission issued
                                             www.archives.gov/federal-register/cfr/ibr-              Electric Reliability Corporation (NERC),               Order No. 693, approving 83 of the 107
                                             locations.html.                                         the Commission-certified Electric                      Reliability Standards filed by NERC,
                                               Issued in Burlington, Massachusetts, on               Reliability Organization (ERO). The
                                             January 17, 2018.                                       Commission also approves the                             2 Id. 824o(d)(2).
                                             Robert J. Ganley,                                       associated violation risk factors,                       3 Id. 824o(e).
                                                                                                                                                               4 Rules Concerning Certification of the Electric
                                             Manager, Engine and Propeller Standards                 violation severity levels,
                                                                                                                                                            Reliability Organization; and Procedures for the
                                                                                                     implementation plans, and effective
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                                             Branch, Aircraft Certification Service.                                                                        Establishment, Approval, and Enforcement of
                                             [FR Doc. 2018–01228 Filed 1–23–18; 8:45 am]
                                                                                                     dates. In addition, the Commission                     Electric Reliability Standards, Order No. 672, FERC
                                                                                                                                                            Stats. & Regs. ¶ 31,204, order on reh’g, Order No.
                                             BILLING CODE 4910–13–P                                    1 16 U.S.C. 824(o). The approved Reliability         672–A, FERC Stats. & Regs. ¶ 31,212 (2006).
                                                                                                     Standards are available on the Commission’s               5 North American Electric Reliability Corp., 116

                                                                                                     eLibrary document retrieval system in Docket No.       FERC ¶ 61,062, order on reh’g and compliance, 117
                                                                                                     RM17–12–000 and on the NERC website,                   FERC ¶ 61,126 (2006), aff’d sub nom. Alcoa, Inc.
                                                                                                     www.nerc.com.                                          v. FERC, 564 F.3d 1342 (D.C. Cir. 2009).



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                                                              Federal Register / Vol. 83, No. 16 / Wednesday, January 24, 2018 / Rules and Regulations                                                 3269

