83_FR_40872 83 FR 40713 - Affirmatively Furthering Fair Housing: Streamlining and Enhancements

83 FR 40713 - Affirmatively Furthering Fair Housing: Streamlining and Enhancements

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Federal Register Volume 83, Issue 159 (August 16, 2018)

Page Range40713-40715
FR Document2018-17671

This advance notice of proposed rulemaking (ANPR) invites public comment on amendments to HUD's affirmatively furthering fair housing (AFFH) regulations. The goal of the regulations is to provide HUD program participants with a specific planning approach to assist them in meeting their statutory obligation to affirmatively further the purposes and policies of the Fair Housing Act. HUD is committed to its mission of achieving fair housing opportunity for all, regardless of race, color, religion, national origin, sex, disability, or familial status. However, HUD's experience over the three years since the newly- specified approach was promulgated demonstrates that it is not fulfilling its purpose to be an efficient means for guiding meaningful action by program participants. Accordingly, HUD has determined that a new approach towards AFFH is required. As HUD begins the process of developing a proposed rule to amend the existing AFFH regulations, it is soliciting public comment on changes that will: Minimize regulatory burden while more effectively aiding program participants to plan for fulfilling their obligation to affirmatively further the purposes and policies of the Fair Housing Act; create a process that is focused primarily on accomplishing positive results, rather than on performing analysis of community characteristics; provide for greater local control and innovation; seek to encourage actions that increase housing choice, including through greater housing supply; and more efficiently utilize HUD resources. HUD is also reviewing comments submitted in response to the withdrawal of the Local Government Assessment Tool and will consider those comments during HUD's consideration of potential changes to the AFFH regulations.

Federal Register, Volume 83 Issue 159 (Thursday, August 16, 2018)
[Federal Register Volume 83, Number 159 (Thursday, August 16, 2018)]
[Proposed Rules]
[Pages 40713-40715]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17671]


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DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

24 CFR Parts 5, 91, 92, 570, 574, 576, and 903

[Docket No. FR-6123-A-01]
RIN 2529-AA97


Affirmatively Furthering Fair Housing: Streamlining and 
Enhancements

AGENCY: Office of the Assistant Secretary for Fair Housing and Equal 
Opportunity, HUD.

ACTION: Advance notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: This advance notice of proposed rulemaking (ANPR) invites 
public comment on amendments to HUD's affirmatively furthering fair 
housing (AFFH) regulations. The goal of the regulations is to provide 
HUD program participants with a specific planning approach to assist 
them in meeting their statutory obligation to affirmatively further the 
purposes and policies of the Fair Housing Act. HUD is committed to its 
mission of achieving fair housing opportunity for all, regardless of 
race, color, religion, national origin, sex, disability, or familial 
status. However, HUD's experience over the three years since the newly-
specified approach was promulgated demonstrates that it is not 
fulfilling its purpose to be an efficient means for guiding meaningful 
action by program participants. Accordingly, HUD has determined that a 
new approach towards AFFH is required. As HUD begins the process of 
developing a proposed rule to amend the existing AFFH regulations, it 
is soliciting public comment on changes that will: Minimize regulatory 
burden while more effectively aiding program participants to plan for 
fulfilling their obligation to affirmatively further the purposes and 
policies of the Fair Housing Act; create a process that is focused 
primarily on accomplishing positive results, rather than on performing 
analysis of community characteristics; provide for greater local 
control and innovation; seek to encourage actions that increase housing 
choice, including through greater housing supply; and more efficiently 
utilize HUD resources. HUD is also reviewing comments submitted in 
response to the withdrawal of the Local Government Assessment Tool and 
will consider those comments during HUD's consideration of potential 
changes to the AFFH regulations.

DATES: Comment Due Date: October 15, 2018.

ADDRESSES: Interested persons are invited to submit comments to the 
Office of the General Counsel, Rules Docket Clerk, Department of 
Housing and Urban Development, 451 Seventh Street SW, Room 10276, 
Washington, DC 20410-0001. Communications should refer to the above 
docket number and title and should contain the information specified in 
the ``Request for Comments'' section. There are two methods for 
submitting public comments.
    1. Submission of Comments by Mail. Comments may be submitted by 
mail to the Regulations Division, Office of General Counsel, Department 
of Housing and Urban Development, 451 7th Street SW, Room 10276, 
Washington, DC 20410-0500. Due to security measures at all federal 
agencies, however, submission of comments by mail often results in 
delayed delivery. To ensure timely receipt of comments, HUD recommends 
that comments submitted by mail be submitted at least two weeks in 
advance of the public comment deadline.
    2. Electronic Submission of Comments. Interested persons may submit 
comments electronically through the Federal eRulemaking Portal at 
http://www.regulations.gov. HUD strongly encourages commenters to 
submit comments electronically. Electronic submission of comments 
allows the commenter maximum time to prepare and submit a comment, 
ensures timely receipt by HUD and enables HUD to make comments 
immediately available to the public. Comments submitted electronically 
through the http://www.regulations.gov website can be viewed by other 
commenters and interested members of the public. Commenters should 
follow instructions provided on that site to submit comments 
electronically.

