83_FR_5788 83 FR 5760 - Agency Information Collection Activities Under Review

83 FR 5760 - Agency Information Collection Activities Under Review

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 83, Issue 28 (February 9, 2018)

Page Range5760-5761
FR Document2018-02615

In compliance with the Paperwork Reduction Act (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

Federal Register, Volume 83 Issue 28 (Friday, February 9, 2018)
[Federal Register Volume 83, Number 28 (Friday, February 9, 2018)]
[Notices]
[Pages 5760-5761]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-02615]


=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under Review

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: In compliance with the Paperwork Reduction Act (``PRA''), this 
notice announces that the Information Collection Request (``ICR'') 
abstracted below has been forwarded to the Office of Management and 
Budget (``OMB'') for review and comment. The ICR describes the nature 
of the information collection and its expected costs and burden.

DATES: Comments must be submitted on or before March 12, 2018.

ADDRESSES: Comments regarding the burden estimate or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB within 30 days of the notice's 
publication by either of the following methods. Please identify the 
comments by ``OMB Control No. 3038-0082.''
     By email addressed to: OIRAsubmissions@omb.eop.gov or
     By mail addressed to: the Office of Information and 
Regulatory Affairs, Office of Management and Budget, Attention Desk 
Officer for the Commodity Futures Trading Commission, 725 17th Street 
NW, Washington DC 20503.
    A copy of all comments submitted to OIRA should be sent to the 
Commodity Futures Trading Commission (the ``Commission'') by either of 
the following methods. The copies should refer to ``OMB Control No. 
3038-0082.''
     The Agency's website, via its Comments Online process: 
http://comments.cftc.gov. Follow the instructions for submitting 
comments through the website.
     Mail: Secretary of the Commission, Commodity Futures 
Trading Commission, Three Lafayette Centre, 1155 21st Street NW, 
Washington, DC 20581.
     Hand Delivery/Courier: Same as Mail above.
     Federal eRulemaking Portal: http://www.regulations.gov/. 
Follow the instructions for submitting comments.

Please submit your comments using only one method.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established in Sec.  145.9 of the Commission's regulations.\1\
---------------------------------------------------------------------------

    \1\ 17 CFR 145.9.
---------------------------------------------------------------------------

    The Commission reserves the right, but shall have no obligation, to 
review, pre-screen, filter, redact, refuse or remove any or all of your 
submission from http://www.cftc.gov that it may deem to be 
inappropriate for publication, such as obscene language. All 
submissions that have been redacted or removed that contain comments on 
the merits of the ICR will be retained in the public comment file and 
will be considered as required under the Administrative Procedure Act 
and other applicable laws, and may be accessible under the Freedom of 
Information Act.

FOR FURTHER INFORMATION CONTACT: Christopher Ehrman, Director, 
Whistleblower Office, Commodity Futures Trading Commission, (202) 418-
7650; email: cehrman@cftc.gov; and refer to OMB Control No. 3038-0082.

SUPPLEMENTARY INFORMATION: 
    Title: Renewal for Whistleblower Provision, OMB Control Number 
3038-0082. This is a request for extension of a currently approved 
information collection.
    Abstract: 17 CFR 165.3(a) requires the submission of information to 
the Commission on a Form TCR. The Form TCR, ``Tip, Complaint, or 
Referral,'' and the instructions thereto, are designed to capture basic 
identifying information about a complainant and elicit sufficient 
information to determine whether the conduct alleged suggests a 
violation of the Commodity Exchange Act. 17 CFR 165.7(b)(1) requires 
the submission of information to the Commission on a Form WB-APP. The 
Form WB-APP, ``Application for Award for Original Information Provided 
Pursuant to Section 23 of the Commodity Exchange Act,'' and the 
instructions thereto, are designed to elicit sufficient information to 
determine whether and to what extent a claimant qualifies for a 
whistleblower award.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number. The OMB control numbers for the 
CFTC's regulations were published on December 30, 1981. See 46 FR 63035 
(Dec. 30, 1981). The Federal Register notice with a 60-day comment 
period soliciting comments on this collection of information was 
published on November 28, 2017 (82 FR 56222).
    The Commission received one comment, the thrust of which was to 
urge that information from whistleblowers be fully evaluated before 
award determinations are made. The purpose of this information 
collection is to permit such complete evaluation of whistleblower 
information.

