83 FR 49965 - MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 192 (October 3, 2018)
Federal Register Volume 83, Issue 192 (October 3, 2018)
| Page Range | 49965-49965 | |
| FR Document | 2018-21555 |
[Federal Register Volume 83, Number 192 (Wednesday, October 3, 2018)] [Notices] [Page 49965] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-21555] [[Page 49965]] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-84313; File No. 10-233] MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 September 28, 2018. On August 16, 2018, MIAX EMERALD, LLC (``EMERALD'' or ``Applicant'') submitted to the Securities and Exchange Commission (``Commission'') a Form 1 application under the Securities Exchange Act of 1934 (``Exchange Act''), seeking registration as a national securities exchange under Section 6 of the Exchange Act. The Commission is publishing this notice to solicit comments on EMERALD's Form 1 application. The Commission will take any comments it receives into consideration in making its determination about whether to grant EMERALD's request to be registered as a national securities exchange. The Commission will grant the registration if it finds that the requirements of the Exchange Act and the rules and regulations thereunder with respect to EMERALD are satisfied.\1\ --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(a). --------------------------------------------------------------------------- The Applicant's Form 1 application provides detailed information on how EMERALD proposes to satisfy the requirements of the Exchange Act. The Form 1 application also provides that EMERALD would operate a fully automated electronic trading platform for the trading of listed options and would not maintain a physical trading floor. It also provides that liquidity would be derived from orders to buy and orders to sell submitted to EMERALD electronically by its registered broker-dealer members, as well as from quotes submitted electronically by market makers. Further, the Form 1 application states that EMERALD would be wholly-owned by its parent company, Miami International Holdings, Inc. (``Miami Holdings''), which is also the parent company of an two existing national securities exchange, Miami International Securities Exchange, LLC and MIAX PEARL, LLC. A more detailed description of the manner of operation of EMERALD's proposed system can be found in Exhibit E to EMERALD's Form 1 application. The proposed rulebook for the proposed exchange can be found in Exhibit B to EMERALD's Form 1 application, and the governing documents for both EMERALD and Miami Holdings can be found in Exhibit A and Exhibit C to EMERALD's Form 1 application, respectively. A listing of the officers and directors of EMERALD can be found in Exhibit J to EMERALD's Form 1 application. EMERALD's Form 1 application, including all of the Exhibits referenced above, is available online at www.sec.gov/rules/other.shtml as well as in the Commission's Public Reference Room. Interested persons are invited to submit written data, views, and arguments concerning EMERALD's Form 1, including whether the application is consistent with the Exchange Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/other.shtml); or Send an email to rule-comments@sec.gov. Please include File Number 10-233 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number 10-233. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/other.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to EMERALD'S Form 1 filed with the Commission, and all written communications relating to the application between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number 10-233 and should be submitted on or before November 19, 2018. --------------------------------------------------------------------------- \2\ 17 CFR 200.30-3(a)(71)(i). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\2\ Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-21555 Filed 10-2-18; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Notices 49965
SECURITIES AND EXCHANGE documents for both EMERALD and submitted on or before November 19,
COMMISSION Miami Holdings can be found in Exhibit 2018.
A and Exhibit C to EMERALD’s Form 1 For the Commission, by the Division of
[Release No. 34–84313; File No. 10–233]
application, respectively. A listing of Trading and Markets, pursuant to delegated
MIAX EMERALD, LLC; Notice of Filing the officers and directors of EMERALD authority.2
of Application for Registration as a can be found in Exhibit J to EMERALD’s Eduardo A. Aleman,
National Securities Exchange Under Form 1 application. Assistant Secretary.
Section 6 of the Securities Exchange EMERALD’s Form 1 application, [FR Doc. 2018–21555 Filed 10–2–18; 8:45 am]
Act of 1934 including all of the Exhibits referenced
BILLING CODE 8011–01–P
above, is available online at
September 28, 2018. www.sec.gov/rules/other.shtml as well
On August 16, 2018, MIAX as in the Commission’s Public Reference
EMERALD, LLC (‘‘EMERALD’’ or Room. Interested persons are invited to SOCIAL SECURITY ADMINISTRATION
‘‘Applicant’’) submitted to the Securities submit written data, views, and [Docket No: SSA–2018–0053]
and Exchange Commission arguments concerning EMERALD’s
(‘‘Commission’’) a Form 1 application Form 1, including whether the Agency Information Collection
under the Securities Exchange Act of application is consistent with the Activities: Proposed Request and
1934 (‘‘Exchange Act’’), seeking Exchange Act. Comment Request
registration as a national securities Comments may be submitted by any
exchange under Section 6 of the of the following methods: The Social Security Administration
Exchange Act. (SSA) publishes a list of information
The Commission is publishing this Electronic Comments collection packages requiring clearance
notice to solicit comments on • Use the Commission’s internet by the Office of Management and
EMERALD’s Form 1 application. The comment form (http://www.sec.gov/ Budget (OMB) in compliance with
Commission will take any comments it rules/other.shtml); or Public Law 104–13, the Paperwork
receives into consideration in making its • Send an email to rule-comments@ Reduction Act of 1995, effective October
determination about whether to grant sec.gov. Please include File Number 10– 1, 1995. This notice includes extensions
EMERALD’s request to be registered as 233 on the subject line. and revisions of OMB-approved
a national securities exchange. The information collections.