                                             including the initial EOP Reliability                   transmission operators to maintain the                 reliability of the BES in the event that
                                             Standards.6                                             reliability of the bulk electric system in             primary control center functionality is
                                                                                                     the event that primary control center                  lost.
                                             B. NERC Petition
                                                                                                     functionality is lost.                                    10. As discussed in the NOPR, under
                                               5. On March 27, 2017, NERC filed a                       7. NERC, Edison Electric Institute
                                             petition seeking approval of the                        (EEI), and Magnum CAES, LLC                            currently-effective Reliability Standard
                                             proposed EOP Reliability Standards and                  (Magnum) filed comments in response                    EOP–004–3, Attachment 1, reliability
                                             retirement of currently-effective                       to the NOPR either supporting or taking                coordinators must report to NERC when
                                             Reliability Standards EOP–004–3, EOP–                   no position on the NOPR proposal.                      they operate outside of their
                                             005–2, EOP–006–2, and EOP–008–1.                        NERC and EEI request that the                          interconnection reliability operating
                                             NERC indicated that the revisions were                  Commission adopt the NOPR proposal                     limit (IROL) for greater than ‘‘Tv’’
                                             intended to: (1) Streamline the                         to approve the EOP Reliability                         (defined as less than or equal to 30
                                             currently-effective EOP Reliability                     Standards. Magnum states that it does                  minutes). NERC proposed to eliminate
                                             Standards; (2) remove redundancies and                  not take a specific position on the EOP                the IROL violation reporting
                                             other unnecessary language while                        Reliability Standards but believes that                requirement in Attachment 1 of
                                             making the Reliability Standards more                   they are important tools in maintaining                Reliability Standard EOP–004–4
                                             results-based; 7 and (3) address the                    grid safety and reliability.                           because, according to NERC, Reliability
                                             Commission’s concern articulated in                                                                            Standard EOP–004 is primarily a tool
                                                                                                     II. Discussion
                                             Order No. 749 regarding system                                                                                 for trending analysis and developing
                                             restoration training.8                                     8. Pursuant to FPA section 215(d)(2),               lessons learned and not designed to be
                                                                                                     the Commission approves Reliability
                                             C. Notice of Proposed Rulemaking and                                                                           a real-time tool. NERC stated that any
                                                                                                     Standards EOP–004–4, EOP–005–3,
                                             Comments                                                                                                       real-time reporting to NERC or Regional
                                                                                                     EOP–006–3, and EOP–008–2 as just,
                                                6. On September 20, 2017, the                        reasonable, not unduly discriminatory                  Entities (i.e., contemporaneous with the
                                             Commission issued a Notice of                           or preferential, and in the public                     transmission operator’s notification of
                                             Proposed Rulemaking proposing to                        interest. The Commission also approves                 the IROL to the reliability coordinator)
                                             approve the EOP Reliability Standards                   the associated violation risk factors,                 should be addressed in the
                                             submitted by NERC.9 In the NOPR the                     violation severity levels,                             Transmission Operations Reliability
                                             Commission indicated that Reliability                   implementation plans, and effective                    Standards, which deal with the real-
                                             Standard EOP–004–4 will enhance                         dates. Further, the Commission                         time operations time horizon. NERC
                                             reliability by assigning reporting                      approves the retirement of currently-                  identified in its petition three Reliability
                                             responsibilities to appropriate entities                effective Reliability Standards EOP–                   Standards that, NERC asserted, require
                                             and clarifying the threshold reporting                  004–3, EOP–005–2, EOP–006–2, and                       the reporting of such information.10
                                             for a given event. In addition, the                     EOP–008–1 immediately prior to the                     However, in the NOPR, the Commission
                                             Commission proposed to find that                        effective dates of the approved EOP                    indicated that it did not appear that
                                             Reliability Standard EOP–004–4                          Reliability Standards.                                 these Reliability Standards require the
                                             promotes efficiency and clarity by                         9. The Commission determines that                   reporting of IROL Tv exceedance
                                             eliminating redundant reporting of a                    Reliability Standard EOP–004–4 will                    information; instead, the Commission
                                             single event by multiple entities. The                  enhance reliability by assigning                       observed that currently NERC
                                             Commission also proposed to determine                   reporting responsibilities to appropriate
                                                                                                                                                            voluntarily shares IROL Tv exceedance
                                             that Reliability Standards EOP–005–3,                   entities and clarifying the threshold
                                                                                                                                                            information, collected pursuant to
                                             EOP–006–3, and EOP–008–2 will                           reporting for a given event. In addition,
                                                                                                     aligning the reportable events and                     Reliability Standard EOP–004–3, with
                                             enhance reliability by delineating the                                                                         Commission staff so that Commission
                                             roles and responsibilities of entities that             thresholds, where appropriate,
                                                                                                     identified in Attachments 1 and 2 of the               staff can monitor the transmission
                                             support system restoration from                                                                                system and identify reliability trends.11
                                             blackstart resources; clarifying the                    Reliability Standard with the
                                                                                                     Department of Energy’s Form OE–417                     In the NOPR, the Commission stated
                                             procedures and coordination
                                                                                                     will improve the quality of information                that it understands that NERC will
                                             requirements for reliability coordinator
                                                                                                     received by NERC and, as a result, the                 continue to receive IROL Tv exceedance
                                             personnel to execute system restoration
                                             processes; and refining the contents of                 quality of analysis that NERC produces                 information and share it with
                                             an operating plan used by reliability                   to assess the greatest risks to the bulk               Commission staff even after the
                                             coordinators, balancing authorities, and                electric system. Further, Reliability                  retirement of Reliability Standard EOP–
                                                                                                     Standard EOP–004–4 promotes                            004–3. NERC did not dispute or
                                                6 Mandatory Reliability Standards for the Bulk-      efficiency and clarity by eliminating                  otherwise take issue with the
                                             Power System, Order No. 693, 72 FR 16416 (Apr.          redundant reporting of a single event by               Commission’s understanding in NERC’s
                                             4, 2007), FERC Stats. & Regs. ¶ 31,242, at P 297,       multiple entities. The Commission                      comments.12 The Commission approves
                                             order on reh’g, Order No. 693–A, 120 FERC ¶             determines that Reliability Standards
                                             61,053 (2007).                                                                                                 the retirement of currently-effective
                                                7 North American Electric Reliability Corp., 138     EOP–005–3, EOP–006–3, and EOP–008–                     Reliability Standard EOP–004–3.
                                             FERC ¶ 61,193, at P 81 (March 2012 Order), order        2 will enhance reliability by delineating
                                             on reh’g and clarification, 139 FERC ¶ 61,168           the roles and responsibilities of entities
                                             (2012). The March 2012 Order approved a NERC            that support system restoration from                     10 NERC cited Reliability Standards TOP–001–3
                                             process to identify requirements that could be                                                                 (Transmission Operations) and TOP–007–0
                                             removed from Reliability Standards without
                                                                                                     blackstart resources; clarifying the
                                                                                                                                                            (Reporting System Operating Limit (SOL) and IROL
                                                                                                     procedures and coordination
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                                             impacting the reliability of the interconnected                                                                Violations), and Reliability Standard IRO–009–2
                                             transmission network.                                   requirements for reliability coordinator               (Reliability Coordinator Actions to Operate within
                                                8 System Restoration Reliability Standards, Order
                                                                                                     personnel to execute system restoration                IROLs).
                                             No. 749, 134 FERC ¶ 61,215, at PP 18, 24 (2011).        processes; and refining the contents of                  11 NOPR, 160 FERC ¶ 61,072 at P 15.
                                                9 Emergency Preparedness and Operations

