83_FR_54475 83 FR 54266 - Examining System

83 FR 54266 - Examining System

OFFICE OF PERSONNEL MANAGEMENT

Federal Register Volume 83, Issue 209 (October 29, 2018)

Page Range54266-54268
FR Document2018-23340

The U.S. Office of Personnel Management (OPM) is issuing a proposed regulation to revise its direct-hire authority (DHA) regulations. The revision is necessary to implement Executive Order (E.O.) 13833 titled, ``Enhancing the Effectiveness of Agency Chief Information Officers'' which requires OPM to issue proposed regulations delegating to the head of a covered agency authority necessary to determine whether there is a severe shortage of candidates or a critical hiring need for information technology (IT) positions under certain conditions, sufficient to justify a DHA. The intended effect of this change is to enhance the Government's ability to recruit needed IT professionals.

Federal Register, Volume 83 Issue 209 (Monday, October 29, 2018)
[Federal Register Volume 83, Number 209 (Monday, October 29, 2018)]
[Proposed Rules]
[Pages 54266-54268]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-23340]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 83, No. 209 / Monday, October 29, 2018 / 
Proposed Rules

[[Page 54266]]



OFFICE OF PERSONNEL MANAGEMENT

5 CFR Part 337

RIN 3206-AN65


Examining System

AGENCY: U.S. Office of Personnel Management.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: The U.S. Office of Personnel Management (OPM) is issuing a 
proposed regulation to revise its direct-hire authority (DHA) 
regulations. The revision is necessary to implement Executive Order 
(E.O.) 13833 titled, ``Enhancing the Effectiveness of Agency Chief 
Information Officers'' which requires OPM to issue proposed regulations 
delegating to the head of a covered agency authority necessary to 
determine whether there is a severe shortage of candidates or a 
critical hiring need for information technology (IT) positions under 
certain conditions, sufficient to justify a DHA. The intended effect of 
this change is to enhance the Government's ability to recruit needed IT 
professionals.

DATES: OPM must receive comments on or before December 28, 2018.

ADDRESSES: You may submit comments, identified by docket number and/or 
Regulatory Information Number (RIN) and title, by any of the following 
methods:
     Federal Rulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Mail: Ms. Kimberly A. Holden, Deputy Associate Director 
for Talent Acquisition and Workforce Shaping, U.S. Office of Personnel 
Management, Room 6500-AJ, 1900 E Street NW, Washington, DC 20415-9700; 
email at [email protected]; or fax at (202) 606-4430.
    All submissions received must include the agency name and docket 
number or RIN for this document. The general policy for comments and 
other submissions from members of the public is to make these 
submissions available for public viewing at http://www.regulations.gov 
as they are received without change, including any personal identifiers 
or contact information.

FOR FURTHER INFORMATION CONTACT: Darlene Phelps at (202) 606-0960, by 
fax at (202) 606-4430, TDD at (202) 418-3134, or by email at 
[email protected].

