83_FR_44022 83 FR 43855 - Agency Information Collection Activities Under OMB Review

83 FR 43855 - Agency Information Collection Activities Under OMB Review

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 83, Issue 167 (August 28, 2018)

Page Range43855-43856
FR Document2018-18533

In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

Federal Register, Volume 83 Issue 167 (Tuesday, August 28, 2018)
[Federal Register Volume 83, Number 167 (Tuesday, August 28, 2018)]
[Notices]
[Pages 43855-43856]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-18533]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under OMB Review

AGENCY: Commodity Futures Trading Commission.

[[Page 43856]]


ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995 
(``PRA''), this notice announces that the Information Collection 
Request (``ICR'') abstracted below has been forwarded to the Office of 
Management and Budget (``OMB'') for review and comment. The ICR 
describes the nature of the information collection and its expected 
costs and burden.

DATES: Comments must be submitted on or before September 27, 2018.

ADDRESSES: Comments regarding the burden estimate or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB, within 30 days of the notice's 
publication by either of the following methods. Please identify the 
comments by ``OMB Control No. 3038-0093.''
     By email addressed to: [email protected] or
     By mail addressed to: The Office of Information and 
Regulatory Affairs, Office of Management and Budget, Attention Desk 
Officer for the Commodity Futures Trading Commission, 725 17th Street 
NW, Washington, DC 20503.
    A copy of all comments submitted to OIRA should be sent to the 
Commodity Futures Trading Commission (the ``Commission'') by any of the 
following methods. The copies should refer to ``OMB Control No. 3038-
0093.''
     By mail addressed to: Christopher Kirkpatrick, Secretary 
of the Commission, Commodity Futures Trading Commission, Three 
Lafayette Centre, 1155 21st Street NW, Washington, DC 20581;
     By Hand Delivery/Courier to the same address; or
     Through the Commission's website at http://comments.cftc.gov. Please follow the instructions for submitting 
comments through the website.
A copy of the supporting statement for the collection of information 
discussed herein may be obtained by visiting http://RegInfo.gov.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established in Sec.  145.9 of the Commission's regulations.\1\ The 
Commission reserves the right, but shall have no obligation, to review, 
pre-screen, filter, redact, refuse or remove any or all of your 
submission from http://www.cftc.gov that it may deem to be 
inappropriate for publication, such as obscene language. All 
submissions that have been redacted or removed that contain comments on 
the merits of the ICR will be retained in the public comment file and 
will be considered as required under the Administrative Procedure Act 
and other applicable laws, and may be accessible under the Freedom of 
Information Act.
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    \1\ 17 CFR 145.9.

FOR FURTHER INFORMATION CONTACT: Lois Gregory, Associate Director, 
Division of Market Oversight, Commodity Futures Trading Commission, 
(202) 418-5569, email: [email protected], and refer to OMB Control No. 
---------------------------------------------------------------------------
3038-0093.

SUPPLEMENTARY INFORMATION: 
    Title: Part 40--Provisions Common to Registered Entities (OMB 
Control No. 3038-0093). This is a request for extension of a currently 
approved information collection.
    Abstract: This collection of information involves the collection 
and submission to the Commission of information from registered 
entities concerning new products, rules, and rule amendments pursuant 
to the procedures outlined in Sec. Sec.  40.2, 40.3, 40.5, 40.6, and 
40.10 found in 17 CFR part 40.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number. On June 7, 2018, the Commission 
published in the Federal Register notice of the proposed extension of 
this information collection and provided 60 days for public comment on 
the proposed extension, 83 FR 26436 (``60-Day Notice''). The Commission 
received public comments regarding its burden estimates on the 60-Day 
Notice, and accordingly, has adjusted the burden.
    Burden Statement: Registered entities must comply with 
certification and approval requirements which include an explanation 
and analysis when seeking to implement new products, rules, and rule 
amendments, including changes to product terms and conditions. The 
Commission's regulations Sec. Sec.  40.2, 40.3, 40.5, 40.6 and 40.10 
provide procedures for the submission of rules and rule amendments by 
designated contract markets, swap execution facilities, derivatives 
clearing organizations, and swap data repositories. They establish the 
procedures for submitting the ``written certification'' required by 
Section 5c of the Act. In connection with a product or rule 
certification, the registered entity must provide a concise explanation 
and analysis of the submission and its compliance with statutory 
provisions of the Act. Accordingly, new rules or rule amendments must 
be accompanied by concise explanations and analyses of the purposes, 
operations, and effects of the submissions. This information may be 
submitted as part of the same submission containing the required 
``written certification.''
    Respondents/Affected Entities: Designated Contract Markets, Swap 
Execution Facilities, Derivatives Clearing Organizations, and Swap Data 
Repositories.