                                             Reliability Standards, Notice of Proposed
                                                                                                     an operating plan used by reliability                    12 None of the commenters disagreed with the

                                             Rulemaking, 82 FR 44746 (Sept. 26, 2017), 160           coordinators, balancing authorities, and               Commission’s understanding regarding IROL Tv
                                             FERC ¶ 61,072 (2017) (NOPR).                            transmission operators to maintain the                 exceedance information sharing.



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                                             3270                Federal Register / Vol. 83, No. 16 / Wednesday, January 24, 2018 / Rules and Regulations

                                             III. Information Collection Statement                          Restoration from Blackstart Resources),                   to FERC–725S. That burden reflects an
                                                                                                            EOP–006–3 (System Restoration                             increase in total burden hours and cost
                                                11. The Paperwork Reduction Act                             Coordination), and EOP–008–2 (Loss of                     based on adjustments in the number of
                                             (PRA) 13 requires each federal agency to                       Control Center Functionality),                            entities and cost per hour applicable
                                             seek and obtain Office of Management                           associated with information collections                   under the EOP Reliability Standards
                                             and Budget (OMB) approval before                               FERC–725A and FERC–725S. The                              approved in this Final Rule. However,
                                             undertaking a collection of information                        Commission also approves the
                                             directed to ten or more persons, or                                                                                      analysis comparing both previous
                                                                                                            associated violation risk factors,                        burden approved in FERC–725A and
                                             contained in a rule of general                                 violation severity levels,
                                             applicability. The OMB regulations                                                                                       burden for FERC–725S show an increase
                                                                                                            implementation plans, and effective                       in total burden but no increase in
                                             require that OMB approve certain                               dates.
                                             reporting and recordkeeping (collections                                                                                 burden hours per response.
                                                                                                              13. Public Reporting Burden: The
                                             of information) imposed by an agency.14                        changes reflected in these Reliability                      14. The first table for FERC–725A
                                             Upon approval of a collection(s) of                            Standards are not expected to result in                   addresses the burden reduction for a
                                             information, OMB will assign an OMB                            a net increase in the annual record-                      total of 59,591.5 hours and $3,744,990
                                             control number and expiration date.                            keeping and reporting requirements on                     (55,929.5 hours and $3,595,708 from
                                             Respondents subject to the filing                              applicable entities (GO, DP, RC, TO,                      reporting requirement; and 3,662 hours
                                             requirements of this rule will not be                          TOP, and GOP).15 Our estimate in the                      and $149,282 from record keeping). The
                                             penalized for failing to respond to these                      tables below regarding the number of                      second table: (a) Moves burden from the
                                             collections of information unless the                          respondents is based on the NERC                          old version in the Reliability Standards
                                             collections of information display a                           Compliance Registry as of September                       approved in FERC–725A to FERC–725S;
                                             valid OMB control number.                                      15, 2017. Reliability Standards EOP–                      (b) shows no net change in burden per
                                                12. In this Final Rule the Commission                       004–4, EOP–005–3, EOP–006–3, and                          entity between the new and old versions
                                             is approving the following Reliability                         EOP–008–2 will replace the paperwork                      of the Reliability Standards; and (c)
                                             Standards: EOP–004–4 (Event                                    burden approved in FERC–725A (OMB                         updates applicable entities and cost per
                                             Reporting), EOP–005–3 (System                                  Control. No. 1902–0244) and be added                      hour figure.
                                                                               REDUCTIONS TO FERC–725A, FROM THE FINAL RULE IN DOCKET NO. RM17–12
                                                                                                      Annual
                                                         Reliability                                                 Total
                                                                                                    number of                            Average burden                  Total annual                     Cost per
                                                       standard and                 Number of                       number
                                                                                                    responses                             and cost per                 burden and total                  respondent
                                                         associated                respondents                        of
                                                                                                       per                                 response 16                  annual cost 17                       ($)
                                                        requirement                                               responses
                                                                                                   respondent