SUPPLEMENTARY INFORMATION: On May 15, 2018, the President signed E.O. 
13833, titled, ``Enhancing the Effectiveness of Agency Chief 
Information Officers'' (83 FR 23345). The E.O. is aimed at modernizing 
the Federal Government's information technology infrastructure and 
improving the delivery of digital services and the management, 
acquisition, and oversight of Federal IT. Section 9 of the E.O. directs 
OPM to propose regulations pursuant to which OPM may delegate to the 
heads of certain agencies (other than the Secretary of Defense) 
authority to determine, under regulations prescribed by OPM, whether a 
severe shortage of candidates (or, for the U.S. Department of Veterans 
Affairs (VA) a severe shortage of highly qualified candidates) or a 
critical hiring need exists for positions in the Information Technology 
Management (IT) Series, general schedule (GS)-2210 or equivalent, for 
purposes of an entitlement to a direct hire authority (DHA). The 
agencies covered by the E.O. are those listed in 31 U.S.C. 901(b), or 
independent regulatory agencies defined in 44 U.S.C. 3502(5).
    OPM is proposing to amend its regulations to delegate to the heads 
of covered agencies the authority to determine whether a severe 
shortage of candidates (VA need only determine the existence of a 
severe shortage of highly qualified candidates) or a critical hiring 
need exists for IT positions. The current rules do not provide for a 
delegation of authority in relation to direct hire authorities; only 
OPM may make these determinations. When determining the existence of a 
severe shortage of qualified candidates for IT positions, an agency 
exercising such a delegation would be required to justify its 
determination using the supporting evidence prescribed in section 
337.204(b) of title 5, Code of Federal Regulations (CFR). When 
determining the presence of a critical hiring need, an agency 
exercising such a delegation would be required to justify its 
determination in accordance with the criteria prescribed in 5 CFR 
337.205(b). OPM has further developed these criteria in Direct Hire 
templates available at https://www.opm.gov/policy-data-oversight/hiring-information/direct-hire-authority/templates.pdf. Agency heads 
would be expected to make use of these templates in making their 
findings. The supporting evidence used for either determination would 
be required to be kept in a file for documentation and auditing 
purposes in accordance with 5 CFR 337.206.
    Under the current DHA provisions at 5 U.S.C. 3304(a)(3) and 5 CFR 
part 337 subpart B, OPM determines the existence of a severe shortage 
of candidates or a critical hiring need and may grant DHA to one or 
more agencies pursuant to this determination. Thus OPM is responsible 
for making both a determination that the DHA is warranted and for 
granting the actual DHA. While E.O. 13833 authorizes OPM to submit a 
proposed regulation that would sever these actions for IT positions (in 
other words, permit the heads of agencies to make the determination, 
but preserve OPM's responsibility for granting DHA based on an agency's 
determination), OPM is choosing to delegate to agency heads its 
authority to actually issue the DHA under 5 U.S.C. 1104(a)(2) in the 
circumstances specified. OPM will, however, maintain oversight of the 
use of this authority as provided in 5 U.S.C. 1104(b). Therefore, after 
the determination is made, the deciding agency is required to provide 
the determination and a description of the supporting evidence to OPM. 
OPM may request access to the underlying documentation at any time, and 
may require corrective action in accordance with 5 U.S.C. 1104(c) and 
section 337.206 of the regulation.
    The proposed rules contemplate that, after an agency head has 
authorized DHA under these rules, the agency could use this authority 
to hire needed individuals for initial appointments lasting longer than 
1 year, but not to exceed 4 years. The hiring agency, at its 
discretion, could extend the initial appointment up to an additional 4 
years. No individual hired under these provisions could serve in excess 
of 8

[[Page 54267]]

years at the same agency. No individual hired under these provisions 
could be transferred to positions that are not IT positions. An agency 
would be required to use this authority in accordance with the 
provisions of 5 CFR part 337 subpart B and in the same manner it would 
for filling other positions under DHA. Generally speaking, this would 
entail providing applicants with public notice consistent with the 
provisions of 5 CFR 337.203, assessing applicants to determine whether 
they have the level of proficiency required to perform the duties of 
the position being filled, and giving selection priority to qualified 
applicants eligible under the agency's Reemployment Priority List 
(RPL), Career Transition Assistance Plan (CTAP), and the Interagency 
Career Transition Assistance Plan (ICTAP) in accordance with 5 CFR part 
330 subparts B, F, and G before selecting other qualified applicants. 
An agency would not be able to assess applicants in order to make more 
meaningful or relative distinctions as to the quality of the applicant 
pool; i.e., an agency could not rate and rank applicants and select 
them based on a numerical rating or categorize and select them in terms 
of ``good, better, best'' or similar quality designations. Applicants 
who met the required proficiency level would be deemed to be equally 
qualified for these purposes. Each agency would then be expected to 
select qualified applicants in the order in which their applications 
were received and processed.
    OPM is revising its regulations to:
    a. Add new subsections, 337.204(d), and 337.205(b) titled, 
``Information Technology Positions'' to propose implementing rules with 
respect to covered agencies, agency authority, conditions for using 
these provisions, and duration of appointments.

E.O. 12866, Regulatory Review

    This rule has been reviewed by the Office of Management and Budget 
in accordance with Executive Order 12866.

Regulatory Flexibility Act

    I certify that this regulation will not have a significant impact 
on a substantial number of small entities because it applies only to 
Federal agencies and employees.

E.O. 13563 and E.O. 12866, Regulatory Review

    Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility. This rule has been designated a ``significant regulatory 
action,'' under Executive Order 12866.

Executive Order 13771: Reducing Regulation and Controlling Regulatory 
Costs

    This proposed rule is not expected to be subject to the 
requirements of E.O. 13771 (82 FR 9339, February 3, 2017) because this 
proposed rule is expected to be related to agency organization, 
management, or personnel

E.O. 13132, Federalism

    This regulation will not have substantial direct effects on the 
States, on the relationship between the National Government and the 
States, or on distribution of power and responsibilities among the 
various levels of government. Therefore, in accordance with Executive 
Order 13132, it is determined that this rule does not have sufficient 
federalism implications to warrant preparation of a Federalism 
Assessment.

E.O. 12988, Civil Justice Reform

    This regulation meets the applicable standard set forth in section 
3(a) and (b)(2) of Executive Order 12988.

