83_FR_569 83 FR 566 - Notice of Applications for Deregistration Under the Investment Company Act of 1940

83 FR 566 - Notice of Applications for Deregistration Under the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 3 (January 4, 2018)

Page Range566-568
FR Document2017-28488

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 29, 2017 and August 7, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $147,554 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on November 28, 2017. Applicant's Address: Worldwide Plaza, 309 West 49th Street, New York, New York, 10019.

Federal Register, Volume 83 Issue 3 (Thursday, January 4, 2018)
[Federal Register Volume 83, Number 3 (Thursday, January 4, 2018)]
[Notices]
[Pages 566-568]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-28488]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 32957 ]


Notice of Applications for Deregistration Under the Investment 
Company Act of 1940

December 29, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
December 2017. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on January 23, 2018, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Brad Gude, Senior Counsel, at (202) 
551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE, 
Washington, DC 20549-8010.

Korea Equity Fund, Inc. [File No. 811-08002]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 29, 
2017 and August 7, 2017, applicant made liquidating distributions to 
its shareholders, based on net asset value. Expenses of $147,554 
incurred in connection with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on November 28, 2017.
    Applicant's Address: Worldwide Plaza, 309 West 49th Street, New 
York, New York, 10019.

Center Coast Core MLP Fund II, LLC [File No. 811-22566]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on November 7, 2017, and 
amended on November 30, 2017.
    Applicant's Address: 1600 Smith Street, Suite 3800, Houston, Texas, 
77002.

Brookfield MLP & Energy Infrastructure Income Fund Inc. [File No. 811-
22945]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on October 30, 2017, and 
amended on December 1, 2017.
    Applicant's Address: Brookfield Place, 250 Vesey Street, New York, 
New York, 10281.

The Finance Company of Pennsylvania [File No. 811-01144]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On August 11, 
2017, applicant made liquidating distributions to its shareholders, 
based on net asset value. Expenses of $382,968 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on September 20, 2017, and 
amended on December 1, 2017.
    Applicant's Address: 400 Market Street, Suite 425, Philadelphia, 
Pennsylvania 19106.

CCA Investments Trust [File No. 811-22753]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to CCA Aggressive Return Fund, a series of 
the MSS Series Trust, and, on October 16, 2017, made a final 
distribution to its shareholders based on net asset value. Expenses of

[[Page 567]]

$38,657 incurred in connection with the reorganization were paid by the 
applicant's adviser.
    Filing Dates: The application was filed on November 13, 2017, and 
amended on December 4, 2017.
    Applicant's Address: 190 North Canon Drive, Suite 402, Beverly 
Hills, California, 90210.

Aetna Multi-Strategy 1099 Fund [File No. 811-22713]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(1) of the Act.
    Filing Dates: The application was filed on December 6, 2017.
    Applicant's Address: c/o UMB Fund Services, Inc., 235 West Galena 
Street, Milwaukee, Wisconsin 53212.

Henderson Global Funds [File No. 811-10399]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Janus Investment Fund, and, on May 31, 2017 and June 2, 2017, made 
final distributions to its shareholders based on net asset value. 
Expenses of $4,227,058 incurred in connection with the reorganization 
were paid by the applicant's adviser.
    Filing Dates: The application was filed on August 28, 2017, and 
amended on December 6, 2017.
    Applicant's Address: 151 Detroit Street, Denver, Colorado 80206.

Integrity Managed Portfolios [File No. 811-06153]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Viking Mutual Funds, and, on October 31, 2017, made a final 
distribution to its shareholders based on net asset value. Expenses of 
$179,568 incurred in connection with the reorganization were paid by 
the parent company of applicant's adviser.
    Filing Dates: The application was filed on December 7, 2017.
    Applicant's Address: 1 Main Street North, Minot, North Dakota 
58703.

RidgeWorth Funds [File No. 811-06557]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Virtus Asset Trust and Investment Managers Series Trust, and, on June 
30, 2017 and July 14, 2017, made final distributions to its 
shareholders based on net asset value. Expenses of $4,791,191 incurred 
in connection with the reorganization were paid by applicant's adviser 
and the acquiror of applicant's adviser.
    Filing Dates: The application was filed on October 26, 2017, and 
amended on December 8, 2017.
    Applicant's Address: 3333 Piedmont Road, Suite 1500, Atlanta, 
Georgia 30305.

