83_FR_35383 83 FR 35240 - Submission for OMB Review; Comment Request; “Rules for Patent Maintenance Fees”

83 FR 35240 - Submission for OMB Review; Comment Request; “Rules for Patent Maintenance Fees”

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 83, Issue 143 (July 25, 2018)

Page Range35240-35241
FR Document2018-15877

The United States Patent and Trademark Office (USPTO) will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act. Agency: United States Patent and Trademark Office, Commerce. Title: Rules for Patent Maintenance Fees. OMB Control Number: 0651-0016. Form Number(s):

Federal Register, Volume 83 Issue 143 (Wednesday, July 25, 2018)
[Federal Register Volume 83, Number 143 (Wednesday, July 25, 2018)]
[Notices]
[Pages 35240-35241]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-15877]


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DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Submission for OMB Review; Comment Request; ``Rules for Patent 
Maintenance Fees''

    Summary: The United States Patent and Trademark Office (USPTO) will 
submit to the Office of Management and Budget (OMB) for clearance the 
following proposal for collection of information under the provisions 
of the Paperwork Reduction Act.
    Agency: United States Patent and Trademark Office, Commerce.
    Title: Rules for Patent Maintenance Fees.
    OMB Control Number: 0651-0016.
    Form Number(s):

 PTO/SB/45
 PTO/SB/47
 PTO/SB/66

    Type of Request: Regular.
    Number of Respondents: 533,910 responses per year.
    Average Hours per Response: The USPTO estimates it will take 
respondents from 0.006 hours (20 seconds) to 8 hours to complete the 
items in this collection, depending on the instrument(s) used.
    Burden Hours: 13,878.89 hours per year.
    Cost Burden: $1,209,457,959.50.
    Needs and Uses: This information collection is necessary so that 
patent owners can maintain a utility patent in force and to ensure that 
the USPTO can properly credit maintenance fee payments. The USPTO 
offers forms to assist the public with providing the information 
covered by this collection, including maintenance fee payments, 
petitions to accept delayed maintenance fee payments, and fee address 
changes.
    The public uses the Maintenance Fee Transmittal Form (PTO/SB/45) to 
determine and pay the correct amount due for a maintenance fee 
transaction. PTO/SB/45 may be mailed or faxed to the USPTO, but PTO/SB/
45 may not be submitted electronically via EFS-Web. Customers may 
submit maintenance fees and six-month grace period surcharges paid 
before patent expiration electronically over the internet using the 
USPTO's Office of Finance Online Shopping Page (hereinafter, the

[[Page 35241]]

``Electronic Maintenance Fee Form'') provided through the USPTO 
website. To pay a maintenance fee after patent expiration, customers 
must submit the maintenance fee payment together with a Petition to 
Accept Unintentionally Delayed Payment (PTO/SB/66). A petition to 
accept delayed payment of a maintenance fee under the unintentional 
standard may be filed online. To designate or change a fee address, the 
customer must submit a Fee Address Indication Form (PTO/SB/47).
    Completion of these forms results in information collected, 
maintained, and used consistent with all applicable OMB and USPTO 
Information Quality Guidelines. This includes the basic information 
quality standards established in the Paperwork Reduction Act (44 U.S.C. 
chapter 35) (PRA), in OMB Circular A-130, and in the OMB information 
quality guidelines.
    Frequency: On occasion.
    Respondent's Obligation: Required to Obtain or Retain Benefits.
    OMB Desk Officer: Nicholas A. Fraser, email: 
[email protected].
    Once submitted, the request will be publicly available in 
electronic format through reginfo.gov. Follow the instructions to view 
Department of Commerce collections currently under review by OMB.
    Further information can be obtained by:
     Email: [email protected]. Include ``0651-
0016 comment'' in the subject line of the message.
     Mail: Raul Tamayo, Senior Legal Advisor, Office of Patent 
Legal Administration,, United States Patent and Trademark Office, P.O. 
Box 1450, Alexandria, VA 22313-1450.
    Written comments and recommendations for the proposed information 
collection should be sent on or before August 24, 2018 to Nicholas A. 
Fraser, OMB Desk Officer, via email to [email protected], 
or by fax to 202-395-5167, marked to the attention of Nicholas A. 
Fraser.