 Rules 40.2 and 40.3

    Estimated Number of Respondents: 70.
    Annual Responses by each Respondent: 50.
    Estimated Hours per Response: 21.
    Estimated Total Hours per Year: 73,500.

 Rules 40.5 and 40.6

    Estimated Number of Respondents: 70.
    Annual Responses by each Respondent: 50.
    Estimated Hours per Response: 2.
    Estimated Total Hours per Year: 7,000.

 Rule 40.10

    Estimated Number of Respondents: 2.
    Annual Responses by each Respondent: 2.
    Estimated Hours per Response: 50.
    Estimated Total Hours per Year: 200.

(Authority: 44 U.S.C. 3501 et seq.)

    Dated: August 22, 2018.
Christopher Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2018-18533 Filed 8-27-18; 8:45 am]
BILLING CODE 6351-01-P



                                                                            Federal Register / Vol. 83, No. 167 / Tuesday, August 28, 2018 / Notices                                                 43855

                                               continue using them for proposed IHAs                   The amount of take for the additional                 habitat. NMFS West Coast Region has
                                               that include minor changes from                         three species is also small (less than 11             confirmed the Incidental Take
                                               previously issued IHAs, but which do                    percent of each stock). In conclusion,                Statement (ITS) issued in 2017 is
                                               not satisfy the renewal requirements.                   there is no new information suggesting                applicable for the IHA. That ITS
                                               However, we believe our method for                      that our analysis or findings should                  authorizes the take of six humpback
                                               issuing renewals meets statutory                        change.                                               whales from the Mexico DPS.
                                               requirements and maximizes efficiency.                     In this year’s IHA, we have also
                                                  Importantly, such renewals would be                  included more mitigation with respect                 National Environmental Policy Act
                                               limited to circumstances where: The                     to operating the bubble curtains (to                     To comply with the National
                                               activities are identical or nearly                      ensure effectiveness; thereby,                        Environmental Policy Act of 1969
                                               identical to those analyzed in the                      potentially reducing impact pile driving              (NEPA; 42 U.S.C. 4321 et seq.) and
                                               proposed IHA; monitoring does not                       received levels), and required WSDOT                  NOAA Administrative Order (NAO)
                                               indicate impacts that were not                          to report more details pertaining to                  216–6A, NMFS must review our
                                               previously analyzed and authorized;                     monitoring (see Mitigation, Monitoring,               proposed action (i.e., the issuance of an
                                               and, the mitigation and monitoring                      and Reporting section). WSDOT will                    incidental harassment authorization)
                                               requirements remain the same, all of                    also conduct vibratory pile driving                   with respect to potential impacts on the
                                               which allow the public to comment on                    acoustic monitoring which will allow                  human environment.
                                               the appropriateness and effects of a                    for verification of estimated source                     This action is consistent with
                                               renewal at the same time the public                     levels.                                               categories of activities identified in
                                               provides comments on the initial IHA.                      Based on the information contained                 Categorical Exclusion B4 (incidental
                                               NMFS has, however, modified the                         here and in the referenced documents,                 harassment authorizations with no
                                               language for future proposed IHAs to                    NMFS has determined the following: (1)                anticipated serious injury or mortality)
                                               clarify that all IHAs, including renewal                The required mitigation measures will                 of the Companion Manual for NOAA
                                               IHAs, are valid for no more than one                    effect the least practicable impact on                Administrative Order 216–6A, which do
                                               year and that the agency would consider                 marine mammal species or stocks and                   not individually or cumulatively have
                                               only one renewal for a project at this                  their habitat; (2) the authorized takes               the potential for significant impacts on
                                               time. In addition, notice of issuance or                will have a negligible impact on the                  the quality of the human environment
                                               denial of a renewal IHA would be                        affected marine mammal species or                     and for which we have not identified
                                               published in the Federal Register, as                   stocks; (3) the authorized takes                      any extraordinary circumstances that
                                               they are for all IHAs. The option for                   represent small numbers of marine                     would preclude this categorical
                                               issuing renewal IHAs has been in                        mammals relative to the affected stock                exclusion. Accordingly, NMFS has
                                               NMFS’s incidental take regulations                      abundances; and (4) WSDOT’s activities                determined that issuance of the IHA
                                               since 1996. We will provide any                         will not have an unmitigable adverse                  qualifies to be categorically excluded
                                               additional information to the                           impact on taking for subsistence                      from further NEPA review. We have
