83 FR 4324 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 20 (January 30, 2018)

Page Range		4324-4324
FR Document		2018-01902

Federal Register, Volume 83 Issue 20 (Tuesday, January 30, 2018)

[Federal Register Volume 83, Number 20 (Tuesday, January 30, 2018)]
[Notices]
[Page 4324]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-01902]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  2:00 p.m. on Thursday, February 1, 2018.

PLACE:  Closed Commission Hearing Room 10800.

STATUS:  This meeting will be closed to the public.

MATTERS TO BE CONSIDERED:  Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Jackson, as duty officer, voted to consider the items 
listed for the closed meeting in closed session, and determined that 
Commission business required consideration earlier than one week from 
today. No earlier notice of this meeting was practicable.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Litigation matters;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: January 26, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-01902 Filed 1-26-18; 4:15 pm]
 BILLING CODE 8011-01-P

4324 Federal Register / Vol. 83, No. 20 / Tuesday, January 30, 2018 / Notices

with respect to the proposal are By the Commission. SECURITIES AND EXCHANGE
completed.77 Eduardo A. Aleman, COMMISSION
Assistant Secretary.
IV. Solicitation of Comments [Release No. 34–82576; File No. SR–OCC–
[FR Doc. 2018–01688 Filed 1–29–18; 8:45 am]
2018–001]
Interested persons are invited to BILLING CODE 8011–01–P
submit written data, views and Self-Regulatory Organizations; The
arguments concerning the foregoing. Options Clearing Corporation; Notice
Comments may be submitted by any of SECURITIES AND EXCHANGE of Filing of Proposed Rule Change
the following methods: COMMISSION Related to The Options Clearing
Electronic Comments Corporation’s Fee Policy
Sunshine Act Meetings
• Use the Commission’s internet January 24, 2018.
TIME AND DATE: 2:00 p.m. on Thursday, Pursuant to Section 19(b)(1) of the
comment form (http://www.sec.gov/ February 1, 2018.
rules/sro.shtml); or Securities Exchange Act of 1934
PLACE: Closed Commission Hearing (‘‘Act’’),1 and Rule 19b–4 thereunder,2
• Send an email to rule-comments@ Room 10800. notice is hereby given that on January
sec.gov. Please include File Number SR–
STATUS: This meeting will be closed to 18, 2018, The Options Clearing
DTC–2017–803 on the subject line.
the public. Corporation (‘‘OCC’’) filed with the
Paper Comments Securities and Exchange Commission
MATTERS TO BE CONSIDERED:
(‘‘Commission’’) the proposed rule
• Send paper comments in triplicate Commissioners, Counsel to the
change as described in Items I, II, and
to Secretary, Securities and Exchange Commissioners, the Secretary to the
III below, which Items have been
Commission, 100 F Street NE, Commission, and recording secretaries
prepared by OCC. The Commission is
Washington, DC 20549–1090. will attend the closed meeting. Certain
publishing this notice to solicit
staff members who have an interest in
All submissions should refer to File comments on the proposed rule change
the matters also may be present.
Number SR–DTC–2017–803. This file from interested persons.
The General Counsel of the
number should be included on the Commission, or his designee, has I. Clearing Agency’s Statement of the
subject line if email is used. To help the certified that, in his opinion, one or Terms of Substance of the Proposed
Commission process and review your more of the exemptions set forth in 5 Rule Change
comments more efficiently, please use U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
only one method. The Commission will The proposed rule change by OCC
and (10) and 17 CFR 200.402(a)(3), would make certain revisions to OCC’s
post all comments on the Commission’s (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
internet website (http://www.sec.gov/ Fee Policy to reduce the permitted
(a)(10), permit consideration of the implementation time for proposed
rules/sro.shtml). Copies of the scheduled matters at the closed meeting.
submission, all subsequent changes to its Schedule of Fees. Under
Commissioner Jackson, as duty the proposed rule change, the Fee Policy
amendments, all written statements officer, voted to consider the items
with respect to the Advance Notice that would provide that any change to the
listed for the closed meeting in closed Schedule of Fees resulting from a
are filed with the Commission, and all session, and determined that
written communications relating to the review of OCC’s fees by the Board of
Commission business required Directors (‘‘Board’’) as stipulated under
Advance Notice between the consideration earlier than one week
Commission and any person, other than the Fee Policy would be implemented
from today. No earlier notice of this no sooner than 30 days from the date of
those that may be withheld from the meeting was practicable.
public in accordance with the the filing of the proposed fee change
The subject matters of the closed with the Commission, rather than the
provisions of 5 U.S.C. 552, will be
meeting will be: minimum 60-day period provided for
available for website viewing and
printing in the Commission’s Public Institution and settlement of currently in the Fee Policy.
Reference Room, 100 F Street NE, injunctive actions; The Fee Policy is included as
Washington, DC 20549 on official Institution and settlement of confidential Exhibit 5 to the filing.
business days between the hours of administrative proceedings; Material proposed to be added to the
10:00 a.m. and 3:00 p.m. Copies of the Litigation matters; Fee Policy as currently in effect is
filing also will be available for Resolution of litigation claims; and marked by underlining and material
inspection and copying at the principal Other matters relating to enforcement proposed to be deleted is marked in
office of DTC and on DTCC’s website proceedings. strikethrough text. All terms with initial
(http://dtcc.com/legal/sec-rule- At times, changes in Commission capitalization that are not otherwise
filings.aspx). All comments received priorities require alterations in the defined herein have the same meaning
will be posted without change. Persons scheduling of meeting items. as set forth in the By-Laws and Rules.3
submitting comments are cautioned that CONTACT PERSON FOR MORE INFORMATION: II. Clearing Agency’s Statement of the
we do not redact or edit personal For further information and to ascertain Purpose of, and Statutory Basis for the
identifying information from comment what, if any, matters have been added, Proposed Rule Change
submissions. You should submit only deleted or postponed; please contact
information that you wish to make In its filing with the Commission,
Brent J. Fields from the Office of the
daltland on DSKBBV9HB2PROD with NOTICES

available publicly. All submissions OCC included statements concerning
Secretary at (202) 551–5400. the purpose of and basis for the
should refer to File Number SR–DTC–
Dated: January 26, 2018.
2017–803 and should be submitted on 1 15
Brent J. Fields, U.S.C. 78s(b)(1).
or before February 14, 2018. 2 17CFR 240.19b\4.
Secretary.
3 OCC’s By-Laws and Rules can be found on
77 See supra note 2 (concerning the clearing [FR Doc. 2018–01902 Filed 1–26–18; 4:15 pm] OCC’s public website: http://optionsclearing.com/
agency’s related proposed rule change). BILLING CODE 8011–01–P about/publications/bylaws.jsp.

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Document Created: 2018-10-26 10:10:39
Document Modified: 2018-10-26 10:10:39

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, February 1, 2018.
FR Citation		83 FR 4324