83_FR_50064 83 FR 49872 - Approval and Promulgation of Implementation Plans; California; South Coast Serious Area Plan for the 2006 PM2.5

83 FR 49872 - Approval and Promulgation of Implementation Plans; California; South Coast Serious Area Plan for the 2006 PM2.5

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 83, Issue 192 (October 3, 2018)

Page Range49872-49894
FR Document2018-21560

The Environmental Protection Agency (EPA) is proposing to approve state implementation plan (SIP) revisions submitted by California to address Clean Air Act (CAA or ``Act'') requirements for the 2006 24-hour fine particulate matter (PM<INF>2.5</INF>) national ambient air quality standards (NAAQS or ``standards'') in the Los Angeles-South Coast air basin (South Coast) Serious PM<INF>2.5</INF> nonattainment area. The EPA is also proposing to approve 2017 and 2019 motor vehicle emissions budgets for transportation conformity purposes and inter-pollutant trading ratios for use in transportation conformity analyses.

Federal Register, Volume 83 Issue 192 (Wednesday, October 3, 2018)
[Federal Register Volume 83, Number 192 (Wednesday, October 3, 2018)]
[Proposed Rules]
[Pages 49872-49894]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-21560]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R09-OAR-2017-0490; FRL-9984-91--Region 9]


Approval and Promulgation of Implementation Plans; California; 
South Coast Serious Area Plan for the 2006 PM2.5 NAAQS

AGENCY: U.S. Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is proposing to 
approve state implementation plan (SIP) revisions submitted by 
California to address Clean Air Act (CAA or ``Act'') requirements for 
the 2006 24-hour fine particulate matter (PM2.5) national 
ambient air quality standards (NAAQS or ``standards'') in the Los 
Angeles-South Coast air basin (South Coast) Serious PM2.5 
nonattainment area. The EPA is also proposing to approve 2017 and 2019 
motor vehicle emissions budgets for transportation conformity purposes 
and inter-pollutant trading ratios for use in transportation conformity 
analyses.

DATES: Any comments must arrive by November 2, 2018.

ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R09-
OAR-2017-0490 at https://www.regulations.gov, or via email to 
[email protected]. For comments submitted at Regulations.gov, follow 
the online instructions for submitting comments. Once submitted, 
comments cannot be edited or removed from Regulations.gov. For either 
manner of submission, the EPA may publish any comment received to its 
public docket. Do not submit electronically any information you 
consider to be Confidential Business Information (CBI) or other 
information whose disclosure is restricted by statute. Multimedia 
submissions (audio, video, etc.) must be accompanied by a written 
comment. The written comment is considered the official comment and 
should include discussion of all points you wish to make. The EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e., on the web, cloud, or other file sharing 
system). For additional submission methods, please contact the person 
identified in the FOR FURTHER INFORMATION CONTACT section. For the full 
EPA public comment policy, information about CBI or multimedia 
submissions, and general guidance on making effective comments, please 
visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Wienke Tax, Air Planning Office (AIR-
2), EPA Region IX, (415) 947-4192, [email protected].

SUPPLEMENTARY INFORMATION: Throughout this document, ``we,'' ``us'' and 
``our'' refer to the EPA.

Table of Contents

I. Background
II. Summary of the 2016 PM2.5 Plan
III. Completeness Review of the 2016 PM2.5 Plan
IV. Clean Air Act Requirements for PM2.5 Serious Area 
Plans
V. Review of South Coast Serious Area Plan Addressing the 2006 
PM2.5 NAAQS
    A. Emissions Inventory
    B. PM2.5 Precursors
    C. Best Available Control Measures
    D. Attainment Demonstration and Modeling
    E. Reasonable Further Progress and Quantitative Milestones
    F. Contingency Measures
    G. Major Stationary Source Control Requirements Under CAA 
Section 189(e)
    H. Motor Vehicle Emission Budgets
VI. Summary of Proposed Actions and Request for Public Comment
VII. Statutory and Executive Order Reviews

I. Background

    On October 17, 2006, the EPA revised the 24-hour NAAQS for 
PM2.5, particulate matter with a diameter of 2.5 microns or 
less, to provide increased protection of public health by lowering the 
level from 65 micrograms per cubic meter ([micro]g/m\3\) to 35 
[micro]g/m\3\.\1\ Epidemiological studies have shown statistically 
significant correlations between elevated PM2.5 levels and 
premature mortality. Other important health effects associated with 
PM2.5 exposure include aggravation of respiratory and 
cardiovascular disease (as indicated by increased hospital admissions, 
emergency room visits, absences from school or work, and

[[Page 49873]]

restricted activity days), changes in lung function and increased 
respiratory symptoms. Individuals particularly sensitive to 
PM2.5 exposure include older adults, people with heart and 
lung disease, and children.\2\ PM2.5 can be emitted directly 
into the atmosphere as a solid or liquid particle (``primary 
PM2.5'' or ``direct PM2.5'') or can be formed in 
the atmosphere as a result of various chemical reactions among 
precursor pollutants such as nitrogen oxides, sulfur oxides, volatile 
organic compounds, and ammonia (``secondary PM2.5'').\3\
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    \1\ 40 CFR 50.13 and 71 FR 61144 (October 17, 2006). The EPA 
first established NAAQS for PM2.5 on July 18, 1997 (62 FR 
38652), including annual standards of 15.0 [micro]g/m\3\ based on a 
3-year average of annual mean PM2.5 concentrations and 
24-hour (daily) standards of 65 [micro]g/m\3\ based on a 3-year 
average of 98th percentile 24-hour concentrations (40 CFR 50.7). In 
2012, the EPA revised the annual standards to lower them to 12 
[micro]g/m\3\ (78 FR 3086, January 15, 2013, codified at 40 CFR 
50.18). Unless otherwise noted, all references to the 
PM2.5 standards in this notice are to the 2006 24-hour 
NAAQS of 35 [micro]g/m\3\ codified at 40 CFR 50.13.
    \2\ 78 FR 3086 at 3088 (January 15, 2013).
    \3\ 72 FR 20586, 20589 (April 25, 2007).
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    Following promulgation of a new or revised NAAQS, the EPA is 
required by CAA section 107(d) to designate areas throughout the nation 
as attaining or not attaining the NAAQS. On November 13, 2009, the EPA 
designated the South Coast as nonattainment for the 2006 24-hour 
PM2.5 standards.\4\ This designation became effective on 
December 14, 2009.\5\ The South Coast area is also designated 
nonattainment for the 1997 annual and 24-hour PM2.5 
standards.\6\ On June 2, 2014, the EPA classified the South Coast area 
as ``Moderate'' nonattainment for both the 1997 PM2.5 
standards and the 2006 PM2.5 standards under subpart 4 of 
part D, title I of the Act.7 8 California submitted a plan 
addressing the Moderate area attainment planning requirements for the 
2006 PM2.5 NAAQS in the South Coast on February 13, 2013, 
and submitted a supplement to this plan on March 4, 2015.\9\
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    \4\ 74 FR 58688 (November 13, 2009).
    \5\ 40 CFR 81.305.
    \6\ 70 FR 944 (January 5, 2005) and 40 CFR 81.305. In November 
2007, California submitted the 2007 PM2.5 Plan to provide 
for attainment of the 1997 PM2.5 standards in the South 
Coast. In November 2011, the EPA approved all but the contingency 
measures in the 2007 PM2.5 Plan (76 FR 69928, November 9, 
2011). In November 2011 and April 2013, the State submitted a 
revised contingency measure plan, which the EPA approved on October 
29, 2013 (78 FR 64402).
    \7\ 79 FR 31566.
    \8\ The EPA took this action in response to a decision of the 
Court of Appeals for the D.C. Circuit finding that the EPA had erred 
in implementing the PM2.5 NAAQS pursuant solely to the 
general implementation provisions of subpart 1 of Part D, Title I of 
the Act, without also considering the particulate matter-specific 
provisions of subpart 4 of Part D. Natural Resources Defense Council 
(NRDC) v. EPA, 706 F.3d 428 (D.C. Cir. 2013).
    \9\ Letter from James N. Goldstene, Executive Officer, 
California Air Resources Board (CARB), to Jared Blumenfeld, Regional 
Administrator, EPA Region IX, with attachments (transmitting 2012 
PM2.5 Plan), February 13, 2013, and letter from Richard 
W. Corey, Executive Officer, CARB, to Jared Blumenfeld, Regional 
Administrator, EPA Region IX, with attachments (transmitting 2015 
supplement to 2012 PM2.5 Plan), March 4, 2015.
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    On January 13, 2016, the EPA published a December 22, 2015 final 
rule reclassifying the South Coast area as ``Serious'' nonattainment 
under subpart 4, based on the EPA's determination that the area could 
not practicably attain the 2006 PM2.5 standards by the 
December 31, 2015 attainment date.\10\ This reclassification became 
effective on February 12, 2016. The reclassification was based upon the 
EPA's evaluation of ambient air quality data from the 2013-2015 period, 
indicating that it was not practicable for certain monitoring sites 
within the South Coast area to show PM2.5 design values at 
or below the level of the 2006 PM2.5 NAAQS by December 31, 
2015.\11\ On April 14, 2016, we partially approved and partially 
disapproved California's Moderate area plan for the 2006 
PM2.5 NAAQS in the South Coast.\12\ On February 12, 2018, we 
determined that California had corrected the deficiencies identified in 
our prior partial disapproval of this plan and terminated all sanction 
clocks triggered by that action.\13\
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    \10\ 81 FR 1514 (January 13, 2016).
    \11\ Id. at 1514; see also proposed rule, 80 FR 63640 (October 
20, 2015). Air quality data for 2013-2015 indicated that the highest 
monitors in the South Coast area had a design value of 38 [micro]g/
m\3\ for the 24-hour standard.
    \12\ 81 FR 22025 (April 14, 2016).
    \13\ 83 FR 5923 (February 12, 2018).
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    The South Coast PM2.5 nonattainment area is home to 
about 17 million people, has a diverse economic base, and contains one 
of the highest-volume port areas in the world. For a precise 
description of the geographic boundaries of the South Coast 
PM2.5 nonattainment area, see 40 CFR 81.305. The local air 
district with primary responsibility for developing a plan to attain 
the 2006 PM2.5 NAAQS in this area is the South Coast Air 
Quality Management District (``District'' or SCAQMD). The District 
works cooperatively with the California Air Resources Board (CARB) in 
preparing these plans. Authority for regulating sources in the South 
Coast is split between the District, which has responsibility for 
regulating stationary and most area sources, and CARB, which has 
responsibility for regulating most mobile sources and some categories 
of consumer products.
    As a consequence of its reclassification as a Serious 
PM2.5 nonattainment area, the South Coast area became 
subject to a new attainment date under CAA section 188(c)(2) and the 
requirement to submit a Serious area plan that satisfies the 
requirements of part D of title I of the Act, including the 
requirements of subpart 4, for the 2006 PM2.5 NAAQS.\14\ 
Under subpart 4, the attainment date for an area classified as Serious 
is as expeditiously as practicable, but no later than the end of the 
tenth calendar year following designation. As explained in the EPA's 
final reclassification action, the Serious area plan for the South 
Coast must include provisions to assure that the best available control 
measures (BACM) for the control of direct PM2.5 and 
PM2.5 precursors shall be implemented no later than 4 years 
after the area is reclassified (CAA section 189(b)(1)(B)), and a 
demonstration (including air quality modeling) that the plan provides 
for attainment as expeditiously as practicable but no later than 
December 31, 2019, which is the latest permissible attainment date 
under CAA section 188(c)(2).\15\
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    \14\ 81 FR 1514, 1518 (January 13, 2016).
    \15\ Id.
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    Given the December 31, 2019 outermost attainment deadline for the 
South Coast area under section 188(c)(2), the EPA required the State to 
adopt and submit a Serious area plan for the South Coast within 18 
months of the reclassification, well before the statutory SIP 
submission deadlines in CAA section 189(b)(2).\16\
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    \16\ Id.
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II. Summary of the 2016 PM2.5 Plan

    We are proposing action on portions of two California SIP 
submissions that address the 2006 24-hour PM2.5 NAAQS 
Serious area plan requirements in the South Coast. The first submission 
is the ``Final 2016 Air Quality Management Plan (March 2017),'' adopted 
by the SCAQMD Governing Board on March 3, 2017 (``2016 AQMP''). CARB 
submitted the 2016 AQMP to the EPA on April 27, 2017.\17\ The second 
submission, also submitted to the EPA on April 27, 2017, is CARB's 
``2016 State Strategy for the State Implementation Plan (March 2017)'' 
(``2016 State Strategy'').\18\ We refer to these SIP submissions 
collectively as the ``2016 PM2.5 Plan'' or ``Plan.''
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    \17\ Letter from Richard Corey, Executive Officer, CARB, to 
Alexis Strauss, Acting Regional Administrator, EPA Region IX, with 
enclosures, April 27, 2017.
    \18\ Id.
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    The 2016 AQMP is organized into eleven chapters, each addressing a 
specific topic. We summarize below each of the chapters relevant to the 
2006 PM2.5 NAAQS.\19\ Chapter 1,

[[Page 49874]]

``Introduction,'' introduces the 2016 AQMP, including its purpose, 
historical air quality progress in the South Coast, and the District's 
approach to air quality planning. Chapter 2, ``Air Quality and Health 
Effects,'' discusses current air quality in comparison with federal 
health-based air pollution standards. Chapter 3, ``Base Year and Future 
Emissions,'' summarizes emissions inventories, estimates current 
emissions by source and pollutant, and projects future emissions with 
and without growth. Chapter 4, ``Control Strategy and Implementation,'' 
presents the control strategy, specific measures, and implementation 
schedules to attain the air quality standards by the specified 
attainment dates. Chapter 5, ``Future Air Quality,'' describes the 
modeling approach used in the 2016 AQMP and summarizes the South 
Coast's future air quality projections with and without the control 
strategy. Chapter 6, ``Federal and State Clean Air Act Requirements,'' 
discusses specific federal and State requirements as they pertain to 
the South Coast, including anti-backsliding requirements for revoked 
standards. Chapter 11, ``Public Process and Participation,'' describes 
the District's public outreach effort associated with the development 
of the 2016 AQMP. A ``Glossary'' is provided at the end of the 
document, presenting definitions of commonly used terms found in the 
2016 AQMP.
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    \19\ The following chapters in the 2016 AQMP are not relevant to 
the 2006 PM2.5 NAAQS and were not reviewed as part of 
today's action: Chapter 7, ``Current and Future Air Quality--Desert 
Nonattainment Areas,'' describes the air quality status of the 
Coachella Valley, including emissions inventories, designations, and 
current and future air quality; Chapter 8, ``Looking Beyond Current 
Requirements,'' assesses the South Coast air basin's status with 
respect to the 2015 8-hour ozone standard of 70 ppb; Chapter 9, 
``Air Toxic Control Strategy,'' examines the ongoing efforts to 
reduce health risk from toxic air contaminants, co-benefits from 
reducing criteria pollutants, and potential future actions; and 
Chapter 10, ``Climate and Energy,'' provides a description of 
current and projected energy demand and supply issues in the South 
Coast air basin, and the relationship between air quality 
improvement and greenhouse gas mitigation goals.
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    The 2016 AQMP also includes numerous technical appendices, listed 
below:
     Appendix I (Health Effects) presents a summary of 
scientific findings on the health effects of ambient air pollutants.
     Appendix II (Current Air Quality) contains a detailed 
summary of the air quality in 2014, along with prior year trends, in 
both the South Coast and the Coachella Valley.
     Appendix III (Base and Future Year Emission Inventory) 
presents the 2012 base year emissions inventory and projected emission 
inventories of air pollutants in future attainment years for both 
annual average and summer planning inventories.
     Appendix IV-A (SCAQMD's Stationary and Mobile Source 
Control Measures) describes SCAQMD's proposed stationary and mobile 
source control measures to attain the federal ozone and 
PM2.5 standards.
     Appendix IV-B (CARB's Mobile Source Strategy) describes 
CARB's proposed 2016 strategy to attain health-based federal air 
quality standards.
     Appendix IV-C (Regional Transportation Strategy and 
Control Measures) describes the Southern California Association of 
Governments' (SCAG) ``Final 2016-2040 Regional Transportation Plan/
Sustainable Communities Strategy'' and transportation control measures 
included in the 2016 PM2.5 Plan.
     Appendix V (Modeling and Attainment Demonstrations) 
provides the details of the regional modeling for the attainment 
demonstration.
     Appendix VI (Compliance with Other Clean Air Act 
Requirements) provides the District's demonstration that the 2016 AQMP 
complies with specific federal and California Clean Air Act 
requirements.
    The additional documents adopted by CARB on March 23, 2017 
supplement the analysis and demonstrations adopted by the SCAQMD on 
March 3, 2017. In particular, the ``CARB Staff Report, ARB Review of 
2016 AQMP for the South Coast Air Basin and Coachella Valley,'' (``CARB 
Staff Report''), includes in Appendix D a weight of evidence analysis 
for the SCAQMD's attainment demonstration for the 24-hour and annual 
PM2.5 NAAQS. In addition, the 2016 State Strategy discusses 
additional statewide measures, including mobile source measures, that 
will help the area reach attainment of the 2006 PM2.5 
standards by the Serious area attainment date of December 31, 2019.
    We present our evaluation of the 2016 PM2.5 Plan in 
Section V of this proposed rule.

III. Completeness Review of the 2016 PM2.5 Plan

    CAA sections 110(a)(1) and (2) and 110(l) require each state to 
provide reasonable public notice and opportunity for public hearing 
prior to the adoption and submission of a SIP or SIP revision to the 
EPA. To meet this requirement, every SIP submission should include 
evidence that adequate public notice was given and an opportunity for a 
public hearing was provided consistent with the EPA's implementing 
regulations in 40 CFR 51.102.
    Both the District and CARB satisfied applicable statutory and 
regulatory requirements for reasonable public notice and hearing prior 
to adoption and submission of the 2016 PM2.5 Plan. The 
District conducted numerous public workshops, provided a public comment 
period, and held a public hearing prior to the adoption of the 2016 
AQMP on March 3, 2017.\20\ CARB provided the required public notice and 
opportunity for public comment prior to its March 23, 2017 public 
hearing and adoption of the 2016 AQMP and the 2016 State Strategy.\21\ 
Each submission includes proof of publication of notices for the 
respective public hearings, and transcripts for the public 
hearings.\22\ We find, therefore, that the 2016 PM2.5 Plan 
meets the procedural requirements for public notice and hearing in CAA 
sections 110(a) and 110(l).
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    \20\ SCAQMD, Notice of Public Hearing, Proposed 2016 Air Quality 
Management Plan for the South Coast Air Quality Management District 
and Report on the Health Impacts of Particulate Matter Air Pollution 
in the South Coast Air Basin, December 14, 2016.
    \21\ CARB, ``Notice of Public Meeting to Consider Adopting the 
2016 Air Quality Management Plan for Ozone and PM2.5 for 
the South Coast Air Basin and the Coachella Valley,'' March 6, 2017.
    \22\ See Memorandum from Denise Garzaro, Clerk of the Board, 
SCAQMD, to Arlene Martinez, Administrative Secretary, Planning, Rule 
Development, and Area Sources, SUBJECT: SIP Documentation, January 
24, 2017. See also California Air Resources Board, Notice of Public 
Meeting to Consider Adopting the 2016 Air Quality Management Plan 
for Ozone and PM2.5 for the South Coast Air Basin and the 
Coachella Valley, March 6, 2017.
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    CAA section 110(k)(1)(B) requires the EPA to determine whether a 
SIP submission is complete within 60 days of receipt. This section also 
provides that any plan that the EPA has not affirmatively determined to 
be complete or incomplete will become complete by operation of law six 
months after the date of submission. The EPA's SIP completeness 
criteria are found in 40 CFR part 51, Appendix V. The 2016 
PM2.5 Plan, which CARB submitted on April 27, 2017, became 
complete by operation of law on October 27, 2017.

IV. Clean Air Act Requirements for PM2.5 Serious Area Plans

A. PM2.5 Serious Area Plan Requirements

    Upon reclassification of a Moderate nonattainment area as a Serious 
nonattainment area under subpart 4, the CAA requires a state to submit 
the following Serious area SIP elements: \23\
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    \23\ See 81 FR 1514 (January 13, 2016) and 81 FR 58010 (August 
24, 2016).
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    1. A comprehensive, accurate, current inventory of actual emissions 
from all sources of PM2.5 and PM2.5 precursors in 
the area (CAA section 172(c)(3));
    2. Provisions to assure that BACM, including best available control 
technology (BACT), for the control of direct PM2.5 and 
PM2.5 precursors shall

[[Page 49875]]

be implemented no later than 4 years after the area is reclassified 
(CAA section 189(b)(1)(B));
    3. A demonstration (including air quality modeling) that the plan 
provides for attainment as expeditiously as practicable but no later 
than December 31, 2019 (CAA sections 188(c)(2) and 189(b)(1)(A));
    4. Plan provisions that require reasonable further progress (RFP) 
(CAA section 172(c)(2));
    5. Quantitative milestones that are to be achieved every 3 years 
until the area is redesignated attainment and that demonstrate RFP 
toward attainment by the applicable date (CAA section 189(c));
    6. Provisions to assure that control requirements applicable to 
major stationary sources of PM2.5 also apply to major 
stationary sources of PM2.5 precursors, except where a state 
demonstrates to the EPA's satisfaction that such sources do not 
contribute significantly to PM2.5 levels that exceed the 
standard in the area (CAA section 189(e));
    7. Contingency measures to be implemented if the area fails to meet 
RFP or to attain by the applicable attainment date (CAA section 
172(c)(9)); and
    8. A revision to the nonattainment new source review (NSR) program 
to lower the applicable ``major stationary source'' thresholds from 100 
tons per year (tpy) to 70 tpy (CAA section 189(b)(3)).\24\
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    \24\ For any Serious area, the terms ``major source'' and 
``major stationary source'' include any stationary source that emits 
or has the potential to emit at least 70 tons per year of 
PM10 (CAA section 189(b)(3)).
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    Serious area PM2.5 plans must also satisfy: The 
requirements for Moderate area plans in CAA section 189(a), to the 
extent those requirements have not already been satisfied in the 
Moderate area plan submitted for the area; the general requirements 
applicable to all SIP submissions under section 110 of the CAA; the 
requirement to provide necessary assurances that the implementing 
agencies have adequate personnel, funding and authority under CAA 
section 110(a)(2)(E); and the requirements concerning enforcement 
provisions in CAA section 110(a)(2)(C).
    The EPA provided its preliminary interpretations of the CAA's 
requirements for particulate matter plans under part D, title I of the 
Act in the following guidance documents: (1) ``State Implementation 
Plans; General Preamble for the Implementation of Title I of the Clean 
Air Act Amendments of 1990'' (``General Preamble''); \25\ (2) ``State 
Implementation Plans; General Preamble for the Implementation of Title 
I of the Clean Air Act Amendments of 1990; Supplemental'' 
(``Supplement''); \26\ and (3) ``State Implementation Plans for Serious 
PM-10 Nonattainment Areas, and Attainment Date Waivers for PM-10 
Nonattainment Areas Generally; Addendum to the General Preamble for the 
Implementation of Title I of the Clean Air Act Amendments of 1990'' 
(``Addendum'').\27\
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    \25\ 57 FR 13498 (April 16, 1992).
    \26\ 57 FR 18070 (April 28, 1992).
    \27\ 59 FR 41998 (August 16, 1994).
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    Additionally, in an August 24, 2016 final rule entitled, ``Fine 
Particulate Matter National Ambient Air Quality Standards: State 
Implementation Plan Requirements'' (``PM2.5 SIP Requirements 
Rule''),\28\ the EPA established regulatory requirements and provided 
further interpretive guidance on the statutory SIP requirements that 
apply to areas designated nonattainment for the PM2.5 
standards. We discuss these regulatory requirements and interpretations 
of the Act as appropriate in our evaluation of the 2016 
PM2.5 Plan in section V of this proposed rule.
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    \28\ 81 FR 58010.
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V. Review of the South Coast Serious Area Plan Addressing the 2006 
PM2.5 NAAQS

A. Emissions Inventory

1. Requirements for Emissions Inventories
    CAA section 172(c)(3) requires that each SIP include a 
comprehensive, accurate, current inventory of actual emissions from all 
sources of the relevant pollutant or pollutants in the nonattainment 
area. This base year emissions inventory should provide a state's best 
estimate of actual emissions from all sources of the relevant 
pollutants in the area, i.e., all emissions that contribute to the 
formation of a particular NAAQS pollutant. For the PM2.5 
NAAQS, the base year inventory must include direct PM2.5 
emissions, separately reported filterable and condensable 
PM2.5 emissions, and emissions of all chemical precursors to 
the formation of secondary PM2.5 nitrogen oxides 
(NOX), sulfur dioxide (SO2), volatile organic 
compounds (VOC), and ammonia (NH3).\29\
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    \29\ 40 CFR 51.1008.
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    A state must include in its SIP submission documentation explaining 
how the emissions data were calculated. In estimating mobile source 
emissions, a state should use the latest emissions models and planning 
assumptions available at the time the SIP is developed. A state is also 
required to use the EPA's Compilation of Air Pollutant Emission Factors 
(``AP-42'') road dust method for calculating re-entrained road dust 
emissions from paved roads.30 31 The latest EPA-approved 
version of California's mobile source emission factor model for 
estimating tailpipe, brake and tire wear emissions from on-road mobile 
sources is EMFAC2014.\32\
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    \30\ The EPA released an update to AP-42 in January 2011, which 
revised the equation for estimating paved road dust emissions based 
on an updated data regression that included new emission tests 
results. See 76 FR 6328 (February 4, 2011). CARB used the revised 
2011 AP-42 methodology in developing on-road mobile source 
emissions; see https://www.arb.ca.gov/ei/areasrc/fullpdf/full7-9_2016.pdf.
    \31\ AP-42 is the EPA's Compilation of Air Pollutant Emission 
Factors, and has been published since 1972 as the primary source of 
the EPA's emission factor information. It contains emission factors 
and process information for more than 200 air pollution source 
categories. A source category is a specific industry sector or group 
of similar emitting sources. The emission factors have been 
developed and compiled from source test data, material balance 
studies, and engineering estimates.
    \32\ 80 FR 77337 (December 14, 2015). EMFAC is short for 
EMission FACtor. The EPA announced the availability of the EMFAC2014 
model for use in state implementation plan development and 
transportation conformity in California on December 14, 2015. The 
EPA's approval of the EMFAC2014 emissions model for SIP and 
conformity purposes was effective on the date of publication of the 
notice in the Federal Register. EMFAC2014 must be used for all new 
regional emissions analyses and CO, PM10 and 
PM2.5 hot-spot analyses that are started on or after 
December 14, 2017, which is the end of the grace period for 
EMFAC2014.
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    In addition to the base year inventory submitted to meet the 
requirements of CAA section 172(c)(3), the State must also submit a 
projected attainment year inventory and emissions projections for each 
reasonable further progress (RFP) milestone year.\33\ These future 
emissions projections are necessary components of the attainment 
demonstration required under CAA section 189(a)(1) and (b)(1) and the 
demonstration of RFP required under section 172(c)(2).\34\ Emissions 
projections for future years (referred to in the 2016 PM2.5 
Plan as ``baseline inventories'' or ``future baseline inventories'') 
should account for, among other things, the ongoing effects of economic 
growth and adopted emissions control requirements. The SIP should 
include documentation to

[[Page 49876]]

explain how the emissions projections were calculated.
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    \33\ See 40 CFR 51.1008 and 51.1012; see also U.S. EPA, 
``Emissions Inventory Guidance for Implementation of Ozone and 
Particulate Matter National Ambient Air Quality Standards (NAAQS) 
and Regional Haze Regulations'' (July 2017), available at https://www.epa.gov/air-emissions-inventories/air-emissions-inventory-guidance-implementation-ozone-and-particulate.
    \34\ See 40 CFR 51.1004, 51.1008, 51.1011, and 51.1012.
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2. Emissions Inventories in the 2016 PM2.5 Plan
    The annual average daily planning inventories for direct 
PM2.5 and all PM2.5 precursors (NOX, 
SOX, VOC, and ammonia) \35\ for the South Coast 
PM2.5 nonattainment area together with documentation for the 
inventories are found in Chapter 3, Appendix III and Appendix V of the 
2016 AQMP. Appendix V also contains additional inventory documentation 
specific to the air quality modeling inventories. These portions of the 
2016 AQMP contain annual average daily inventories of actual emissions 
for the base year of 2012 and projected inventories for the future RFP 
baseline year of 2017 and the attainment year of 2019, as well as the 
post-attainment RFP year of 2020.\36\ The annual average daily 
inventory is used to evaluate sources of emissions for attainment of 
the 24-hour PM2.5 NAAQS.
---------------------------------------------------------------------------

    \35\ The 2016 PM2.5 Plan generally uses ``sulfur 
oxides'' or ``SOX'' in reference to SO2 as a 
precursor to the formation of PM2.5. We use 
``SOX'' and ``SO2'' interchangeably throughout 
this notice.
    \36\ The 2016 PM2.5 Plan includes summer day 
inventories for ozone planning purposes and both a Moderate area 
plan and a Serious area plan for the 2012 PM2.5 NAAQS. 
The 2016 PM2.5 Plan therefore includes annual average and 
summer day inventories for all years between 2017 and 2031, except 
2029.
---------------------------------------------------------------------------

    Future emissions forecasts are primarily based on demographic and 
economic growth projections provided by SCAG, the metropolitan planning 
organization (MPO) for the Los Angeles area. Baseline inventories 
reflect all district control measures adopted prior to December 2015 
and CARB rules adopted by November 2015. Growth factors used to project 
these baseline inventories are derived mainly from data obtained from 
SCAG.\37\
---------------------------------------------------------------------------

    \37\ See 2016 AQMP, Appendix III, page III-2-6.
---------------------------------------------------------------------------

    The emissions inventory is divided into two major source 
classifications: Stationary sources and mobile sources, which include 
on-road and non-road sources of emissions. Stationary sources include 
point and area sources. Point sources in the South Coast air basin that 
emit more than 4 tons per year (tpy) or more of VOC, NOX, 
SO2, or PM report annual emissions to the District. Point 
source emissions for the 2012 base year emissions inventory are 
generally based on reported data from facilities using the District's 
Annual Emissions Reporting (AER) program.\38\ Area sources include 
smaller emissions sources distributed across the nonattainment area. 
CARB and the District estimate emissions for about 400 area source 
categories using established inventory methods, including publicly-
available emission factors and activity information. Activity data may 
come from national survey data such as from the Energy Information 
Administration or from local sources such as the Southern California 
Gas Company, paint suppliers, and district databases. Emission factors 
can be based on a number of sources including source tests, compliance 
reports, and the EPA's AP-42.
---------------------------------------------------------------------------

    \38\ See http://www.aqmd.gov/regulations/compliance/annual-emission-reporting.
---------------------------------------------------------------------------

    Emissions inventories are constantly being revised and improved. 
Between the finalization of California's plan addressing Moderate area 
requirements for the 2006 PM2.5 NAAQS in the South Coast 
(``2012 PM2.5 Plan'') and the development of the 2016 
PM2.5 Plan, the District improved and updated its emissions 
estimation methodologies for liquefied petroleum gas combustion 
sources, natural gas combustion sources, NOX emission 
sources subject to the District's Regional Clean Air Incentives Market 
(RECLAIM) program (based on 2015 program amendments), livestock waste 
management operations, gasoline dispensing facilities, composting 
operations, oil and gas production, and architectural coatings.
    On-road emissions inventories are calculated using CARB's EMFAC2014 
model and the travel activity data provided by SCAG in ``The 2016-2040 
Regional Transportation Plan/Sustainable Communities Strategy.'' \39\ 
Re-entrained paved road dust emissions were calculated using the EPA's 
AP-42 road dust methodology.\40\
---------------------------------------------------------------------------

    \39\ See http://scagrtpscs.net/Pages/FINAL2016RTPSCS.aspx.
    \40\ See CARB, Miscellaneous Process Methodology 7.9 Entrained 
Road Travel, Paved Road Dust, (Revised and updated, November 2016) 
available at https://www.arb.ca.gov/ei/areasrc/fullpdf/full7-9_2016.pdf.
---------------------------------------------------------------------------

    CARB provided emission inventories for off-road equipment, 
including construction and mining equipment, industrial and commercial 
equipment, lawn and garden equipment, agricultural equipment, ocean-
going vessels, commercial harbor craft, locomotives, cargo handling 
equipment, pleasure craft, and recreational vehicles. CARB uses several 
models to estimate emissions for more than one hundred off-road 
equipment categories.\41\ Aircraft emissions are developed in 
conjunction with the airports in the region.
---------------------------------------------------------------------------

    \41\ See 2016 PM2.5 Plan, Appendix III, p. III-1-24.
---------------------------------------------------------------------------

    Table 1 provides a summary of the District's 2012 base year 
emissions estimates as annual averages, for direct PM2.5 and 
all PM2.5 precursors. These inventories provide the basis 
for the control measure analysis and the RFP and attainment 
demonstrations in the 2016 PM2.5 Plan. For a more detailed 
discussion of the inventories, see Appendix III of the 2016 AQMP.

                                  Table 1--South Coast 2012 Base Year Emissions
                                           [Annual average, tons/day]
----------------------------------------------------------------------------------------------------------------
                                   Direct PM2.5
                                                        NOX             SO2             VOC           Ammonia
----------------------------------------------------------------------------------------------------------------
Stationary and Area Sources.....              44              70              10             212              63
On-Road Mobile Sources..........              14             317               2             158              18
Off-Road Mobile Sources.........               8             153               6             100               0
                                 -------------------------------------------------------------------------------
    Total.......................              66             540              18             470              81
----------------------------------------------------------------------------------------------------------------
Source: 2016 AQMP, Chapter 3, Table 3-1A. Values may not be precise due to rounding.

Condensable Particulate Matter
    The PM2.5 SIP Requirements Rule states that ``[t]he 
inventory shall include direct PM2.5 emissions, separately 
reported PM2.5 filterable and condensable emissions, and 
emissions of the scientific PM2.5 precursors, including 
precursors that are not PM2.5 plan precursors pursuant to a 
precursor demonstration under Sec.  51.1006.'' \42\ On June 26, 2018, 
SCAQMD submitted a technical supplement containing emissions estimates 
for both condensable and filterable PM2.5 emissions from 
specified sources of

[[Page 49877]]

direct PM2.5 in the South Coast area.\43\ The supplement 
provides filterable and condensable emissions estimates, expressed as 
annual average PM2.5 emissions, for all of the identified 
source categories for the 2012 base year, the 2017 RFP year, and the 
2019 attainment year, as well as subsequent years.\44\
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    \42\ 40 CFR 51.1008(a)(1)(iv).
    \43\ Letter from Philip Fine, Deputy Executive Officer, SCAQMD, 
to Amy Zimpfer, Associate Director, EPA Region IX, regarding 
``Condensable and Filterable Portions of PM2.5 emissions 
in the 2016 AQMP,'' June 26, 2018.
    \44\ Id. at Appendix A.
---------------------------------------------------------------------------

    The 2016 PM2.5 Plan relies on several SIP-approved rules 
that regulate direct PM emissions as part of the PM2.5 
control strategy (e.g., Rule 445 (Wood-Burning Devices), adopted March 
7, 2008, most recently revised May 3, 2013; Rule 1138 (Control of 
Emissions from Restaurant Operations), adopted November 14, 1997; and 
Rule 1155 (Particulate Matter (PM) Control Devices), adopted December 
4, 2009, amended May 2, 2014). As part of our action on any rules that 
regulate direct PM2.5 emissions, we evaluate the emissions 
limits in the rule to ensure that they appropriately address 
condensable PM, as required by 40 CFR 51.1010(e). We note that the SIP-
approved version of Rule 1138 requires testing according to the 
District's protocol, which requires measurement of both condensable and 
filterable PM in accordance with SCAQMD Test Method 5.1.\45\ We also 
note that the SIP-approved version of Rule 1155 requires measurement of 
both condensable and filterable PM in accordance with SCAQMD Test 
Methods 5.1, 5.2, or 5.3 as applicable.46 47
---------------------------------------------------------------------------

    \45\ See Rule 1138 (adopted November 14, 1997, approved July 11, 
2001 at 66 FR 36170), paragraph (c)(1) and (g) and SCAQMD Protocol 
paragraph 3.1, and SCAQMD Protocol, Determination of Particulate and 
Volatile Organic Compound Emissions from Restaurant Operations, 
November 14, 1997 (available at http://yosemite.epa.gov/R9/
R9Testmethod.nsf/0/3D4DEB4D21AB4AAF882570AD005DFF69/$file/
SC%20Rest%20emiss.pdf).
    \46\ See Rule 1155 (adopted December 4, 2009, revised May 2, 
2014, approved into the SIP March 16, 2015 at 80 FR 13495), 
paragraph (e)(6).
    \47\ See SCAQMD Test Method 5.1, Determination of Particulate 
Matter Emissions from Stationary Sources Using a Wet Impingement 
Train, March 1989; SCAQMD Test Method 5.2, Determination of 
Particulate Matter Emissions from Stationary Sources Using Heated 
Probe and Filter, March 1989; and SCAQMD Test Method 5.3, 
Determination of Particulate Matter Emissions from Stationary 
Sources Using an in-Stack Filter, October 2005.
---------------------------------------------------------------------------

3. EPA's Evaluation and Proposed Action
    The emissions inventories in the 2016 PM2.5 Plan were 
made available to the public for comment and were subject to public 
hearing at both the District and State levels.\48\
---------------------------------------------------------------------------

    \48\ See SCAQMD Board Resolution 17-2, p.3 and CARB Resolution 
17-8, p. 4.
---------------------------------------------------------------------------

    The inventories in the 2016 PM2.5 Plan are based on the 
most current and accurate information available to the State and 
District at the time the Plan and its inventories were being developed, 
including the latest EPA-approved version of California's mobile source 
emissions model, EMFAC2014, and the EPA's most recent AP-42 methodology 
for paved road dust.\49\ The inventories comprehensively address all 
source categories in the South Coast and were developed consistent with 
the EPA's inventory guidance. In accordance with 40 CFR 51.1008(b), the 
2012 base year is one of the three years for which monitored data were 
used for reclassifying the area to Serious, and it represents actual 
annual average emissions of all sources within the nonattainment area. 
Direct PM2.5 and all PM2.5 precursors are 
included in the inventories, and filterable and condensable direct 
PM2.5 emissions are identified separately. For these 
reasons, we are proposing to approve the 2012 base year emissions 
inventory in the 2016 PM2.5 Plan as meeting the requirements 
of CAA section 172(c)(3) and 40 CFR 51.1008. We are also proposing to 
find that the future baseline inventories in the Plan provide an 
adequate basis for the BACM, RFP, and attainment demonstrations in the 
2016 PM2.5 Plan.
---------------------------------------------------------------------------

    \49\ CARB submitted the EMFAC2014 model to the EPA on May 21, 
2015, and the EPA approved the model for use in California SIPs. 80 
FR 77337 (December 14, 2015).
---------------------------------------------------------------------------

B. PM2.5 Precursors

1. Requirements for the Control of PM2.5 Precursors
    The composition of PM2.5 is complex and highly variable 
due in part to the large contribution of secondary PM2.5 to 
total fine particle mass in most locations, and to the complexity of 
secondary particle formation processes. A large number of possible 
chemical reactions, often non-linear in nature, can convert gaseous 
SO2, NOX, VOC, and ammonia to PM2.5, 
making them precursors to PM2.5.\50\ Formation of secondary 
PM2.5 may also depend on atmospheric conditions, including 
solar radiation, temperature, and relative humidity, and the 
interactions of precursors with preexisting particles and with cloud or 
fog droplets.\51\
---------------------------------------------------------------------------

    \50\ EPA, Air Quality Criteria for Particulate Matter (EPA/600/
P-99/002aF, October 2004), Chapter 3.
    \51\ EPA, Regulatory Impact Analysis for the Final Revisions to 
the National Ambient Air Quality Standards for Particulate Matter 
(EPA/452/R-12-005, December 2012), p. 2-1.
---------------------------------------------------------------------------

    The 2007 PM2.5 Implementation Rule contained rebuttable 
presumptions concerning the four PM2.5 precursors applicable 
to attainment plans and control measures related to those plans.\52\ 
Although the rule included presumptions that states should address 
SO2 and NOX emissions in their attainment plans, 
it also included presumptions that regulation of VOCs and ammonia was 
not necessary. Specifically, in 40 CFR 51.1002(c) (as effective July 1, 
2007), the EPA provided, among other things, that a state was ``not 
required to address VOC [and ammonia] as . . . PM2.5 
attainment plan precursor[s] and to evaluate sources of VOC [and 
ammonia] emissions in the state for control measures,'' unless the 
state or the EPA provided an appropriate technical demonstration 
showing that emissions from sources of these pollutants ``significantly 
contribute'' to PM2.5 concentrations in the nonattainment 
area.\53\
---------------------------------------------------------------------------

    \52\ 40 CFR 51.1002(c) (as effective July 1, 2007).
    \53\ 40 CFR 51.1002(c)(3), (4) (as effective July 1, 2007). See 
also 2007 PM2.5 Implementation Rule, 72 FR 20586 at 
20589-97 (April 25, 2007).
---------------------------------------------------------------------------

    In NRDC, however, the United States Court of Appeals for the D.C. 
Circuit (``D.C. Circuit'') remanded the EPA's 2007 PM2.5 
Implementation Rule in its entirety, including the presumptions 
concerning VOC and ammonia in that rule.\54\ Although the court 
expressly declined to decide the specific challenge to these 
presumptions concerning precursors,\55\ the court cited CAA section 
189(e) \56\ to support its observation that ``[a]mmonia is a precursor 
to fine particulate matter, making it a precursor to both 
PM2.5 and PM10'' and that ``[f]or a 
PM10 nonattainment area governed by subpart 4, a precursor 
is presumptively regulated.'' \57\ Consistent with the NRDC decision, 
the EPA now interprets the Act to require that under subpart 4, a state 
must evaluate all PM2.5 precursors for regulation unless, 
for any given PM2.5 precursor, it demonstrates to the 
Administrator's satisfaction that such precursor does not contribute

[[Page 49878]]

significantly to PM2.5 levels that exceed the NAAQS in the 
nonattainment area.
---------------------------------------------------------------------------

    \54\ NRDC v. EPA, 706 F.3d 428 (D.C. Cir. 2013).
    \55\ Id. at 437, n. 10.
    \56\ Section 189(e) of the CAA states that ``[t]he control 
requirements applicable under plans in effect under this part for 
major stationary sources of PM10 shall also apply to 
major stationary sources of PM10 precursors, except where 
the Administrator determines that such sources do not contribute 
significantly to PM10 levels which exceed the standard in 
the area.''
    \57\ 706 F.3d at 436, n. 7 (D.C. Cir. 2013).
---------------------------------------------------------------------------

