83_FR_45280 83 FR 45108 - Patents for Humanity Program

83 FR 45108 - Patents for Humanity Program

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 83, Issue 172 (September 5, 2018)

Page Range45108-45109
FR Document2018-19201

The United States Patent and Trademark Office (USPTO) as part of its continuing effort to reduce paperwork and respondent burden and as required by the Paperwork Reduction Act of 1995, invites comments on a proposed extension of an existing information collection: 0651-0066 (Patents for Humanity Program).

Federal Register, Volume 83 Issue 172 (Wednesday, September 5, 2018)
[Federal Register Volume 83, Number 172 (Wednesday, September 5, 2018)]
[Notices]
[Pages 45108-45109]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-19201]


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DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Patents for Humanity Program

ACTION: Proposed collection; comment request.

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SUMMARY: The United States Patent and Trademark Office (USPTO) as part 
of its continuing effort to reduce paperwork and respondent burden and 
as required by the Paperwork Reduction Act of 1995, invites comments on 
a proposed extension of an existing information collection: 0651-0066 
(Patents for Humanity Program).

DATES: Written comments must be submitted on or before November 5, 
2018.

ADDRESSES: You may submit comments by any of the following methods:
     Email: InformationCollection@uspto.gov. Include ``0651-
0066 comment'' in the subject line of the message.
     Federal Rulemaking Portal: http://www.regulations.gov.
     Mail: Edward Elliott, Records and Information Governance 
Division Director, Office of the Chief Technology Officer, United 
States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 
22313-1450.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to Edward Elliott, Attorney Advisor, Office of 
Policy and International Affairs, United States Patent and Trademark 
Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-
272-7024; or by email to Edward.Elliott@uspto.gov with ``0651-0066 
comment'' in the subject line. Additional information about this 
collection is also available at http://www.reginfo.gov under 
``Information Collection Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    Since 2012, the United States Patent and Trademark Office (USPTO) 
has conducted the Patents for Humanity Program, an annual award program 
to incentivize the distribution of patented technologies or products 
for the purpose of addressing humanitarian needs. The program is open 
to any patent owners or patent licensees, including inventors who have 
not assigned their ownership rights to others, assignees, and exclusive 
or non-exclusive licenses. USPTO collects information from applicants 
that describe what actions they have taken with their patented 
technology to address the welfare of impoverished populations, or how 
they furthered research by others on technologies for humanitarian 
purposes. Currently, there are five categories of awards: Medicine, 
Nutrition, Sanitation, Household Energy, and Living Standards.
    This collection covers information gathered on two application 
forms for the Patents for Humanity Program. The first application 
covers the humanitarian uses of technologies or products, and the 
second application covers humanitarian research. In both, applicants 
are required to describe how their technology or product satisfies the 
program criteria to address humanitarian issues. Additionally, 
applicants must provide non-public contact information in order for 
USPTO to notify them about their award status. Applicants may 
optionally provide contact information for the public to reach them 
with any inquiries. Applications must be submitted via email and will 
be posted on USPTO's website. Qualified judges from outside USPTO will 
review and score the applications. USPTO will then forward the top-
scoring applications to reviewers from participating Federal agencies 
to recommend award recipients.
    Those applications that are chosen for an award will receive a 
certificate redeemable to accelerate select matters before USPTO. The 
certificates can be redeemed to accelerate one of the following 
matters: An ex parte reexamination proceeding, including one appeal to 
the Patent Trial and Appeal Board (PTAB) from that proceeding; a patent 
application, including one appeal to the PTAB from that application; or 
an appeal to the PTAB of a claim twice rejected in a patent application 
or reissue application or finally rejected in an ex parte 
reexamination, without accelerating the underlying matter which 
generated the appeal. This collection covers the information gathered 
for petitions to extend an acceleration certificate redemption beyond 
12 months. Winners also are invited to participate in an awards 
ceremony at USPTO.

II. Method of Collection

    Electronically through the http://www.uspto.gov/patentsforhumanity 
website.