    Note: To receive consideration as public comments, comments must 
be submitted through one of the two methods specified above. Again, 
all submissions must refer to the docket number and title of the 
notice.

    No Facsimile Comments. Facsimile (fax) comments are not acceptable.
    Public Inspection of Comments. All comments and communications 
submitted to HUD will be available for public inspection and copying 
between 8 a.m. and 5 p.m. weekdays at the above address. Due to 
security measures at the HUD Headquarters building, an advance 
appointment to review the public comments must be scheduled by calling 
the Regulations Division at (202) 708-3055 (this is not a toll-free 
number). Copies of all comments submitted are available for inspection 
and downloading at http://www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: Krista Mills, Deputy Assistant 
Secretary, Office of Policy, Legislative Initiatives, and Outreach, 
Office Fair Housing and Equal Opportunity, Department of Housing and 
Urban Development, 451 7th Street SW, Room 5246, Washington, DC 20410; 
telephone number 202-402-6577. Individuals with hearing or speech 
impediments may access this number via TTY by calling the toll-free 
Federal Relay Service during working hours at 1-800-877-8339.

SUPPLEMENTARY INFORMATION:

I. Background

    On July 16, 2015, HUD published in the Federal Register its 
Affirmatively Furthering Fair Housing (AFFH) final rule.\1\ The 
principal AFFH regulations are codified in 24 CFR part 5, subpart A, 
with other AFFH related regulations codified in 24 CFR parts 91, 92, 
570, 574, 576, and 903. The stated purpose of the AFFH final rule was 
to provide HUD program participants with a revised planning approach to 
assist them in meeting their legal obligation to affirmatively further 
the purposes and policies of the Fair Housing Act. Since issuance of 
the final rule, however, HUD has concluded that the current regulations 
are ineffective in helping program participants to meet this 
obligation. The highly prescriptive regulations give participants 
inadequate autonomy in developing fair housing goals as suggested by 
principles of federalism. Additionally, the current regulations are 
ineffective in addressing the lack of adequate housing supply, which 
has particular adverse impact on protected classes under the Fair 
Housing Act. Finally, evidence from

[[Page 40714]]

peer-reviewed literature indicates that the positive outcomes of 
policies focused on deconcentrating poverty are likely limited to 
certain age and demographic groups \2\ and are difficult to implement 
at scale and without disrupting local decision making. HUD reached 
these determinations for the following reasons:
---------------------------------------------------------------------------

    \1\ 80 FR 42357.
    \2\ Chetty, Raj, Nathaniel Hendren, and Lawrence Katz. 2016. 
``The Effects of Exposure to Better Neighborhoods on Children: New 
Evidence from the Moving to Opportunity Project.'' American Economic 
Review 106 (4).
---------------------------------------------------------------------------

    1. Ineffectiveness of assessment tools. Under the AFFH rule, HUD 
program participants are required to use an Assessment Tool to conduct 
and submit an Assessment of Fair Housing (AFH) to HUD. Because of the 
variations in the HUD program participants subject to the AFFH rule, 
HUD went through a process to develop three separate assessment tools: 
One for local governments, one for public housing agencies (PHAs), and 
one for States and Insular Areas.
    There are currently no approved assessment tools that are available 
for program participants to use. The different assessment tools are 
unavailable for different reasons. A final State and Insular Area 
Assessment Tool has not yet been developed by HUD. In the case of the 
Assessment Tool for use by PHAs, HUD published a Federal Register 
notice on January 13, 2017,\3\ announcing that the Assessment Tool was 
not yet available for use by PHAs because the HUD data needed to make 
the Assessment Tool workable was not yet available. HUD announced the 
availability of a Local Government Assessment Tool in a Federal 
Register notice published on December 31, 2015 \4\ and renewal of the 
Tool in a Federal Register notice published on January 13, 2017.\5\
---------------------------------------------------------------------------

    \3\ 82 FR 4373.
    \4\ 80 FR 81840.
    \5\ 82 FR 4388.
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    Since publication of the January 13, 2017, notice, HUD became aware 
of significant deficiencies in the Local Government Assessment Tool 
impeding completion and acceptance of meaningful assessments by program 
participants. Accordingly, HUD withdrew the Local Government Assessment 
Tool in a Federal Register notice published on May 23, 2018.\6\ As more 
fully explained in the May 23, 2018, withdrawal notice, HUD's decision 
was informed by its review of the initial round of AFH submissions that 
were developed using the Local Government Assessment Tool. This review 
led HUD to conclude that the Tool is unworkable based upon: (1) The 
high failure rate from the initial round of submissions; and (2) the 
level of technical assistance HUD provided to this initial round of 49 
AFHs, which cannot be scaled up to accommodate the increase in the 
number of local government program participants with AFH submission 
deadlines in 2018 and 2019. Specifically, 63% of the initial 49 AFH 
submissions (31/49) were not accepted on initial submission. HUD 
returned 35% of these (17/49) as unacceptable. Many other AFH 
submissions (28% or 14/49) were accepted only after the program 
participants submitted revisions and additional information in the form 
of addendums in response to HUD's technical assistance. Interested 
readers are referred to the May 23, 2018, Federal Register notice for 
additional explanation regarding HUD's withdrawal of the Local 
Government Assessment Tool.
---------------------------------------------------------------------------