    The provisions of subpart 4 do not define the term ``precursor'' 
for purposes of PM2.5, nor do they explicitly require the 
control of any specifically identified PM precursor. The statutory 
definition of ``air pollutant,'' however, provides that the term 
``includes any precursors to the formation of any air pollutant, to the 
extent the Administrator has identified such precursor or precursors 
for the particular purpose for which the term `air pollutant' is 
used.'' \58\ The EPA has identified SO2, NOX, 
VOC, and ammonia as precursors to the formation of PM2.5. 
Accordingly, the attainment plan requirements of subpart 4 apply to 
emissions of all four precursor pollutants and direct PM2.5 
from all types of stationary, area, and mobile sources, except as 
otherwise provided in the Act (e.g., CAA section 189(e)).
---------------------------------------------------------------------------

    \58\ See CAA section 302(g).
---------------------------------------------------------------------------

    Section 189(e) of the Act requires that the control requirements 
for major stationary sources of direct PM10 also apply to 
major stationary sources of PM10 precursors, except where 
the Administrator determines that such sources do not contribute 
significantly to PM10 levels that exceed the standard in the 
area. Section 189(e) contains the only express exception to the control 
requirements under subpart 4 (e.g., requirements for reasonably 
available control measures (RACM) and reasonably available control 
technology (RACT), BACM and BACT, most stringent measures (MSM), and 
NSR) for sources of direct PM2.5 and PM2.5 
precursor emissions. Although section 189(e) explicitly addresses only 
major stationary sources, the EPA interprets the Act as authorizing it 
also to determine, under appropriate circumstances, that regulation of 
specific PM2.5 precursors from other source categories in a 
given nonattainment area is not necessary. For example, under the EPA's 
longstanding interpretation of the control requirements that apply to 
stationary, area, and mobile sources of PM10 precursors in 
the nonattainment area under CAA section 172(c)(1) and subpart 4,\59\ a 
state may demonstrate in a SIP submission that control of a certain 
precursor pollutant is not necessary in light of its insignificant 
contribution to ambient PM10 levels in the nonattainment 
area.\60\
---------------------------------------------------------------------------

    \59\ General Preamble, 57 FR 13498 at 13539-42 (April 16, 1992).
    \60\ Courts have upheld this approach to the requirements of 
subpart 4 for PM10. See, e.g., Assoc. of Irritated 
Residents v. EPA, et al., 423 F.3d 989 (9th Cir. 2005).7
---------------------------------------------------------------------------

    The PM2.5 SIP Requirements Rule recognizes that the 
treatment of PM2.5 precursors is an important issue in 
developing a PM2.5 attainment plan.\61\ The rule provides 
flexibility for areas where a particular PM2.5 precursor or 
precursors may not contribute significantly to PM2.5 levels 
that exceed the NAAQS. The rule provides for optional precursor 
demonstrations that a state may choose to submit to the EPA to 
establish that sources of particular precursors need not be regulated 
for purposes of attainment planning or in the nonattainment NSR (NNSR) 
permitting program for a specific nonattainment area.
---------------------------------------------------------------------------

    \61\ See, e.g., 81 FR 58010 at 58017.
---------------------------------------------------------------------------

    We are evaluating the 2016 PM2.5 Plan in accordance with 
the presumption embodied within subpart 4 that all PM2.5 
precursors must be addressed in the State's evaluation of potential 
control measures, unless the State adequately demonstrates that 
emissions of a particular precursor or precursors do not contribute 
significantly to ambient PM2.5 levels that exceed the 
PM2.5 NAAQS in the nonattainment area. In reviewing any 
determination by the State to exclude a PM2.5 precursor from 
the required evaluation of potential control measures, we consider both 
the magnitude of the precursor's contribution to ambient 
PM2.5 concentrations in the nonattainment area and the 
sensitivity of ambient PM2.5 concentrations in the area to 
reductions in emissions of that precursor.
2. Evaluation of Precursors in the 2016 PM2.5 Plan
    The 2016 PM2 Plan discusses the five primary pollutants 
that contribute to the mass of the ambient aerosol (i.e., ammonia, 
NOX, SO2, VOC, and directly emitted 
PM2.5) and states that various combinations of reductions in 
these pollutants could all provide a path to clean air.\62\ The 2016 
PM2.5 Plan assesses and presents the relative effectiveness 
of each ton of precursor emission reductions, considering the resulting 
ambient improvements in PM2.5 air quality measured in 
micrograms per cubic meter.\63\ As presented in the weight of evidence 
discussion in the 2016 PM2.5 Plan, trends of 
PM2.5 and NOx emissions suggest a direct response between 
lower emissions and improved air quality. The Community Multiscale Air 
Quality Modeling System (CMAQ) simulations in the 2016 PM2.5 
Plan provide a set of response factors for direct PM2.5, 
NOX, SO2 and VOCs, based on improvements to 
ambient 24-hour PM2.5 levels resulting from reductions of 
each pollutant. The contribution of ammonia emissions is embedded as a 
component of the SO2 and NOX factors because 
ammonium nitrate and ammonium sulfate are the resultant particulate 
species formed in the atmosphere.
---------------------------------------------------------------------------

    \62\ 2016 PM2.5 Plan, Appendix VI, p. VI-F-1, as well 
as Appendix V, p. V-5-51 and Appendix V, Attachment 8, Relative 
Contributions of Precursor Emissions Reductions to Simulated 
Controlled Future-Year 24-hour PM2.5 Concentrations.
    \63\ 2016 PM2.5 Plan, Appendix V, Attachment 8, 
Relative Contributions of Precursor Emissions Reductions to 
Simulated Controlled Future-Year 24-hour PM2.5 
Concentrations.
---------------------------------------------------------------------------

    The 2016 PM2.5 Plan describes how reductions in 
NOX, SO2, VOC and ammonia precursor emissions 
contribute to attainment of the PM2.5 standard in the South 
Coast area and contain the District's evaluation of available control 
measures for all four of these PM2.5 precursor pollutants, 
in addition to direct PM2.5, consistent with the regulatory 
presumptions under subpart 4. The 2016 PM2.5 Plan also 
contains a discussion of the control requirements applicable to major 
stationary sources under CAA section 189(e).\64\
---------------------------------------------------------------------------

    \64\ See 2016 PM2.5 Plan at Appendix VI-F. In a 
separate rulemaking to approve revisions to SCAQMD's nonattainment 
New Source Review (NNSR) program, the EPA determined that the 
control requirements applicable under the SCAQMD SIP to major 
stationary sources of direct PM2.5 also apply to major 
stationary sources of NOX, SO2, and VOC, and 
that major stationary sources of ammonia do not contribute 
significantly to PM2.5 levels which exceed the 
PM2.5 standards in the area. See 80 FR 24821 (May 1, 
2015). This rulemaking addressed the control requirements of CAA 
section 189(e) only for NNSR purposes and not for attainment 
planning purposes under subpart 1 and 4 of part D, title I of the 
Act.
---------------------------------------------------------------------------

3. Proposed Action
    Based on a review of the information provided in the 2016 
PM2.5 Plan and other information available to the EPA, we 
agree with the State's conclusion that all four chemical precursors to 
PM2.5 must be regulated for purposes of attaining the 2006 
PM2.5 NAAQS in the South Coast area. We discuss the state's 
evaluation of potential control measures for direct PM2.5, 
NOX, SO2, VOC and ammonia in section V.C below.

C. Best Available Control Measures

1. Requirements for Best Available Control Measures
    For any serious PM2.5 nonattainment area, section 
189(b)(1)(B) of the Act requires that a state submit provisions to 
assure that BACM for the control of PM2.5 and 
PM2.5 precursors shall be implemented no later than four 
years after the date the area is reclassified as a serious area. The 
EPA defines BACM as, among other things, the maximum

[[Page 49879]]

degree of emissions reduction achievable for a source or source 
category, which is determined on a case-by-case basis considering 
energy, environmental, and economic impacts.\65\ We generally consider 
BACM a control level that goes beyond existing RACM-level controls, for 
example by expanding the use of RACM controls or by requiring 
preventative measures instead of remediation.\66\ Indeed, as 
implementation of BACM and BACT is required when a Moderate 
nonattainment area is reclassified as Serious due to its inability to 
attain the NAAQS through implementation of ``reasonable'' measures, it 
is logical that ``best'' control measures should represent a more 
stringent and potentially more costly level of control.\67\
---------------------------------------------------------------------------

    \65\ Addendum at 42010, 42013.
    \66\ Id. at 42011, 42013.
    \67\ Id. at 42009-42010.
---------------------------------------------------------------------------

    Section 189(b)(1)(B) of the Act allows states, in appropriate 
circumstances, to delay implementation of BACM until the date four 
years after reclassification. Because the EPA reclassified the South 
Coast area as a Serious area for the 2006 PM2.5 NAAQS 
effective February 12, 2016, the date four years after reclassification 
is February 12, 2020. In this case, however, all BACM for 
PM2.5 and PM2.5 precursors in the South Coast 
must be implemented no later than December 31, 2019, the outermost 
statutory attainment date for the South Coast area under section 
188(c)(2).\68\
---------------------------------------------------------------------------

    \68\ CAA section 189(b)(1)(B) establishes an outermost deadline 
(``no later than four years after the date the area is 
reclassified'') and does not preclude an earlier implementation 
deadline for BACM where necessary to satisfy the attainment 
requirements of the Act.
---------------------------------------------------------------------------

    Under the PM2.5 SIP Requirements Rule, control measures 
that can be implemented in whole or in part by the end of the fourth 
year following an area's reclassification as a Serious area are 
considered BACM, and control measures that can only be implemented 
after this period but before the attainment date are considered 
``additional feasible measures.'' \69\ The EPA has defined ``additional 
feasible measures'' as ``those measures and technologies that otherwise 
meet the criteria for BACM/BACT but that can only be implemented in 
whole or in part beginning 4 years after reclassification of an area, 
but no later than the statutory attainment date for the area.'' \70\ 
Given that the statutory attainment date is less than three years from 
the effective date of the reclassification of the South Coast area, 
additional feasible measures are not required in this particular case.
---------------------------------------------------------------------------

    \69\ 40 CFR 51.1010(a)(4). ``Additional feasible measures'' may 
be necessary in certain circumstances to implement the requirements 
of CAA section 172(c)(6), which states that nonattainment area plans 
shall include enforceable emission limitations and such other 
control measures, means or techniques, as well as schedules and 
timetables for compliance, as may be necessary or appropriate to 
provide for attainment of the NAAQS by the applicable attainment 
date.
    \70\ 40 CFR 51.1000.
---------------------------------------------------------------------------

    The Addendum and the PM2.5 SIP Requirements Rule discuss 
the following steps for determining BACM:
    1. Develop a comprehensive emission inventory of the sources of 
directly-emitted PM2.5 and PM2.5 precursors;
    2. Identify potential control measures;
    3. Determine whether an available control measure or technology is 
technologically feasible; and
    4. Determine whether an available control technology or measure is 
economically feasible.\71\
---------------------------------------------------------------------------

    \71\ Addendum. at 42012-42014, and 81 FR 58010 (August 24, 2016) 
at 58084-58085.
---------------------------------------------------------------------------

    Once these analyses are complete, a state must use this information 
to develop enforceable control measures and submit them to the EPA for 
evaluation under CAA section 110. We use these steps as guidelines in 
our evaluation of the BACM measures and related analyses in the 2016 
PM2.5 Plan.
2. BACM Analysis in the 2016 PM2.5 Plan
a. Identifying the Sources of PM2.5 and PM2.5 
Precursors
    The first step in determining BACM is to develop a detailed 
emissions inventory of the sources of direct PM2.5 and 
PM2.5 precursors that can be used with modeling to determine 
the effects of these sources on ambient PM2.5 levels. As 
discussed in section V.A of this proposed rule, Chapter 3 and Appendix 
III of the 2016 AQMP contain the planning inventories for direct 
PM2.5 and all PM2.5 precursors (NOX, 
SO2, VOC, and ammonia) for the South Coast PM2.5 
nonattainment area together with documentation to support these 
inventories. Based on these inventories, the District identified the 
following source categories as key emission sources in the South Coast 
nonattainment area:

 Residential Fuel Combustion--Wood Combustion--Wood Stoves
 Farming Operations--Livestock Wastes
 Paved Road Dust--Paved Road Travel Dust--Local Streets
 Cooking--Commercial Charbroiling
 Other (Miscellaneous Processes)--Other \72\
---------------------------------------------------------------------------

    \72\ This source category includes ammonia emissions from 
humans, pets, diapers and household ammonia use. See electronic mail 
from Kalam Cheung, SCAQMD, to Wienke Tax, EPA Region IX, September 
29, 2017.
---------------------------------------------------------------------------

 Light-Duty Passenger-- Catalyst Hot Stabilized
 Light-Duty Passenger--Catalyst Brake Wear
 Light-Duty Trucks 2--Catalyst Hot Stabilized
 Medium-Duty Trucks--Catalyst Hot Stabilized
 Medium-Heavy-Duty Diesel Trucks--Diesel Hot Stabilized
 Heavy-Heavy-Duty Diesel Trucks--Diesel Hot Stabilized
 Commercial/Industrial Mobile Equipment--Construction and 
Mining.\73\
---------------------------------------------------------------------------

    \73\ 2016 AQMP, Appendix VI, p. VI-A-14, Table VI-A-6.

Of these 12 source categories, the District identified four categories 
---------------------------------------------------------------------------
that it has the authority to regulate:

 Residential Fuel Combustion--Wood combustion--Wood stoves
 Farming operations--Livestock Waste
 Paved Road dust--Paved Road Travel Dust--Local Streets
 Cooking--Commercial Charbroiling.\74\
---------------------------------------------------------------------------

    \74\ Id.

    Appendix VI of the 2016 AQMP identifies the stationary, area, and 
mobile sources of direct PM2.5, NOX, VOC, 
SO2 and ammonia in the South Coast that are subject to State 
or District emissions control measures, or transportation control 
measures implemented by the SCAG. Table VI-A-6 of the 2016 AQMP lists 
the key source categories together with each source category's 2012 
emissions levels expressed as ``PM2.5-equivalent'' emissions 
in tons per day (tpd).
    Based on this identification of stationary, area, and mobile 
sources of direct PM2.5, NOX, VOC, SO2 
and ammonia in the South Coast, we believe the 2016 PM2.5 
Plan appropriately identifies all emission sources and source 
categories that must be subject to evaluation for potential control 
measures consistent with the requirements of subpart 4.
b. Identification and Implementation of BACM
    As part of its process for identifying candidate BACM and 
considering the technical and economic feasibility of additional 
control measures, CARB, the District and SCAG reviewed the EPA's 
guidance documents on BACM, guidance documents on control measures for 
direct PM2.5, NOX, VOC, ammonia and 
SO2 emissions sources, and control measures implemented in 
other ozone and PM2.5 nonattainment areas in California and 
other states. The State, District, and SCAG's evaluations of potential 
BACM for each source category identified above are found in

[[Page 49880]]

Appendix IV-A, Appendix IV-B, Appendix IV-C, and Appendix VI of the 
2016 AQMP. In the following sections, we review key components of the 
State, District, and SCAG's demonstrations concerning BACM for the 
identified sources of direct PM2.5, NOX, VOC, 
SO2 and ammonia emissions in the South Coast. We provide a 
more detailed evaluation of several of the District's regulations in 
our technical support document (TSD),\75\ together with recommendations 
for possible improvements to these rules.
---------------------------------------------------------------------------

    \75\ US EPA Region 9, Technical Support Document for the 
Proposed Approval of South Coast AQMD's Serious Area Plan for the 
2006 PM2.5 National Ambient Air Quality Standards (Docket 
Number EPA-R09-OAR-2017-0490), September 2018.
---------------------------------------------------------------------------

    Based on our evaluation of these demonstrations, we propose to 
determine that the 2016 PM2.5 Plan provides for the 
implementation of BACM for sources of direct PM2.5 and 
PM2.5 precursors as expeditiously as practicable, for the 
purposes of the 2006 PM2.5 NAAQS in the South Coast area in 
accordance with the requirements of CAA section 189(b)(1)(B) and 40 CFR 
51.1010.
i. State and District Measures for Stationary and Area Sources
    The District's BACM process and control measure evaluations are 
described in detail in Appendix IV-A and Appendix VI of the 2016 AQMP. 
For each identified source category, the District identified both its 
adopted control measures and potential additional control measures 
based on measures implemented in other areas, measures identified in 
EPA regulations or guidance (e.g., in control technique guidelines 
(CTGs), alternative control technique documents (ACTs), new source 
performance standards (NSPSs), or in the EPA's ``Menu of Control 
Measures for NAAQS Implementation''), or measures identified in prior 
EPA rulemaking documents (e.g., recommendations in the EPA's technical 
support documents for prior SIP actions).\76\ \77\ The District 
evaluated these potential additional control measures to determine 
whether implementation of the measures would be technologically and 
economically feasible in the South Coast.\78\ In addition, the District 
considered other available control options (beyond those included in 
other SIPs or identified in federal/state regulations or guidance), 
such as measures that the State or District have previously considered 
``beyond RACM.'' The District also evaluated these potential control 
measures to determine whether implementation would be technologically 
and economically feasible in the South Coast.
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    \76\ 2016 AQMP, Appendix VI, pp. VI-A-12 to VI-A-36.
    \77\ The Menu of Control Measures can be found at https://www.epa.gov/air-quality-implementation-plans/menu-control-measures-naaqs-implementation.
    \78\ 2016 AQMP, Appendix VI, pp. VI-A-32 to VI-A-40.
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Residential Wood-Burning Devices

    SCAQMD Rule 445 (``Wood-Burning Devices''), amended May 3, 2013, 
establishes requirements for the sale, operation, and installation of 
wood-burning devices within the South Coast air basin that are designed 
to reduce PM emissions from such devices. The EPA approved Rule 445, as 
amended, into the California SIP on September 26, 2013.\79\
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    \79\ 78 FR 59249.
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    Under Rule 445, persons who manufacture, sell, or install wood-
burning devices, commercial firewood sellers, and property owners or 
tenants who operate wood-burning devices are subject to specific 
requirements concerning the types of wood-burning devices that may be 
manufactured, sold, or installed, the types of fuels that may be burned 
in such devices, and labeling requirements. Rule 445 also establishes a 
mandatory winter wood-burning curtailment whenever the Executive 
Officer declares that ambient PM2.5 levels are forecasted to 
exceed 30 [micro]g/m\3\ at specified source receptor areas.
    The District compared the requirements of Rule 445 to several rules 
implemented elsewhere in California that are designed to limit PM 
emissions from residential wood-burning devices. Based on this review, 
the District concludes that Rule 445 is generally equivalent to these 
other rules. Rule 445 does not require the removal of old wood stoves 
upon resale of a home, as do rules implemented in several other areas, 
but it does contain a categorical prohibition on the installation of 
any wood-burning device in new residential developments. Several other 
air districts prohibit or limit the installation of non-certified wood-
burning devices but allow for installation of EPA-certified devices in 
new developments.
    Based on our evaluation of the information provided in the 2016 
AQMP and additional information obtained during our review of the Plan, 
we agree with the SCAQMD's conclusion that Rule 445 implements BACM for 
the control of PM2.5 from residential wood-burning devices.
Confined Animal Facilities and Livestock Waste
    SCAQMD Rule 1127 (``Emission Reductions from Livestock Waste''), 
adopted August 6, 2004, and Rule 223 (``Emission Reduction Permits for 
Large Confined Animal Facilities''), adopted June 2, 2006, together 
establish requirements to reduce emissions of ammonia, VOCs, and other 
pollutants emitted from confined animal facilities and related 
operations. The EPA approved Rule 1127 and Rule 223 into the California 
SIP on May 23, 2013 and July 13, 2015, respectively.\80\
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    \80\ 78 FR 30768 and 80 FR 39966.
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    Rule 1127 applies to dairy farms with 50 or more cows, heifers, 
and/or calves and to manure processing operations, such as composting 
operations and anaerobic digesters. The rule requires operators of 
dairy farms and manure processing operations to use specified best 
management practices to reduce pollutant emissions during the removal 
and disposal of manure from corrals, among other things. Rule 223 
applies to large confined animal facilities (LCAFs) and prohibits 
owners/operators of such facilities from building, altering, replacing 
or operating an LCAF without first obtaining a permit from the 
District. The permit application must include, among other things, an 
emissions mitigation plan that identifies the mitigation measures to be 
implemented at the facility. For each source category covered by the 
rule, owners/operators must implement a prescribed number of mitigation 
measures among a list of options or as approved by the District, CARB, 
and the EPA.
    The District compared the key requirements of Rule 1127 and Rule 
223 to analogous requirements implemented in other parts of California 
and in Idaho. Based on this evaluation, the District concludes that 
Rule 1127 and Rule 223 together establish requirements for confined 
animal facilities and related operations that are generally equivalent 
to the requirements in these other areas. The District also considered 
several additional control methods to further reduce ammonia emissions 
from livestock waste, including application of acidifiers (sodium 
bisulfate), dietary manipulation, feed additives, manure slurry 
injection, and microbial/manure additives. The 2016 AQMP contains a 
commitment by the District to adopt in 2019 an additional ammonia 
control measure for livestock waste to be implemented in 2020. The 
proposed measure is identified in the plan as BCM-04.\81\
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    \81\ See 2016 AQMP, Chapter 4, Table 4-7; 2016 AQMP, Appendix 
IV-A, pp. IV-A-202 to IV-A-209 (describing BCM-04); and SCAQMD, 
Governing Board Resolution No. 17-2 (March 3, 2017), at p. 9.

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[[Page 49881]]

    Based on our evaluation of the information provided in the 2016 
AQMP and additional information obtained during our review of the Plan, 
we agree with the SCAQMD's conclusion that Rule 1127 and Rule 223 
together implement BACM for the control of ammonia and VOCs from 
confined animal facilities and related operations.
Paved and Unpaved Roads and Livestock Operations
    Rule 1186 (``PM10 Emissions from Paved and Unpaved 
Roads, and Livestock Operations''), amended July 11, 2008, establishes 
requirements to reduce the entrainment of particulate matter as a 
result of vehicular travel on paved and unpaved public roads and 
livestock operations. The EPA approved Rule 1186 into the California 
SIP on March 7, 2012.\82\
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    \82\ 77 FR 13495.
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    Under Rule 1186, owners and operators of paved roads with average 
daily vehicle trips exceeding certain thresholds must remove visible 
roadway accumulation within specified periods of time and provide 
curbing or paved shoulders of certain widths when constructing new or 
widened roads. Rule 1186 also requires local government agencies that 
own or maintain paved roads to procure only certified street sweeping 
equipment for routine street sweeping; establishes requirements for 
owners and operators of certain unpaved roads to pave, apply chemical 
stabilization, or install signs to reduce vehicular speeds; and 
requires owners and operators of livestock operations to cease hay 
grinding activities during certain times of day, if visible emissions 
extend more than 50 feet from a hay grinding source.
    The District compared the key requirements of Rule 1186 to 
analogous requirements implemented in other parts of California and in 
Nevada. Based on this evaluation, the District concludes that Rule 1186 
is generally equivalent to the requirements in these other areas. To 
further reduce PM2.5 emissions in areas with high vehicular 
activity, the District also considered several additional control 
techniques, such as increasing the frequency of street sweeping with 
certified equipment and specifying the most effective track out 
prevention measures. The District concludes that an increase in the 
required frequency of street sweeping is not economically feasible at 
this time because most areas in the South Coast air basin already 
require regular street sweeping and a requirement to conduct more 
frequent street sweeping would achieve only minimal emission 
reductions.
    Based on our evaluation of the information provided in the 2016 
AQMP and additional information obtained during our review of the Plan, 
we agree with the SCAQMD's conclusion that Rule 1186 implements BACM 
for the control of PM2.5 from paved and unpaved roads and 
livestock operations.
Commercial Charbroiling
    SCAQMD Rule 1138 (``Control of Emissions from Restaurant 
Operations''), adopted November 14, 1997, establishes control 
requirements to reduce PM and VOC emissions from ``chain-driven'' 
charbroilers at commercial cooking operations. The rule does not apply 
to ``under-fired'' charbroilers. EPA approved Rule 1138 into the 
California SIP on July 11, 2001.\83\
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    \83\ 66 FR 36170.
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    Under Rule 1138, chain-driven charbroilers that cook more than 875 
pounds of meat per week are required to be equipped and operated with a 
catalytic oxidizer control device that has been tested and certified by 
the Executive Officer to reduce PM and VOC emissions. The District 
compared the requirements of Rule 1138 to several rules implemented in 
other parts of California and in other states that are designed to 
limit PM and/or VOC emissions from commercial charbroilers. Based on 
its review of analogous regulations implemented in these other areas, 
the District concludes that Rule 1138 is generally equivalent to those 
regulations.
    Several times over the past 20 years and most recently in 2009, the 
District considered amending Rule 1138 to regulate PM emissions from 
under-fired charbroilers, but to date the District has not identified 
control measures for under-fired charbroilers that are both 
technologically and economically feasible for implementation in the 
South Coast. Although three other local agencies have adopted control 
requirements that apply to under-fired charbroilers (the Bay Area Air 
Quality Management District, the New York City Department of 
Environmental Protection, and the City of Aspen, Colorado), no 
commercially-available control devices for under-fired charbroilers 
have yet been found to meet these control requirements.\84\ The 2016 
AQMP contains a commitment by the District to adopt a control measure 
in 2018 that requires controls on under-fired charbroilers by 2025. The 
proposed measure is identified in the Plan as BCM-01.\85\
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    \84\ See Technical Support Document for the Proposed Approval of 
South Coast AQMD's Serious Area Plan for the 2006 PM2.5 National 
Ambient Air Quality Standards (Docket Number EPA-R09-OAR-2017-0490), 
at pp. 13-14; see also 2016 AQMP, Appendix IV-A, pp. IV-A-186 to IV-
A-190.
    \85\ See 2016 AQMP, Chapter 4, Table 4-7; Appendix IV-A, pp. IV-
A-186 to IV-A-192 (describing BCM-01); and SCAQMD, Governing Board 
Resolution No. 17-2 (March 3, 2017), at p. 9.
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    Based on our evaluation of the information provided in the 2016 
AQMP and additional information obtained during our review of the Plan, 
we agree with the SCAQMD's conclusion that Rule 1138 and BCM-01 
together implement BACM for the control of PM2.5 from 
commercial charbroilers.
Consumer Products
    CARB and the SCAQMD both have well-established programs to regulate 
VOC emissions from consumer products used by both household and 
institutional consumers, including detergents; cleaning compounds; 
polishes; floor finishes; cosmetics; personal care products; home, 
lawn, and garden products; disinfectants; sanitizers; aerosol paints; 
and automotive specialty products. Specifically, CARB has adopted three 
regulations that establish VOC and reactivity limits for 129 consumer 
product categories.\86\ The first regulation (Article 1) covers the 
categories of antiperspirants and deodorants. The second regulation 
(Article 2) covers numerous categories and is simply called the 
``General Consumer Products Regulation.'' The third regulation (Article 
3) covers categories of aerosol coatings. The EPA approved amendments 
to these regulations into the California SIP on October 17, 2014.\87\
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    \86\ These regulations are codified in the California Code of 
Regulations, Title 17, Division 3, Chapter 1, Subchapter 8.5--
Consumer Products; Article 2--Consumer Products.
    \87\ 79 FR 62346 (October 17, 2014).
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    The SCAQMD also regulates certain categories of consumer products, 
including architectural coatings, wood products, solvents and 
degreasers, consumer paint thinners, and inks.\88\ For example, South 
Coast's implementation of Rule 1113

[[Page 49882]]

(``Architectural Coatings'') establishes emission limits for paints and 
other architectural coating products that have achieved VOC emission 
reductions in the South Coast area. The EPA approved Rule 1113, as 
amended June 3, 2011, into the California SIP on March 26, 2013.\89\
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    \88\ See, e.g., South Coast Rule 1107, Coating of Metal Parts 
and Products, approved into the SIP on November 24, 2008 (73 FR 
70883); South Coast Rule 1122, Solvent Degreasers, approved into the 
SIP on February 8, 2006 (71 FR 6350); and South Coast Rule 1130, 
Graphic Arts, approved into the SIP on July 14, 2015 (80 FR 40915).
    \89\ 78 FR 18244 (March 26, 2013).
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    Based on our evaluation of the information about these programs in 
the 2016 AQMP, we agree with the State's and District's conclusion that 
these SIP-approved regulations implement BACM for the control of VOCs 
from consumer products.
ii. State Measures for Mobile Sources
    The 2016 AQMP identifies light-duty passenger vehicles, light-duty 
trucks, medium-duty trucks, medium-heavy-duty diesel trucks, heavy-
heavy-duty diesel trucks, and commercial/industrial mobile equipment 
(construction and mining equipment) as key mobile sources of emissions 
of PM2.5 and PM2.5 precursors. CARB describes the 
mobile source control measures that regulate PM2.5 and 
PM2.5 precursor emissions from these sources in Appendix VI-
A, Attachment VI-A-3, and Attachment VI-C-1 of the 2016 AQMP.
    Under the CAA, the EPA is charged with establishing national 
emissions limits for mobile sources. States are generally preempted 
from establishing such limits except for California, which can 
establish these limits subject to EPA waiver or authorization under CAA 
section 209 (referred to herein as ``waiver measures''). Over the 
years, the EPA has issued waivers (for on-road vehicles and engines 
measures) or authorizations (for non-road vehicle and engine measures) 
for many mobile source regulations adopted by CARB. California 
attainment and maintenance plans, including the 2016 PM2.5 
Plan for the South Coast, rely on emissions reductions from 
implementation of the waiver measures through the use of emissions 
models such as EMFAC2014.
    Historically, the EPA has allowed California to take into account 
emissions reductions from CARB regulations for which the EPA has issued 
waiver or authorizations under CAA section 209, notwithstanding the 
fact that these regulations have not been approved as part of the 
California SIP. However, in response to the decision by the United 
States Court of Appeals for the Ninth Circuit (``Ninth Circuit'') in 
Committee for a Better Arvin v. EPA, the EPA has since approved mobile 
source regulations for which waiver authorizations have been issued as 
revisions to the California SIP.\90\
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    \90\ See, e.g., 81 FR 39424 (June 16, 2016), 82 FR 14447 (March 
21, 2017), and 83 FR 23232 (May 18, 2018). See also Committee for a 
Better Arvin, 786 F.3d 1169 (9th Cir. 2015).
---------------------------------------------------------------------------

    Given the need for significant emissions reductions from mobile 
sources to meet the NAAQS in California nonattainment areas, CARB has 
been a leader in the development of stringent control measures for on-
road and off-road mobile sources and fuels.\91\ CARB's mobile source 
program extends beyond regulations that are subject to the waiver or 
authorization process set forth in CAA section 209 to include standards 
and other requirements to control emissions from in-use heavy-duty 
trucks and buses, gasoline and diesel fuel specifications, and many 
other types of mobile sources. Generally, these regulations have been 
submitted and approved as revisions to the California SIP.\92\
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    \91\ California regulations use the term ``off-road'' to refer 
to ``nonroad'' vehicles and engines.
    \92\ See, e.g., the EPA's approval of standards and other 
requirements to control emissions from in-use heavy-duty diesel-
powered trucks, at 77 FR 20308 (April 4, 2012), revisions to the 
California on-road reformulated gasoline and diesel fuel regulations 
at 75 FR 26653 (May 12, 2010), and revisions to the California motor 
vehicle I/M program at 75 FR 38023 (July 1, 2010).
---------------------------------------------------------------------------

    In addition to waiver measures, CARB has adopted operational 
requirements for in-use vehicles, rules that limit the amount of 
pollutants allowed in transportation fuels, and incentive programs that 
provide funding to replace or retrofit older, dirtier vehicles and 
equipment with cleaner technologies.\93\
---------------------------------------------------------------------------

    \93\ 2016 AQMP, Appendix VI-A, Attachment VI-A-3, pp. VI-A-108-
109.
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    The EPA previously determined that California's mobile source 
control programs constituted BACM for PM10 purposes in the 
San Joaquin Valley.\94\ Since then, the State has adopted additional 
mobile source control measures including the Advanced Clean Cars (ACC) 
program, heavy-duty vehicle idling rules, revisions to the State's 
vehicle inspection and maintenance (I/M) program, in-use rules for on-
road and non-road diesel vehicles, and emissions standards for non-road 
equipment, farm and cargo handling equipment, and recreational 
vehicles.\95\
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    \94\ 69 FR 5412 at 5419 (February 4, 2004).
    \95\ 2016 AQMP, Appendix VI-A, Attachment VI-A-3, p. VI-A-103.
---------------------------------------------------------------------------

    CARB's BACM analysis provides a discussion of the measures adopted 
and implemented for each of the source categories identified in Table 
VI-A-6 of the 2016 AQMP that are not under district jurisdiction. We 
discuss each of these mobile source categories below.
Light and Medium-Duty Vehicles
    This category includes light-duty passenger cars, light-duty 
trucks, and medium-duty trucks. The source category's base year 
emissions are approximately 119 tpd NOX, 129 tpd VOC, 1.7 
tpd SO2, 17.1 tpd ammonia, and 8.2 tpd direct 
PM2.5.\96\
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    \96\ 2016 AQMP, Appendix III, Attachment A.
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    CARB has a long history of adopting programs for reducing emissions 
from this source category. Light-duty and medium-duty motor vehicles 
are currently subject to California's ``Low-Emission Vehicle III'' (LEV 
III) standards as well as a ``Zero Emission Vehicle'' (ZEV) 
requirement. The LEV III standards are consistent, or harmonized, with 
the subsequently adopted national Tier 3 standards for the same 
vehicles. California's ZEV program, however, does not have a national 
counterpart and results in additional emissions reductions as it phases 
in a requirement that 15% of new light-duty vehicle sales consist of 
ZEV or partial ZEV.\97\ Light and medium-duty vehicles are also 
regulated under California's ACC program. We approved the ACC into the 
SIP on June 16, 2016.\98\ Taken as a whole, California's standards for 
light and medium-duty vehicles are more stringent than the federal 
standards.
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    \97\ 78 FR 2112 at 2119 (January 9, 2013).
    \98\ 81 FR 39424 (June 16, 2016).
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    California has also adopted regulations for gasoline fuel 
(California Reformulated Gasoline or ``CaRFG'') that reduce emissions 
from light-duty and medium-duty vehicles. The EPA approved the CaRFG 
regulations into the California SIP on May 12, 2010.\99\ In our action 
proposing to approve CaRFG3, we noted that the EPA had previously 
determined that emissions reductions from CaRFG3 would be equal to or 
greater than the emissions reductions from the corresponding federal 
RFG program.\100\
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    \99\ 75 FR 26653 (May 12, 2010).
    \100\ 74 FR 33196 at 33198 (July 10, 2009).
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Heavy-Duty Vehicles
    This category includes heavy-heavy-duty diesel vehicles, heavy-duty 
gas and diesel trucks, heavy-duty gas and diesel urban buses, school 
buses and motor homes. The emissions from this category are 
approximately 195 tpd NOX, 6.23 tpd direct PM2.5, 
12.47 tpd VOC, 0.29 tpd, SO2, and 0.97 tpd ammonia.\101\
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    \101\ 2016 AQMP, Appendix III, Attachment A.
---------------------------------------------------------------------------

    California has the most stringent heavy-duty vehicle emissions 
control measures in the nation, including engine standards for diesel 
and gasoline

[[Page 49883]]

vehicles, idling requirements, certification procedures, on-board 
diagnostic requirements, and verification measures for emissions 
control devices. Many of these control measures are subject to the CAA 
waiver process and have also been submitted for inclusion in and 
approved into the SIP.\102\
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    \102\ See 81 FR 39424 (June 16, 2016), 82 FR 14446 (March 21, 
2017), and 83 FR 23232 (May 18, 2018).
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    California has also adopted many in-use requirements to help reduce 
emissions from the vehicles already on the road, which may remain in 
use for many years. Among the most recently adopted in-use requirements 
are the Truck and Bus Regulation and Drayage Truck Regulation (often 
referred to as the ``Cleaner In-Use Heavy-Duty Trucks Measure''), which 
became effective in 2011 and the EPA approved into the SIP in 
2012.\103\ The Truck and Bus Regulation and Drayage Truck Regulation 
are designed to reduce emissions of diesel PM, NOX, and 
other pollutants from in-use trucks and buses and establish, among 
other things, phased-in PM control requirements from 2014 through 2023 
based on truck engine mode year. These and other regulations applicable 
to heavy-duty diesel trucks (HDDTs) will continue to reduce emissions 
of diesel PM and NOX through the RFP and attainment planning 
years. For instance, model year (MY) 1994 and 1995 HDDT engines must be 
upgraded to meet the 2010 model year truck engine emissions standards 
by 2016, and MY 1996-1999 engines must be upgraded by January 1, 
2020.\104\ The emissions reductions from these rules represent a large 
portion of the NOX emissions reductions upon which the 
Plan's RFP and attainment demonstration rely.
---------------------------------------------------------------------------

    \103\ 77 FR 20308, April 4, 2012.
    \104\ Title 13, California Code of Regulations, Section 2025 
(``Regulation to Reduce Emissions of Diesel Particulate Matter, 
Oxides of Nitrogen and Other Criteria Pollutants, from In-Use Heavy-
Duty Diesel-Fueled Vehicles''), paragraphs (e), (f), and (g), 
effective December 14, 2011. See also the EPA's final rule approving 
CARB's Truck and Bus Rule. 77 FR 20308 at 20309-20310 (April 4, 
2012).
---------------------------------------------------------------------------

    Finally, California has adopted regulations for diesel fuel that 
further reduce emissions from heavy-duty trucks. The EPA approved these 
diesel fuel regulations into the California SIP on May 12, 2010.\105\
---------------------------------------------------------------------------

    \105\ See 75 FR 26653.
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Off-Road Vehicles and Engines
    This category includes off-road compression ignition (diesel) 
engines and equipment, small spark ignition (gasoline) off-road engines 
and equipment less than 25 horsepower (hp) (e.g., lawn and garden 
equipment), off-road large gasoline engines and equipment greater than 
25 hp (e.g., forklifts, portable generators), and airport ground 
service equipment. The emissions from this category total approximately 
66 tpd NOX, 4 tpd direct PM2.5, 51.5 tpd VOC, 
0.07 tpd SO2, and 0.09 tpd ammonia.\106\
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    \106\ 2016 AQMP, Appendix III, Attachment A.
---------------------------------------------------------------------------

    As it has done for the on-road categories discussed above, CARB has 
adopted stringent new emissions standards subject to EPA authorization 
under CAA section 209(e) and in-use measures or requirements for this 
source category (e.g., incentives for early introduction of cleaner 
engines and equipment and requirements to limit vehicle idling). CARB 
has been regulating off-road equipment since the 1990s, and its new 
engine standards for off-road vehicles and engines are generally as 
stringent as the corresponding federal standards. For larger off-road 
equipment, which can have a slow turnover rate, CARB adopted an in-use 
off-road regulation in 2007 that requires owners of off-road equipment 
in the construction and other industries to retrofit or replace older 
engines/equipment with newer, cleaner models. The off-road regulation 
imposes idling limitations.\107\ CARB's off-road emissions control 
program also includes comprehensive in-use requirements for legacy 
fleets.\108\
---------------------------------------------------------------------------

    \107\ Id.
    \108\ 2016 AQMP, Appendix VI-A, p. VI-A-104, also Appendix VI-C, 
pp. VI-C-21 to VI-C-22.
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    Title 13, Section 2449 of the California Code of Regulation (CCR), 
``Regulation for In-Use Off-Road Diesel-Fueled Fleets (Off-Road 
Regulation)'' was adopted by CARB in July 2007 and requires off-road 
diesel vehicle fleets to reduce emissions by meeting NOX and 
PM fleet average standards. A provision of the Off-Road Regulation 
(Title 13, CCR, Section 2449.2) allows air districts to opt-in and 
requires the largest fleets to apply for funding to meet more stringent 
NOX targets. In 2008, SCAQMD developed the Surplus Off-Road 
Opt-In for NOX (SOON) Program. The SOON Program is designed 
to achieve additional NOX reductions beyond those that would 
be obtained from the State's In-Use Off-Road Vehicle Regulation. The 
program provides funding to large fleets for the purchase of 
commercially-available low-emission heavy-duty engines to achieve near-
term reduction of NOX emissions from in-use off-road diesel 
vehicles. Fleets that participate in the SOON Program can apply for 
funding for NOX exhaust retrofits, repowers or equipment 
replacements. We approved the SCAQMD SOON program into the SIP on 
November 21, 2016.\109\
---------------------------------------------------------------------------

    \109\ 81 FR 83154.
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iii. Local Jurisdiction Transportation Control Measures
    Transportation control measures (TCMs) are, in general, measures 
designed to reduce emissions from on-road motor vehicles through 
reductions in vehicle miles traveled (VMT) or traffic congestion. TCMs 
can reduce PM2.5 emissions in both the on-road motor vehicle 
exhaust and paved road dust source categories by reducing VMT and 
vehicle trips. They can also reduce vehicle exhaust emissions by 
relieving congestion. EPA guidance states that where mobile sources 
contribute significantly to PM2.5 violations, ``the state 
must, at a minimum, address the transportation control measures listed 
in CAA section 108(f) to determine whether such measures are achievable 
in the area considering energy, environmental and economic impacts and 
other costs.'' \110\
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    \110\ Addendum at 42013.
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    Appendix IV-C, ``Regional Transportation Strategy and Control 
Measures,'' contains SCAG's BACM analysis for TCMs. Consistent with EPA 
guidance, SCAG addressed the TCMs listed in CAA section 108(f) 
following a four-step process. SCAG first reviewed ongoing 
implementation of TCMs in the South Coast air basin. SCAG also reviewed 
TCMs implemented in all other Moderate and Serious PM2.5 and 
PM10 nonattainment areas throughout the country (e.g., Salt 
Lake City, Utah; Fairbanks, Alaska; and San Joaquin Valley, California) 
and compared them to the TCMs being implemented in the South 
Coast.\111\ SCAG then reviewed the TCMs not being implemented in the 
SCAG region and provided a reasoned justification for any TCMs not 
implemented in the SCAG region.\112\ Finally, SCAG concluded that its 
TCM program provides a BACM level of control.
---------------------------------------------------------------------------

    \111\ See 2016 AQMP, Appendix IV-C, pp. IV-C-38 and IV-C-39, 
Table 8.
    \112\ See 2016 AQMP, Appendix IV-C, pp. IV-C-42 to IV-C-50, 
Table 9.
---------------------------------------------------------------------------

    TCMs in the South Coast air basin fall into three main categories: 
(1) Transit, intermodal facilities, and nonmotorized transportation 
mode facilities (i.e., bike/pedestrian facilities), (2) high occupancy 
vehicle (HOV) lanes, high occupancy toll (HOT) lanes, and pricing 
alternatives, and (3) information-based TCM strategies. Between 2012 
and 2020, SCAG estimates a 23% increase in HOV, HOT and toll lanes, a 
7.4% increase in operation miles of regular transit buses, a 10% 
increase in operation miles of

[[Page 49884]]

rapid transit and express buses, a 38.8% increase in operation miles of 
transit rail, and a 40% increase in Class 1-4 bikeway miles.\113\ TCM 
funding is guaranteed through the timeframe of the 2016 
PM2.5 Plan and beyond, with transportation sales tax 
measures through 2039 and 2040 in the four counties in the South Coast 
air basin.\114\ The county-specific sales tax revenue provides a 
guaranteed funding source for more than 50% of the TCM projects.\115\ 
In addition, SCAG has a standardized program for selecting cost-
effective control measures.
---------------------------------------------------------------------------

    \113\ See 2016 AQMP, Appendix IV-C, p. IV-C-34.
    \114\ Id.
    \115\ See 2016 AQMP, Appendix IV-C, p. IV-C-36.
---------------------------------------------------------------------------

3. The EPA's Evaluation and Conclusion
    We have reviewed the District's determination in the 2016 AQMP that 
its stationary and area source control measures represent BACM for 
PM2.5 and PM2.5 precursors. In our review, we 
also considered our previous evaluations of the District's rules in 
connection with our approval of the SCAQMD's RACT SIP demonstration for 
the 2008 ozone NAAQS.\116\ Based on this review, we believe the 
District's rules provide for the implementation of BACM for stationary 
and area sources of PM2.5 and PM2.5 precursors.
---------------------------------------------------------------------------

    \116\ 82 FR 43850 (September 20, 2017).
---------------------------------------------------------------------------

    With respect to mobile sources, we recognize that CARB's current 
program addresses the full range of mobile sources in the South Coast 
through regulatory programs for both new and in-use vehicles. With 
respect to transportation controls, we note that SCAG has adopted a 
program to fund cost-effective TCMs. Overall, we believe that the 
programs developed and administered by CARB and SCAG provide for the 
implementation of BACM for PM2.5 and PM2.5 
precursors in the South Coast nonattainment area.
    For these reasons, we propose to find that the 2016 
PM2.5 Plan provides for the implementation of BACM for all 
sources of direct PM2.5 and PM2.5 precursors as 
expeditiously as practicable, for purposes of the 2006 PM2.5 
NAAQS in the South Coast area, in accordance with the requirements of 
CAA section 189(b)(1)(B) and 40 CFR 51.1010.

D. Attainment Demonstration and Modeling

    Section 189(b)(1)(A) of the CAA requires that each Serious area 
plan include a demonstration (including air quality modeling) that the 
plan provides for attainment of the PM2.5 NAAQS by the 
applicable attainment date or, where a state is seeking an extension of 
the attainment date under section 188(e), a demonstration that 
attainment by that date is impracticable and that the plan provides for 
attainment by the most expeditious alternative date practicable. We 
discuss below our evaluation of the modeling approach in the Plan, and 
the control strategy in the Plan for attaining the 24-hour 
PM2.5 NAAQS by the most expeditious date practicable.
Evaluation of Air Quality Modeling Approach and Results
    The EPA's PM2.5 modeling guidance \117\ (``Modeling 
Guidance'' and ``Modeling Guidance Update'') recommends that a 
photochemical model, such as CAMx \118\ or CMAQ, be used to simulate a 
base case, with meteorological and emissions inputs reflecting a base 
case year, to replicate concentrations monitored in that year. The 
model application to the base case year undergoes a performance 
evaluation to ensure that it satisfactorily agrees with concentrations 
monitored in that year. The model may then be used to simulate 
emissions occurring in other years required for a plan, namely the base 
year (which may differ from the base case year) and future year.\119\ 
The modeled response to the emission changes between those years is 
used to calculate Relative Response Factors (RRFs), which are applied 
to the design value in the base year to estimate the projected design 
value in the future year for comparison against the NAAQS. Separate 
RRFs are estimated for each chemical species component of 
PM2.5, and for each quarter of the year, to reflect their 
differing responses to seasonal meteorological conditions and 
emissions. Because each chemical species is handled separately, before 
applying an RRF, the base year design value must be speciated using 
available chemical species measurements, that is, each day's measured 
PM2.5 design value must be split into its species 
components. The Modeling Guidance provides additional detail on the 
recommended approach.\120\
---------------------------------------------------------------------------

    \117\ ``Draft Modeling Guidance for Demonstrating Attainment of 
Air Quality Goals for Ozone, PM2.5, and Regional Haze'' 
Memorandum from Richard Wayland, Air Quality Assessment Division, 
OAQPS, EPA to Regional Air Program Managers, EPA, December 3, 2014 
(``Modeling Guidance''), ``Guidance on the Use of Models and Other 
Analyses for Demonstrating Attainment of Air Quality Goals for 
Ozone, PM2.5, and Regional Haze,'' EPA-454/B-07-002, 
April 2007 (``Modeling Guidance''); and ``Update to the 24 Hour 
PM2.5 NAAQS Modeled Attainment Test,'' Memorandum from 
Tyler Fox, Air Quality Modeling Group, OAQPS, EPA to Regional Air 
Program Managers, EPA, June 28, 2011 (``Modeling Guidance Update'').
    \118\ CAMx is a multi-scale photochemical modeling system for 
gas and particulate air pollution.
    \119\ In this section, we use the terms ``base case,'' ``base 
year'' or ``baseline,'' and ``future year'' as described in section 
2.3 of the EPA's Modeling Guidance. The ``base case'' modeling 
simulates measured concentrations for a given time period, using 
emissions and meteorology for that same year. The modeling ``base 
year'' (which can be the same as the base case year) is the 
emissions starting point for the plan and for projections to the 
future year, both of which are modeled for the attainment 
demonstration. See Modeling Guidance at pp. 33-34. Note that CARB 
sometimes uses ``base year'' synonymously with ``base case'' and 
``reference year'' instead of ``base year.''
    \120\ Modeling Guidance Update at 43 ff.
---------------------------------------------------------------------------

24-Hour PM2.5 Modeling Approach
    The CMAQ simulations were conducted for each day in the 2012 base 
year.\121\ A set of species-specific RRFs was generated for the 2019 
future year simulation from the top 10% of modeled PM2.5 
days. RRFs were generated for the ammonium ion, nitrate ion, sulfate 
ion, organic carbon, elemental carbon, sea salt, and a combined 
grouping of other primary PM2.5 material. Future year 
concentrations of each of the seven component species were calculated 
by applying the model-generated quarterly RRFs to the speciated 24-hour 
PM2.5 data for each of the five years used in the design 
value calculation.\122\ The speciation fractions used to generate 24-
hour speciated PM2.5 values were determined from the 
``high'' days.\123\ A weighted average of the resulting future year 
98th percentile concentrations for each of the five years was used to 
calculate future design values for the attainment demonstration.\124\ 
Future year PM2.5 24-hour average design values were 
projected for 2019, the Serious area attainment deadline for the 2006 
standard of 35 [mu]g/m\3\.
---------------------------------------------------------------------------

    \121\ CMAQ Version 5.0.2
    \122\ The design value is based on a weighted average of data 
from 2010 to 2014.
    \123\ Particle bound water was determined using the EPA's 
regression model approximation of the Aerosol Inorganics Model (AIM) 
based on simulated concentrations of the ammonium, nitrate and 
sulfate ions (EPA, 2006). A blank mass of 0.5 [mu]g/m\3\ was added 
to each base and future year simulation.
    \124\ The 32 days in each year (8 per quarter) were then 
reranked based on the sum of all predicted PM species to establish a 
new 98th percentile concentration. The 98th percentile value was 
determined based on the FRM sampling frequency. All the SASS sites 
except Fontana have a daily FRM sampling, which gives the 8th 
highest day as the 98th percentile. Fontana has every-three-day 
sampling, thus the 3rd highest day becomes the 98th percentile.
---------------------------------------------------------------------------

Future Air Quality
    A simulation of 2019 baseline emissions (no additional controls) 
was conducted to assess future 24-hour PM2.5 levels in the 
South Coast air basin. The simulation used the projected emissions from 
2012, which reflect all adopted control measures that will be

[[Page 49885]]

implemented by December 31, 2019. Simulation of the 2019 baseline 
emissions indicates that the South Coast air basin will attain the 
federal 24-hour PM2.5 standard in 2019 without additional 
controls. The projected 2019 design value is 32.1 [mu]g/m\3\ at Mira 
Loma, the highest site in the South Coast air basin.
    Table 2 shows future 24-hour PM2.5 air quality 
projections at the South Coast air basin design site (Mira Loma) and 
the four other PM2.5 monitoring sites equipped with 
comprehensive particulate species characterization. Shown in the table 
are the base year design values for 2012 along with projections for 
2019. All of the sites are projected to meet the 24-hour 
PM2.5 standard by 2019 without additional reductions beyond 
already adopted control measures.

    Table 2--Future 24-Hour PM2.5 Air Quality Projections at Selected
              Monitoring Sites in the South Coast Air Basin
------------------------------------------------------------------------
                                                         24-hour PM 2.5
                                      24-hour PM 2.5    98th percentile
                                     98th percentile     concentration
                                      concentration        total mass
     Monitoring site location         total mass for     projected for
                                     base year, 2012     2019 ([mu]g/m
                                      ([mu]g/m \3\)           \3\)
 
------------------------------------------------------------------------
Anaheim...........................              25.82              23.46
Fontana...........................              32.74              28.01
Los Angeles.......................              30.52              27.60
Mira Loma.........................              36.52              31.36
Rubidoux..........................              33.16              28.27
------------------------------------------------------------------------

    The EPA's regulations require that monitoring data for comparison 
to the NAAQS be collected using specific equipment and procedures to 
ensure accuracy and reliability.\125\ For each NAAQS, the default 
monitoring equipment and the required procedures for operating it are 
termed the Federal Reference Method (FRM); an alternative approach, 
termed a Federal Equivalent Method may also be used if it is 
demonstrated to give results comparable to an FRM monitor.
---------------------------------------------------------------------------

    \125\ 40 CFR parts 53 and 58.
---------------------------------------------------------------------------

Evaluation of Control Strategy
    The attainment control strategy in the 2016 PM2.5 Plan 
consists of state and district baseline measures that continue to 
achieve emission reductions between the Plan's base year of 2012 and 
the attainment year of 2019. With respect to baseline measures for 
stationary and area sources, the District identified the District rules 
and their projected emission levels in Appendix VI, section VI-C of the 
2016 AQMP and described each of the District measures that contribute 
to RFP and attainment.\126\ The District control measures listed in 
this section of the Plan have been approved into the California 
SIP.\127\
---------------------------------------------------------------------------

    \126\ See 2016 AQMP, Appendix VI, Table VI-C-4, p. VI-C-8.
    \127\ See EPA Region 9's website for information on district 
control measures that have been approved into the California SIP, 
available at: https://www.epa.gov/sips-ca/epa-approved-south-coast-air-district-regulations-california-sip.
---------------------------------------------------------------------------

    With respect to mobile sources, the State identified the source 
categories and described the EMFAC2014 emission factor model used to 
project their future emission levels in Chapter 3 and Appendix III of 
the 2016 AQMP.\128\
---------------------------------------------------------------------------

    \128\ 2016 AQMP, pages III-2-73 and Attachment D-1 to Appendix 
III.
---------------------------------------------------------------------------

    Table 3 below summarizes the emission reductions needed in the 
South Coast to attain the 2006 24-hour PM2.5 NAAQS by the 
end of 2019.

  Table 3--Summary of Direct PM2.5 and Precursor Emission Reductions Needed for the 2006 PM2.5 NAAQS Attainment
                                                  Demonstration
----------------------------------------------------------------------------------------------------------------
                                           2006 24-hour standard attainment by 2019 (tpd annual average)
                                 -------------------------------------------------------------------------------
                                       PM2.5            NOX             SO2             VOC             NH3
----------------------------------------------------------------------------------------------------------------
A. 2012 emissions inventory.....              66             540              18             470              81
B. 2019 baseline emissions                    64             353              17             376              74
 inventory......................
C. 2019 controlled emissions                  64             353              17             376              74
 inventory......................
D. Total emission reductions                   2             187               1              94               7
 needed by attainment year (A -
 C).............................
----------------------------------------------------------------------------------------------------------------
Source: 2016 PM2.5 Plan, Chapter 3, and Appendix VI, Table VI-C-5.

    The Plan identifies several district and state measures that will 
achieve emission reductions and contribute to expeditious attainment of 
the 2006 PM2.5 NAAQS. These are described in the sections of 
this proposed rulemaking on BACM and RFP.
    In sum, the attainment demonstration in the 2016 PM2.5 
Plan relies on numerous state and district baseline regulations that 
collectively are projected to achieve emission reductions sufficient 
for the South Coast area to attain the 2006 24-hour PM2.5 
standard by the end of 2019.
EPA's Evaluation and Proposed Action
    As discussed above, the 2016 PM2.5 Plan's air quality 
modeling demonstrates that the South Coast will attain the 2006 24-hour 
PM2.5 standard of 35 [micro]g/m\3\ by December 31, 2019. 
This demonstration is based on expeditious implementation of the 
state's and district's BACM control strategy for

[[Page 49886]]

stationary, area, and mobile sources in the 2016 PM2.5 Plan 
and ongoing reductions from state and local control measures already 
approved into the SIP. Based on our evaluation, we propose to determine 
that the 2016 PM2.5 Plan provides for attainment of the 2006 
24-hour PM2.5 standards by the most expeditious date 
practicable, consistent with the requirements of CAA section 
189(b)(1)(A) and 40 CFR 51.1011(b).

E. Reasonable Further Progress and Quantitative Milestones

1. Requirements for Reasonable Further Progress and Quantitative 
Milestones
    Section 172(c)(2) of the Act states that all nonattainment area 
plans shall require RFP. In addition, CAA section 189(c) requires that 
all PM2.5 nonattainment area SIPs contain quantitative 
milestones to be achieved every three years until the area is 
redesignated to attainment and which demonstrate RFP, as defined in CAA 
section 171(1). Section 171(1) of the Act defines RFP as the annual 
incremental reductions in emissions of the relevant air pollutant as 
are required by part D, title I of the Act or as may reasonably be 
required by the Administrator for the purpose of ensuring attainment of 
the NAAQS by the applicable date. Neither subpart 1 nor subpart 4 of 
part D, title I of the Act requires that a set percentage of emissions 
reductions be achieved in any given year for purposes of satisfying the 
RFP requirement.
    RFP has historically been met by showing annual incremental 
emissions reductions sufficient generally to maintain at least linear 
progress toward attainment by the applicable deadline.\129\ As 
discussed in EPA guidance in the Addendum, requiring linear progress in 
reductions of direct PM2.5 and any individual precursor in a 
PM2.5 plan may be appropriate in situations where:
---------------------------------------------------------------------------

    \129\ Addendum at 42015.
---------------------------------------------------------------------------

     The pollutant is emitted by a large number and range of 
sources,
     the relationship between any individual source or source 
category and overall air quality is not well known,
     a chemical transformation is involved (e.g., secondary 
particulate significantly contributes to PM2.5 levels over 
the standard), and/or
     the emission reductions necessary to attain the 
PM2.5 standard are inventory-wide.\130\
---------------------------------------------------------------------------

    \130\ Id.
---------------------------------------------------------------------------

    The Addendum states that requiring linear progress may be less 
appropriate in other situations, such as:
     Where there are a limited number of sources of direct 
PM2.5 or a precursor,
     where the relationships between individual sources and air 
quality are relatively well defined, and/or
     where the emission control systems utilized (e.g., at 
major point sources) will result in swift and dramatic emission 
reductions.
    In nonattainment areas characterized by any of these latter 
conditions, RFP may be better represented as step-wise progress as 
controls are implemented and achieve significant reductions soon 
thereafter. For example, if an area's nonattainment problem can be 
attributed to a few major sources, EPA guidance states that RFP may be 
met by ``adherence to an ambitious compliance schedule'' that is likely 
to periodically yield significant reductions of direct PM2.5 
or a PM2.5 precursor.\131\
---------------------------------------------------------------------------

    \131\ Id.
---------------------------------------------------------------------------

    Plans for PM2.5 nonattainment areas should include 
detailed schedules for compliance with emission control measures in the 
area and provide corresponding annual emission reductions to be 
achieved by each milestone in the schedule.\132\ In reviewing an 
attainment plan under subpart 4, the EPA considers whether the annual 
incremental emissions reductions to be achieved are reasonable in light 
of the statutory objective of timely attainment. Although early 
implementation of the most cost-effective control measures is often 
appropriate, states should consider both cost-effectiveness and 
pollution reduction effectiveness when developing implementation 
schedules for control measures and may implement measures that are more 
effective at reducing PM2.5 earlier to provide greater 
public health benefits.\133\
---------------------------------------------------------------------------

    \132\ Id. at 42016.
    \133\ Id.
---------------------------------------------------------------------------

    The PM2.5 SIP Requirements Rule establishes specific 
regulatory requirements for purposes of satisfying the Act's RFP 
requirements and provides related guidance in the preamble to the rule. 
Specifically, under the PM2.5 SIP Requirements Rule, each 
PM2.5 attainment plan must contain an RFP plan that 
includes, at minimum, the following four components: (1) An 
implementation schedule for control measures; (2) RFP projected 
emissions for direct PM2.5 and all PM2.5 plan 
precursors for each applicable milestone year, based on the anticipated 
control measure implementation schedule; (3) a demonstration that the 
control strategy and implementation schedule will achieve reasonable 
progress toward attainment between the base year and the attainment 
year; and (4) a demonstration that by the end of the calendar year for 
each milestone date for the area, pollutant emissions will be at levels 
that reflect either generally linear progress or stepwise progress in 
reducing emissions on an annual basis between the base year and the 
attainment year.\134\
---------------------------------------------------------------------------

    \134\ 40 CFR 51.1012(a).
---------------------------------------------------------------------------

    The preamble to the PM2.5 SIP Requirements Rule provides 
that emissions from one or more PM2.5 plan precursors may 
increase over the attainment planning period, provided the state 
demonstrates that reductions of direct PM2.5 combined with 
the aggregate reductions of PM2.5 plan precursors support 
expeditious attainment of the applicable PM2.5 NAAQS. This 
approach recognizes the fact that different precursors have different 
impacts on PM2.5 concentrations depending upon the 
atmospheric chemistry specific to each area.\135\
---------------------------------------------------------------------------

    \135\ 81 FR 58010 at 58057 (August 24, 2016).
---------------------------------------------------------------------------

    Section 189(c) of the Act requires that PM2.5 attainment 
plans include quantitative milestones that demonstrate RFP. The purpose 
of the quantitative milestones is to allow periodic evaluation of the 
area's progress towards attainment of the PM2.5 NAAQS 
consistent with RFP requirements. Because RFP is an annual emission 
reduction requirement and the quantitative milestones are to be 
achieved every three years, when a state demonstrates compliance with 
the quantitative milestone requirement, it should also demonstrate that 
RFP has been achieved during each of the relevant three years. 
Quantitative milestones should provide an objective means to evaluate 
progress toward attainment meaningfully, e.g., through imposition of 
emissions controls in the attainment plan and the requirement to 
quantify those required emissions reductions. The CAA also requires 
states to submit, within 90 days after each milestone date, milestone 
reports that include technical support sufficient to document 
completion statistics for appropriate milestones, e.g., calculations 
and any assumptions made concerning emission reductions to date.\136\
---------------------------------------------------------------------------

    \136\ Addendum at 42016, 42017.
---------------------------------------------------------------------------

    The CAA does not specify the starting point for counting the three-
year periods for quantitative milestones under CAA section 189(c). In 
the General Preamble and Addendum, the EPA interpreted the CAA to 
require that the starting point for the first three-year period be the 
due

[[Page 49887]]

date for the Moderate area plan submission.\137\ In keeping with this 
historical approach, the EPA established December 31, 2014, as the 
starting point for the first 3-year period under CAA section 189(c) for 
the 2006 PM2.5 standards in the South Coast. This date was 
the due date established in the EPA's June 2, 2014 Deadline and 
Classification Rule for the State's submission of any additional 
attainment-related SIP elements necessary to satisfy the subpart 4 
Moderate area requirements for the 2006 PM2.5 NAAQS in the 
South Coast area.\138\ Thus, December 31, 2017 and December 31, 2020, 
are the milestone dates that the Serious area plan must address, at 
minimum. The EPA believes that establishing December 31, 2017, as the 
first quantitative milestone date is an appropriate means for 
implementing the requirements of subpart 4 for the 2006 
PM2.5 NAAQS.
---------------------------------------------------------------------------

    \137\ General Preamble at 13539, Addendum at 42016.
    \138\ 79 FR 31566 (June 2, 2014) (final rule establishing 
subpart 4 moderate area classifications and deadline for related SIP 
submissions) (``Classification and Deadline Rule''). Although the 
Classification and Deadline Rule did not affect any action that the 
EPA had previously taken under CAA section 110(k) on a SIP for a 
PM2.5 nonattainment area, the EPA noted that states may 
need to submit additional SIP elements to fully comply with the 
applicable requirements of subpart 4, even for areas with previously 
approved PM2.5 attainment plans, and that the deadline 
for any such additional plan submissions was December 31, 2014. Id. 
at 31569.
---------------------------------------------------------------------------

    The PM2.5 SIP Requirements Rule also requires that 
Serious area attainment plans contain one additional quantitative 
milestone to be met in the three-year period following the Serious area 
attainment date.\139\ If the area fails to attain, this additional 
milestone provides the EPA with the tools necessary to monitor the 
area's continued progress toward attainment while the state develops a 
new attainment plan under CAA section 189(d).
---------------------------------------------------------------------------

    \139\ 40 CFR 51.1013(a)(4).
---------------------------------------------------------------------------

2. RFP Plan and Quantitative Milestones in the 2016 PM2.5 
Plan
    The RFP plan and quantitative milestones are discussed in Appendix 
VI, section VI-C (pp. VI-C-5 to VI-C-8) of the 2016 AQMP. The Plan 
estimates that emissions of direct PM2.5, NOX, 
VOC, SO2 and ammonia will generally decline from the 2012 
base year to 2019 and states that emissions of each of these pollutants 
will remain below the levels needed to show ``generally linear 
progress'' from 2012 to 2019, the year that the Plan projects to be the 
earliest practicable attainment date for the 2006 PM2.5 
NAAQS.\140\ The Plan's emissions inventory shows that direct 
PM2.5, NOX, VOC, SO2 and ammonia are 
emitted by a large number and range of sources in the South Coast and 
that the emission reductions needed for each of these pollutants are 
inventory wide.\141\ Table VI-C-4 of the 2016 AQMP contains an 
implementation schedule for District control measures and Table VI-C-3 
of the 2016 AQMP (reproduced in Table 4 below) contains RFP projected 
emissions for each quantitative milestone year and the attainment year. 
Based on these analyses, the District concludes that its adopted 
control strategy will achieve, for each pollutant, projected emission 
levels at or below the RFP, quantitative milestone, and attainment year 
target emission levels (see Table 5 below).\142\
---------------------------------------------------------------------------

    \140\ 2016 AQMP, Appendix VI-C, p. VI-C-7, Tables VI-C-3 and VI-
C-3A.
    \141\ 2016 AQMP, Chapter 4 and Appendices IV-A, VI-B and VI-C.
    \142\ 2016 AQMP, Appendix VI-C, p. VI-C-6.

                     Table 4--24-Hour PM2.5 Baseline Emissions for Base and Milestone Years
                                              [Annual average tpd]
----------------------------------------------------------------------------------------------------------------
                                                                2017                                  2020
              Pollutant                      2012          (Quantitative     2019 (Attainment    (Quantitative
                                                             milestone)         deadline)          milestone)
----------------------------------------------------------------------------------------------------------------
PM2.5...............................               66.4               63.8               63.9               63.9
NOX.................................                540                398                353                330
SO2.................................               18.4               17.1               16.6               16.7
VOC.................................                470                392                376                370
NH3.................................               81.1               75.5               74.0               73.3
----------------------------------------------------------------------------------------------------------------
Source: 2016 AQMP, Appendix VI-C, Table VI-C-3.


                               Table 5--Summary of 24-Hour PM2.5 RFP Calculations
                                              [Annual average tpd]
----------------------------------------------------------------------------------------------------------------
     Row       Calculation step        PM2.5            NOX             SO2             VOC             NH3
----------------------------------------------------------------------------------------------------------------
1...........  2012 base year                66.4             540            18.4             470            81.1
               emissions.
2...........  Annual percent                0.55             4.9             1.4             2.9             1.2
               change needed to
               show linear
               progress (%).
3...........  2017 Target Needed            64.6             406            17.1             403            76.0
               to show linear
               progress (tpd).
4...........  2017 Baseline                 63.8             398            17.1             392            75.5
               emissions (tpd).
5...........  Projected                        0               0               0               0               0
               shortfall (tpd).
6...........  Surplus in 2017               0.85             8.6            0.05            10.4            0.48
               (tpd).
7...........  Emissions                     0.36            26.7            0.25            13.5             1.0
               Equivalent to 1
               Year's Worth of
               RFP.
8...........  2019 Baseline                 63.9             353            16.6             376            74.0
               Emissions (tpd).
----------------------------------------------------------------------------------------------------------------
Source: 2016 AQMP, Appendix VI-C, Table VI-C-3A.

    The 2016 PM2.5 Plan documents the State's conclusion 
that all BACM and BACT for these pollutants are being implemented as 
expeditiously as practicable and identifies projected levels of direct 
PM2.5, NOX, VOC, ammonia, and SO2 
emissions in 2017 and 2019 that reflect full implementation of the 
state, district,

[[Page 49888]]

and SCAG's BACM/BACT control strategy for these pollutants.\143\ The 
BACM control strategy that provides the basis for these emissions 
projections is described in Chapter 4, Appendix IV, and Appendix VI of 
the 2016 AQMP.
---------------------------------------------------------------------------

    \143\ 2016 AQMP, Appendix VI-C, pp. VI-C-5 to VI-C-11; see also 
evaluation of BACM/BACT in section V.C of this proposed rule.
---------------------------------------------------------------------------

Direct PM2.5
    The District has several stationary and area source rules that are 
projected to contribute to RFP and attainment of the PM2.5 
standards.\144\ For example, Rule 444 (Open Burning) achieved 
reductions of direct PM2.5 from the base year of 2012 to the 
2017 RFP year. In addition, Rule 445 (Wood-Burning Devices) was amended 
in 2013 by lowering the mandatory winter burning curtailment program 
threshold for residential wood burning and extending the curtailment to 
the entire South Coast air basin, thereby further limiting emissions 
from one of the largest combustion sources of direct PM2.5 
in the South Coast nonattainment area.\145\ These rule amendments 
provide part of the incremental emission reductions of direct 
PM2.5 from the 2012 base year to the 2017 RFP milestone 
year.\146\ Measures to control sources of direct PM2.5 are 
also presented in the Plan's BACM analyses and reflected in the Plan's 
baseline emission projections.
---------------------------------------------------------------------------

    \144\ 2016 AQMP, Appendix VI-A, p. VI-A-34.
    \145\ 2016 AQMP, Appendix III; see also 78 FR 59249 (September 
26, 2013).
    \146\ 2016 AQMP, Appendix VI-C, p. VI-C-1, Table VI-C-4.
---------------------------------------------------------------------------

    The Plan highlights on-road and other mobile source control 
measures as the primary means for achieving direct PM2.5 
emission reductions. CARB's implementation of the Truck and Bus 
Regulation (referred to in the Plan as the ``On-Road Heavy-Duty Diesel 
Vehicles (In-Use) Regulation'') achieved PM2.5 emissions 
reductions beginning in 2012.\147\ Lighter trucks and buses were 
required to replace 1995 and older engines with a 2010 MY by 2015. The 
2010 MY engines include particulate filters. CARB's LEV II program 
includes particulate matter emissions limits by MY for 2016, and the 
LEV III program has stricter emission limits for 2017 and beyond. For 
off-road vehicles, CARB adopted the In-Use Off Road Diesel-Fueled 
Fleets Regulation (``Off-Road Regulation'') in 2007. The Off-Road 
Regulation requires owners to replace older vehicles or engines with 
newer, cleaner models to either (1) retire older vehicles or reduce 
their use, or (2) to apply retrofit exhaust controls. Off-road fleets 
are required to meet increasingly strict fleet average indices over 
time.\148\ These indices reflect a fleet's overall emissions rate of PM 
and NOX for model year and horsepower combinations. Fleets 
were also banned from adding Tier 0 off-road engines as of January 1, 
2014.\149\ CARB implemented a similar ban on Tier 1 engines between 
January 1, 2014 (large fleets) and January 1, 2016 (small fleets).
---------------------------------------------------------------------------

    \147\ The State's quantitative milestone report for the 2017 
milestone indicates that the requirement for heavier trucks to 
install diesel particulate filters was fully implemented by 2016. 
See SCAQMD, ``2017 Quantitative Milestone Report for 2006 24-hour 
PM2.5 National Ambient Air Quality Standard,'' March 2018 
(``2017 QM Report''), p. 11.
    \148\ A fleet average index is an indicator of a fleet's overall 
emissions rate of particulate matter and NOx based on the horsepower 
and model year of each engine in the fleet.
    \149\ Tier 0 engines meet 1995 to 1999 emission standards, 
depending on engine size and horsepower. See https://www.assocpower.com/eqdata/tech/US-EPA-Tier-Chart_1995-2004.php.
---------------------------------------------------------------------------

Nitrogen Oxides
    The District regulates numerous NOX emission sources 
such as residential space and water heating devices, stationary 
internal combustion engines, and various sizes of boilers, steam 
generators, and process heaters used in industrial settings. The 2016 
AQMP identifies the following South Coast regulations as measures that 
achieve ongoing NOX reductions with compliance dates during 
the RFP and attainment years of the Plan: Rule 1111 (Reductions of 
NOX from Natural Gas-Fired, Fan-Type Central Furnaces), Rule 
1110.2 (Emissions from Gaseous- and Liquid-Fueled Engines), Rule 1121 
(Control of Nitrogen Oxides from Residential-Type, Natural Gas-Fired 
Water Heaters), Rule 1146 (Emission of Oxides of Nitrogen from 
Industrial, Institutional, Commercial Boilers, Steam Generators, and 
Process Heaters), Rule 1146.1 (Emission of Oxides of Nitrogen from 
Small Industrial, Institutional, Commercial Boilers, Steam Generators, 
and Process Heaters), Rule 1146.2 (Emission of Oxides of Nitrogen from 
Large Water Heaters and Small Boilers and Process Heaters), and Rule 
1147 (NOX Reductions from Miscellaneous Sources).\150\ \151\
---------------------------------------------------------------------------

    \150\ 2016 AQMP, Appendix VI-C, Table VI-C-4 and p. VI-C-8.
    \151\ Rule 1111 was mistakenly listed as Rule 1110 in the 2016 
AQMP, Appendix VI, Table VI-C-4. See 2017 QM Report at p. 6, 
footnote 1.
---------------------------------------------------------------------------

    For on-road and non-road mobile sources, which represent the 
largest sources of NOX emissions in the nonattainment area, 
the 2016 AQMP lists numerous CARB regulations and discusses the key 
regulations that limit emissions of direct PM2.5 as well as 
NOX, VOC, SO2 and ammonia from these 
sources.\152\ For example, the regulations that apply to the three 
largest sources of NOX in the South Coast--heavy-duty diesel 
trucks, light- and medium-duty passenger vehicles, and off-road 
equipment--are discussed in the 2016 AQMP at Appendix VI-C, Attachment 
VI-C-1, ``California Existing Mobile Source Control Program,'' and 
CARB's emission projections for these sources are presented in the 
Plan's emissions inventory.\153\ The Plan also shows that 
NOX emission levels in each milestone year and the 
attainment year are projected to be well below the levels needed to 
show generally linear progress toward attainment.
---------------------------------------------------------------------------

    \152\ 2016 AQMP, Appendix IV-C, Attachment VI-C-1.
    \153\ 2016 AQMP, Appendix IV-C, Attachment VI-C-1, pp. VI-C-19-
21.
---------------------------------------------------------------------------

    The Truck and Bus Regulation and Drayage Truck Regulation became 
effective in 2011 and have rolling compliance deadlines based on truck 
engine model year. These and other regulations applicable to heavy-duty 
diesel trucks will continue to reduce emissions of diesel particulate 
matter and NOX through the RFP and attainment planning 
years.\154\ For example, MY 1994 and 1995 heavy-duty diesel truck 
engines were required to be upgraded to meet the 2010 MY truck engine 
emission standards by 2016, and MY 1996-1999 engines must be upgraded 
by January 1, 2020.\155\ The emission reductions from these rules 
represent the largest portion of the NOX emission reductions 
upon which the 2016 PM2.5 Plan's attainment and RFP 
demonstrations rely.\156\ Emission reductions between 2012 and 2017 
were achieved through the requirements for particulate filters and 
cleaner engine standards.
---------------------------------------------------------------------------

    \154\ 2016 AQMP, Appendix IV-C, p. VI-C-20.
    \155\ Title 13, California Code of Regulations, Section 2025 
(``Regulation to Reduce Emissions of Diesel Particulate Matter, 
Oxides of Nitrogen and Other Criteria Pollutants, from In-Use Heavy-
Duty Diesel-Fueled Vehicles''), paragraphs (e), (f), and (g), 
effective December 14, 2011. See also 77 FR 20308 at 20309-20310 
(April 4, 2012) (final rule approving CARB's Truck and Bus Rule into 
California SIP).
    \156\ 2016 AQMP, Appendix III, Attachment B.
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    California also has the authority under the CAA to regulate light- 
and medium-duty vehicle engines. A key control program for these 
vehicles is the ACC program.\157\ The ACC program implements a variety 
of regulations including the LEV III program, with criteria pollutant 
emission limits for non-methane organic gases (NMOG) \158\

[[Page 49889]]

and NOX as well as particulate matter, which phased in 
starting in 2014 and continues through the RFP year of 2017 and beyond.
---------------------------------------------------------------------------

    \157\ See 81 FR 39424, June 16, 2016.
    \158\ NMOG means the combination of organic gases other than 
methane as calculated in 40 CFR 1066.635. Note that for this part, 
the organic gases are summed on a mass basis without any adjustment 
for photochemical reactivity.
---------------------------------------------------------------------------

    CARB's Cleaner In-Use Off-road Equipment regulation was first 
approved in 2007 to reduce PM2.5 and NOX 
emissions from in-use off-road heavy-duty diesel vehicles in California 
such as those used in construction, mining, and industrial operations. 
The regulation reduces emissions of PM2.5 and NOX 
by targeting the existing fleet and imposing idling limits, 
restrictions on use of older vehicles, and requirements to retrofit or 
replace the oldest engines. For example, Tier 0 engines could not be 
added to fleets after January 1, 2014, and Tier 1 engines could not be 
added after January 1, 2016. The regulation is phased in between 
January 1, 2014 and January 1, 2019.\159\
---------------------------------------------------------------------------

    \159\ 2016 AQMP, Appendix VI-C, Attachment VI-C-1, p. VI-C-23 
and VI-C-24.
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Volatile Organic Compounds
    As with other precursors, the District regulates stationary and 
area sources of VOC, and CARB is largely responsible for both on-road 
and off-road mobile sources. The 2016 AQMP highlights three stationary 
source VOC rules that contribute to RFP: Rule 1114 (Petroleum Refinery 
Coking Operations), Rule 1177 (Liquified Petroleum Gas Transfer and 
Dispensing), and Rule 1113 (Architectural Coatings).\160\
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    \160\ The District projects that revisions to Rule 1113 that it 
adopted after submitting the 2016 AQMP are projected to result in an 
additional 0.88 tpd of VOC reductions by 2019. See 2017 QM Report, 
p. 8.
---------------------------------------------------------------------------

    As with NOX, the majority of VOC emissions reductions 
that occur between the base year of 2012 and the 2017 RFP year come 
from on-road mobile sources and other mobile sources that are under the 
State's jurisdiction. CARB highlights its ACC program, which reduces 
emission from light- and medium-duty vehicles. The ACC program has a 
combined NMOG plus NOx fleet average requirement that began in 2014.
Ammonia
    With respect to ammonia, the Plan states that, while both 
NOX and ammonia participate in forming ammonium nitrate 
(i.e., secondary PM2.5), NOX emission reductions 
are more effective at reducing ambient PM2.5 than ammonia 
reductions.\161\ Control measures for ammonia sources are described in 
Appendix VI of the Plan. For example, South Coast Rules 223 and 1127, 
which regulate confined animal facilities and manure waste from these 
facilities, control ammonia, as do the District's composting measures 
(i.e., Rules 1133, 1133.1, 1133.2 and 1133.3). These rules and the 
methods they use to control ammonia emissions are discussed at length 
in Appendix VI-B of the 2016 AQMP, and their emission projections are 
presented collectively under farming operations (for confined animal 
feeding operations and manure) or waste disposal (for composting 
categories) in the Plan's emissions inventory.\162\ We discuss our 
evaluation of these rules for purposes of satisfying BACM requirements 
in section V.C of this proposed rule.
---------------------------------------------------------------------------

    \161\ 2016 AQMP, Appendix V, p. V-6-61.
    \162\ 2016 AQMP, Appendix IV-A, p. IV-A-98-103.
---------------------------------------------------------------------------

    The District ascribes the reductions in ammonia during the period 
from 2012 to 2017 to decreases in farming operations in the South Coast 
air basin, as well as reductions in emissions from mobile sources 
largely achieved by state regulations for on-road motor vehicles.
Sulfur Dioxide
    Reductions of SO2 in the South Coast nonattainment area 
during the period from 2012 to 2017 were mainly from mobile source 
reductions. The majority of the SO2 reductions come from 
non-road mobile sources, primarily reductions from state regulation of 
ocean-going vessels.
Quantitative Milestones
    The 2016 AQMP identifies a milestone date of December 31, 2017, 
which is the date 3 years after December 31, 2014, and a second 
milestone date of December 31, 2020, which is the milestone date that 
falls within 3 years after the applicable attainment date (December 31, 
2019). The 2016 AQMP also identifies target RFP emissions levels for 
direct PM2.5, NOX, VOC, NH3, and 
SO2 for the 2017 milestone year, the 2019 attainment year, 
and the 2020 post-attainment year milestone, and adopted control 
measures to be implemented by each of these years in accordance with 
the control strategy in the Plan.\163\
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    \163\ 2016 AQMP, Appendix VI-C, pp. VI-C-6 and VI-C-7.
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3. Evaluation and Proposed Actions
    The 2016 PM2.5 Plan describes the control measures for 
direct PM2.5, NOX, SO2, VOC and 
ammonia implemented during each year of the attainment plan and 
demonstrates that these measures, which provide the bases for the 
emissions projections in the RFP plan, are being implemented as 
expeditiously as practicable. Additionally, the Plan contains projected 
RFP emission levels for direct PM2.5 and all 
PM2.5 precursors for the 2017 and 2020 milestone years and 
for the 2019 attainment year, based on the anticipated implementation 
schedule for the attainment control strategy. The Plan also 
demonstrates that the control strategy will achieve RFP toward 
attainment between the 2012 base year and the 2019 attainment year. 
Finally, the 2016 PM2.5 Plan demonstrates that, by the end 
of the calendar year for each milestone date for the area, emissions of 
direct PM2.5 and all PM2.5 precursors will be 
reduced at rates representing generally linear progress toward 
attainment. We agree with the State and District's conclusion that 
generally linear progress is an appropriate measure of RFP for the 2006 
PM2.5 NAAQS in the South Coast area given that 
PM2.5 and its precursors are emitted by a large number and 
range of sources in the South Coast, the emission reductions needed for 
these pollutants are inventory wide,\164\ and secondary particulates 
contribute significantly to ambient PM2.5 levels in the 
South Coast area.\165\
---------------------------------------------------------------------------

    \164\ See generally 2016 AQMP, Appendix IV-A and B and Appendix 
VI-A.
    \165\ See 2016 AQMP, Appendix V, p. V-6-61.
---------------------------------------------------------------------------

    Accordingly, we propose to determine that the 2016 PM2.5 
Plan requires the annual incremental reductions in emissions of direct 
PM2.5 and PM2.5 precursors that are necessary for 
ensuring attainment of the 2006 24-hour PM2.5 NAAQS by 
December 31, 2019, in accordance with the requirements of CAA sections 
171(1) and 172(c)(2) and 40 CFR 51.1012.
    Additionally, the 2016 PM2.5 Plan identifies milestone 
dates that are consistent with the requirements of 40 CFR 51.1013(a)(4) 
and target emissions levels for direct PM2.5 and all 
PM2.5 precursors to be achieved by these milestone dates 
through implementation of the attainment control strategy. These target 
emission levels and associated control requirements provide for 
objective evaluation of the area's progress towards attainment of the 
2006 PM2.5 NAAQS. We propose to determine that these 
quantitative milestones satisfy the requirements of CAA section 189(c) 
and 40 CFR 51.1013.
    On April 2, 2018, CARB submitted the ``2017 Quantitative Milestone 
Report for the 2006 24-Hour PM2.5 National Ambient Air 
Quality Standards (March 2018)'' (``2017 QM Report'') to the EPA.\166\ 
The 2017 QM report includes a

[[Page 49890]]

certification from the Governor's designee that the 2017 quantitative 
milestones for the South Coast PM2.5 nonattainment area have 
been achieved and a demonstration that the adopted control strategy has 
been fully implemented. The 2017 QM Report also contains a 
demonstration of how the emissions reductions achieved to date compare 
to those required or scheduled to meet RFP. The State and District 
conclude in the 2017 QM Report that the South Coast area is on track to 
attain the 2006 p.m.2.5 NAAQS by the projected attainment 
date for the area, which is December 31, 2019. On September 7, 2018, 
the EPA determined that the South Coast 2017 QM Report was 
adequate.\167\
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    \166\ Letter from Richard W. Corey, Executive Officer, CARB, to 
Alexis Strauss, Acting Regional Administrator, EPA Region IX, with 
attachment, April 2, 2018.
    \167\ Letter from Andrew R. Wheeler EPA, Acting Administrator, 
to Richard W. Corey, Executive Officer, CARB, regarding 2017 
Quantitative Milestone Report for 2006 24-hour PM2.5 
National Ambient Air Quality Standards, September 7, 2018.
---------------------------------------------------------------------------

F. Contingency Measures

1. Requirements for Contingency Measures
    Under CAA section 172(c)(9), each SIP for a nonattainment area must 
include contingency measures to be implemented if an area fails to meet 
RFP (``RFP contingency measures'') or fails to attain the NAAQS by the 
applicable attainment date (``attainment contingency measures''). Under 
the PM2.5 SIP Requirements Rule, PM2.5 attainment 
plans must include contingency measures to be implemented following a 
determination by the EPA that the state has failed: (1) To meet any RFP 
requirement in the approved SIP, (2) to meet any quantitative milestone 
in the approved SIP, (3) to submit a required quantitative milestone 
report, or (4) to attain the applicable PM2.5 NAAQS by the 
applicable attainment date. Contingency measures must be fully adopted 
rules or control measures that are ready to be implemented quickly upon 
failure to meet RFP or failure of the area to meet the relevant NAAQS 
by the applicable attainment date.
    The purpose of contingency measures is to continue progress in 
reducing emissions while a state revises its SIP to meet the missed RFP 
requirement or to correct continuing nonattainment. Neither the CAA nor 
the EPA's implementing regulations establish a specific level of 
emissions reductions that implementation of contingency measures must 
achieve, but the EPA has taken the position that contingency measures 
should provide for emissions reductions equivalent to approximately one 
year of reductions needed for RFP. In general, we expect all actions 
needed to effect full implementation of the measures to occur within 60 
days after EPA notifies the state of a failure to meet RFP or to 
attain.\168\
---------------------------------------------------------------------------

    \168\ General Preamble at 13512, 13543-44 and Addendum at 42014-
42015.
---------------------------------------------------------------------------

    To satisfy the requirements of 40 CFR 51.1014, the contingency 
measures adopted as part of a PM2.5 attainment plan must: 
(1) consist of control measures for the area that are not otherwise 
included in the control strategy or that achieve emissions reductions 
not otherwise relied upon in the control strategy for the area (e.g., 
to meet RACM/RACT, BACM/BACT, or MSM requirements), and (2) specify the 
timeframe within which their requirements become effective following 
any of the EPA determinations specified in 40 CFR 51.1014(a).
    The Ninth Circuit recently rejected the EPA's interpretation of CAA 
section 172(c)(9) as allowing for early implementation of contingency 
measures, in a decision called Bahr v. EPA (``Bahr'').\169\ In Bahr, 
the Ninth Circuit concluded that contingency measures must take effect 
at the time the area fails to make RFP or attain by the applicable 
attainment date, not before. Thus, within the geographic jurisdiction 
of the Ninth Circuit, states cannot rely on early-implemented measures 
to comply with the contingency measure requirements under CAA section 
172(c)(9).
---------------------------------------------------------------------------

    \169\ Bahr v. EPA, 836 F.3d 1218, at 1235-1237 (9th Cir. 2016).
---------------------------------------------------------------------------

2. Contingency Measures in the 2016 PM2.5 Plan
    The 2016 PM2.5 Plan addresses the contingency measure 
requirement in Chapter 4 of the 2016 AQMP and in section H of the CARB 
Staff Report. Chapter 4 of the 2016 AQMP addresses contingency measures 
for failure to attain by describing emission reductions to be achieved 
by an adopted measure, South Coast Rule 445 (Wood-Burning Devices). The 
2016 PM2.5 Plan does not specifically address contingency 
measures for failure to meet RFP.
    The CARB Staff Report provides a brief statement acknowledging the 
recent Bahr decision and committing to work with the EPA and the 
District to provide additional documentation or develop any needed SIP 
revisions consistent with that decision.
3. EPA's Evaluation and Proposed Action
    As explained above in Section V.E, on April 2, 2018, CARB submitted 
a quantitative milestone report demonstrating that the 2017 
quantitative milestones in the 2016 PM2.5 Plan have been 
achieved, and the EPA has determined that this milestone report is 
adequate. Because the State and District have demonstrated that the 
South Coast area has met its 2017 quantitative milestones, RFP 
contingency measures for 2017 are no longer needed. Accordingly, we are 
proposing to find that the RFP contingency measure requirement for the 
2017 RFP milestone year is now moot as applied to the South Coast. The 
sole purpose of RFP contingency measures is to provide continued 
progress if an area fails to meet its RFP or quantitative milestone 
requirements. Failure to meet RFP or quantitative milestones for 2017 
would have required California to implement RFP contingency measures 
and to revise the 2016 PM2.5 Plan to assure that it still 
provided for attainment by the applicable attainment date of December 
31, 2019. In this case, however, the 2017 QM Report demonstrates that 
actual emissions levels in 2017 were consistent with the approved 2017 
RFP milestone year targets for direct PM2.5 and all 
precursor pollutants (NOX, SO2, VOCs, and 
ammonia) regulated in the 2016 PM2.5 Plan. Accordingly, RFP 
contingency measures for 2017 no longer have meaning or purpose, and 
the EPA proposes to find that the requirement for them is now moot.
    We are not proposing any action at this time on the attainment 
contingency measure component of the 2016 PM2.5 Plan and 
will act on that component through a subsequent rulemaking, as 
appropriate.