III. Data

    OMB Number: 0651-0066.
    IC Instruments and Forms: PTO/PFH/001, PTO/PFH/002, PTO/SB/431.
    Type of Review: Extension of a currently approved collection.
    Affected Public: Businesses or other for-profits; not-for-profit 
businesses; individuals and households.
    Estimated Number of Respondents: 55 responses per year.
    Estimated Time per Response: USPTO estimates that it will take the 
public approximately four hours to complete the humanitarian program 
application. Those selected as winners (about 5 to 10 per year) may 
additionally require one hour to complete a petition to extend their 
acceleration certificate redemption

[[Page 45109]]

beyond 12 months, if needed. These estimated times include gathering 
the necessary information, preparing the application and any 
supplemental materials, and submitting the completed request to USPTO.
    Estimated Total Annual Respondent Cost Burden: 205 hours.
    Estimated Total Annual Respondent (Hourly) Cost Burden: $59,757.50. 
The USPTO expects that attorneys will complete the Petition to Extend 
the Redemption Period of the Humanitarian Awards Certificate and that 
attorneys or paralegals will complete the Humanitarian Program 
Application Form. The USPTO uses a professional hourly rate of $291.50 
for respondent cost burden, which is the average rate of both attorneys 
and paralegals. The professional hourly rate for an intellectual 
property attorney in a private firm is $438, as established in the 2017 
Report on the Economic Survey, published by the Commerce on the 
Economics of Legal Practice of the American Intellectual Property Law 
Association. The professional hourly rate for paralegals is $145, as 
established in the 2016 National Utilization and Compensation Survey 
Report, published by the National Association of Legal Assistants 
(NALA). Using the combined hourly rate, the USPTO estimates that the 
total respondent cost burden for this collection is $59,757.50 per 
year.

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                           Estimated                       Estimated
               IC No.                               Item                 response time     Estimated     annual burden        Rate       Estimated total
                                                                            (hours)        response          hours                             cost
                                                                                   (a)             (b)  (a) x (b) = (c)             (d)  (c) x (d) = (e)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1...................................  Humanitarian Program Application               4              25              100         $291.50       $29,150.00
                                       (Humanitarian Use) (PTO/PFH/
                                       001).
1...................................  Humanitarian Program Application               4              25              100          291.50        29,150.00
                                       (Humanitarian Research) (PTO/
                                       PFH/002).
2...................................  Petition to Extend the                         1               5                5          291.50         1,457.50
                                       Redemption Period of the
                                       Humanitarian Awards Certificate
                                       (PTO/SB/431).
                                                                       ---------------------------------------------------------------------------------
    Total...........................  ................................  ..............              55              205  ..............        59,757.50
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Estimated Total Annual (Non-hour) Respondent Cost Burden: $0. This 
collection has no annual (non-hour) postage, operation, maintenance, or 
filing fee costs.

IV. Request for Comments

    Comments submitted in response to this notice will be summarized or 
included in the request for OMB approval of this information 
collection; they also will become a matter of public record.
    Comments are invited on:
    (a) Whether the proposed collection of information is necessary for 
the proper performance of the functions of the agency, including 
whether the information shall have practical utility;
    (b) The accuracy of the agency's estimate of the burden (including 
hours and cost) of the proposed collection of information;
    (c) Ways to enhance the quality, utility, and clarity of the 
information to be collected; and
    (d) Ways to minimize the burden of the collection of information on 
respondents, e.g., the use of automated collection techniques or other 
forms of information technology.

Marcie Lovett,
Records and Information Governance Division Director, OCTO, United 
States Patent and Trademark Office.
[FR Doc. 2018-19201 Filed 9-4-18; 8:45 am]
 BILLING CODE 3510-16-P



                                               45108                    Federal Register / Vol. 83, No. 172 / Wednesday, September 5, 2018 / Notices

                                                  Estimated Total Annual (Non-hour)                    continuing effort to reduce paperwork                 products, and the second application
                                               Cost Burden: $80.40. The USPTO                          and respondent burden and as required                 covers humanitarian research. In both,
                                               estimates that the total annualized (non-               by the Paperwork Reduction Act of                     applicants are required to describe how
                                               hour) cost burden for this collection is                1995, invites comments on a proposed                  their technology or product satisfies the
                                               due to postage costs. Customers may                     extension of an existing information                  program criteria to address
                                               incur postage costs when submitting                     collection: 0651–0066 (Patents for                    humanitarian issues. Additionally,
                                               some of the items covered by this                       Humanity Program).                                    applicants must provide non-public
                                               collection to the USPTO by mail. The                    DATES: Written comments must be                       contact information in order for USPTO
                                               USPTO expects that approximately 98                     submitted on or before November 5,                    to notify them about their award status.
                                               percent of the responses in this                        2018.                                                 Applicants may optionally provide
                                               collection will be submitted                            ADDRESSES: You may submit comments
                                                                                                                                                             contact information for the public to
                                               electronically. Of the remaining 2                      by any of the following methods:                      reach them with any inquiries.
                                               percent, the vast majority—98 percent—                     • Email: InformationCollection@                    Applications must be submitted via
                                               will be submitted by mail, for a total of               uspto.gov. Include ‘‘0651–0066                        email and will be posted on USPTO’s
                                               12 mailed submissions. The average                      comment’’ in the subject line of the                  website. Qualified judges from outside
                                               first-class USPS postage cost for these                 message.                                              USPTO will review and score the
                                               items is estimated at $6.70; the cost of                   • Federal Rulemaking Portal: http://               applications. USPTO will then forward
                                               a one pound mailed submission in a flat                 www.regulations.gov.                                  the top-scoring applications to
                                               rate envelope. Therefore, the USPTO                        • Mail: Edward Elliott, Records and                reviewers from participating Federal
                                               estimates that the postage costs for the                Information Governance Division                       agencies to recommend award
                                               mailed submissions in this collection                   Director, Office of the Chief Technology              recipients.
                                               will total $80.40.                                      Officer, United States Patent and                       Those applications that are chosen for
                                                                                                       Trademark Office, P.O. Box 1450,                      an award will receive a certificate
                                               IV. Request for Comments                                                                                      redeemable to accelerate select matters
                                                                                                       Alexandria, VA 22313–1450.
                                                 Comments are invited on:                                                                                    before USPTO. The certificates can be
                                                                                                       FOR FURTHER INFORMATION CONTACT:
                                                 (a) Whether the proposed collection of                                                                      redeemed to accelerate one of the
                                                                                                       Requests for additional information
                                               information is necessary for the proper                                                                       following matters: An ex parte
                                                                                                       should be directed to Edward Elliott,
                                               performance of the functions of the                                                                           reexamination proceeding, including
                                                                                                       Attorney Advisor, Office of Policy and
                                               agency, including whether the                                                                                 one appeal to the Patent Trial and
                                                                                                       International Affairs, United States
                                               information shall have practical utility;                                                                     Appeal Board (PTAB) from that
                                                                                                       Patent and Trademark Office, P.O. Box
                                                 (b) the accuracy of the agency’s                                                                            proceeding; a patent application,
                                                                                                       1450, Alexandria, VA 22313–1450; by
                                               estimate of the burden (including hours                                                                       including one appeal to the PTAB from
                                                                                                       telephone at 571–272–7024; or by email
                                               and cost) of the proposed collection of                                                                       that application; or an appeal to the
                                                                                                       to Edward.Elliott@uspto.gov with
                                               information, including the validity of                                                                        PTAB of a claim twice rejected in a
                                                                                                       ‘‘0651–0066 comment’’ in the subject
                                               the methodology and assumptions used;                                                                         patent application or reissue application
                                                 (c) ways to enhance the quality,                      line. Additional information about this
                                                                                                       collection is also available at http://               or finally rejected in an ex parte
                                               utility, and clarity of the information to                                                                    reexamination, without accelerating the
                                               be collected; and (d) ways to minimize                  www.reginfo.gov under ‘‘Information
                                                                                                       Collection Review.’’                                  underlying matter which generated the
                                               the burden of the collection of                                                                               appeal. This collection covers the
                                               information on respondents, including                   SUPPLEMENTARY INFORMATION:
                                                                                                                                                             information gathered for petitions to
                                               through the use of automated collection                 I. Abstract                                           extend an acceleration certificate
                                               techniques or other forms of information                                                                      redemption beyond 12 months. Winners
                                                                                                          Since 2012, the United States Patent
                                               technology, e.g., permitting electronic                                                                       also are invited to participate in an
                                                                                                       and Trademark Office (USPTO) has
                                               submission of responses.                                                                                      awards ceremony at USPTO.
                                                 Comments submitted in response to                     conducted the Patents for Humanity
                                               this notice will be summarized or                       Program, an annual award program to                   II. Method of Collection
                                               included in the request for OMB                         incentivize the distribution of patented
                                                                                                                                                                Electronically through the http://
                                               approval of this information collection;                technologies or products for the purpose
                                                                                                                                                             www.uspto.gov/patentsforhumanity
                                               they will also become a matter of public                of addressing humanitarian needs. The
                                                                                                                                                             website.
                                               record.                                                 program is open to any patent owners or
                                                                                                       patent licensees, including inventors                 III. Data
                                               Marcie Lovett,                                          who have not assigned their ownership                    OMB Number: 0651–0066.
                                               Director, Records and Information                       rights to others, assignees, and exclusive               IC Instruments and Forms: PTO/PFH/
                                               Governance Division, Office of the Chief                or non-exclusive licenses. USPTO                      001, PTO/PFH/002, PTO/SB/431.
                                               Technology Officer, USPTO.                              collects information from applicants                     Type of Review: Extension of a
                                               [FR Doc. 2018–19203 Filed 9–4–18; 8:45 am]              that describe what actions they have                  currently approved collection.
                                               BILLING CODE 3510–16–P                                  taken with their patented technology to                  Affected Public: Businesses or other
                                                                                                       address the welfare of impoverished                   for-profits; not-for-profit businesses;
                                                                                                       populations, or how they furthered                    individuals and households.
                                               DEPARTMENT OF COMMERCE                                  research by others on technologies for                   Estimated Number of Respondents: 55
                                                                                                       humanitarian purposes. Currently, there               responses per year.
                                               Patent and Trademark Office                             are five categories of awards: Medicine,                 Estimated Time per Response: USPTO
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                                                                                                       Nutrition, Sanitation, Household                      estimates that it will take the public
                                               Patents for Humanity Program
                                                                                                       Energy, and Living Standards.                         approximately four hours to complete
                                               ACTION:    Proposed collection; comment                    This collection covers information                 the humanitarian program application.
                                               request.                                                gathered on two application forms for                 Those selected as winners (about 5 to 10
                                                                                                       the Patents for Humanity Program. The                 per year) may additionally require one
                                               SUMMARY: The United States Patent and                   first application covers the                          hour to complete a petition to extend
                                               Trademark Office (USPTO) as part of its                 humanitarian uses of technologies or                  their acceleration certificate redemption


