83_FR_55180 83 FR 54968 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

83 FR 54968 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 212 (November 1, 2018)

Page Range54968-54969
FR Document2018-23849

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Advent Claymore Convertible Securities and Income Fund and, on August 27, 2018, made a final distribution to its shareholders based on net asset value. Expenses of $578,871 incurred in connection with the reorganization were paid by the applicant. Filing Dates: The application was filed on August 29, 2018, and amended on August 30, 2018 and October 12, 2018. Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New York 10019.

Federal Register, Volume 83 Issue 212 (Thursday, November 1, 2018) 
[Federal Register Volume 83, Number 212 (Thursday, November 1, 2018)]
[Notices]
[Pages 54968-54969]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-23849]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 33283]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

 October 26, 2018.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October 2018. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on November 20, 2018, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 
551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE, 
Washington, DC 20549-8010.

Advent Claymore Convertible Securities and Income Fund II [File No. 
811-22022]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Advent Claymore Convertible Securities 
and Income Fund and, on August 27, 2018, made a final distribution to 
its shareholders based on net asset value. Expenses of $578,871 
incurred in connection with the reorganization were paid by the 
applicant.
    Filing Dates: The application was filed on August 29, 2018, and 
amended on August 30, 2018 and October 12, 2018.
    Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New 
York 10019.

Advent/Claymore Enhanced Growth & Income Fund [File No. 811-21504]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Advent Claymore Convertible Securities 
and Income Fund and, on August 27, 2018, made a final distribution to 
its shareholders based on net asset value. Expenses of $260,023 
incurred in connection with the reorganization were paid by applicant.
    Filing Dates: The application was filed on August 29, 2018, and 
amended on October 12, 2018.
    Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New 
York 10019.

First Trust Strategic High Income Fund II [File No. 811-21842]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to First Trust High Income Long/Short Fund 
and, on June 25, 2018, made a final distribution to its shareholders 
based on net asset value. Expenses of $452,574 incurred in connection 
with the reorganization were paid by the applicant and the applicant's 
investment adviser.
    Filing Dates: The application was filed on August 16, 2018, and 
amended on October 9, 2018.
    Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, 
Illinois 60187.

Kayne Anderson Energy Development Company [File No. 811-22435]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Kayne Anderson MLP/Midstream Investment 
Company and, on August 6, 2018, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$874,000 incurred in connection with the reorganization were paid by 
the applicant and the acquiring fund.
    Filing Dates: The application was filed on August 20, 2018, and 
amended on October 9, 2018.
    Applicant's Address: 811 Main Street, 14th Floor, Houston, Texas 
77002.

Kayne Anderson Energy Total Return Fund, Inc. [File No. 811-21750]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Kayne Anderson Midstream/Energy Fund, 
Inc., and, on August 6, 2018, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$884,000 incurred in connection with the reorganization were paid by 
the applicant and the acquiring fund.
    Filing Dates: The application was filed on August 20, 2018, and 
amended on October 9, 2018.
    Applicant's Address: 811 Main Street, 14th Floor, Houston, Texas 
77002.

Managed High Yield Plus Fund Inc. [File No. 811-08765]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 29, 
2016

[[Page 54969]]

and June 29, 2018, applicant made liquidating distributions to its 
shareholders based on net asset value. Expenses of $98,189 incurred in 
connection with the liquidation were paid by the applicant.
    Filing Date: The application was filed on September 14, 2018.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, New York 10019-6028.

