83 FR 55773 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 216 (November 7, 2018)

Page Range		55773-55773
FR Document		2018-24405

Federal Register, Volume 83 Issue 216 (Wednesday, November 7, 2018)

[Federal Register Volume 83, Number 216 (Wednesday, November 7, 2018)]
[Notices]
[Page 55773]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-24405]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Investor Advisory Committee will hold a 
telephonic meeting on Wednesday, November 7, 2018.

PLACE:  The meeting will be open to the public via telephone at 1-800-
260-0702, participant code 455778.

STATUS:  This meeting will begin at 2:00 p.m. (ET) and conclude at 3:30 
p.m. and will be open to the public via telephone. The meeting will be 
webcast by audio-only on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED:  On October 17, 2018, the Commission issued 
notice of the Committee meeting (Release No. 33-10568), indicating that 
the meeting is open to the public via telephone, and inviting the 
public to submit written comments to the Committee. This Sunshine Act 
notice is being issued because a quorum of the Commission may attend 
the meeting. The duty officer determined that no earlier notice of this 
Meeting was practicable.
    The agenda for the meeting includes: Welcome remarks; a discussion 
of the Commission's Proposed Regulation Best Interest and Proposed Form 
CRS Relationship Summary (including a recommendation of the Investor as 
Purchaser subcommittee).

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: November 2, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-24405 Filed 11-5-18; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 216 / Wednesday, November 7, 2018 / Notices 55773

number should be included on the will be open to the public via telephone. Register on August 7, 2018.3 On
subject line if email is used. To help the The meeting will be webcast by audio- September 19, 2018, pursuant to Section
Commission process and review your only on the Commission’s website at 19(b)(2) of the Act,4 the Commission
comments more efficiently, please use www.sec.gov. designated a longer period within which
only one method. The Commission will MATTERS TO BE CONSIDERED: On October to approve the proposed rule change,
post all comments on the Commission’s 17, 2018, the Commission issued notice disapprove the proposed rule change, or
internet website (http://www.sec.gov/ of the Committee meeting (Release No. institute proceedings to determine
rules/sro.shtml). Copies of the 33–10568), indicating that the meeting whether to approve or disapprove the
submission, all subsequent is open to the public via telephone, and proposed rule change.5 The Commission
amendments, all written statements inviting the public to submit written has received no comment letters on the
with respect to the proposed rule comments to the Committee. This proposed rule change. This order
change that are filed with the Sunshine Act notice is being issued institutes proceedings pursuant to
Commission, and all written because a quorum of the Commission Section 19(b)(2)(B) of the Act 6 to
communications relating to the may attend the meeting. The duty determine whether to approve or
proposed rule change between the officer determined that no earlier notice disapprove the proposed rule change.
Commission and any person, other than of this Meeting was practicable. II. Description of the Proposed Rule
those that may be withheld from the The agenda for the meeting includes: Change 7
public in accordance with the Welcome remarks; a discussion of the
provisions of 5 U.S.C. 552, will be Commission’s Proposed Regulation Best Commentary .01 to NYSE Arca Rule
available for website viewing and Interest and Proposed Form CRS 8.600–E sets forth the generic listing
printing in the Commission’s Public Relationship Summary (including a standards for Managed Fund Shares.
Reference Room, 100 F Street NE, recommendation of the Investor as The Exchange proposes to amend
Washington, DC 20549, on official Purchaser subcommittee). Commentaries .01(a) and (b) to NYSE
business days between the hours of CONTACT PERSON FOR MORE INFORMATION:
Arca Rule 8.600–E as described below.
10:00 a.m. and 3:00 p.m. Copies of the For further information and to ascertain A. Proposed Amendments to
filing also will be available for what, if any, matters have been added, Commentary .01(a) to NYSE Arca Rule
inspection and copying at the principal deleted or postponed; please contact 8.600–E
office of the Exchange. All comments Brent J. Fields from the Office of the
received will be posted without change. Commentary .01(a) to NYSE Arca
Secretary at (202) 551–5400.
Persons submitting comments are Rule 8.600–E sets forth the generic
cautioned that we do not redact or edit Dated: November 2, 2018. listing standards applicable to equity
personal identifying information from Brent J. Fields, securities 8 in the portfolio of a series of
comment submissions. You should Secretary. Managed Fund Shares.
submit only information that you wish [FR Doc. 2018–24405 Filed 11–5–18; 11:15 am]
1. Proposed Amendments to
to make available publicly. All BILLING CODE 8011–01–P
Commentary .01(a)(2) to NYSE Arca
submissions should refer to File Rule 8.600–E
Number SR–ISE–2018–91 and should be
submitted on or before November 28, SECURITIES AND EXCHANGE Commentary .01(a)(2) to NYSE Arca
2018. COMMISSION Rule 8.600–E sets forth the generic
For the Commission, by the Division of
listing standards applicable to Non-U.S.
Trading and Markets, pursuant to delegated [Release No. 34–84517; File No. SR– Component Stocks 9 in the portfolio of
authority.10 NYSEArca-2018–54]
3 See Securities Exchange Act Release No. 83759
Eduardo A. Aleman,
Self-Regulatory Organizations; NYSE (August 1, 2018), 83 FR 38753 (‘‘Notice’’).
Assistant Secretary. Arca, Inc.; Order Instituting 4 15 U.S.C. 78s(b)(2).