                                               Commission and consider posting a                       purposes as no relevant subsistence uses              reviewed all comments submitted in
                                               description of the renewal process on                   of marine mammals are implicated by                   response to the proposed IHA Federal
                                               our website before any renewal is issued                this action.                                          Register notice (83 FR 30421, June 28,
                                               utilizing this process.                                 Endangered Species Act                                2018) prior to concluding our NEPA
                                               Negligible Impact Analysis and                             Section 7(a)(2) of the Endangered                  process and making a final decision on
                                               Determination                                           Species Act of 1973 (ESA: 16 U.S.C.                   the IHA request.
                                                  WSDOT proposes to conduct a subset                   1531 et seq.) requires that each Federal              Authorization
                                               of activities identical to those covered in             agency insure that any action it
                                                                                                                                                               As a result of these determinations,
                                               the previous 2017 IHA. We have                          authorizes, funds, or carries out is not
                                                                                                                                                             NMFS has issued an IHA to WSDOT for
                                               included take for three new species                     likely to jeopardize the continued
                                                                                                                                                             the harassment of small numbers of
                                               noting these are precautionary as these                 existence of any endangered or
                                                                                                                                                             marine mammals incidental to
                                               species are not common in the action                    threatened species or result in the
                                                                                                                                                             construction activities related to the
                                               area and these species were not                         destruction or adverse modification of
                                                                                                                                                             Mukilteo Multimodal Project, Puget
                                               observed during previous construction.                  designated critical habitat. To ensure
                                                                                                                                                             Sound, Washington, provided the
                                               We also believe the potential behavioral                ESA compliance for the issuance of
                                                                                                                                                             previously mentioned mitigation,
                                               reactions and effects on the cetacean                   IHAs, NMFS consults internally, in this
                                                                                                                                                             monitoring, and reporting requirements
                                               species previously analyzed is                          case with the West Coast Region
                                                                                                                                                             are incorporated.
                                               applicable to these species, if not to                  Protected Resources Division Office,
                                               some lesser extent due to lower                         whenever we propose to authorize take                   Dated: August 23, 2018.
                                               probability of occurrence.                              for endangered or threatened species.                 Cathryn E. Tortorici,
                                                  When issuing the 2017 IHA, NMFS                         The only species listed under the ESA              Acting Director, Office of Protected Resources,
                                               found Phase 2 of the Mukilteo                           with the potential to be present in the               National Marine Fisheries Service.
                                               Multimodal Project, in its entirety,                    action area is the Mexico Distinct                    [FR Doc. 2018–18609 Filed 8–27–18; 8:45 am]
                                               would have a negligible impact to                       Population Segment (DPS) of humpback                  BILLING CODE 3510–22–P
                                               species or stocks’ rates of recruitment                 whales. The effects of this proposed
                                               and survival and the amount of taking                   Federal action were adequately
                                               would be small relative to the                          analyzed in NMFS’ Biological Opinion
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                                               population size of such species or stock                for the Mukilteo Multimodal Project,                  COMMODITY FUTURES TRADING
                                               (less than 15 percent). As described                    Snohomish, Washington, dated August                   COMMISSION
                                               above, the number of estimated takes of                 1, 2017, which concluded that issuance                Agency Information Collection
                                               the same stocks are less than takes                     of an IHA would not jeopardize the                    Activities Under OMB Review
                                               authorized in the 2017 IHA and the                      continued existence of any endangered
                                               anticipated impacts from the project are                or threatened species or destroy or                   AGENCY:Commodity Futures Trading
                                               similar to those previously analyzed.                   adversely modify any designated critical              Commission.