Marcie Lovett,
Director, Records and Information Governance Division, Office of the 
Chief Technology Officer, United States Patent and Trademark Office.
[FR Doc. 2018-15877 Filed 7-24-18; 8:45 am]
 BILLING CODE 3510-16-P



                                               35240                        Federal Register / Vol. 83, No. 143 / Wednesday, July 25, 2018 / Notices

                                               DEPARTMENT OF COMMERCE                                   WET staff with occasional assistance                  they also will become a matter of public
                                                                                                        from an outside contractor.                           record.
                                               National Oceanic and Atmospheric                           B–WET awardees and the awardees’                      Dated: July 20, 2018.
                                               Administration                                           professional development teacher-
                                                                                                                                                              Sarah Brabson,
                                                                                                        participants are asked to voluntarily
                                               Proposed Information Collection;                                                                               NOAA PRA Clearance Officer.
                                                                                                        complete online survey forms to provide
                                               Comment Request; National Oceanic                        evaluation data. One individual from                  [FR Doc. 2018–15872 Filed 7–24–18; 8:45 am]
                                               and Atmospheric Administration’s Bay                     each awardee organization is asked to                 BILLING CODE 3510–12–P
                                               Watershed Education and Training                         complete a form once per year of the
                                               Program National Evaluation System                       award, and the teacher participants are
                                                                                                        asked to complete one form at the end                 DEPARTMENT OF COMMERCE
                                               AGENCY: National Oceanic and
                                               Atmospheric Administration (NOAA),                       of their professional development                     Patent and Trademark Office
                                               Commerce.                                                program and another form at the end of
                                                                                                        the following school year.                            Submission for OMB Review;
                                               ACTION: Notice.
                                                                                                        II. Method of Collection                              Comment Request; ‘‘Rules for Patent
                                               SUMMARY:    The Department of                                                                                  Maintenance Fees’’
                                                                                                           Respondents submit their information
                                               Commerce, as part of its continuing                                                                               Summary: The United States Patent
                                                                                                        electronically on web-based survey
                                               effort to reduce paperwork and                                                                                 and Trademark Office (USPTO) will
                                                                                                        forms.
                                               respondent burden, invites the general                                                                         submit to the Office of Management and
                                               public and other Federal agencies to                     III. Data                                             Budget (OMB) for clearance the
                                               take this opportunity to comment on                        OMB Control Number: 0648–0658.                      following proposal for collection of
                                               proposed and/or continuing information                     Form Number: None.                                  information under the provisions of the
                                               collections, as required by the                            Type of Review: Regular submission                  Paperwork Reduction Act.
                                               Paperwork Reduction Act of 1995.                         (extension of a currently approved                       Agency: United States Patent and
                                               DATES: Written comments must be                          collection).                                          Trademark Office, Commerce.
                                               submitted on or before September 24,                       Affected Public: Not-for-profit                        Title: Rules for Patent Maintenance
                                               2018.                                                    organizations; state, local or tribal                 Fees.
                                               ADDRESSES:   Direct all written comments                 governments; individuals or                              OMB Control Number: 0651–0016.
                                                                                                        households.                                              Form Number(s):
                                               to Jennifer Jessup, Departmental
                                               Paperwork Clearance Officer,                               Estimated Number of Respondents:                    • PTO/SB/45
                                               Department of Commerce, Room 6616,                       Given the funding levels of the past                  • PTO/SB/47
                                                                                                        three fiscal years, NOAA B–WET                        • PTO/SB/66
                                               14th and Constitution Avenue NW,