[[Page 5761]]

     Burden Statement: The respondent burden for this 
collection is estimated to be 0.5 hours per response.
     Respondents/Affected Entities: Individuals.
     Estimated Number of Respondents: 600 per year.
     Estimated Total Annual Burden on Respondents: 300 hours.
     Frequency of Collection: Once.

(Authority: 44 U.S.C. 3501 et seq.)

    Dated: February 6, 2018.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2018-02615 Filed 2-8-18; 8:45 am]
 BILLING CODE 6351-01-P



                                                5760                           Federal Register / Vol. 83, No. 28 / Friday, February 9, 2018 / Notices

                                                determined that the products listed                     the nature of the information collection              from http://www.cftc.gov that it may
                                                below are no longer suitable for                        and its expected costs and burden.                    deem to be inappropriate for
                                                procurement by the Federal Government                   DATES: Comments must be submitted on                  publication, such as obscene language.
                                                under 41 U.S.C. 8501–8506 and 41 CFR                    or before March 12, 2018.                             All submissions that have been redacted
                                                51–2.4.                                                 ADDRESSES: Comments regarding the                     or removed that contain comments on
                                                                                                        burden estimate or any other aspect of                the merits of the ICR will be retained in
                                                Regulatory Flexibility Act Certification
                                                                                                        the information collection, including                 the public comment file and will be
                                                   I certify that the following action will                                                                   considered as required under the
                                                                                                        suggestions for reducing the burden,
                                                not have a significant impact on a                                                                            Administrative Procedure Act and other
                                                                                                        may be submitted directly to the Office
                                                substantial number of small entities.                                                                         applicable laws, and may be accessible
                                                                                                        of Information and Regulatory Affairs
                                                The major factors considered for this                                                                         under the Freedom of Information Act.
                                                                                                        (‘‘OIRA’’) in OMB within 30 days of the
                                                certification were:
                                                                                                        notice’s publication by either of the                 FOR FURTHER INFORMATION CONTACT:
                                                   1. The action will not result in
                                                                                                        following methods. Please identify the                Christopher Ehrman, Director,
                                                additional reporting, recordkeeping or
                                                                                                        comments by ‘‘OMB Control No. 3038–                   Whistleblower Office, Commodity
                                                other compliance requirements for small
                                                                                                        0082.’’                                               Futures Trading Commission, (202)
                                                entities.
                                                                                                           • By email addressed to:                           418–7650; email: cehrman@cftc.gov;
                                                   2. The action may result in
                                                                                                        OIRAsubmissions@omb.eop.gov or                        and refer to OMB Control No. 3038–
                                                authorizing small entities to furnish the                  • By mail addressed to: the Office of
                                                products to the Government.                                                                                   0082.
                                                                                                        Information and Regulatory Affairs,
                                                   3. There are no known regulatory                                                                           SUPPLEMENTARY INFORMATION:
                                                                                                        Office of Management and Budget,
                                                alternatives which would accomplish
                                                                                                        Attention Desk Officer for the                           Title: Renewal for Whistleblower
                                                the objectives of the Javits-Wagner-
                                                                                                        Commodity Futures Trading                             Provision, OMB Control Number 3038–
                                                O’Day Act (41 U.S.C. 8501–8506) in
                                                                                                        Commission, 725 17th Street NW,                       0082. This is a request for extension of
                                                connection with the products deleted
                                                                                                        Washington DC 20503.                                  a currently approved information
                                                from the Procurement List.                                 A copy of all comments submitted to                collection.
                                                End of Certification                                    OIRA should be sent to the Commodity                     Abstract: 17 CFR 165.3(a) requires the
                                                                                                        Futures Trading Commission (the                       submission of information to the
                                                  Accordingly, the following products
                                                                                                        ‘‘Commission’’) by either of the                      Commission on a Form TCR. The Form
                                                are deleted from the Procurement List:
                                                                                                        following methods. The copies should                  TCR, ‘‘Tip, Complaint, or Referral,’’ and
                                                Products                                                refer to ‘‘OMB Control No. 3038–0082.’’               the instructions thereto, are designed to
                                                NSN—Product Name: 3920–00–000–8908—                        • The Agency’s website, via its
                                                                                                                                                              capture basic identifying information
                                                    Shelf Assembly, Top                                 Comments Online process: http://
                                                Mandatory Source of Supply: Rauch, Inc.,
                                                                                                                                                              about a complainant and elicit sufficient
                                                                                                        comments.cftc.gov. Follow the
                                                    New Albany, IN                                                                                            information to determine whether the
                                                                                                        instructions for submitting comments
                                                Contracting Activity: USPS, Topeka                                                                            conduct alleged suggests a violation of
                                                                                                        through the website.
                                                    Purchasing Center, Topeka, KS                                                                             the Commodity Exchange Act. 17 CFR
                                                                                                           • Mail: Secretary of the Commission,
                                                NSN(s)—Product Name(s):                                                                                       165.7(b)(1) requires the submission of
                                                                                                        Commodity Futures Trading
                                                  8455–00–NSH–0001—Logo, BDU Coat and                                                                         information to the Commission on a
                                                                                                        Commission, Three Lafayette Centre,
                                                    Shirt                                                                                                     Form WB–APP. The Form WB–APP,
                                                                                                        1155 21st Street NW, Washington, DC
                                                  8455–00–NSH–0002—Logo, BDU Coat and                                                                         ‘‘Application for Award for Original
                                                    Shirt                                               20581.
                                                                                                                                                              Information Provided Pursuant to
                                                Mandatory Source of Supply: Southeastern                   • Hand Delivery/Courier: Same as
                                                                                                                                                              Section 23 of the Commodity Exchange
                                                    Kentucky Rehabilitation Industries, Inc.,           Mail above.
                                                                                                                                                              Act,’’ and the instructions thereto, are
                                                    Corbin, KY                                             • Federal eRulemaking Portal: http://
                                                                                                                                                              designed to elicit sufficient information
                                                Contracting Activity: Defense Logistics                 www.regulations.gov/. Follow the
                                                    Agency Troop Support                                                                                      to determine whether and to what
                                                                                                        instructions for submitting comments.
                                                                                                                                                              extent a claimant qualifies for a
                                                Amy B. Jensen,                                          Please submit your comments using                     whistleblower award.
                                                Director, Business Operations.                          only one method.
                                                                                                           All comments must be submitted in                     An agency may not conduct or
                                                [FR Doc. 2018–02652 Filed 2–8–18; 8:45 am]                                                                    sponsor, and a person is not required to
                                                                                                        English, or if not, accompanied by an
                                                BILLING CODE 6353–01–P
                                                                                                        English translation. Comments will be                 respond to, a collection of information
                                                                                                        posted as received to http://                         unless it displays a currently valid OMB
                                                                                                        www.cftc.gov. You should submit only                  control number. The OMB control
                                                COMMODITY FUTURES TRADING                               information that you wish to make                     numbers for the CFTC’s regulations
                                                COMMISSION                                              available publicly. If you wish the                   were published on December 30, 1981.
                                                                                                        Commission to consider information                    See 46 FR 63035 (Dec. 30, 1981). The
                                                Agency Information Collection                                                                                 Federal Register notice with a 60-day
                                                Activities Under Review                                 that you believe is exempt from
                                                                                                        disclosure under the Freedom of                       comment period soliciting comments on
                                                AGENCY: Commodity Futures Trading                       Information Act, a petition for                       this collection of information was
                                                Commission.                                             confidential treatment of the exempt                  published on November 28, 2017 (82 FR
                                                                                                        information may be submitted according                56222).
                                                ACTION: Notice.
                                                                                                                                                                 The Commission received one
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                        to the procedures established in § 145.9
                                                SUMMARY:  In compliance with the                        of the Commission’s regulations.1                     comment, the thrust of which was to
                                                Paperwork Reduction Act (‘‘PRA’’), this                    The Commission reserves the right,                 urge that information from
                                                notice announces that the Information                   but shall have no obligation, to review,              whistleblowers be fully evaluated before
                                                Collection Request (‘‘ICR’’) abstracted                 pre-screen, filter, redact, refuse or                 award determinations are made. The
                                                below has been forwarded to the Office                  remove any or all of your submission                  purpose of this information collection is
                                                of Management and Budget (‘‘OMB’’) for                                                                        to permit such complete evaluation of
                                                review and comment. The ICR describes                     1 17   CFR 145.9.                                   whistleblower information.


                                           VerDate Sep<11>2014   16:57 Feb 08, 2018   Jkt 244001   PO 00000   Frm 00007   Fmt 4703   Sfmt 4703   E:\FR\FM\09FEN1.SGM   09FEN1


                                                                               Federal Register / Vol. 83, No. 28 / Friday, February 9, 2018 / Notices                                           5761

                                                  • Burden Statement: The respondent                    instructions for submitting comments                  requested burden based on available
                                                burden for this collection is estimated to              through the Portal.                                   reported data.
                                                be 0.5 hours per response.                                Please submit your comments using                      With respect to the collection of
                                                  • Respondents/Affected Entities:                      only one method. All comments must be                 information, the CFTC invites
                                                Individuals.                                            submitted in English, or if not,                      comments on:
                                                  • Estimated Number of Respondents:                    accompanied by an English translation.                   • Whether the proposed collection of
                                                600 per year.                                           Comments will be posted as received to                information is necessary for the proper
                                                  • Estimated Total Annual Burden on                    http://www.cftc.gov.                                  performance of the functions of the
                                                Respondents: 300 hours.                                                                                       Commission, including whether the
                                                  • Frequency of Collection: Once.                      FOR FURTHER INFORMATION CONTACT:                      information will have a practical use;
                                                (Authority: 44 U.S.C. 3501 et seq.)                     Owen J. Kopon, Special Counsel,                          • The accuracy of the Commission’s
                                                                                                        Division of Market Oversight,                         estimate of the burden of the proposed
                                                  Dated: February 6, 2018.                              Commodity Futures Trading                             collection of information, including the
                                                Robert N. Sidman,                                       Commission, (202) 418–5360; email:                    validity of the methodology and
                                                Deputy Secretary of the Commission.                     okopon@cftc.gov.                                      assumptions used;
                                                [FR Doc. 2018–02615 Filed 2–8–18; 8:45 am]
                                                                                                        SUPPLEMENTARY INFORMATION:        Under the              • Ways to enhance the quality,
                                                BILLING CODE 6351–01–P
                                                                                                        PRA, Federal agencies must obtain                     usefulness, and clarity of the
                                                                                                        approval from the Office of Management                information to be collected; and
                                                                                                        and Budget (OMB) for each collection of                  • Ways to minimize the burden of
                                                COMMODITY FUTURES TRADING                                                                                     collection of information on those who
                                                                                                        information they conduct or sponsor.
                                                COMMISSION                                                                                                    are to respond, including through the
                                                                                                        ‘‘Collection of Information’’ is defined
                                                Agency Information Collection                           in 44 U.S.C. 3502(3) and 5 CFR 1320.3                 use of appropriate automated electronic,
                                                Activities: Notice of Intent To Extend                  and includes agency requests or                       mechanical, or other technological
                                                Collection 3038–0095; Large Trader                      requirements that members of the public               collection techniques or other forms of
                                                Reporting for Physical Commodity                        submit reports, keep records, or provide              information technology; e.g., permitting
                                                Swaps                                                   information to a third party. Section                 electronic submission of responses.
                                                                                                        3506(c)(2)(A) of the PRA, 44 U.S.C.                      All comments must be submitted in
                                                AGENCY: Commodity Futures Trading                       3506(c)(2)(A), requires Federal agencies              English, or if not, accompanied by an
                                                Commission.                                             to provide a 60-day notice in the                     English translation. Comments will be
                                                ACTION: Notice.                                         Federal Register concerning each                      posted as received to http://
                                                                                                        proposed collection of information                    www.cftc.gov. You should submit only
                                                SUMMARY:   The Commodity Futures                                                                              information that you wish to make
                                                Trading Commission (CFTC) is                            before submitting the collection to OMB
                                                                                                        for approval. An agency may not                       available publicly. If you wish the
                                                announcing an opportunity for public                                                                          Commission to consider information
                                                comment on the proposed extension of                    conduct or sponsor, and a person is not
                                                                                                        required to respond to, a collection of               that you believe is exempt from
                                                a collection of certain information by                                                                        disclosure under the Freedom of
                                                the agency. Under the Paperwork                         information unless it displays a valid
                                                                                                        OMB control number. To comply with                    Information Act, a petition for
                                                Reduction Act (‘‘PRA’’), Federal                                                                              confidential treatment of the exempt
                                                agencies are required to publish notice                 this requirement, the CFTC is
                                                                                                        publishing notice of the proposed                     information may be submitted according
                                                in the Federal Register concerning each                                                                       to the procedures established in § 145.9
                                                proposed collection of information,                     collection of information listed below.
                                                                                                           Title: Large Trader Reporting for                  of the Commission’s regulations.1
                                                including each proposed extension of an                                                                          The Commission reserves the right,
                                                existing collection of information, and                 Physical Commodity Swaps, (OMB
                                                                                                                                                              but shall have no obligation, to review,
                                                to allow 60 days for public comment.                    Control No. 3038–0095). This is a
                                                                                                                                                              pre-screen, filter, redact, refuse or
                                                This notice solicits comments on the                    request for extension of a currently
                                                                                                                                                              remove any or all of your submission
                                                information collection requirements set                 approved information collection.
                                                                                                                                                              from http://www.cftc.gov that it may
                                                out in part 20 of the Commission’s                         Abstract: Part 20 of the Commission’s              deem to be inappropriate for
                                                regulations concerning large trader                     regulations (‘‘Reporting Rules’’) requires            publication, such as obscene language.
                                                reporting for physical commodity                        clearing organizations and any persons                All submissions that have been redacted
                                                swaps.                                                  that are ‘‘reporting entities’’ to file               or removed that contain comments on
                                                DATES: Comments must be submitted on                    swaps position data with the                          the merits of the ICR will be retained in
                                                or before April 10, 2018.                               Commission. The Reporting Rules                       the public comment file and will be
                                                ADDRESSES: You may submit comments,
                                                                                                        collect clearing member reports from                  considered as required under the
                                                identified by ‘‘3038–0095’’ by any of the               clearing organizations. The Reporting                 Administrative Procedure Act and other
                                                following methods:                                      Rules also require position reports from              applicable laws, and may be accessible
                                                  • The Agency’s website, at http://                    reporting entities for principal and                  under the Freedom of Information Act.
                                                comments.cftc.gov/. Follow the                          counterparty positions in cleared and
                                                instructions for submitting comments                    uncleared physical commodity swaps.                   Burden Statement
                                                through the website.                                    Reporting entities are those persons that               The annual respondent burden for
                                                  • Mail: Christopher Kirkpatrick,                      are either ‘‘clearing members’’ or ‘‘swap             this collection during the renewal
                                                Secretary of the Commission,                            dealers’’ that are otherwise not clearing             period is estimated to be as follows:
                                                                                                        members. For purposes of part 20,                       • Estimated Number of Respondents:
sradovich on DSK3GMQ082PROD with NOTICES




                                                Commodity Futures Trading
                                                Commission, Three Lafayette Centre,                     reporting parties are required to submit              4,824.
                                                1155 21st Street NW, Washington, DC                     data on positions on a futures                          • Estimated Average Annual Burden
                                                20581.                                                  equivalent basis so as to allow the                   Hours per Respondent: 1.55.
                                                  • Hand Delivery/Courier: Same as                      Commission to assess a trader’s market                  • Estimated Total Annual Number of
                                                Mail above.                                             impact across differently structured but              Responses: 56,088.
                                                  • Federal eRulemaking Portal: http://                 linked derivatives instruments and
                                                www.regulations.gov/. Follow the                        markets. This renewal updates the total                 1   17 CFR 145.9.



                                           VerDate Sep<11>2014   16:57 Feb 08, 2018   Jkt 244001   PO 00000   Frm 00008   Fmt 4703   Sfmt 4703   E:\FR\FM\09FEN1.SGM    09FEN1



Document Created: 2018-02-09 00:12:14
Document Modified: 2018-02-09 00:12:14
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be submitted on or before March 12, 2018.
ContactChristopher Ehrman, Director, Whistleblower Office, Commodity Futures Trading Commission, (202) 418- 7650; email: [email protected]; and refer to OMB Control No. 3038-0082.
FR Citation83 FR 5760 

2024 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR