83 FR 4138 - Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 20 (January 30, 2018)
Federal Register Volume 83, Issue 20 (January 30, 2018)
| Page Range | 4138-4139 | |
| FR Document | 2018-01681 |
[Federal Register Volume 83, Number 20 (Tuesday, January 30, 2018)] [Rules and Regulations] [Pages 4138-4139] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-01681] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 249 [Release No. 33-7424A; 34-38771A; 35-26733A; 39-2354A; IC-22727A] Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers AGENCY: Securities and Exchange Commission. ACTION: Final rule; technical correction. ----------------------------------------------------------------------- SUMMARY: This document makes a technical correction to a form [[Page 4139]] amendment that was published in the Federal Register on July 1, 1997. The Commission adopted revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers. The 1997 amendment to Form MSD inadvertently omitted the removal of the second of two references to Social Security numbers in the instructions to the form. DATES: Effective January 30, 2018. FOR FURTHER INFORMATION CONTACT: Brice Prince, at (202) 551-5777, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are making a technical correction to Form MSD \1\ under the Exchange Act.\2\ --------------------------------------------------------------------------- \1\ 17 CFR 249.1100, Form MSD, application for registration as a municipal securities dealer pursuant to rule 15Ba2-1 under the Securities Exchange Act of 1934 or amendment to such application. \2\ 15 U.S.C. 78a et seq. --------------------------------------------------------------------------- List of Subjects in 17 CFR Part 249 Reporting and recordkeeping requirements, Securities. Text of the Amendments For the reasons set out above, title 17, chapter II of the Code of Federal Regulations is amended as follows: PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934 0 1. The general authority citation for part 249 continues to read as follows: Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted. * * * * * 0 2. Amend General Instruction M to Form MSD (referenced in Sec. 249.1100), by removing the text ``; social security numbers, if furnished, will be used only to assist the Commission in identifying applicants and, therefore, in promptly processing applications'' from the end of the third sentence. Note: The text of Form MSD does not, and the amendments will not, appear in the Code of Federal Regulations. * * * * * Dated: January 24, 2018. Brent J. Fields, Secretary. [FR Doc. 2018-01681 Filed 1-29-18; 8:45 am] BILLING CODE 8011-01-P
![4138 Federal Register / Vol. 83, No. 20 / Tuesday, January 30, 2018 / Rules and Regulations
comment are impracticable. In addition, PART 39—AIRWORTHINESS (g) Additional Information
for the reasons stated above, we find DIRECTIVES The subject of this AD is addressed in
that good cause exists for making this European Aviation Safety Agency (EASA) AD
amendment effective in less than 30 ■ 1. The authority citation for part 39 No. 2017–0175–E, dated September 13, 2017.
days. continues to read as follows: You may view the EASA AD on the internet
at http://www.regulations.gov by searching
Authority for This Rulemaking Authority: 49 U.S.C. 106(g), 40113, 44701. for and locating it in Docket No. FAA–2017–
0939.
Title 49 of the United States Code § 39.13 [Amended]
specifies the FAA’s authority to issue ■ 2. The FAA amends § 39.13 by adding (h) Subject
rules on aviation safety. Subtitle I, the following new airworthiness Joint Aircraft Service Component (JASC)
section 106, describes the authority of directive (AD): Code: 6210 Main Rotor Blades.
the FAA Administrator. ‘‘Subtitle VII:
2018–03–01 Agusta S.p.A.: Amendment 39– (i) Material Incorporated by Reference
Aviation Programs,’’ describes in more
19174; Docket No. FAA–2017–0939; (1) The Director of the Federal Register
detail the scope of the Agency’s Product Identifier 2017–SW–057–AD. approved the incorporation by reference of
authority. the service information listed in this
We are issuing this rulemaking under (a) Applicability
paragraph under 5 U.S.C. 552(a) and 1 CFR
the authority described in ‘‘Subtitle VII, This AD applies to Agusta S.p.A. Model part 51.