                                                                                       (1)            (2)        (1) * (2) = (3)               (4)                       (3) * (4) = (5)                   (5) ÷ (1)

                                                                                                                                   EOP–008–2

                                             One-time Review and Revi-                       215            1                215   20 hrs. (Eng.); ($1,286)       4,300 hrs. (Eng.);             ($1,286) (Eng.) (Reduc-
                                               sion of Plan (affected en-                                                            (Reduction).                   ($276,447) (Reduction).        tion).
                                               tities).
                                             Updating, Approving, and                        215            1                215   6 hrs. (Eng.); ($386) 2 hrs.   1,290 hrs. (Eng.); ($82,934)   ($386) (Eng.); ($76) (R.K.)
                                               Maintaining Records (af-                                                              (R.K.); ($76) (Reduction).     430 hrs. (R.K.); ($16,233)     (Reduction).
                                               fected entities).                                                                                                    (Reduction).
                                             One-time Contracting (af-                        27            1                 27   120 hrs. (Eng.) ($7,715)       3,240 hrs. ($208,300)          ($7,715) (Eng.) (Reduc-
                                               fected entities).                                                                     (Reduction).                   (Eng.) (Reduction).            tion).

                                                                                                                         EOP–005–3 & EOP–006–3

                                             RC Data Retention ..............                 26            2                 52   8 hrs. (R.K.) ($514) (Re-      416 hrs. (R.K.); ($26,745)     ($514) (R.K.) (Reduction).
                                                                                                                                     duction).                      (Reduction).
                                             TOP Reporting Data ...........                  176            1                176   116 hrs. (Eng.); ($7,458) 16   20,416 hrs. (Eng.);            ($7,458) (Eng.); ($604)
                                                                                                                                     hrs. (R.K.); ($604) (Re-       ($1,312,545) 2,816 hrs.        (R.K.) (Reduction).
                                                                                                                                     duction).                      (R.K.); ($106,304).
                                             GOP Testing .......................             230            1                230   80 hrs. (Eng.); ($5,143)       18,400 hrs. (Eng.);            ($5,143) (Eng.) (Reduc-
                                                                                                                                     (Reduction).                   ($1,182,936) (Reduction).      tion).
                                             TO and DP Training ............                 678            1                678   8 hrs. (Eng.); ($514) (Re-     5,424 hrs. (Eng.);             ($514) (Eng.) (Reduction).
                                                                                                                                     duction).                      ($348,709) (Reduction).