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                                               43856                        Federal Register / Vol. 83, No. 167 / Tuesday, August 28, 2018 / Notices

                                               ACTION:   Notice.                                       to the procedures established in § 145.9              derivatives clearing organizations, and
                                                                                                       of the Commission’s regulations.1 The                 swap data repositories. They establish
                                               SUMMARY:    In compliance with the                      Commission reserves the right, but shall              the procedures for submitting the
                                               Paperwork Reduction Act of 1995                         have no obligation, to review, pre-                   ‘‘written certification’’ required by
                                               (‘‘PRA’’), this notice announces that the               screen, filter, redact, refuse or remove              Section 5c of the Act. In connection
                                               Information Collection Request (‘‘ICR’’)                any or all of your submission from                    with a product or rule certification, the
                                               abstracted below has been forwarded to                  http://www.cftc.gov that it may deem to               registered entity must provide a concise
                                               the Office of Management and Budget                     be inappropriate for publication, such as             explanation and analysis of the
                                               (‘‘OMB’’) for review and comment. The                   obscene language. All submissions that                submission and its compliance with
                                               ICR describes the nature of the                         have been redacted or removed that                    statutory provisions of the Act.
                                               information collection and its expected                 contain comments on the merits of the                 Accordingly, new rules or rule
                                               costs and burden.                                       ICR will be retained in the public                    amendments must be accompanied by
                                               DATES: Comments must be submitted on                    comment file and will be considered as                concise explanations and analyses of the
                                               or before September 27, 2018.                           required under the Administrative                     purposes, operations, and effects of the
                                               ADDRESSES: Comments regarding the                       Procedure Act and other applicable                    submissions. This information may be
                                               burden estimate or any other aspect of                  laws, and may be accessible under the                 submitted as part of the same
                                               the information collection, including                   Freedom of Information Act.                           submission containing the required
                                               suggestions for reducing the burden,                    FOR FURTHER INFORMATION CONTACT: Lois                 ‘‘written certification.’’
                                               may be submitted directly to the Office                 Gregory, Associate Director, Division of                 Respondents/Affected Entities:
                                               of Information and Regulatory Affairs                   Market Oversight, Commodity Futures                   Designated Contract Markets, Swap
                                               (‘‘OIRA’’) in OMB, within 30 days of the                Trading Commission, (202) 418–5569,                   Execution Facilities, Derivatives
                                               notice’s publication by either of the                   email: lgregory@cftc.gov, and refer to                Clearing Organizations, and Swap Data
                                               following methods. Please identify the                  OMB Control No. 3038–0093.                            Repositories.
                                               comments by ‘‘OMB Control No. 3038–                                                                           • Rules 40.2 and 40.3
                                                                                                       SUPPLEMENTARY INFORMATION:
                                               0093.’’
                                                  • By email addressed to:                               Title: Part 40—Provisions Common to                    Estimated Number of Respondents:
                                               OIRAsubmissions@omb.eop.gov or                          Registered Entities (OMB Control No.                  70.
                                                  • By mail addressed to: The Office of                3038–0093). This is a request for                        Annual Responses by each
                                               Information and Regulatory Affairs,                     extension of a currently approved                     Respondent: 50.
                                               Office of Management and Budget,                        information collection.                                  Estimated Hours per Response: 21.
                                               Attention Desk Officer for the                            Abstract: This collection of                           Estimated Total Hours per Year:
                                               Commodity Futures Trading                               information involves the collection and               73,500.
                                               Commission, 725 17th Street NW,                         submission to the Commission of                       • Rules 40.5 and 40.6
                                               Washington, DC 20503.                                   information from registered entities
                                                                                                                                                                Estimated Number of Respondents:
                                                  A copy of all comments submitted to                  concerning new products, rules, and
                                                                                                                                                             70.
                                               OIRA should be sent to the Commodity                    rule amendments pursuant to the
                                                                                                                                                                Annual Responses by each