Part A, Subpart III, Section 44701: AB139 and AW139 helicopters, certificated (2) You must use this service information
General requirements.’’ Under that in any category, with a main rotor blade as applicable to do the actions required by
section, Congress charges the FAA with (MRB) part number (P/N) 3G6210A00131 this AD, unless the AD specifies otherwise.
with a serial number (S/N) 3615, 3634, 3667, (i) Leonardo Helicopters Emergency Alert
promoting safe flight of civil aircraft in or 3729 installed.
air commerce by prescribing regulations Service Bulletin No. 139–508, dated
for practices, methods, and procedures (b) Unsafe Condition September 12, 2017.
(ii) Reserved.
the Administrator finds necessary for This AD defines the unsafe condition as (3) For Leonardo Helicopters service
safety in air commerce. This regulation disbonding of an MRB tip cap. This information identified in this AD, contact
is within the scope of that authority condition could result in loss of the MRB tip Leonardo S.p.A. Helicopters, Matteo Ragazzi,
because it addresses an unsafe condition cap, severe vibrations, and subsequent loss of Head of Airworthiness, Viale G.Agusta 520,
control of the helicopter.
that is likely to exist or develop on 21017 C.Costa di Samarate (Va) Italy;
products identified in this rulemaking (c) Effective Date telephone +39–0331–711756; fax +39–0331–
action. 229046; or at http://
This AD becomes effective February 14,
www.leonardocompany.com/-/bulletins.
2018.
Regulatory Findings (4) You may view this service information
(d) Compliance at FAA, Office of the Regional Counsel,
We determined that this AD will not Southwest Region, 10101 Hillwood Pkwy.,
have federalism implications under You are responsible for performing each
action required by this AD within the Room 6N–321, Fort Worth, TX 76177. For
Executive Order 13132. This AD will information on the availability of this
not have a substantial direct effect on specified compliance time unless it has
already been accomplished prior to that time. material at the FAA, call (817) 222–5110.
the States, on the relationship between (5) You may view this service information
the national Government and the States, (e) Required Actions that is incorporated by reference at the
or on the distribution of power and (1) Within 5 hours time-in-service (TIS), National Archives and Records
responsibilities among the various using a tap hammer or equivalent, tap inspect Administration (NARA). For information on
levels of government. each MRB tip cap for disbonding in the area the availability of this material at NARA, call
depicted in Figure 1 of Leonardo Helicopters (202) 741–6030, or go to: http://
For the reasons discussed, I certify
Emergency Alert Service Bulletin No. 139– www.archives.gov/federal-register/cfr/ibr-
that this AD: locations.html.
1. Is not a ‘‘significant regulatory 508, dated September 12, 2017 (EASB).
(i) If there is any disbonding, before further Issued in Fort Worth, Texas, on January 22,
action’’ under Executive Order 12866; flight, remove the MRB from service.
2. Is not a ‘‘significant rule’’ under 2018.
(ii) If there is no disbonding, within 10
DOT Regulatory Policies and Procedures Lance T. Gant,
hours TIS, remove the MRB from service.
(44 FR 11034, February 26, 1979); (2) After the effective date of this AD, do Director, Compliance & Airworthiness
3. Will not affect intrastate aviation in not install a MRB P/N 3G6210A00131 with Division, Aircraft Certification Service.
Alaska to the extent that it justifies a S/N 3615, 3634, 3667, or 3729 on any [FR Doc. 2018–01573 Filed 1–29–18; 8:45 am]
making a regulatory distinction; and helicopter. BILLING CODE 4910–13–P
4. Will not have a significant (f) Alternative Methods of Compliance
economic impact, positive or negative, (AMOCs)
on a substantial number of small entities SECURITIES AND EXCHANGE
(1) The Manager, Safety Management
under the criteria of the Regulatory Section, Rotorcraft Standards Branch, FAA, COMMISSION
Flexibility Act. may approve AMOCs for this AD. Send your
We prepared an economic evaluation proposal to: Matt Fuller, Senior Aviation 17 CFR Part 249
of the estimated costs to comply with Safety Engineer, Safety Management Section,
this AD and placed it in the AD docket. Rotorcraft Standards Branch, FAA, 10101 [Release No. 33–7424A; 34–38771A; 35–
Hillwood Pkwy., Fort Worth, TX 76177; 26733A; 39–2354A; IC–22727A]
List of Subjects in 14 CFR Part 39 telephone (817) 222–5110; email 9-ASW-
FTW-AMOC-Requests@faa.gov. Amendments to Forms and Schedules
Air transportation, Aircraft, Aviation
(2) For operations conducted under a 14 To Remove Voluntary Provision of
safety, Incorporation by reference,
CFR part 119 operating certificate or under Social Security Numbers
rmajette on DSKBCKNHB2PROD with RULES
Safety.