                                                                                                                                   EOP–004–4

                                             One-Time Review and Revi-                   1,400              1             1,400    2 hrs. (Eng.); ($129) (Re-     2,800 hrs. (Eng.)              ($129) (Reduction).
                                               sion of Plan (affected en-                                                            duction).                      ($180,012) (Reduction).
                                               tities).
                                             Reporting Events (affected                      350            1                350   0.17 hrs. (Eng.); ($11) (Re-   59.5 hrs. (Eng.); ($3,825)     ($11) (Reduction).
                                               entities).                                                                            duction).                      (Reduction).


                                               13 44  U.S.C. 3501–3520.                                       17 The estimates for cost per hour are based on           $37.75/hour, the average salary plus benefits for
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                                               14 5 CFR 1320.11.                                            2015 wage figures. The table uses 2015 wage figures       information and record clerks, Occupation Code
                                               15 Generator Operator (GOP); Generator Owner                 because 2015 wage figures were used when the              43–4071 (from Bureau of Labor Statistics at https://
                                             (GO); Transmission Operators (TOP); Transmission               requirements listed in the table were implemented.        www.bls.gov/oes/current/naics2_22.htm)
                                             Owners (TO); Reliability Coordinator (RC);                     The wage figures were derived as follows:
                                                                                                                                                                        The results of calculations are rounded to the
                                             Distribution Provider (DP).                                      $64.29/hour, the average salary plus benefits per       nearest dollar in the burden table.
                                               16 In the burden table, reporting requirements               electrical engineer, Occupation Code 17–2071 (from
                                             (engineering) is abbreviated as ‘‘Eng.’’ and record            Bureau of Labor Statistics at https://www.bls.gov/
                                             keeping is abbreviated as ‘‘R.K.’’                             oes/current/naics2_22.htm)



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                                                                 Federal Register / Vol. 83, No. 16 / Wednesday, January 24, 2018 / Rules and Regulations                                                                                                 3271

                                                                    REDUCTIONS TO FERC–725A, FROM THE FINAL RULE IN DOCKET NO. RM17–12—Continued
                                                                                                             Annual
                                                        Reliability                                                                  Total
                                                                                                           number of                                        Average burden                                 Total annual                       Cost per
                                                      standard and                  Number of                                       number
                                                                                                           responses                                         and cost per                                burden and total                    respondent
                                                        associated                 respondents                                        of
                                                                                                              per                                             response 16                                 annual cost 17                         ($)
                                                       requirement                                                                responses
                                                                                                          respondent

                                                                                          (1)                    (2)             (1) * (2) = (3)                       (4)                                 (3) * (4) = (5)                    (5) ÷ (1)

                                                  Total, Reductions to             ....................   ....................          3,343       ............................................   59,591.5 hrs; ($3,744,990)
                                                    FERC–725A.                                                                     (Reduction)                                                       (Eng.) 55,929.5 hrs.;
                                                                                                                                                                                                     ($3,595,708); (R.K.)
                                                                                                                                                                                                     3,662 hrs.; ($149,282)
                                                                                                                                                                                                     (Reduction).



                                               In the table below Reliability                                             replace previous versions whose                                               the Reliability Standards in total burden
                                             Standards EOP–004–4, EOP–005–3,                                              paperwork burden was previously                                               hours and cost based on adjustments in
                                             EOP–006–3, and EOP–008–2 will result                                         approved in FERC–725A (OMB Control.                                           the one additional entities and changes
                                             in paperwork burden being added to                                           No. 1902–0244). The burden being                                              to hourly cost.
                                             FERC–725S (OMB Control No. 1902–                                             added to FERC–725S reflects an
                                             0270). These Reliability Standards will                                      increase from the previous versions of
                                                                                   FERC–725S, MODIFICATIONS DUE TO FINAL RULE IN DOCKET NO. RM17–12
                                                                                                             Annual
                                                        Reliability                                                                  Total
                                                                                                           number of                                        Average burden                                 Total annual                       Cost per
                                                      standard and                  Number of                                       number
                                                                                                           responses                                         and cost per                                burden and total                    respondent
                                                        associated                 respondents                                        of
                                                                                                              per                                             response 18                                 annual cost 19                         ($)
                                                       requirement                                                                responses
                                                                                                          respondent