    \6\ 83 FR 23922.
---------------------------------------------------------------------------

    2. Public comments on HUD regulatory reform efforts. The request 
for comments contained in this ANPR is also consistent with HUD's 
efforts to carry out the Administration's regulatory reform efforts. On 
May 15, 2017, HUD published a Federal Register notice consistent with 
Executive Orders 13771, ``Reducing Regulation and Controlling 
Regulatory Costs,'' and 13777, ``Enforcing the Regulatory Reform 
Agenda,'' inviting public comments to assist HUD in identifying 
existing regulations that may be outdated, ineffective, or excessively 
burdensome.\7\ HUD received 299 comments in response to the Notice, and 
136 (45% of the total) discussed the AFFH rule.
---------------------------------------------------------------------------

    \7\ 82 FR 22344.
---------------------------------------------------------------------------

    While some of the comments expressed support for the AFFH rule, 
most of the comments were critical of the rule and cited its complexity 
and the costs associated with completing an AFH. The commenters wrote 
that the final rule fails to consider critical factors for program 
participants, such as the scarcity of available resources and other 
program priorities. Many of these commenters complained that the 
estimates contained in the final rule regarding the amount of time it 
would take to complete an AFH were unrealistically low. Small PHAs, in 
particular, wrote that compliance with the rule would result in their 
incurring large expenses. Other commenters complained that the rule is 
overly prescriptive. Still others noted deficiencies with the data 
program participants are required to rely on in completing their AFHs.

II. This Advance Notice of Proposed Rulemaking

    As HUD begins the process of developing a proposed rule to amend 
the existing AFFH regulations, it is soliciting public comment on 
changes that will: (1) Minimize regulatory burden while more 
effectively aiding program participants to meet their legal 
obligations; (2) create a process that is focused primarily on 
accomplishing positive results, rather than on performing analysis of 
community characteristics; (3) provide for greater local control and 
innovation; (4) seek to encourage actions that increase housing choice, 
including through greater housing supply; and (5) more efficiently 
utilize HUD resources.
    While the following list is not exhaustive, HUD is particularly 
interested in comments on the following questions:
    1. What type of community participation and consultation should 
program participants undertake in fulfilling their AFFH obligations? Do 
the issues under consideration in affirmatively furthering fair housing 
merit separate, or additional, public participation and consultation 
procedures than those already required of program participants in 
preparing their annual plans for housing and community development 
(i.e., the Consolidated Plan, Annual Action Plan, or PHA Plan)? 
Conversely, should public input on AFFH be included as part of the 
Consolidated Plan/PHA Plan public involvement process?
    2. How should the rule weigh the costs and benefits of data 
collection and analysis? Should the proposed rule allow program 
participants to develop or use the data of their choice? Alternatively, 
should HUD require the use of a uniform data set by all program 
participants in complying with their AFFH obligation? Should it vary by 
the nature of the program participant? Instead of a data-centric 
approach, should jurisdictions be permitted to rely upon their own 
experiences? If the latter, how should HUD assess this more qualitative 
approach?
    3. How should PHAs report their AFFH plans and progress? Should 
jurisdictions be required to provide a detailed report of the analysis 
performed or only summarize the goals? How often should program 
participants be required to report on their AFFH efforts? Should the 
proposed rule retain or revise the current timeframes for required AFFH 
submissions? Should program participants continue reporting annually on 
their AFFH actions and results in their program plans and

[[Page 40715]]

annual performance reports or, given the long-term nature of many AFFH 
goals, should the reporting period be longer? Should planning and/or 
results be integrated into existing report structures, such as 
Consolidated Plans and Consolidated Annual Performance and Evaluation 
Reports (CAPERs), or utilize an alternative structure?
    4. Should the proposed rule specify the types of obstacles to fair 
housing that program participants must address as part of their AFFH 
efforts, or should program participants be able to determine the number 
and types of obstacles to address? Should HUD incentivize program 
participants to collaborate regionally to identify and address 
obstacles to affirmatively furthering fair housing, without holding 
localities accountable for areas outside of their control? Should HUD 
incentivize grantees and PHAs to collaborate in the jurisdiction and 
the region to remove fair housing obstacles? What are examples of 
obstacles that the AFFH regulations should seek to address? How might a 
jurisdiction accurately determine itself to be free of material 
obstacles?
    5. How much deference should jurisdictions be provided in 
establishing objectives to address obstacles to identified fair housing 
goals, and associated metrics and milestones for measuring progress?
    6. How should HUD evaluate the AFFH efforts of program 
participants? What types of elements should distinguish acceptable 
efforts from those that should be deemed unacceptable? What should be 
required of, or imposed upon, jurisdictions with unacceptable efforts 
(other than potential statutory loss of Community Development Block 
Grant, HOME, or similar funding sources)? How should HUD address PHAs 
whose efforts to AFFH are unacceptable?
    7. Should the rule specify certain levels of effort on specific 
actions that will be deemed to be in compliance with the obligation to 
affirmatively further the purposes and policies of the Fair Housing Act 
(i.e., ``safe harbors''), and if so, what should they be?
    8. Are there any other revisions to the current AFFH regulations 
that could help further the policies of the Fair Housing Act, add 
clarity, reduce uncertainty, decrease regulatory burden, or otherwise 
assist program participants in meeting their AFFH obligations?

