83 FR 34986 - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations
COMMODITY FUTURES TRADING COMMISSION Federal Register Volume 83, Issue 142 (July 24, 2018)
Federal Register Volume 83, Issue 142 (July 24, 2018)
| Page Range | 34986-34987 | |
| FR Document | 2018-15800 |
[Federal Register Volume 83, Number 142 (Tuesday, July 24, 2018)] [Notices] [Pages 34986-34987] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-15800] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: The Commodity Futures Trading Commission (``CFTC or Commission'') is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act (``PRA''), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension or renewal of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on reporting and recordkeeping requirements relating to information management requirements for derivatives clearing organizations (``DCOs''). DATES: Comments must be submitted on or before September 24, 2018. ADDRESSES: You may submit comments, identified by OMB Control No. 3038- 0069, by any of the following methods:The Agency's website, at http://comments.cftc.gov/. Follow the instructions for submitting comments through the website. Mail: Christopher Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. Hand Delivery/Courier: Same as Mail above. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http://www.cftc.gov. FOR FURTHER INFORMATION CONTACT: Eileen Chotiner, Division of Clearing and Risk, Commodity Futures Trading Commission, (202) 418-5467; email: [email protected]. SUPPLEMENTARY INFORMATION: Under the PRA, 44 U.S.C. 3501 et seq., Federal agencies must obtain approval from the Office of Management and Budget (``OMB'') for each collection of information they conduct or sponsor. ``Collection of Information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3 and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, the Commission is publishing notice of the proposed extension of the collection of information listed below. Title: Information Management Requirements for Derivatives Clearing Organizations (OMB Control No. 3038-0069). This is a request for extension of a currently approved information collection. Abstract: Part 39 of the Commission's regulations establishes information management requirements for registered DCOs. The Commission will use the information in this collection to assess compliance of DCOs with requirements for DCOs prescribed in the Commodity Exchange Act and Commission regulations. With respect to the collection of information, the CFTC invites comments on: Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have a practical use; The accuracy of the Commission's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; Ways to enhance the quality, usefulness, and clarity of the information to be collected; and Ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology; e.g., permitting electronic submission of responses. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established in Sec. 145.9 of the Commission's regulations.\1\ --------------------------------------------------------------------------- \1\ 17 CFR 145.9. --------------------------------------------------------------------------- The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from http://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the information collection requirements will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. --------------------------------------------------------------------------- \2\ 16 respondents x 250 annual responses per respondent = 4,000 total responses, x 0.1 hours per response = 400 total annual burden hours. --------------------------------------------------------------------------- Burden Statement --------------------------------------------------------------------------- \3\ 16 respondents x 1 annual response per respondent = 16 total responses, x 2,606 hours per response = 41,696 total annual burden hours. 1. Collection 3038-0069--Daily Reporting Requirements for Derivatives Clearing Organizations [Regulation 39.19] ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated Estimated number of respondents per year annually by responses of hours per total annual each response burden hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 250 4,000 0.1 \2\ 400 ---------------------------------------------------------------------------------------------------------------- [[Page 34987]] 2. Collection 3038-0069--Annual Reporting Requirement for Derivatives Clearing Organizations [Regulation 39.19] ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated Estimated number of respondents per year annually by responses of hours per total annual each response burden hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 1 16 2,606 \3\ 41,696 ---------------------------------------------------------------------------------------------------------------- 