                                               Washington, DC 20230 (or via the                         estimates that approximately 115                         Type of Request: Regular.
                                               internet at pracomments@doc.gov).                        awardees and 2,507 teachers will be                      Number of Respondents: 533,910
                                                                                                        invited to respond each year.                         responses per year.
                                               FOR FURTHER INFORMATION CONTACT:                           Estimated Time per Response:                           Average Hours per Response: The
                                               Requests for additional information or                   Awardee-respondents will complete an                  USPTO estimates it will take
                                               copies of the information collection                     online survey in 60 minutes and                       respondents from 0.006 hours (20
                                               instrument and instructions should be                    teacher-respondents will complete two                 seconds) to 8 hours to complete the
                                               directed to Bronwen Rice, NOAA Office                    online surveys in 30 minutes each.                    items in this collection, depending on
                                               of Education, (202) 482–6797 or                            Estimated Total Annual Burden                       the instrument(s) used.
                                               Bronwen.Rice@noaa.gov.                                   Hours: 1,040.                                            Burden Hours: 13,878.89 hours per
                                               SUPPLEMENTARY INFORMATION:                                 Estimated Total Annual Cost to                      year.
                                                                                                        Public: $0 in recordkeeping/reporting                    Cost Burden: $1,209,457,959.50.
                                               I. Abstract
                                                                                                        costs.                                                   Needs and Uses: This information
                                                  This request is for an extension of a                                                                       collection is necessary so that patent
                                               currently approved information                           IV. Request for Comments                              owners can maintain a utility patent in
                                               collection.                                                 Comments are invited on: (a) Whether               force and to ensure that the USPTO can
                                                  The NOAA Office of Education’s Bay                    the proposed collection of information                properly credit maintenance fee
                                               Watershed Education and Training (B–                     is necessary for the proper performance               payments. The USPTO offers forms to
                                               WET) program seeks to contribute to                      of the functions of the agency, including             assist the public with providing the
                                               NOAA’s mission by supporting                             whether the information shall have                    information covered by this collection,
                                               education efforts to create an                           practical utility; (b) the accuracy of the            including maintenance fee payments,
                                               environmentally literate citizenry with                  agency’s estimate of the burden                       petitions to accept delayed maintenance
                                               the knowledge, attitudes, and skills                     (including hours and cost) of the                     fee payments, and fee address changes.
                                               needed to protect watersheds and                         proposed collection of information; (c)                  The public uses the Maintenance Fee
                                               related ocean, coastal, and Great Lakes                  ways to enhance the quality, utility, and             Transmittal Form (PTO/SB/45) to
                                               ecosystems. B–WET currently funds                        clarity of the information to be                      determine and pay the correct amount
                                               projects in seven regions (California,                   collected; and (d) ways to minimize the               due for a maintenance fee transaction.
                                               Chesapeake Bay, Great Lakes, Gulf of                     burden of the collection of information               PTO/SB/45 may be mailed or faxed to
                                               Mexico, Hawaii, New England, and the                     on respondents, including through the                 the USPTO, but PTO/SB/45 may not be
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                                               Pacific Northwest). B–WET has created                    use of automated collection techniques                submitted electronically via EFS-Web.
                                               an across-region, internal evaluation                    or other forms of information                         Customers may submit maintenance
                                               system to provide ongoing feedback on                    technology.                                           fees and six-month grace period
                                               program implementation and outcomes                         Comments submitted in response to                  surcharges paid before patent expiration
                                               to ensure maximum quality and                            this notice will be summarized and/or                 electronically over the internet using the
                                               efficiency of the B–WET program. The                     included in the request for OMB                       USPTO’s Office of Finance Online
                                               evaluation system is sustained by B–                     approval of this information collection;              Shopping Page (hereinafter, the