TFS Capital Investment Trust [File No. 811-21531]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On October 
12, 2017, October 27, 2017, and October 30, 2017, applicant made 
liquidating distributions to its shareholders, based on net asset 
value. Expenses of $220,273 incurred in connection with the liquidation 
were paid by the applicant, in part reimbursed by the adviser.
    Filing Dates: The application was filed on November 2, 2017, and 
amended on December 8, 2017.
    Applicant's Address: TFS Capital Management, 10 N High Street, 
Suite 500, West Chester, Pennsylvania 19380.

Transamerica Partners Portfolios [File No. 811-08272]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21, 
2017, May 5, 2017, September 15, 2017, and October 13, 2017, made final 
distributions to its shareholders based on net asset value. Expenses of 
$1,772,198 incurred in connection with the reorganization were paid by 
the applicant, the applicant's adviser, and the destination series.
    Filing Dates: The application was filed on November 13, 2017, and 
amended on December 8, 2017.
    Applicant's Address: 1801 California Street, Suite 5200, Denver, 
Colorado 80202.

Transamerica Partners Funds Group II [File No. 811-07495]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21, 
2017, May 5, 2017, May 21, 2017, and October 13, 2017, made final 
distributions to its shareholders based on net asset value. Expenses of 
$555,936 incurred in connection with the reorganization were paid by 
the applicant, the applicant's adviser, and the destination series.
    Filing Dates: The application was filed on November 13, 2017, and 
amended on December 8, 2017.
    Applicant's Address: 1801 California Street, Suite 5200, Denver, 
Colorado 80202.

Transamerica Partners Funds Group [File No. 811-07674]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Each series 
of applicant has transferred its assets to a corresponding series of 
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21, 
2017, May 5, 2017, May 21, 2017, September 15, 2017, and October 13, 
2017, made final distributions to its shareholders based on net asset 
value. Expenses of $1,517,292 incurred in connection with the 
reorganization were paid by the applicant, the applicant's adviser, and 
the destination series.
    Filing Dates: The application was filed on November 13, 2017, and 
amended on December 8, 2017.
    Applicant's Address: 1801 California Street, Suite 5200, Denver, 
Colorado 80202.

FEG Directional Access TEI Fund LLC [File No. 811-23140]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(1) of the Act.
    Filing Dates: The application was filed on December 12, 2017.
    Applicant's Address: 201 East Fifth Street, Suite 1600, Cincinnati, 
Ohio 45202.

[[Page 568]]

FEG Directional Access Fund LLC [File No. 811-22685]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(1) of the Act.
    Filing Dates: The application was filed on December 12, 2017.
    Applicant's Address: 201 East Fifth Street, Suite 1600, Cincinnati, 
Ohio 45202.

Bluearc Multi-Strategy Fund [File No. 811-23017]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(1) of the Act.
    Filing Dates: The application was filed on November 1, 2017, and 
amended on December 13, 2017.
    Applicant's Address: 17605 Wright Street, Suite 2, Omaha, Nebraska 
68130.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017-28488 Filed 1-3-18; 8:45 am]
 BILLING CODE 8011-01-P



                                               566                              Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices

                                               Paper Comments                                            SECURITIES AND EXCHANGE                                   Filing Dates: The application was
                                                                                                         COMMISSION                                             filed on November 28, 2017.
                                                 • Send paper comments in triplicate                                                                               Applicant’s Address: Worldwide
                                               to Brent J. Fields, Secretary, Securities                                                                        Plaza, 309 West 49th Street, New York,
                                                                                                         [Investment Company Act Release No.
                                               and Exchange Commission, 100 F Street                     32957 ]                                                New York, 10019.
                                               NE, Washington, DC 20549–1090.
                                                                                                                                                                Center Coast Core MLP Fund II, LLC
                                               All submissions should refer to File                      Notice of Applications for                             [File No. 811–22566]
                                               Number SR–CboeBYX–2017–004. This                          Deregistration Under the Investment
                                                                                                         Company Act of 1940                                       Summary: Applicant, a closed-end
                                               file number should be included on the                                                                            investment company, seeks an order
                                               subject line if email is used. To help the                December 29, 2017.                                     declaring that it has ceased to be an
                                               Commission process and review your                          The following is a notice of                         investment company. Applicant has
                                               comments more efficiently, please use                     applications for deregistration under                  never made a public offering of its
                                               only one method. The Commission will                      section 8(f) of the Investment Company                 securities and does not propose to make
                                               post all comments on the Commission’s                     Act of 1940 for the month of December                  a public offering or engage in business
                                               internet website (http://www.sec.gov/                     2017. A copy of each application may be                of any kind.
                                               rules/sro.shtml). Copies of the                           obtained via the Commission’s website                     Filing Dates: The application was
                                               submission, all subsequent                                by searching for the file number, or for               filed on November 7, 2017, and
                                               amendments, all written statements                        an applicant using the Company name                    amended on November 30, 2017.
                                               with respect to the proposed rule                         box, at http://www.sec.gov/search/                        Applicant’s Address: 1600 Smith
                                               change that are filed with the                            search.htm or by calling (202) 551–                    Street, Suite 3800, Houston, Texas,
                                               Commission, and all written                               8090. An order granting each                           77002.
                                               communications relating to the                            application will be issued unless the
                                                                                                                                                                Brookfield MLP & Energy Infrastructure
                                               proposed rule change between the                          SEC orders a hearing. Interested persons
                                                                                                                                                                Income Fund Inc. [File No. 811–22945]
                                               Commission and any person, other than                     may request a hearing on any
                                                                                                         application by writing to the SEC’s                       Summary: Applicant, a closed-end
                                               those that may be withheld from the
                                                                                                         Secretary at the address below and                     investment company, seeks an order
                                               public in accordance with the
                                                                                                         serving the relevant applicant with a                  declaring that it has ceased to be an
                                               provisions of 5 U.S.C. 552, will be                                                                              investment company. Applicant has
                                               available for website viewing and                         copy of the request, personally or by
                                                                                                         mail. Hearing requests should be                       never made a public offering of its
                                               printing in the Commission’s Public                                                                              securities and does not propose to make
                                                                                                         received by the SEC by 5:30 p.m. on
                                               Reference Room, 100 F Street NE,                                                                                 a public offering or engage in business
                                                                                                         January 23, 2018, and should be
                                               Washington, DC 20549, on official                         accompanied by proof of service on                     of any kind.
                                               business days between the hours of                        applicants, in the form of an affidavit or,               Filing Dates: The application was
                                               10:00 a.m. and 3:00 p.m. Copies of the                    for lawyers, a certificate of service.                 filed on October 30, 2017, and amended
                                               filing also will be available for                         Pursuant to Rule 0–5 under the Act,                    on December 1, 2017.
                                               inspection and copying at the principal                   hearing requests should state the nature                  Applicant’s Address: Brookfield
                                               office of the Exchange. All comments                      of the writer’s interest, any facts bearing            Place, 250 Vesey Street, New York, New
                                               received will be posted without change.                   upon the desirability of a hearing on the              York, 10281.
                                               Persons submitting comments are                           matter, the reason for the request, and                The Finance Company of Pennsylvania
                                               cautioned that we do not redact or edit                   the issues contested. Persons who wish                 [File No. 811–01144]
                                               personal identifying information from                     to be notified of a hearing may request
                                               comment submissions. You should                           notification by writing to the                            Summary: Applicant, an open-end
                                               submit only information that you wish                     Commission’s Secretary.                                investment company, seeks an order
                                               to make available publicly. All                                                                                  declaring that it has ceased to be an
                                                                                                         ADDRESSES: The Commission: Secretary,                  investment company. On August 11,
                                               submissions should refer to File                          U.S. Securities and Exchange                           2017, applicant made liquidating
                                               Number SR–CboeBYX–2017–004 and                            Commission, 100 F Street NE,                           distributions to its shareholders, based
                                               should be submitted on or before                          Washington, DC 20549–1090.                             on net asset value. Expenses of $382,968
                                               January 25, 2018.                                         FOR FURTHER INFORMATION CONTACT: Brad                  incurred in connection with the
                                                 For the Commission, by the Division of                  Gude, Senior Counsel, at (202) 551–                    liquidation were paid by the applicant.
                                               Trading and Markets, pursuant to delegated                5590 or Chief Counsel’s Office at (202)                   Filing Dates: The application was
                                               authority.21                                              551–6821; SEC, Division of Investment                  filed on September 20, 2017, and
                                               Robert W. Errett,                                         Management, Chief Counsel’s Office,                    amended on December 1, 2017.
                                               Deputy Secretary.
                                                                                                         100 F Street NE, Washington, DC                           Applicant’s Address: 400 Market
                                                                                                         20549–8010.                                            Street, Suite 425, Philadelphia,
                                               [FR Doc. 2017–28438 Filed 1–3–18; 8:45 am]
                                                                                                         Korea Equity Fund, Inc. [File No. 811–                 Pennsylvania 19106.
                                               BILLING CODE 8011–01–P
                                                                                                         08002]                                                 CCA Investments Trust [File No. 811–
                                                                                                            Summary: Applicant, a closed-end                    22753]
                                                                                                         investment company, seeks an order                        Summary: Applicant, an open-end
                                                                                                         declaring that it has ceased to be an                  investment company, seeks an order
ethrower on DSK3G9T082PROD with NOTICES