Commission will grant the registration if Paper Comments SSA is soliciting comments on the
it finds that the requirements of the • Send paper comments in triplicate accuracy of the agency’s burden
Exchange Act and the rules and to Secretary, Securities and Exchange estimate; the need for the information;
regulations thereunder with respect to Commission, 100 F Street NE, its practical utility; ways to enhance its
EMERALD are satisfied.1 Washington, DC 20549–1090. quality, utility, and clarity; and ways to
The Applicant’s Form 1 application minimize burden on respondents,
All submissions should refer to File
provides detailed information on how including the use of automated
Number 10–233. This file number
EMERALD proposes to satisfy the collection techniques or other forms of
should be included on the subject line
requirements of the Exchange Act. The information technology. Mail, email, or
if email is used. To help the
Form 1 application also provides that fax your comments and
Commission process and review your
EMERALD would operate a fully recommendations on the information
automated electronic trading platform comments more efficiently, please use
only one method. The Commission will collection(s) to the OMB Desk Officer
for the trading of listed options and and SSA Reports Clearance Officer at
would not maintain a physical trading post all comments on the Commission’s
internet website (http://www.sec.gov/ the following addresses or fax numbers.
floor. It also provides that liquidity
rules/other.shtml). Copies of the (OMB), Office of Management and
would be derived from orders to buy
and orders to sell submitted to submission, all subsequent Budget, Attn: Desk Officer for SSA,
EMERALD electronically by its amendments, all written statements Fax: 202–395–6974, Email address:
registered broker-dealer members, as with respect to EMERALD’S Form 1 OIRA_Submission@omb.eop.gov.
well as from quotes submitted filed with the Commission, and all (SSA), Social Security Administration,
electronically by market makers. written communications relating to the OLCA, Attn: Reports Clearance
Further, the Form 1 application states application between the Commission Director, 3100 West High Rise, 6401
that EMERALD would be wholly-owned and any person, other than those that Security Blvd., Baltimore, MD 21235,
by its parent company, Miami may be withheld from the public in Fax: 410–966–2830, Email address:
International Holdings, Inc. (‘‘Miami accordance with the provisions of 5 OR.Reports.Clearance@ssa.gov.
Holdings’’), which is also the parent U.S.C. 552, will be available for website Or you may submit your comments
company of an two existing national viewing and printing in the online through www.regulations.gov,
securities exchange, Miami Commission’s Public Reference Room, referencing Docket ID Number [SSA–
International Securities Exchange, LLC 100 F Street NE, Washington, DC 20549, 2018–0053].
and MIAX PEARL, LLC. on official business days between the I. The information collections below
A more detailed description of the hours of 10 a.m. and 3 p.m. All are pending at SSA. SSA will submit
manner of operation of EMERALD’s comments received will be posted them to OMB within 60 days from the
proposed system can be found in without change. Persons submitting date of this notice. To be sure we
daltland on DSKBBV9HB2PROD with NOTICES
Exhibit E to EMERALD’s Form 1 comments are cautioned that we do not consider your comments, we must
application. The proposed rulebook for redact or edit personal identifying receive them no later than December 3,
the proposed exchange can be found in information from comment submissions. 2018. Individuals can obtain copies of
Exhibit B to EMERALD’s Form 1 You should submit only information the collection instruments by writing to
application, and the governing that you wish to make publicly the above email address.
available. All submissions should refer
1 15 U.S.C. 78s(a). to File Number 10–233 and should be 2 17 CFR 200.30–3(a)(71)(i).
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Document Created: 2018-10-03 02:30:19
Document Modified: 2018-10-03 02:30:19
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 83 FR 49965 |
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