G. Major Stationary Source Control Requirements Under CAA Section 
189(e)

    Section 189(e) of the Act specifically requires that the control 
requirements applicable to major stationary sources of direct 
PM2.5 also apply to major stationary sources of 
PM2.5 precursors, except where the Administrator determines 
that such sources do not contribute significantly to PM2.5 
levels that exceed the standards in the area.\170\ The control 
requirements applicable to major stationary sources of direct 
PM2.5 in a Serious PM2.5 nonattainment area 
include, at minimum, the requirements of a NNSR permit program meeting 
the requirements of CAA sections 172(c)(5) and 189(b)(3).\171\ As part 
of our January 13, 2016 final action to reclassify the

[[Page 49891]]

South Coast area as Serious nonattainment for the 2006 PM2.5 
standards, we established a deadline 18 months from the effective date 
of our reclassification (or August 14, 2017) for the State to submit 
NNSR SIP revisions addressing the requirements of CAA sections 
189(b)(3) and 189(e) of the Act.\172\
---------------------------------------------------------------------------

    \170\ General Preamble at 13539 and 13541-42.
    \171\ CAA section 189(b)(1) (requiring that Serious area plans 
include provisions submitted to meet the requirements for Moderate 
areas in section 189(a)(1)).
    \172\ 81 FR 1514, at 1515 (January 13, 2016).
---------------------------------------------------------------------------

    California submitted NNSR SIP revisions to address the subpart 4 
requirements for Serious PM2.5 nonattainment areas on May 8, 
2017.\173\ We are not proposing any action on this submission at this 
time. We will act on this submission through a subsequent rulemaking, 
as appropriate.
---------------------------------------------------------------------------

    \173\ Letter from Richard W. Corey, Executive Officer, CARB, to 
Alexis Strauss, Acting Regional Administrator, EPA Region IX, May 8, 
2017. California previously submitted NNSR SIP revisions to address 
the subpart 4 requirements for Moderate PM2.5 
nonattainment areas, and the EPA approved these SIP revisions on May 
1, 2015 (80 FR 24821).
---------------------------------------------------------------------------

H. Motor Vehicle Emission Budgets

1. Requirements for Motor Vehicle Emissions Budgets
    Section 176(c) of the CAA requires federal actions in nonattainment 
and maintenance areas to conform to the SIP's goals of eliminating or 
reducing the severity and number of violations of the NAAQS and 
achieving expeditious attainment of the standards. Conformity to the 
SIP's goals means that such actions will not: (1) Cause or contribute 
to violations of a NAAQS, (2) worsen the severity of an existing 
violation, or (3) delay timely attainment of any NAAQS or any interim 
milestone.
    Actions involving Federal Highway Administration (FHWA) or Federal 
Transit Administration (FTA) funding or approval are subject to the 
EPA's transportation conformity rule, codified at 40 CFR part 93, 
subpart A. Under this rule, metropolitan planning organizations (MPOs) 
in nonattainment and maintenance areas coordinate with state and local 
air quality and transportation agencies, the EPA, FHWA, and FTA to 
demonstrate that an area's regional transportation plans (RTP) and 
transportation improvement programs (TIP) conform to the applicable 
SIP. This demonstration is typically done by showing that estimated 
emissions from existing and planned highway and transit systems are 
less than or equal to the motor vehicle emissions budgets (``budgets'' 
or ``MVEB'') contained in all control strategy SIPs. An attainment, 
maintenance, or RFP SIP should include budgets for the attainment year, 
each required RFP milestone year, or the last year of the maintenance 
plan, as appropriate, for direct PM2.5 and PM2.5 
precursors subject to transportation conformity analyses. Budgets are 
generally established for specific years and specific pollutants or 
precursors and must reflect all of the motor vehicle control measures 
contained in the attainment and RFP demonstrations.\174\ Under the 
PM2.5 SIP Requirements Rule, Serious area PM2.5 
attainment plans must define appropriate quantitative milestones and 
include projected RFP emission levels for direct PM2.5 and 
all PM2.5 plan precursors in each milestone year.\175\
---------------------------------------------------------------------------

    \174\ 40 CFR 93.118(e)(4)(v).
    \175\ See 81 FR 58010, 58091-58092.
---------------------------------------------------------------------------

    PM2.5 plans should identify budgets for direct 
PM2.5, NOX and all other PM2.5 
precursors for which on-road emissions are determined to significantly 
contribute to PM2.5 levels in the area for each RFP 
milestone year and the attainment year, if the plan demonstrates 
attainment. All direct PM2.5 SIP budgets should include 
direct PM2.5 motor vehicle emissions from tailpipes, brake 
wear, and tire wear. A state must also consider whether re-entrained 
paved road dust, unpaved road dust, or highway and transit construction 
dust are significant contributors and should be included in the direct 
PM2.5 budget.\176\
---------------------------------------------------------------------------

    \176\ 40 CFR 93.102(b) and 93.122(f); see also conformity rule 
preamble at 69 FR 40004, 40031-40036 (July 1, 2004).
---------------------------------------------------------------------------

    For an area designated nonattainment for the 2006 PM2.5 
NAAQS before January 15, 2015, the attainment plan must contain 
quantitative milestones to be achieved no later than 3 years after 
December 31, 2014, and every 3 years thereafter until the milestone 
date that falls within 3 years after the applicable attainment 
date.\177\ As the EPA explained in the preamble to the PM2.5 
SIP Requirements Rule, it is important to include a post-attainment 
year quantitative milestone to ensure that, if the area fails to attain 
by the attainment date, the EPA can continue to monitor the area's 
progress toward attainment while the state develops a new attainment 
plan.\178\
---------------------------------------------------------------------------

    \177\ 40 CFR 51.1013(a)(4), see also 81 FR 58010, 58058 and 
58063-58064 (August 24, 2016).
    \178\ See 81 FR 58010, 58063-58064 (August 24, 2016).
---------------------------------------------------------------------------

    Transportation conformity trading mechanisms are allowed under 40 
CFR 93.124 where a SIP establishes appropriate mechanisms for such 
trades. The basis for the trading mechanism is the SIP attainment 
modeling that established the relative contribution of each 
PM2.5 precursor pollutant. The applicability of emission 
trading between conformity budgets for conformity purposes is described 
in 40 CFR 93.124(c).
    In general, only budgets in approved SIPs can be used for 
transportation conformity purposes. However, section 93.118(e) of the 
transportation conformity rule allows budgets in a SIP submission to 
apply for conformity purposes before the SIP submission is approved 
under certain circumstances. First, there must not be any other 
approved SIP budgets that have been established for the same year, 
pollutant, and CAA requirement. Second, the EPA must find that the 
submitted SIP budgets are adequate for transportation conformity 
purposes. To be found adequate, the submission must meet the conformity 
adequacy requirements of 40 CFR 93.118(e)(4) and (5).
    The transportation conformity rule allows for replacement of 
previously approved budgets by submitted motor vehicle emissions 
budgets that the EPA has found adequate, if the EPA has limited the 
duration of its prior approval to the period before it finds 
replacement budgets adequate.\179\ However, the EPA will consider a 
state's request to limit the duration of an MVEB approval only if the 
request includes the following elements:
---------------------------------------------------------------------------

    \179\ 40 CFR 93.118(e)(1).
---------------------------------------------------------------------------

     An acknowledgement and explanation as to why the budgets 
under consideration have become outdated or deficient;
     A commitment to update the budgets as part of a 
comprehensive SIP update; and
     A request that the EPA limit the duration of its approval 
to the time when new budgets have been found to be adequate for 
transportation conformity purposes.\180\
---------------------------------------------------------------------------

    \180\ See, e.g., 67 FR 69139 (November 15, 2002), limiting our 
prior approval of budgets in certain California SIPs.
---------------------------------------------------------------------------

2. Motor Vehicle Emissions Budgets in the 2016 PM2.5 Plan
    Consistent with the requirements of 40 CFR 51.1013(a)(4), the 2016 
PM2.5 Plan identifies December 31, 2017, as the first 
quantitative milestone date (i.e., the date 3 years after December 31, 
2014). The second quantitative milestone date is December 31, 2020, and 
is also the last milestone date identified in the Plan because it falls 
within 3 years after the December 31, 2019 attainment date for the 
area.\181\
---------------------------------------------------------------------------

    \181\ Under CAA section 188(c)(2), a Serious PM2.5 
nonattainment area must attain the PM2.5 NAAQS as 
expeditiously as practicable but no later than the end of the tenth 
calendar year after the area is designated as nonattainment. Because 
the South Coast area was designated as nonattainment for the 2006 
PM2.5 NAAQS effective December 14, 2009 (74 FR 58688, 
November 13, 2009), the latest permissible attainment date for the 
area is December 31, 2019.

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[[Page 49892]]

    The 2016 PM2.5 Plan includes budgets for direct 
PM2.5, NOX, and VOC for 2017 and 2019 (RFP 
milestone year and projected attainment year, respectively) and for 
2020 (post-attainment year quantitative milestone).\182\ The budgets 
were calculated using EMFAC2014, CARB's latest version of the EMFAC 
model for estimating emissions from on-road vehicles operating in 
California, and SCAG's latest modeled VMT and speed distributions from 
the 2016 Regional Transportation Plan/Sustainable Communities Strategy 
adopted in April of 2016. The budgets reflect annual average emissions 
because those emissions are linked with the District's attainment 
demonstration for the 24-hour PM2.5 NAAQS.
---------------------------------------------------------------------------

    \182\ 2016 PM2.5 Plan, Appendix VI-D and Table VI-D-4 
(for 2017, 2019, and 2020 budgets).
---------------------------------------------------------------------------

    The direct PM2.5 budgets include tailpipe, brake wear, 
and tire wear emissions as well as paved road dust, unpaved road dust, 
and road construction dust emissions.\183\ The Plan includes budgets 
for VOC and NOX because they are regulated precursors under 
the Plan. Under 40 CFR 93.102(b)(2)(v), states are not required to 
include budgets for SO2 and/or NH3 unless EPA or 
the state has made a finding that transportation-related emissions of 
any of these precursors within the nonattainment area are significant 
contributors to the PM2.5 nonattainment problem. Neither the 
State nor the EPA has made such a funding. The budgets included in the 
2016 PM2.5 Plan are shown in Table 6 below.
---------------------------------------------------------------------------

    \183\ 2016 PM2.5 Plan, Appendix VI-D, Table VI-D-3, 
p. VI-D-4.
[GRAPHIC] [TIFF OMITTED] TP03OC18.004

    In the submittal letter for the 2016 PM2.5 Plan, CARB 
requested that we limit the duration of our approval of the budgets to 
the period before the effective date of the EPA's adequacy finding for 
any subsequently submitted budgets.\184\
---------------------------------------------------------------------------

    \184\ Letter from Richard W. Corey, Executive Officer, CARB, to 
Alexis Strauss, Acting Regional Administrator, EPA Region IX, page 
3, April 27, 2017.
---------------------------------------------------------------------------

    We found the budgets for the 2017 RFP year and the 2019 attainment 
year adequate in a letter dated December 19, 2017.\185\ In today's 
action, we are proposing to approve these budgets.
---------------------------------------------------------------------------

    \185\ Id.
---------------------------------------------------------------------------

Conformity Trading Mechanism
    The 2016 PM2.5 Plan also includes a proposed trading 
mechanism for transportation conformity analyses that would allow 
future decreases in NOX emissions from on-road mobile 
sources to offset any on-road increases in PM2.5, using the 
ratios shown in Table 7 below.\186\ For the 2006 24-hour 
PM2.5 NAAQS the State is proposing to use the same ratios 
that were submitted for use with that NAAQS in the 2012 
PM2.5 Plan.\187\
---------------------------------------------------------------------------

    \186\ 2016 PM2.5 Plan, Appendix VI-D, Table VI-D-5.
    \187\ 82 FR 22025 (April 14, 2016).

       Table 7--Trading Equivalencies for 2006 24-Hour PM2.5 NAAQS
------------------------------------------------------------------------
                                               NOX      VOC      PM2.5
------------------------------------------------------------------------
NOX........................................        1    3.151     0.067
VOC........................................    0.317        1     0.021
PM2.5......................................   14.833   46.792         1
------------------------------------------------------------------------
Source: 2016 PM2.5 Plan, Appendix VI-D, Table VI-D-5, and letter from
  Phil Fine, Deputy Executive Officer, SCAQMD, to Amy Zimpfer, Associate
  Director, Air Division, EPA Region 9, March 14, 2018.

    To ensure that the trading mechanism does not affect the ability of 
the South Coast to meet the NOX budget, the NOX 
emission reductions available to supplement the PM2.5 budget 
would only be those remaining after the NOX budget has been 
met.\188\ SCAG must clearly document the calculations used in the 
trading when demonstrating conformity, along with any additional 
reductions of NOX, PM2.5 or VOC emissions in the 
conformity analysis. It should be noted that the trading calculations 
are performed prior to the final rounding to demonstrate conformity 
with the budgets.
---------------------------------------------------------------------------

    \188\ 2016 PM2.5 Plan, Appendix VI-D, page VI-D-5.
---------------------------------------------------------------------------

    The District provided a clarification as to how the trading 
mechanism would be implemented in a March 14, 2018 letter.\189\ In that 
letter, the District clarified that the trading mechanism identified in 
the 2012 AQMP for the 2006 PM2.5 24-hour NAAQS, which the 
EPA did not previously act on, is

[[Page 49893]]

included in the 2016 AQMP for approval by the EPA for use by SCAG in 
conformity determinations for the 2006 PM2.5 NAAQS for 
analysis years after the attainment year of 2019. The letter also 
explained why these trading ratios are still appropriate for use in 
conformity determinations even though they are derived from modeling 
conducted for the 2012 AQMP.
---------------------------------------------------------------------------

    \189\ Letter from Philip Fine, Deputy Executive Officer, 
Planning, Rule Development, and Area Sources, SCAQMD, to Amy 
Zimpfer, Associate Director, Air Division, EPA Region IX, regarding 
trading ratios among PM2.5 precursors, March 14, 2018.
---------------------------------------------------------------------------

    The 2016 PM2.5 Plan also provides that SCAG, the MPO 
responsible for demonstrating transportation conformity, shall clearly 
document the calculations used in the trading, along with any 
additional reductions of NOX, PM2.5 or VOC 
emissions in the conformity analysis.
3. EPA's Evaluation and Proposed Actions
    The EPA generally first conducts a preliminary review of budgets 
submitted with an attainment, RFP, or maintenance plan for adequacy, 
prior to acting on the plan itself, and did so with respect to the 
replacement PM2.5 budgets in the 2016 PM2.5 Plan. 
On October 18, 2017, the EPA announced the availability of the 2016 
PM2.5 Plan with budgets and a 30-day public comment period. 
This announcement was posted on EPA's Adequacy website at: https://www.epa.gov/state-and-local-transportation/state-implementation-plans-sip-submissions-currently-under-epa. The comment period for this 
notification ended on November 17, 2017. We did not receive any 
comments during this comment period. We found the budgets adequate on 
December 19, 2017.\190\ A notice of the adequacy finding was published 
in the Federal Register on January 5, 2018.\191\
---------------------------------------------------------------------------

    \190\ Letter from Matthew J. Lakin, Acting Director, Air 
Division, EPA Region IX, to Richard W. Corey, Executive Officer, 
CARB, December 19, 2017.
    \191\ See 83 FR 679, January 5, 2018.
---------------------------------------------------------------------------

    Based on the information about SO2 and ammonia emissions 
in the Plan and in accordance with 40 CFR 93.102(b)(2)(v), we propose 
to find that it is not necessary to establish motor vehicle emissions 
budgets for transportation-related emissions of SO2 and 
ammonia to attain the 2006 PM2.5 standards in the South 
Coast.
    For the reasons discussed in sections V.D. and V.E. of this 
proposed rule, we are proposing to approve the RFP and attainment 
demonstrations in the 2016 PM2.5 Plan. The 2017 RFP and 2019 
attainment budgets, as given in Table 6 of this proposed rule, are 
consistent with these demonstrations, are clearly identified and 
precisely quantified, and meet all other applicable statutory and 
regulatory requirements including the adequacy criteria in 93.118(e)(4) 
and (5). For these reasons, the EPA proposes to approve the budgets 
listed in Table 6 above. We provided a more detailed discussion in our 
adequacy letter, which can be found in the docket for today's action.
    We are not taking action on the 2020 budgets at this time. Although 
the post-attainment year quantitative milestone is a required element 
of the Serious area plan, it is not necessary to demonstrate 
transportation conformity for 2020 or to use the 2020 budgets in 
transportation conformity determinations until such time as the area 
fails to attain the 2006 PM2.5 NAAQS. Additionally, the EPA 
has not yet started the adequacy process for the 2020 budgets. 
Therefore, the EPA is not taking action on the submitted budgets for 
2020 in the 2016 PM2.5 Plan at this time.
    If the EPA were to either find adequate or approve the post-
attainment milestone year budgets now, those budgets would have to be 
used in transportation conformity determinations that are made after 
the effective date of the adequacy finding or approval even if the 
South Coast area ultimately attains the PM2.5 NAAQS by the 
Serious area attainment date. This would mean that SCAG would be 
required to demonstrate conformity for the post-attainment date 
milestone year and all later years addressed in the conformity 
determination (e.g., the last year of the metropolitan transportation 
plan) to the post-attainment date RFP budgets rather than the budgets 
associated with the attainment year for the area (i.e., the budgets for 
2019). The EPA does not believe that it is necessary to demonstrate 
conformity using these post-attainment year budgets in areas that 
either the EPA anticipates will attain by the attainment date or in 
areas that attain by the attainment date. The EPA has found adequate 
the budgets for the first milestone year (2017) and the attainment year 
(2019) for the South Coast PM2.5 nonattainment area.\192\
---------------------------------------------------------------------------

    \192\ Letter from Matthew J. Lakin, Acting Director, Air 
Division, EPA Region IX, to Richard W. Corey, Executive Officer, 
CARB, December 19, 2017, and 83 FR 679 (January 5, 2018).
---------------------------------------------------------------------------

    If the EPA determines that the South Coast area has failed to 
attain the 2006 PM2.5 NAAQS by the applicable attainment 
date, the EPA will begin the budget adequacy and approval processes for 
the post-attainment year (2020) budgets. If the EPA finds the 2020 
budgets adequate or approves them, those budgets will have to be used 
in subsequent transportation conformity determinations. The EPA 
believes that initiating the process to act on the submitted post-
attainment year MVEBs following a determination that the area has 
failed to attain by the Serious area attainment date ensures that 
transportation activities will not cause or contribute to new 
violations, increase the frequency or severity of any existing 
violations, or delay timely attainment or any required interim emission 
reductions or milestones in the South Coast nonattainment area, 
consistent with the requirements of CAA section 176(c)(1)(B).
    We have previously approved motor vehicle emissions budgets for the 
1997 annual and 24-hour PM2.5 NAAQS.\193\ These budgets will 
continue to apply for the 1997 PM2.5 NAAQS in the South 
Coast area.
---------------------------------------------------------------------------

    \193\ 76 FR 69928, at 69951 (November 9, 2011).
---------------------------------------------------------------------------

    The EPA has reviewed the trading mechanism described on pages VI-D-
5 and VI-D-6 in Appendix VI-D of the 2016 AQMP and, given the 
clarification letter submitted to the EPA on March 14, 2018, finds this 
trading mechanism appropriate for use in transportation conformity 
analyses in the South Coast for the 2006 PM2.5 NAAQS. We 
agree with the District that these trading ratios are still appropriate 
for use in transportation conformity determinations even though they 
are derived from modeling conducted for the 2012 AQMP. We therefore 
propose to approve the trading mechanism as an enforceable component of 
the transportation conformity program for the South Coast for the 2006 
PM2.5 NAAQS.
    In the submittal letter for the 2016 PM2.5 Plan, CARB 
requested that we limit the duration of our approval of the budgets to 
the period before the effective date of the EPA's adequacy finding for 
any subsequently submitted budgets.\194\ The transportation conformity 
rule allows us to limit the approval of budgets.\195\ CARB's request 
does not, however, contain an acknowledgement and explanation as to why 
the budgets under consideration will become outdated or a commitment to 
update the budgets as part of a comprehensive SIP update. Therefore, we 
are not proposing at this time to limit the duration of our approval of 
the submitted budgets. In order to limit the duration of our approval, 
we would need the information described above to determine whether such 
limitation is reasonable and appropriate in this case. Once CARB has 
provided the necessary information, we intend to review it and

[[Page 49894]]

take appropriate action. If we propose to limit the duration of our 
approval of the budgets in the 2016 PM2.5 Plan, we will 
provide the public an opportunity to comment. The duration of our 
approval of the submitted budgets will not be limited until we complete 
such a rulemaking.
---------------------------------------------------------------------------

    \194\ See letter dated April 27, 2017, from Richard W. Corey, 
Executive Officer, CARB, to Alexis Strauss, Acting Regional 
Administrator, EPA Region IX, page 3.
    \195\ 40 CFR 93.118(e)(1).
---------------------------------------------------------------------------

VI. Summary of Proposed Actions and Request for Public Comment

    Under CAA section 110(k)(3), the EPA is proposing to approve SIP 
revisions submitted by California to address the Act's Serious area 
planning requirements for the 2006 PM2.5 NAAQS in the South 
Coast nonattainment area. Specifically, the EPA is proposing to approve 
the following elements of the 2016 PM2.5 Plan:
    1. A comprehensive, accurate, current inventory of actual emissions 
from all sources of PM2.5 and PM2.5 precursors in 
the area (CAA section 172(c)(3));
    2. Provisions to assure that BACM, including BACT, for the control 
of direct PM2.5 and PM2.5 precursors shall be 
implemented no later than 4 years after the area is reclassified (CAA 
section 189(b)(1)(B));
    3. A demonstration (including air quality modeling) that the plan 
provides for attainment as expeditiously as practicable but no later 
than December 31, 2019 (CAA sections 188(c)(2) and 189(b)(1)(A));
    4. Plan provisions that require RFP (CAA section 172(c)(2));
    5. Quantitative milestones that are to be achieved every 3 years 
until the area is redesignated attainment and which demonstrate RFP 
toward attainment by the applicable date (CAA section 189(c)); and
    6. 2017 and 2019 motor vehicle emissions budgets, as shown in Table 
6 of this proposed rule, because they are derived from an approvable 
RFP plan and attainment demonstration and meet the requirements of CAA 
section 176(c) and 40 CFR part 93, subpart A.
    The EPA is also proposing to approve the interpollutant trading 
mechanism provided in the 2016 PM2.5 Plan and clarified in a 
March 14, 2018 letter from the District for use in transportation 
conformity analyses for the 2006 PM2.5 NAAQS, in accordance 
with 40 CFR 93.124. We are not proposing any action at this time on the 
attainment contingency measure component of the 2016 PM2.5 
Plan. Finally, the EPA is proposing to find that the requirement for 
contingency measures to be undertaken if the area fails to make 
reasonable further progress under CAA section 172(c)(9) is moot as 
applied to the 2017 milestone year, because the State and District have 
demonstrated to the EPA's satisfaction that the 2017 milestones have 
been met.
    We will accept comments from the public on these proposals for the 
next 30 days. The deadline and instructions for submission of comments 
are provided in the DATES and ADDRESSES sections at the beginning of 
this preamble.

VII. Statutory and Executive Order Reviews

    Under the Clean Air Act, the Administrator is required to approve a 
SIP submission that complies with the provisions of the Act and 
applicable federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). 
Thus, in reviewing SIP submissions, the EPA's role is to approve state 
choices, provided that they meet the criteria of the Clean Air Act. 
Accordingly, this proposed action merely proposes to approve state law 
as meeting federal requirements and does not impose additional 
requirements beyond those imposed by state law. For that reason, this 
proposed action:
     Is not a ``significant regulatory action'' subject to 
review by the Office of Management and Budget under Executive Orders 
12866 (58 FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 
2011);
     is not an Executive Order 13771 (82 FR 9339, February 2, 
2017) regulatory action because SIP approvals are exempted under 
Executive Order 12866;
     does not impose an information collection burden under the 
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
     is certified as not having a significant economic impact 
on a substantial number of small entities under the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.);
     does not contain any unfunded mandate or significantly or 
uniquely affect small governments, as described in the Unfunded 
Mandates Reform Act of 1995 (Pub. L. 104-4);
     does not have Federalism implications as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999);
     is not an economically significant regulatory action based 
on health or safety risks subject to Executive Order 13045 (62 FR 
19885, April 23, 1997);
     is not a significant regulatory action subject to 
Executive Order 13211 (66 FR 28355, May 22, 2001);
     is not subject to requirements of Section 12(d) of the 
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 
note) because application of those requirements would be inconsistent 
with the Clean Air Act; and
     does not provide the EPA with the discretionary authority 
to address disproportionate human health or environmental effects with 
practical, appropriate, and legally permissible methods under Executive 
Order 12898 (59 FR 7629, February 16, 1994).
    In addition, the SIP is not approved to apply on any Indian 
reservation land or in any other area where the EPA or an Indian tribe 
has demonstrated that a tribe has jurisdiction. In those areas of 
Indian country, the rule does not have tribal implications and will not 
impose substantial direct costs on tribal governments or preempt tribal 
law as specified by Executive Order 13175 (65 FR 67249, November 9, 
2000).

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Ammonia, 
Incorporation by reference, Intergovernmental relations, Oxides of 
nitrogen, Particulate matter, Reporting and recordkeeping requirements, 
Sulfur oxides, Volatile organic compounds.

    Authority: 42 U.S.C. 7401 et seq.

    Dated: September 24, 2018.
Deborah Jordan,
Acting Regional Administrator, Region 9.
[FR Doc. 2018-21560 Filed 10-2-18; 8:45 am]
 BILLING CODE 6560-50-P



                                                 49872                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 Executive Orders 12866 (58 FR 51735,                      Dated: September 21, 2018.                          additional submission methods, please
                                                 October 4, 1993) and 13563 (76 FR 3821,                 Deborah Jordan,                                       contact the person identified in the FOR
                                                 January 21, 2011);                                      Acting Regional Administrator, Region IX.             FURTHER INFORMATION CONTACT section.
                                                    • is not an Executive Order 13771 (82                [FR Doc. 2018–21467 Filed 10–2–18; 8:45 am]           For the full EPA public comment policy,
                                                 FR 9339, February 2, 2017) regulatory                   BILLING CODE 6560–50–P                                information about CBI or multimedia
                                                 action because SIP approvals are                                                                              submissions, and general guidance on
                                                 exempted under Executive Order 12866;                                                                         making effective comments, please visit
                                                                                                         ENVIRONMENTAL PROTECTION                              http://www2.epa.gov/dockets/
                                                    • does not impose an information                                                                           commenting-epa-dockets.
                                                                                                         AGENCY
                                                 collection burden under the provisions
                                                                                                                                                               FOR FURTHER INFORMATION CONTACT:
                                                 of the Paperwork Reduction Act (44                      40 CFR Part 52
                                                 U.S.C. 3501 et seq.);                                                                                         Wienke Tax, Air Planning Office (AIR–
                                                                                                         [EPA–R09–OAR–2017–0490; FRL–9984–                     2), EPA Region IX, (415) 947–4192,
                                                    • is certified as not having a                       91—Region 9]                                          tax.wienke@epa.gov.
                                                 significant economic impact on a                                                                              SUPPLEMENTARY INFORMATION:
                                                 substantial number of small entities                    Approval and Promulgation of                          Throughout this document, ‘‘we,’’ ‘‘us’’
                                                 under the Regulatory Flexibility Act (5                 Implementation Plans; California;                     and ‘‘our’’ refer to the EPA.
                                                 U.S.C. 601 et seq.);                                    South Coast Serious Area Plan for the
                                                    • does not contain any unfunded                      2006 PM2.5 NAAQS                                      Table of Contents
                                                 mandate or significantly or uniquely                    AGENCY:  U.S. Environmental Protection                I. Background
                                                 affect small governments, as described                  Agency (EPA).                                         II. Summary of the 2016 PM2.5 Plan
                                                 in the Unfunded Mandates Reform Act                                                                           III. Completeness Review of the 2016 PM2.5
                                                                                                         ACTION: Proposed rule.                                      Plan
                                                 of 1995 (Pub. L. 104–4);
                                                                                                                                                               IV. Clean Air Act Requirements for PM2.5
                                                    • does not have Federalism                           SUMMARY:    The Environmental Protection                    Serious Area Plans
                                                 implications as specified in Executive                  Agency (EPA) is proposing to approve                  V. Review of South Coast Serious Area Plan
                                                 Order 13132 (64 FR 43255, August 10,                    state implementation plan (SIP)                             Addressing the 2006 PM2.5 NAAQS
                                                 1999);                                                  revisions submitted by California to                     A. Emissions Inventory
                                                                                                         address Clean Air Act (CAA or ‘‘Act’’)                   B. PM2.5 Precursors
                                                    • is not an economically significant                                                                          C. Best Available Control Measures
                                                                                                         requirements for the 2006 24-hour fine
                                                 regulatory action based on health or                    particulate matter (PM2.5) national                      D. Attainment Demonstration and
                                                 safety risks subject to Executive Order                 ambient air quality standards (NAAQS                        Modeling
                                                 13045 (62 FR 19885, April 23, 1997);                    or ‘‘standards’’) in the Los Angeles-                    E. Reasonable Further Progress and
                                                    • is not a significant regulatory action                                                                         Quantitative Milestones
                                                                                                         South Coast air basin (South Coast)                      F. Contingency Measures
                                                 subject to Executive Order 13211 (66 FR                 Serious PM2.5 nonattainment area. The                    G. Major Stationary Source Control
                                                 28355, May 22, 2001);                                   EPA is also proposing to approve 2017                       Requirements Under CAA Section 189(e)
                                                    • is not subject to requirements of                  and 2019 motor vehicle emissions                         H. Motor Vehicle Emission Budgets
                                                 Section 12(d) of the National                           budgets for transportation conformity                 VI. Summary of Proposed Actions and
                                                 Technology Transfer and Advancement                     purposes and inter-pollutant trading                        Request for Public Comment
                                                 Act of 1995 (15 U.S.C. 272 note) because                ratios for use in transportation                      VII. Statutory and Executive Order Reviews
                                                 application of those requirements would                 conformity analyses.                                  I. Background
                                                 be inconsistent with the Clean Air Act;                 DATES: Any comments must arrive by
                                                                                                         November 2, 2018.                                        On October 17, 2006, the EPA revised
                                                 and
                                                                                                                                                               the 24-hour NAAQS for PM2.5,
                                                    • does not provide the EPA with the                  ADDRESSES: Submit your comments,
                                                                                                                                                               particulate matter with a diameter of 2.5
                                                 discretionary authority to address                      identified by Docket ID No. EPA–R09–                  microns or less, to provide increased
                                                 disproportionate human health or                        OAR–2017–0490 at https://                             protection of public health by lowering
                                                 environmental effects with practical,                   www.regulations.gov, or via email to                  the level from 65 micrograms per cubic
                                                 appropriate, and legally permissible                    tax.wienke@epa.gov. For comments                      meter (mg/m3) to 35 mg/m3.1
                                                 methods under Executive Order 12898                     submitted at Regulations.gov, follow the
                                                                                                                                                               Epidemiological studies have shown
                                                 (59 FR 7629, February 16, 1994).                        online instructions for submitting
                                                                                                                                                               statistically significant correlations
                                                                                                         comments. Once submitted, comments
                                                    In addition, the SIP is not approved                                                                       between elevated PM2.5 levels and
                                                                                                         cannot be edited or removed from
                                                 to apply on any Indian reservation land                                                                       premature mortality. Other important
                                                                                                         Regulations.gov. For either manner of
                                                 or in any other area where the EPA or                                                                         health effects associated with PM2.5
                                                                                                         submission, the EPA may publish any
                                                 an Indian tribe has demonstrated that a                                                                       exposure include aggravation of
                                                                                                         comment received to its public docket.
                                                 tribe has jurisdiction. In those areas of                                                                     respiratory and cardiovascular disease
                                                                                                         Do not submit electronically any
                                                 Indian country, the rule does not have                                                                        (as indicated by increased hospital
                                                                                                         information you consider to be
                                                 tribal implications and will not impose                                                                       admissions, emergency room visits,
                                                                                                         Confidential Business Information (CBI)
                                                 substantial direct costs on tribal                                                                            absences from school or work, and
                                                                                                         or other information whose disclosure is
                                                 governments or preempt tribal law as
                                                                                                         restricted by statute. Multimedia
                                                 specified by Executive Order 13175 (65                                                                          1 40 CFR 50.13 and 71 FR 61144 (October 17,
                                                                                                         submissions (audio, video, etc.) must be              2006). The EPA first established NAAQS for PM2.5
                                                 FR 67249, November 9, 2000).
                                                                                                         accompanied by a written comment.                     on July 18, 1997 (62 FR 38652), including annual
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                                                 List of Subjects in 40 CFR Part 52                      The written comment is considered the                 standards of 15.0 mg/m3 based on a 3-year average
                                                                                                                                                               of annual mean PM2.5 concentrations and 24-hour
                                                                                                         official comment and should include                   (daily) standards of 65 mg/m3 based on a 3-year
                                                   Environmental protection, Air                         discussion of all points you wish to                  average of 98th percentile 24-hour concentrations
                                                 pollution control, Incorporation by                     make. The EPA will generally not                      (40 CFR 50.7). In 2012, the EPA revised the annual
                                                 reference, Intergovernmental relations,                 consider comments or comment                          standards to lower them to 12 mg/m3 (78 FR 3086,
                                                 Nitrogen dioxide, Ozone, Reporting and                  contents located outside of the primary               January 15, 2013, codified at 40 CFR 50.18). Unless
                                                 recordkeeping requirements.                                                                                   otherwise noted, all references to the PM2.5
                                                                                                         submission (i.e., on the web, cloud, or               standards in this notice are to the 2006 24-hour
                                                    Authority: 42 U.S.C. 7401 et seq.                    other file sharing system). For                       NAAQS of 35 mg/m3 codified at 40 CFR 50.13.



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                    49873

                                                 restricted activity days), changes in lung              rule reclassifying the South Coast area                attainment date for an area classified as
                                                 function and increased respiratory                      as ‘‘Serious’’ nonattainment under                     Serious is as expeditiously as
                                                 symptoms. Individuals particularly                      subpart 4, based on the EPA’s                          practicable, but no later than the end of
                                                 sensitive to PM2.5 exposure include                     determination that the area could not                  the tenth calendar year following
                                                 older adults, people with heart and lung                practicably attain the 2006 PM2.5                      designation. As explained in the EPA’s
                                                 disease, and children.2 PM2.5 can be                    standards by the December 31, 2015                     final reclassification action, the Serious
                                                 emitted directly into the atmosphere as                 attainment date.10 This reclassification               area plan for the South Coast must
                                                 a solid or liquid particle (‘‘primary                   became effective on February 12, 2016.                 include provisions to assure that the
                                                 PM2.5’’ or ‘‘direct PM2.5’’) or can be                  The reclassification was based upon the                best available control measures (BACM)
                                                 formed in the atmosphere as a result of                 EPA’s evaluation of ambient air quality                for the control of direct PM2.5 and PM2.5
                                                 various chemical reactions among                        data from the 2013–2015 period,                        precursors shall be implemented no
                                                 precursor pollutants such as nitrogen                   indicating that it was not practicable for             later than 4 years after the area is
                                                 oxides, sulfur oxides, volatile organic                 certain monitoring sites within the                    reclassified (CAA section 189(b)(1)(B)),
                                                 compounds, and ammonia (‘‘secondary                     South Coast area to show PM2.5 design                  and a demonstration (including air
                                                 PM2.5’’).3                                              values at or below the level of the 2006               quality modeling) that the plan provides
                                                    Following promulgation of a new or                   PM2.5 NAAQS by December 31, 2015.11                    for attainment as expeditiously as
                                                 revised NAAQS, the EPA is required by                   On April 14, 2016, we partially                        practicable but no later than December
                                                 CAA section 107(d) to designate areas                   approved and partially disapproved                     31, 2019, which is the latest permissible
                                                 throughout the nation as attaining or not               California’s Moderate area plan for the                attainment date under CAA section
                                                 attaining the NAAQS. On November 13,                    2006 PM2.5 NAAQS in the South                          188(c)(2).15
                                                 2009, the EPA designated the South                      Coast.12 On February 12, 2018, we                         Given the December 31, 2019
                                                 Coast as nonattainment for the 2006 24-                 determined that California had                         outermost attainment deadline for the
                                                 hour PM2.5 standards.4 This designation                 corrected the deficiencies identified in               South Coast area under section
                                                 became effective on December 14,                        our prior partial disapproval of this plan             188(c)(2), the EPA required the State to
                                                 2009.5 The South Coast area is also                     and terminated all sanction clocks                     adopt and submit a Serious area plan for
                                                 designated nonattainment for the 1997                   triggered by that action.13                            the South Coast within 18 months of the
                                                 annual and 24-hour PM2.5 standards.6                       The South Coast PM2.5 nonattainment                 reclassification, well before the statutory
                                                 On June 2, 2014, the EPA classified the                 area is home to about 17 million people,               SIP submission deadlines in CAA
                                                 South Coast area as ‘‘Moderate’’                        has a diverse economic base, and                       section 189(b)(2).16
                                                 nonattainment for both the 1997 PM2.5                   contains one of the highest-volume port
                                                 standards and the 2006 PM2.5 standards                  areas in the world. For a precise                      II. Summary of the 2016 PM2.5 Plan
                                                 under subpart 4 of part D, title I of the               description of the geographic                             We are proposing action on portions
                                                 Act.7 8 California submitted a plan                     boundaries of the South Coast PM2.5                    of two California SIP submissions that
                                                 addressing the Moderate area attainment                 nonattainment area, see 40 CFR 81.305.                 address the 2006 24-hour PM2.5 NAAQS
                                                 planning requirements for the 2006                      The local air district with primary                    Serious area plan requirements in the
                                                 PM2.5 NAAQS in the South Coast on                       responsibility for developing a plan to                South Coast. The first submission is the
                                                 February 13, 2013, and submitted a                      attain the 2006 PM2.5 NAAQS in this                    ‘‘Final 2016 Air Quality Management
                                                 supplement to this plan on March 4,                     area is the South Coast Air Quality                    Plan (March 2017),’’ adopted by the
                                                 2015.9                                                  Management District (‘‘District’’ or                   SCAQMD Governing Board on March 3,
                                                    On January 13, 2016, the EPA                         SCAQMD). The District works                            2017 (‘‘2016 AQMP’’). CARB submitted
                                                 published a December 22, 2015 final                     cooperatively with the California Air                  the 2016 AQMP to the EPA on April 27,
                                                                                                         Resources Board (CARB) in preparing                    2017.17 The second submission, also
                                                   2 78  FR 3086 at 3088 (January 15, 2013).             these plans. Authority for regulating                  submitted to the EPA on April 27, 2017,
                                                   3 72  FR 20586, 20589 (April 25, 2007).
                                                    4 74 FR 58688 (November 13, 2009).
                                                                                                         sources in the South Coast is split                    is CARB’s ‘‘2016 State Strategy for the
                                                    5 40 CFR 81.305.
                                                                                                         between the District, which has                        State Implementation Plan (March
                                                    6 70 FR 944 (January 5, 2005) and 40 CFR 81.305.     responsibility for regulating stationary               2017)’’ (‘‘2016 State Strategy’’).18 We
                                                 In November 2007, California submitted the 2007         and most area sources, and CARB,                       refer to these SIP submissions
                                                 PM2.5 Plan to provide for attainment of the 1997        which has responsibility for regulating                collectively as the ‘‘2016 PM2.5 Plan’’ or
                                                 PM2.5 standards in the South Coast. In November         most mobile sources and some
                                                 2011, the EPA approved all but the contingency                                                                 ‘‘Plan.’’
                                                 measures in the 2007 PM2.5 Plan (76 FR 69928,           categories of consumer products.                          The 2016 AQMP is organized into
                                                 November 9, 2011). In November 2011 and April              As a consequence of its
                                                                                                                                                                eleven chapters, each addressing a
                                                 2013, the State submitted a revised contingency         reclassification as a Serious PM2.5
                                                 measure plan, which the EPA approved on October                                                                specific topic. We summarize below
                                                                                                         nonattainment area, the South Coast                    each of the chapters relevant to the 2006
                                                 29, 2013 (78 FR 64402).
                                                    7 79 FR 31566.                                       area became subject to a new attainment                PM2.5 NAAQS.19 Chapter 1,
                                                    8 The EPA took this action in response to a          date under CAA section 188(c)(2) and
                                                 decision of the Court of Appeals for the D.C. Circuit   the requirement to submit a Serious area                 15 Id.
                                                 finding that the EPA had erred in implementing the      plan that satisfies the requirements of                  16 Id.
                                                 PM2.5 NAAQS pursuant solely to the general
                                                 implementation provisions of subpart 1 of Part D,
                                                                                                         part D of title I of the Act, including the               17 Letter from Richard Corey, Executive Officer,

                                                 Title I of the Act, without also considering the        requirements of subpart 4, for the 2006                CARB, to Alexis Strauss, Acting Regional
                                                 particulate matter-specific provisions of subpart 4     PM2.5 NAAQS.14 Under subpart 4, the                    Administrator, EPA Region IX, with enclosures,
                                                 of Part D. Natural Resources Defense Council                                                                   April 27, 2017.
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                                                                                                                                                                   18 Id.
                                                 (NRDC) v. EPA, 706 F.3d 428 (D.C. Cir. 2013).             10 81
                                                    9 Letter from James N. Goldstene, Executive
                                                                                                                 FR 1514 (January 13, 2016).                       19 The following chapters in the 2016 AQMP are
                                                                                                           11 Id.at 1514; see also proposed rule, 80 FR 63640
                                                 Officer, California Air Resources Board (CARB), to                                                             not relevant to the 2006 PM2.5 NAAQS and were not
                                                                                                         (October 20, 2015). Air quality data for 2013–2015     reviewed as part of today’s action: Chapter 7,
                                                 Jared Blumenfeld, Regional Administrator, EPA
                                                                                                         indicated that the highest monitors in the South       ‘‘Current and Future Air Quality—Desert
                                                 Region IX, with attachments (transmitting 2012
                                                 PM2.5 Plan), February 13, 2013, and letter from         Coast area had a design value of 38 mg/m3 for the      Nonattainment Areas,’’ describes the air quality
                                                 Richard W. Corey, Executive Officer, CARB, to Jared     24-hour standard.                                      status of the Coachella Valley, including emissions
                                                                                                           12 81 FR 22025 (April 14, 2016).
                                                 Blumenfeld, Regional Administrator, EPA Region                                                                 inventories, designations, and current and future air
                                                                                                           13 83 FR 5923 (February 12, 2018).
                                                 IX, with attachments (transmitting 2015 supplement                                                             quality; Chapter 8, ‘‘Looking Beyond Current
                                                 to 2012 PM2.5 Plan), March 4, 2015.                       14 81 FR 1514, 1518 (January 13, 2016).                                                         Continued




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                                                 49874                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 ‘‘Introduction,’’ introduces the 2016                   proposed stationary and mobile source                 District conducted numerous public
                                                 AQMP, including its purpose, historical                 control measures to attain the federal                workshops, provided a public comment
                                                 air quality progress in the South Coast,                ozone and PM2.5 standards.                            period, and held a public hearing prior
                                                 and the District’s approach to air quality                 • Appendix IV–B (CARB’s Mobile                     to the adoption of the 2016 AQMP on
                                                 planning. Chapter 2, ‘‘Air Quality and                  Source Strategy) describes CARB’s                     March 3, 2017.20 CARB provided the
                                                 Health Effects,’’ discusses current air                 proposed 2016 strategy to attain health-              required public notice and opportunity
                                                 quality in comparison with federal                      based federal air quality standards.                  for public comment prior to its March
                                                 health-based air pollution standards.                      • Appendix IV–C (Regional                          23, 2017 public hearing and adoption of
                                                 Chapter 3, ‘‘Base Year and Future                       Transportation Strategy and Control                   the 2016 AQMP and the 2016 State
                                                 Emissions,’’ summarizes emissions                       Measures) describes the Southern                      Strategy.21 Each submission includes
                                                 inventories, estimates current emissions                California Association of Governments’                proof of publication of notices for the
                                                 by source and pollutant, and projects                   (SCAG) ‘‘Final 2016–2040 Regional                     respective public hearings, and
                                                 future emissions with and without                       Transportation Plan/Sustainable                       transcripts for the public hearings.22 We
                                                 growth. Chapter 4, ‘‘Control Strategy                   Communities Strategy’’ and                            find, therefore, that the 2016 PM2.5 Plan
                                                 and Implementation,’’ presents the                      transportation control measures                       meets the procedural requirements for
                                                 control strategy, specific measures, and                included in the 2016 PM2.5 Plan.                      public notice and hearing in CAA
                                                 implementation schedules to attain the                     • Appendix V (Modeling and                         sections 110(a) and 110(l).
                                                 air quality standards by the specified                  Attainment Demonstrations) provides                      CAA section 110(k)(1)(B) requires the
                                                 attainment dates. Chapter 5, ‘‘Future Air               the details of the regional modeling for              EPA to determine whether a SIP
                                                 Quality,’’ describes the modeling                       the attainment demonstration.                         submission is complete within 60 days
                                                 approach used in the 2016 AQMP and                         • Appendix VI (Compliance with                     of receipt. This section also provides
                                                 summarizes the South Coast’s future air                 Other Clean Air Act Requirements)                     that any plan that the EPA has not
                                                 quality projections with and without the                provides the District’s demonstration                 affirmatively determined to be complete
                                                 control strategy. Chapter 6, ‘‘Federal and              that the 2016 AQMP complies with                      or incomplete will become complete by
                                                 State Clean Air Act Requirements,’’                     specific federal and California Clean Air             operation of law six months after the
                                                 discusses specific federal and State                    Act requirements.                                     date of submission. The EPA’s SIP
                                                 requirements as they pertain to the                        The additional documents adopted by                completeness criteria are found in 40
                                                 South Coast, including anti-backsliding                 CARB on March 23, 2017 supplement                     CFR part 51, Appendix V. The 2016
                                                 requirements for revoked standards.                     the analysis and demonstrations                       PM2.5 Plan, which CARB submitted on
                                                 Chapter 11, ‘‘Public Process and                        adopted by the SCAQMD on March 3,                     April 27, 2017, became complete by
                                                 Participation,’’ describes the District’s               2017. In particular, the ‘‘CARB Staff                 operation of law on October 27, 2017.
                                                 public outreach effort associated with                  Report, ARB Review of 2016 AQMP for
                                                 the development of the 2016 AQMP. A                     the South Coast Air Basin and Coachella               IV. Clean Air Act Requirements for
                                                 ‘‘Glossary’’ is provided at the end of the              Valley,’’ (‘‘CARB Staff Report’’),                    PM2.5 Serious Area Plans
                                                 document, presenting definitions of                     includes in Appendix D a weight of                    A. PM2.5 Serious Area Plan
                                                 commonly used terms found in the 2016                   evidence analysis for the SCAQMD’s                    Requirements
                                                 AQMP.                                                   attainment demonstration for the 24-
                                                                                                         hour and annual PM2.5 NAAQS. In                         Upon reclassification of a Moderate
                                                    The 2016 AQMP also includes
                                                                                                         addition, the 2016 State Strategy                     nonattainment area as a Serious
                                                 numerous technical appendices, listed
                                                                                                         discusses additional statewide                        nonattainment area under subpart 4, the
                                                 below:
                                                    • Appendix I (Health Effects) presents               measures, including mobile source                     CAA requires a state to submit the
                                                 a summary of scientific findings on the                 measures, that will help the area reach               following Serious area SIP elements: 23
                                                                                                         attainment of the 2006 PM2.5 standards                  1. A comprehensive, accurate, current
                                                 health effects of ambient air pollutants.
                                                    • Appendix II (Current Air Quality)                  by the Serious area attainment date of                inventory of actual emissions from all
                                                 contains a detailed summary of the air                  December 31, 2019.                                    sources of PM2.5 and PM2.5 precursors in
                                                 quality in 2014, along with prior year                     We present our evaluation of the 2016              the area (CAA section 172(c)(3));
                                                                                                         PM2.5 Plan in Section V of this proposed                2. Provisions to assure that BACM,
                                                 trends, in both the South Coast and the
                                                                                                         rule.                                                 including best available control
                                                 Coachella Valley.
                                                    • Appendix III (Base and Future Year                                                                       technology (BACT), for the control of
                                                                                                         III. Completeness Review of the 2016                  direct PM2.5 and PM2.5 precursors shall
                                                 Emission Inventory) presents the 2012                   PM2.5 Plan
                                                 base year emissions inventory and                                                                               20 SCAQMD, Notice of Public Hearing, Proposed
                                                 projected emission inventories of air                      CAA sections 110(a)(1) and (2) and
                                                                                                                                                               2016 Air Quality Management Plan for the South
                                                 pollutants in future attainment years for               110(l) require each state to provide                  Coast Air Quality Management District and Report
                                                 both annual average and summer                          reasonable public notice and                          on the Health Impacts of Particulate Matter Air
                                                 planning inventories.                                   opportunity for public hearing prior to               Pollution in the South Coast Air Basin, December
                                                    • Appendix IV–A (SCAQMD’s                            the adoption and submission of a SIP or               14, 2016.
                                                                                                                                                                 21 CARB, ‘‘Notice of Public Meeting to Consider
                                                 Stationary and Mobile Source Control                    SIP revision to the EPA. To meet this
                                                                                                                                                               Adopting the 2016 Air Quality Management Plan
                                                 Measures) describes SCAQMD’s                            requirement, every SIP submission                     for Ozone and PM2.5 for the South Coast Air Basin
                                                                                                         should include evidence that adequate                 and the Coachella Valley,’’ March 6, 2017.
                                                 Requirements,’’ assesses the South Coast air basin’s    public notice was given and an                          22 See Memorandum from Denise Garzaro, Clerk

                                                 status with respect to the 2015 8-hour ozone            opportunity for a public hearing was                  of the Board, SCAQMD, to Arlene Martinez,
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                                                 standard of 70 ppb; Chapter 9, ‘‘Air Toxic Control                                                            Administrative Secretary, Planning, Rule
                                                                                                         provided consistent with the EPA’s                    Development, and Area Sources, SUBJECT: SIP
                                                 Strategy,’’ examines the ongoing efforts to reduce
                                                 health risk from toxic air contaminants, co-benefits    implementing regulations in 40 CFR                    Documentation, January 24, 2017. See also
                                                 from reducing criteria pollutants, and potential        51.102.                                               California Air Resources Board, Notice of Public
                                                 future actions; and Chapter 10, ‘‘Climate and              Both the District and CARB satisfied               Meeting to Consider Adopting the 2016 Air Quality
                                                 Energy,’’ provides a description of current and         applicable statutory and regulatory                   Management Plan for Ozone and PM2.5 for the
                                                 projected energy demand and supply issues in the                                                              South Coast Air Basin and the Coachella Valley,
                                                 South Coast air basin, and the relationship between
                                                                                                         requirements for reasonable public                    March 6, 2017.
                                                 air quality improvement and greenhouse gas              notice and hearing prior to adoption and                23 See 81 FR 1514 (January 13, 2016) and 81 FR

                                                 mitigation goals.                                       submission of the 2016 PM2.5 Plan. The                58010 (August 24, 2016).



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                                                                       Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                  49875

                                                 be implemented no later than 4 years                    ‘‘State Implementation Plans; General                 developed. A state is also required to
                                                 after the area is reclassified (CAA                     Preamble for the Implementation of                    use the EPA’s Compilation of Air
                                                 section 189(b)(1)(B));                                  Title I of the Clean Air Act Amendments               Pollutant Emission Factors (‘‘AP–42’’)
                                                    3. A demonstration (including air                    of 1990; Supplemental’’                               road dust method for calculating re-
                                                 quality modeling) that the plan provides                (‘‘Supplement’’); 26 and (3) ‘‘State                  entrained road dust emissions from
                                                 for attainment as expeditiously as                      Implementation Plans for Serious PM–                  paved roads.30 31 The latest EPA-
                                                 practicable but no later than December                  10 Nonattainment Areas, and                           approved version of California’s mobile
                                                 31, 2019 (CAA sections 188(c)(2) and                    Attainment Date Waivers for PM–10                     source emission factor model for
                                                 189(b)(1)(A));                                          Nonattainment Areas Generally;                        estimating tailpipe, brake and tire wear
                                                    4. Plan provisions that require                      Addendum to the General Preamble for                  emissions from on-road mobile sources
                                                 reasonable further progress (RFP) (CAA                  the Implementation of Title I of the                  is EMFAC2014.32
                                                 section 172(c)(2));                                     Clean Air Act Amendments of 1990’’                       In addition to the base year inventory
                                                    5. Quantitative milestones that are to               (‘‘Addendum’’).27                                     submitted to meet the requirements of
                                                 be achieved every 3 years until the area                   Additionally, in an August 24, 2016                CAA section 172(c)(3), the State must
                                                 is redesignated attainment and that                     final rule entitled, ‘‘Fine Particulate               also submit a projected attainment year
                                                 demonstrate RFP toward attainment by                    Matter National Ambient Air Quality                   inventory and emissions projections for
                                                 the applicable date (CAA section                        Standards: State Implementation Plan                  each reasonable further progress (RFP)
                                                 189(c));                                                Requirements’’ (‘‘PM2.5 SIP
                                                    6. Provisions to assure that control                                                                       milestone year.33 These future
                                                                                                         Requirements Rule’’),28 the EPA                       emissions projections are necessary
                                                 requirements applicable to major                        established regulatory requirements and
                                                 stationary sources of PM2.5 also apply to                                                                     components of the attainment
                                                                                                         provided further interpretive guidance                demonstration required under CAA
                                                 major stationary sources of PM2.5                       on the statutory SIP requirements that
                                                 precursors, except where a state                                                                              section 189(a)(1) and (b)(1) and the
                                                                                                         apply to areas designated nonattainment               demonstration of RFP required under
                                                 demonstrates to the EPA’s satisfaction                  for the PM2.5 standards. We discuss
                                                 that such sources do not contribute                                                                           section 172(c)(2).34 Emissions
                                                                                                         these regulatory requirements and                     projections for future years (referred to
                                                 significantly to PM2.5 levels that exceed               interpretations of the Act as appropriate
                                                 the standard in the area (CAA section                                                                         in the 2016 PM2.5 Plan as ‘‘baseline
                                                                                                         in our evaluation of the 2016 PM2.5 Plan              inventories’’ or ‘‘future baseline
                                                 189(e));                                                in section V of this proposed rule.
                                                    7. Contingency measures to be                                                                              inventories’’) should account for, among
                                                 implemented if the area fails to meet                   V. Review of the South Coast Serious                  other things, the ongoing effects of
                                                 RFP or to attain by the applicable                      Area Plan Addressing the 2006 PM2.5                   economic growth and adopted
                                                 attainment date (CAA section 172(c)(9));                NAAQS                                                 emissions control requirements. The SIP
                                                 and                                                                                                           should include documentation to
                                                                                                         A. Emissions Inventory
                                                    8. A revision to the nonattainment
                                                 new source review (NSR) program to                      1. Requirements for Emissions                            30 The EPA released an update to AP–42 in

                                                 lower the applicable ‘‘major stationary                 Inventories                                           January 2011, which revised the equation for
                                                                                                                                                               estimating paved road dust emissions based on an
                                                 source’’ thresholds from 100 tons per                      CAA section 172(c)(3) requires that                updated data regression that included new emission
                                                 year (tpy) to 70 tpy (CAA section                       each SIP include a comprehensive,                     tests results. See 76 FR 6328 (February 4, 2011).
                                                 189(b)(3)).24                                           accurate, current inventory of actual                 CARB used the revised 2011 AP–42 methodology in
                                                    Serious area PM2.5 plans must also                                                                         developing on-road mobile source emissions; see
                                                                                                         emissions from all sources of the                     https://www.arb.ca.gov/ei/areasrc/fullpdf/full7-9_
                                                 satisfy: The requirements for Moderate                  relevant pollutant or pollutants in the               2016.pdf.
                                                 area plans in CAA section 189(a), to the                nonattainment area. This base year                       31 AP–42 is the EPA’s Compilation of Air

                                                 extent those requirements have not                      emissions inventory should provide a                  Pollutant Emission Factors, and has been published
                                                 already been satisfied in the Moderate                  state’s best estimate of actual emissions
                                                                                                                                                               since 1972 as the primary source of the EPA’s
                                                 area plan submitted for the area; the                                                                         emission factor information. It contains emission
                                                                                                         from all sources of the relevant                      factors and process information for more than 200
                                                 general requirements applicable to all                  pollutants in the area, i.e., all emissions           air pollution source categories. A source category is
                                                 SIP submissions under section 110 of                    that contribute to the formation of a                 a specific industry sector or group of similar
                                                 the CAA; the requirement to provide                     particular NAAQS pollutant. For the
                                                                                                                                                               emitting sources. The emission factors have been
                                                 necessary assurances that the                                                                                 developed and compiled from source test data,
                                                                                                         PM2.5 NAAQS, the base year inventory                  material balance studies, and engineering estimates.
                                                 implementing agencies have adequate                     must include direct PM2.5 emissions,                     32 80 FR 77337 (December 14, 2015). EMFAC is
                                                 personnel, funding and authority under                  separately reported filterable and                    short for EMission FACtor. The EPA announced the
                                                 CAA section 110(a)(2)(E); and the                       condensable PM2.5 emissions, and                      availability of the EMFAC2014 model for use in
                                                 requirements concerning enforcement                                                                           state implementation plan development and
                                                                                                         emissions of all chemical precursors to               transportation conformity in California on
                                                 provisions in CAA section 110(a)(2)(C).                 the formation of secondary PM2.5                      December 14, 2015. The EPA’s approval of the
                                                    The EPA provided its preliminary                                                                           EMFAC2014 emissions model for SIP and
                                                                                                         nitrogen oxides (NOX), sulfur dioxide
                                                 interpretations of the CAA’s                                                                                  conformity purposes was effective on the date of
                                                                                                         (SO2), volatile organic compounds                     publication of the notice in the Federal Register.
                                                 requirements for particulate matter
                                                                                                         (VOC), and ammonia (NH3).29                           EMFAC2014 must be used for all new regional
                                                 plans under part D, title I of the Act in                  A state must include in its SIP                    emissions analyses and CO, PM10 and PM2.5 hot-
                                                 the following guidance documents: (1)                   submission documentation explaining                   spot analyses that are started on or after December
                                                 ‘‘State Implementation Plans; General                   how the emissions data were calculated.               14, 2017, which is the end of the grace period for
                                                 Preamble for the Implementation of                                                                            EMFAC2014.
                                                                                                         In estimating mobile source emissions,
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                                                                                                                                                                  33 See 40 CFR 51.1008 and 51.1012; see also U.S.
                                                 Title I of the Clean Air Act Amendments                 a state should use the latest emissions               EPA, ‘‘Emissions Inventory Guidance for
                                                 of 1990’’ (‘‘General Preamble’’); 25 (2)                models and planning assumptions                       Implementation of Ozone and Particulate Matter
                                                                                                         available at the time the SIP is                      National Ambient Air Quality Standards (NAAQS)
                                                   24 For any Serious area, the terms ‘‘major source’’                                                         and Regional Haze Regulations’’ (July 2017),
                                                 and ‘‘major stationary source’’ include any                                                                   available at https://www.epa.gov/air-emissions-
                                                                                                           26 57 FR 18070 (April 28, 1992).
                                                 stationary source that emits or has the potential to                                                          inventories/air-emissions-inventory-guidance-
                                                                                                           27 59 FR 41998 (August 16, 1994).
                                                 emit at least 70 tons per year of PM10 (CAA section                                                           implementation-ozone-and-particulate.
                                                 189(b)(3)).                                               28 81 FR 58010.                                        34 See 40 CFR 51.1004, 51.1008, 51.1011, and
                                                   25 57 FR 13498 (April 16, 1992).                        29 40 CFR 51.1008.                                  51.1012.



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                                                 49876                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 explain how the emissions projections                                     Stationary sources and mobile sources,                    NOX emission sources subject to the
                                                 were calculated.                                                          which include on-road and non-road                        District’s Regional Clean Air Incentives
                                                                                                                           sources of emissions. Stationary sources                  Market (RECLAIM) program (based on
                                                 2. Emissions Inventories in the 2016
                                                                                                                           include point and area sources. Point                     2015 program amendments), livestock
                                                 PM2.5 Plan
                                                                                                                           sources in the South Coast air basin that                 waste management operations, gasoline
                                                    The annual average daily planning                                      emit more than 4 tons per year (tpy) or                   dispensing facilities, composting
                                                 inventories for direct PM2.5 and all                                      more of VOC, NOX, SO2, or PM report                       operations, oil and gas production, and
                                                 PM2.5 precursors (NOX, SOX, VOC, and                                      annual emissions to the District. Point                   architectural coatings.
                                                 ammonia) 35 for the South Coast PM2.5                                     source emissions for the 2012 base year                     On-road emissions inventories are
                                                 nonattainment area together with                                          emissions inventory are generally based                   calculated using CARB’s EMFAC2014
                                                 documentation for the inventories are                                     on reported data from facilities using                    model and the travel activity data
                                                 found in Chapter 3, Appendix III and                                      the District’s Annual Emissions                           provided by SCAG in ‘‘The 2016–2040
                                                 Appendix V of the 2016 AQMP.                                              Reporting (AER) program.38 Area                           Regional Transportation Plan/
                                                 Appendix V also contains additional                                       sources include smaller emissions                         Sustainable Communities Strategy.’’ 39
                                                 inventory documentation specific to the                                   sources distributed across the                            Re-entrained paved road dust emissions
                                                 air quality modeling inventories. These                                   nonattainment area. CARB and the                          were calculated using the EPA’s AP–42
                                                 portions of the 2016 AQMP contain                                         District estimate emissions for about 400                 road dust methodology.40
                                                 annual average daily inventories of                                       area source categories using established                    CARB provided emission inventories
                                                 actual emissions for the base year of                                     inventory methods, including publicly-                    for off-road equipment, including
                                                 2012 and projected inventories for the                                    available emission factors and activity                   construction and mining equipment,
                                                 future RFP baseline year of 2017 and the                                  information. Activity data may come                       industrial and commercial equipment,
                                                 attainment year of 2019, as well as the                                   from national survey data such as from                    lawn and garden equipment,
                                                 post-attainment RFP year of 2020.36 The                                   the Energy Information Administration                     agricultural equipment, ocean-going
                                                 annual average daily inventory is used                                    or from local sources such as the                         vessels, commercial harbor craft,
                                                 to evaluate sources of emissions for                                      Southern California Gas Company, paint                    locomotives, cargo handling equipment,
                                                 attainment of the 24-hour PM2.5                                           suppliers, and district databases.                        pleasure craft, and recreational vehicles.
                                                 NAAQS.                                                                    Emission factors can be based on a                        CARB uses several models to estimate
                                                    Future emissions forecasts are                                         number of sources including source                        emissions for more than one hundred
                                                 primarily based on demographic and                                        tests, compliance reports, and the EPA’s                  off-road equipment categories.41 Aircraft
                                                 economic growth projections provided                                      AP–42.                                                    emissions are developed in conjunction
                                                 by SCAG, the metropolitan planning                                           Emissions inventories are constantly                   with the airports in the region.
                                                 organization (MPO) for the Los Angeles                                    being revised and improved. Between                         Table 1 provides a summary of the
                                                 area. Baseline inventories reflect all                                    the finalization of California’s plan                     District’s 2012 base year emissions
                                                 district control measures adopted prior                                   addressing Moderate area requirements                     estimates as annual averages, for direct
                                                 to December 2015 and CARB rules                                           for the 2006 PM2.5 NAAQS in the South                     PM2.5 and all PM2.5 precursors. These
                                                 adopted by November 2015. Growth                                          Coast (‘‘2012 PM2.5 Plan’’) and the                       inventories provide the basis for the
                                                 factors used to project these baseline                                    development of the 2016 PM2.5 Plan, the                   control measure analysis and the RFP
                                                 inventories are derived mainly from                                       District improved and updated its                         and attainment demonstrations in the
                                                 data obtained from SCAG.37                                                emissions estimation methodologies for                    2016 PM2.5 Plan. For a more detailed
                                                    The emissions inventory is divided                                     liquefied petroleum gas combustion                        discussion of the inventories, see
                                                 into two major source classifications:                                    sources, natural gas combustion sources,                  Appendix III of the 2016 AQMP.

                                                                                                            TABLE 1—SOUTH COAST 2012 BASE YEAR EMISSIONS
                                                                                                                                             [Annual average, tons/day]

                                                                                                                                                Direct PM2.5            NOX             SO2                VOC              Ammonia

                                                 Stationary and Area Sources ...............................................                                44                 70               10                212                  63
                                                 On-Road Mobile Sources ....................................................                                14                317                2                158                  18
                                                 Off-Road Mobile Sources ....................................................                                8                153                6                100                   0

                                                      Total ..............................................................................                  66                540               18                470                  81
                                                    Source: 2016 AQMP, Chapter 3, Table 3–1A. Values may not be precise due to rounding.


                                                 Condensable Particulate Matter                                            condensable emissions, and emissions                      technical supplement containing
                                                                                                                           of the scientific PM2.5 precursors,                       emissions estimates for both
                                                   The PM2.5 SIP Requirements Rule                                         including precursors that are not PM2.5                   condensable and filterable PM2.5
                                                 states that ‘‘[t]he inventory shall include                               plan precursors pursuant to a precursor                   emissions from specified sources of
                                                 direct PM2.5 emissions, separately                                        demonstration under § 51.1006.’’ 42 On
                                                 reported PM2.5 filterable and                                             June 26, 2018, SCAQMD submitted a
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                                                   35 The 2016 PM
                                                                    2.5 Plan generally uses ‘‘sulfur                       therefore includes annual average and summer day            40 See CARB, Miscellaneous Process Methodology

                                                 oxides’’ or ‘‘SOX’’ in reference to SO2 as a precursor                    inventories for all years between 2017 and 2031,          7.9 Entrained Road Travel, Paved Road Dust,
                                                 to the formation of PM2.5. We use ‘‘SOX’’ and ‘‘SO2’’                     except 2029.                                              (Revised and updated, November 2016) available at
                                                 interchangeably throughout this notice.                                     37 See 2016 AQMP, Appendix III, page III–2–6.
                                                                                                                                                                                     https://www.arb.ca.gov/ei/areasrc/fullpdf/full7-9_
                                                   36 The 2016 PM                                                            38 See http://www.aqmd.gov/regulations/
                                                                    2.5 Plan includes summer day                                                                                     2016.pdf.
                                                 inventories for ozone planning purposes and both                          compliance/annual-emission-reporting.                       41 See 2016 PM
                                                                                                                                                                                                      2.5 Plan, Appendix III, p. III–1–24.
                                                 a Moderate area plan and a Serious area plan for                            39 See http://scagrtpscs.net/Pages/
                                                                                                                                                                                       42 40 CFR 51.1008(a)(1)(iv).
                                                 the 2012 PM2.5 NAAQS. The 2016 PM2.5 Plan                                 FINAL2016RTPSCS.aspx.



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                     49877

                                                 direct PM2.5 in the South Coast area.43                 public hearing at both the District and                    The 2007 PM2.5 Implementation Rule
                                                 The supplement provides filterable and                  State levels.48                                         contained rebuttable presumptions
                                                 condensable emissions estimates,                          The inventories in the 2016 PM2.5                     concerning the four PM2.5 precursors
                                                 expressed as annual average PM2.5                       Plan are based on the most current and                  applicable to attainment plans and
                                                 emissions, for all of the identified                    accurate information available to the                   control measures related to those
                                                 source categories for the 2012 base year,               State and District at the time the Plan                 plans.52 Although the rule included
                                                 the 2017 RFP year, and the 2019                         and its inventories were being                          presumptions that states should address
                                                 attainment year, as well as subsequent                  developed, including the latest EPA-                    SO2 and NOX emissions in their
                                                 years.44                                                approved version of California’s mobile                 attainment plans, it also included
                                                    The 2016 PM2.5 Plan relies on several                source emissions model, EMFAC2014,                      presumptions that regulation of VOCs
                                                 SIP-approved rules that regulate direct                 and the EPA’s most recent AP–42                         and ammonia was not necessary.
                                                 PM emissions as part of the PM2.5                       methodology for paved road dust.49 The                  Specifically, in 40 CFR 51.1002(c) (as
                                                 control strategy (e.g., Rule 445 (Wood-                 inventories comprehensively address all                 effective July 1, 2007), the EPA
                                                 Burning Devices), adopted March 7,                      source categories in the South Coast and                provided, among other things, that a
                                                 2008, most recently revised May 3,                      were developed consistent with the                      state was ‘‘not required to address VOC
                                                 2013; Rule 1138 (Control of Emissions                   EPA’s inventory guidance. In                            [and ammonia] as . . . PM2.5 attainment
                                                 from Restaurant Operations), adopted                    accordance with 40 CFR 51.1008(b), the                  plan precursor[s] and to evaluate
                                                 November 14, 1997; and Rule 1155                        2012 base year is one of the three years                sources of VOC [and ammonia]
                                                 (Particulate Matter (PM) Control                        for which monitored data were used for                  emissions in the state for control
                                                 Devices), adopted December 4, 2009,                     reclassifying the area to Serious, and it               measures,’’ unless the state or the EPA
                                                 amended May 2, 2014). As part of our                    represents actual annual average                        provided an appropriate technical
                                                 action on any rules that regulate direct                emissions of all sources within the                     demonstration showing that emissions
                                                 PM2.5 emissions, we evaluate the                        nonattainment area. Direct PM2.5 and all
                                                 emissions limits in the rule to ensure                                                                          from sources of these pollutants
                                                                                                         PM2.5 precursors are included in the
                                                 that they appropriately address                                                                                 ‘‘significantly contribute’’ to PM2.5
                                                                                                         inventories, and filterable and
                                                 condensable PM, as required by 40 CFR                                                                           concentrations in the nonattainment
                                                                                                         condensable direct PM2.5 emissions are
                                                 51.1010(e). We note that the SIP-                                                                               area.53
                                                                                                         identified separately. For these reasons,
                                                 approved version of Rule 1138 requires                  we are proposing to approve the 2012                       In NRDC, however, the United States
                                                 testing according to the District’s                     base year emissions inventory in the                    Court of Appeals for the D.C. Circuit
                                                 protocol, which requires measurement                    2016 PM2.5 Plan as meeting the                          (‘‘D.C. Circuit’’) remanded the EPA’s
                                                 of both condensable and filterable PM in                requirements of CAA section 172(c)(3)                   2007 PM2.5 Implementation Rule in its
                                                 accordance with SCAQMD Test Method                      and 40 CFR 51.1008. We are also                         entirety, including the presumptions
                                                 5.1.45 We also note that the SIP-                       proposing to find that the future                       concerning VOC and ammonia in that
                                                 approved version of Rule 1155 requires                  baseline inventories in the Plan provide                rule.54 Although the court expressly
                                                 measurement of both condensable and                     an adequate basis for the BACM, RFP,                    declined to decide the specific
                                                 filterable PM in accordance with                        and attainment demonstrations in the                    challenge to these presumptions
                                                 SCAQMD Test Methods 5.1, 5.2, or 5.3                    2016 PM2.5 Plan.                                        concerning precursors,55 the court cited
                                                 as applicable.46 47                                                                                             CAA section 189(e) 56 to support its
                                                                                                         B. PM2.5 Precursors
                                                 3. EPA’s Evaluation and Proposed                                                                                observation that ‘‘[a]mmonia is a
                                                 Action                                                  1. Requirements for the Control of PM2.5                precursor to fine particulate matter,
                                                                                                         Precursors                                              making it a precursor to both PM2.5 and
                                                   The emissions inventories in the 2016                                                                         PM10’’ and that ‘‘[f]or a PM10
                                                 PM2.5 Plan were made available to the                     The composition of PM2.5 is complex
                                                                                                         and highly variable due in part to the                  nonattainment area governed by subpart
                                                 public for comment and were subject to                                                                          4, a precursor is presumptively
                                                                                                         large contribution of secondary PM2.5 to
                                                    43 Letter from Philip Fine, Deputy Executive         total fine particle mass in most                        regulated.’’ 57 Consistent with the NRDC
                                                 Officer, SCAQMD, to Amy Zimpfer, Associate              locations, and to the complexity of                     decision, the EPA now interprets the
                                                 Director, EPA Region IX, regarding ‘‘Condensable        secondary particle formation processes.                 Act to require that under subpart 4, a
                                                 and Filterable Portions of PM2.5 emissions in the       A large number of possible chemical                     state must evaluate all PM2.5 precursors
                                                 2016 AQMP,’’ June 26, 2018.                                                                                     for regulation unless, for any given
                                                    44 Id. at Appendix A.
                                                                                                         reactions, often non-linear in nature,
                                                    45 See Rule 1138 (adopted November 14, 1997,         can convert gaseous SO2, NOX, VOC,                      PM2.5 precursor, it demonstrates to the
                                                 approved July 11, 2001 at 66 FR 36170), paragraph       and ammonia to PM2.5, making them                       Administrator’s satisfaction that such
                                                 (c)(1) and (g) and SCAQMD Protocol paragraph 3.1,       precursors to PM2.5.50 Formation of                     precursor does not contribute
                                                 and SCAQMD Protocol, Determination of                   secondary PM2.5 may also depend on
                                                 Particulate and Volatile Organic Compound
                                                 Emissions from Restaurant Operations, November
                                                                                                         atmospheric conditions, including solar                 Standards for Particulate Matter (EPA/452/R–12–
                                                                                                         radiation, temperature, and relative                    005, December 2012), p. 2–1.
                                                 14, 1997 (available at http://yosemite.epa.gov/R9/                                                                 52 40 CFR 51.1002(c) (as effective July 1, 2007).
                                                 R9Testmethod.nsf/0/3D4DEB4D21AB4AAF882570               humidity, and the interactions of                          53 40 CFR 51.1002(c)(3), (4) (as effective July 1,
                                                 AD005DFF69/$file/SC%20Rest%20emiss.pdf).                precursors with preexisting particles
                                                    46 See Rule 1155 (adopted December 4, 2009,                                                                  2007). See also 2007 PM2.5 Implementation Rule, 72
                                                                                                         and with cloud or fog droplets.51                       FR 20586 at 20589–97 (April 25, 2007).
                                                 revised May 2, 2014, approved into the SIP March
                                                                                                                                                                    54 NRDC v. EPA, 706 F.3d 428 (D.C. Cir. 2013).
                                                 16, 2015 at 80 FR 13495), paragraph (e)(6).
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                                                                                                           48 See SCAQMD Board Resolution 17–2, p.3 and             55 Id. at 437, n. 10.
                                                    47 See SCAQMD Test Method 5.1, Determination

                                                 of Particulate Matter Emissions from Stationary         CARB Resolution 17–8, p. 4.                                56 Section 189(e) of the CAA states that ‘‘[t]he
                                                                                                           49 CARB submitted the EMFAC2014 model to the
                                                 Sources Using a Wet Impingement Train, March                                                                    control requirements applicable under plans in
                                                 1989; SCAQMD Test Method 5.2, Determination of          EPA on May 21, 2015, and the EPA approved the           effect under this part for major stationary sources
                                                 Particulate Matter Emissions from Stationary            model for use in California SIPs. 80 FR 77337           of PM10 shall also apply to major stationary sources
                                                 Sources Using Heated Probe and Filter, March            (December 14, 2015).                                    of PM10 precursors, except where the Administrator
                                                                                                           50 EPA, Air Quality Criteria for Particulate Matter   determines that such sources do not contribute
                                                 1989; and SCAQMD Test Method 5.3,
                                                 Determination of Particulate Matter Emissions from      (EPA/600/P–99/002aF, October 2004), Chapter 3.          significantly to PM10 levels which exceed the
                                                 Stationary Sources Using an in-Stack Filter, October      51 EPA, Regulatory Impact Analysis for the Final      standard in the area.’’
                                                 2005.                                                   Revisions to the National Ambient Air Quality              57 706 F.3d at 436, n. 7 (D.C. Cir. 2013).




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                                                 49878                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 significantly to PM2.5 levels that exceed                  The PM2.5 SIP Requirements Rule                    emissions and improved air quality. The
                                                 the NAAQS in the nonattainment area.                    recognizes that the treatment of PM2.5                Community Multiscale Air Quality
                                                    The provisions of subpart 4 do not                   precursors is an important issue in                   Modeling System (CMAQ) simulations
                                                 define the term ‘‘precursor’’ for                       developing a PM2.5 attainment plan.61                 in the 2016 PM2.5 Plan provide a set of
                                                 purposes of PM2.5, nor do they explicitly               The rule provides flexibility for areas               response factors for direct PM2.5, NOX,
                                                 require the control of any specifically                 where a particular PM2.5 precursor or                 SO2 and VOCs, based on improvements
                                                 identified PM precursor. The statutory                  precursors may not contribute                         to ambient 24-hour PM2.5 levels
                                                 definition of ‘‘air pollutant,’’ however,               significantly to PM2.5 levels that exceed             resulting from reductions of each
                                                 provides that the term ‘‘includes any                   the NAAQS. The rule provides for                      pollutant. The contribution of ammonia
                                                 precursors to the formation of any air                  optional precursor demonstrations that                emissions is embedded as a component
                                                 pollutant, to the extent the                            a state may choose to submit to the EPA               of the SO2 and NOX factors because
                                                 Administrator has identified such                       to establish that sources of particular               ammonium nitrate and ammonium
                                                 precursor or precursors for the                         precursors need not be regulated for                  sulfate are the resultant particulate
                                                 particular purpose for which the term                   purposes of attainment planning or in                 species formed in the atmosphere.
                                                 ‘air pollutant’ is used.’’ 58 The EPA has               the nonattainment NSR (NNSR)                            The 2016 PM2.5 Plan describes how
                                                 identified SO2, NOX, VOC, and                           permitting program for a specific                     reductions in NOX, SO2, VOC and
                                                 ammonia as precursors to the formation                  nonattainment area.                                   ammonia precursor emissions
                                                 of PM2.5. Accordingly, the attainment                      We are evaluating the 2016 PM2.5 Plan              contribute to attainment of the PM2.5
                                                 plan requirements of subpart 4 apply to                 in accordance with the presumption                    standard in the South Coast area and
                                                 emissions of all four precursor                         embodied within subpart 4 that all                    contain the District’s evaluation of
                                                 pollutants and direct PM2.5 from all                    PM2.5 precursors must be addressed in                 available control measures for all four of
                                                 types of stationary, area, and mobile                   the State’s evaluation of potential                   these PM2.5 precursor pollutants, in
                                                 sources, except as otherwise provided in                control measures, unless the State                    addition to direct PM2.5, consistent with
                                                 the Act (e.g., CAA section 189(e)).                     adequately demonstrates that emissions                the regulatory presumptions under
                                                    Section 189(e) of the Act requires that              of a particular precursor or precursors               subpart 4. The 2016 PM2.5 Plan also
                                                 the control requirements for major                      do not contribute significantly to                    contains a discussion of the control
                                                 stationary sources of direct PM10 also                  ambient PM2.5 levels that exceed the                  requirements applicable to major
                                                 apply to major stationary sources of                    PM2.5 NAAQS in the nonattainment                      stationary sources under CAA section
                                                 PM10 precursors, except where the                       area. In reviewing any determination by               189(e).64
                                                 Administrator determines that such                      the State to exclude a PM2.5 precursor
                                                 sources do not contribute significantly                                                                       3. Proposed Action
                                                                                                         from the required evaluation of
                                                 to PM10 levels that exceed the standard                 potential control measures, we consider                  Based on a review of the information
                                                 in the area. Section 189(e) contains the                                                                      provided in the 2016 PM2.5 Plan and
                                                                                                         both the magnitude of the precursor’s
                                                 only express exception to the control                                                                         other information available to the EPA,
                                                                                                         contribution to ambient PM2.5
                                                 requirements under subpart 4 (e.g.,                                                                           we agree with the State’s conclusion
                                                                                                         concentrations in the nonattainment
                                                 requirements for reasonably available                                                                         that all four chemical precursors to
                                                                                                         area and the sensitivity of ambient PM2.5
                                                 control measures (RACM) and                                                                                   PM2.5 must be regulated for purposes of
                                                                                                         concentrations in the area to reductions
                                                 reasonably available control technology                                                                       attaining the 2006 PM2.5 NAAQS in the
                                                                                                         in emissions of that precursor.
                                                 (RACT), BACM and BACT, most                                                                                   South Coast area. We discuss the state’s
                                                 stringent measures (MSM), and NSR) for                  2. Evaluation of Precursors in the 2016               evaluation of potential control measures
                                                 sources of direct PM2.5 and PM2.5                       PM2.5 Plan                                            for direct PM2.5, NOX, SO2, VOC and
                                                 precursor emissions. Although section                                                                         ammonia in section V.C below.
                                                                                                            The 2016 PM2 Plan discusses the five
                                                 189(e) explicitly addresses only major
                                                                                                         primary pollutants that contribute to the             C. Best Available Control Measures
                                                 stationary sources, the EPA interprets
                                                                                                         mass of the ambient aerosol (i.e.,
                                                 the Act as authorizing it also to                                                                             1. Requirements for Best Available
                                                                                                         ammonia, NOX, SO2, VOC, and directly
                                                 determine, under appropriate                                                                                  Control Measures
                                                                                                         emitted PM2.5) and states that various
                                                 circumstances, that regulation of
                                                                                                         combinations of reductions in these                      For any serious PM2.5 nonattainment
                                                 specific PM2.5 precursors from other
                                                                                                         pollutants could all provide a path to                area, section 189(b)(1)(B) of the Act
                                                 source categories in a given
                                                                                                         clean air.62 The 2016 PM2.5 Plan                      requires that a state submit provisions to
                                                 nonattainment area is not necessary. For
                                                                                                         assesses and presents the relative                    assure that BACM for the control of
                                                 example, under the EPA’s longstanding
                                                                                                         effectiveness of each ton of precursor                PM2.5 and PM2.5 precursors shall be
                                                 interpretation of the control
                                                 requirements that apply to stationary,                  emission reductions, considering the                  implemented no later than four years
                                                 area, and mobile sources of PM10                        resulting ambient improvements in                     after the date the area is reclassified as
                                                 precursors in the nonattainment area                    PM2.5 air quality measured in                         a serious area. The EPA defines BACM
                                                 under CAA section 172(c)(1) and                         micrograms per cubic meter.63 As                      as, among other things, the maximum
                                                 subpart 4,59 a state may demonstrate in                 presented in the weight of evidence
                                                 a SIP submission that control of a                      discussion in the 2016 PM2.5 Plan,                       64 See 2016 PM
                                                                                                                                                                                    2.5 Plan at Appendix VI–F. In a

                                                 certain precursor pollutant is not                      trends of PM2.5 and NOx emissions                     separate rulemaking to approve revisions to
                                                                                                         suggest a direct response between lower               SCAQMD’s nonattainment New Source Review
                                                 necessary in light of its insignificant                                                                       (NNSR) program, the EPA determined that the
                                                 contribution to ambient PM10 levels in                                                                        control requirements applicable under the
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                                                                                                           61 See,e.g., 81 FR 58010 at 58017.
                                                 the nonattainment area.60                                                                                     SCAQMD SIP to major stationary sources of direct
                                                                                                           62 2016 PM2.5 Plan, Appendix VI, p. VI–F–1, as      PM2.5 also apply to major stationary sources of NOX,
                                                                                                         well as Appendix V, p. V–5–51 and Appendix V,         SO2, and VOC, and that major stationary sources of
                                                   58 See  CAA section 302(g).                           Attachment 8, Relative Contributions of Precursor     ammonia do not contribute significantly to PM2.5
                                                   59 General  Preamble, 57 FR 13498 at 13539–42         Emissions Reductions to Simulated Controlled          levels which exceed the PM2.5 standards in the area.
                                                 (April 16, 1992).                                       Future-Year 24-hour PM2.5 Concentrations.             See 80 FR 24821 (May 1, 2015). This rulemaking
                                                   60 Courts have upheld this approach to the              63 2016 PM
                                                                                                                       2.5 Plan, Appendix V, Attachment 8,     addressed the control requirements of CAA section
                                                 requirements of subpart 4 for PM10. See, e.g., Assoc.   Relative Contributions of Precursor Emissions         189(e) only for NNSR purposes and not for
                                                 of Irritated Residents v. EPA, et al., 423 F.3d 989     Reductions to Simulated Controlled Future-Year 24-    attainment planning purposes under subpart 1 and
                                                 (9th Cir. 2005).                                        hour PM2.5 Concentrations.                            4 of part D, title I of the Act.



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                               49879

                                                 degree of emissions reduction                           of an area, but no later than the statutory           • Light-Duty Passenger— Catalyst Hot
                                                 achievable for a source or source                       attainment date for the area.’’ 70 Given                 Stabilized
                                                 category, which is determined on a case-                that the statutory attainment date is less            • Light-Duty Passenger—Catalyst Brake
                                                 by-case basis considering energy,                       than three years from the effective date                 Wear
                                                 environmental, and economic                             of the reclassification of the South Coast            • Light-Duty Trucks 2—Catalyst Hot
                                                 impacts.65 We generally consider BACM                   area, additional feasible measures are                   Stabilized
                                                 a control level that goes beyond existing               not required in this particular case.                 • Medium-Duty Trucks—Catalyst Hot
                                                 RACM-level controls, for example by                       The Addendum and the PM2.5 SIP                         Stabilized
                                                 expanding the use of RACM controls or                   Requirements Rule discuss the                         • Medium-Heavy-Duty Diesel Trucks—
                                                 by requiring preventative measures                      following steps for determining BACM:                    Diesel Hot Stabilized
                                                 instead of remediation.66 Indeed, as                      1. Develop a comprehensive emission                 • Heavy-Heavy-Duty Diesel Trucks—
                                                 implementation of BACM and BACT is                      inventory of the sources of directly-                    Diesel Hot Stabilized
                                                 required when a Moderate                                emitted PM2.5 and PM2.5 precursors;                   • Commercial/Industrial Mobile
                                                 nonattainment area is reclassified as                     2. Identify potential control measures;                Equipment—Construction and
                                                 Serious due to its inability to attain the                3. Determine whether an available                      Mining.73
                                                 NAAQS through implementation of                         control measure or technology is                      Of these 12 source categories, the
                                                 ‘‘reasonable’’ measures, it is logical that             technologically feasible; and                         District identified four categories that it
                                                 ‘‘best’’ control measures should                          4. Determine whether an available                   has the authority to regulate:
                                                 represent a more stringent and                          control technology or measure is                      • Residential Fuel Combustion—Wood
                                                 potentially more costly level of                        economically feasible.71                                 combustion—Wood stoves
                                                 control.67                                                Once these analyses are complete, a                 • Farming operations—Livestock Waste
                                                    Section 189(b)(1)(B) of the Act allows               state must use this information to                    • Paved Road dust—Paved Road Travel
                                                 states, in appropriate circumstances, to                develop enforceable control measures                     Dust—Local Streets
                                                 delay implementation of BACM until                      and submit them to the EPA for                        • Cooking—Commercial Charbroiling.74
                                                 the date four years after reclassification.             evaluation under CAA section 110. We                     Appendix VI of the 2016 AQMP
                                                 Because the EPA reclassified the South                  use these steps as guidelines in our                  identifies the stationary, area, and
                                                 Coast area as a Serious area for the 2006               evaluation of the BACM measures and                   mobile sources of direct PM2.5, NOX,
                                                 PM2.5 NAAQS effective February 12,                      related analyses in the 2016 PM2.5 Plan.              VOC, SO2 and ammonia in the South
                                                 2016, the date four years after                         2. BACM Analysis in the 2016 PM2.5                    Coast that are subject to State or District
                                                 reclassification is February 12, 2020. In               Plan                                                  emissions control measures, or
                                                 this case, however, all BACM for PM2.5                                                                        transportation control measures
                                                 and PM2.5 precursors in the South Coast                 a. Identifying the Sources of PM2.5 and               implemented by the SCAG. Table VI–A–
                                                 must be implemented no later than                       PM2.5 Precursors                                      6 of the 2016 AQMP lists the key source
                                                 December 31, 2019, the outermost                           The first step in determining BACM is              categories together with each source
                                                 statutory attainment date for the South                 to develop a detailed emissions                       category’s 2012 emissions levels
                                                 Coast area under section 188(c)(2).68                   inventory of the sources of direct PM2.5              expressed as ‘‘PM2.5-equivalent’’
                                                    Under the PM2.5 SIP Requirements                     and PM2.5 precursors that can be used                 emissions in tons per day (tpd).
                                                 Rule, control measures that can be                      with modeling to determine the effects                   Based on this identification of
                                                 implemented in whole or in part by the                  of these sources on ambient PM2.5                     stationary, area, and mobile sources of
                                                 end of the fourth year following an                     levels. As discussed in section V.A of                direct PM2.5, NOX, VOC, SO2 and
                                                 area’s reclassification as a Serious area               this proposed rule, Chapter 3 and                     ammonia in the South Coast, we believe
                                                 are considered BACM, and control                        Appendix III of the 2016 AQMP contain                 the 2016 PM2.5 Plan appropriately
                                                 measures that can only be implemented                   the planning inventories for direct PM2.5             identifies all emission sources and
                                                 after this period but before the                        and all PM2.5 precursors (NOX, SO2,                   source categories that must be subject to
                                                 attainment date are considered                          VOC, and ammonia) for the South Coast                 evaluation for potential control
                                                 ‘‘additional feasible measures.’’ 69 The                PM2.5 nonattainment area together with                measures consistent with the
                                                 EPA has defined ‘‘additional feasible                   documentation to support these                        requirements of subpart 4.
                                                 measures’’ as ‘‘those measures and                      inventories. Based on these inventories,
                                                 technologies that otherwise meet the                    the District identified the following                 b. Identification and Implementation of
                                                 criteria for BACM/BACT but that can                     source categories as key emission                     BACM
                                                 only be implemented in whole or in part                 sources in the South Coast                               As part of its process for identifying
                                                 beginning 4 years after reclassification                nonattainment area:                                   candidate BACM and considering the
                                                   65 Addendum
                                                                                                         • Residential Fuel Combustion—Wood                    technical and economic feasibility of
                                                                  at 42010, 42013.                                                                             additional control measures, CARB, the
                                                   66 Id.
                                                                                                            Combustion—Wood Stoves
                                                          at 42011, 42013.
                                                   67 Id. at 42009–42010.
                                                                                                         • Farming Operations—Livestock                        District and SCAG reviewed the EPA’s
                                                   68 CAA section 189(b)(1)(B) establishes an               Wastes                                             guidance documents on BACM,
                                                 outermost deadline (‘‘no later than four years after    • Paved Road Dust—Paved Road Travel                   guidance documents on control
                                                 the date the area is reclassified’’) and does not          Dust—Local Streets                                 measures for direct PM2.5, NOX, VOC,
                                                 preclude an earlier implementation deadline for         • Cooking—Commercial Charbroiling                     ammonia and SO2 emissions sources,
                                                 BACM where necessary to satisfy the attainment          • Other (Miscellaneous Processes)—                    and control measures implemented in
                                                 requirements of the Act.
                                                                                                            Other 72                                           other ozone and PM2.5 nonattainment
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                                                   69 40 CFR 51.1010(a)(4). ‘‘Additional feasible

                                                 measures’’ may be necessary in certain                                                                        areas in California and other states. The
                                                                                                           70 40CFR 51.1000.
                                                 circumstances to implement the requirements of                                                                State, District, and SCAG’s evaluations
                                                                                                           71 Addendum.   at 42012–42014, and 81 FR 58010
                                                 CAA section 172(c)(6), which states that                                                                      of potential BACM for each source
                                                 nonattainment area plans shall include enforceable      (August 24, 2016) at 58084–58085.
                                                 emission limitations and such other control               72 This source category includes ammonia
                                                                                                                                                               category identified above are found in
                                                 measures, means or techniques, as well as               emissions from humans, pets, diapers and
                                                                                                                                                                 73 2016 AQMP, Appendix VI, p. VI–A–14, Table
                                                 schedules and timetables for compliance, as may be      household ammonia use. See electronic mail from
                                                 necessary or appropriate to provide for attainment      Kalam Cheung, SCAQMD, to Wienke Tax, EPA              VI–A–6.
                                                 of the NAAQS by the applicable attainment date.         Region IX, September 29, 2017.                          74 Id.




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                                                 49880                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 Appendix IV–A, Appendix IV–B,                           included in other SIPs or identified in               Confined Animal Facilities and
                                                 Appendix IV–C, and Appendix VI of the                   federal/state regulations or guidance),               Livestock Waste
                                                 2016 AQMP. In the following sections,                   such as measures that the State or                       SCAQMD Rule 1127 (‘‘Emission
                                                 we review key components of the State,                  District have previously considered                   Reductions from Livestock Waste’’),
                                                 District, and SCAG’s demonstrations                     ‘‘beyond RACM.’’ The District also                    adopted August 6, 2004, and Rule 223
                                                 concerning BACM for the identified                      evaluated these potential control                     (‘‘Emission Reduction Permits for Large
                                                 sources of direct PM2.5, NOX, VOC, SO2                  measures to determine whether                         Confined Animal Facilities’’), adopted
                                                 and ammonia emissions in the South                      implementation would be                               June 2, 2006, together establish
                                                 Coast. We provide a more detailed                       technologically and economically                      requirements to reduce emissions of
                                                 evaluation of several of the District’s                 feasible in the South Coast.                          ammonia, VOCs, and other pollutants
                                                 regulations in our technical support                                                                          emitted from confined animal facilities
                                                 document (TSD),75 together with                         Residential Wood-Burning Devices
                                                                                                                                                               and related operations. The EPA
                                                 recommendations for possible                               SCAQMD Rule 445 (‘‘Wood-Burning                    approved Rule 1127 and Rule 223 into
                                                 improvements to these rules.                            Devices’’), amended May 3, 2013,                      the California SIP on May 23, 2013 and
                                                   Based on our evaluation of these                      establishes requirements for the sale,                July 13, 2015, respectively.80
                                                 demonstrations, we propose to                           operation, and installation of wood-                     Rule 1127 applies to dairy farms with
                                                 determine that the 2016 PM2.5 Plan                      burning devices within the South Coast                50 or more cows, heifers, and/or calves
                                                 provides for the implementation of                      air basin that are designed to reduce PM              and to manure processing operations,
                                                 BACM for sources of direct PM2.5 and                    emissions from such devices. The EPA                  such as composting operations and
                                                 PM2.5 precursors as expeditiously as                    approved Rule 445, as amended, into                   anaerobic digesters. The rule requires
                                                 practicable, for the purposes of the 2006               the California SIP on September 26,                   operators of dairy farms and manure
                                                 PM2.5 NAAQS in the South Coast area                     2013.79                                               processing operations to use specified
                                                 in accordance with the requirements of                     Under Rule 445, persons who                        best management practices to reduce
                                                 CAA section 189(b)(1)(B) and 40 CFR                     manufacture, sell, or install wood-                   pollutant emissions during the removal
                                                 51.1010.                                                burning devices, commercial firewood                  and disposal of manure from corrals,
                                                 i. State and District Measures for                      sellers, and property owners or tenants               among other things. Rule 223 applies to
                                                 Stationary and Area Sources                             who operate wood-burning devices are                  large confined animal facilities (LCAFs)
                                                                                                         subject to specific requirements                      and prohibits owners/operators of such
                                                    The District’s BACM process and                                                                            facilities from building, altering,
                                                                                                         concerning the types of wood-burning
                                                 control measure evaluations are                                                                               replacing or operating an LCAF without
                                                                                                         devices that may be manufactured, sold,
                                                 described in detail in Appendix IV–A                                                                          first obtaining a permit from the District.
                                                                                                         or installed, the types of fuels that may
                                                 and Appendix VI of the 2016 AQMP.                                                                             The permit application must include,
                                                                                                         be burned in such devices, and labeling
                                                 For each identified source category, the                                                                      among other things, an emissions
                                                                                                         requirements. Rule 445 also establishes
                                                 District identified both its adopted                                                                          mitigation plan that identifies the
                                                                                                         a mandatory winter wood-burning
                                                 control measures and potential                                                                                mitigation measures to be implemented
                                                                                                         curtailment whenever the Executive
                                                 additional control measures based on                                                                          at the facility. For each source category
                                                                                                         Officer declares that ambient PM2.5
                                                 measures implemented in other areas,                                                                          covered by the rule, owners/operators
                                                                                                         levels are forecasted to exceed 30 mg/m3
                                                 measures identified in EPA regulations                                                                        must implement a prescribed number of
                                                                                                         at specified source receptor areas.
                                                 or guidance (e.g., in control technique                                                                       mitigation measures among a list of
                                                                                                            The District compared the
                                                 guidelines (CTGs), alternative control                                                                        options or as approved by the District,
                                                                                                         requirements of Rule 445 to several
                                                 technique documents (ACTs), new                                                                               CARB, and the EPA.
                                                                                                         rules implemented elsewhere in
                                                 source performance standards (NSPSs),                                                                            The District compared the key
                                                                                                         California that are designed to limit PM
                                                 or in the EPA’s ‘‘Menu of Control                                                                             requirements of Rule 1127 and Rule 223
                                                                                                         emissions from residential wood-
                                                 Measures for NAAQS Implementation’’),                                                                         to analogous requirements implemented
                                                                                                         burning devices. Based on this review,
                                                 or measures identified in prior EPA                                                                           in other parts of California and in Idaho.
                                                                                                         the District concludes that Rule 445 is
                                                 rulemaking documents (e.g.,                                                                                   Based on this evaluation, the District
                                                                                                         generally equivalent to these other rules.
                                                 recommendations in the EPA’s technical                                                                        concludes that Rule 1127 and Rule 223
                                                                                                         Rule 445 does not require the removal
                                                 support documents for prior SIP                                                                               together establish requirements for
                                                                                                         of old wood stoves upon resale of a
                                                 actions).76 77 The District evaluated                                                                         confined animal facilities and related
                                                                                                         home, as do rules implemented in
                                                 these potential additional control                                                                            operations that are generally equivalent
                                                                                                         several other areas, but it does contain
                                                 measures to determine whether                                                                                 to the requirements in these other areas.
                                                                                                         a categorical prohibition on the
                                                 implementation of the measures would                                                                          The District also considered several
                                                                                                         installation of any wood-burning device
                                                 be technologically and economically                                                                           additional control methods to further
                                                                                                         in new residential developments.
                                                 feasible in the South Coast.78 In                                                                             reduce ammonia emissions from
                                                                                                         Several other air districts prohibit or
                                                 addition, the District considered other                                                                       livestock waste, including application of
                                                                                                         limit the installation of non-certified
                                                 available control options (beyond those                                                                       acidifiers (sodium bisulfate), dietary
                                                                                                         wood-burning devices but allow for
                                                                                                         installation of EPA-certified devices in              manipulation, feed additives, manure
                                                   75 US EPA Region 9, Technical Support
                                                                                                         new developments.                                     slurry injection, and microbial/manure
                                                 Document for the Proposed Approval of South                                                                   additives. The 2016 AQMP contains a
                                                 Coast AQMD’s Serious Area Plan for the 2006 PM2.5          Based on our evaluation of the
                                                 National Ambient Air Quality Standards (Docket                                                                commitment by the District to adopt in
                                                                                                         information provided in the 2016
                                                                                                                                                               2019 an additional ammonia control
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                                                 Number EPA–R09–OAR–2017–0490), September
                                                                                                         AQMP and additional information
                                                 2018.                                                                                                         measure for livestock waste to be
                                                   76 2016 AQMP, Appendix VI, pp. VI–A–12 to VI–         obtained during our review of the Plan,
                                                                                                                                                               implemented in 2020. The proposed
                                                 A–36.                                                   we agree with the SCAQMD’s
                                                                                                                                                               measure is identified in the plan as
                                                   77 The Menu of Control Measures can be found at       conclusion that Rule 445 implements
                                                 https://www.epa.gov/air-quality-implementation-                                                               BCM–04.81
                                                                                                         BACM for the control of PM2.5 from
                                                 plans/menu-control-measures-naaqs-
                                                 implementation.
                                                                                                         residential wood-burning devices.                       80 78
                                                                                                                                                                    FR 30768 and 80 FR 39966.
                                                   78 2016 AQMP, Appendix VI, pp. VI–A–32 to VI–                                                                 81 See
                                                                                                                                                                     2016 AQMP, Chapter 4, Table 4–7; 2016
                                                 A–40.                                                     79 78   FR 59249.                                   AQMP, Appendix IV–A, pp. IV–A–202 to IV–A–209



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                    49881

                                                   Based on our evaluation of the                        South Coast air basin already require                 2016 AQMP contains a commitment by
                                                 information provided in the 2016                        regular street sweeping and a                         the District to adopt a control measure
                                                 AQMP and additional information                         requirement to conduct more frequent                  in 2018 that requires controls on under-
                                                 obtained during our review of the Plan,                 street sweeping would achieve only                    fired charbroilers by 2025. The
                                                 we agree with the SCAQMD’s                              minimal emission reductions.                          proposed measure is identified in the
                                                 conclusion that Rule 1127 and Rule 223                     Based on our evaluation of the                     Plan as BCM–01.85
                                                 together implement BACM for the                         information provided in the 2016                         Based on our evaluation of the
                                                 control of ammonia and VOCs from                        AQMP and additional information                       information provided in the 2016
                                                 confined animal facilities and related                  obtained during our review of the Plan,               AQMP and additional information
                                                 operations.                                             we agree with the SCAQMD’s                            obtained during our review of the Plan,
                                                                                                         conclusion that Rule 1186 implements                  we agree with the SCAQMD’s
                                                 Paved and Unpaved Roads and                             BACM for the control of PM2.5 from                    conclusion that Rule 1138 and BCM–01
                                                 Livestock Operations                                    paved and unpaved roads and livestock                 together implement BACM for the
                                                    Rule 1186 (‘‘PM10 Emissions from                     operations.                                           control of PM2.5 from commercial
                                                 Paved and Unpaved Roads, and                                                                                  charbroilers.
                                                 Livestock Operations’’), amended July                   Commercial Charbroiling
                                                                                                                                                               Consumer Products
                                                 11, 2008, establishes requirements to                      SCAQMD Rule 1138 (‘‘Control of
                                                 reduce the entrainment of particulate                   Emissions from Restaurant                               CARB and the SCAQMD both have
                                                 matter as a result of vehicular travel on               Operations’’), adopted November 14,                   well-established programs to regulate
                                                 paved and unpaved public roads and                      1997, establishes control requirements                VOC emissions from consumer products
                                                 livestock operations. The EPA approved                  to reduce PM and VOC emissions from                   used by both household and
                                                 Rule 1186 into the California SIP on                    ‘‘chain-driven’’ charbroilers at                      institutional consumers, including
                                                 March 7, 2012.82                                        commercial cooking operations. The                    detergents; cleaning compounds;
                                                    Under Rule 1186, owners and                          rule does not apply to ‘‘under-fired’’                polishes; floor finishes; cosmetics;
                                                 operators of paved roads with average                   charbroilers. EPA approved Rule 1138                  personal care products; home, lawn, and
                                                 daily vehicle trips exceeding certain                   into the California SIP on July 11,                   garden products; disinfectants;
                                                 thresholds must remove visible roadway                  2001.83                                               sanitizers; aerosol paints; and
                                                 accumulation within specified periods                      Under Rule 1138, chain-driven                      automotive specialty products.
                                                 of time and provide curbing or paved                    charbroilers that cook more than 875                  Specifically, CARB has adopted three
                                                 shoulders of certain widths when                        pounds of meat per week are required                  regulations that establish VOC and
                                                 constructing new or widened roads.                      to be equipped and operated with a                    reactivity limits for 129 consumer
                                                 Rule 1186 also requires local                           catalytic oxidizer control device that has            product categories.86 The first
                                                 government agencies that own or                         been tested and certified by the                      regulation (Article 1) covers the
                                                 maintain paved roads to procure only                    Executive Officer to reduce PM and                    categories of antiperspirants and
                                                 certified street sweeping equipment for                 VOC emissions. The District compared                  deodorants. The second regulation
                                                 routine street sweeping; establishes                    the requirements of Rule 1138 to several              (Article 2) covers numerous categories
                                                 requirements for owners and operators                   rules implemented in other parts of                   and is simply called the ‘‘General
                                                 of certain unpaved roads to pave, apply                 California and in other states that are               Consumer Products Regulation.’’ The
                                                 chemical stabilization, or install signs to             designed to limit PM and/or VOC                       third regulation (Article 3) covers
                                                 reduce vehicular speeds; and requires                   emissions from commercial                             categories of aerosol coatings. The EPA
                                                 owners and operators of livestock                       charbroilers. Based on its review of                  approved amendments to these
                                                 operations to cease hay grinding                        analogous regulations implemented in                  regulations into the California SIP on
                                                                                                         these other areas, the District concludes             October 17, 2014.87
                                                 activities during certain times of day, if
                                                                                                         that Rule 1138 is generally equivalent to               The SCAQMD also regulates certain
                                                 visible emissions extend more than 50
                                                                                                         those regulations.                                    categories of consumer products,
                                                 feet from a hay grinding source.                                                                              including architectural coatings, wood
                                                    The District compared the key                           Several times over the past 20 years
                                                                                                         and most recently in 2009, the District               products, solvents and degreasers,
                                                 requirements of Rule 1186 to analogous
                                                                                                         considered amending Rule 1138 to                      consumer paint thinners, and inks.88
                                                 requirements implemented in other
                                                                                                         regulate PM emissions from under-fired                For example, South Coast’s
                                                 parts of California and in Nevada. Based
                                                                                                         charbroilers, but to date the District has            implementation of Rule 1113
                                                 on this evaluation, the District
                                                 concludes that Rule 1186 is generally                   not identified control measures for
                                                                                                                                                               Area Plan for the 2006 PM2.5 National Ambient Air
                                                 equivalent to the requirements in these                 under-fired charbroilers that are both                Quality Standards (Docket Number EPA–R09–
                                                 other areas. To further reduce PM2.5                    technologically and economically                      OAR–2017–0490), at pp. 13–14; see also 2016
                                                 emissions in areas with high vehicular                  feasible for implementation in the South              AQMP, Appendix IV–A, pp. IV–A–186 to IV–A–
                                                                                                         Coast. Although three other local                     190.
                                                 activity, the District also considered                                                                           85 See 2016 AQMP, Chapter 4, Table 4–7;
                                                 several additional control techniques,                  agencies have adopted control                         Appendix IV–A, pp. IV–A–186 to IV–A–192
                                                 such as increasing the frequency of                     requirements that apply to under-fired                (describing BCM–01); and SCAQMD, Governing
                                                 street sweeping with certified                          charbroilers (the Bay Area Air Quality                Board Resolution No. 17–2 (March 3, 2017),
                                                                                                         Management District, the New York City                at p. 9.
                                                 equipment and specifying the most                                                                                86 These regulations are codified in the California
                                                 effective track out prevention measures.                Department of Environmental                           Code of Regulations, Title 17, Division 3, Chapter
                                                 The District concludes that an increase                 Protection, and the City of Aspen,
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                                                                                                                                                               1, Subchapter 8.5—Consumer Products; Article 2—
                                                 in the required frequency of street                     Colorado), no commercially-available                  Consumer Products.
                                                 sweeping is not economically feasible at                control devices for under-fired                          87 79 FR 62346 (October 17, 2014).
                                                                                                                                                                  88 See, e.g., South Coast Rule 1107, Coating of
                                                 this time because most areas in the                     charbroilers have yet been found to
                                                                                                                                                               Metal Parts and Products, approved into the SIP on
                                                                                                         meet these control requirements.84 The                November 24, 2008 (73 FR 70883); South Coast Rule
                                                 (describing BCM–04); and SCAQMD, Governing                                                                    1122, Solvent Degreasers, approved into the SIP on
                                                 Board Resolution No. 17–2 (March 3, 2017),                83 66
                                                                                                               FR 36170.                                       February 8, 2006 (71 FR 6350); and South Coast
                                                 at p. 9.                                                  84 See
                                                                                                                Technical Support Document for the             Rule 1130, Graphic Arts, approved into the SIP on
                                                    82 77 FR 13495.                                      Proposed Approval of South Coast AQMD’s Serious       July 14, 2015 (80 FR 40915).



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                                                 49882                  Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 (‘‘Architectural Coatings’’) establishes                  authorizations have been issued as                      Light and Medium-Duty Vehicles
                                                 emission limits for paints and other                      revisions to the California SIP.90                         This category includes light-duty
                                                 architectural coating products that have                     Given the need for significant                       passenger cars, light-duty trucks, and
                                                 achieved VOC emission reductions in                       emissions reductions from mobile                        medium-duty trucks. The source
                                                 the South Coast area. The EPA approved                    sources to meet the NAAQS in                            category’s base year emissions are
                                                 Rule 1113, as amended June 3, 2011,                       California nonattainment areas, CARB                    approximately 119 tpd NOX, 129 tpd
                                                 into the California SIP on March 26,                      has been a leader in the development of                 VOC, 1.7 tpd SO2, 17.1 tpd ammonia,
                                                 2013.89                                                   stringent control measures for on-road                  and 8.2 tpd direct PM2.5.96
                                                    Based on our evaluation of the                         and off-road mobile sources and fuels.91                   CARB has a long history of adopting
                                                                                                           CARB’s mobile source program extends                    programs for reducing emissions from
                                                 information about these programs in the
                                                                                                           beyond regulations that are subject to                  this source category. Light-duty and
                                                 2016 AQMP, we agree with the State’s
                                                                                                           the waiver or authorization process set                 medium-duty motor vehicles are
                                                 and District’s conclusion that these SIP-
                                                                                                           forth in CAA section 209 to include                     currently subject to California’s ‘‘Low-
                                                 approved regulations implement BACM
                                                                                                           standards and other requirements to                     Emission Vehicle III’’ (LEV III)
                                                 for the control of VOCs from consumer
                                                                                                           control emissions from in-use heavy-                    standards as well as a ‘‘Zero Emission
                                                 products.
                                                                                                           duty trucks and buses, gasoline and                     Vehicle’’ (ZEV) requirement. The LEV
                                                 ii. State Measures for Mobile Sources                     diesel fuel specifications, and many                    III standards are consistent, or
                                                                                                           other types of mobile sources.                          harmonized, with the subsequently
                                                    The 2016 AQMP identifies light-duty                    Generally, these regulations have been
                                                 passenger vehicles, light-duty trucks,                                                                            adopted national Tier 3 standards for
                                                                                                           submitted and approved as revisions to                  the same vehicles. California’s ZEV
                                                 medium-duty trucks, medium-heavy-                         the California SIP.92
                                                 duty diesel trucks, heavy-heavy-duty                                                                              program, however, does not have a
                                                                                                              In addition to waiver measures, CARB
                                                 diesel trucks, and commercial/industrial                                                                          national counterpart and results in
                                                                                                           has adopted operational requirements
                                                 mobile equipment (construction and                                                                                additional emissions reductions as it
                                                                                                           for in-use vehicles, rules that limit the
                                                 mining equipment) as key mobile                                                                                   phases in a requirement that 15% of
                                                                                                           amount of pollutants allowed in
                                                 sources of emissions of PM2.5 and PM2.5                                                                           new light-duty vehicle sales consist of
                                                                                                           transportation fuels, and incentive
                                                 precursors. CARB describes the mobile                                                                             ZEV or partial ZEV.97 Light and
                                                                                                           programs that provide funding to
                                                 source control measures that regulate                                                                             medium-duty vehicles are also regulated
                                                                                                           replace or retrofit older, dirtier vehicles
                                                 PM2.5 and PM2.5 precursor emissions                                                                               under California’s ACC program. We
                                                                                                           and equipment with cleaner
                                                 from these sources in Appendix VI–A,                                                                              approved the ACC into the SIP on June
                                                                                                           technologies.93
                                                 Attachment VI–A–3, and Attachment                            The EPA previously determined that                   16, 2016.98 Taken as a whole,
                                                 VI–C–1 of the 2016 AQMP.                                  California’s mobile source control                      California’s standards for light and
                                                                                                           programs constituted BACM for PM10                      medium-duty vehicles are more
                                                    Under the CAA, the EPA is charged                                                                              stringent than the federal standards.
                                                 with establishing national emissions                      purposes in the San Joaquin Valley.94
                                                                                                           Since then, the State has adopted                          California has also adopted
                                                 limits for mobile sources. States are                                                                             regulations for gasoline fuel (California
                                                 generally preempted from establishing                     additional mobile source control
                                                                                                           measures including the Advanced Clean                   Reformulated Gasoline or ‘‘CaRFG’’) that
                                                 such limits except for California, which                                                                          reduce emissions from light-duty and
                                                 can establish these limits subject to EPA                 Cars (ACC) program, heavy-duty vehicle
                                                                                                           idling rules, revisions to the State’s                  medium-duty vehicles. The EPA
                                                 waiver or authorization under CAA                                                                                 approved the CaRFG regulations into
                                                 section 209 (referred to herein as                        vehicle inspection and maintenance (I/
                                                                                                           M) program, in-use rules for on-road                    the California SIP on May 12, 2010.99 In
                                                 ‘‘waiver measures’’). Over the years, the                                                                         our action proposing to approve
                                                 EPA has issued waivers (for on-road                       and non-road diesel vehicles, and
                                                                                                           emissions standards for non-road                        CaRFG3, we noted that the EPA had
                                                 vehicles and engines measures) or                                                                                 previously determined that emissions
                                                 authorizations (for non-road vehicle and                  equipment, farm and cargo handling
                                                                                                           equipment, and recreational vehicles.95                 reductions from CaRFG3 would be equal
                                                 engine measures) for many mobile                                                                                  to or greater than the emissions
                                                 source regulations adopted by CARB.                          CARB’s BACM analysis provides a
                                                                                                           discussion of the measures adopted and                  reductions from the corresponding
                                                 California attainment and maintenance                                                                             federal RFG program.100
                                                 plans, including the 2016 PM2.5 Plan for                  implemented for each of the source
                                                                                                           categories identified in Table VI–A–6 of                Heavy-Duty Vehicles
                                                 the South Coast, rely on emissions
                                                                                                           the 2016 AQMP that are not under
                                                 reductions from implementation of the                                                                               This category includes heavy-heavy-
                                                                                                           district jurisdiction. We discuss each of
                                                 waiver measures through the use of                                                                                duty diesel vehicles, heavy-duty gas and
                                                                                                           these mobile source categories below.
                                                 emissions models such as EMFAC2014.                                                                               diesel trucks, heavy-duty gas and diesel
                                                    Historically, the EPA has allowed                        90 See, e.g., 81 FR 39424 (June 16, 2016), 82 FR
                                                                                                                                                                   urban buses, school buses and motor
                                                 California to take into account                           14447 (March 21, 2017), and 83 FR 23232 (May 18,        homes. The emissions from this
                                                 emissions reductions from CARB                            2018). See also Committee for a Better Arvin, 786       category are approximately 195 tpd
                                                 regulations for which the EPA has                         F.3d 1169 (9th Cir. 2015).                              NOX, 6.23 tpd direct PM2.5, 12.47 tpd
                                                                                                             91 California regulations use the term ‘‘off-road’’
                                                 issued waiver or authorizations under                                                                             VOC, 0.29 tpd, SO2, and 0.97 tpd
                                                                                                           to refer to ‘‘nonroad’’ vehicles and engines.
                                                 CAA section 209, notwithstanding the                        92 See, e.g., the EPA’s approval of standards and
                                                                                                                                                                   ammonia.101
                                                 fact that these regulations have not been                 other requirements to control emissions from in-use       California has the most stringent
                                                 approved as part of the California SIP.                   heavy-duty diesel-powered trucks, at 77 FR 20308        heavy-duty vehicle emissions control
                                                                                                                                                                   measures in the nation, including
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                                                                                                           (April 4, 2012), revisions to the California on-road
                                                 However, in response to the decision by                   reformulated gasoline and diesel fuel regulations at
                                                 the United States Court of Appeals for                                                                            engine standards for diesel and gasoline
                                                                                                           75 FR 26653 (May 12, 2010), and revisions to the
                                                 the Ninth Circuit (‘‘Ninth Circuit’’) in                  California motor vehicle I/M program at 75 FR
                                                                                                                                                                    96 2016
                                                                                                           38023 (July 1, 2010).                                            AQMP, Appendix III, Attachment A.
                                                 Committee for a Better Arvin v. EPA, the                                                                           97 78
                                                                                                             93 2016 AQMP, Appendix VI–A, Attachment VI–                  FR 2112 at 2119 (January 9, 2013).
                                                 EPA has since approved mobile source                                                                               98 81 FR 39424 (June 16, 2016).
                                                                                                           A–3, pp. VI–A–108–109.
                                                 regulations for which waiver                                94 69 FR 5412 at 5419 (February 4, 2004).              99 75 FR 26653 (May 12, 2010).

                                                                                                             95 2016 AQMP, Appendix VI–A, Attachment VI–            100 74 FR 33196 at 33198 (July 10, 2009).
                                                   89 78   FR 18244 (March 26, 2013).                      A–3, p. VI–A–103.                                        101 2016 AQMP, Appendix III, Attachment A.




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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                              49883

                                                 vehicles, idling requirements,                          road large gasoline engines and                       SCAQMD SOON program into the SIP
                                                 certification procedures, on-board                      equipment greater than 25 hp (e.g.,                   on November 21, 2016.109
                                                 diagnostic requirements, and                            forklifts, portable generators), and
                                                                                                                                                               iii. Local Jurisdiction Transportation
                                                 verification measures for emissions                     airport ground service equipment. The
                                                                                                                                                               Control Measures
                                                 control devices. Many of these control                  emissions from this category total
                                                 measures are subject to the CAA waiver                  approximately 66 tpd NOX, 4 tpd direct                   Transportation control measures
                                                 process and have also been submitted                    PM2.5, 51.5 tpd VOC, 0.07 tpd SO2, and                (TCMs) are, in general, measures
                                                 for inclusion in and approved into the                  0.09 tpd ammonia.106                                  designed to reduce emissions from on-
                                                 SIP.102                                                    As it has done for the on-road                     road motor vehicles through reductions
                                                   California has also adopted many in-                  categories discussed above, CARB has                  in vehicle miles traveled (VMT) or
                                                 use requirements to help reduce                         adopted stringent new emissions                       traffic congestion. TCMs can reduce
                                                 emissions from the vehicles already on                  standards subject to EPA authorization                PM2.5 emissions in both the on-road
                                                 the road, which may remain in use for                   under CAA section 209(e) and in-use                   motor vehicle exhaust and paved road
                                                 many years. Among the most recently                     measures or requirements for this source              dust source categories by reducing VMT
                                                 adopted in-use requirements are the                     category (e.g., incentives for early                  and vehicle trips. They can also reduce
                                                 Truck and Bus Regulation and Drayage                    introduction of cleaner engines and                   vehicle exhaust emissions by relieving
                                                 Truck Regulation (often referred to as                  equipment and requirements to limit                   congestion. EPA guidance states that
                                                 the ‘‘Cleaner In-Use Heavy-Duty Trucks                  vehicle idling). CARB has been                        where mobile sources contribute
                                                 Measure’’), which became effective in                   regulating off-road equipment since the               significantly to PM2.5 violations, ‘‘the
                                                 2011 and the EPA approved into the SIP                  1990s, and its new engine standards for               state must, at a minimum, address the
                                                 in 2012.103 The Truck and Bus                           off-road vehicles and engines are                     transportation control measures listed in
                                                 Regulation and Drayage Truck                            generally as stringent as the                         CAA section 108(f) to determine
                                                 Regulation are designed to reduce                       corresponding federal standards. For                  whether such measures are achievable
                                                 emissions of diesel PM, NOX, and other                  larger off-road equipment, which can                  in the area considering energy,
                                                 pollutants from in-use trucks and buses                 have a slow turnover rate, CARB                       environmental and economic impacts
                                                 and establish, among other things,                      adopted an in-use off-road regulation in              and other costs.’’ 110
                                                 phased-in PM control requirements                       2007 that requires owners of off-road                    Appendix IV–C, ‘‘Regional
                                                 from 2014 through 2023 based on truck                   equipment in the construction and other               Transportation Strategy and Control
                                                 engine mode year. These and other                       industries to retrofit or replace older               Measures,’’ contains SCAG’s BACM
                                                 regulations applicable to heavy-duty                    engines/equipment with newer, cleaner                 analysis for TCMs. Consistent with EPA
                                                 diesel trucks (HDDTs) will continue to                  models. The off-road regulation imposes               guidance, SCAG addressed the TCMs
                                                 reduce emissions of diesel PM and NOX                   idling limitations.107 CARB’s off-road                listed in CAA section 108(f) following a
                                                 through the RFP and attainment                          emissions control program also includes               four-step process. SCAG first reviewed
                                                 planning years. For instance, model year                comprehensive in-use requirements for                 ongoing implementation of TCMs in the
                                                 (MY) 1994 and 1995 HDDT engines                         legacy fleets.108                                     South Coast air basin. SCAG also
                                                 must be upgraded to meet the 2010                          Title 13, Section 2449 of the                      reviewed TCMs implemented in all
                                                 model year truck engine emissions                       California Code of Regulation (CCR),                  other Moderate and Serious PM2.5 and
                                                 standards by 2016, and MY 1996–1999                     ‘‘Regulation for In-Use Off-Road Diesel-              PM10 nonattainment areas throughout
                                                 engines must be upgraded by January 1,                  Fueled Fleets (Off-Road Regulation)’’                 the country (e.g., Salt Lake City, Utah;
                                                 2020.104 The emissions reductions from                  was adopted by CARB in July 2007 and                  Fairbanks, Alaska; and San Joaquin
                                                 these rules represent a large portion of                requires off-road diesel vehicle fleets to            Valley, California) and compared them
                                                 the NOX emissions reductions upon                       reduce emissions by meeting NOX and                   to the TCMs being implemented in the
                                                 which the Plan’s RFP and attainment                     PM fleet average standards. A provision               South Coast.111 SCAG then reviewed the
                                                 demonstration rely.                                     of the Off-Road Regulation (Title 13,                 TCMs not being implemented in the
                                                   Finally, California has adopted                       CCR, Section 2449.2) allows air districts             SCAG region and provided a reasoned
                                                 regulations for diesel fuel that further                to opt-in and requires the largest fleets             justification for any TCMs not
                                                 reduce emissions from heavy-duty                        to apply for funding to meet more                     implemented in the SCAG region.112
                                                 trucks. The EPA approved these diesel                   stringent NOX targets. In 2008,                       Finally, SCAG concluded that its TCM
                                                 fuel regulations into the California SIP                SCAQMD developed the Surplus Off-                     program provides a BACM level of
                                                 on May 12, 2010.105                                     Road Opt-In for NOX (SOON) Program.                   control.
                                                                                                                                                                  TCMs in the South Coast air basin fall
                                                 Off-Road Vehicles and Engines                           The SOON Program is designed to
                                                                                                                                                               into three main categories: (1) Transit,
                                                                                                         achieve additional NOX reductions
                                                    This category includes off-road                                                                            intermodal facilities, and nonmotorized
                                                                                                         beyond those that would be obtained
                                                 compression ignition (diesel) engines                                                                         transportation mode facilities (i.e., bike/
                                                                                                         from the State’s In-Use Off-Road Vehicle
                                                 and equipment, small spark ignition                                                                           pedestrian facilities), (2) high
                                                                                                         Regulation. The program provides
                                                 (gasoline) off-road engines and                                                                               occupancy vehicle (HOV) lanes, high
                                                                                                         funding to large fleets for the purchase
                                                 equipment less than 25 horsepower (hp)                                                                        occupancy toll (HOT) lanes, and pricing
                                                                                                         of commercially-available low-emission
                                                 (e.g., lawn and garden equipment), off-                                                                       alternatives, and (3) information-based
                                                                                                         heavy-duty engines to achieve near-term
                                                                                                                                                               TCM strategies. Between 2012 and 2020,
                                                                                                         reduction of NOX emissions from in-use
                                                    102 See 81 FR 39424 (June 16, 2016), 82 FR 14446                                                           SCAG estimates a 23% increase in HOV,
                                                 (March 21, 2017), and 83 FR 23232 (May 18, 2018).       off-road diesel vehicles. Fleets that                 HOT and toll lanes, a 7.4% increase in
                                                                                                         participate in the SOON Program can
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                                                    103 77 FR 20308, April 4, 2012.
                                                                                                                                                               operation miles of regular transit buses,
                                                    104 Title 13, California Code of Regulations,        apply for funding for NOX exhaust                     a 10% increase in operation miles of
                                                 Section 2025 (‘‘Regulation to Reduce Emissions of       retrofits, repowers or equipment
                                                 Diesel Particulate Matter, Oxides of Nitrogen and
                                                 Other Criteria Pollutants, from In-Use Heavy-Duty
                                                                                                         replacements. We approved the                           109 81 FR 83154.
                                                 Diesel-Fueled Vehicles’’), paragraphs (e), (f), and                                                             110 Addendum   at 42013.
                                                                                                           106 2016   AQMP, Appendix III, Attachment A.
                                                 (g), effective December 14, 2011. See also the EPA’s                                                            111 See 2016 AQMP, Appendix IV–C, pp. IV–C–

                                                 final rule approving CARB’s Truck and Bus Rule.           107 Id.                                             38 and IV–C–39, Table 8.
                                                 77 FR 20308 at 20309–20310 (April 4, 2012).               108 2016 AQMP, Appendix VI–A, p. VI–A–104,            112 See 2016 AQMP, Appendix IV–C, pp. IV–C–
                                                    105 See 75 FR 26653.                                 also Appendix VI–C, pp. VI–C–21 to VI–C–22.           42 to IV–C–50, Table 9.