                                                                                                         investment company. On June 29, 2017                   declaring that it has ceased to be an
                                                                                                         and August 7, 2017, applicant made                     investment company. The applicant has
                                                                                                         liquidating distributions to its                       transferred its assets to CCA Aggressive
                                                                                                         shareholders, based on net asset value.                Return Fund, a series of the MSS Series
                                                                                                         Expenses of $147,554 incurred in                       Trust, and, on October 16, 2017, made
                                                                                                         connection with the liquidation were                   a final distribution to its shareholders
                                                 21 17   CFR 200.30–3(a)(12).                            paid by the applicant.                                 based on net asset value. Expenses of


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                                                                             Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices                                               567

                                               $38,657 incurred in connection with the                 RidgeWorth Funds [File No. 811–06557]                  Transamerica Partners Funds Group II
                                               reorganization were paid by the                                                                                [File No. 811–07495]
                                               applicant’s adviser.                                       Summary: Applicant, an open-end
                                                                                                       investment company, seeks an order                        Summary: Applicant, an open-end
                                                  Filing Dates: The application was
                                                                                                       declaring that it has ceased to be an                  investment company, seeks an order
                                               filed on November 13, 2017, and
                                                                                                       investment company. Each series of                     declaring that it has ceased to be an
                                               amended on December 4, 2017.
                                                                                                       applicant has transferred its assets to a              investment company. Each series of
                                                  Applicant’s Address: 190 North                                                                              applicant has transferred its assets to a
                                               Canon Drive, Suite 402, Beverly Hills,                  corresponding series of Virtus Asset
                                                                                                       Trust and Investment Managers Series                   corresponding series of Transamerica
                                               California, 90210.                                                                                             Funds, and, on March 10, 2017, March
                                                                                                       Trust, and, on June 30, 2017 and July
                                               Aetna Multi-Strategy 1099 Fund [File                    14, 2017, made final distributions to its              24, 2017, April 21, 2017, May 5, 2017,
                                               No. 811–22713]                                          shareholders based on net asset value.                 May 21, 2017, and October 13, 2017,
                                                                                                       Expenses of $4,791,191 incurred in                     made final distributions to its
                                                  Summary: Applicant, a closed-end
                                                                                                       connection with the reorganization were                shareholders based on net asset value.
                                               investment company, seeks an order
                                                                                                       paid by applicant’s adviser and the                    Expenses of $555,936 incurred in
                                               declaring that it has ceased to be an
                                                                                                       acquiror of applicant’s adviser.                       connection with the reorganization were
                                               investment company. Applicant
                                                                                                                                                              paid by the applicant, the applicant’s
                                               currently has fewer than 100 beneficial                    Filing Dates: The application was
                                                                                                                                                              adviser, and the destination series.
                                               owners, is not presently making an                      filed on October 26, 2017, and amended
                                               offering of securities and does not                     on December 8, 2017.                                      Filing Dates: The application was
                                               propose to make any offering of                                                                                filed on November 13, 2017, and
                                                                                                          Applicant’s Address: 3333 Piedmont                  amended on December 8, 2017.
                                               securities. Applicant will continue to                  Road, Suite 1500, Atlanta, Georgia
                                               operate as a private investment fund in                                                                           Applicant’s Address: 1801 California
                                                                                                       30305.                                                 Street, Suite 5200, Denver, Colorado
                                               reliance on section 3(c)(1) of the Act.
                                                  Filing Dates: The application was                    TFS Capital Investment Trust [File No.                 80202.
                                               filed on December 6, 2017.                              811–21531]                                             Transamerica Partners Funds Group
                                                  Applicant’s Address: c/o UMB Fund                                                                           [File No. 811–07674]
                                                                                                          Summary: Applicant, an open-end
                                               Services, Inc., 235 West Galena Street,
                                                                                                       investment company, seeks an order                        Summary: Applicant, an open-end