Unfunded Mandates Reform Act of 1995

    This rule will not result in the expenditure by State, local or 
tribal governments of more than $100 million annually. Thus, no written 
assessment of unfunded mandates is required.

Congressional Review Act

    This action pertains to agency management, personnel and 
organization and does not substantially affect the rights or 
obligations of nonagency parties and, accordingly, is not a ``rule'' as 
that term is used by the Congressional Review Act (Subtitle E of the 
Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA)). 
Therefore, the reporting requirement of 5 U.S.C. 801 does not apply.

Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35)

    This proposed regulatory action will not impose any additional 
reporting or recordkeeping requirements under the Paperwork Reduction 
Act.

List of Subjects in 5 CFR Part 337

    Government employees.


    U.S. Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
    Accordingly, we propose to amend 5 CFR part 337 as follows:

PART 337--EXAMINING SYSTEM

0
1. Revise the authority citation for part 337 to read as follows:

    Authority:  5 U.S.C. 1104(a), 1302, 2302, 3301, 3302, 3304, 
3319, 5364; E.O. 10577, 3 CFR 1954-1958 Comp., p. 218; 33 FR 12423, 
Sept. 4, 1968; and 45 FR 18365, Mar. 21, 1980; 116 Stat. 2135, 2290; 
117 Stat 1392, 1665; and E.O. 13833.

Subpart B--Direct Hire Authority

0
2. Add paragraph (d) to Sec.  337.204 to read as follows:


Sec.  337.204  Severe shortage of candidates.

* * * * *
    (d) Information Technology (IT) positions. (1) The head of a 
covered agency, as defined in paragraph (d)(2) of this section, may 
determine whether a severe shortage of candidates exists at that agency 
for any position in the information technology management series, 
general schedule (GS)-2210 or equivalent. In making such a 
determination, a covered agency must adhere to and use the supporting 
evidence prescribed in 5 CFR 337.204(b)(1)-(8). For purposes of 
paragraph (b)(5) of this section, the U.S. Department of Veterans 
Affairs (VA) need only determine whether a severe shortage of highly 
qualified candidates exists. In addition, a covered agency must 
maintain a file of the supporting evidence for documentation and 
reporting purposes. Upon determination of such a finding, an agency 
head may approve a direct hire authority for covered positions within 
the agency.
    (2) Covered agency. A covered agency is an entity listed in 31 
U.S.C. 901(b) (except the Department of Defense), or an independent 
regulatory agency defined in 44 U.S.C. 3502(5).
    (3) Notification to the U.S. Office of Personnel Management (OPM). 
Once the head of a covered agency affirmatively determines the presence 
of a severe shortage and the direct hire authority is approved by the 
agency head, he or she must notify OPM within 10 business days. Such 
notification must include a description of the supporting evidence 
relied upon in making the determination.
    (4) Using this authority. A covered agency must adhere to all 
provisions of subpart B of this part.

[[Page 54268]]

    (5) Length of appointments. A covered agency may use this authority 
to appoint individuals for a period of more than 1 year, but not more 
than 4 years.
    (i) A covered agency may extend any appointment under this 
authority for up to 4 additional years, if the direct hire authority 
remains in effect.
    (ii) No individual may serve more than 8 years on an appointment 
made under these provisions for information technology positions.
    (iii) No individual hired under these provisions may be transferred 
to positions that are not IT positions.
0
3. Add paragraph (c) to Sec.  337.205 to read as follows:


Sec.  337.205  Critical hiring needs.

* * * * *
    (c) Information Technology (IT) positions. (1) The head of a 
covered agency, as defined in paragraph (c)(2) of this section, may 
determine whether a critical hiring need exists for any position in the 
information technology management series, general schedule (GS)-2210 or 
equivalent. In making such a determination, a covered agency must 
adhere to and use the supporting evidence criteria prescribed in 
paragraphs (b)(1)-(4) of this section. In addition, a covered agency 
must maintain a file of the supporting evidence for documentation and 
reporting purposes. Upon determination of such a finding, an agency 
head may approve a direct hire authority for covered positions within 
the agency.
    (2) Covered agency. A covered agency is an entity listed in 31 
U.S.C. 901(b) (excluding the Department of Defense), or an independent 
regulatory agency defined in 44 U.S.C. 3502(5).
    (3) Notification to the U.S. Office of Personnel Management (OPM). 
Once the head of a covered agency affirmatively determines the presence 
of a critical hiring need and the direct hire authority is approved by 
the agency head, he or she must notify OPM within 10 business days. 
Such notification must include a description of the supporting evidence 
relied upon in making the determination.
    (4) Using this authority. A covered agency must adhere to all 
provisions of subpart B of this part.
    (5) Length of appointments. A covered agency may use this authority 
to appoint individuals for a period of more than 1 year, but not more 
than 4 years, if the direct hire authority remains in effect.
    (i) A covered agency may extend any appointment under this 
authority for up to 4 additional years.
    (ii) No individual may serve more than 8 years on an appointment 
made under these provisions for information technology positions.
    (iii) No individual hired under these provisions may be transferred 
to positions that are not IT positions.

