83 FR 38186 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 150 (August 3, 2018)

Page Range		38186-38187
FR Document		2018-16601

Federal Register, Volume 83 Issue 150 (Friday, August 3, 2018)

[Federal Register Volume 83, Number 150 (Friday, August 3, 2018)]
[Notices]
[Pages 38186-38187]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-16601]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.

Extension:
    Electronic Data Collection System; SEC File No. 270-621, OMB 
Control No. 3235-0672.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit an 
extension for this current collection of information to the Office of 
Management and Budget for approval.
    The Commission invites comment on updates to its Electronic Data 
Collection System database (the Database), which will support 
information provided by members of the public who would like to file an 
online tip, complaint or referral (TCR) to the Commission. The Database 
will be a web based e-filed dynamic report based on technology that 
pre-populates and establishes a series of questions based on the data 
that the individual enters. The individual will then complete specific 
information on the subject(s) and nature of the suspicious activity, 
using the data elements appropriate to the type of complaint or 
subject. The information collection is voluntary. The public interface 
to the Database will be available using the agency's website, 
www.sec.gov. The Commission estimates that it takes a complainant, on 
average, 30 minutes to submit a TCR through the Database. Based on the 
receipt of an average of approximately 16,000 annual TCRs for the past 
three fiscal years, the Commission estimates that the annual reporting 
burden is 8,000 hours.
    Written comments are invited on: (a) Whether this collection of 
information is necessary for the proper performance

[[Page 38187]]

of the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology.
    Consideration will be given to comments and suggestions submitted 
in writing within 60 days of this publication. Please direct your 
written comments to Pamela Dyson, Director/Chief Information Officer, 
Securities and Exchange Commission, c/o Candace Kenner, 100 F St. NE, 
Washington DC 20549; or send an email to: PRA_Mailbox@sec.gov.

    Dated: July 30, 2018.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018-16601 Filed 8-2-18; 8:45 am]
 BILLING CODE 8011-01-P