                                               Milwaukee, Wisconsin 53212.
                                                                                                       declaring that it has ceased to be an                  investment company, seeks an order
                                               Henderson Global Funds [File No. 811–                   investment company. On October 12,                     declaring that it has ceased to be an
                                               10399]                                                  2017, October 27, 2017, and October 30,                investment company. Each series of
                                                                                                       2017, applicant made liquidating                       applicant has transferred its assets to a
                                                  Summary: Applicant, an open-end
                                                                                                       distributions to its shareholders, based               corresponding series of Transamerica
                                               investment company, seeks an order
                                                                                                       on net asset value. Expenses of $220,273               Funds, and, on March 10, 2017, March
                                               declaring that it has ceased to be an
                                                                                                       incurred in connection with the                        24, 2017, April 21, 2017, May 5, 2017,
                                               investment company. Each series of
                                                                                                       liquidation were paid by the applicant,                May 21, 2017, September 15, 2017, and
                                               applicant has transferred its assets to a
                                                                                                       in part reimbursed by the adviser.                     October 13, 2017, made final
                                               corresponding series of Janus
                                               Investment Fund, and, on May 31, 2017                      Filing Dates: The application was                   distributions to its shareholders based
                                               and June 2, 2017, made final                            filed on November 2, 2017, and                         on net asset value. Expenses of
                                               distributions to its shareholders based                 amended on December 8, 2017.                           $1,517,292 incurred in connection with
                                               on net asset value. Expenses of                                                                                the reorganization were paid by the
                                                                                                          Applicant’s Address: TFS Capital
                                               $4,227,058 incurred in connection with                                                                         applicant, the applicant’s adviser, and
                                                                                                       Management, 10 N High Street, Suite
                                               the reorganization were paid by the                                                                            the destination series.
                                                                                                       500, West Chester, Pennsylvania 19380.
                                               applicant’s adviser.                                                                                              Filing Dates: The application was
                                                  Filing Dates: The application was                    Transamerica Partners Portfolios [File                 filed on November 13, 2017, and
                                               filed on August 28, 2017, and amended                   No. 811–08272]                                         amended on December 8, 2017.
                                               on December 6, 2017.                                                                                              Applicant’s Address: 1801 California
                                                                                                          Summary: Applicant, an open-end                     Street, Suite 5200, Denver, Colorado
                                                  Applicant’s Address: 151 Detroit                     investment company, seeks an order
                                               Street, Denver, Colorado 80206.                                                                                80202.
                                                                                                       declaring that it has ceased to be an
                                               Integrity Managed Portfolios [File No.                  investment company. Each series of                     FEG Directional Access TEI Fund LLC
                                               811–06153]                                              applicant has transferred its assets to a              [File No. 811–23140]
                                                                                                       corresponding series of Transamerica                      Summary: Applicant, a closed-end
                                                  Summary: Applicant, an open-end                      Funds, and, on March 10, 2017, March
                                               investment company, seeks an order                                                                             investment company, seeks an order
                                                                                                       24, 2017, April 21, 2017, May 5, 2017,                 declaring that it has ceased to be an
                                               declaring that it has ceased to be an                   September 15, 2017, and October 13,
                                               investment company. Each series of                                                                             investment company. Applicant
                                                                                                       2017, made final distributions to its                  currently has fewer than 100 beneficial
                                               applicant has transferred its assets to a               shareholders based on net asset value.
                                               corresponding series of Viking Mutual                                                                          owners, is not presently making an
                                                                                                       Expenses of $1,772,198 incurred in                     offering of securities and does not
                                               Funds, and, on October 31, 2017, made                   connection with the reorganization were
                                               a final distribution to its shareholders                                                                       propose to make any offering of
                                                                                                       paid by the applicant, the applicant’s                 securities. Applicant will continue to
                                               based on net asset value. Expenses of                   adviser, and the destination series.
ethrower on DSK3G9T082PROD with NOTICES