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                                                                                Federal Register / Vol. 83, No. 172 / Wednesday, September 5, 2018 / Notices                                                                                      45109

                                               beyond 12 months, if needed. These                                          Redemption Period of the Humanitarian                              Survey, published by the Commerce on
                                               estimated times include gathering the                                       Awards Certificate and that attorneys or                           the Economics of Legal Practice of the
                                               necessary information, preparing the                                        paralegals will complete the                                       American Intellectual Property Law
                                               application and any supplemental                                            Humanitarian Program Application                                   Association. The professional hourly
                                               materials, and submitting the completed                                     Form. The USPTO uses a professional                                rate for paralegals is $145, as established
                                               request to USPTO.                                                           hourly rate of $291.50 for respondent                              in the 2016 National Utilization and
                                                 Estimated Total Annual Respondent                                         cost burden, which is the average rate of                          Compensation Survey Report, published
                                               Cost Burden: 205 hours.                                                     both attorneys and paralegals. The                                 by the National Association of Legal
                                                 Estimated Total Annual Respondent                                         professional hourly rate for an                                    Assistants (NALA). Using the combined
                                               (Hourly) Cost Burden: $59,757.50. The                                       intellectual property attorney in a                                hourly rate, the USPTO estimates that
                                               USPTO expects that attorneys will                                           private firm is $438, as established in                            the total respondent cost burden for this
                                               complete the Petition to Extend the                                         the 2017 Report on the Economic                                    collection is $59,757.50 per year.

                                                                                                                                             Estimated                                      Estimated
                                                                                                                                             response                    Estimated           annual                                          Estimated
                                                     IC No.                                         Item                                                                                                                Rate
                                                                                                                                                time                     response            burden                                          total cost
                                                                                                                                              (hours)                                         hours

                                                                                                                                                   (a)                       (b)          (a) × (b) = (c)                (d)               (c) × (d) = (e)

                                               1 .....................   Humanitarian Program Application                                                       4                    25                100                $291.50              $29,150.00
                                                                           (Humanitarian Use) (PTO/PFH/001).
                                               1 .....................   Humanitarian Program Application                                                      4                     25                100                   291.50             29,150.00
                                                                           (Humanitarian Research) (PTO/
                                                                           PFH/002).
                                               2 .....................   Petition to Extend the Redemption Pe-                                                  1                    5                      5                291.50              1,457.50
                                                                           riod of the Humanitarian Awards
                                                                           Certificate (PTO/SB/431).

                                                     Total ........      ..............................................................   ........................                   55                205      ........................        59,757.50



                                                  Estimated Total Annual (Non-hour)                                        BUREAU OF CONSUMER FINANCIAL                                       (Attention: PRA Office), 1700 G Street
                                               Respondent Cost Burden: $0. This                                            PROTECTION                                                         NW, Washington, DC 20552.
                                               collection has no annual (non-hour)
                                                                                                                           [Docket No. CFPB–2018–0029]
                                                                                                                                                                                                 • Hand Delivery/Courier: Comment
                                               postage, operation, maintenance, or                                                                                                            intake, Bureau of Consumer Financial
                                               filing fee costs.                                                           Agency Information Collection                                      Protection (Attention: PRA Office), 1700
                                               IV. Request for Comments                                                    Activities: Comment Request                                        G Street NW, Washington, DC 20552.
                                                                                                                                                                                                 Please note that comments submitted
                                                 Comments submitted in response to                                         AGENCY:  Bureau of Consumer Financial                              after the comment period will not be
                                               this notice will be summarized or                                           Protection.                                                        accepted. In general, all comments
                                               included in the request for OMB                                             ACTION: Notice and request for comment.                            received will become public records,
                                               approval of this information collection;                                                                                                       including any personal information
                                               they also will become a matter of public                                    SUMMARY:   In accordance with the                                  provided. Sensitive personal
                                               record.                                                                     Paperwork Reduction Act of 1995                                    information, such as account numbers
                                                 Comments are invited on:                                                  (PRA), the Bureau of Consumer                                      or Social Security numbers, should not
                                                 (a) Whether the proposed collection of                                    Financial Protection (Bureau) is                                   be included.
                                               information is necessary for the proper                                     requesting to renew the Office of
                                                                                                                           Management and Budget (OMB)                                        FOR FURTHER INFORMATION CONTACT:
                                               performance of the functions of the                                                                                                            Documentation prepared in support of
                                               agency, including whether the                                               approval for an existing information
                                                                                                                           collection titled, ‘‘Mortgage Acts And                             this information collection request is
                                               information shall have practical utility;                                                                                                      available at www.regulations.gov.
                                                                                                                           Practices (Regulation N) 12 CFR 1014’’.
                                                 (b) The accuracy of the agency’s                                                                                                             Requests for additional information
                                               estimate of the burden (including hours                                     DATES: Written comments are
                                                                                                                                                                                              should be directed to the Bureau of
                                               and cost) of the proposed collection of                                     encouraged and must be received on or
                                                                                                                                                                                              Consumer Financial Protection
                                               information;                                                                before November 5, 2018 to be assured
                                                                                                                                                                                              (Attention: PRA Office), 1700 G Street
                                                                                                                           of consideration.
                                                 (c) Ways to enhance the quality,                                                                                                             NW, Washington, DC 20552, (202) 435–
                                               utility, and clarity of the information to                                  ADDRESSES: You may submit comments,                                9575, or email: CFPB_PRA@cfpb.gov. If
                                               be collected; and                                                           identified by the title of the information                         you require this document in an
                                                 (d) Ways to minimize the burden of                                        collection, OMB Control Number (see                                alternative electronic format, please
                                               the collection of information on                                            below), and docket number (see above),                             contact CFPB_Accessibility@cfpb.gov.
                                               respondents, e.g., the use of automated                                     by any of the following methods:                                   Please do not submit comments to these
                                               collection techniques or other forms of                                       • Electronic: Go to http://                                      email boxes.
                                               information technology.                                                     www.regulations.gov. Follow the
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                                                                                                                           instructions for submitting comments.                              SUPPLEMENTARY INFORMATION:
                                               Marcie Lovett,                                                                • Email: FederalRegisterComments@                                  Title of Collection: Mortgage Acts And
                                               Records and Information Governance                                          cfpb.gov. Include Docket No. CFPB–                                 Practices (Regulation N) 12 CFR 1014.
                                               Division Director, OCTO, United States Patent                               2018–0029 in the subject line of the                                 OMB Control Number: 3170–0009.
                                               and Trademark Office.                                                       message.                                                             Type of Review: Extension without
                                               [FR Doc. 2018–19201 Filed 9–4–18; 8:45 am]                                    • Mail: Comment intake, Bureau of                                Change of an existing information
                                               BILLING CODE 3510–16–P                                                      Consumer Financial Protection                                      Collection.


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Document Created: 2018-09-05 01:58:31
Document Modified: 2018-09-05 01:58:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request.
DatesWritten comments must be submitted on or before November 5, 2018.
ContactRequests for additional information should be directed to Edward Elliott, Attorney Advisor, Office of Policy and International Affairs, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571- 272-7024; or by email to [email protected] with ``0651-0066 comment'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation83 FR 45108 

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