[FR Doc. 2018–24304 Filed 11–6–18; 8:45 am] 5 See Securities Exchange Act Release No. 84195,
Proceedings To Determine Whether To
83 FR 48474 (September 25, 2018). The
BILLING CODE 8011–01–P Approve or Disapprove a Proposed Commission designated November 5, 2018 as the
Rule Change To Amend Commentary date by which the Commission shall approve the
.01 to NYSE Arca Rule 8.600–E proposed rule change, disapprove the proposed rule
SECURITIES AND EXCHANGE Relating to Certain Generic Listing change, or institute proceedings to determine
COMMISSION whether to approve or disapprove the proposed rule
Standards for Managed Fund Shares change.
6 15 U.S.C. 78s(b)(2)(B).
Sunshine Act Meetings November 1, 2018. 7 For a full description of the proposed rule

TIME AND DATE: Notice is hereby given, I. Introduction change, see Notice, supra note 3.
8 Commentary .01(a) to NYSE Arca Rule 8.600–E
pursuant to the provisions of the On July 18, 2018, NYSE Arca, Inc. provides that equity securities include the
Government in Sunshine Act, Public (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed following: U.S. Component Stocks (as described in
Law 94–409, that the Securities and with the Securities and Exchange NYSE Arca Rule 5.2–E(j)(3)); Non-U.S. Component
Exchange Commission Investor Stocks (as described in NYSE Arca Rule 5.2–E(j)(3));
Commission (‘‘Commission’’), pursuant Derivative Securities Products (i.e., Investment
Advisory Committee will hold a to Section 19(b)(1) of the Securities Company Units and securities described in Section
telephonic meeting on Wednesday, Exchange Act of 1934 (‘‘Act’’) 1 and Rule 2 of NYSE Arca Rule 8–E); and Index-Linked
November 7, 2018. 19b–4 thereunder,2 a proposed rule Securities that qualify for Exchange listing and
amozie on DSK3GDR082PROD with NOTICES1

trading under NYSE Arca Rule 5.2–E(j)(6).
PLACE: The meeting will be open to the change to amend certain generic listing 9 NYSE Arca Rule 5.2–E(j)(3) defines Non-U.S.
public via telephone at 1–800–260– standards for Managed Fund Shares. Component Stock to mean an equity security that
0702, participant code 455778. The proposed rule change was is not registered under Sections 12(b) or 12(g) of the
STATUS: This meeting will begin at 2:00 published for comment in the Federal Act and that is issued by an entity that (a) is not
organized, domiciled or incorporated in the United
p.m. (ET) and conclude at 3:30 p.m. and States, and (b) is an operating company (including
1 15 U.S.C. 78s(b)(1). Real Estate Investment Trusts and income trusts,
10 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4. Continued

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Document Created: 2018-11-07 00:04:33
Document Modified: 2018-11-07 00:04:33

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		Notice is hereby given, pursuant to the provisions of the Government in Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission Investor Advisory Committee will hold a telephonic meeting on Wednesday, November 7, 2018.
FR Citation		83 FR 55773