III. Findings and Certifications

Environmental Impact

    This ANPR is exclusively concerned with nondiscrimination 
standards. Accordingly, under 24 CFR 50.19(c)(3), it is categorically 
excluded from environmental review under the National Environmental 
Policy Act (42 U.S.C. 4321-4347).

Regulatory Review--Executive Orders 12866 and 13563

    Per Executive Order 12866 (Regulatory Planning and Review), a 
determination must be made whether a regulatory action is significant 
and therefore, subject to review by the Office of Management and Budget 
(OMB) in accordance with the requirements of the order. Executive Order 
13563 (Improving Regulations and Regulatory Review) directs executive 
agencies to analyze regulations that are ``outmoded, ineffective, 
insufficient, or excessively burdensome, and to modify, streamline, 
expand, or repeal them in accordance with what has been learned.'' 
Executive Order 13563 also directs that, where relevant, feasible, and 
consistent with regulatory objectives, and to the extent permitted by 
law, agencies are to identify and consider regulatory approaches that 
reduce burdens and maintain flexibility and freedom of choice for the 
public. This ANPR was reviewed by OMB and determined to likely result 
in a ``significant regulatory action,'' as defined in section 3(f) of 
Executive Order 12866.

    Dated: August 9, 2018.
Anna Maria Far[iacute]as,
Assistant Secretary for Fair Housing and Equal Opportunity.
[FR Doc. 2018-17671 Filed 8-15-18; 8:45 am]
 BILLING CODE 4210-67-P



                                                                        Federal Register / Vol. 83, No. 159 / Thursday, August 16, 2018 / Proposed Rules                                             40713