                                                                                          (1)                    (2)             (1) * (2) = (3)                       (4)                                 (3) * (4) = (5)                    (5) ÷ (1)

                                                                                                                                                   EOP–008–2

                                             One-time Review in Year 1                          216                        1                 216   20 hrs. (Eng.); $1,362 ........                 4,320 hrs. (Eng.); $294,192       $1,362 (Eng.).
                                             Updating, Approving, and                           216                        1                 216   6 hrs. (Eng.); $409 2 hrs.                      1728 hrs., $105,092 (1,296        $487 ($409 (Eng.); $78
                                               Maintaining Records.                                                                                  (R.K.); $78.                                    hrs. (Eng.); $88,244              (R.K.)).
                                                                                                                                                                                                     (R.K.); 432 hrs; $16,848).
                                             One-time Contracting in                               27                      1                  27   120 hrs. (Eng.) $8174 ........                  3,240 hrs. $220,698 (Eng.)        $8174 (Eng.).
                                              Year 1.

                                                                                                                                         EOP–005–3 & EOP–006–3

                                             RC Data Retention ..............                    11                        2                  22   8 hrs. (R.K.) $313 ..............               176 hrs. (R.K.); $6,886 ......    $626 (R.K.).
                                             TOP Reporting Data ...........                     177                        1                 177   132 hrs., $8528 (116 hrs.                       23,364 hrs., $1,209,456           $8528 ($7,902 (Eng.); $626
                                                                                                                                                     (Eng.); $7,902 16 hrs.                          (20,532 hrs. (Eng.);              (R.K.).
                                                                                                                                                     (R.K.); $626).                                  $1,398,654 2,832 hrs.
                                                                                                                                                                                                     (R.K.); $110,802).
                                             GOP Testing .......................                 264                       1                 264   80 hrs. (Eng.); $5450 .........                 21,120 hrs. (Eng.);               $5,450 (Eng.).
                                                                                                                                                                                                     $1,438,800.
                                             TO and DP Training ............                    524                         1                524   8 hrs. (Eng.); $545 .............               4,192 hrs. (Eng.); $285,580       $545 (Eng.).

                                                                                                                                                   EOP–004–4

                                             One-Time Review and Revi-                       1,475                         1              1,475    2 hrs. (Eng.); $136 .............               2,950 hrs. (Eng.) $200,600        $136 (Eng.).
                                               sion in Year 1 (affected
                                               entities).
                                             Reporting Events (affected                         368                         1                368   0.17 hrs. (Eng.); $12 ..........                63 hrs. (Eng.); $4,416 ........   $12 (Eng.).
                                               entities).

                                                  Total Year 1 .................   ....................   ....................            3,289     ............................................   61,090 hrs.; $4,036,100
                                                                                                                                                                                                     ((Eng.) 57,650 hrs.,
                                                                                                                                                                                                     $3,901,204; (R.K) 3440
                                                                                                                                                                                                     hrs., $134,896).

                                                  Total Year 2 .................   ....................   ....................            1,571     ............................................   50,643 hrs., $3,350,230 .....

                                                  Total Year 3 .................   ....................   ....................            1,571     ............................................   50,643 hrs., $3,350,230 .....



                                                In the table above, we indicate the                                       1902–0270). The average annual burden                                         50,643 hours + 50,643/3 = 54,125. The
                                             annual total burden for years 1, 2 and                                       for years 1, 2, and 3 is (61,090 hours +                                      average annual cost is $3,578,853.
                                             3 for FERC–725S (OMB Control No.
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                                               18 In the burden table, reporting requirement                                $68.12/hour, the average salary plus benefits per                           4071, (from Bureau of Labor Statistics at https://
                                             (engineering) is abbreviated as ‘‘Eng.’’ and record                          electric engineer, Occupation Code 17–2071, (from                             www.bls.gov/oes/current/naics2_22.htm)
                                             keeping is abbreviated as ‘‘R.K.’’                                           Bureau of Labor Statistics at https://www.bls.gov/                              The results of calculations are rounded to the
                                               19 The estimates for cost per hour are based on                            oes/current/naics2_22.htm)
                                                                                                                                                                                                        nearest dollar within the burden table.
                                                                                                                            $39.14/hour, the average salary plus benefits per
                                             May 2016 wage figures and derived as follows:
                                                                                                                          information and record clerks Occupation Code 43–



