83_FR_40672 83 FR 40514 - Medicare and Medicaid Programs: Application From the Joint Commission (TJC) for Continued Approval of its Psychiatric Hospital Accreditation Program

83 FR 40514 - Medicare and Medicaid Programs: Application From the Joint Commission (TJC) for Continued Approval of its Psychiatric Hospital Accreditation Program

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 83, Issue 158 (August 15, 2018)

Page Range40514-40515
FR Document2018-17519

This proposed notice acknowledges the receipt of an application from the Joint Commission (TJC) for continued recognition as a national accrediting organization for psychiatric hospitals that wish to participate in the Medicare or Medicaid programs.

Federal Register, Volume 83 Issue 158 (Wednesday, August 15, 2018)
[Federal Register Volume 83, Number 158 (Wednesday, August 15, 2018)]
[Notices]
[Pages 40514-40515]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17519]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[CMS-3364-PN]


Medicare and Medicaid Programs: Application From the Joint 
Commission (TJC) for Continued Approval of its Psychiatric Hospital 
Accreditation Program

AGENCY: Centers for Medicare & Medicaid Services (CMS), HHS.

ACTION: Notice with request for comment.

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SUMMARY: This proposed notice acknowledges the receipt of an 
application from the Joint Commission (TJC) for continued recognition 
as a national accrediting organization for psychiatric hospitals that 
wish to participate in the Medicare or Medicaid programs.

DATES: To be assured consideration, comments must be received at one of 
the addresses provided below, no later than 5 p.m. on September 14, 
2018.

ADDRESSES: In commenting, refer to file code CMS-3364-PN. Because of 
staff and resource limitations, we cannot accept comments by facsimile 
(FAX) transmission.
    Comments, including mass comment submissions, must be submitted in 
one of the following three ways (please choose only one of the ways 
listed):
    1. Electronically. You may submit electronic comments on this 
regulation to http://www.regulations.gov. Follow the ``Submit a 
comment'' instructions.
    2. By regular mail. You may mail written comments to the following 
address ONLY: Centers for Medicare & Medicaid Services, Department of 
Health and Human Services, Attention: CMS-3364-PN, P.O. Box 8010, 
Baltimore, MD 21244-8010.
    Please allow sufficient time for mailed comments to be received 
before the close of the comment period.
    3. By express or overnight mail. You may send written comments to 
the following address ONLY: Centers for Medicare & Medicaid Services, 
Department of Health and Human Services, Attention: CMS-3364-PN, Mail 
Stop C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850.
    For information on viewing public comments, see the beginning of 
the SUPPLEMENTARY INFORMATION section.

FOR FURTHER INFORMATION CONTACT:  Karena Meushaw (410) 786-6609, Monda 
Shaver (410) 786-3410 or Marie Vasbinder (410)786-8665.

SUPPLEMENTARY INFORMATION:  Inspection of Public Comments: All comments 
received before the close of the comment period are available for 
viewing by the public, including any personally identifiable or 
confidential business information that is included in a comment. We 
post all comments received before the close of the comment period on 
the following website as soon as possible after they have been 
received: http://www.regulations.gov. Follow the search instructions on 
that website to view public comments.