                                                     (2) For service information identified in            affirmatively further the purposes and                  Note: To receive consideration as public
                                                  this AD, contact Boeing Commercial                      policies of the Fair Housing Act; create              comments, comments must be submitted
                                                  Airplanes, Attention: Contractual & Data                a process that is focused primarily on                through one of the two methods specified
                                                  Services (C&DS), 2600 Westminster Blvd.,                accomplishing positive results, rather                above. Again, all submissions must refer to
                                                  MC 110–SK57, Seal Beach, CA 90740–5600;                                                                       the docket number and title of the notice.
                                                  telephone 562–797–1717; internet https://
                                                                                                          than on performing analysis of
                                                  www.myboeingfleet.com. You may view this                community characteristics; provide for                   No Facsimile Comments. Facsimile
                                                  referenced service information at the FAA,              greater local control and innovation;                 (fax) comments are not acceptable.
                                                  Transport Standards Branch, 2200 South                  seek to encourage actions that increase                  Public Inspection of Comments. All
                                                  216th St., Des Moines, WA. For information              housing choice, including through                     comments and communications
                                                  on the availability of this material at the             greater housing supply; and more                      submitted to HUD will be available for
                                                  FAA, call 206–231–3195.                                 efficiently utilize HUD resources. HUD                public inspection and copying between
                                                    Issued in Des Moines, Washington, on                  is also reviewing comments submitted                  8 a.m. and 5 p.m. weekdays at the above
                                                  August 7, 2018.                                         in response to the withdrawal of the                  address. Due to security measures at the
                                                  Michael Kaszycki,                                       Local Government Assessment Tool and                  HUD Headquarters building, an advance
                                                  Acting Director, System Oversight Division,             will consider those comments during                   appointment to review the public
                                                  Aircraft Certification Service.                         HUD’s consideration of potential                      comments must be scheduled by calling
                                                  [FR Doc. 2018–17621 Filed 8–15–18; 8:45 am]             changes to the AFFH regulations.                      the Regulations Division at (202) 708–
                                                                                                                                                                3055 (this is not a toll-free number).
                                                  BILLING CODE 4910–13–P                                  DATES:   Comment Due Date: October 15,                Copies of all comments submitted are
                                                                                                          2018.                                                 available for inspection and
                                                                                                          ADDRESSES:   Interested persons are                   downloading at http://
                                                  DEPARTMENT OF HOUSING AND                               invited to submit comments to the                     www.regulations.gov.
                                                  URBAN DEVELOPMENT                                       Office of the General Counsel, Rules                  FOR FURTHER INFORMATION CONTACT:
                                                  24 CFR Parts 5, 91, 92, 570, 574, 576,                  Docket Clerk, Department of Housing                   Krista Mills, Deputy Assistant Secretary,
                                                  and 903                                                 and Urban Development, 451 Seventh                    Office of Policy, Legislative Initiatives,
                                                                                                          Street SW, Room 10276, Washington,                    and Outreach, Office Fair Housing and
                                                  [Docket No. FR–6123–A–01]                               DC 20410–0001. Communications                         Equal Opportunity, Department of
                                                  RIN 2529–AA97                                           should refer to the above docket number               Housing and Urban Development, 451
                                                                                                          and title and should contain the                      7th Street SW, Room 5246, Washington,
                                                  Affirmatively Furthering Fair Housing:                  information specified in the ‘‘Request                DC 20410; telephone number 202–402–
                                                  Streamlining and Enhancements                           for Comments’’ section. There are two                 6577. Individuals with hearing or
                                                                                                          methods for submitting public                         speech impediments may access this
                                                  AGENCY:  Office of the Assistant                        comments.
                                                  Secretary for Fair Housing and Equal                                                                          number via TTY by calling the toll-free
                                                  Opportunity, HUD.                                          1. Submission of Comments by Mail.                 Federal Relay Service during working
                                                                                                          Comments may be submitted by mail to                  hours at 1–800–877–8339.
                                                  ACTION: Advance notice of proposed
                                                                                                          the Regulations Division, Office of                   SUPPLEMENTARY INFORMATION:
                                                  rulemaking.
                                                                                                          General Counsel, Department of
                                                  SUMMARY:    This advance notice of                      Housing and Urban Development, 451                    I. Background
                                                  proposed rulemaking (ANPR) invites                      7th Street SW, Room 10276,                               On July 16, 2015, HUD published in
                                                  public comment on amendments to                         Washington, DC 20410–0500. Due to                     the Federal Register its Affirmatively
                                                  HUD’s affirmatively furthering fair                     security measures at all federal agencies,            Furthering Fair Housing (AFFH) final
                                                  housing (AFFH) regulations. The goal of                 however, submission of comments by                    rule.1 The principal AFFH regulations
                                                  the regulations is to provide HUD                       mail often results in delayed delivery.               are codified in 24 CFR part 5, subpart
                                                  program participants with a specific                    To ensure timely receipt of comments,                 A, with other AFFH related regulations
                                                  planning approach to assist them in                     HUD recommends that comments                          codified in 24 CFR parts 91, 92, 570,
                                                  meeting their statutory obligation to                   submitted by mail be submitted at least               574, 576, and 903. The stated purpose
                                                  affirmatively further the purposes and                  two weeks in advance of the public                    of the AFFH final rule was to provide
                                                  policies of the Fair Housing Act. HUD                   comment deadline.                                     HUD program participants with a
                                                  is committed to its mission of achieving                   2. Electronic Submission of                        revised planning approach to assist
                                                  fair housing opportunity for all,                       Comments. Interested persons may                      them in meeting their legal obligation to
                                                  regardless of race, color, religion,                    submit comments electronically through                affirmatively further the purposes and
                                                  national origin, sex, disability, or                    the Federal eRulemaking Portal at                     policies of the Fair Housing Act. Since
                                                  familial status. However, HUD’s                         http://www.regulations.gov. HUD                       issuance of the final rule, however, HUD
                                                  experience over the three years since the               strongly encourages commenters to                     has concluded that the current
                                                  newly-specified approach was                            submit comments electronically.                       regulations are ineffective in helping
                                                  promulgated demonstrates that it is not                 Electronic submission of comments                     program participants to meet this
                                                  fulfilling its purpose to be an efficient               allows the commenter maximum time to                  obligation. The highly prescriptive
                                                  means for guiding meaningful action by                  prepare and submit a comment, ensures                 regulations give participants inadequate
                                                  program participants. Accordingly, HUD                  timely receipt by HUD and enables HUD                 autonomy in developing fair housing
                                                  has determined that a new approach                      to make comments immediately                          goals as suggested by principles of
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  towards AFFH is required. As HUD                        available to the public. Comments                     federalism. Additionally, the current
                                                  begins the process of developing a                      submitted electronically through the                  regulations are ineffective in addressing
                                                  proposed rule to amend the existing                     http://www.regulations.gov website can                the lack of adequate housing supply,
                                                  AFFH regulations, it is soliciting public               be viewed by other commenters and                     which has particular adverse impact on
                                                  comment on changes that will:                           interested members of the public.                     protected classes under the Fair
                                                  Minimize regulatory burden while more                   Commenters should follow instructions                 Housing Act. Finally, evidence from
                                                  effectively aiding program participants                 provided on that site to submit
                                                  to plan for fulfilling their obligation to              comments electronically.                                1 80   FR 42357.



                                             VerDate Sep<11>2014   16:29 Aug 15, 2018   Jkt 244001   PO 00000   Frm 00029   Fmt 4702   Sfmt 4702   E:\FR\FM\16AUP1.SGM    16AUP1


                                                  40714                 Federal Register / Vol. 83, No. 159 / Thursday, August 16, 2018 / Proposed Rules

                                                  peer-reviewed literature indicates that                 high failure rate from the initial round                 II. This Advance Notice of Proposed
                                                  the positive outcomes of policies                       of submissions; and (2) the level of                     Rulemaking
                                                  focused on deconcentrating poverty are                  technical assistance HUD provided to                        As HUD begins the process of
                                                  likely limited to certain age and                       this initial round of 49 AFHs, which                     developing a proposed rule to amend
                                                  demographic groups 2 and are difficult                  cannot be scaled up to accommodate the                   the existing AFFH regulations, it is
                                                  to implement at scale and without                       increase in the number of local                          soliciting public comment on changes
                                                  disrupting local decision making. HUD                   government program participants with                     that will: (1) Minimize regulatory
                                                  reached these determinations for the                    AFH submission deadlines in 2018 and                     burden while more effectively aiding
                                                  following reasons:                                      2019. Specifically, 63% of the initial 49                program participants to meet their legal
                                                     1. Ineffectiveness of assessment tools.              AFH submissions (31/49) were not                         obligations; (2) create a process that is
                                                  Under the AFFH rule, HUD program                        accepted on initial submission. HUD                      focused primarily on accomplishing
                                                  participants are required to use an                     returned 35% of these (17/49) as                         positive results, rather than on
                                                  Assessment Tool to conduct and submit                   unacceptable. Many other AFH
                                                  an Assessment of Fair Housing (AFH) to                                                                           performing analysis of community
                                                                                                          submissions (28% or 14/49) were                          characteristics; (3) provide for greater
                                                  HUD. Because of the variations in the                   accepted only after the program
                                                  HUD program participants subject to the                                                                          local control and innovation; (4) seek to
                                                                                                          participants submitted revisions and                     encourage actions that increase housing
                                                  AFFH rule, HUD went through a process                   additional information in the form of
                                                  to develop three separate assessment                                                                             choice, including through greater
                                                                                                          addendums in response to HUD’s                           housing supply; and (5) more efficiently
                                                  tools: One for local governments, one for               technical assistance. Interested readers
                                                  public housing agencies (PHAs), and                                                                              utilize HUD resources.
                                                                                                          are referred to the May 23, 2018,                           While the following list is not
                                                  one for States and Insular Areas.                       Federal Register notice for additional
                                                     There are currently no approved                                                                               exhaustive, HUD is particularly
                                                                                                          explanation regarding HUD’s                              interested in comments on the following
                                                  assessment tools that are available for                 withdrawal of the Local Government
                                                  program participants to use. The                                                                                 questions:
                                                                                                          Assessment Tool.                                            1. What type of community
                                                  different assessment tools are                             2. Public comments on HUD
                                                  unavailable for different reasons. A final                                                                       participation and consultation should
                                                                                                          regulatory reform efforts. The request for               program participants undertake in
                                                  State and Insular Area Assessment Tool                  comments contained in this ANPR is
                                                  has not yet been developed by HUD. In                                                                            fulfilling their AFFH obligations? Do the
                                                                                                          also consistent with HUD’s efforts to                    issues under consideration in
                                                  the case of the Assessment Tool for use
                                                                                                          carry out the Administration’s                           affirmatively furthering fair housing
                                                  by PHAs, HUD published a Federal
                                                                                                          regulatory reform efforts. On May 15,                    merit separate, or additional, public
                                                  Register notice on January 13, 2017,3
                                                                                                          2017, HUD published a Federal Register                   participation and consultation
                                                  announcing that the Assessment Tool
                                                                                                          notice consistent with Executive Orders                  procedures than those already required
                                                  was not yet available for use by PHAs
                                                                                                          13771, ‘‘Reducing Regulation and                         of program participants in preparing
                                                  because the HUD data needed to make
                                                                                                          Controlling Regulatory Costs,’’ and                      their annual plans for housing and
                                                  the Assessment Tool workable was not
                                                                                                          13777, ‘‘Enforcing the Regulatory                        community development (i.e., the
                                                  yet available. HUD announced the
                                                                                                          Reform Agenda,’’ inviting public                         Consolidated Plan, Annual Action Plan,
                                                  availability of a Local Government
                                                                                                          comments to assist HUD in identifying                    or PHA Plan)? Conversely, should
                                                  Assessment Tool in a Federal Register
                                                                                                          existing regulations that may be                         public input on AFFH be included as
                                                  notice published on December 31,
                                                                                                          outdated, ineffective, or excessively                    part of the Consolidated Plan/PHA Plan
                                                  2015 4 and renewal of the Tool in a
                                                                                                          burdensome.7 HUD received 299                            public involvement process?
                                                  Federal Register notice published on
                                                                                                          comments in response to the Notice,                         2. How should the rule weigh the
                                                  January 13, 2017.5
                                                     Since publication of the January 13,                 and 136 (45% of the total) discussed the                 costs and benefits of data collection and
                                                  2017, notice, HUD became aware of                       AFFH rule.                                               analysis? Should the proposed rule
                                                  significant deficiencies in the Local                      While some of the comments                            allow program participants to develop
                                                  Government Assessment Tool impeding                     expressed support for the AFFH rule,                     or use the data of their choice?
                                                  completion and acceptance of                            most of the comments were critical of                    Alternatively, should HUD require the
                                                  meaningful assessments by program                       the rule and cited its complexity and the                use of a uniform data set by all program
                                                  participants. Accordingly, HUD                          costs associated with completing an                      participants in complying with their
                                                  withdrew the Local Government                           AFH. The commenters wrote that the                       AFFH obligation? Should it vary by the
                                                  Assessment Tool in a Federal Register                   final rule fails to consider critical factors            nature of the program participant?
                                                  notice published on May 23, 2018.6 As                   for program participants, such as the                    Instead of a data-centric approach,
                                                  more fully explained in the May 23,                     scarcity of available resources and other                should jurisdictions be permitted to rely
                                                  2018, withdrawal notice, HUD’s                          program priorities. Many of these                        upon their own experiences? If the
                                                  decision was informed by its review of                  commenters complained that the                           latter, how should HUD assess this more
                                                  the initial round of AFH submissions                    estimates contained in the final rule                    qualitative approach?
                                                  that were developed using the Local                     regarding the amount of time it would                       3. How should PHAs report their
                                                  Government Assessment Tool. This                        take to complete an AFH were                             AFFH plans and progress? Should
                                                  review led HUD to conclude that the                     unrealistically low. Small PHAs, in                      jurisdictions be required to provide a
                                                  Tool is unworkable based upon: (1) The                  particular, wrote that compliance with                   detailed report of the analysis
                                                                                                          the rule would result in their incurring                 performed or only summarize the goals?
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                                                    2 Chetty, Raj, Nathaniel Hendren, and Lawrence        large expenses. Other commenters                         How often should program participants
                                                  Katz. 2016. ‘‘The Effects of Exposure to Better         complained that the rule is overly                       be required to report on their AFFH
                                                  Neighborhoods on Children: New Evidence from            prescriptive. Still others noted                         efforts? Should the proposed rule retain
                                                  the Moving to Opportunity Project.’’ American           deficiencies with the data program
                                                  Economic Review 106 (4).
                                                                                                                                                                   or revise the current timeframes for
                                                    3 82 FR 4373.                                         participants are required to rely on in                  required AFFH submissions? Should
                                                    4 80 FR 81840.                                        completing their AFHs.                                   program participants continue reporting
                                                    5 82 FR 4388.                                                                                                  annually on their AFFH actions and
                                                    6 83 FR 23922.                                          7 82   FR 22344.                                       results in their program plans and