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                                                                            Federal Register / Vol. 83, No. 143 / Wednesday, July 25, 2018 / Notices                                                          35241

                                               ‘‘Electronic Maintenance Fee Form’’)                     COMMODITY FUTURES TRADING                                    Section 4d of the Act 2 and
                                               provided through the USPTO website.                      COMMISSION                                                Commission Regulation 1.25(a) 3 set out
                                               To pay a maintenance fee after patent                                                                              the permitted investments in which
                                               expiration, customers must submit the                    Order Granting Exemption From                             DCOs may invest customer funds.4
                                               maintenance fee payment together with                    Certain Provisions of the Commodity                       Section 4d limits investments of
                                               a Petition to Accept Unintentionally                     Exchange Act Regarding Investment of                      customer money to obligations of the
                                               Delayed Payment (PTO/SB/66). A                           Customer Funds and From Certain                           United States (‘‘U.S. Government
                                                                                                        Related Commission Regulations                            Securities’’), general obligations of any
                                               petition to accept delayed payment of a
                                               maintenance fee under the                                AGENCY: Commodity Futures Trading                         State or of any political subdivision
                                                                                                        Commission.                                               thereof, and obligations fully guaranteed
                                               unintentional standard may be filed
                                                                                                                                                                  as to principal and interest by the
                                               online. To designate or change a fee                     ACTION: Order.
                                                                                                                                                                  United States.5 Regulation 1.25 expands
                                               address, the customer must submit a Fee                                                                            the list of permitted investments but
                                               Address Indication Form (PTO/SB/47).                     SUMMARY:   The Commodity Futures
                                                                                                        Trading Commission (‘‘CFTC’’ or                           does not permit investment of customer
                                                  Completion of these forms results in                  ‘‘Commission’’) is issuing an order in                    funds in foreign sovereign debt.6
                                               information collected, maintained, and                   response to a petition from ICE Clear                        Regulation 1.25 previously included
                                               used consistent with all applicable OMB                  Credit LLC, ICE Clear US, Inc., and ICE                   foreign sovereign debt as a permitted
                                               and USPTO Information Quality                            Clear Europe Limited (collectively, ‘‘the                 investment for customer funds.7 In
                                               Guidelines. This includes the basic                      ICE DCOs’’ or ‘‘the Petitioners’’) seeking                2011, the Commission removed this
                                               information quality standards                            an exemption permitting the investment                    option from Regulation 1.25, but also
                                               established in the Paperwork Reduction                   of futures and swap customer funds in                     acknowledged that the safety of
                                               Act (44 U.S.C. chapter 35) (PRA), in                     certain categories of euro-denominated                    sovereign debt issuances of one country
                                               OMB Circular A–130, and in the OMB                       sovereign debt. The Commission is also                    may vary greatly from those of another,
                                                                                                        granting exemptive relief to expand the                   and stated that it was amenable to
                                               information quality guidelines.
                                                                                                        universe of permissible counterparties                    considering requests for section 4(c)
                                                  Frequency: On occasion.                                                                                         exemptions from this restriction.8
                                                                                                        and depositories that can be used in
                                                  Respondent’s Obligation: Required to                  connection with these investments                         Specifically, the Commission stated that
                                               Obtain or Retain Benefits.                               given the structure of the market for                     it would consider permitting foreign
                                                                                                        repurchase agreements in euro-                            sovereign debt investments (1) to the
                                                  OMB Desk Officer: Nicholas A. Fraser,
                                                                                                        denominated sovereign debt.                               extent that the petitioner has balances in
                                               email: Nicholas_A._Fraser@                                                                                         segregated accounts owed to customers
                                               omb.eop.gov.                                             DATES: Applicable as of July 25, 2018.
                                                                                                                                                                  or clearing member futures commission
                                                  Once submitted, the request will be                   FOR FURTHER INFORMATION CONTACT:                          merchants in that country’s currency
                                               publicly available in electronic format                  Eileen A. Donovan, Deputy Director,                       and (2) to the extent that the sovereign
                                               through reginfo.gov. Follow the                          (202) 418–5096, edonovan@cftc.gov,                        debt serves to preserve principal and
                                               instructions to view Department of                       Division of Clearing and Risk, or Lihong                  maintain liquidity of customer funds as
                                               Commerce collections currently under                     McPhail, Research Economist, (202)
                                               review by OMB.                                           418–5722, lmcphail@cftc.gov, Office of                      27  U.S.C. 6d.
                                                                                                        the Chief Economist, Commodity                              3 17 CFR 1.25(a) (2017).
                                                  Further information can be obtained                   Futures Trading Commission, Three                           4 Although Regulation 1.25 by its terms applies

