83 FR 35300 - Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review; in the Matter of the Investors Exchange LLC; for an Order Granting the Approval of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, “LTSE Listings on IEX” (File No. SR-IEX-2018-06)

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 143 (July 25, 2018)

Page Range		35300-35300
FR Document		2018-15926

Federal Register, Volume 83 Issue 143 (Wednesday, July 25, 2018)

[Federal Register Volume 83, Number 143 (Wednesday, July 25, 2018)]
[Notices]
[Page 35300]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-15926]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83678/July 20, 2018]


Securities Exchange Act of 1934; Order Scheduling Filing of 
Statements on Review; in the Matter of the Investors Exchange LLC; for 
an Order Granting the Approval of Proposed Rule Change To Establish a 
New Optional Listing Category on the Exchange, ``LTSE Listings on IEX'' 
(File No. SR-IEX-2018-06)

    On March 15, 2018, Investors Exchange LLC (the ``Exchange'' or 
``IEX'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ a proposed rule 
change to establish a new optional listing category on the Exchange, 
referred to as the ``LTSE Listings on IEX'' or ``LTSE Listings.'' The 
proposed rule change was published for comment in the Federal Register 
on April 2, 2018.\3\ On May 11, 2018, the Division of Trading and 
Markets, for the Commission pursuant to delegated authority, extended 
the time period for Commission action on the proposed rule change.\4\ 
On June 27, 2018, the Exchange submitted Amendment No. 1 to the 
proposed rule change.\5\ On June 29, 2018, the Division of Trading and 
Markets, for the Commission pursuant to delegated authority,\6\ 
approved the proposed rule change, as modified by Amendment No. 1.\7\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 82948 (March 27, 
2018), 83 FR 14074 (April 2, 2018) (SR-IEX-2018-06).
    \4\ See Securities Exchange Act Release No. 83217 (May 11, 
2018), 83 FR 22998 (May 17, 2018).
    \5\ See letter from Claudia Crowley, Chief Regulatory Officer, 
Investors Exchange LLC, dated June 27, 2018, available at https://www.sec.gov/comments/sr-iex-2018-06/iex201806-3956434-167066.pdf.
    \6\ 17 CFR 200.30 3(a)(12).
    \7\ See Securities Exchange Act Release No. 83558 (June 29, 
2018).
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    Pursuant to Commission Rule of Practice 431,\8\ the Commission is 
reviewing the delegated action, and the June 29, 2018 order is stayed.
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    \8\ 17 CFR 201.431.
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    Accordingly, it is ordered, pursuant to Commission Rule of Practice 
431, that by August 20, 2018, any party or other person may file any 
additional statement.
    It is further ordered that the June 29, 2018 order approving the 
proposed rule change, as modified by Amendment No. 1 (SR-IEX-2018-06) 
shall remain stayed pending further order of the Commission.

    By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2018-15926 Filed 7-24-18; 8:45 am]
 BILLING CODE 8011-01-P