14 CFR part 91, subpart K, we suggest that
Adoption of the Amendment you notify your principal inspector, or AGENCY: Securities and Exchange
lacking a principal inspector, the manager of Commission.
Accordingly, under the authority the local flight standards district office or ACTION: Final rule; technical correction.
delegated to me by the Administrator, certificate holding district office, before
the FAA amends 14 CFR part 39 as operating any aircraft complying with this SUMMARY: This document makes a
follows: AD through an AMOC. technical correction to a form
VerDate Sep<11>2014 15:14 Jan 29, 2018 Jkt 244001 PO 00000 Frm 00008 Fmt 4700 Sfmt 4700 E:\FR\FM\30JAR1.SGM 30JAR1](https://thefederalregister.org/doc/83_FR_4158/page/1.svg)
![Federal Register / Vol. 83, No. 20 / Tuesday, January 30, 2018 / Rules and Regulations 4139
amendment that was published in the Dated: January 24, 2018. innovation, in part by reducing
Federal Register on July 1, 1997. The Brent J. Fields, regulatory burdens by placing the
Commission adopted revisions to forms Secretary. device into a lower device class than the
and schedules filed under the Securities [FR Doc. 2018–01681 Filed 1–29–18; 8:45 am] automatic class III assignment.
Act of 1933, the Securities Exchange Act BILLING CODE 8011–01–P
The automatic assignment of class III
of 1934, related provisions of the occurs by operation of law and without
Investment Company Act of 1940 and any action by FDA, regardless of the
the Public Utility Holding Company Act level of risk posed by the new device.
DEPARTMENT OF HEALTH AND
of 1935, and the Trust Indenture Act of Any device that was not in commercial
HUMAN SERVICES distribution before May 28, 1976, is
1939, to eliminate the portion of those
forms that requests filers who are Food and Drug Administration automatically classified as, and remains
natural persons to furnish their Social within, class III and requires premarket
Security numbers. The 1997 amendment 21 CFR Part 870 approval unless and until FDA takes an
to Form MSD inadvertently omitted the action to classify or reclassify the device
removal of the second of two references [Docket No. FDA–2017–N–6285] (see 21 U.S.C. 360c(f)(1)). We refer to
to Social Security numbers in the these devices as ‘‘postamendments
Medical Devices; Cardiovascular devices’’ because they were not in
instructions to the form. Devices; Classification of the
DATES: Effective January 30, 2018. commercial distribution prior to the
Temporary Catheter for Embolic date of enactment of the Medical Device
FOR FURTHER INFORMATION CONTACT: Protection During Transcatheter Amendments of 1976, which amended
Brice Prince, at (202) 551–5777, Intracardiac Procedures the Federal Food, Drug, and Cosmetic
Division of Trading and Markets,
AGENCY: Food and Drug Administration, Act (FD&C Act).
Securities and Exchange Commission, FDA may take a variety of actions in
100 F Street NE, Washington, DC 20549. HHS.
appropriate circumstances to classify or
SUPPLEMENTARY INFORMATION: We are ACTION: Final order.
reclassify a device into class I or II. We
making a technical correction to Form may issue an order finding a new device
SUMMARY: The Food and Drug
MSD 1 under the Exchange Act.2 to be substantially equivalent under
Administration (FDA or we) is
List of Subjects in 17 CFR Part 249 classifying the temporary catheter for section 513(i) of the FD&C Act (21
embolic protection during transcatheter U.S.C. 360c(i)) to a predicate device that
Reporting and recordkeeping does not require premarket approval.
requirements, Securities. intracardiac procedures into class II
(special controls). The special controls We determine whether a new device is
Text of the Amendments that apply to the device type are substantially equivalent to a predicate
identified in this order and will be part by means of the procedures for
For the reasons set out above, title 17,
of the codified language for the premarket notification under section
chapter II of the Code of Federal
temporary catheter for embolic 510(k) of the FD&C Act and part 807 (21
Regulations is amended as follows:
protection during transcatheter U.S.C. 360(k) and 21 CFR part 807,
PART 249—FORMS, SECURITIES intracardiac procedures’ classification. respectively).