[FR Doc. 2018-23340 Filed 10-26-18; 8:45 am]
 BILLING CODE 6325-39-P



                                                54266

                                                Proposed Rules                                                                                                Federal Register
                                                                                                                                                              Vol. 83, No. 209

                                                                                                                                                              Monday, October 29, 2018



                                                This section of the FEDERAL REGISTER                    is to make these submissions available                agency exercising such a delegation
                                                contains notices to the public of the proposed          for public viewing at http://                         would be required to justify its
                                                issuance of rules and regulations. The                  www.regulations.gov as they are                       determination in accordance with the
                                                purpose of these notices is to give interested          received without change, including any                criteria prescribed in 5 CFR 337.205(b).
                                                persons an opportunity to participate in the            personal identifiers or contact                       OPM has further developed these
                                                rule making prior to the adoption of the final
                                                                                                        information.                                          criteria in Direct Hire templates
                                                rules.
                                                                                                        FOR FURTHER INFORMATION CONTACT:                      available at https://www.opm.gov/
                                                                                                        Darlene Phelps at (202) 606–0960, by                  policy-data-oversight/hiring-
                                                OFFICE OF PERSONNEL                                     fax at (202) 606–4430, TDD at (202)                   information/direct-hire-authority/
                                                MANAGEMENT                                              418–3134, or by email at                              templates.pdf. Agency heads would be
                                                                                                        Darlene.Phelps@opm.gov.                               expected to make use of these templates
                                                5 CFR Part 337                                          SUPPLEMENTARY INFORMATION: On May                     in making their findings. The
                                                RIN 3206–AN65                                           15, 2018, the President signed E.O.                   supporting evidence used for either
                                                                                                        13833, titled, ‘‘Enhancing the                        determination would be required to be
                                                Examining System                                        Effectiveness of Agency Chief                         kept in a file for documentation and
                                                                                                        Information Officers’’ (83 FR 23345).                 auditing purposes in accordance with 5
                                                AGENCY:  U.S. Office of Personnel                                                                             CFR 337.206.
                                                                                                        The E.O. is aimed at modernizing the
                                                Management.                                                                                                      Under the current DHA provisions at
                                                                                                        Federal Government’s information
                                                ACTION: Proposed rule.                                  technology infrastructure and improving               5 U.S.C. 3304(a)(3) and 5 CFR part 337
                                                                                                        the delivery of digital services and the              subpart B, OPM determines the
                                                SUMMARY:    The U.S. Office of Personnel                                                                      existence of a severe shortage of
                                                Management (OPM) is issuing a                           management, acquisition, and oversight
                                                                                                        of Federal IT. Section 9 of the E.O.                  candidates or a critical hiring need and
                                                proposed regulation to revise its direct-                                                                     may grant DHA to one or more agencies
                                                                                                        directs OPM to propose regulations
                                                hire authority (DHA) regulations. The                                                                         pursuant to this determination. Thus
                                                                                                        pursuant to which OPM may delegate to
                                                revision is necessary to implement                                                                            OPM is responsible for making both a
                                                                                                        the heads of certain agencies (other than
                                                Executive Order (E.O.) 13833 titled,                                                                          determination that the DHA is
                                                                                                        the Secretary of Defense) authority to
                                                ‘‘Enhancing the Effectiveness of Agency                                                                       warranted and for granting the actual
                                                                                                        determine, under regulations prescribed
                                                Chief Information Officers’’ which                                                                            DHA. While E.O. 13833 authorizes OPM
                                                                                                        by OPM, whether a severe shortage of
                                                requires OPM to issue proposed                                                                                to submit a proposed regulation that
                                                                                                        candidates (or, for the U.S. Department
                                                regulations delegating to the head of a                                                                       would sever these actions for IT
                                                                                                        of Veterans Affairs (VA) a severe
                                                covered agency authority necessary to                                                                         positions (in other words, permit the
                                                                                                        shortage of highly qualified candidates)
                                                determine whether there is a severe                                                                           heads of agencies to make the
                                                                                                        or a critical hiring need exists for
                                                shortage of candidates or a critical                    positions in the Information Technology               determination, but preserve OPM’s
                                                hiring need for information technology                  Management (IT) Series, general                       responsibility for granting DHA based
                                                (IT) positions under certain conditions,                schedule (GS)–2210 or equivalent, for                 on an agency’s determination), OPM is
                                                sufficient to justify a DHA. The                        purposes of an entitlement to a direct                choosing to delegate to agency heads its
                                                intended effect of this change is to                    hire authority (DHA). The agencies                    authority to actually issue the DHA
                                                enhance the Government’s ability to                     covered by the E.O. are those listed in               under 5 U.S.C. 1104(a)(2) in the
                                                recruit needed IT professionals.                        31 U.S.C. 901(b), or independent                      circumstances specified. OPM will,
                                                DATES: OPM must receive comments on                     regulatory agencies defined in 44 U.S.C.              however, maintain oversight of the use
                                                or before December 28, 2018.                            3502(5).                                              of this authority as provided in 5 U.S.C.
                                                ADDRESSES: You may submit comments,                        OPM is proposing to amend its                      1104(b). Therefore, after the
                                                identified by docket number and/or                      regulations to delegate to the heads of               determination is made, the deciding
                                                Regulatory Information Number (RIN)                     covered agencies the authority to                     agency is required to provide the
                                                and title, by any of the following                      determine whether a severe shortage of                determination and a description of the
                                                methods:                                                candidates (VA need only determine the                supporting evidence to OPM. OPM may
                                                   • Federal Rulemaking Portal: http://                 existence of a severe shortage of highly              request access to the underlying
                                                www.regulations.gov. Follow the                         qualified candidates) or a critical hiring            documentation at any time, and may
                                                instructions for submitting comments.                   need exists for IT positions. The current             require corrective action in accordance
                                                   • Mail: Ms. Kimberly A. Holden,                      rules do not provide for a delegation of              with 5 U.S.C. 1104(c) and section
                                                Deputy Associate Director for Talent                    authority in relation to direct hire                  337.206 of the regulation.
                                                Acquisition and Workforce Shaping,                      authorities; only OPM may make these                     The proposed rules contemplate that,
                                                U.S. Office of Personnel Management,                    determinations. When determining the                  after an agency head has authorized
                                                Room 6500–AJ, 1900 E Street NW,                         existence of a severe shortage of                     DHA under these rules, the agency
amozie on DSK3GDR082PROD with PROPOSALS1