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                                                                        Federal Register / Vol. 83, No. 159 / Thursday, August 16, 2018 / Proposed Rules                                         40715

                                                  annual performance reports or, given                    Accordingly, under 24 CFR 50.19(c)(3),                technology (RACT), and motor vehicle
                                                  the long-term nature of many AFFH                       it is categorically excluded from                     inspection and maintenance (I/M)
                                                  goals, should the reporting period be                   environmental review under the                        requirements of the Clean Air Act (CAA)
                                                  longer? Should planning and/or results                  National Environmental Policy Act (42                 for the Wisconsin portion of the
                                                  be integrated into existing report                      U.S.C. 4321–4347).                                    Chicago-Naperville, Illinois-Indiana-
                                                  structures, such as Consolidated Plans                                                                        Wisconsin nonattainment area (Chicago
                                                                                                          Regulatory Review—Executive Orders                    area) for the 2008 ozone National
                                                  and Consolidated Annual Performance
                                                                                                          12866 and 13563                                       Ambient Air Quality Standards
                                                  and Evaluation Reports (CAPERs), or
                                                  utilize an alternative structure?                          Per Executive Order 12866                          (NAAQS or standards). EPA is also
                                                     4. Should the proposed rule specify                  (Regulatory Planning and Review), a                   proposing to approve the 2017 and 2018
                                                  the types of obstacles to fair housing                  determination must be made whether a                  transportation conformity motor vehicle
                                                  that program participants must address                  regulatory action is significant and                  emissions budgets (MVEBs) for the
                                                  as part of their AFFH efforts, or should                therefore, subject to review by the Office            Wisconsin portion of the Chicago area
                                                  program participants be able to                         of Management and Budget (OMB) in                     for the 2008 ozone NAAQS. EPA is
                                                  determine the number and types of                       accordance with the requirements of the               proposing to approve this SIP revision
                                                  obstacles to address? Should HUD                        order. Executive Order 13563                          pursuant to section 110 and part D of
                                                  incentivize program participants to                     (Improving Regulations and Regulatory                 the CAA and EPA’s regulations because
                                                  collaborate regionally to identify and                  Review) directs executive agencies to                 it satisfies the emission inventory, RFP,
                                                  address obstacles to affirmatively                      analyze regulations that are ‘‘outmoded,              RFP contingency measure, NOX RACT,
                                                  furthering fair housing, without holding                ineffective, insufficient, or excessively             I/M, and transportation conformity
                                                  localities accountable for areas outside                burdensome, and to modify, streamline,                requirements for the Wisconsin portion
                                                  of their control? Should HUD                            expand, or repeal them in accordance                  of the Chicago area, which is classified
                                                  incentivize grantees and PHAs to                        with what has been learned.’’ Executive               as moderate nonattainment for the 2008
                                                  collaborate in the jurisdiction and the                 Order 13563 also directs that, where                  ozone NAAQS.
                                                  region to remove fair housing obstacles?                relevant, feasible, and consistent with               DATES: Comments must be received on
                                                  What are examples of obstacles that the                 regulatory objectives, and to the extent              or before September 17, 2018.
                                                  AFFH regulations should seek to                         permitted by law, agencies are to                     ADDRESSES: Submit your comments,
                                                  address? How might a jurisdiction                       identify and consider regulatory                      identified by Docket ID No. EPA–R05–
                                                  accurately determine itself to be free of               approaches that reduce burdens and                    OAR–2017–0212, at http://
                                                  material obstacles?                                     maintain flexibility and freedom of                   www.regulations.gov, or via email to
                                                     5. How much deference should                         choice for the public. This ANPR was                  Aburano.Douglas@epa.gov. For
                                                  jurisdictions be provided in establishing               reviewed by OMB and determined to                     comments submitted at Regulations.gov,
                                                  objectives to address obstacles to                      likely result in a ‘‘significant regulatory           follow the online instructions for
                                                  identified fair housing goals, and                      action,’’ as defined in section 3(f) of               submitting comments. Once submitted,
                                                  associated metrics and milestones for                   Executive Order 12866.                                comments cannot be edited or removed
                                                  measuring progress?                                       Dated: August 9, 2018.                              from Regulations.gov. For either manner
                                                     6. How should HUD evaluate the                       Anna Maria Farı́as,                                   of submission, EPA may publish any