38186 Federal Register / Vol. 83, No. 150 / Friday, August 3, 2018 / Notices

the person identified in the FOR FURTHER statutory and regulatory requirements Christopher C. Mohr, Comments Due:
INFORMATION CONTACT section by include 39 U.S.C. 3632, 39 U.S.C. 3633, August 7, 2018.
telephone for advice on filing 39 U.S.C. 3642, 39 CFR part 3015, and This Notice will be published in the
alternatives. 39 CFR part 3020, subpart B. Comment Federal Register.
FOR FURTHER INFORMATION CONTACT:
deadline(s) for each request appear in Stacy L. Ruble,
David A. Trissell, General Counsel, at section II.
Secretary.
202–789–6820. I. Docketed Proceeding(s) [FR Doc. 2018–16600 Filed 8–2–18; 8:45 am]
SUPPLEMENTARY INFORMATION: The BILLING CODE 7710–FW–P
1. Docket No(s).: MC2018–196 and
August 6, 2018 comment due date CP2018–274; Filing Title: USPS Request
applies to MC2018–196 and CP2018– to Add Priority Mail & First-Class
274; MC2018–197 and CP2018–275; Package Service Contract 85 to SECURITIES AND EXCHANGE
MC2018–198 and CP2018–276; Competitive Product List and Notice of COMMISSION
MC2018–199 and CP2018–277; Filing Materials Under Seal; Filing
MC2018–200 and CP2018–278. Acceptance Date: July 27, 2018; Filing Proposed Collection; Comment
The August 7, 2018 comment due Authority: 39 U.S.C. 3642 and 39 CFR Request
date applies to Docket Nos. MC2018– 3020.30 et seq.; Public Representative: Upon Written Request, Copies Available
201 and CP2018–279. Curtis E. Kidd, Comments Due: August From: Securities and Exchange
Table of Contents 6, 2018. Commission, Office of FOIA Services,
I. Introduction
2. Docket No(s).: MC2018–197 and 100 F Street NE, Washington, DC
II. Docketed Proceeding(s) CP2018–275; Filing Title: USPS Request 20549–2736.
to Add Parcel Select Contract 32 to Extension:
I. Introduction Competitive Product List and Notice of Electronic Data Collection System; SEC
The Commission gives notice that the Filing Materials Under Seal; Filing File No. 270–621, OMB Control No.
Postal Service filed request(s) for the Acceptance Date: July 27, 2018; Filing 3235–0672.
Commission to consider matters related Authority: 39 U.S.C. 3642 and 39 CFR Notice is hereby given that, pursuant
to negotiated service agreement(s). The 3020.30 et seq.; Public Representative: to the Paperwork Reduction Act of 1995
request(s) may propose the addition or Gregory Stanton, Comments Due: (44 U.S.C. 3501 et seq.), the Securities
removal of a negotiated service August 6, 2018. and Exchange Commission
agreement from the market dominant or 3. Docket No(s).: MC2018–198 and (‘‘Commission’’) is soliciting comments
the competitive product list, or the CP2018–276; Filing Title: USPS Request on the collection of information
modification of an existing product to Add Priority Mail Express, Priority summarized below. The Commission
currently appearing on the market Mail & First-Class Package Service plans to submit an extension for this
dominant or the competitive product Contract 43 to Competitive Product List current collection of information to the
list. and Notice of Filing Materials Under Office of Management and Budget for
Section II identifies the docket Seal; Filing Acceptance Date: July 27, approval.
number(s) associated with each Postal 2018; Filing Authority: 39 U.S.C. 3642 The Commission invites comment on
Service request, the title of each Postal and 39 CFR 3020.30 et seq.; Public updates to its Electronic Data Collection
Service request, the request’s acceptance Representative: Christopher C. Mohr, System database (the Database), which
date, and the authority cited by the Comments Due: August 6, 2018. will support information provided by
Postal Service for each request. For each 4. Docket No(s).: MC2018–199 and members of the public who would like
request, the Commission appoints an CP2018–277; Filing Title: USPS Request to file an online tip, complaint or
officer of the Commission to represent to Add Priority Mail Contract 455 to referral (TCR) to the Commission. The
the interests of the general public in the Competitive Product List and Notice of Database will be a web based e-filed
proceeding, pursuant to 39 U.S.C. 505 Filing Materials Under Seal; Filing dynamic report based on technology
(Public Representative). Section II also Acceptance Date: July 27, 2018; Filing that pre-populates and establishes a
establishes comment deadline(s) Authority: 39 U.S.C. 3642 and 39 CFR series of questions based on the data
pertaining to each request. 3020.30 et seq.; Public Representative: that the individual enters. The
The public portions of the Postal Christopher C. Mohr, Comments Due: individual will then complete specific
Service’s request(s) can be accessed via August 6, 2018. information on the subject(s) and nature
the Commission’s website (http:// 5. Docket No(s).: MC2018–200 and of the suspicious activity, using the data
www.prc.gov). Non-public portions of CP2018–278; Filing Title: USPS Request elements appropriate to the type of
the Postal Service’s request(s), if any, to Add Priority Mail Contract 456 to complaint or subject. The information
can be accessed through compliance Competitive Product List and Notice of collection is voluntary. The public
with the requirements of 39 CFR Filing Materials Under Seal; Filing interface to the Database will be
3007.40. Acceptance Date: July 27, 2018; Filing available using the agency’s website,
The Commission invites comments on Authority: 39 U.S.C. 3642 and 39 CFR www.sec.gov. The Commission
whether the Postal Service’s request(s) 3020.30 et seq.; Public Representative: estimates that it takes a complainant, on
in the captioned docket(s) are consistent Christopher C. Mohr, Comments Due: average, 30 minutes to submit a TCR
with the policies of title 39. For August 6, 2018. through the Database. Based on the
request(s) that the Postal Service states 6. Docket No(s).: MC2018–201 and receipt of an average of approximately
amozie on DSK3GDR082PROD with NOTICES1

concern market dominant product(s), CP2018–279; Filing Title: USPS Request 16,000 annual TCRs for the past three
applicable statutory and regulatory to Add Priority Mail Contract 457 to fiscal years, the Commission estimates
requirements include 39 U.S.C. 3622, 39 Competitive Product List and Notice of that the annual reporting burden is
U.S.C. 3642, 39 CFR part 3010, and 39 Filing Materials Under Seal; Filing 8,000 hours.
CFR part 3020, subpart B. For request(s) Acceptance Date: July 27, 2018; Filing Written comments are invited on: (a)
that the Postal Service states concern Authority: 39 U.S.C. 3642 and 39 CFR Whether this collection of information
competitive product(s), applicable 3020.30 et seq.; Public Representative: is necessary for the proper performance

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Federal Register / Vol. 83, No. 150 / Friday, August 3, 2018 / Notices 38187

of the functions of the agency, including comments on the proposed rule change schedule, because BYX offers rebates to
whether the information will have from interested persons. remove liquidity and charges fees to add
practical utility; (b) the accuracy of the liquidity, BYX Post Only Orders and
I. Self-Regulatory Organization’s
agency’s estimate of the burden imposed Partial Post Only at Limit Orders
Statement of the Terms of Substance of
by the collection of information; (c) remove liquidity on entry against resting
the Proposed Rule Change
ways to enhance the quality, utility, and interest and are not booked/displayed if
clarity of the information collected; and The Exchange filed a proposal to there is contra-side interest. As such,
(d) ways to minimize the burden of the amend paragraph (b)(4)(C) of Exchange the descriptions below of the changes to
collection of information on Rule 11.13 related to Super Aggressive Rule 11.13(b)(4)(C), including the
respondents, including through the use order instructions. examples of the revised operation of the
of automated collection techniques or The text of the proposed rule change Super Aggressive functionality are
other forms of information technology. is available at the Exchange’s website at currently inapplicable because BYX
www.markets.cboe.com, at the principal Post Only Orders and Partial Post Only
Consideration will be given to
office of the Exchange, and at the at Limit Orders execute against resting
comments and suggestions submitted in
Commission’s Public Reference Room. liquidity first, before the logic discussed
writing within 60 days of this
publication. Please direct your written II. Self-Regulatory Organization’s below is triggered. However, consistent
comments to Pamela Dyson, Director/ Statement of the Purpose of, and with its prior practice, the Exchange is
Chief Information Officer, Securities Statutory Basis for, the Proposed Rule proposing the changes to Rule
and Exchange Commission, c/o Candace Change 11.13(b)(4)(C) related to the Super
Kenner, 100 F St. NE, Washington DC Aggressive instruction in this filing in
In its filing with the Commission, the order to retain consistent rules and
20549; or send an email to: PRA_ Exchange included statements
Mailbox@sec.gov. functionality with its affiliated
concerning the purpose of and basis for exchanges 5 to the extent the Exchange
Dated: July 30, 2018. the proposed rule change and discussed decides to propose changes to its fee
Robert W. Errett, any comments it received on the structure in the future such that ‘‘Post
Deputy Secretary. proposed rule change. The text of these Only’’ functionality is more relevant to
[FR Doc. 2018–16601 Filed 8–2–18; 8:45 am]
statements may be examined at the the operation of the Exchange.
places specified in Item IV below. The Super Aggressive is an optional order
BILLING CODE 8011–01–P
Exchange has prepared summaries, set instruction that directs the System 6 to
forth in Sections A, B, and C below, of route an order when an away Trading
SECURITIES AND EXCHANGE the most significant parts of such Center locks or crosses the limit price of
COMMISSION statements. the order resting on the BYX Book.7 If
A. Self-Regulatory Organization’s an order with a Super Aggressive
[Release No. 34–83738; File No. SR– Statement of the Purpose of, and instruction were to be locked by an
CboeBYX–2018–012] Statutory Basis for, the Proposed Rule incoming BYX Post Only Order or
Change Partial Post Only at Limit Order
Self-Regulatory Organizations; Cboe (hereafter collectively referred to as a
BYX Exchange, Inc.; Notice of Filing 1. Purpose ‘‘Post Only Order’’) that does not
and Immediate Effectiveness of a The Exchange proposes to amend the remove liquidity pursuant to Rule
Proposed Rule Change to Exchange description of the Super Aggressive Re- 11.9(c)(6) or 11.9(c)(7), respectively,8
Rule 11.13, Order Execution and Route instruction (‘‘Super Aggressive
Routing, To Amend the Operation of instruction’’) under paragraph (b)(4)(C) 5 The Exchange notes that its affiliates, Cboe BZX