3. Event-Specific Reporting Requirements for Derivatives Clearing Organizations [Regulation 39.19] ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated Estimated number of respondents per year annually by responses of hours per total annual each response burden hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 4 64 5.6 \4\ 358.4 ---------------------------------------------------------------------------------------------------------------- 4. Collection 3038-0069--Recordkeeping Requirements for Derivatives Clearing Organizations ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated Estimated number of respondents per year annually by responses of hours per total annual each response burden hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 1 16 100 1,600 ---------------------------------------------------------------------------------------------------------------- Respondents/affected entities: Derivatives clearing organizations (DCOs). --------------------------------------------------------------------------- \4\ 16 respondents x 4 annual responses per respondent = 64 total responses, x 5.6 hours per response = 358.4 total annual burden hours. --------------------------------------------------------------------------- Estimated annual number of respondents: 16.\5\ --------------------------------------------------------------------------- \5\ Includes 16 currently registered DCOs (an increase of 2 since the last extension). --------------------------------------------------------------------------- Estimated hours per response: 10 hours.\6\ Annual responses by each respondent: 260. Grand total annual burden hours: 44,054 hours (400 + 41,696 + 358.4 + 1,600). --------------------------------------------------------------------------- \6\ Since burden hours vary widely within the collection (see above tables), this is the average of burden hours per response for the collection as a whole (aggregate of 2,661.7 hours per response/ aggregate of 260 responses = 10.24 hours, rounded to 10). --------------------------------------------------------------------------- Frequency of collection: Daily, annually, and on occasion. There are no capital costs or operating and maintenance costs associated with this collection. (Authority: 44 U.S.C. 3501 et seq.) Dated: July 19, 2018. Robert Sidman, Deputy Secretary of the Commission. [FR Doc. 2018-15800 Filed 7-23-18; 8:45 am] BILLING CODE 6351-01-P
![34986 Federal Register / Vol. 83, No. 142 / Tuesday, July 24, 2018 / Notices
AIA’s application to amend was deemed Commission, Three Lafayette Centre, Exchange Act and Commission
submitted. 1155 21st Street NW, Washington, DC regulations.
Dated: July 19, 2018. 20581. With respect to the collection of
Joseph Flynn,
• Hand Delivery/Courier: Same as information, the CFTC invites
Mail above. comments on:
Director, Office of Trade and Economic
Please submit your comments using • Whether the proposed collection of
Analysis, International Trade Administration.
only one method. All comments must be information is necessary for the proper
[FR Doc. 2018–15807 Filed 7–23–18; 8:45 am]
submitted in English, or if not, performance of the functions of the
BILLING CODE 3510–DR–P
accompanied by an English translation. Commission, including whether the
Comments will be posted as received to information will have a practical use;
http://www.cftc.gov. • The accuracy of the Commission’s
COMMODITY FUTURES TRADING FOR FURTHER INFORMATION CONTACT:
COMMISSION estimate of the burden of the proposed
Eileen Chotiner, Division of Clearing collection of information, including the
Agency Information Collection and Risk, Commodity Futures Trading validity of the methodology and
Activities: Notice of Intent To Extend Commission, (202) 418–5467; email: assumptions used;
Collection 3038–0069, Information echotiner@cftc.gov. • Ways to enhance the quality,
Management Requirements for SUPPLEMENTARY INFORMATION: Under the usefulness, and clarity of the
Derivatives Clearing Organizations PRA, 44 U.S.C. 3501 et seq., Federal information to be collected; and
agencies must obtain approval from the • Ways to minimize the burden of
AGENCY: Commodity Futures Trading Office of Management and Budget collection of information on those who
Commission. (‘‘OMB’’) for each collection of are to respond, including through the
ACTION: Notice. information they conduct or sponsor. use of appropriate automated electronic,
‘‘Collection of Information’’ is defined mechanical, or other technological
SUMMARY: The Commodity Futures in 44 U.S.C. 3502(3) and 5 CFR 1320.3
Trading Commission (‘‘CFTC or collection techniques or other forms of
and includes agency requests or information technology; e.g., permitting
Commission’’) is announcing an requirements that members of the public
opportunity for public comment on the electronic submission of responses.