                                               Futures Trading Commission (the                         procedures outlined in §§ 40.2, 40.3,
                                                                                                                                                             Respondent: 50.
                                               ‘‘Commission’’) by any of the following                 40.5, 40.6, and 40.10 found in 17 CFR
                                                                                                                                                                Estimated Hours per Response: 2.
                                               methods. The copies should refer to                     part 40.
                                                                                                                                                                Estimated Total Hours per Year:
                                               ‘‘OMB Control No. 3038–0093.’’                            An agency may not conduct or
                                                                                                                                                             7,000.
                                                  • By mail addressed to: Christopher                  sponsor, and a person is not required to
                                                                                                       respond to, a collection of information               • Rule 40.10
                                               Kirkpatrick, Secretary of the
                                               Commission, Commodity Futures                           unless it displays a currently valid OMB                 Estimated Number of Respondents: 2.
                                               Trading Commission, Three Lafayette                     control number. On June 7, 2018, the                     Annual Responses by each
                                               Centre, 1155 21st Street NW,                            Commission published in the Federal                   Respondent: 2.
                                               Washington, DC 20581;                                   Register notice of the proposed                          Estimated Hours per Response: 50.
                                                  • By Hand Delivery/Courier to the                    extension of this information collection                 Estimated Total Hours per Year: 200.
                                               same address; or                                        and provided 60 days for public                       (Authority: 44 U.S.C. 3501 et seq.)
                                                  • Through the Commission’s website                   comment on the proposed extension, 83
                                                                                                                                                               Dated: August 22, 2018.
                                               at http://comments.cftc.gov. Please                     FR 26436 (‘‘60-Day Notice’’). The
                                                                                                       Commission received public comments                   Christopher Kirkpatrick,
                                               follow the instructions for submitting
                                               comments through the website.                           regarding its burden estimates on the                 Secretary of the Commission.
                                               A copy of the supporting statement for                  60-Day Notice, and accordingly, has                   [FR Doc. 2018–18533 Filed 8–27–18; 8:45 am]
                                               the collection of information discussed                 adjusted the burden.                                  BILLING CODE 6351–01–P
                                               herein may be obtained by visiting                        Burden Statement: Registered entities
                                               http://RegInfo.gov.                                     must comply with certification and
                                                  All comments must be submitted in                    approval requirements which include                   DEPARTMENT OF DEFENSE
                                               English, or if not, accompanied by an                   an explanation and analysis when
                                               English translation. Comments will be                   seeking to implement new products,                    Office of the Secretary
                                               posted as received to http://                           rules, and rule amendments, including
                                               www.cftc.gov. You should submit only                    changes to product terms and                          TRICARE; Fiscal Year (FY) 2019
                                               information that you wish to make                       conditions. The Commission’s                          Continued Health Care Benefit
daltland on DSKBBV9HB2PROD with NOTICES




                                               available publicly. If you wish the                     regulations §§ 40.2, 40.3, 40.5, 40.6 and             Program (CHCBP) Quarterly Premium
                                               Commission to consider information                      40.10 provide procedures for the                      Update
                                               that you believe is exempt from                         submission of rules and rule                          AGENCY: Office of the Secretary,
                                               disclosure under the Freedom of                         amendments by designated contract                     Department of Defense.
                                               Information Act, a petition for                         markets, swap execution facilities,                   ACTION: Notice of CHCBP Quarterly
                                               confidential treatment of the exempt
                                                                                                                                                             Premiums for FY19.
                                               information may be submitted according                    1 17   CFR 145.9.



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Document Created: 2018-08-28 00:23:17
Document Modified: 2018-08-28 00:23:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be submitted on or before September 27, 2018.
ContactLois Gregory, Associate Director, Division of Market Oversight, Commodity Futures Trading Commission, (202) 418-5569, email: [email protected], and refer to OMB Control No.
FR Citation83 FR 43855 

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