                                                Washington, DC 20415–9700; email at                     qualified candidates for IT positions, an             could use this authority to hire needed
                                                employ@opm.gov; or fax at (202) 606–                    agency exercising such a delegation                   individuals for initial appointments
                                                4430.                                                   would be required to justify its                      lasting longer than 1 year, but not to
                                                   All submissions received must                        determination using the supporting                    exceed 4 years. The hiring agency, at its
                                                include the agency name and docket                      evidence prescribed in section                        discretion, could extend the initial
                                                number or RIN for this document. The                    337.204(b) of title 5, Code of Federal                appointment up to an additional 4
                                                general policy for comments and other                   Regulations (CFR). When determining                   years. No individual hired under these
                                                submissions from members of the public                  the presence of a critical hiring need, an            provisions could serve in excess of 8


                                           VerDate Sep<11>2014   17:06 Oct 26, 2018   Jkt 247001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\29OCP1.SGM   29OCP1


                                                                       Federal Register / Vol. 83, No. 209 / Monday, October 29, 2018 / Proposed Rules                                            54267

                                                years at the same agency. No individual                 environmental, public health and safety               List of Subjects in 5 CFR Part 337
                                                hired under these provisions could be                   effects, distributive impacts, and                      Government employees.
                                                transferred to positions that are not IT                equity). Executive Order 13563
                                                positions. An agency would be required                  emphasizes the importance of                            U.S. Office of Personnel Management.
                                                to use this authority in accordance with                quantifying both costs and benefits, of               Alexys Stanley,
                                                the provisions of 5 CFR part 337 subpart                reducing costs, of harmonizing rules,                 Regulatory Affairs Analyst.
                                                B and in the same manner it would for                   and of promoting flexibility. This rule                 Accordingly, we propose to amend 5
                                                filling other positions under DHA.                      has been designated a ‘‘significant                   CFR part 337 as follows:
                                                Generally speaking, this would entail                   regulatory action,’’ under Executive
                                                providing applicants with public notice                 Order 12866.                                          PART 337—EXAMINING SYSTEM
                                                consistent with the provisions of 5 CFR
                                                                                                        Executive Order 13771: Reducing                       ■ 1. Revise the authority citation for part
                                                337.203, assessing applicants to
                                                                                                        Regulation and Controlling Regulatory                 337 to read as follows:
                                                determine whether they have the level
                                                                                                        Costs                                                   Authority: 5 U.S.C. 1104(a), 1302, 2302,
                                                of proficiency required to perform the
                                                duties of the position being filled, and                  This proposed rule is not expected to               3301, 3302, 3304, 3319, 5364; E.O. 10577, 3
                                                giving selection priority to qualified                  be subject to the requirements of E.O.                CFR 1954–1958 Comp., p. 218; 33 FR 12423,
                                                applicants eligible under the agency’s                                                                        Sept. 4, 1968; and 45 FR 18365, Mar. 21,
                                                                                                        13771 (82 FR 9339, February 3, 2017)                  1980; 116 Stat. 2135, 2290; 117 Stat 1392,
                                                Reemployment Priority List (RPL),                       because this proposed rule is expected                1665; and E.O. 13833.
                                                Career Transition Assistance Plan                       to be related to agency organization,
                                                (CTAP), and the Interagency Career                      management, or personnel                              Subpart B—Direct Hire Authority
                                                Transition Assistance Plan (ICTAP) in
                                                accordance with 5 CFR part 330                          E.O. 13132, Federalism                                ■ 2. Add paragraph (d) to § 337.204 to
                                                subparts B, F, and G before selecting                      This regulation will not have                      read as follows:
                                                other qualified applicants. An agency                   substantial direct effects on the States,             § 337.204   Severe shortage of candidates.
                                                would not be able to assess applicants                  on the relationship between the                       *      *     *    *      *
                                                in order to make more meaningful or                     National Government and the States, or                   (d) Information Technology (IT)
                                                relative distinctions as to the quality of              on distribution of power and                          positions. (1) The head of a covered
                                                the applicant pool; i.e., an agency could               responsibilities among the various                    agency, as defined in paragraph (d)(2) of
                                                not rate and rank applicants and select                 levels of government. Therefore, in                   this section, may determine whether a
                                                them based on a numerical rating or                     accordance with Executive Order 13132,                severe shortage of candidates exists at
                                                categorize and select them in terms of                  it is determined that this rule does not              that agency for any position in the
                                                ‘‘good, better, best’’ or similar quality               have sufficient federalism implications               information technology management
                                                designations. Applicants who met the                    to warrant preparation of a Federalism                series, general schedule (GS)-2210 or
                                                required proficiency level would be                     Assessment.                                           equivalent. In making such a
                                                deemed to be equally qualified for these
                                                                                                        E.O. 12988, Civil Justice Reform                      determination, a covered agency must
                                                purposes. Each agency would then be
                                                                                                                                                              adhere to and use the supporting
                                                expected to select qualified applicants                   This regulation meets the applicable                evidence prescribed in 5 CFR
                                                in the order in which their applications                standard set forth in section 3(a) and                337.204(b)(1)–(8). For purposes of
                                                were received and processed.                            (b)(2) of Executive Order 12988.                      paragraph (b)(5) of this section, the U.S.
                                                   OPM is revising its regulations to:
                                                   a. Add new subsections, 337.204(d),                  Unfunded Mandates Reform Act of                       Department of Veterans Affairs (VA)
                                                and 337.205(b) titled, ‘‘Information                    1995                                                  need only determine whether a severe
                                                Technology Positions’’ to propose                                                                             shortage of highly qualified candidates
                                                                                                          This rule will not result in the                    exists. In addition, a covered agency
                                                implementing rules with respect to                      expenditure by State, local or tribal
                                                covered agencies, agency authority,                                                                           must maintain a file of the supporting
                                                                                                        governments of more than $100 million                 evidence for documentation and
                                                conditions for using these provisions,                  annually. Thus, no written assessment
                                                and duration of appointments.                                                                                 reporting purposes. Upon determination
                                                                                                        of unfunded mandates is required.                     of such a finding, an agency head may
                                                E.O. 12866, Regulatory Review                           Congressional Review Act                              approve a direct hire authority for
                                                  This rule has been reviewed by the                                                                          covered positions within the agency.
                                                Office of Management and Budget in                         This action pertains to agency                        (2) Covered agency. A covered agency
                                                accordance with Executive Order 12866.                  management, personnel and                             is an entity listed in 31 U.S.C. 901(b)
                                                                                                        organization and does not substantially               (except the Department of Defense), or
                                                Regulatory Flexibility Act                              affect the rights or obligations of                   an independent regulatory agency
                                                  I certify that this regulation will not               nonagency parties and, accordingly, is                defined in 44 U.S.C. 3502(5).
                                                have a significant impact on a                          not a ‘‘rule’’ as that term is used by the               (3) Notification to the U.S. Office of
                                                substantial number of small entities                    Congressional Review Act (Subtitle E of               Personnel Management (OPM). Once the
                                                because it applies only to Federal                      the Small Business Regulatory                         head of a covered agency affirmatively
                                                agencies and employees.                                 Enforcement Fairness Act of 1996                      determines the presence of a severe
                                                                                                        (SBREFA)). Therefore, the reporting                   shortage and the direct hire authority is
                                                E.O. 13563 and E.O. 12866, Regulatory                   requirement of 5 U.S.C. 801 does not                  approved by the agency head, he or she
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                                                Review                                                  apply.                                                must notify OPM within 10 business
                                                   Executive Orders 13563 and 12866                                                                           days. Such notification must include a
                                                                                                        Paperwork Reduction Act of 1995 (44
                                                direct agencies to assess all costs and                                                                       description of the supporting evidence
                                                                                                        U.S.C. Chapter 35)
                                                benefits of available regulatory                                                                              relied upon in making the
                                                alternatives and, if regulation is                        This proposed regulatory action will                determination.
                                                necessary, to select regulatory                         not impose any additional reporting or                   (4) Using this authority. A covered
                                                approaches that maximize net benefits                   recordkeeping requirements under the                  agency must adhere to all provisions of
                                                (including potential economic,                          Paperwork Reduction Act.                              subpart B of this part.


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                                                54268                  Federal Register / Vol. 83, No. 209 / Monday, October 29, 2018 / Proposed Rules

                                                  (5) Length of appointments. A covered                 under these provisions for information                Energy, Office of Electricity, Mailstop
                                                agency may use this authority to                        technology positions.                                 OE–20, Room 8E–030, 1000
                                                appoint individuals for a period of more                  (iii) No individual hired under these               Independence Avenue SW, Washington,
                                                than 1 year, but not more than 4 years.                 provisions may be transferred to                      DC 20585; 202–586–7668; or oeregs@
                                                  (i) A covered agency may extend any                   positions that are not IT positions.                  hq.doe.gov.
                                                appointment under this authority for up                 [FR Doc. 2018–23340 Filed 10–26–18; 8:45 am]          SUPPLEMENTARY INFORMATION:
                                                to 4 additional years, if the direct hire               BILLING CODE 6325–39–P                                  Acronyms and Abbreviations. A
                                                authority remains in effect.                                                                                  number of acronyms and abbreviations
                                                  (ii) No individual may serve more                                                                           are used in this preamble. While this
                                                than 8 years on an appointment made                                                                           may not be an exhaustive list, to ease
                                                                                                        DEPARTMENT OF ENERGY
                                                under these provisions for information                                                                        the reading of this preamble and for
                                                technology positions.                                   10 CFR Part 1004                                      reference purposes, the following terms,
                                                  (iii) No individual hired under these                                                                       acronyms, and abbreviations are defined
                                                provisions may be transferred to                        RIN 1901–AB44
                                                                                                                                                              as follows:
                                                positions that are not IT positions.
                                                ■ 3. Add paragraph (c) to § 337.205 to
                                                                                                        Critical Electric Infrastructure                      DHS Department of Homeland Security
                                                read as follows:                                        Information; New Administrative                       DOE Department of Energy
                                                                                                        Procedures                                            CEII Critical Electric Infrastructure
                                                § 337.205   Critical hiring needs.                                                                              Information
                                                                                                        AGENCY: Office of Electricity, U.S.                   FAST Act Fixing America’s Surface
                                                *       *    *     *     *                              Department of Energy.                                   Transportation Act
                                                   (c) Information Technology (IT)                                                                            FERC Federal Energy Regulatory
                                                positions. (1) The head of a covered                    ACTION: Notice of proposed rulemaking
                                                                                                        and opportunity for comment.                            Commission
                                                agency, as defined in paragraph (c)(2) of                                                                     FOIA Freedom of Information Act
                                                this section, may determine whether a                   SUMMARY:    The Department of Energy                  FPA Federal Power Act
                                                critical hiring need exists for any                     (DOE or Department) publishes a                       NTIA National Telecommunications and
                                                position in the information technology                                                                          Information Administration
                                                                                                        proposed rule for public comment to                   OE Office of Electricity (office within DOE)
                                                management series, general schedule                     implement DOE’s critical electric                     PMA Power Marketing Administration
                                                (GS)–2210 or equivalent. In making                      infrastructure information (CEII)
                                                such a determination, a covered agency                  designation authority under the Federal               Table of Contents
                                                must adhere to and use the supporting                   Power Act. The proposed administrative                I. Introduction and Background
                                                evidence criteria prescribed in                         procedures are intended to ensure that                II. Discussion of Proposed Rule
                                                paragraphs (b)(1)–(4) of this section. In               stakeholders and the public understand                   A. General
                                                addition, a covered agency must                         how the Department would designate,                      B. Definitions
                                                maintain a file of the supporting                       protect, and share CEII under the                        C. Summary of Proposed Procedural Rules
                                                evidence for documentation and                          Federal Power Act.                                          for CEII Designation
                                                reporting purposes. Upon determination                                                                           1. General
                                                                                                        DATES: Public comment on this                            2. Application Matters