submit reports, keep records, or provide You should submit only information
proposed collection of certain information to a third party. Section
information by the agency. Under the that you wish to make available
3506(c)(2)(A) of the PRA, 44 U.S.C. publicly. If you wish the Commission to
Paperwork Reduction Act (‘‘PRA’’), 3506(c)(2)(A), requires Federal agencies
Federal agencies are required to publish consider information that you believe is
to provide a 60-day notice in the exempt from disclosure under the
notice in the Federal Register Federal Register concerning each
concerning each proposed collection of Freedom of Information Act, a petition
proposed collection of information, for confidential treatment of the exempt
information, including each proposed including each proposed extension of an
extension or renewal of an existing information may be submitted according
existing collection of information, to the procedures established in § 145.9
collection of information, and to allow before submitting the collection to OMB
60 days for public comment. This notice of the Commission’s regulations.1
for approval. To comply with this The Commission reserves the right,
solicits comments on reporting and requirement, the Commission is
recordkeeping requirements relating to but shall have no obligation, to review,
publishing notice of the proposed pre-screen, filter, redact, refuse or
information management requirements extension of the collection of
for derivatives clearing organizations remove any or all of your submission
information listed below. from http://www.cftc.gov that it may
(‘‘DCOs’’). Title: Information Management
deem to be inappropriate for
DATES: Comments must be submitted on Requirements for Derivatives Clearing
publication, such as obscene language.
or before September 24, 2018. Organizations (OMB Control No. 3038–
All submissions that have been redacted
ADDRESSES: You may submit comments, 0069). This is a request for extension of
or removed that contain comments on
identified by OMB Control No. 3038– a currently approved information
the merits of the information collection
0069, by any of the following methods: collection.
requirements will be retained in the
• The Agency’s website, at http:// Abstract: Part 39 of the Commission’s
public comment file and will be
comments.cftc.gov/. Follow the regulations establishes information
considered as required under the
instructions for submitting comments management requirements for registered
Administrative Procedure Act and other
through the website. DCOs. The Commission will use the
applicable laws, and may be accessible
• Mail: Christopher Kirkpatrick, information in this collection to assess
under the Freedom of Information Act.
Secretary of the Commission, compliance of DCOs with requirements
Commodity Futures Trading for DCOs prescribed in the Commodity Burden Statement
1. COLLECTION 3038–0069—DAILY REPORTING REQUIREMENTS FOR DERIVATIVES CLEARING ORGANIZATIONS
[Regulation 39.19]
Estimated Estimated
Reports average
Total annual total
Estimated number of respondents per year annually number of
responses annual
jstallworth on DSKBBY8HB2PROD with NOTICES
by each hours per burden hours
response
16 ..................................................................................................................... 250 4,000 0.1 2 400
1 17CFR 145.9. 3 16 respondents × 1 annual response per
2 16respondents × 250 annual responses per respondent = 16 total responses, × 2,606 hours per
respondent = 4,000 total responses, × 0.1 hours per response = 41,696 total annual burden hours.
response = 400 total annual burden hours.
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![Federal Register / Vol. 83, No. 142 / Tuesday, July 24, 2018 / Notices 34987
2. COLLECTION 3038–0069—ANNUAL REPORTING REQUIREMENT FOR DERIVATIVES CLEARING ORGANIZATIONS
[Regulation 39.19]
Estimated Estimated
Reports average
Total annual total
Estimated number of respondents per year annually number of
responses annual
by each hours per burden hours
response
16 ..................................................................................................................... 1 16 2,606 3 41,696
3. EVENT-SPECIFIC REPORTING REQUIREMENTS FOR DERIVATIVES CLEARING ORGANIZATIONS
[Regulation 39.19]
Estimated Estimated
Reports average
Total annual total
Estimated number of respondents per year annually number of
responses annual
by each hours per burden hours
response
16 ..................................................................................................................... 4 64 5.6 4 358.4
4. COLLECTION 3038–0069—RECORDKEEPING REQUIREMENTS FOR DERIVATIVES CLEARING ORGANIZATIONS
Estimated Estimated
Reports average
Total annual total
Estimated number of respondents per year annually number of
responses annual
by each hours per burden hours
response
16 ..................................................................................................................... 1 16 100 1,600
Respondents/affected entities: DEPARTMENT OF DEFENSE February 7, 2017, entitled, ‘‘Oro-Nasal
Derivatives clearing organizations Inhalation Plethysmography Mask
(DCOs). Department of the Army Exposure System,’’ and Patent
Estimated annual number of Cooperation Treaty Patent Application
Intent To Grant an Exclusive License PCT/US2017/016811, filed February 7,
respondents: 16.5 of U.S. Government-Owned Patents 2017, entitled, ‘‘Head-Only and/or
Estimated hours per response: 10 Whole Body Inhalation Exposure
hours.6 AGENCY: Department of the Army, DoD.