35300 Federal Register / Vol. 83, No. 143 / Wednesday, July 25, 2018 / Notices

it appears to the Commission that such to make available publicly. All Pursuant to Commission Rule of
action is: (i) Necessary or appropriate in submissions should refer to File Practice 431,8 the Commission is
the public interest; (ii) for the protection Number SR–CboeEDGX–2018–025, and reviewing the delegated action, and the
of investors; or (iii) otherwise in should be submitted on or before June 29, 2018 order is stayed.
furtherance of the purposes of the Act. August 15, 2018. Accordingly, it is ordered, pursuant to
If the Commission takes such action, the For the Commission, by the Division of Commission Rule of Practice 431, that
Commission shall institute proceedings Trading and Markets, pursuant to delegated by August 20, 2018, any party or other
to determine whether the proposed rule authority.23 person may file any additional
should be approved or disapproved. Eduardo A. Aleman, statement.
IV. Solicitation of Comments Assistant Secretary. It is further ordered that the June 29,
[FR Doc. 2018–15849 Filed 7–24–18; 8:45 am] 2018 order approving the proposed rule
Interested persons are invited to change, as modified by Amendment No.
BILLING CODE 8011–01–P
submit written data, views, and 1 (SR–IEX–2018–06) shall remain stayed
arguments concerning the foregoing, pending further order of the
including whether the proposed rule Commission.
SECURITIES AND EXCHANGE
change is consistent with the Act.
COMMISSION By the Commission.
Comments may be submitted by any of
the following methods: [Release No. 34–83678/July 20, 2018] Brent J. Fields,
Secretary.
Electronic Comments Securities Exchange Act of 1934; [FR Doc. 2018–15926 Filed 7–24–18; 8:45 am]
• Use the Commission’s internet Order Scheduling Filing of Statements BILLING CODE 8011–01–P
comment form (http://www.sec.gov/ on Review; in the Matter of the
rules/sro.shtml); or Investors Exchange LLC; for an Order
• Send an email to rule-comments@ Granting the Approval of Proposed SECURITIES AND EXCHANGE
sec.gov. Please include File Number SR– Rule Change To Establish a New COMMISSION
CboeEDGX–2018–025 on the subject Optional Listing Category on the
line. Exchange, ‘‘LTSE Listings on IEX’’ (File Submission for OMB Review;
No. SR–IEX–2018–06) Comment Request
Paper Comments
• Send paper comments in triplicate On March 15, 2018, Investors Upon Written Request, Copies Available
to Secretary, Securities and Exchange Exchange LLC (the ‘‘Exchange’’ or From: Securities and Exchange
Commission, 100 F Street NE, ‘‘IEX’’) filed with the Securities and Commission, Office of FOIA Services,
Washington, DC 20549–1090. Exchange Commission (‘‘Commission’’), 100 F Street NE, Washington, DC
pursuant to Section 19(b)(1) of the 20549–2736
All submissions should refer to File
Securities Exchange Act of 1934 1 and
Number SR–CboeEDGX–2018–025. This Extension:
Rule 19b–4 thereunder,2 a proposed rule Rule 17Ac2–2 and Form TA–2, SEC File
file number should be included on the
change to establish a new optional No. 270–298, OMB Control No. 3235–
subject line if email is used. To help the
listing category on the Exchange, 0337
Commission process and review your
referred to as the ‘‘LTSE Listings on
comments more efficiently, please use Notice is hereby given that pursuant
IEX’’ or ‘‘LTSE Listings.’’ The proposed
only one method. The Commission will to the Paperwork Reduction Act of 1995
rule change was published for comment
post all comments on the Commission’s (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
in the Federal Register on April 2,
internet website (http://www.sec.gov/ Securities and Exchange Commission
2018.3 On May 11, 2018, the Division of
rules/sro.shtml). Copies of the (‘‘Commission’’) has submitted to the
Trading and Markets, for the
submission, all subsequent Office of Management and Budget
Commission pursuant to delegated
amendments, all written statements authority, extended the time period for (‘‘OMB’’) a request for approval of the
with respect to the proposed rule Commission action on the proposed rule existing collection of information
change that are filed with the change.4 On June 27, 2018, the provided for in Rule 17Ac2–2 (17 CFR
Commission, and all written Exchange submitted Amendment No. 1 240.17Ac2–2) and Form TA–2 under the
communications relating to the to the proposed rule change.5 On June Securities Exchange Act of 1934 (15
proposed rule change between the 29, 2018, the Division of Trading and U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Commission and any person, other than Markets, for the Commission pursuant Rule 17Ac2–2 and Form TA–2 under
those that may be withheld from the to delegated authority,6 approved the the Exchange Act require transfer agents
public in accordance with the proposed rule change, as modified by to file an annual report of their business
provisions of 5 U.S.C. 552, will be Amendment No. 1.7 activities with the Commission. These
available for website viewing and reporting requirements are designed to
printing in the Commission’s Public 23 17
CFR 200.30–3(a)(12) and (59). ensure that all registered transfer agents
Reference Room, 100 F Street NE, 1 15
U.S.C. 78s(b)(1). are providing the Commission with
Washington, DC 20549, on official 2 17 CFR 240.19b–4. sufficient information on an annual
business days between the hours of 3 See Securities Exchange Act Release No. 82948
basis about the transfer agent
10:00 a.m. and 3:00 p.m. Copies of the (March 27, 2018), 83 FR 14074 (April 2, 2018) (SR– community and to permit the
IEX–2018–06).
filing also will be available for 4 See Securities Exchange Act Release No. 83217
Commission to effectively monitor
inspection and copying at the principal (May 11, 2018), 83 FR 22998 (May 17, 2018). business activities of transfer agents.
daltland on DSKBBV9HB2PROD with NOTICES

office of the Exchange. All comments 5 See letter from Claudia Crowley, Chief The amount of time needed to comply
received will be posted without change. Regulatory Officer, Investors Exchange LLC, dated with the requirements of amended Rule
Persons submitting comments are June 27, 2018, available at https://www.sec.gov/ 17Ac2–2 and Form TA–2 varies. Of the
comments/sr-iex-2018-06/iex201806-3956434-
cautioned that we do not redact or edit 167066.pdf. total 373 registered transfer agents,
personal identifying information from 6 17 CFR 200.30 3(a)(12). approximately 9.2% (or 34 registrants)
comment submissions. You should 7 See Securities Exchange Act Release No. 83558

submit only information that you wish (June 29, 2018). 8 17 CFR 201.431.

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Document Created: 2018-07-25 00:44:29
Document Modified: 2018-07-25 00:44:29

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 35300