                                               $179,568 incurred in connection with                                                                           operate as a private investment fund in
                                               the reorganization were paid by the                        Filing Dates: The application was                   reliance on section 3(c)(1) of the Act.
                                               parent company of applicant’s adviser.                  filed on November 13, 2017, and                           Filing Dates: The application was
                                                  Filing Dates: The application was                    amended on December 8, 2017.                           filed on December 12, 2017.
                                               filed on December 7, 2017.                                 Applicant’s Address: 1801 California                   Applicant’s Address: 201 East Fifth
                                                  Applicant’s Address: 1 Main Street                   Street, Suite 5200, Denver, Colorado                   Street, Suite 1600, Cincinnati, Ohio
                                               North, Minot, North Dakota 58703.                       80202.                                                 45202.


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                                               568                            Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices

                                               FEG Directional Access Fund LLC [File                    notice is hereby given that, on December               that are seeking only to obtain a BTL
                                               No. 811–22685]                                           21, 2017, New York Stock Exchange                      and not trade equities at the Exchange.
                                                  Summary: Applicant, a closed-end                      LLC (the ‘‘Exchange’’) filed with the                  The proposed waiver of the New Firm
                                               investment company, seeks an order                       Securities and Exchange Commission                     Fee would be available only to
                                               declaring that it has ceased to be an                    (the ‘‘Commission’’) the proposed rule                 applicants seeking approval as a new
                                               investment company. Applicant                            change as described in Items I, II, and                member organization, including
                                               currently has fewer than 100 beneficial                  III below, which Items have been                       carrying firms, introducing firms, or
                                               owners, is not presently making an                       prepared by the self-regulatory                        non-public organizations, that would be
                                               offering of securities and does not                      organization. The Commission is                        seeking to obtain a BTL at the Exchange
                                               propose to make any offering of                          publishing this notice to solicit                      and not trade equities. Further, if a new
                                               securities. Applicant will continue to                   comments on the proposed rule change                   firm that is approved as a member
                                               operate as a private investment fund in                  from interested persons.                               organization and has had the New Firm
                                               reliance on section 3(c)(1) of the Act.                                                                         Fee waived converts a BTL to a full
                                                                                                        I. Self-Regulatory Organization’s                      trading license within one year of
                                                  Filing Dates: The application was                     Statement of the Terms of Substance of
                                               filed on December 12, 2017.                                                                                     approval, the New Firm Fee would be
                                                                                                        the Proposed Rule Change                               charged retroactively. The Exchange
                                                  Applicant’s Address: 201 East Fifth
                                               Street, Suite 1600, Cincinnati, Ohio                        The Exchange proposes to amend its                  believes that charging the New Firm Fee
                                               45202.                                                   Price List to (i) waive new firm                       retroactively within a year of approval
                                                                                                        application fees for applicants seeking                is appropriate because it would
                                               Bluearc Multi-Strategy Fund [File No.                    only to obtain a bond trading license                  discourage applicants to claim that they
                                               811–23017]                                               (‘‘BTL’’) for 2018; and (ii) waive the BTL             are applying for a BTL solely to avoid
                                                  Summary: Applicant, a closed-end                      fee for 2018. The Exchange proposes to                 New Firm Fees.
                                               investment company, seeks an order                       implement the fee changes effective                       Additionally, the Exchange currently
                                               declaring that it has ceased to be an                    January 2, 2018. The proposed rule                     charges a BTL fee of $1,000 per year.
                                               investment company. Applicant                            change is available on the Exchange’s                  The Exchange proposes to amend the
                                               currently has fewer than 100 beneficial                  website at www.nyse.com, at the                        Price List to waive the BTL fee for 2018.
                                               owners, is not presently making an                       principal office of the Exchange, and at                  The Exchange believes that the
                                               offering of securities and does not                      the Commission’s Public Reference                      proposed fee changes would provide
                                               propose to make any offering of                          Room.                                                  increased incentives for bond trading
                                               securities. Applicant will continue to                                                                          firms that are not currently Exchange
                                               operate as a private investment fund in                  II. Self-Regulatory Organization’s                     member organizations to apply for