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                                             3272             Federal Register / Vol. 83, No. 16 / Wednesday, January 24, 2018 / Rules and Regulations

                                                Title: FERC–725A, Mandatory                          phone: (202) 395–0710, fax: (202) 395–                 determined, with the concurrence of the
                                             Reliability Standards for the Bulk-Power                7285]. For security reasons, comments                  Administrator of the Office of
                                             System and FERC–725S Mandatory                          to OMB should be submitted by email                    Information and Regulatory Affairs of
                                             Reliability Standards: Emergency                        to: oira_submission@omb.eop.gov.                       OMB, that this rule is not a ‘‘major rule’’
                                             Preparedness and Operations (EOP).                      Comments submitted to OMB should                       as defined in section 351 of the Small
                                                Action: Revision to existing                         include 1902–0244 and 1902–0270 and                    Business Regulatory Enforcement
                                             collections.                                            Docket Number RM17–12–000.                             Fairness Act of 1996.
                                                OMB Control Nos.: 1902–0244 (FERC–
                                             725A); 1902–0270 (FERC–725S).                           IV. Environmental Analysis                             VII. Document Availability
                                                Respondents: Businesses or other for-                   16. The Commission is required to
                                             profit institutions; not-for-profit                     prepare an Environmental Assessment                      20. In addition to publishing the full
                                             institutions.                                           or an Environmental Impact Statement                   text of this document in the Federal
                                                Frequency of Responses: One-Time                     for any action that may have a                         Register, the Commission provides all
                                             and Annually.                                           significant adverse effect on the human                interested persons an opportunity to
                                                Necessity of the Information:                        environment.20 The Commission has                      view and/or print the contents of this
                                             Reliability Standards EOP–008–1, EOP–                   categorically excluded certain actions                 document via the internet through the
                                             005–3, EOP–006–3, and EOP–004–4                         from this requirement as not having a                  Commission’s Home Page (http://
                                             provide accurate reporting of events to                 significant effect on the human                        www.ferc.gov) and in the Commission’s
                                             NERC’s event analysis group to analyze                  environment. Included in the exclusion                 Public Reference Room during normal
                                             the impact on the reliability of the bulk               are rules that are clarifying, corrective,             business hours (8:30 a.m. to 5:00 p.m.
                                             electric system (Reliability Standard                   or procedural or that do not                           Eastern time) at 888 First Street NE,
                                             EOP–004–4); delineate the roles and                     substantially change the effect of the                 Room 2A, Washington, DC 20426.
                                             responsibilities of entities that support               regulations being amended.21 The
                                             system restoration from blackstart                      actions taken here fall within this                      21. From the Commission’s Home
                                             resources (Reliability Standard EOP–                    categorical exclusion in the                           Page on the internet, this information is
                                             005–3); clarify the procedures and                      Commission’s regulations.                              available on eLibrary. The full text of
                                             coordination requirements for reliability                                                                      this document is available on eLibrary
                                             coordinator personnel to execute system                 V. Regulatory Flexibility Act                          in PDF and Microsoft Word format for
                                             restoration processes (Reliability                         17. The Regulatory Flexibility Act of               viewing, printing, and/or downloading.
                                             Standard EOP–006–3); and, refine the                    1980 (RFA) 22 generally requires a                     To access this document in eLibrary,
                                             required elements of an operating plan                  description and analysis of Final Rule                 type the docket number of this
                                             used to continue reliable operations of                 that will have significant economic                    document, excluding the last three
                                             the bulk electric system if that primary                impact on a substantial number of small                digits, in the docket number field.
                                             control functionality is lost (Reliability              entities. The RFA does not mandate any
                                             Standard EOP–008–2). These Reliability                  particular outcome in a rulemaking. It                   22. User assistance is available for
                                             Standards modifications are designed to                 only requires consideration of                         eLibrary and the Commission’s website
                                             eliminate redundant reporting of a                      alternatives that are less burdensome to               during normal business hours from the