                                                of such a finding, an agency head may
                                                                                                        proposed rule will be accepted until                     (a) Phased Application Process
                                                approve a direct hire authority for
                                                                                                        December 28, 2018.                                       (b) Application Requirements
                                                covered positions within the agency.                                                                             (c) Application Filing Procedures
                                                   (2) Covered agency. A covered agency                 ADDRESSES: You may submit comments,
                                                                                                                                                                 (d) Application Amendment and
                                                is an entity listed in 31 U.S.C. 901(b)                 identified by RIN 1901–AB44, by any of
                                                                                                                                                                    Withdrawal
                                                (excluding the Department of Defense),                  the following methods:                                   3. Public Participation
                                                or an independent regulatory agency                       1. Federal eRulemaking Portal: Follow                  (a) Comments
                                                defined in 44 U.S.C. 3502(5).                           the instructions for submitting                          (b) Motions
                                                   (3) Notification to the U.S. Office of               comments on the Federal eRulemaking                      (c) Intervention
                                                Personnel Management (OPM). Once the                    Portal at http://www.regulations.gov.                 III. Public Comment Procedures
                                                                                                          2. Email: Send email to oeregs@                     IV. Regulatory Review
                                                head of a covered agency affirmatively
                                                                                                        hq.doe.gov. Include RIN 1901–AB44 in                     A. Executive Order 12866
                                                determines the presence of a critical                                                                            B. Executive Orders 13771, 13777, and
                                                hiring need and the direct hire authority               the subject line of the email. Please
                                                                                                                                                                    13783
                                                is approved by the agency head, he or                   include the full body of your comments                   C. National Environmental Policy Act
                                                she must notify OPM within 10 business                  in the text of the message or as an                      D. Regulatory Flexibility Act
                                                days. Such notification must include a                  attachment.                                              E. Paperwork Reduction Act
                                                description of the supporting evidence                     3. Mail: Address postal mail to U.S.                  F. Unfunded Mandates Reform Act of 1995
                                                relied upon in making the                               Department of Energy, Office of                          G. Treasury and General Government
                                                determination.                                          Electricity, Mailstop OE–20, Room 8E–                       Appropriations Act, 1999
                                                                                                        030, 1000 Independence Avenue SW,                        H. Executive Order 13132
                                                   (4) Using this authority. A covered                                                                           I. Executive Order 12988
                                                agency must adhere to all provisions of                 Washington, DC 20585.
                                                                                                           Due to potential delays in the delivery               J. Treasury and General Government
                                                subpart B of this part.                                                                                             Appropriations Act, 2001
                                                   (5) Length of appointments. A covered                of postal mail, we encourage                             K. Executive Order 13211
                                                agency may use this authority to                        respondents to submit comments                        V. Approval of the Office of the Secretary
                                                appoint individuals for a period of more                electronically to ensure timely receipt.
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                                                than 1 year, but not more than 4 years,                    This notice of proposed rulemaking                 I. Introduction and Background
                                                if the direct hire authority remains in                 and any comments that DOE receives                       In this proposed rule, DOE proposes
                                                effect.                                                 will be made available on                             to establish procedures for the
                                                   (i) A covered agency may extend any                  regulations.gov or the DOE Office of                  designation of critical electric
                                                appointment under this authority for up                 Electricity website at: https://                      infrastructure information (CEII) under
                                                to 4 additional years.                                  www.energy.gov/oe/office-electricity.                 the Fixing America’s Surface
                                                   (ii) No individual may serve more                    FOR FURTHER INFORMATION CONTACT: Julie                Transportation Act (FAST Act), Public
                                                than 8 years on an appointment made                     Ann Smith, Ph.D., U.S. Department of                  Law 114–94. The FAST Act contains


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Document Created: 2018-10-27 01:09:28
Document Modified: 2018-10-27 01:09:28
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesOPM must receive comments on or before December 28, 2018.
ContactDarlene Phelps at (202) 606-0960, by fax at (202) 606-4430, TDD at (202) 418-3134, or by email at [email protected]
FR Citation83 FR 54266 
RIN Number3206-AN65

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