                                               reliance on section 3(c)(1) of the Act.                  Statement of the Purpose of, and                       Exchange membership and a BTL. The
                                                  Filing Dates: The application was                     Statutory Basis for, the Proposed Rule                 Exchange believes that having more
                                               filed on November 1, 2017, and                           Change                                                 member organizations trading on the
                                               amended on December 13, 2017.                              In its filing with the Commission, the               Exchange’s bond platform would benefit
                                                  Applicant’s Address: 17605 Wright                     self-regulatory organization included                  investors through the additional display
                                               Street, Suite 2, Omaha, Nebraska 68130.                  statements concerning the purpose of,                  of liquidity and increased execution
                                                 For the Commission, by the Division of                 and basis for, the proposed rule change                opportunities in Exchange-traded bonds
                                               Investment Management, pursuant to                       and discussed any comments it received                 at the Exchange.
                                               delegated authority.                                     on the proposed rule change. The text                  2. Statutory Basis
                                               Robert W. Errett,                                        of those statements may be examined at
                                               Deputy Secretary.                                        the places specified in Item IV below.                    The Exchange believes that the
                                               [FR Doc. 2017–28488 Filed 1–3–18; 8:45 am]               The Exchange has prepared summaries,                   proposed rule change is consistent with
                                                                                                        set forth in sections A, B, and C below,               Section 6(b) of the Act,4 in general, and
                                               BILLING CODE 8011–01–P
                                                                                                        of the most significant parts of such                  furthers the objectives of Sections
                                                                                                        statements.                                            6(b)(4) and 6(b)(5) of the Act,5 in
                                               SECURITIES AND EXCHANGE                                                                                         particular, because it provides for the
                                                                                                        A. Self-Regulatory Organization’s                      equitable allocation of reasonable dues,
                                               COMMISSION
                                                                                                        Statement of the Purpose of, and the                   fees, and other charges among its
                                               [Release No. 34–82418; File No. SR–NYSE–                 Statutory Basis for, the Proposed Rule                 members, issuers and other persons
                                               2017–70]                                                 Change                                                 using its facilities and does not unfairly
                                               Self-Regulatory Organizations; New                       1. Purpose                                             discriminate between customers,
                                               York Stock Exchange LLC; Notice of                                                                              issuers, brokers or dealers.
                                                                                                           The Exchange proposes to amend its                     The Exchange believes that it is
                                               Filing and Immediate Effectiveness of                    Price List to (i) waive new firm                       reasonable to waive the New Firm Fee
                                               Proposed Rule Change To Amend Its                        application fees for applicants seeking                and the annual BTL fee for 2018 to
                                               Price List To Waive New Firm                             only to obtain a BTL for 2018; and (iii)               provide an incentive for bond trading
                                               Application Fees for Applicants                          [sic] waive the BTL fee for 2018. The                  firms to apply for Exchange membership
                                               Seeking Only To Obtain a Bond                            Exchange proposes to implement the fee                 and a BTL. The Exchange believes that
                                               Trading License for 2018 and Waive                       changes effective January 2, 2018.                     providing an incentive for bond trading
                                               the BTL Fee for 2018                                        The Exchange currently charges a                    firms that are not currently Exchange
                                               December 28, 2017.                                       New Firm Fee ranging from $2,500 to                    member organizations to apply for
ethrower on DSK3G9T082PROD with NOTICES




                                                  Pursuant to Section 19(b)(1) 1 of the                 $20,000, depending on the type of firm,                membership and a BTL would
                                               Securities Exchange Act of 1934 (the                     that is charged per application for any                encourage market participants to
                                               ‘‘Act’’) 2 and Rule 19b–4 thereunder,3                   broker-dealer that applies to be                       become members of the Exchange and
                                                                                                        approved as an Exchange member                         bring additional liquidity to the only
                                                 1 15 U.S.C. 78s(b)(1).                                 organization. The Exchange proposes to
                                                 2 15 U.S.C. 78a.                                       waive the New Firm Fee for 2018 for                      4 15   U.S.C. 78f(b).
                                                 3 17 CFR 240.19b–4.                                    new member organization applicants                       5 15   U.S.C. 78f(b)(4), (5).



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Document Created: 2018-01-04 02:02:13
Document Modified: 2018-01-04 02:02:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on November 28, 2017.
ContactBrad Gude, Senior Counsel, at (202) 551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549-8010.
FR Citation83 FR 566 

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