I. Background

    Under the Medicare program, eligible beneficiaries may receive 
covered services from a psychiatric hospital provided certain 
requirements are met. Section 1861(f) of the Social Security Act (the 
Act) establishes distinct criteria for facilities seeking designation 
as a psychiatric hospital. Regulations concerning provider agreements 
are at 42 CFR part 489 and those pertaining to activities relating to 
the survey and certification of facilities are at 42 CFR part 488. The 
regulations at 42 CFR part 482 subparts A, B, C and E specify the 
minimum conditions that a psychiatric hospital must meet to participate 
in the Medicare program, the scope of covered services and the 
conditions for Medicare payment for psychiatric hospitals.
    Generally, to enter into a provider agreement with Medicare, a 
psychiatric hospital must first be certified by a State survey agency 
as complying with the conditions or requirements set forth in part 482 
subpart A, B, C and E of our CMS regulations. Thereafter, the 
psychiatric hospital is subject to regular surveys by a State survey 
agency to determine whether it continues to meet these requirements. 
There is an alternative, however, to surveys by State agencies.
    Section 1865(a)(1) of the Act provides that, if a provider entity 
demonstrates through accreditation by a CMS-approved national 
accrediting organization (AO) that all applicable Medicare conditions 
are met or exceeded, we may deem the provider entity as having met the 
requirements. Accreditation by an AO is voluntary and is not required 
for Medicare participation.
    If an AO is recognized by CMS as having standards for accreditation 
that meet or exceed Medicare requirements, any provider entity 
accredited by the national accrediting body's approved program may be 
deemed to meet the Medicare conditions. An AO applying for approval of 
its accreditation program under part 488, subpart A, must provide CMS 
with reasonable assurance that the AO requires the accredited provider 
entities to meet requirements that are at least as stringent as the 
Medicare conditions. Our regulations concerning the approval of AO are 
set forth at Sec.  488.5. Our regulations at Sec.  488.5(e)(2)(i) 
require an accrediting organization to reapply for continued approval 
of its accreditation program(s) every 6 years or sooner, as determined 
by CMS.
    The Joint Commission's current term of approval for their 
psychiatric hospital accreditation program expires February 25, 2019.

II. Provisions of the Proposed Notice

A. Approval of Deeming Organizations

    Section 1865(a)(2) of the Act and our regulations at Sec.  488.5 
require that our findings concerning review and approval of an AO's 
requirements consider, among other factors, the applying AO's 
requirements for accreditation; survey procedures; resources for 
conducting required surveys; capacity to furnish information for use in 
enforcement activities; monitoring procedures for provider entities 
found not in compliance with the conditions or requirements; and 
ability to provide CMS with the necessary data for validation.
    Section 1865(a)(3)(A) of the Act further requires that we publish, 
within 60 days of receipt of an organization's complete application, a 
notice

[[Page 40515]]

identifying the national accrediting body making the request, 
describing the nature of the request, and providing at least a 30-day 
public comment period. We have 210 days from the receipt of a complete 
application to publish notice of approval or denial of the application.
    The purpose of this proposed notice is to inform the public of 
TJC's request for CMS-approval of its psychiatric hospital 
accreditation program. This notice also solicits public comment on 
whether TJC's requirements meet or exceed the Medicare conditions of 
participation (CoPs) for psychiatric hospitals.

B. Evaluation of Deeming Authority Request

    TJC submitted all the necessary materials to enable us to make a 
determination concerning its request for CMS-approval of its 
psychiatric hospital accreditation program. This application was 
determined to be complete on July 30, 2018. Under section 1865(a)(2) of 
the Act and our regulations at Sec.  488.5 (Application and re-
application procedures for national accrediting organizations), our 
review and evaluation of TJC will be conducted in accordance with, but 
not necessarily limited to, the following factors:
     The equivalency of TJC's standards for psychiatric 
hospitals as compared with CMS' psychiatric hospital CoPs.
     TJC's survey process to determine the following:
    ++ The composition of the survey team, surveyor qualifications, and 
the ability of the organization to provide continuing surveyor 
training.
    ++ The comparability of TJC's processes to those of State agencies, 
including survey frequency, and the ability to investigate and respond 
appropriately to complaints against accredited facilities.
    ++ TJC's processes and procedures for monitoring a psychiatric 
hospital found out of compliance with the TJC's program requirements. 
These monitoring procedures are used only when TJC identifies 
noncompliance. If noncompliance is identified through validation 
reviews or complaint surveys, the state survey agency monitors 
corrections as specified at Sec.  488.9(c).
    ++ TJC's capacity to report deficiencies to the surveyed facilities 
and respond to the facility's plan of correction in a timely manner.
    ++ TJC's capacity to provide CMS with electronic data and reports 
necessary for effective validation and assessment of the organization's 
survey process.
    ++ The adequacy of TJC's staff and other resources, and its 
financial viability.
    ++ TJC's capacity to adequately fund required surveys.
    ++ TJC's policies with respect to whether surveys are announced or 
unannounced, to assure that surveys are unannounced.
    ++ TJC's agreement to provide CMS with a copy of the most current 
accreditation survey together with any other information related to the 
survey as CMS may require (including corrective action plans).

III. Collection of Information Requirements

    This document does not impose information collection requirements, 
that is, reporting, recordkeeping or third-party disclosure 
requirements. Consequently, there is no need for review by the Office 
of Management and Budget under the authority of the Paperwork Reduction 
Act of 1995 (44 U.S.C. Chapter 35).

IV. Response to Comments

    Because of the large number of public comments we normally receive 
on Federal Register documents, we are not able to acknowledge or 
respond to them individually. We will consider all comments we receive 
by the date and time specified in the DATES section of this preamble, 
and, when we proceed with a subsequent document, we will respond to the 
comments in the preamble to that document.
    Upon completion of our evaluation, including evaluation of comments 
received as a result of this notice, we will publish a final notice in 
the Federal Register announcing the result of our evaluation.

V. Regulatory Impact Statement

    This proposed notice does not impose any regulatory impact.
    In accordance with the provisions of Executive Order 12866, this 
regulation was not reviewed by the Office of Management and Budget.

    Dated: August 6, 2018.
Seema Verma,
Administrator, Centers for Medicare & Medicaid Services.
[FR Doc. 2018-17519 Filed 8-14-18; 8:45 am]
 BILLING CODE 4120-01-P



                                               40514                      Federal Register / Vol. 83, No. 158 / Wednesday, August 15, 2018 / Notices

                                               by contacting the Office of Agreements                    1. Electronically. You may submit                   survey agency as complying with the
                                               at (202) 523–5793 or tradeanalysis@                     electronic comments on this regulation                conditions or requirements set forth in
                                               fmc.gov.                                                to http://www.regulations.gov. Follow                 part 482 subpart A, B, C and E of our
                                                  Agreement No.: 012472–002.                           the ‘‘Submit a comment’’ instructions.                CMS regulations. Thereafter, the
                                                  Agreement Name: Yang Ming/COSCO                        2. By regular mail. You may mail                    psychiatric hospital is subject to regular
                                               Shipping Slot Exchange Agreement.                       written comments to the following                     surveys by a State survey agency to
                                                  Parties: COSCO Shipping Lines Co.,                   address ONLY: Centers for Medicare &                  determine whether it continues to meet
                                               Ltd.; Yang Ming Marine Transport                        Medicaid Services, Department of                      these requirements. There is an
                                               Corporation; and Yang Ming (UK) Ltd.                    Health and Human Services, Attention:                 alternative, however, to surveys by State
                                                  Filing Party: Robert Magovern; Cozen                 CMS–3364–PN, P.O. Box 8010,                           agencies.
                                               O’Connor.                                               Baltimore, MD 21244–8010.                                Section 1865(a)(1) of the Act provides
                                                  Synopsis: The amendment revises the                    Please allow sufficient time for mailed             that, if a provider entity demonstrates
                                               Agreement to clarify that the space                     comments to be received before the                    through accreditation by a CMS-
                                               provided to Yang Ming by COSCO                          close of the comment period.                          approved national accrediting
                                               SHIPPING will be provided on the CEN                      3. By express or overnight mail. You                organization (AO) that all applicable
                                               service and the AAC3 service, instead of                may send written comments to the                      Medicare conditions are met or
                                               the AAC service, effective on or around                 following address ONLY: Centers for                   exceeded, we may deem the provider
                                               August 27, 2018.                                        Medicare & Medicaid Services,                         entity as having met the requirements.
                                                  Proposed Effective Date: 8/9/2018.                   Department of Health and Human                        Accreditation by an AO is voluntary and
                                                  Location: https://www2.fmc.gov/                      Services, Attention: CMS–3364–PN,                     is not required for Medicare
                                               FMC.Agreements.Web/Public/                              Mail Stop C4–26–05, 7500 Security                     participation.
                                               AgreementHistory/1969.                                  Boulevard, Baltimore, MD 21244–1850.                     If an AO is recognized by CMS as
                                                 Dated: August 10, 2018.                                 For information on viewing public                   having standards for accreditation that
                                               Rachel Dickon,                                          comments, see the beginning of the                    meet or exceed Medicare requirements,
                                               Secretary.                                              SUPPLEMENTARY INFORMATION section.                    any provider entity accredited by the
                                               [FR Doc. 2018–17609 Filed 8–14–18; 8:45 am]             FOR FURTHER INFORMATION CONTACT:                      national accrediting body’s approved
                                                                                                       Karena Meushaw (410) 786–6609,                        program may be deemed to meet the
                                               BILLING CODE 6731–AA–P
                                                                                                       Monda Shaver (410) 786–3410 or Marie                  Medicare conditions. An AO applying
                                                                                                       Vasbinder (410)786–8665.                              for approval of its accreditation program
                                                                                                       SUPPLEMENTARY INFORMATION: Inspection
                                                                                                                                                             under part 488, subpart A, must provide
                                               DEPARTMENT OF HEALTH AND                                                                                      CMS with reasonable assurance that the
                                               HUMAN SERVICES                                          of Public Comments: All comments
                                                                                                       received before the close of the                      AO requires the accredited provider
                                               Centers for Medicare & Medicaid                         comment period are available for                      entities to meet requirements that are at
                                               Services                                                viewing by the public, including any                  least as stringent as the Medicare
                                                                                                       personally identifiable or confidential               conditions. Our regulations concerning
                                               [CMS–3364–PN]                                                                                                 the approval of AO are set forth at
                                                                                                       business information that is included in
                                                                                                       a comment. We post all comments                       § 488.5. Our regulations at
                                               Medicare and Medicaid Programs:                                                                               § 488.5(e)(2)(i) require an accrediting
                                               Application From the Joint                              received before the close of the
                                                                                                       comment period on the following                       organization to reapply for continued
                                               Commission (TJC) for Continued                                                                                approval of its accreditation program(s)
                                               Approval of its Psychiatric Hospital                    website as soon as possible after they
                                                                                                       have been received: http://                           every 6 years or sooner, as determined
                                               Accreditation Program                                                                                         by CMS.
                                                                                                       www.regulations.gov. Follow the search
                                               AGENCY: Centers for Medicare &                          instructions on that website to view                     The Joint Commission’s current term
                                               Medicaid Services (CMS), HHS.                           public comments.                                      of approval for their psychiatric hospital
                                               ACTION: Notice with request for                                                                               accreditation program expires February
                                               comment.                                                I. Background                                         25, 2019.
                                                                                                         Under the Medicare program, eligible                II. Provisions of the Proposed Notice
                                               SUMMARY:    This proposed notice                        beneficiaries may receive covered
                                               acknowledges the receipt of an                          services from a psychiatric hospital                  A. Approval of Deeming Organizations
                                               application from the Joint Commission                   provided certain requirements are met.                   Section 1865(a)(2) of the Act and our
                                               (TJC) for continued recognition as a                    Section 1861(f) of the Social Security                regulations at § 488.5 require that our
                                               national accrediting organization for                   Act (the Act) establishes distinct criteria           findings concerning review and
                                               psychiatric hospitals that wish to                      for facilities seeking designation as a               approval of an AO’s requirements
                                               participate in the Medicare or Medicaid                 psychiatric hospital. Regulations                     consider, among other factors, the
                                               programs.                                               concerning provider agreements are at                 applying AO’s requirements for
                                               DATES: To be assured consideration,                     42 CFR part 489 and those pertaining to               accreditation; survey procedures;
                                               comments must be received at one of                     activities relating to the survey and                 resources for conducting required
                                               the addresses provided below, no later                  certification of facilities are at 42 CFR             surveys; capacity to furnish information
                                               than 5 p.m. on September 14, 2018.                      part 488. The regulations at 42 CFR part              for use in enforcement activities;
                                               ADDRESSES: In commenting, refer to file                 482 subparts A, B, C and E specify the                monitoring procedures for provider
                                               code CMS–3364–PN. Because of staff                      minimum conditions that a psychiatric                 entities found not in compliance with
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                                               and resource limitations, we cannot                     hospital must meet to participate in the              the conditions or requirements; and
                                               accept comments by facsimile (FAX)                      Medicare program, the scope of covered                ability to provide CMS with the
                                               transmission.                                           services and the conditions for Medicare              necessary data for validation.
                                                  Comments, including mass comment                     payment for psychiatric hospitals.                       Section 1865(a)(3)(A) of the Act
                                               submissions, must be submitted in one                     Generally, to enter into a provider                 further requires that we publish, within
                                               of the following three ways (please                     agreement with Medicare, a psychiatric                60 days of receipt of an organization’s
                                               choose only one of the ways listed):                    hospital must first be certified by a State           complete application, a notice


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                                                                          Federal Register / Vol. 83, No. 158 / Wednesday, August 15, 2018 / Notices                                            40515

                                               identifying the national accrediting                      ++ The adequacy of TJC’s staff and                  DEPARTMENT OF HEALTH AND
                                               body making the request, describing the                 other resources, and its financial                    HUMAN SERVICES
                                               nature of the request, and providing at                 viability.
                                               least a 30-day public comment period.                                                                         Administration for Children and
                                                                                                         ++ TJC’s capacity to adequately fund
                                               We have 210 days from the receipt of a                                                                        Families
                                                                                                       required surveys.
                                               complete application to publish notice
                                               of approval or denial of the application.                 ++ TJC’s policies with respect to                   Submission for OMB Review;
                                                  The purpose of this proposed notice                  whether surveys are announced or                      Comment Request
                                               is to inform the public of TJC’s request                unannounced, to assure that surveys are                  Title: Evaluation of Domestic Victims
                                               for CMS-approval of its psychiatric                     unannounced.                                          of Human Trafficking Program.
                                               hospital accreditation program. This                      ++ TJC’s agreement to provide CMS                      OMB No.: 0970–0487.
                                               notice also solicits public comment on                  with a copy of the most current                          Description: The Administration for
                                               whether TJC’s requirements meet or                      accreditation survey together with any                Children and Families (ACF), U.S.
                                               exceed the Medicare conditions of                       other information related to the survey               Department of Health and Human
                                               participation (CoPs) for psychiatric                    as CMS may require (including                         Services (HHS) is proposing data
                                               hospitals.                                              corrective action plans).                             collection as part of the study,
                                               B. Evaluation of Deeming Authority                                                                            ‘‘Evaluation of the Domestic Victims of
                                                                                                       III. Collection of Information                        Human Trafficking (DVHT) Program’’.
                                               Request
                                                                                                       Requirements                                          This notice addresses the cross-site
                                                 TJC submitted all the necessary                                                                             process evaluation to be conducted with
                                               materials to enable us to make a                          This document does not impose
                                                                                                                                                             the 13 FY 2016 DVHT grantees who
                                               determination concerning its request for                information collection requirements,
                                                                                                                                                             were awarded 3-year cooperative
                                               CMS-approval of its psychiatric hospital                that is, reporting, recordkeeping or                  agreements by the Office of Trafficking
                                               accreditation program. This application                 third-party disclosure requirements.                  in Persons (OTIP). The intent of the
                                               was determined to be complete on July                   Consequently, there is no need for                    DVHT Program is to build, expand, and
                                               30, 2018. Under section 1865(a)(2) of the               review by the Office of Management and                sustain organizational and community
                                               Act and our regulations at § 488.5                      Budget under the authority of the                     capacity to deliver trauma-informed,
                                               (Application and re-application                         Paperwork Reduction Act of 1995 (44                   strength-based, and victim-centered
                                               procedures for national accrediting                     U.S.C. Chapter 35).                                   services for domestic victims of severe
                                               organizations), our review and                                                                                forms of human trafficking through
                                               evaluation of TJC will be conducted in                  IV. Response to Comments
                                                                                                                                                             coordinated case management, a system
                                               accordance with, but not necessarily                      Because of the large number of public               of referrals and the formation of
                                               limited to, the following factors:                      comments we normally receive on                       community partnerships.
                                                 • The equivalency of TJC’s standards                  Federal Register documents, we are not                   The objective of the evaluation is to
                                               for psychiatric hospitals as compared                                                                         describe the ways in which projects
                                                                                                       able to acknowledge or respond to them
                                               with CMS’ psychiatric hospital CoPs.                                                                          achieve the goals of the DVHT Program
                                                                                                       individually. We will consider all
                                                 • TJC’s survey process to determine                                                                         and examine types of models that serve
                                                                                                       comments we receive by the date and
                                               the following:                                                                                                victims of human trafficking. Evaluation
                                                                                                       time specified in the DATES section of
                                                 ++ The composition of the survey                                                                            questions are focused on understanding
                                               team, surveyor qualifications, and the                  this preamble, and, when we proceed
                                                                                                                                                             project and service delivery models,
                                               ability of the organization to provide                  with a subsequent document, we will
                                                                                                                                                             process, and implementation; including
                                               continuing surveyor training.                           respond to the comments in the
                                                                                                                                                             partnership and collaboration
                                                 ++ The comparability of TJC’s                         preamble to that document.
                                                                                                                                                             development; services offered to and
                                               processes to those of State agencies,                     Upon completion of our evaluation,                  received by victims, strategies to
                                               including survey frequency, and the                     including evaluation of comments                      identify and engage survivors; ways
                                               ability to investigate and respond                      received as a result of this notice, we               projects define and monitor program
                                               appropriately to complaints against                     will publish a final notice in the Federal            successes and outcomes; and program
                                               accredited facilities.                                  Register announcing the result of our                 challenges, achievements, and lessons
                                                 ++ TJC’s processes and procedures                     evaluation.                                           learned. Information from the
                                               for monitoring a psychiatric hospital                                                                         evaluation will assist federal, state, and
                                               found out of compliance with the TJC’s                  V. Regulatory Impact Statement                        community policymakers and funders
                                               program requirements. These                               This proposed notice does not impose                in making decisions about future
                                               monitoring procedures are used only                                                                           program models to serve domestic
                                                                                                       any regulatory impact.
                                               when TJC identifies noncompliance. If                                                                         victims of human trafficking, as well as
                                               noncompliance is identified through                       In accordance with the provisions of                to refine evaluation strategies for future
                                               validation reviews or complaint                         Executive Order 12866, this regulation                programs targeting trafficking victims.
                                               surveys, the state survey agency                        was not reviewed by the Office of                        The evaluation of the DVHT Program
                                               monitors corrections as specified at                    Management and Budget.                                will document and describe grantees’
                                               § 488.9(c).                                               Dated: August 6, 2018.                              projects and implementation
                                                 ++ TJC’s capacity to report                                                                                 approaches, including their service
                                                                                                       Seema Verma,
                                               deficiencies to the surveyed facilities                                                                       models and community partners;
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                                               and respond to the facility’s plan of                   Administrator, Centers for Medicare &                 services provided to clients (i.e., victims
                                                                                                       Medicaid Services.
                                               correction in a timely manner.                                                                                of severe forms of human trafficking);
                                                                                                       [FR Doc. 2018–17519 Filed 8–14–18; 8:45 am]
                                                 ++ TJC’s capacity to provide CMS                                                                            service delivery practices; strategies to
                                               with electronic data and reports                        BILLING CODE 4120–01–P                                meet survivors’ immediate and long-
                                               necessary for effective validation and                                                                        term housing needs; and approaches to
                                               assessment of the organization’s survey                                                                       engaging survivors in program
                                               process.                                                                                                      development and service delivery.


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Document Created: 2018-08-15 01:26:43
Document Modified: 2018-08-15 01:26:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice with request for comment.
DatesTo be assured consideration, comments must be received at one of
ContactKarena Meushaw (410) 786-6609, Monda Shaver (410) 786-3410 or Marie Vasbinder (410)786-8665.
FR Citation83 FR 40514 

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