Chamber’’ to PneumoDose, LLC, having
ACTION: Notice.
Annual responses by each its principal place of business at 112
respondent: 260. SUMMARY: In accordance with applicable Lynhaven Drive, Alexandria, VA 22305.
laws and regulations, announcement is Anyone wishing to object to grant of
Grand total annual burden hours:
made of the intent to grant an exclusive, this license can file written objections
44,054 hours (400 + 41,696 + 358.4 +
non-royalty-bearing, revocable license. along with supporting evidence, if any,
1,600).
within 15 days from the date of this
Frequency of collection: Daily, ADDRESSES: Commander, U.S. Army
publication. Written objections are to be
annually, and on occasion. Medical Research and Materiel
filed with the Command Judge Advocate
Command, ATTN: Command Judge
There are no capital costs or operating (see ADDRESSES).
Advocate, MCMR–JA, 504 Scott Street,
and maintenance costs associated with Fort Detrick, MD 21702–5012. Brenda S. Bowen,
this collection. Army Federal Register Liaison Officer.
FOR FURTHER INFORMATION CONTACT: For
(Authority: 44 U.S.C. 3501 et seq.) licensing issues, Mr. Paul G. Michaels, [FR Doc. 2018–15787 Filed 7–23–18; 8:45 am]
Dated: July 19, 2018. Office of Research & Technology BILLING CODE 5001–03–P
Robert Sidman,
Applications, (301) 619–4145. For
patent issues, Ms. Elizabeth Arwine,
Deputy Secretary of the Commission. Patent Attorney, (301) 619–7808, both at DEPARTMENT OF EDUCATION
[FR Doc. 2018–15800 Filed 7–23–18; 8:45 am] telefax (301) 619–5034.
BILLING CODE 6351–01–P SUPPLEMENTARY INFORMATION: In Applications for New Awards; Training
accordance with 35 U.S.C. 209(e) and 37 and Information for Parents of Children
4 16 respondents × 4 annual responses per With Disabilities—Technical
CFR 404.7(a)(1)(i), announcement is
respondent = 64 total responses, × 5.6 hours per Assistance for Parent Centers
made of the intent to grant an exclusive,
jstallworth on DSKBBY8HB2PROD with NOTICES
response = 358.4 total annual burden hours.
5 Includes 16 currently registered DCOs (an non-royalty-bearing, revocable license to AGENCY: Office of Special Education and
increase of 2 since the last extension). United States Patent Application US 15/ Rehabilitative Services, Department of
6 Since burden hours vary widely within the 723,448, filed October 3, 2017, entitled, Education.
collection (see above tables), this is the average of ‘‘Aerosol Concentrating Apparatus for
burden hours per response for the collection as a ACTION: Notice.
whole (aggregate of 2,661.7 hours per response/
Use with Aerosol Aging Drum,’’ and
aggregate of 260 responses = 10.24 hours, rounded Patent Cooperation Treaty Patent SUMMARY: The Department of Education
to 10). Application PCT/US2017/016845, filed (Department) is issuing a notice inviting
VerDate Sep<11>2014 13:59 Jul 23, 2018 Jkt 244001 PO 00000 Frm 00007 Fmt 4703 Sfmt 4703 E:\FR\FM\24JYN1.SGM 24JYN1](https://thefederalregister.org/doc/83_FR_35128/page/2.svg)
Document Created: 2018-07-24 00:10:56
Document Modified: 2018-07-24 00:10:56
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | Comments must be submitted on or before September 24, 2018. | |
| Contact | Eileen Chotiner, Division of Clearing and Risk, Commodity Futures Trading Commission, (202) 418-5467; email: [email protected] | |
| FR Citation | 83 FR 34986 |
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