                                             single event by multiple entities, assign               small entities and an agency                           Commission’s Online Support at (202)
                                             reporting requirements to appropriate                   explanation of why alternatives were                   502–6652 (toll free at 1–866–208–3676)
                                             entities, and clarify the threshold                     rejected.                                              or email at ferconlinesupport@ferc.gov,
                                             reporting for a given event.                               18. In this Final Rule, the Commission              or the Public Reference Room at (202)
                                                Internal Review: The Commission                      estimates a one-time cost of compliance                502–8371, TTY (202) 502–8659. Email
                                             reviewed the revised Reliability                        for administering the changes in the                   the Public Reference Room at
                                             Standards and made a determination                      approved Reliability Standards versus                  public.referenceroom@ferc.gov.
                                             that its action is necessary to implement               their prior versions but no ongoing net
                                             section 215 of the FPA. The                             burden change. The total average annual                VIII. Effective Date and Congressional
                                             Commission has assured itself, by                       burden and cost to industry over years                 Notification
                                             means of its internal review, that there                1, 2 and 3 is 54,125 hours and
                                                                                                     $3,578,853. Therefore, the average                       23. These regulations are effective
                                             is specific, objective support for the                                                                         March 26, 2018. The Commission has
                                             burden estimates associated with the                    annual cost per entity is $16,569.
                                                                                                     Comparison of the applicable entities                  determined, with the concurrence of the
                                             information requirements.
                                                                                                     with the Commission’s small business                   Administrator of the Office of
                                                15. Interested persons may obtain
                                             information on the reporting                            data indicates that approximately 45 (or               Information and Regulatory Affairs of
                                             requirements by contacting the                          21 percent) of applicable entities are                 OMB, that this rule is not a ‘‘major rule’’
                                             following: Federal Energy Regulatory                    small entities. Accordingly, the                       as defined in section 351 of the Small
                                             Commission, 888 First Street NE,                        Commission certifies that the Final Rule               Business Regulatory Enforcement
                                             Washington, DC 20426 [Attention: Ellen                  will not have a significant economic                   Fairness Act of 1996. The Commission
                                             Brown, Office of the Executive Director,                impact on a substantial number of small                will submit the Final Rule to both
                                             email: DataClearance@ferc.gov, phone:                   entities.                                              houses of Congress and to the General
                                             (202) 502–8663, fax: (202) 273–0873].                   VI. Effective Date and Congressional                   Accountability Office.
                                                For submitting comments concerning                   Notification                                             By the Commission.
                                             the collection(s) of information and the
                                                                                                       19. These regulations are effective                    Issued: January 18, 2018.
                                             associated burden estimate(s), please
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                                             send your comments to the Commission                    March 26, 2018. The Commission has                     Nathaniel J. Davis, Sr.,
                                             and to the Office of Management and                                                                            Deputy Secretary.
                                                                                                       20 Regulations Implementing the National
                                             Budget, Office of Information and                       Environmental Policy Act of 1969, Order No. 486,
                                                                                                                                                            [FR Doc. 2018–01246 Filed 1–23–18; 8:45 am]
                                             Regulatory Affairs, Washington, DC                      FERC Stats. & Regs. ¶ 30,783 (1987).                   BILLING CODE 6717–01–P
                                             20503 [Attention: Desk Officer for the                    21 18 CFR 380.4(a)(2)(ii).

                                             Federal Energy Regulatory Commission,                     22 5 U.S.C. 601–612.




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Document Created: 2018-10-26 10:00:53
Document Modified: 2018-10-26 10:00:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule will become effective March 26, 2018.
ContactE. Nick Henery (Technical Information), Office of Electric Reliability, Division of Reliability Standards and Security, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, Telephone: (202) 502-8636, [email protected] Bob Stroh (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, Telephone: (202) 502-8473, [email protected]
FR Citation83 FR 3268 

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