                                                  AFFH efforts of program participants?                                                                         comment received to its public docket.
                                                                                                          Assistant Secretary for Fair Housing and
                                                  What types of elements should                           Equal Opportunity.                                    Do not submit electronically any
                                                  distinguish acceptable efforts from those                                                                     information you consider to be
                                                                                                          [FR Doc. 2018–17671 Filed 8–15–18; 8:45 am]
                                                  that should be deemed unacceptable?                                                                           Confidential Business Information (CBI)
                                                                                                          BILLING CODE 4210–67–P
                                                  What should be required of, or imposed                                                                        or other information whose disclosure is
                                                  upon, jurisdictions with unacceptable                                                                         restricted by statute. Multimedia
                                                  efforts (other than potential statutory                                                                       submissions (audio, video, etc.) must be
                                                  loss of Community Development Block                     ENVIRONMENTAL PROTECTION                              accompanied by a written comment.
                                                  Grant, HOME, or similar funding                         AGENCY                                                The written comment is considered the
                                                  sources)? How should HUD address                                                                              official comment and should include
                                                  PHAs whose efforts to AFFH are                          40 CFR Part 52
                                                                                                                                                                discussion of all points you wish to
                                                  unacceptable?                                           [EPA–R05–OAR–2017–0212; FRL–9982–                     make. EPA will generally not consider
                                                     7. Should the rule specify certain                   29—Region 5]                                          comments or comment contents located
                                                  levels of effort on specific actions that                                                                     outside of the primary submission (i.e.,
                                                  will be deemed to be in compliance                      Air Plan Approval; Wisconsin;                         on the web, cloud, or other file sharing
                                                  with the obligation to affirmatively                    Reasonable Further Progress Plan and                  system). For additional submission
                                                  further the purposes and policies of the                Other Plan Elements for the Moderate                  methods, please contact the person
                                                  Fair Housing Act (i.e., ‘‘safe harbors’’),              Nonattainment Chicago Area for the                    identified in the FOR FURTHER
                                                  and if so, what should they be?                         2008 Ozone Standards                                  INFORMATION CONTACT section. For the
                                                     8. Are there any other revisions to the              AGENCY:  Environmental Protection                     full EPA public comment policy,
                                                  current AFFH regulations that could                     Agency (EPA).                                         information about CBI or multimedia
                                                  help further the policies of the Fair                                                                         submissions, and general guidance on
                                                  Housing Act, add clarity, reduce                        ACTION: Proposed rule.
                                                                                                                                                                making effective comments, please visit
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  uncertainty, decrease regulatory burden,                SUMMARY:   The Environmental Protection               http://www2.epa.gov/dockets/
                                                  or otherwise assist program participants                Agency (EPA) is proposing to approve a                commenting-epa-dockets.
                                                  in meeting their AFFH obligations?                      revision to the Wisconsin State                       FOR FURTHER INFORMATION CONTACT:
                                                  III. Findings and Certifications                        Implementation Plan (SIP) to meet the                 Jenny Liljegren, Physical Scientist,
                                                                                                          base year emissions inventory,                        Attainment Planning and Maintenance
                                                  Environmental Impact                                    reasonable further progress (RFP), RFP                Section, Air Programs Branch (AR–18J),
                                                    This ANPR is exclusively concerned                    contingency measure, nitrogen oxides                  U.S. Environmental Protection Agency,
                                                  with nondiscrimination standards.                       (NOX) reasonably available control                    Region 5, 77 West Jackson Boulevard,


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Document Created: 2018-08-16 01:03:09
Document Modified: 2018-08-16 01:03:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking.
DatesComment Due Date: October 15, 2018.
ContactKrista Mills, Deputy Assistant Secretary, Office of Policy, Legislative Initiatives, and Outreach, Office Fair Housing and Equal Opportunity, Department of Housing and Urban Development, 451 7th Street SW, Room 5246, Washington, DC 20410; telephone number 202-402-6577. Individuals with hearing or speech impediments may access this number via TTY by calling the toll-free Federal Relay Service during working hours at 1-800-877-8339.
FR Citation83 FR 40713 
RIN Number2529-AA97
CFR Citation24 CFR 5
24 CFR 570
24 CFR 574
24 CFR 576
24 CFR 903
24 CFR 91
24 CFR 92

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