the Super Aggressive Order of Exchange Rule 11.13, Order Exchange, Inc. and Cboe EDGX Exchange, Inc., also
recently filed to adopt the functionality described
Instruction Execution and Routing to: (i) Specify in this filing and such functionality is applicable on
that an incoming BYX Post Only Order such exchanges because orders equivalent to BYX
July 30, 2018. or Partial Post Only at Limit Order that Post Only Orders and/or Partial Post Only at Limit
Pursuant to Section 19(b)(1) of the would lock a resting order with a Super Orders can be entered on such exchanges and do
Securities Exchange Act of 1934 Aggressive instruction must be not always remove against contra-side interest on
entry pursuant to such exchanges’ fee schedules.
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 designated as eligible for display on the See SR–CboeBZX–2018–051 and SR–CboeEDGX–
notice is hereby given that on July 16, Exchange (a ‘‘displayed order’’) for the 2018–025, each filed July 11, 2018.
2018, Cboe BYX Exchange, Inc. (the order with a Super Aggressive 6 The term ‘‘System’’ is defined as ‘‘the electronic

‘‘Exchange’’ or ‘‘BYX’’) filed with the instruction to engage in a liquidity swap communications and trading facility designated by
the Board through which securities orders of Users
Securities and Exchange Commission and execute against that incoming order; are consolidated for ranking, execution and, when
(‘‘Commission’’) the proposed rule and (ii) modify language from the applicable, routing away.’’ See Exchange Rule
change as described in Items I and II description of the Super Aggressive 1.5(aa).
below, which Items have been prepared instruction that states if an order that 7 See Exchange Rule 1.5(e).
8 A BYX Post Only Order will remove contra-side
by the Exchange. The Exchange has does not contain a Super Aggressive
instruction maintains higher priority liquidity from the BYX Book if the order is an order
designated this proposal as a ‘‘non- to buy or sell a security priced below $1.00 or if
controversial’’ proposed rule change than one or more Super Aggressive the value of such execution when removing
pursuant to Section 19(b)(3)(A) of the eligible orders, the Super Aggressive liquidity equals or exceeds the value of such
Act 3 and Rule 19b–4(f)(6) thereunder,4 eligible order(s) with lower priority execution if the order instead posted to the BYX
would not be converted and an Book and subsequently provided liquidity,
which renders it effective upon filing
amozie on DSK3GDR082PROD with NOTICES1

including the applicable fees charged or rebates
with the Commission. The Commission incoming BYX Post Only Order or provided. See Exchange Rule 11.9(c)(6). A Partial
is publishing this notice to solicit Partial Post Only at Limit Order would Post Only at Limit Order will remove liquidity from
be posted or cancelled in accordance the BYX Book up to the full size of the order if, at
1 15 with Exchange Rule 11.9(c)(6) or the time of receipt, it can be executed at prices
U.S.C. 78s(b)(1). better than its limit price. See Exchange Rule
2 17 CFR 240.19b–4. 11.9(c)(7). 11.9(c)(7). As noted above, due to the current BYX
3 15 U.S.C. 78s(b)(3)(A). At the outset, the Exchange notes that pricing schedule, which offers rebates to remove
4 17 CFR 240.19b–4(f)(6). based on the Exchange’s current pricing Continued

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Document Created: 2018-11-06 10:35:02
Document Modified: 2018-11-06 10:35:02

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 38186