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                                                 49884                  Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 rapid transit and express buses, a 38.8%                  attainment date under section 188(e), a                   seasonal meteorological conditions and
                                                 increase in operation miles of transit                    demonstration that attainment by that                     emissions. Because each chemical
                                                 rail, and a 40% increase in Class 1–4                     date is impracticable and that the plan                   species is handled separately, before
                                                 bikeway miles.113 TCM funding is                          provides for attainment by the most                       applying an RRF, the base year design
                                                 guaranteed through the timeframe of the                   expeditious alternative date practicable.                 value must be speciated using available
                                                 2016 PM2.5 Plan and beyond, with                          We discuss below our evaluation of the                    chemical species measurements, that is,
                                                 transportation sales tax measures                         modeling approach in the Plan, and the                    each day’s measured PM2.5 design value
                                                 through 2039 and 2040 in the four                         control strategy in the Plan for attaining                must be split into its species
                                                 counties in the South Coast air basin.114                 the 24-hour PM2.5 NAAQS by the most                       components. The Modeling Guidance
                                                 The county-specific sales tax revenue                     expeditious date practicable.                             provides additional detail on the
                                                 provides a guaranteed funding source                                                                                recommended approach.120
                                                                                                           Evaluation of Air Quality Modeling
                                                 for more than 50% of the TCM                              Approach and Results                                      24-Hour PM2.5 Modeling Approach
                                                 projects.115 In addition, SCAG has a
                                                 standardized program for selecting cost-                    The EPA’s PM2.5 modeling                                   The CMAQ simulations were
                                                 effective control measures.                               guidance 117 (‘‘Modeling Guidance’’ and                   conducted for each day in the 2012 base
                                                                                                           ‘‘Modeling Guidance Update’’)                             year.121 A set of species-specific RRFs
                                                 3. The EPA’s Evaluation and Conclusion                    recommends that a photochemical                           was generated for the 2019 future year
                                                    We have reviewed the District’s                        model, such as CAMx 118 or CMAQ, be                       simulation from the top 10% of
                                                 determination in the 2016 AQMP that                       used to simulate a base case, with                        modeled PM2.5 days. RRFs were
                                                 its stationary and area source control                    meteorological and emissions inputs                       generated for the ammonium ion, nitrate
                                                 measures represent BACM for PM2.5 and                     reflecting a base case year, to replicate                 ion, sulfate ion, organic carbon,
                                                 PM2.5 precursors. In our review, we also                  concentrations monitored in that year.                    elemental carbon, sea salt, and a
                                                 considered our previous evaluations of                    The model application to the base case                    combined grouping of other primary
                                                 the District’s rules in connection with                   year undergoes a performance                              PM2.5 material. Future year
                                                 our approval of the SCAQMD’s RACT                         evaluation to ensure that it satisfactorily               concentrations of each of the seven
                                                 SIP demonstration for the 2008 ozone                      agrees with concentrations monitored in                   component species were calculated by
                                                 NAAQS.116 Based on this review, we                        that year. The model may then be used                     applying the model-generated quarterly
                                                 believe the District’s rules provide for                  to simulate emissions occurring in other                  RRFs to the speciated 24-hour PM2.5
                                                 the implementation of BACM for                            years required for a plan, namely the                     data for each of the five years used in
                                                 stationary and area sources of PM2.5 and                  base year (which may differ from the                      the design value calculation.122 The
                                                 PM2.5 precursors.                                         base case year) and future year.119 The                   speciation fractions used to generate 24-
                                                    With respect to mobile sources, we                     modeled response to the emission                          hour speciated PM2.5 values were
                                                 recognize that CARB’s current program                     changes between those years is used to                    determined from the ‘‘high’’ days.123 A
                                                 addresses the full range of mobile                        calculate Relative Response Factors                       weighted average of the resulting future
                                                 sources in the South Coast through                        (RRFs), which are applied to the design                   year 98th percentile concentrations for
                                                 regulatory programs for both new and                      value in the base year to estimate the                    each of the five years was used to
                                                 in-use vehicles. With respect to                          projected design value in the future year                 calculate future design values for the
                                                 transportation controls, we note that                     for comparison against the NAAQS.                         attainment demonstration.124 Future
                                                 SCAG has adopted a program to fund                        Separate RRFs are estimated for each                      year PM2.5 24-hour average design
                                                 cost-effective TCMs. Overall, we believe                  chemical species component of PM2.5,                      values were projected for 2019, the
                                                 that the programs developed and                           and for each quarter of the year, to                      Serious area attainment deadline for the
                                                 administered by CARB and SCAG                             reflect their differing responses to                      2006 standard of 35 mg/m3.
                                                 provide for the implementation of                            117 ‘‘Draft Modeling Guidance for Demonstrating
                                                                                                                                                                     Future Air Quality
                                                 BACM for PM2.5 and PM2.5 precursors in                    Attainment of Air Quality Goals for Ozone, PM2.5,           A simulation of 2019 baseline
                                                 the South Coast nonattainment area.                       and Regional Haze’’ Memorandum from Richard               emissions (no additional controls) was
                                                    For these reasons, we propose to find                  Wayland, Air Quality Assessment Division,
                                                                                                           OAQPS, EPA to Regional Air Program Managers,              conducted to assess future 24-hour
                                                 that the 2016 PM2.5 Plan provides for the
                                                                                                           EPA, December 3, 2014 (‘‘Modeling Guidance’’),            PM2.5 levels in the South Coast air basin.
                                                 implementation of BACM for all sources                    ‘‘Guidance on the Use of Models and Other                 The simulation used the projected
                                                 of direct PM2.5 and PM2.5 precursors as                   Analyses for Demonstrating Attainment of Air              emissions from 2012, which reflect all
                                                 expeditiously as practicable, for                         Quality Goals for Ozone, PM2.5, and Regional
                                                                                                           Haze,’’ EPA–454/B–07–002, April 2007 (‘‘Modeling          adopted control measures that will be
                                                 purposes of the 2006 PM2.5 NAAQS in
                                                                                                           Guidance’’); and ‘‘Update to the 24 Hour PM2.5
                                                 the South Coast area, in accordance                       NAAQS Modeled Attainment Test,’’ Memorandum                 120 Modeling   Guidance Update at 43 ff.
                                                 with the requirements of CAA section                      from Tyler Fox, Air Quality Modeling Group,                 121 CMAQ    Version 5.0.2
                                                 189(b)(1)(B) and 40 CFR 51.1010.                          OAQPS, EPA to Regional Air Program Managers,                122 The design value is based on a weighted
                                                                                                           EPA, June 28, 2011 (‘‘Modeling Guidance Update’’).        average of data from 2010 to 2014.
                                                 D. Attainment Demonstration and                              118 CAMx is a multi-scale photochemical                  123 Particle bound water was determined using
                                                 Modeling                                                  modeling system for gas and particulate air               the EPA’s regression model approximation of the
                                                                                                           pollution.                                                Aerosol Inorganics Model (AIM) based on simulated
                                                    Section 189(b)(1)(A) of the CAA                           119 In this section, we use the terms ‘‘base case,’’
                                                                                                                                                                     concentrations of the ammonium, nitrate and
                                                 requires that each Serious area plan                      ‘‘base year’’ or ‘‘baseline,’’ and ‘‘future year’’ as     sulfate ions (EPA, 2006). A blank mass of 0.5 mg/
                                                 include a demonstration (including air                    described in section 2.3 of the EPA’s Modeling            m3 was added to each base and future year
                                                                                                           Guidance. The ‘‘base case’’ modeling simulates            simulation.
                                                 quality modeling) that the plan provides
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                                                                                                           measured concentrations for a given time period,            124 The 32 days in each year (8 per quarter) were
                                                 for attainment of the PM2.5 NAAQS by                      using emissions and meteorology for that same year.       then reranked based on the sum of all predicted PM
                                                 the applicable attainment date or, where                  The modeling ‘‘base year’’ (which can be the same         species to establish a new 98th percentile
                                                 a state is seeking an extension of the                    as the base case year) is the emissions starting point    concentration. The 98th percentile value was
                                                                                                           for the plan and for projections to the future year,      determined based on the FRM sampling frequency.
                                                   113 See
                                                                                                           both of which are modeled for the attainment              All the SASS sites except Fontana have a daily FRM
                                                             2016 AQMP, Appendix IV–C, p. IV–C–34.         demonstration. See Modeling Guidance at pp. 33–           sampling, which gives the 8th highest day as the
                                                   114 Id.
                                                                                                           34. Note that CARB sometimes uses ‘‘base year’’           98th percentile. Fontana has every-three-day
                                                   115 See    2016 AQMP, Appendix IV–C, p. IV–C–36.        synonymously with ‘‘base case’’ and ‘‘reference           sampling, thus the 3rd highest day becomes the
                                                   116 82    FR 43850 (September 20, 2017).                year’’ instead of ‘‘base year.’’                          98th percentile.



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                                                                              Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                                                      49885

                                                 implemented by December 31, 2019.                                           Loma, the highest site in the South                                         Shown in the table are the base year
                                                 Simulation of the 2019 baseline                                             Coast air basin.                                                            design values for 2012 along with
                                                 emissions indicates that the South Coast                                       Table 2 shows future 24-hour PM2.5                                       projections for 2019. All of the sites are
                                                 air basin will attain the federal 24-hour                                   air quality projections at the South                                        projected to meet the 24-hour PM2.5
                                                 PM2.5 standard in 2019 without                                              Coast air basin design site (Mira Loma)                                     standard by 2019 without additional
                                                 additional controls. The projected 2019                                     and the four other PM2.5 monitoring                                         reductions beyond already adopted
                                                 design value is 32.1 mg/m3 at Mira                                          sites equipped with comprehensive                                           control measures.
                                                                                                                             particulate species characterization.

                                                   TABLE 2—FUTURE 24-HOUR PM2.5 AIR QUALITY PROJECTIONS AT SELECTED MONITORING SITES IN THE SOUTH COAST
                                                                                                AIR BASIN
                                                                                                                                                                                                                      24-hour PM 2.5         24-hour PM 2.5
                                                                                                                                                                                                                      98th percentile        98th percentile
                                                                                                                                                                                                                    concentration total    concentration total
                                                                                                               Monitoring site location                                                                               mass for base        mass projected for
                                                                                                                                                                                                                        year, 2012                2019
                                                                                                                                                                                                                         (μg/m 3)               (μg/m 3)

                                                 Anaheim .......................................................................................................................................................                 25.82                  23.46
                                                 Fontana ........................................................................................................................................................                32.74                  28.01
                                                 Los Angeles .................................................................................................................................................                   30.52                  27.60
                                                 Mira Loma ....................................................................................................................................................                  36.52                  31.36
                                                 Rubidoux ......................................................................................................................................................                 33.16                  28.27



                                                   The EPA’s regulations require that                                        Evaluation of Control Strategy                                              contribute to RFP and attainment.126
                                                 monitoring data for comparison to the                                                                                                                   The District control measures listed in
                                                 NAAQS be collected using specific                                              The attainment control strategy in the                                   this section of the Plan have been
                                                 equipment and procedures to ensure                                          2016 PM2.5 Plan consists of state and                                       approved into the California SIP.127
                                                 accuracy and reliability.125 For each                                       district baseline measures that continue                                      With respect to mobile sources, the
                                                 NAAQS, the default monitoring                                               to achieve emission reductions between                                      State identified the source categories
                                                 equipment and the required procedures                                       the Plan’s base year of 2012 and the                                        and described the EMFAC2014 emission
                                                 for operating it are termed the Federal                                     attainment year of 2019. With respect to                                    factor model used to project their future
                                                 Reference Method (FRM); an alternative                                      baseline measures for stationary and                                        emission levels in Chapter 3 and
                                                 approach, termed a Federal Equivalent                                       area sources, the District identified the                                   Appendix III of the 2016 AQMP.128
                                                                                                                             District rules and their projected                                            Table 3 below summarizes the
                                                 Method may also be used if it is
                                                                                                                             emission levels in Appendix VI, section                                     emission reductions needed in the
                                                 demonstrated to give results comparable
                                                                                                                             VI–C of the 2016 AQMP and described                                         South Coast to attain the 2006 24-hour
                                                 to an FRM monitor.
                                                                                                                             each of the District measures that                                          PM2.5 NAAQS by the end of 2019.

                                                  TABLE 3—SUMMARY OF DIRECT PM2.5 AND PRECURSOR EMISSION REDUCTIONS NEEDED FOR THE 2006 PM2.5 NAAQS
                                                                                       ATTAINMENT DEMONSTRATION
                                                                                                                                                                              2006 24-hour standard attainment by 2019
                                                                                                                                                                                        (tpd annual average)

                                                                                                                                                      PM2.5                       NOX                        SO2                VOC                 NH3

                                                 A. 2012 emissions inventory ................................................                                      66                      540                        18                  470              81
                                                 B. 2019 baseline emissions inventory .................................                                            64                      353                        17                  376              74
                                                 C. 2019 controlled emissions inventory ...............................                                            64                      353                        17                  376              74
                                                 D. Total emission reductions needed by attainment year
                                                   (A ¥ C) ............................................................................                             2                      187                         1                  94                7
                                                    Source: 2016 PM2.5 Plan, Chapter 3, and Appendix VI, Table VI–C–5.


                                                   The Plan identifies several district                                      numerous state and district baseline                                        EPA’s Evaluation and Proposed Action
                                                 and state measures that will achieve                                        regulations that collectively are
                                                 emission reductions and contribute to                                       projected to achieve emission                                                  As discussed above, the 2016 PM2.5
                                                 expeditious attainment of the 2006                                          reductions sufficient for the South Coast                                   Plan’s air quality modeling
                                                 PM2.5 NAAQS. These are described in                                         area to attain the 2006 24-hour PM2.5                                       demonstrates that the South Coast will
                                                                                                                                                                                                         attain the 2006 24-hour PM2.5 standard
                                                 the sections of this proposed rulemaking                                    standard by the end of 2019.
                                                                                                                                                                                                         of 35 mg/m3 by December 31, 2019. This
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                                                 on BACM and RFP.
                                                                                                                                                                                                         demonstration is based on expeditious
                                                   In sum, the attainment demonstration                                                                                                                  implementation of the state’s and
                                                 in the 2016 PM2.5 Plan relies on                                                                                                                        district’s BACM control strategy for
                                                   125 40CFR parts 53 and 58.                                                  127 See EPA Region 9’s website for information on                         www.epa.gov/sips-ca/epa-approved-south-coast-air-
                                                   126 See2016 AQMP, Appendix VI, Table VI–C–4,                              district control measures that have been approved                           district-regulations-california-sip.
                                                                                                                             into the California SIP, available at: https://                               128 2016 AQMP, pages III–2–73 and Attachment
                                                 p. VI–C–8.
                                                                                                                                                                                                         D–1 to Appendix III.



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                                                 49886                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 stationary, area, and mobile sources in                    • Where there are a limited number of                attainment between the base year and
                                                 the 2016 PM2.5 Plan and ongoing                         sources of direct PM2.5 or a precursor,                 the attainment year; and (4) a
                                                 reductions from state and local control                    • where the relationships between                    demonstration that by the end of the
                                                 measures already approved into the SIP.                 individual sources and air quality are                  calendar year for each milestone date for
                                                 Based on our evaluation, we propose to                  relatively well defined, and/or                         the area, pollutant emissions will be at
                                                 determine that the 2016 PM2.5 Plan                         • where the emission control systems                 levels that reflect either generally linear
                                                 provides for attainment of the 2006 24-                 utilized (e.g., at major point sources)                 progress or stepwise progress in
                                                 hour PM2.5 standards by the most                        will result in swift and dramatic                       reducing emissions on an annual basis
                                                 expeditious date practicable, consistent                emission reductions.                                    between the base year and the
                                                 with the requirements of CAA section                       In nonattainment areas characterized                 attainment year.134
                                                 189(b)(1)(A) and 40 CFR 51.1011(b).                     by any of these latter conditions, RFP                     The preamble to the PM2.5 SIP
                                                                                                         may be better represented as step-wise                  Requirements Rule provides that
                                                 E. Reasonable Further Progress and                      progress as controls are implemented                    emissions from one or more PM2.5 plan
                                                 Quantitative Milestones                                 and achieve significant reductions soon                 precursors may increase over the
                                                 1. Requirements for Reasonable Further                  thereafter. For example, if an area’s                   attainment planning period, provided
                                                 Progress and Quantitative Milestones                    nonattainment problem can be                            the state demonstrates that reductions of
                                                                                                         attributed to a few major sources, EPA                  direct PM2.5 combined with the
                                                    Section 172(c)(2) of the Act states that             guidance states that RFP may be met by                  aggregate reductions of PM2.5 plan
                                                 all nonattainment area plans shall                      ‘‘adherence to an ambitious compliance                  precursors support expeditious
                                                 require RFP. In addition, CAA section                   schedule’’ that is likely to periodically               attainment of the applicable PM2.5
                                                 189(c) requires that all PM2.5                          yield significant reductions of direct                  NAAQS. This approach recognizes the
                                                 nonattainment area SIPs contain                         PM2.5 or a PM2.5 precursor.131                          fact that different precursors have
                                                 quantitative milestones to be achieved                     Plans for PM2.5 nonattainment areas                  different impacts on PM2.5
                                                 every three years until the area is                     should include detailed schedules for                   concentrations depending upon the
                                                 redesignated to attainment and which                    compliance with emission control                        atmospheric chemistry specific to each
                                                 demonstrate RFP, as defined in CAA                      measures in the area and provide                        area.135
                                                 section 171(1). Section 171(1) of the Act               corresponding annual emission                              Section 189(c) of the Act requires that
                                                 defines RFP as the annual incremental                   reductions to be achieved by each                       PM2.5 attainment plans include
                                                 reductions in emissions of the relevant                 milestone in the schedule.132 In                        quantitative milestones that
                                                 air pollutant as are required by part D,                reviewing an attainment plan under                      demonstrate RFP. The purpose of the
                                                 title I of the Act or as may reasonably                 subpart 4, the EPA considers whether                    quantitative milestones is to allow
                                                 be required by the Administrator for the                the annual incremental emissions                        periodic evaluation of the area’s
                                                 purpose of ensuring attainment of the                   reductions to be achieved are reasonable                progress towards attainment of the PM2.5
                                                 NAAQS by the applicable date. Neither                   in light of the statutory objective of                  NAAQS consistent with RFP
                                                 subpart 1 nor subpart 4 of part D, title                timely attainment. Although early                       requirements. Because RFP is an annual
                                                 I of the Act requires that a set                        implementation of the most cost-                        emission reduction requirement and the
                                                 percentage of emissions reductions be                   effective control measures is often                     quantitative milestones are to be
                                                 achieved in any given year for purposes                 appropriate, states should consider both                achieved every three years, when a state
                                                 of satisfying the RFP requirement.                      cost-effectiveness and pollution                        demonstrates compliance with the
                                                    RFP has historically been met by                     reduction effectiveness when                            quantitative milestone requirement, it
                                                 showing annual incremental emissions                    developing implementation schedules                     should also demonstrate that RFP has
                                                 reductions sufficient generally to                      for control measures and may                            been achieved during each of the
                                                 maintain at least linear progress toward                implement measures that are more                        relevant three years. Quantitative
                                                 attainment by the applicable                            effective at reducing PM2.5 earlier to                  milestones should provide an objective
                                                 deadline.129 As discussed in EPA                        provide greater public health                           means to evaluate progress toward
                                                 guidance in the Addendum, requiring                     benefits.133                                            attainment meaningfully, e.g., through
                                                 linear progress in reductions of direct                    The PM2.5 SIP Requirements Rule                      imposition of emissions controls in the
                                                 PM2.5 and any individual precursor in a                 establishes specific regulatory                         attainment plan and the requirement to
                                                 PM2.5 plan may be appropriate in                        requirements for purposes of satisfying                 quantify those required emissions
                                                 situations where:                                       the Act’s RFP requirements and                          reductions. The CAA also requires states
                                                    • The pollutant is emitted by a large                provides related guidance in the                        to submit, within 90 days after each
                                                 number and range of sources,                            preamble to the rule. Specifically, under               milestone date, milestone reports that
                                                    • the relationship between any                       the PM2.5 SIP Requirements Rule, each                   include technical support sufficient to
                                                 individual source or source category                    PM2.5 attainment plan must contain an                   document completion statistics for
                                                 and overall air quality is not well                     RFP plan that includes, at minimum,                     appropriate milestones, e.g.,
                                                 known,                                                  the following four components: (1) An                   calculations and any assumptions made
                                                    • a chemical transformation is                       implementation schedule for control                     concerning emission reductions to
                                                 involved (e.g., secondary particulate                   measures; (2) RFP projected emissions                   date.136
                                                 significantly contributes to PM2.5 levels               for direct PM2.5 and all PM2.5 plan                        The CAA does not specify the starting
                                                 over the standard), and/or                              precursors for each applicable milestone                point for counting the three-year periods
                                                    • the emission reductions necessary                  year, based on the anticipated control                  for quantitative milestones under CAA
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                                                 to attain the PM2.5 standard are                        measure implementation schedule; (3) a                  section 189(c). In the General Preamble
                                                 inventory-wide.130                                      demonstration that the control strategy                 and Addendum, the EPA interpreted the
                                                    The Addendum states that requiring                   and implementation schedule will                        CAA to require that the starting point
                                                 linear progress may be less appropriate                 achieve reasonable progress toward                      for the first three-year period be the due
                                                 in other situations, such as:
                                                                                                           131 Id.                                                 134 40CFR 51.1012(a).
                                                   129 Addendum   at 42015.                                132 Id.   at 42016.                                     135 81FR 58010 at 58057 (August 24, 2016).
                                                   130 Id.                                                 133 Id.                                                 136 Addendum at 42016, 42017.




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                                                                              Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                                        49887

                                                 date for the Moderate area plan                                               The PM2.5 SIP Requirements Rule also                      ‘‘generally linear progress’’ from 2012 to
                                                 submission.137 In keeping with this                                        requires that Serious area attainment                        2019, the year that the Plan projects to
                                                 historical approach, the EPA established                                   plans contain one additional                                 be the earliest practicable attainment
                                                 December 31, 2014, as the starting point                                   quantitative milestone to be met in the                      date for the 2006 PM2.5 NAAQS.140 The
                                                 for the first 3-year period under CAA                                      three-year period following the Serious                      Plan’s emissions inventory shows that
                                                 section 189(c) for the 2006 PM2.5                                          area attainment date.139 If the area fails                   direct PM2.5, NOX, VOC, SO2 and
                                                 standards in the South Coast. This date                                    to attain, this additional milestone                         ammonia are emitted by a large number
                                                 was the due date established in the                                        provides the EPA with the tools                              and range of sources in the South Coast
                                                 EPA’s June 2, 2014 Deadline and                                            necessary to monitor the area’s                              and that the emission reductions needed
                                                 Classification Rule for the State’s                                        continued progress toward attainment                         for each of these pollutants are
                                                                                                                            while the state develops a new                               inventory wide.141 Table VI–C–4 of the
                                                 submission of any additional
                                                                                                                            attainment plan under CAA section                            2016 AQMP contains an
                                                 attainment-related SIP elements                                            189(d).
                                                 necessary to satisfy the subpart 4                                                                                                      implementation schedule for District
                                                 Moderate area requirements for the 2006                                    2. RFP Plan and Quantitative Milestones                      control measures and Table VI–C–3 of
                                                 PM2.5 NAAQS in the South Coast                                             in the 2016 PM2.5 Plan                                       the 2016 AQMP (reproduced in Table 4
                                                 area.138 Thus, December 31, 2017 and                                          The RFP plan and quantitative                             below) contains RFP projected
                                                 December 31, 2020, are the milestone                                       milestones are discussed in Appendix                         emissions for each quantitative
                                                 dates that the Serious area plan must                                      VI, section VI–C (pp. VI–C–5 to VI–C–                        milestone year and the attainment year.
                                                 address, at minimum. The EPA believes                                      8) of the 2016 AQMP. The Plan                                Based on these analyses, the District
                                                 that establishing December 31, 2017, as                                    estimates that emissions of direct PM2.5,                    concludes that its adopted control
                                                 the first quantitative milestone date is                                   NOX, VOC, SO2 and ammonia will                               strategy will achieve, for each pollutant,
                                                 an appropriate means for implementing                                      generally decline from the 2012 base                         projected emission levels at or below
                                                 the requirements of subpart 4 for the                                      year to 2019 and states that emissions of                    the RFP, quantitative milestone, and
                                                 2006 PM2.5 NAAQS.                                                          each of these pollutants will remain                         attainment year target emission levels
                                                                                                                            below the levels needed to show                              (see Table 5 below).142

                                                                                    TABLE 4—24-HOUR PM2.5 BASELINE EMISSIONS FOR BASE AND MILESTONE YEARS
                                                                                                                                                  [Annual average tpd]

                                                                                                                                                                                  2017                       2019                   2020
                                                                                         Pollutant                                                       2012                 (Quantitative              (Attainment            (Quantitative
                                                                                                                                                                               milestone)                 deadline)              milestone)

                                                 PM2.5 ........................................................................................                     66.4                 63.8                      63.9                     63.9
                                                 NOX ..........................................................................................                      540                  398                       353                     330
                                                 SO2 ..........................................................................................                     18.4                 17.1                      16.6                     16.7
                                                 VOC .........................................................................................                      470                  392                       376                      370
                                                 NH3 ..........................................................................................                     81.1                 75.5                      74.0                     73.3
                                                     Source: 2016 AQMP, Appendix VI–C, Table VI–C–3.

                                                                                                        TABLE 5—SUMMARY OF 24-HOUR PM2.5 RFP CALCULATIONS
                                                                                                                                                  [Annual average tpd]

                                                   Row                                   Calculation step                                            PM2.5                 NOX                SO2                VOC                  NH3

                                                 1 ........     2012 base year emissions ....................................                                66.4                540                   18.4            470                  81.1
                                                 2 ........     Annual percent change needed to show linear                                                  0.55                4.9                    1.4             2.9                  1.2
                                                                  progress (%).
                                                 3 ........     2017 Target Needed to show linear progress                                                   64.6                406                   17.1               403               76.0
                                                                  (tpd).
                                                 4   ........   2017 Baseline emissions (tpd) .............................                                  63.8                 398                  17.1             392                 75.5
                                                 5   ........   Projected shortfall (tpd) .........................................                             0                    0                    0               0                    0
                                                 6   ........   Surplus in 2017 (tpd) ............................................                           0.85                  8.6                 0.05            10.4                 0.48
                                                 7   ........   Emissions Equivalent to 1 Year’s Worth of RFP ..                                             0.36                26.7                  0.25            13.5                  1.0
                                                 8   ........   2019 Baseline Emissions (tpd) .............................                                  63.9                353                   16.6             376                 74.0
                                                     Source: 2016 AQMP, Appendix VI–C, Table VI–C–3A.


                                                   The 2016 PM2.5 Plan documents the                                        implemented as expeditiously as                              ammonia, and SO2 emissions in 2017
                                                 State’s conclusion that all BACM and                                       practicable and identifies projected                         and 2019 that reflect full
                                                 BACT for these pollutants are being                                        levels of direct PM2.5, NOX, VOC,                            implementation of the state, district,
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                                                    137 General Preamble at 13539, Addendum at                              CAA section 110(k) on a SIP for a PM2.5                           139 40
                                                                                                                                                                                                 CFR 51.1013(a)(4).
                                                 42016.                                                                     nonattainment area, the EPA noted that states may                 140 2016
                                                                                                                                                                                                    AQMP, Appendix VI–C, p. VI–C–7,
                                                    138 79 FR 31566 (June 2, 2014) (final rule                              need to submit additional SIP elements to fully              Tables VI–C–3 and VI–C–3A.
                                                 establishing subpart 4 moderate area classifications                       comply with the applicable requirements of subpart             141 2016 AQMP, Chapter 4 and Appendices IV–
                                                 and deadline for related SIP submissions)                                  4, even for areas with previously approved PM2.5
                                                 (‘‘Classification and Deadline Rule’’). Although the                       attainment plans, and that the deadline for any such         A, VI–B and VI–C.
                                                                                                                                                                                           142 2016 AQMP, Appendix VI–C, p. VI–C–6.
                                                 Classification and Deadline Rule did not affect any                        additional plan submissions was December 31,
                                                 action that the EPA had previously taken under                             2014. Id. at 31569.



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                                                 49888                 Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 and SCAG’s BACM/BACT control                               older vehicles or engines with newer,                      these sources.152 For example, the
                                                 strategy for these pollutants.143 The                      cleaner models to either (1) retire older                  regulations that apply to the three
                                                 BACM control strategy that provides the                    vehicles or reduce their use, or (2) to                    largest sources of NOX in the South
                                                 basis for these emissions projections is                   apply retrofit exhaust controls. Off-road                  Coast—heavy-duty diesel trucks, light-
                                                 described in Chapter 4, Appendix IV,                       fleets are required to meet increasingly                   and medium-duty passenger vehicles,
                                                 and Appendix VI of the 2016 AQMP.                          strict fleet average indices over time.148                 and off-road equipment—are discussed
                                                                                                            These indices reflect a fleet’s overall                    in the 2016 AQMP at Appendix VI–C,
                                                 Direct PM2.5
                                                                                                            emissions rate of PM and NOX for model                     Attachment VI–C–1, ‘‘California
                                                    The District has several stationary and                 year and horsepower combinations.                          Existing Mobile Source Control
                                                 area source rules that are projected to                    Fleets were also banned from adding                        Program,’’ and CARB’s emission
                                                 contribute to RFP and attainment of the                    Tier 0 off-road engines as of January 1,                   projections for these sources are
                                                 PM2.5 standards.144 For example, Rule                      2014.149 CARB implemented a similar                        presented in the Plan’s emissions
                                                 444 (Open Burning) achieved reductions                     ban on Tier 1 engines between January                      inventory.153 The Plan also shows that
                                                 of direct PM2.5 from the base year of                      1, 2014 (large fleets) and January 1, 2016                 NOX emission levels in each milestone
                                                 2012 to the 2017 RFP year. In addition,                    (small fleets).                                            year and the attainment year are
                                                 Rule 445 (Wood-Burning Devices) was                                                                                   projected to be well below the levels
                                                 amended in 2013 by lowering the                            Nitrogen Oxides                                            needed to show generally linear
                                                 mandatory winter burning curtailment                          The District regulates numerous NOX                     progress toward attainment.
                                                 program threshold for residential wood                     emission sources such as residential                          The Truck and Bus Regulation and
                                                 burning and extending the curtailment                      space and water heating devices,                           Drayage Truck Regulation became
                                                 to the entire South Coast air basin,                       stationary internal combustion engines,                    effective in 2011 and have rolling
                                                 thereby further limiting emissions from                    and various sizes of boilers, steam                        compliance deadlines based on truck
                                                 one of the largest combustion sources of                   generators, and process heaters used in                    engine model year. These and other
                                                 direct PM2.5 in the South Coast                            industrial settings. The 2016 AQMP                         regulations applicable to heavy-duty
                                                 nonattainment area.145 These rule                          identifies the following South Coast                       diesel trucks will continue to reduce
                                                 amendments provide part of the                             regulations as measures that achieve                       emissions of diesel particulate matter
                                                 incremental emission reductions of                         ongoing NOX reductions with                                and NOX through the RFP and
                                                 direct PM2.5 from the 2012 base year to                    compliance dates during the RFP and                        attainment planning years.154 For
                                                 the 2017 RFP milestone year.146                            attainment years of the Plan: Rule 1111                    example, MY 1994 and 1995 heavy-duty
                                                 Measures to control sources of direct                      (Reductions of NOX from Natural Gas-                       diesel truck engines were required to be
                                                 PM2.5 are also presented in the Plan’s                     Fired, Fan-Type Central Furnaces), Rule                    upgraded to meet the 2010 MY truck
                                                 BACM analyses and reflected in the                         1110.2 (Emissions from Gaseous- and                        engine emission standards by 2016, and
                                                 Plan’s baseline emission projections.                      Liquid-Fueled Engines), Rule 1121                          MY 1996–1999 engines must be
                                                    The Plan highlights on-road and other                   (Control of Nitrogen Oxides from                           upgraded by January 1, 2020.155 The
                                                 mobile source control measures as the                                                                                 emission reductions from these rules
                                                                                                            Residential-Type, Natural Gas-Fired
                                                 primary means for achieving direct                                                                                    represent the largest portion of the NOX
                                                                                                            Water Heaters), Rule 1146 (Emission of
                                                 PM2.5 emission reductions. CARB’s                                                                                     emission reductions upon which the
                                                                                                            Oxides of Nitrogen from Industrial,
                                                 implementation of the Truck and Bus                                                                                   2016 PM2.5 Plan’s attainment and RFP
                                                                                                            Institutional, Commercial Boilers, Steam
                                                 Regulation (referred to in the Plan as the                                                                            demonstrations rely.156 Emission
                                                                                                            Generators, and Process Heaters), Rule
                                                 ‘‘On-Road Heavy-Duty Diesel Vehicles                                                                                  reductions between 2012 and 2017 were
                                                                                                            1146.1 (Emission of Oxides of Nitrogen
                                                 (In-Use) Regulation’’) achieved PM2.5                                                                                 achieved through the requirements for
                                                                                                            from Small Industrial, Institutional,
                                                 emissions reductions beginning in                                                                                     particulate filters and cleaner engine
                                                                                                            Commercial Boilers, Steam Generators,
                                                 2012.147 Lighter trucks and buses were                                                                                standards.
                                                                                                            and Process Heaters), Rule 1146.2                             California also has the authority
                                                 required to replace 1995 and older                         (Emission of Oxides of Nitrogen from
                                                 engines with a 2010 MY by 2015. The                                                                                   under the CAA to regulate light- and
                                                                                                            Large Water Heaters and Small Boilers                      medium-duty vehicle engines. A key
                                                 2010 MY engines include particulate                        and Process Heaters), and Rule 1147
                                                 filters. CARB’s LEV II program includes                                                                               control program for these vehicles is the
                                                                                                            (NOX Reductions from Miscellaneous                         ACC program.157 The ACC program
                                                 particulate matter emissions limits by                     Sources).150 151
                                                 MY for 2016, and the LEV III program                                                                                  implements a variety of regulations
                                                 has stricter emission limits for 2017 and                     For on-road and non-road mobile                         including the LEV III program, with
                                                 beyond. For off-road vehicles, CARB                        sources, which represent the largest                       criteria pollutant emission limits for
                                                 adopted the In-Use Off Road Diesel-                        sources of NOX emissions in the                            non-methane organic gases (NMOG) 158
                                                 Fueled Fleets Regulation (‘‘Off-Road                       nonattainment area, the 2016 AQMP
                                                 Regulation’’) in 2007. The Off-Road                        lists numerous CARB regulations and                          152 2016   AQMP, Appendix IV–C, Attachment VI–
                                                 Regulation requires owners to replace                      discusses the key regulations that limit                   C–1.
                                                                                                                                                                          153 2016 AQMP, Appendix IV–C, Attachment VI–
                                                                                                            emissions of direct PM2.5 as well as
                                                                                                                                                                       C–1, pp. VI–C–19–21.
                                                    143 2016 AQMP, Appendix VI–C, pp. VI–C–5 to             NOX, VOC, SO2 and ammonia from                                154 2016 AQMP, Appendix IV–C, p. VI–C–20.

                                                 VI–C–11; see also evaluation of BACM/BACT in                                                                             155 Title 13, California Code of Regulations,
                                                 section V.C of this proposed rule.                           148 A fleet average index is an indicator of a fleet’s   Section 2025 (‘‘Regulation to Reduce Emissions of
                                                    144 2016 AQMP, Appendix VI–A, p. VI–A–34.               overall emissions rate of particulate matter and NOx       Diesel Particulate Matter, Oxides of Nitrogen and
                                                    145 2016 AQMP, Appendix III; see also 78 FR             based on the horsepower and model year of each             Other Criteria Pollutants, from In-Use Heavy-Duty
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                                                 59249 (September 26, 2013).                                engine in the fleet.                                       Diesel-Fueled Vehicles’’), paragraphs (e), (f), and
                                                    146 2016 AQMP, Appendix VI–C, p. VI–C–1, Table            149 Tier 0 engines meet 1995 to 1999 emission            (g), effective December 14, 2011. See also 77 FR
                                                 VI–C–4.                                                    standards, depending on engine size and                    20308 at 20309–20310 (April 4, 2012) (final rule
                                                    147 The State’s quantitative milestone report for       horsepower. See https://www.assocpower.com/                approving CARB’s Truck and Bus Rule into
                                                 the 2017 milestone indicates that the requirement          eqdata/tech/US-EPA-Tier-Chart_1995-2004.php.               California SIP).
                                                                                                              150 2016 AQMP, Appendix VI–C, Table VI–C–4                  156 2016 AQMP, Appendix III, Attachment B.
                                                 for heavier trucks to install diesel particulate filters
                                                 was fully implemented by 2016. See SCAQMD,                 and p. VI–C–8.                                                157 See 81 FR 39424, June 16, 2016.

                                                 ‘‘2017 Quantitative Milestone Report for 2006 24-            151 Rule 1111 was mistakenly listed as Rule 1110            158 NMOG means the combination of organic

                                                 hour PM2.5 National Ambient Air Quality                    in the 2016 AQMP, Appendix VI, Table VI–C–4. See           gases other than methane as calculated in 40 CFR
                                                 Standard,’’ March 2018 (‘‘2017 QM Report’’), p. 11.        2017 QM Report at p. 6, footnote 1.                        1066.635. Note that for this part, the organic gases



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                   49889

                                                 and NOX as well as particulate matter,                  Plan. For example, South Coast Rules                   as practicable. Additionally, the Plan
                                                 which phased in starting in 2014 and                    223 and 1127, which regulate confined                  contains projected RFP emission levels
                                                 continues through the RFP year of 2017                  animal facilities and manure waste from                for direct PM2.5 and all PM2.5 precursors
                                                 and beyond.                                             these facilities, control ammonia, as do               for the 2017 and 2020 milestone years
                                                    CARB’s Cleaner In-Use Off-road                       the District’s composting measures (i.e.,              and for the 2019 attainment year, based
                                                 Equipment regulation was first                          Rules 1133, 1133.1, 1133.2 and 1133.3).                on the anticipated implementation
                                                 approved in 2007 to reduce PM2.5 and                    These rules and the methods they use to                schedule for the attainment control
                                                 NOX emissions from in-use off-road                      control ammonia emissions are                          strategy. The Plan also demonstrates
                                                 heavy-duty diesel vehicles in California                discussed at length in Appendix VI–B of                that the control strategy will achieve
                                                 such as those used in construction,                     the 2016 AQMP, and their emission                      RFP toward attainment between the
                                                 mining, and industrial operations. The                  projections are presented collectively                 2012 base year and the 2019 attainment
                                                 regulation reduces emissions of PM2.5                   under farming operations (for confined                 year. Finally, the 2016 PM2.5 Plan
                                                 and NOX by targeting the existing fleet                 animal feeding operations and manure)                  demonstrates that, by the end of the
                                                 and imposing idling limits, restrictions                or waste disposal (for composting                      calendar year for each milestone date for
                                                 on use of older vehicles, and                           categories) in the Plan’s emissions                    the area, emissions of direct PM2.5 and
                                                 requirements to retrofit or replace the                 inventory.162 We discuss our evaluation                all PM2.5 precursors will be reduced at
                                                 oldest engines. For example, Tier 0                     of these rules for purposes of satisfying              rates representing generally linear
                                                 engines could not be added to fleets                    BACM requirements in section V.C of                    progress toward attainment. We agree
                                                 after January 1, 2014, and Tier 1 engines               this proposed rule.                                    with the State and District’s conclusion
                                                 could not be added after January 1,                       The District ascribes the reductions in              that generally linear progress is an
                                                 2016. The regulation is phased in                       ammonia during the period from 2012                    appropriate measure of RFP for the 2006
                                                 between January 1, 2014 and January 1,                  to 2017 to decreases in farming                        PM2.5 NAAQS in the South Coast area
                                                 2019.159                                                operations in the South Coast air basin,               given that PM2.5 and its precursors are
                                                                                                         as well as reductions in emissions from                emitted by a large number and range of
                                                 Volatile Organic Compounds                              mobile sources largely achieved by state               sources in the South Coast, the emission
                                                    As with other precursors, the District               regulations for on-road motor vehicles.                reductions needed for these pollutants
                                                 regulates stationary and area sources of                Sulfur Dioxide                                         are inventory wide,164 and secondary
                                                 VOC, and CARB is largely responsible                                                                           particulates contribute significantly to
                                                 for both on-road and off-road mobile                      Reductions of SO2 in the South Coast
                                                                                                                                                                ambient PM2.5 levels in the South Coast
                                                 sources. The 2016 AQMP highlights                       nonattainment area during the period
                                                                                                                                                                area.165
                                                 three stationary source VOC rules that                  from 2012 to 2017 were mainly from
                                                                                                         mobile source reductions. The majority                    Accordingly, we propose to determine
                                                 contribute to RFP: Rule 1114 (Petroleum                                                                        that the 2016 PM2.5 Plan requires the
                                                                                                         of the SO2 reductions come from non-
                                                 Refinery Coking Operations), Rule 1177                                                                         annual incremental reductions in
                                                                                                         road mobile sources, primarily
                                                 (Liquified Petroleum Gas Transfer and                                                                          emissions of direct PM2.5 and PM2.5
                                                                                                         reductions from state regulation of
                                                 Dispensing), and Rule 1113                                                                                     precursors that are necessary for
                                                                                                         ocean-going vessels.
                                                 (Architectural Coatings).160                                                                                   ensuring attainment of the 2006 24-hour
                                                    As with NOX, the majority of VOC                     Quantitative Milestones                                PM2.5 NAAQS by December 31, 2019, in
                                                 emissions reductions that occur                            The 2016 AQMP identifies a                          accordance with the requirements of
                                                 between the base year of 2012 and the                   milestone date of December 31, 2017,                   CAA sections 171(1) and 172(c)(2) and
                                                 2017 RFP year come from on-road                         which is the date 3 years after December               40 CFR 51.1012.
                                                 mobile sources and other mobile                         31, 2014, and a second milestone date                     Additionally, the 2016 PM2.5 Plan
                                                 sources that are under the State’s                      of December 31, 2020, which is the                     identifies milestone dates that are
                                                 jurisdiction. CARB highlights its ACC                   milestone date that falls within 3 years               consistent with the requirements of 40
                                                 program, which reduces emission from                    after the applicable attainment date                   CFR 51.1013(a)(4) and target emissions
                                                 light- and medium-duty vehicles. The                    (December 31, 2019). The 2016 AQMP                     levels for direct PM2.5 and all PM2.5
                                                 ACC program has a combined NMOG                         also identifies target RFP emissions                   precursors to be achieved by these
                                                 plus NOx fleet average requirement that                 levels for direct PM2.5, NOX, VOC, NH3,                milestone dates through implementation
                                                 began in 2014.                                          and SO2 for the 2017 milestone year, the               of the attainment control strategy. These
                                                 Ammonia                                                 2019 attainment year, and the 2020                     target emission levels and associated
                                                                                                         post-attainment year milestone, and                    control requirements provide for
                                                   With respect to ammonia, the Plan                     adopted control measures to be                         objective evaluation of the area’s
                                                 states that, while both NOX and                         implemented by each of these years in                  progress towards attainment of the 2006
                                                 ammonia participate in forming                          accordance with the control strategy in                PM2.5 NAAQS. We propose to determine
                                                 ammonium nitrate (i.e., secondary                       the Plan.163                                           that these quantitative milestones satisfy
                                                 PM2.5), NOX emission reductions are                                                                            the requirements of CAA section 189(c)
                                                 more effective at reducing ambient                      3. Evaluation and Proposed Actions
                                                                                                                                                                and 40 CFR 51.1013.
                                                 PM2.5 than ammonia reductions.161                          The 2016 PM2.5 Plan describes the                      On April 2, 2018, CARB submitted the
                                                 Control measures for ammonia sources                    control measures for direct PM2.5, NOX,                ‘‘2017 Quantitative Milestone Report for
                                                 are described in Appendix VI of the                     SO2, VOC and ammonia implemented                       the 2006 24-Hour PM2.5 National
                                                                                                         during each year of the attainment plan                Ambient Air Quality Standards (March
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                                                 are summed on a mass basis without any                  and demonstrates that these measures,                  2018)’’ (‘‘2017 QM Report’’) to the
                                                 adjustment for photochemical reactivity.                which provide the bases for the
                                                   159 2016 AQMP, Appendix VI–C, Attachment VI–                                                                 EPA.166 The 2017 QM report includes a
                                                 C–1, p. VI–C–23 and VI–C–24.
                                                                                                         emissions projections in the RFP plan,
                                                   160 The District projects that revisions to Rule      are being implemented as expeditiously                   164 See generally 2016 AQMP, Appendix IV–A

                                                 1113 that it adopted after submitting the 2016                                                                 and B and Appendix VI–A.
                                                 AQMP are projected to result in an additional 0.88        162 2016   AQMP, Appendix IV–A, p. IV–A–98–            165 See 2016 AQMP, Appendix V, p. V–6–61.

                                                 tpd of VOC reductions by 2019. See 2017 QM              103.                                                     166 Letter from Richard W. Corey, Executive
                                                 Report, p. 8.                                             163 2016 AQMP, Appendix VI–C, pp. VI–C–6 and         Officer, CARB, to Alexis Strauss, Acting Regional
                                                   161 2016 AQMP, Appendix V, p. V–6–61.                 VI–C–7.                                                                                          Continued




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                                                 49890                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 certification from the Governor’s                       reductions equivalent to approximately                quantitative milestone report
                                                 designee that the 2017 quantitative                     one year of reductions needed for RFP.                demonstrating that the 2017 quantitative
                                                 milestones for the South Coast PM2.5                    In general, we expect all actions needed              milestones in the 2016 PM2.5 Plan have
                                                 nonattainment area have been achieved                   to effect full implementation of the                  been achieved, and the EPA has
                                                 and a demonstration that the adopted                    measures to occur within 60 days after                determined that this milestone report is
                                                 control strategy has been fully                         EPA notifies the state of a failure to                adequate. Because the State and District
                                                 implemented. The 2017 QM Report also                    meet RFP or to attain.168                             have demonstrated that the South Coast
                                                 contains a demonstration of how the                        To satisfy the requirements of 40 CFR              area has met its 2017 quantitative
                                                 emissions reductions achieved to date                   51.1014, the contingency measures                     milestones, RFP contingency measures
                                                 compare to those required or scheduled                  adopted as part of a PM2.5 attainment                 for 2017 are no longer needed.
                                                 to meet RFP. The State and District                     plan must: (1) consist of control                     Accordingly, we are proposing to find
                                                 conclude in the 2017 QM Report that                     measures for the area that are not                    that the RFP contingency measure
                                                 the South Coast area is on track to attain              otherwise included in the control                     requirement for the 2017 RFP milestone
                                                 the 2006 p.m.2.5 NAAQS by the                           strategy or that achieve emissions                    year is now moot as applied to the
                                                 projected attainment date for the area,                 reductions not otherwise relied upon in               South Coast. The sole purpose of RFP
                                                 which is December 31, 2019. On                          the control strategy for the area (e.g., to           contingency measures is to provide
                                                 September 7, 2018, the EPA determined                   meet RACM/RACT, BACM/BACT, or                         continued progress if an area fails to
                                                 that the South Coast 2017 QM Report                     MSM requirements), and (2) specify the                meet its RFP or quantitative milestone
                                                 was adequate.167                                        timeframe within which their                          requirements. Failure to meet RFP or
                                                                                                         requirements become effective following               quantitative milestones for 2017 would
                                                 F. Contingency Measures                                 any of the EPA determinations specified               have required California to implement
                                                 1. Requirements for Contingency                         in 40 CFR 51.1014(a).                                 RFP contingency measures and to revise
                                                 Measures                                                   The Ninth Circuit recently rejected                the 2016 PM2.5 Plan to assure that it still
                                                                                                         the EPA’s interpretation of CAA section               provided for attainment by the
                                                    Under CAA section 172(c)(9), each                    172(c)(9) as allowing for early                       applicable attainment date of December
                                                 SIP for a nonattainment area must                       implementation of contingency                         31, 2019. In this case, however, the 2017
                                                 include contingency measures to be                      measures, in a decision called Bahr v.                QM Report demonstrates that actual
                                                 implemented if an area fails to meet RFP                EPA (‘‘Bahr’’).169 In Bahr, the Ninth                 emissions levels in 2017 were consistent
                                                 (‘‘RFP contingency measures’’) or fails                 Circuit concluded that contingency                    with the approved 2017 RFP milestone
                                                 to attain the NAAQS by the applicable                   measures must take effect at the time the             year targets for direct PM2.5 and all
                                                 attainment date (‘‘attainment                           area fails to make RFP or attain by the               precursor pollutants (NOX, SO2, VOCs,
                                                 contingency measures’’). Under the                      applicable attainment date, not before.               and ammonia) regulated in the 2016
                                                 PM2.5 SIP Requirements Rule, PM2.5                      Thus, within the geographic jurisdiction              PM2.5 Plan. Accordingly, RFP
                                                 attainment plans must include                           of the Ninth Circuit, states cannot rely              contingency measures for 2017 no
                                                 contingency measures to be                              on early-implemented measures to                      longer have meaning or purpose, and
                                                 implemented following a determination                   comply with the contingency measure                   the EPA proposes to find that the
                                                 by the EPA that the state has failed: (1)               requirements under CAA section                        requirement for them is now moot.
                                                 To meet any RFP requirement in the                      172(c)(9).                                              We are not proposing any action at
                                                 approved SIP, (2) to meet any                                                                                 this time on the attainment contingency
                                                 quantitative milestone in the approved                  2. Contingency Measures in the 2016
                                                                                                         PM2.5 Plan                                            measure component of the 2016 PM2.5
                                                 SIP, (3) to submit a required quantitative                                                                    Plan and will act on that component
                                                 milestone report, or (4) to attain the                     The 2016 PM2.5 Plan addresses the                  through a subsequent rulemaking, as
                                                 applicable PM2.5 NAAQS by the                           contingency measure requirement in                    appropriate.
                                                 applicable attainment date. Contingency                 Chapter 4 of the 2016 AQMP and in
                                                 measures must be fully adopted rules or                 section H of the CARB Staff Report.                   G. Major Stationary Source Control
                                                 control measures that are ready to be                   Chapter 4 of the 2016 AQMP addresses                  Requirements Under CAA Section
                                                 implemented quickly upon failure to                     contingency measures for failure to                   189(e)
                                                 meet RFP or failure of the area to meet                 attain by describing emission reductions                Section 189(e) of the Act specifically
                                                 the relevant NAAQS by the applicable                    to be achieved by an adopted measure,                 requires that the control requirements
                                                 attainment date.                                        South Coast Rule 445 (Wood-Burning                    applicable to major stationary sources of
                                                    The purpose of contingency measures                  Devices). The 2016 PM2.5 Plan does not                direct PM2.5 also apply to major
                                                 is to continue progress in reducing                     specifically address contingency                      stationary sources of PM2.5 precursors,
                                                 emissions while a state revises its SIP to              measures for failure to meet RFP.                     except where the Administrator
                                                 meet the missed RFP requirement or to                      The CARB Staff Report provides a                   determines that such sources do not
                                                 correct continuing nonattainment.                       brief statement acknowledging the                     contribute significantly to PM2.5 levels
                                                 Neither the CAA nor the EPA’s                           recent Bahr decision and committing to                that exceed the standards in the area.170
                                                 implementing regulations establish a                    work with the EPA and the District to                 The control requirements applicable to
                                                 specific level of emissions reductions                  provide additional documentation or                   major stationary sources of direct PM2.5
                                                 that implementation of contingency                      develop any needed SIP revisions                      in a Serious PM2.5 nonattainment area
                                                 measures must achieve, but the EPA has                  consistent with that decision.                        include, at minimum, the requirements
                                                 taken the position that contingency                     3. EPA’s Evaluation and Proposed                      of a NNSR permit program meeting the
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                                                 measures should provide for emissions                   Action                                                requirements of CAA sections 172(c)(5)
                                                                                                                                                               and 189(b)(3).171 As part of our January
                                                                                                            As explained above in Section V.E, on              13, 2016 final action to reclassify the
                                                 Administrator, EPA Region IX, with attachment,
                                                 April 2, 2018.                                          April 2, 2018, CARB submitted a
                                                   167 Letter from Andrew R. Wheeler EPA, Acting                                                                 170 General  Preamble at 13539 and 13541–42.
                                                 Administrator, to Richard W. Corey, Executive             168 General Preamble at 13512, 13543–44 and           171 CAA   section 189(b)(1) (requiring that Serious
                                                 Officer, CARB, regarding 2017 Quantitative              Addendum at 42014–42015.                              area plans include provisions submitted to meet the
                                                 Milestone Report for 2006 24-hour PM2.5 National          169 Bahr v. EPA, 836 F.3d 1218, at 1235–1237 (9th   requirements for Moderate areas in section
                                                 Ambient Air Quality Standards, September 7, 2018.       Cir. 2016).                                           189(a)(1)).



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                   49891

                                                 South Coast area as Serious                             appropriate, for direct PM2.5 and PM2.5               conformity purposes is described in 40
                                                 nonattainment for the 2006 PM2.5                        precursors subject to transportation                  CFR 93.124(c).
                                                 standards, we established a deadline 18                 conformity analyses. Budgets are                         In general, only budgets in approved
                                                 months from the effective date of our                   generally established for specific years              SIPs can be used for transportation
                                                 reclassification (or August 14, 2017) for               and specific pollutants or precursors                 conformity purposes. However, section
                                                 the State to submit NNSR SIP revisions                  and must reflect all of the motor vehicle             93.118(e) of the transportation
                                                 addressing the requirements of CAA                      control measures contained in the                     conformity rule allows budgets in a SIP
                                                 sections 189(b)(3) and 189(e) of the                    attainment and RFP demonstrations.174                 submission to apply for conformity
                                                 Act.172                                                 Under the PM2.5 SIP Requirements Rule,                purposes before the SIP submission is
                                                   California submitted NNSR SIP                         Serious area PM2.5 attainment plans                   approved under certain circumstances.
                                                 revisions to address the subpart 4                      must define appropriate quantitative                  First, there must not be any other
                                                 requirements for Serious PM2.5                          milestones and include projected RFP                  approved SIP budgets that have been
                                                 nonattainment areas on May 8, 2017.173                  emission levels for direct PM2.5 and all              established for the same year, pollutant,
                                                 We are not proposing any action on this                 PM2.5 plan precursors in each milestone               and CAA requirement. Second, the EPA
                                                 submission at this time. We will act on                 year.175                                              must find that the submitted SIP
                                                 this submission through a subsequent                       PM2.5 plans should identify budgets                budgets are adequate for transportation
                                                 rulemaking, as appropriate.                             for direct PM2.5, NOX and all other PM2.5             conformity purposes. To be found
                                                                                                         precursors for which on-road emissions                adequate, the submission must meet the
                                                 H. Motor Vehicle Emission Budgets
                                                                                                         are determined to significantly                       conformity adequacy requirements of 40
                                                 1. Requirements for Motor Vehicle                       contribute to PM2.5 levels in the area for            CFR 93.118(e)(4) and (5).
                                                 Emissions Budgets                                       each RFP milestone year and the                          The transportation conformity rule
                                                    Section 176(c) of the CAA requires                   attainment year, if the plan                          allows for replacement of previously
                                                 federal actions in nonattainment and                    demonstrates attainment. All direct                   approved budgets by submitted motor
                                                 maintenance areas to conform to the                     PM2.5 SIP budgets should include direct               vehicle emissions budgets that the EPA
                                                 SIP’s goals of eliminating or reducing                  PM2.5 motor vehicle emissions from                    has found adequate, if the EPA has
                                                 the severity and number of violations of                tailpipes, brake wear, and tire wear. A               limited the duration of its prior
                                                 the NAAQS and achieving expeditious                     state must also consider whether re-                  approval to the period before it finds
                                                 attainment of the standards. Conformity                 entrained paved road dust, unpaved                    replacement budgets adequate.179
                                                 to the SIP’s goals means that such                      road dust, or highway and transit                     However, the EPA will consider a state’s
                                                 actions will not: (1) Cause or contribute               construction dust are significant                     request to limit the duration of an
                                                 to violations of a NAAQS, (2) worsen                    contributors and should be included in                MVEB approval only if the request
                                                 the severity of an existing violation, or               the direct PM2.5 budget.176                           includes the following elements:
                                                 (3) delay timely attainment of any                         For an area designated nonattainment                 • An acknowledgement and
                                                 NAAQS or any interim milestone.                         for the 2006 PM2.5 NAAQS before                       explanation as to why the budgets under
                                                    Actions involving Federal Highway                    January 15, 2015, the attainment plan                 consideration have become outdated or
                                                 Administration (FHWA) or Federal                        must contain quantitative milestones to               deficient;
                                                 Transit Administration (FTA) funding                    be achieved no later than 3 years after                 • A commitment to update the
                                                 or approval are subject to the EPA’s                    December 31, 2014, and every 3 years                  budgets as part of a comprehensive SIP
                                                 transportation conformity rule, codified                thereafter until the milestone date that              update; and
                                                 at 40 CFR part 93, subpart A. Under this                falls within 3 years after the applicable               • A request that the EPA limit the
                                                 rule, metropolitan planning                             attainment date.177 As the EPA                        duration of its approval to the time
                                                 organizations (MPOs) in nonattainment                   explained in the preamble to the PM2.5                when new budgets have been found to
                                                 and maintenance areas coordinate with                   SIP Requirements Rule, it is important                be adequate for transportation
                                                 state and local air quality and                         to include a post-attainment year                     conformity purposes.180
                                                 transportation agencies, the EPA,                       quantitative milestone to ensure that, if             2. Motor Vehicle Emissions Budgets in
                                                 FHWA, and FTA to demonstrate that an                    the area fails to attain by the attainment            the 2016 PM2.5 Plan
                                                 area’s regional transportation plans                    date, the EPA can continue to monitor
                                                 (RTP) and transportation improvement                    the area’s progress toward attainment                    Consistent with the requirements of
                                                 programs (TIP) conform to the                           while the state develops a new                        40 CFR 51.1013(a)(4), the 2016 PM2.5
                                                 applicable SIP. This demonstration is                   attainment plan.178                                   Plan identifies December 31, 2017, as
                                                 typically done by showing that                             Transportation conformity trading                  the first quantitative milestone date (i.e.,
                                                 estimated emissions from existing and                   mechanisms are allowed under 40 CFR                   the date 3 years after December 31,
                                                 planned highway and transit systems                     93.124 where a SIP establishes                        2014). The second quantitative
                                                 are less than or equal to the motor                     appropriate mechanisms for such trades.               milestone date is December 31, 2020,
                                                 vehicle emissions budgets (‘‘budgets’’ or               The basis for the trading mechanism is                and is also the last milestone date
                                                 ‘‘MVEB’’) contained in all control                      the SIP attainment modeling that                      identified in the Plan because it falls
                                                 strategy SIPs. An attainment,                           established the relative contribution of              within 3 years after the December 31,
                                                 maintenance, or RFP SIP should include                  each PM2.5 precursor pollutant. The                   2019 attainment date for the area.181
                                                 budgets for the attainment year, each                   applicability of emission trading
                                                                                                                                                                 179 40 CFR 93.118(e)(1).
                                                 required RFP milestone year, or the last                between conformity budgets for
                                                                                                                                                                 180 See,e.g., 67 FR 69139 (November 15, 2002),
                                                 year of the maintenance plan, as
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                                                                                                           174 40
                                                                                                                                                               limiting our prior approval of budgets in certain
                                                                                                                  CFR 93.118(e)(4)(v).                         California SIPs.
                                                                                                           175 See 81 FR 58010, 58091–58092.
                                                   172 81 FR 1514, at 1515 (January 13, 2016).                                                                   181 Under CAA section 188(c)(2), a Serious PM
                                                                                                                                                                                                                 2.5
                                                                                                           176 40 CFR 93.102(b) and 93.122(f); see also
                                                   173 Letter from Richard W. Corey, Executive                                                                 nonattainment area must attain the PM2.5 NAAQS
                                                 Officer, CARB, to Alexis Strauss, Acting Regional       conformity rule preamble at 69 FR 40004, 40031–       as expeditiously as practicable but no later than the
                                                 Administrator, EPA Region IX, May 8, 2017.              40036 (July 1, 2004).                                 end of the tenth calendar year after the area is
                                                                                                           177 40 CFR 51.1013(a)(4), see also 81 FR 58010,
                                                 California previously submitted NNSR SIP revisions                                                            designated as nonattainment. Because the South
                                                 to address the subpart 4 requirements for Moderate      58058 and 58063–58064 (August 24, 2016).              Coast area was designated as nonattainment for the
                                                 PM2.5 nonattainment areas, and the EPA approved           178 See 81 FR 58010, 58063–58064 (August 24,        2006 PM2.5 NAAQS effective December 14, 2009 (74
                                                 these SIP revisions on May 1, 2015 (80 FR 24821).       2016).                                                                                            Continued




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                                                 49892                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                   The 2016 PM2.5 Plan includes budgets                  Sustainable Communities Strategy                        under the Plan. Under 40 CFR
                                                 for direct PM2.5, NOX, and VOC for 2017                 adopted in April of 2016. The budgets                   93.102(b)(2)(v), states are not required to
                                                 and 2019 (RFP milestone year and                        reflect annual average emissions                        include budgets for SO2 and/or NH3
                                                 projected attainment year, respectively)                because those emissions are linked with                 unless EPA or the state has made a
                                                 and for 2020 (post-attainment year                      the District’s attainment demonstration                 finding that transportation-related
                                                 quantitative milestone).182 The budgets                 for the 24-hour PM2.5 NAAQS.                            emissions of any of these precursors
                                                 were calculated using EMFAC2014,                           The direct PM2.5 budgets include                     within the nonattainment area are
                                                 CARB’s latest version of the EMFAC                      tailpipe, brake wear, and tire wear                     significant contributors to the PM2.5
                                                 model for estimating emissions from on-                 emissions as well as paved road dust,                   nonattainment problem. Neither the
                                                 road vehicles operating in California,                  unpaved road dust, and road                             State nor the EPA has made such a
                                                 and SCAG’s latest modeled VMT and                       construction dust emissions.183 The                     funding. The budgets included in the
                                                 speed distributions from the 2016                       Plan includes budgets for VOC and NOX                   2016 PM2.5 Plan are shown in Table 6
                                                 Regional Transportation Plan/                           because they are regulated precursors                   below.




                                                    In the submittal letter for the 2016                 below.186 For the 2006 24-hour PM2.5            emission reductions available to
                                                 PM2.5 Plan, CARB requested that we                      NAAQS the State is proposing to use the         supplement the PM2.5 budget would
                                                 limit the duration of our approval of the               same ratios that were submitted for use         only be those remaining after the NOX
                                                 budgets to the period before the                        with that NAAQS in the 2012 PM2.5               budget has been met.188 SCAG must
                                                 effective date of the EPA’s adequacy                    Plan.187                                        clearly document the calculations used
                                                 finding for any subsequently submitted                                                                  in the trading when demonstrating
                                                 budgets.184                                               TABLE 7—TRADING EQUIVALENCIES                 conformity, along with any additional
                                                    We found the budgets for the 2017                      FOR 2006 24-HOUR PM2.5 NAAQS                  reductions of NOX, PM2.5 or VOC
                                                 RFP year and the 2019 attainment year                                                                   emissions in the conformity analysis. It
                                                 adequate in a letter dated December 19,                                          NOX   VOC       PM2.5  should be noted that the trading
                                                 2017.185 In today’s action, we are                                                                      calculations are performed prior to the
                                                                                                         NOX ...................      1  3.151     0.067
                                                 proposing to approve these budgets.                                                                     final rounding to demonstrate
                                                                                                         VOC ..................   0.317      1     0.021
                                                 Conformity Trading Mechanism                            PM2.5 ................. 14.833 46.792         1 conformity with the budgets.
                                                                                                                                                            The District provided a clarification
                                                                                                           Source: 2016 PM2.5 Plan, Appendix VI–D,
                                                    The 2016 PM2.5 Plan also includes a                  Table VI–D–5, and letter from Phil Fine, Dep-   as to how the trading mechanism would
                                                 proposed trading mechanism for                          uty Executive Officer, SCAQMD, to Amy be implemented in a March 14, 2018
                                                 transportation conformity analyses that                 Zimpfer, Associate Director, Air Division, EPA letter.189 In that letter, the District
                                                 would allow future decreases in NOX                     Region 9, March 14, 2018.                       clarified that the trading mechanism
                                                 emissions from on-road mobile sources                      To ensure that the trading mechanism identified in the 2012 AQMP for the
                                                 to offset any on-road increases in PM2.5,               does not affect the ability of the South        2006 PM2.5 24-hour NAAQS, which the
                                                 using the ratios shown in Table 7                       Coast to meet the NOX budget, the NOX           EPA did not previously act on, is
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                                                 FR 58688, November 13, 2009), the latest                   184 Letter from Richard W. Corey, Executive               188 2016   PM2.5 Plan, Appendix VI–D, page VI–D–
                                                 permissible attainment date for the area is             Officer, CARB, to Alexis Strauss, Acting Regional       5.
                                                 December 31, 2019.                                      Administrator, EPA Region IX, page 3, April 27,            189 Letter from Philip Fine, Deputy Executive

                                                   182 2016 PM                                           2017.                                                   Officer, Planning, Rule Development, and Area
                                                               2.5 Plan, Appendix VI–D and Table
                                                                                                            185 Id.
                                                 VI–D–4 (for 2017, 2019, and 2020 budgets).                                                                      Sources, SCAQMD, to Amy Zimpfer, Associate
                                                                                                            186 2016 PM
                                                   183 2016 PM                                                            2.5 Plan, Appendix VI–D, Table VI–D–   Director, Air Division, EPA Region IX, regarding
                                                               2.5 Plan, Appendix VI–D,
                                                                                                         5.                                                      trading ratios among PM2.5 precursors, March 14,
                                                 Table VI–D–3, p. VI–D–4.
                                                                                                                                                                                                                         EP03OC18.004</GPH>




                                                                                                            187 82 FR 22025 (April 14, 2016).                    2018.



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                                                                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules                                                  49893

                                                 included in the 2016 AQMP for                           adequacy criteria in 93.118(e)(4) and (5).             submitted post-attainment year MVEBs
                                                 approval by the EPA for use by SCAG                     For these reasons, the EPA proposes to                 following a determination that the area
                                                 in conformity determinations for the                    approve the budgets listed in Table 6                  has failed to attain by the Serious area
                                                 2006 PM2.5 NAAQS for analysis years                     above. We provided a more detailed                     attainment date ensures that
                                                 after the attainment year of 2019. The                  discussion in our adequacy letter, which               transportation activities will not cause
                                                 letter also explained why these trading                 can be found in the docket for today’s                 or contribute to new violations, increase
                                                 ratios are still appropriate for use in                 action.                                                the frequency or severity of any existing
                                                 conformity determinations even though                      We are not taking action on the 2020                violations, or delay timely attainment or
                                                 they are derived from modeling                          budgets at this time. Although the post-               any required interim emission
                                                 conducted for the 2012 AQMP.                            attainment year quantitative milestone                 reductions or milestones in the South
                                                    The 2016 PM2.5 Plan also provides                    is a required element of the Serious area              Coast nonattainment area, consistent
                                                 that SCAG, the MPO responsible for                      plan, it is not necessary to demonstrate               with the requirements of CAA section
                                                 demonstrating transportation                            transportation conformity for 2020 or to               176(c)(1)(B).
                                                 conformity, shall clearly document the                  use the 2020 budgets in transportation                    We have previously approved motor
                                                 calculations used in the trading, along                 conformity determinations until such                   vehicle emissions budgets for the 1997
                                                 with any additional reductions of NOX,                  time as the area fails to attain the 2006              annual and 24-hour PM2.5 NAAQS.193
                                                 PM2.5 or VOC emissions in the                           PM2.5 NAAQS. Additionally, the EPA                     These budgets will continue to apply for
                                                 conformity analysis.                                    has not yet started the adequacy process               the 1997 PM2.5 NAAQS in the South
                                                                                                         for the 2020 budgets. Therefore, the EPA               Coast area.
                                                 3. EPA’s Evaluation and Proposed                                                                                  The EPA has reviewed the trading
                                                                                                         is not taking action on the submitted
                                                 Actions                                                                                                        mechanism described on pages VI–D–5
                                                                                                         budgets for 2020 in the 2016 PM2.5 Plan
                                                    The EPA generally first conducts a                   at this time.                                          and VI–D–6 in Appendix VI–D of the
                                                 preliminary review of budgets                              If the EPA were to either find                      2016 AQMP and, given the clarification
                                                 submitted with an attainment, RFP, or                   adequate or approve the post-attainment                letter submitted to the EPA on March
                                                 maintenance plan for adequacy, prior to                 milestone year budgets now, those                      14, 2018, finds this trading mechanism
                                                 acting on the plan itself, and did so with              budgets would have to be used in                       appropriate for use in transportation
                                                 respect to the replacement PM2.5                        transportation conformity                              conformity analyses in the South Coast
                                                 budgets in the 2016 PM2.5 Plan. On                      determinations that are made after the                 for the 2006 PM2.5 NAAQS. We agree
                                                 October 18, 2017, the EPA announced                     effective date of the adequacy finding or              with the District that these trading ratios
                                                 the availability of the 2016 PM2.5 Plan                 approval even if the South Coast area                  are still appropriate for use in
                                                 with budgets and a 30-day public                        ultimately attains the PM2.5 NAAQS by                  transportation conformity
                                                 comment period. This announcement                       the Serious area attainment date. This                 determinations even though they are
                                                 was posted on EPA’s Adequacy website                    would mean that SCAG would be                          derived from modeling conducted for
                                                 at: https://www.epa.gov/state-and-local-                required to demonstrate conformity for                 the 2012 AQMP. We therefore propose
                                                 transportation/state-implementation-                    the post-attainment date milestone year                to approve the trading mechanism as an
                                                 plans-sip-submissions-currently-under-                  and all later years addressed in the                   enforceable component of the
                                                 epa. The comment period for this                        conformity determination (e.g., the last               transportation conformity program for
                                                 notification ended on November 17,                      year of the metropolitan transportation                the South Coast for the 2006 PM2.5
                                                 2017. We did not receive any comments                   plan) to the post-attainment date RFP                  NAAQS.
                                                 during this comment period. We found                                                                              In the submittal letter for the 2016
                                                                                                         budgets rather than the budgets
                                                 the budgets adequate on December 19,                                                                           PM2.5 Plan, CARB requested that we
                                                                                                         associated with the attainment year for
                                                 2017.190 A notice of the adequacy                                                                              limit the duration of our approval of the
                                                                                                         the area (i.e., the budgets for 2019). The
                                                 finding was published in the Federal                                                                           budgets to the period before the
                                                                                                         EPA does not believe that it is necessary
                                                                                                                                                                effective date of the EPA’s adequacy
                                                 Register on January 5, 2018.191                         to demonstrate conformity using these
                                                    Based on the information about SO2                                                                          finding for any subsequently submitted
                                                                                                         post-attainment year budgets in areas                  budgets.194 The transportation
                                                 and ammonia emissions in the Plan and                   that either the EPA anticipates will
                                                 in accordance with 40 CFR                                                                                      conformity rule allows us to limit the
                                                                                                         attain by the attainment date or in areas              approval of budgets.195 CARB’s request
                                                 93.102(b)(2)(v), we propose to find that                that attain by the attainment date. The                does not, however, contain an
                                                 it is not necessary to establish motor                  EPA has found adequate the budgets for                 acknowledgement and explanation as to
                                                 vehicle emissions budgets for                           the first milestone year (2017) and the                why the budgets under consideration
                                                 transportation-related emissions of SO2                 attainment year (2019) for the South                   will become outdated or a commitment
                                                 and ammonia to attain the 2006 PM2.5                    Coast PM2.5 nonattainment area.192                     to update the budgets as part of a
                                                 standards in the South Coast.                              If the EPA determines that the South                comprehensive SIP update. Therefore,
                                                    For the reasons discussed in sections                Coast area has failed to attain the 2006               we are not proposing at this time to
                                                 V.D. and V.E. of this proposed rule, we                 PM2.5 NAAQS by the applicable                          limit the duration of our approval of the
                                                 are proposing to approve the RFP and                    attainment date, the EPA will begin the                submitted budgets. In order to limit the
                                                 attainment demonstrations in the 2016                   budget adequacy and approval                           duration of our approval, we would
                                                 PM2.5 Plan. The 2017 RFP and 2019                       processes for the post-attainment year                 need the information described above to
                                                 attainment budgets, as given in Table 6                 (2020) budgets. If the EPA finds the                   determine whether such limitation is
                                                 of this proposed rule, are consistent                   2020 budgets adequate or approves                      reasonable and appropriate in this case.
                                                 with these demonstrations, are clearly
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                                                                                                         them, those budgets will have to be used               Once CARB has provided the necessary
                                                 identified and precisely quantified, and                in subsequent transportation conformity                information, we intend to review it and
                                                 meet all other applicable statutory and                 determinations. The EPA believes that
                                                 regulatory requirements including the                   initiating the process to act on the                     193 76 FR 69928, at 69951 (November 9, 2011).
                                                                                                                                                                  194 See letter dated April 27, 2017, from Richard
                                                   190 Letter from Matthew J. Lakin, Acting Director,      192 Letter from Matthew J. Lakin, Acting Director,   W. Corey, Executive Officer, CARB, to Alexis
                                                 Air Division, EPA Region IX, to Richard W. Corey,       Air Division, EPA Region IX, to Richard W. Corey,      Strauss, Acting Regional Administrator, EPA Region
                                                 Executive Officer, CARB, December 19, 2017.             Executive Officer, CARB, December 19, 2017, and        IX, page 3.
                                                   191 See 83 FR 679, January 5, 2018.                   83 FR 679 (January 5, 2018).                             195 40 CFR 93.118(e)(1).




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                                                 49894                Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Proposed Rules

                                                 take appropriate action. If we propose to               the EPA’s satisfaction that the 2017                     • does not provide the EPA with the
                                                 limit the duration of our approval of the               milestones have been met.                             discretionary authority to address
                                                 budgets in the 2016 PM2.5 Plan, we will                   We will accept comments from the                    disproportionate human health or
                                                 provide the public an opportunity to                    public on these proposals for the next                environmental effects with practical,
                                                 comment. The duration of our approval                   30 days. The deadline and instructions                appropriate, and legally permissible
                                                 of the submitted budgets will not be                    for submission of comments are                        methods under Executive Order 12898
                                                 limited until we complete such a                        provided in the DATES and ADDRESSES                   (59 FR 7629, February 16, 1994).
                                                 rulemaking.                                             sections at the beginning of this                        In addition, the SIP is not approved
                                                                                                         preamble.                                             to apply on any Indian reservation land
                                                 VI. Summary of Proposed Actions and
                                                 Request for Public Comment                              VII. Statutory and Executive Order                    or in any other area where the EPA or
                                                                                                         Reviews                                               an Indian tribe has demonstrated that a
                                                    Under CAA section 110(k)(3), the EPA                                                                       tribe has jurisdiction. In those areas of
                                                 is proposing to approve SIP revisions                      Under the Clean Air Act, the                       Indian country, the rule does not have
                                                 submitted by California to address the                  Administrator is required to approve a                tribal implications and will not impose
                                                 Act’s Serious area planning                             SIP submission that complies with the                 substantial direct costs on tribal
                                                 requirements for the 2006 PM2.5 NAAQS                   provisions of the Act and applicable                  governments or preempt tribal law as
                                                 in the South Coast nonattainment area.                  federal regulations. 42 U.S.C. 7410(k);               specified by Executive Order 13175 (65
                                                 Specifically, the EPA is proposing to                   40 CFR 52.02(a). Thus, in reviewing SIP               FR 67249, November 9, 2000).
                                                 approve the following elements of the                   submissions, the EPA’s role is to
                                                 2016 PM2.5 Plan:                                        approve state choices, provided that                  List of Subjects in 40 CFR Part 52
                                                    1. A comprehensive, accurate, current                they meet the criteria of the Clean Air                 Environmental protection, Air
                                                 inventory of actual emissions from all                  Act. Accordingly, this proposed action                pollution control, Ammonia,
                                                 sources of PM2.5 and PM2.5 precursors in                merely proposes to approve state law as               Incorporation by reference,
                                                 the area (CAA section 172(c)(3));                       meeting federal requirements and does                 Intergovernmental relations, Oxides of
                                                    2. Provisions to assure that BACM,                   not impose additional requirements                    nitrogen, Particulate matter, Reporting
                                                 including BACT, for the control of                      beyond those imposed by state law. For                and recordkeeping requirements, Sulfur
                                                 direct PM2.5 and PM2.5 precursors shall                 that reason, this proposed action:                    oxides, Volatile organic compounds.
                                                 be implemented no later than 4 years                       • Is not a ‘‘significant regulatory
                                                 after the area is reclassified (CAA                                                                             Authority: 42 U.S.C. 7401 et seq.
                                                                                                         action’’ subject to review by the Office
                                                 section 189(b)(1)(B));                                  of Management and Budget under                          Dated: September 24, 2018.
                                                    3. A demonstration (including air                    Executive Orders 12866 (58 FR 51735,                  Deborah Jordan,
                                                 quality modeling) that the plan provides                October 4, 1993) and 13563 (76 FR 3821,               Acting Regional Administrator, Region 9.
                                                 for attainment as expeditiously as                      January 21, 2011);                                    [FR Doc. 2018–21560 Filed 10–2–18; 8:45 am]
                                                 practicable but no later than December                     • is not an Executive Order 13771 (82              BILLING CODE 6560–50–P
                                                 31, 2019 (CAA sections 188(c)(2) and                    FR 9339, February 2, 2017) regulatory
                                                 189(b)(1)(A));                                          action because SIP approvals are
                                                    4. Plan provisions that require RFP                  exempted under Executive Order 12866;                 ENVIRONMENTAL PROTECTION
                                                 (CAA section 172(c)(2));                                   • does not impose an information                   AGENCY
                                                    5. Quantitative milestones that are to               collection burden under the provisions
                                                 be achieved every 3 years until the area                of the Paperwork Reduction Act (44                    40 CFR Part 52
                                                 is redesignated attainment and which                    U.S.C. 3501 et seq.);                                 [EPA–R06–OAR–2008–0408; FRL–9984–
                                                 demonstrate RFP toward attainment by                       • is certified as not having a                     28—Region 6]
                                                 the applicable date (CAA section                        significant economic impact on a
                                                 189(c)); and                                            substantial number of small entities                  Approval and Promulgation of
                                                    6. 2017 and 2019 motor vehicle                       under the Regulatory Flexibility Act (5               Implementation Plans; Texas;
                                                 emissions budgets, as shown in Table 6                  U.S.C. 601 et seq.);                                  Interstate Transport Requirements for
                                                 of this proposed rule, because they are                    • does not contain any unfunded                    the 1997 Ozone National Ambient Air
                                                 derived from an approvable RFP plan                     mandate or significantly or uniquely                  Quality Standards
                                                 and attainment demonstration and meet                   affect small governments, as described
                                                 the requirements of CAA section 176(c)                  in the Unfunded Mandates Reform Act                   AGENCY:  Environmental Protection
                                                 and 40 CFR part 93, subpart A.                          of 1995 (Pub. L. 104–4);                              Agency (EPA).
                                                    The EPA is also proposing to approve                    • does not have Federalism                         ACTION: Proposed rule.
                                                 the interpollutant trading mechanism                    implications as specified in Executive
                                                 provided in the 2016 PM2.5 Plan and                     Order 13132 (64 FR 43255, August 10,                  SUMMARY:    Pursuant to the Federal Clean
                                                 clarified in a March 14, 2018 letter from               1999);                                                Air Act (CAA or the Act), the
                                                 the District for use in transportation                     • is not an economically significant               Environmental Protection Agency (EPA)
                                                 conformity analyses for the 2006 PM2.5                  regulatory action based on health or                  is proposing to approve portions of two
                                                 NAAQS, in accordance with 40 CFR                        safety risks subject to Executive Order               Texas State Implementation Plan (SIP)
                                                 93.124. We are not proposing any action                 13045 (62 FR 19885, April 23, 1997);                  submittals that pertain to the good
                                                 at this time on the attainment                             • is not a significant regulatory action           neighbor and interstate transport
                                                 contingency measure component of the                    subject to Executive Order 13211 (66 FR               requirements of the CAA with respect to
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                                                 2016 PM2.5 Plan. Finally, the EPA is                    28355, May 22, 2001);                                 the 1997 ozone National Ambient Air
                                                 proposing to find that the requirement                     • is not subject to requirements of                Quality Standards (NAAQS). The good
                                                 for contingency measures to be                          Section 12(d) of the National                         neighbor provision requires each state,
                                                 undertaken if the area fails to make                    Technology Transfer and Advancement                   in its SIP, to prohibit emissions that will
                                                 reasonable further progress under CAA                   Act of 1995 (15 U.S.C. 272 note) because              significantly contribute to
                                                 section 172(c)(9) is moot as applied to                 application of those requirements would               nonattainment, or interfere with
                                                 the 2017 milestone year, because the                    be inconsistent with the Clean Air Act;               maintenance, of a NAAQS in other
                                                 State and District have demonstrated to                 and                                                   states. In this action, EPA is proposing


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Document Created: 2018-10-03 02:29:58
Document Modified: 2018-10-03 02:29:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesAny comments must arrive by November 2, 2018.
ContactWienke Tax, Air Planning Office (AIR- 2), EPA Region IX, (415) 947-4192, [email protected]
FR Citation83 FR 49872 
CFR AssociatedEnvironmental Protection; Air Pollution Control; Ammonia; Incorporation by Reference; Intergovernmental Relations; Oxides of Nitrogen; Particulate Matter; Reporting and Recordkeeping Requirements; Sulfur Oxides and Volatile Organic Compounds

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