Nuveen Active Allocation Real Return Fund [File No. 811-22688]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on August 23, 2018.
    Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Strategic Global Income Fund, Inc. [File No. 811-06475]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 29, 
2016 and July 11, 2018, applicant made liquidating distributions to its 
shareholders based on net asset value. Expenses of $68,830 incurred in 
connection with the liquidation were paid by the applicant.
    Filing Date: The application was filed on September 14, 2018.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, New York 10019-6028.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-23849 Filed 10-31-18; 8:45 am]
 BILLING CODE P

54968 Federal Register / Vol. 83, No. 212 / Thursday, November 1, 2018 / Notices Commission, and all written November 20, 2018, and should be First Trust Strategic High Income Fund communications relating to the accompanied by proof of service on II [File No. 811–21842] proposed rule change between the applicants, in the form of an affidavit or, Summary: Applicant, a closed-end Commission and any person, other than for lawyers, a certificate of service. investment company, seeks an order those that may be withheld from the Pursuant to Rule 0–5 under the Act, declaring that it has ceased to be an public in accordance with the hearing requests should state the nature investment company. The applicant has provisions of 5 U.S.C. 552, will be of the writer’s interest, any facts bearing transferred its assets to First Trust High available for website viewing and upon the desirability of a hearing on the Income Long/Short Fund and, on June printing in the Commission’s Public matter, the reason for the request, and 25, 2018, made a final distribution to its Reference Room, 100 F Street NE, the issues contested. Persons who wish shareholders based on net asset value. Washington, DC 20549 on official to be notified of a hearing may request Expenses of $452,574 incurred in business days between the hours of notification by writing to the connection with the reorganization were 10:00 a.m. and 3:00 p.m. Copies of the Commission’s Secretary. paid by the applicant and the filing also will be available for ADDRESSES: The Commission: Secretary, applicant’s investment adviser. inspection and copying at the principal U.S. Securities and Exchange Filing Dates: The application was office of the Exchange. All comments Commission, 100 F Street NE, filed on August 16, 2018, and amended received will be posted without change. Washington, DC 20549–1090. on October 9, 2018. Persons submitting comments are FOR FURTHER INFORMATION CONTACT: Applicant’s Address: 120 East Liberty cautioned that we do not redact or edit Shawn Davis, Branch Chief, at (202) Drive, Suite 400, Wheaton, Illinois personal identifying information from 551–6413 or Chief Counsel’s Office at 60187. comment submissions. You should (202) 551–6821; SEC, Division of submit only information that you wish Kayne Anderson Energy Development Investment Management, Chief Company [File No. 811–22435] to make available publicly. All Counsel’s Office, 100 F Street NE, submissions should refer to File Summary: Applicant, a closed-end Washington, DC 20549–8010. Number SR–CHX–2018–05, and should investment company, seeks an order be submitted on or before November 23, Advent Claymore Convertible declaring that it has ceased to be an 2018. Securities and Income Fund II [File No. investment company. The applicant has For the Commission, by the Division of 811–22022] transferred its assets to Kayne Anderson Trading and Markets, pursuant to delegated Summary: Applicant, a closed-end MLP/Midstream Investment Company authority.77 investment company, seeks an order and, on August 6, 2018, made a final Eduardo A. Aleman, declaring that it has ceased to be an distribution to its shareholders based on Assistant Secretary. investment company. The applicant has net asset value. Expenses of transferred its assets to Advent approximately $874,000 incurred in [FR Doc. 2018–23844 Filed 10–31–18; 8:45 am] Claymore Convertible Securities and connection with the reorganization were BILLING CODE 8011–01–P Income Fund and, on August 27, 2018, paid by the applicant and the acquiring made a final distribution to its fund. Filing Dates: The application was SECURITIES AND EXCHANGE shareholders based on net asset value. filed on August 20, 2018, and amended COMMISSION Expenses of $578,871 incurred in on October 9, 2018. connection with the reorganization were [Investment Company Act Release No. Applicant’s Address: 811 Main Street, paid by the applicant. 33283] 14th Floor, Houston, Texas 77002. Filing Dates: The application was Notice of Applications for filed on August 29, 2018, and amended Kayne Anderson Energy Total Return Deregistration Under Section 8(f) of the on August 30, 2018 and October 12, Fund, Inc. [File No. 811–21750] Investment Company Act of 1940 2018. Summary: Applicant, a closed-end Applicant’s Address: 888 Seventh investment company, seeks an order October 26, 2018. Avenue, 31st Floor, New York, New declaring that it has ceased to be an The following is a notice of York 10019. investment company. The applicant has applications for deregistration under transferred its assets to Kayne Anderson Advent/Claymore Enhanced Growth & section 8(f) of the Investment Company Midstream/Energy Fund, Inc., and, on Income Fund [File No. 811–21504] Act of 1940 for the month of October August 6, 2018, made a final 2018. A copy of each application may be Summary: Applicant, a closed-end distribution to its shareholders based on obtained via the Commission’s website investment company, seeks an order net asset value. Expenses of by searching for the file number, or for declaring that it has ceased to be an approximately $884,000 incurred in an applicant using the Company name investment company. The applicant has connection with the reorganization were box, at http://www.sec.gov/search/ transferred its assets to Advent paid by the applicant and the acquiring search.htm or by calling (202) 551– Claymore Convertible Securities and fund. 8090. An order granting each Income Fund and, on August 27, 2018, Filing Dates: The application was application will be issued unless the made a final distribution to its filed on August 20, 2018, and amended SEC orders a hearing. Interested persons shareholders based on net asset value. on October 9, 2018. may request a hearing on any Expenses of $260,023 incurred in Applicant’s Address: 811 Main Street, application by writing to the SEC’s connection with the reorganization were 14th Floor, Houston, Texas 77002. daltland on DSKBBV9HB2PROD with NOTICES Secretary at the address below and paid by applicant. serving the relevant applicant with a Filing Dates: The application was Managed High Yield Plus Fund Inc. copy of the request, personally or by filed on August 29, 2018, and amended [File No. 811–08765] mail. Hearing requests should be on October 12, 2018. Summary: Applicant, a closed-end received by the SEC by 5:30 p.m. on Applicant’s Address: 888 Seventh investment company, seeks an order Avenue, 31st Floor, New York, New declaring that it has ceased to be an 77 17 CFR 200.30–3(a)(12). York 10019. investment company. On June 29, 2016 VerDate Sep<11>2014 20:30 Oct 31, 2018 Jkt 247001 PO 00000 Frm 00059 Fmt 4703 Sfmt 4703 E:\FR\FM\01NON1.SGM 01NON1

Federal Register / Vol. 83, No. 212 / Thursday, November 1, 2018 / Notices 54969 and June 29, 2018, applicant made SOCIAL SECURITY ADMINISTRATION Breach of Personally Identifiable liquidating distributions to its Information (January 3, 2017) requires [Docket No. SSA–2018–0059] shareholders based on net asset value. Federal agencies to publish a routine Expenses of $98,189 incurred in Privacy Act of 1974; System of use in its systems of records that connection with the liquidation were Records authorizes disclosure of records that paid by the applicant. may reasonably be needed by a Federal Filing Date: The application was filed AGENCY: Social Security Administration agency or Federal entity in connection on September 14, 2018. (SSA). with the response and remedial efforts ACTION: Notice of a modified system of in the event of a breach. The proposed Applicant’s Address: c/o UBS Asset records. routine use permits SSA to disclose Management (Americas) Inc., Attn: records that may reasonably be needed Keith A. Weller, 1285 Avenue of the SUMMARY: In accordance with the by another Federal agency or Federal Americas, 12th Floor, New York, New Privacy Act, we are issuing public entity in its efforts to respond and York 10019–6028. notice of our intent to modify our remediate a breach of personally Nuveen Active Allocation Real Return existing systems of records listed below identifiable information. Such a routine Fund [File No. 811–22688] under the System Name and Number use will serve to protect the interests of section. This notice publishes details of the people whose information is at risk Summary: Applicant, a closed-end the modification as set forth under the by allowing SSA to assist another investment company, seeks an order caption, SUPPLEMENTARY INFORMATION. Federal agency or Federal entity to take declaring that it has ceased to be an DATES: This routine use is effective appropriate steps to facilitate a timely investment company. Applicant has December 3, 2018. We invite public and effective response to a confirmed or never made a public offering of its comment on the addition of this routine suspected breach. It will also help SSA securities and does not propose to make use. In accordance with 5 U.S.C. improve its ability to prevent, minimize, a public offering or engage in business 552a(e)(4) and (e)(11), the public is or remedy any harm that may result of any kind. given a 30-day period in which to from a compromise of data maintained Filing Date: The application was filed submit comments. Therefore, please in SSA’s systems of records. Such a use on August 23, 2018. submit any comments by December 3, is in the best interest of both the Applicant’s Address: 333 West 2018. individual whose record is at issue and Wacker Drive, Chicago, Illinois 60606. ADDRESSES: The public, OMB, and the public. Congress may comment on this To satisfy the routine use Strategic Global Income Fund, Inc. [File publication by writing to the Executive No. 811–06475] requirements in OMB M–17–12, SSA is Director, Office of Privacy and adding the following routine use to our Summary: Applicant, a closed-end Disclosure, Office of the General Privacy Act systems of records: 1 investment company, seeks an order Counsel, SSA, Room G–401 West High Rise, 6401 Security Boulevard, To another Federal agency or Federal declaring that it has ceased to be an entity, when SSA determines that investment company. On June 29, 2016 Baltimore, Maryland 21235–6401, or information from this system of records is and July 11, 2018, applicant made through the Federal e-Rulemaking Portal reasonably necessary to assist the recipient liquidating distributions to its at http://www.regulations.gov; please agency or entity in: shareholders based on net asset value. reference docket number SSA–2018– (a) responding to a suspected or confirmed Expenses of $68,830 incurred in 0059. All comments we receive will be breach; or connection with the liquidation were available for public inspection at the (b) preventing, minimizing, or remedying paid by the applicant. above address and we will post them to the risk of harm to individuals, the recipient http://www.regulations.gov. agency or entity (including its information Filing Date: The application was filed systems, programs, and operations), the FOR FURTHER INFORMATION CONTACT: on September 14, 2018. Federal Government, or national security, Elizabeth Boorstein, Government Applicant’s Address: c/o UBS Asset resulting from a suspected or confirmed Information Specialist, Privacy breach. Management (Americas) Inc., Attn: Implementation Division, Office of Keith A. Weller, 1285 Avenue of the Privacy and Disclosure, Office of the Americas, 12th Floor, New York, New SYSTEM NAME AND NUMBER General Counsel, SSA, Room G–401 York 10019–6028. West High Rise, 6401 Security SSA will establish the new routine For the Commission, by the Division of Boulevard, Baltimore, Maryland 21235– use listed above in the following Investment Management, pursuant to 6401, telephone: (410) 966–2824, email: systems of records: delegated authority. Elizabeth.Boorstein@ssa.gov. Eduardo A. Aleman, SUPPLEMENTARY INFORMATION: The Office 1 Privacy Act systems of records that contain data Assistant Secretary. of Management and Budget (OMB) protected under the Internal Revenue Code (IRC) will not contain this routine use as the IRC does not [FR Doc. 2018–23849 Filed 10–31–18; 8:45 am] Memorandum 17–12 (M–17–12), contain a provision that permits disclosure for this BILLING CODE P Preparing for and Responding to a purpose. daltland on DSKBBV9HB2PROD with NOTICES VerDate Sep<11>2014 20:30 Oct 31, 2018 Jkt 247001 PO 00000 Frm 00060 Fmt 4703 Sfmt 4703 E:\FR\FM\01NON1.SGM 01NON1


Document Created: 2018-11-01 01:05:05
Document Modified: 2018-11-01 01:05:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on August 29, 2018, and amended on August 30, 2018 and October 12, 2018.
ContactShawn Davis, Branch Chief, at (202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549-8010.
FR Citation83 FR 54968 
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