                                               by:                                                      Lafayette Centre, 1155 21st Street NW,                    only to futures customer funds, Regulation 22.3(d)
                                                                                                                                                                  requires that a DCO investing cleared swap
                                                  • Email: InformationCollection@                       Washington, DC 20581; or Tad Polley,                      customer funds comply with the requirements of
                                               uspto.gov. Include ‘‘0651–0016                           Associate Director, (312) 596–0551,                       Regulation 1.25.
                                               comment’’ in the subject line of the                     tpolley@cftc.gov, or Scott Sloan,                           5 See 7 U.S.C. 6d(a)(2) (futures), (f)(4) (cleared

                                                                                                        Attorney-Advisor, (312) 596–0708,                         swaps).
                                               message.                                                                                                             6 Regulation 1.25 permits investment of customer
                                                                                                        ssloan@cftc.gov, Division of Clearing
                                                  • Mail: Raul Tamayo, Senior Legal                     and Risk, Commodity Futures Trading
                                                                                                                                                                  funds in: (i) Obligations of the United States and
                                               Advisor, Office of Patent Legal                                                                                    obligations fully guaranteed as to principal and
                                                                                                        Commission, 525 West Monroe Street,                       interest by the United States (U.S. government
                                               Administration,, United States Patent                    Chicago, Illinois 60661.                                  securities); (ii) General obligations of any State or
                                               and Trademark Office, P.O. Box 1450,                     SUPPLEMENTARY INFORMATION:
                                                                                                                                                                  of any political subdivision thereof (municipal
                                               Alexandria, VA 22313–1450.                                                                                         securities); (iii) Obligations of any United States
                                                                                                                                                                  government corporation or enterprise sponsored by
                                                  Written comments and                                  I. Background                                             the United States government (U.S. agency
                                               recommendations for the proposed                            By petition dated June 22, 2017, the                   obligations); (iv) Certificates of deposit issued by a
                                                                                                        Petitioners, all registered derivatives                   bank (certificates of deposit) as defined in section
                                               information collection should be sent on                                                                           3(a)(6) of the Securities Exchange Act of 1934, or
                                               or before August 24, 2018 to Nicholas A.                 clearing organizations (‘‘DCOs’’),                        a domestic branch of a foreign bank that carries
                                               Fraser, OMB Desk Officer, via email to                   requested an exemptive order under                        deposits insured by the Federal Deposit Insurance
                                                                                                        section 4(c) of the Commodity Exchange                    Corporation; (v) Commercial paper fully guaranteed
                                               Nicholas_A._Fraser@omb.eop.gov, or by                                                                              as to principal and interest by the United States
                                               fax to 202–395–5167, marked to the                       Act (‘‘CEA’’ or ‘‘Act’’) permitting the ICE               under the Temporary Liquidity Guarantee Program
                                               attention of Nicholas A. Fraser.                         DCOs to invest futures and cleared swap                   as administered by the Federal Deposit Insurance
                                                                                                        customer funds in certain categories of                   Corporation (commercial paper); (vi) Corporate
                                               Marcie Lovett,                                           euro-denominated sovereign debt. On                       notes or bonds fully guaranteed as to principal and
                                                                                                                                                                  interest by the United States under the Temporary
                                               Director, Records and Information                        December 15, 2017, the Commission
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                                                                                                                                                                  Liquidity Guarantee Program as administered by the
                                               Governance Division, Office of the Chief                 published a proposed order that would                     Federal Deposit Insurance Corporation (corporate
                                               Technology Officer, United States Patent and             grant the requested exemption                             notes or bonds); and (vii) Interests in money market
                                               Trademark Office.                                        (‘‘Proposed Order’’) and requested                        mutual funds.
                                                                                                                                                                    7 See 17 CFR 1.25(a) (2005).
                                               [FR Doc. 2018–15877 Filed 7–24–18; 8:45 am]              public comment on the Proposed                              8 Investment of Customer Funds and Funds Held
                                               BILLING CODE 3510–16–P                                   Order.1                                                   in an Account for Foreign Futures and Foreign
                                                                                                                                                                  Options Transactions, 76 FR 78776, 78782 (Dec. 19,
                                                                                                             1 82   FR 59586 (Dec. 15, 2017).                     2011).



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Document Created: 2018-07-25 00:44:54
Document Modified: 2018-07-25 00:44:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation83 FR 35240 

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