EXCHANGE ACT OF 1934 We are taking this action because we FDA may also classify a device
have determined that classifying the through ‘‘De Novo’’ classification, a
■ 1. The general authority citation for device into class II (special controls) common name for the process
part 249 continues to read as follows: authorized under section 513(f)(2) of the
will provide a reasonable assurance of
FD&C Act. Section 207 of the Food and
Authority: 15 U.S.C. 78a et seq. and 7201 safety and effectiveness of the device.
et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Drug Administration Modernization Act
We believe this action will also enhance
Sec. 953(b), Pub. L. 111–203, 124 Stat. 1904; of 1997 established the first procedure
patients’ access to beneficial innovative
Sec. 102(a)(3), Pub. L. 112–106, 126 Stat. 309 for De Novo classification (Pub. L. 105–
devices, in part by reducing regulatory
(2012); Sec. 107, Pub. L. 112–106, 126 Stat. 115). Section 607 of the Food and Drug
burdens.
313 (2012), and Sec. 72001, Pub. L. 114–94, Administration Safety and Innovation
129 Stat. 1312 (2015), unless otherwise DATES: This order is effective January Act modified the De Novo application
noted. 30, 2018. The classification was process by adding a second procedure
* * * * * applicable on June 1, 2017. (Pub. L. 112–144). A device sponsor
■ 2. Amend General Instruction M to FOR FURTHER INFORMATION CONTACT: may utilize either procedure for De
Form MSD (referenced in § 249.1100), Sadaf Toor, Center for Devices and Novo classification.
by removing the text ‘‘; social security Radiological Health, Food and Drug Under the first procedure, the person
numbers, if furnished, will be used only Administration, 10903 New Hampshire submits a 510(k) for a device that has
to assist the Commission in identifying Ave., Bldg. 66, Rm. 1202, Silver Spring, not previously been classified. After
applicants and, therefore, in promptly MD 20993–0002, 301–796–6381, receiving an order from FDA classifying
processing applications’’ from the end Sadaf.Toor@fda.hhs.gov. the device into class III under section
of the third sentence. SUPPLEMENTARY INFORMATION: 513(f)(1) of the FD&C Act, the person
then requests a classification under
Note: The text of Form MSD does not, and I. Background
the amendments will not, appear in the Code section 513(f)(2).
of Federal Regulations. Upon request, FDA has classified the Under the second procedure, rather
temporary catheter for embolic than first submitting a 510(k) and then
rmajette on DSKBCKNHB2PROD with RULES
* * * * * protection during transcatheter a request for classification, if the person
intracardiac procedures as class II determines that there is no legally
1 17 CFR 249.1100, Form MSD, application for
(special controls), which we have marketed device upon which to base a
registration as a municipal securities dealer determined will provide a reasonable determination of substantial
pursuant to rule 15Ba2–1 under the Securities
Exchange Act of 1934 or amendment to such assurance of safety and effectiveness. In equivalence, that person requests a
application. addition, we believe this action will classification under section 513(f)(2) of
2 15 U.S.C. 78a et seq. enhance patients’ access to beneficial the FD&C Act.
VerDate Sep<11>2014 15:14 Jan 29, 2018 Jkt 244001 PO 00000 Frm 00009 Fmt 4700 Sfmt 4700 E:\FR\FM\30JAR1.SGM 30JAR1](https://thefederalregister.org/doc/83_FR_4158/page/2.svg)
Document Created: 2018-10-26 10:11:20
Document Modified: 2018-10-26 10:11:20
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Rules and Regulations | |
| Action | Final rule; technical correction. | |
| Dates | Effective January 30, 2018. | |
| Contact | Brice Prince, at (202) 551-5777, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. | |
| FR Citation | 83 FR 4138 | |
| CFR Associated | Reporting and Recordkeeping Requirements and Securities |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR