83_FR_59019 83 FR 58794 - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule

83 FR 58794 - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 225 (November 21, 2018)

Page Range58794-58795
FR Document2018-25343

Federal Register, Volume 83 Issue 225 (Wednesday, November 21, 2018)
[Federal Register Volume 83, Number 225 (Wednesday, November 21, 2018)]
[Notices]
[Pages 58794-58795]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-25343]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-84603; File No. SR-NYSEAMER-2018-48]


Self-Regulatory Organizations; NYSE American LLC; Notice of 
Filing and Immediate Effectiveness of Proposed Change To Modify the 
NYSE American Options Fee Schedule

November 15, 2018.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that, on November 8, 2018, NYSE American LLC (the ``Exchange'' or 
``NYSE American'') filed with the Securities and Exchange Commission 
(the ``Commission'') the proposed rule change as described in Items I, 
II, and III below, which Items have been prepared by the self-
regulatory organization. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C.78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to modify the NYSE American Options Fee 
Schedule (``Fee Schedule''). The Exchange proposes to implement the fee 
change effective November 8, 2018. The proposed change is available on 
the Exchange's website at www.nyse.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The purpose of this filing is to modify the Fee Schedule, effective 
November 8, 2018, to eliminate obsolete charges. Specifically, the 
Exchange proposes to remove now obsolete references to fees for Mini 
Options and Binary Return Derivatives (``ByRDS''), and to modify its 
Royalty Fees to remove products that the Exchange is no longer licensed 
to trade.
    The Exchange adopted fees for Mini Options in 2013, when Mini 
Options were first listed.\4\ In the intervening years, the Exchange 
ceased adding new Mini-Option series, and eventually there were no 
Mini-Options trading on the Exchange. Thus, the Exchange proposes to 
remove from the Fee Schedule as obsolete all references to Mini-Options 
and associated fees.\5\ Given that the Exchange is removing Mini 
Options, it proposes to further streamline the Fee Schedule by removing 
as superfluous the designation of ``Standard'' as to delineate non-Mini 
Options and to make any related conforming changes to maintain 
appropriate grammar, sentence structure, etc.\6\
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    \4\ See, e.g., Securities Exchange Act Release No. 69298 (April 
4, 2013), 78 FR 21464 (April 10, 2013) (NYSEMKT-2013-24).
    \5\ See proposed Fee Schedule, Table of Contents, Key Terms and 
Definitions, Sections I.B., I.C., I.F., I.I., I.J., I.L., II and 
III. The Exchange proposes to hold Section I.B., which currently 
sets forth fees for Mini Options, as Reserved.
    \6\ See proposed Fee Schedule, Table of Contents, Key Terms and 
Definitions, Sections I.A.-I.G., I.I-I.J., I.L., II and III.
---------------------------------------------------------------------------

    The Exchange listed ByRDs for trading in 2016,\7\ but ceased adding 
new series earlier this year, and no longer has any ByRDs available for 
trading. Thus, the Exchange proposes to remove from the Fee Schedule as 
obsolete all references to ByRDs and associated fees/credits as well as 
to make necessary conforming changes, including deleting note 5 to 
Section I.A. and re-numbering the balance of the notes to this section 
to maintain clarity and consistency.\8\
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    \7\ The Exchange adopted ByRDs in 2007 and re-launched trading 
in ByRDs in March, 2016. See Securities Exchange Act Release No. 
56251 (August 14, 2007), 72 FR 46523 (August 20, 2007)(SR-Amex-2004-
27) (Order approving listing of Fixed Return Options (``FROs'')); 
see also Securities Exchange Act Release Nos. 71957 (April 16, 
2014), 79 FR 22563 (April 22, 2014) (SR-NYSEMKT-2014-06) (Order 
approving name change from FROs to Binary Return Derivatives (ByRDs) 
and re-launch of these products, with certain modification, and 
amending Obvious Errors rules to include ByRDs); 77014 (February 2, 
2016), 81 FR 6566 (February 8, 2016) (SR-NYSEMKT-2016-16) (immediate 
effectiveness filing amending amend certain of rules related to 
ByRDs).
    \8\ See proposed Fee Schedule, Table of Contents, Sections I.A., 
I.H., I.M, and III.C., note 1. The Exchange proposes to hold Section 
I.H., which currently sets the Early Adopter Specialist [in ByRDs], 
as Reserved.
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    Section I.K. of the Fee Schedule contains a table that sets forth 
the Royalty Fees that the Exchange charges market participant for 
trades in proprietary products for which the Exchange has a license, 
namely: Mini Nasdaq 100 Index (NDX), Nasdaq 100 Index (MNX), the 
Russell Index (RUT), and KBW Bank Index (BKX). The Exchange proposes to 
delete the table and to instead reference a $0.10 per contract Royalty 
Fee for BKX, as this product continues to be licensed to the 
Exchange.\9\
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    \9\ See proposed Fee Schedule, Section I.K.
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2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Act,\10\ in general, and furthers the 
objectives of Sections 6(b)(4) and (5) of the Act,\11\ in particular, 
because it provides for the equitable allocation of reasonable dues, 
fees, and other charges among its members, issuers and other persons 
using its facilities and does not unfairly discriminate between 
customers, issuers, brokers or dealers.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78f(b).
    \11\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

    The Exchange believes that the proposed modifications to the Fee

[[Page 58795]]

Schedule, including removing obsolete references to products that the 
Exchange no longer offers or licenses, together with their associated 
fees, are reasonable, equitable, and not unfairly discriminatory 
because the changes provides clarity to the Fee Schedule, and does not 
affect any current activity by any ATP Holder. Relatedly, the proposed 
modifications to streamline the text of the Fee Schedule, including by 
removing the modifier ``Standard'' to delineate on non-Mini Option, 
would likewise add clarity and transparency to the Fee Schedule making 
it easier for market participants to navigate and comprehend.

B. Self-Regulatory Organization's Statement on Burden on Competition

    In accordance with Section 6(b)(8) of the Act,\12\ the Exchange 
does not believe that the proposed rule change would impose any burden 
on competition that is not necessary or appropriate in furtherance of 
the purposes of the Act. Instead, the proposed change is meant to add 
clarity and transparency to the Fee Schedule to the benefit of all 
market participants that trade on the Exchange.
---------------------------------------------------------------------------

    \12\ 15 U.S.C. 78f(b)(8).
---------------------------------------------------------------------------

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The foregoing rule change is effective upon filing pursuant to 
Section 19(b)(3)(A) \13\ of the Act and subparagraph (f)(2) of Rule 
19b-4 \14\ thereunder, because it establishes a due, fee, or other 
charge imposed by the Exchange.
---------------------------------------------------------------------------

    \13\ 15 U.S.C. 78s(b)(3)(A).
    \14\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of such proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings under 
Section 19(b)(2)(B) \15\ of the Act to determine whether the proposed 
rule change should be approved or disapproved.
---------------------------------------------------------------------------

    \15\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEAMER-2018-48 on the subject line.

Paper Comments

     Send paper comments in triplicate to Brent J. Fields, 
Secretary, Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEAMER-2018-48. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's internet website (http://www.sec.gov/rules/sro.shtml). 
Copies of the submission, all subsequent amendments, all written 
statements with respect to the proposed rule change that are filed with 
the Commission, and all written communications relating to the proposed 
rule change between the Commission and any person, other than those 
that may be withheld from the public in accordance with the provisions 
of 5 U.S.C. 552, will be available for website viewing and printing in 
the Commission's Public Reference Room, 100 F Street NE, Washington, DC 
20549 on official business days between the hours of 10:00 a.m. and 
3:00 p.m. Copies of the filing also will be available for inspection 
and copying at the principal office of the Exchange. All comments 
received will be posted without change. Persons submitting comments are 
cautioned that we do not redact or edit personal identifying 
information from comment submissions. You should submit only 
information that you wish to make available publicly. All submissions 
should refer to File Number SR-NYSEAMER-2018-48 and should be submitted 
on or before December 12, 2018.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\16\
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    \16\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-25343 Filed 11-20-18; 8:45 am]
BILLING CODE 8011-01-P



                                               58794                    Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Notices

                                               proposed rule change between the                        I. Self-Regulatory Organization’s                        delineate non-Mini Options and to make
                                               Commission and any person, other than                   Statement of the Terms of Substance of                   any related conforming changes to
                                               those that may be withheld from the                     the Proposed Rule Change                                 maintain appropriate grammar, sentence
                                               public in accordance with the                              The Exchange proposes to modify the                   structure, etc.6
                                               provisions of 5 U.S.C. 552, will be                                                                                 The Exchange listed ByRDs for
                                                                                                       NYSE American Options Fee Schedule
                                               available for website viewing and                                                                                trading in 2016,7 but ceased adding new
                                                                                                       (‘‘Fee Schedule’’). The Exchange
                                               printing in the Commission’s Public                                                                              series earlier this year, and no longer
                                                                                                       proposes to implement the fee change
                                               Reference Room, 100 F Street NE,                                                                                 has any ByRDs available for trading.
                                                                                                       effective November 8, 2018. The
                                               Washington, DC 20549, on official                                                                                Thus, the Exchange proposes to remove
                                                                                                       proposed change is available on the
                                               business days between the hours of                                                                               from the Fee Schedule as obsolete all
                                                                                                       Exchange’s website at www.nyse.com, at
                                               10:00 a.m. and 3:00 p.m. Copies of the                                                                           references to ByRDs and associated fees/
                                                                                                       the principal office of the Exchange, and
                                               filing also will be available for                                                                                credits as well as to make necessary
                                                                                                       at the Commission’s Public Reference
                                               inspection and copying at the principal                                                                          conforming changes, including deleting
                                                                                                       Room.                                                    note 5 to Section I.A. and re-numbering
                                               office of the Exchange. All comments
                                               received will be posted without change.                 II. Self-Regulatory Organization’s                       the balance of the notes to this section
                                               Persons submitting comments are                         Statement of the Purpose of, and                         to maintain clarity and consistency.8
                                                                                                       Statutory Basis for, the Proposed Rule                      Section I.K. of the Fee Schedule
                                               cautioned that we do not redact or edit
                                                                                                       Change                                                   contains a table that sets forth the
                                               personal identifying information from
                                                                                                                                                                Royalty Fees that the Exchange charges
                                               comment submissions. You should                           In its filing with the Commission, the
                                                                                                                                                                market participant for trades in
                                               submit only information that you wish                   self-regulatory organization included                    proprietary products for which the
                                               to make available publicly. All                         statements concerning the purpose of,                    Exchange has a license, namely: Mini
                                               submissions should refer to File                        and basis for, the proposed rule change                  Nasdaq 100 Index (NDX), Nasdaq 100
                                               Number SR–CboeBZX–2018–077 and                          and discussed any comments it received                   Index (MNX), the Russell Index (RUT),
                                               should be submitted on or before                        on the proposed rule change. The text                    and KBW Bank Index (BKX). The
                                               December 12, 2018.                                      of those statements may be examined at                   Exchange proposes to delete the table
                                                 For the Commission, by the Division of
                                                                                                       the places specified in Item IV below.                   and to instead reference a $0.10 per
                                               Trading and Markets, pursuant to delegated              The Exchange has prepared summaries,                     contract Royalty Fee for BKX, as this
                                               authority.48                                            set forth in sections A, B, and C below,                 product continues to be licensed to the
                                                                                                       of the most significant parts of such                    Exchange.9
                                               Eduardo A. Aleman,
                                                                                                       statements.
                                               Assistant Secretary.                                                                                             2. Statutory Basis
                                               [FR Doc. 2018–25344 Filed 11–20–18; 8:45 am]            A. Self-Regulatory Organization’s
                                                                                                       Statement of the Purpose of, and the                        The Exchange believes that the
                                               BILLING CODE 8011–01–P
                                                                                                       Statutory Basis for, the Proposed Rule                   proposed rule change is consistent with
                                                                                                       Change                                                   Section 6(b) of the Act,10 in general, and
                                                                                                                                                                furthers the objectives of Sections
                                               SECURITIES AND EXCHANGE                                 1. Purpose                                               6(b)(4) and (5) of the Act,11 in particular,
                                               COMMISSION                                                 The purpose of this filing is to modify               because it provides for the equitable
                                                                                                       the Fee Schedule, effective November 8,                  allocation of reasonable dues, fees, and
                                               [Release No. 34–84603; File No. SR–                     2018, to eliminate obsolete charges.                     other charges among its members,
                                               NYSEAMER–2018–48]                                       Specifically, the Exchange proposes to                   issuers and other persons using its
                                                                                                       remove now obsolete references to fees                   facilities and does not unfairly
                                               Self-Regulatory Organizations; NYSE                     for Mini Options and Binary Return                       discriminate between customers,
                                               American LLC; Notice of Filing and                      Derivatives (‘‘ByRDS’’), and to modify                   issuers, brokers or dealers.
                                               Immediate Effectiveness of Proposed                     its Royalty Fees to remove products that                    The Exchange believes that the
                                               Change To Modify the NYSE American                      the Exchange is no longer licensed to                    proposed modifications to the Fee
                                               Options Fee Schedule                                    trade.                                                      6 See proposed Fee Schedule, Table of Contents,

                                               November 15, 2018.
                                                                                                          The Exchange adopted fees for Mini                    Key Terms and Definitions, Sections I.A.-I.G., I.I–
                                                                                                       Options in 2013, when Mini Options                       I.J., I.L., II and III.
                                                  Pursuant to Section 19(b)(1) 1 of the                were first listed.4 In the intervening                      7 The Exchange adopted ByRDs in 2007 and re-

                                               Securities Exchange Act of 1934 (the                    years, the Exchange ceased adding new                    launched trading in ByRDs in March, 2016. See
                                               ‘‘Act’’) 2 and Rule 19b–4 thereunder,3                                                                           Securities Exchange Act Release No. 56251 (August
                                                                                                       Mini-Option series, and eventually there                 14, 2007), 72 FR 46523 (August 20, 2007)(SR–
                                               notice is hereby given that, on                         were no Mini-Options trading on the                      Amex–2004–27) (Order approving listing of Fixed
                                               November 8, 2018, NYSE American LLC                     Exchange. Thus, the Exchange proposes                    Return Options (‘‘FROs’’)); see also Securities
                                               (the ‘‘Exchange’’ or ‘‘NYSE American’’)                 to remove from the Fee Schedule as                       Exchange Act Release Nos. 71957 (April 16, 2014),
                                               filed with the Securities and Exchange                                                                           79 FR 22563 (April 22, 2014) (SR–NYSEMKT–
                                                                                                       obsolete all references to Mini-Options                  2014–06) (Order approving name change from FROs
                                               Commission (the ‘‘Commission’’) the                     and associated fees.5 Given that the                     to Binary Return Derivatives (ByRDs) and re-launch
                                               proposed rule change as described in                    Exchange is removing Mini Options, it                    of these products, with certain modification, and
                                               Items I, II, and III below, which Items                 proposes to further streamline the Fee                   amending Obvious Errors rules to include ByRDs);
                                               have been prepared by the self-                                                                                  77014 (February 2, 2016), 81 FR 6566 (February 8,
                                                                                                       Schedule by removing as superfluous                      2016) (SR–NYSEMKT–2016–16) (immediate
                                               regulatory organization. The                            the designation of ‘‘Standard’’ as to                    effectiveness filing amending amend certain of rules
khammond on DSK30JT082PROD with NOTICES




                                               Commission is publishing this notice to                                                                          related to ByRDs).
                                               solicit comments on the proposed rule                      4 See, e.g., Securities Exchange Act Release No.         8 See proposed Fee Schedule, Table of Contents,

                                               change from interested persons.                         69298 (April 4, 2013), 78 FR 21464 (April 10, 2013)      Sections I.A., I.H., I.M, and III.C., note 1. The
                                                                                                       (NYSEMKT–2013–24).                                       Exchange proposes to hold Section I.H., which
                                                                                                          5 See proposed Fee Schedule, Table of Contents,       currently sets the Early Adopter Specialist [in
                                                 48 17 CFR 200.30–3(a)(12).                                                                                     ByRDs], as Reserved.
                                                                                                       Key Terms and Definitions, Sections I.B., I.C., I.F.,
                                                 1 15 U.S.C.78s(b)(1).                                                                                             9 See proposed Fee Schedule, Section I.K.
                                                                                                       I.I., I.J., I.L., II and III. The Exchange proposes to
                                                 2 15 U.S.C. 78a.                                                                                                  10 15 U.S.C. 78f(b).
                                                                                                       hold Section I.B., which currently sets forth fees for
                                                 3 17 CFR 240.19b–4.                                   Mini Options, as Reserved.                                  11 15 U.S.C. 78f(b)(4) and (5).




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                                                                       Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Notices                                                 58795

                                               Schedule, including removing obsolete                   change should be approved or                            For the Commission, by the Division of
                                               references to products that the Exchange                disapproved.                                          Trading and Markets, pursuant to delegated
                                               no longer offers or licenses, together                                                                        authority.16
                                                                                                       IV. Solicitation of Comments                          Eduardo A. Aleman,
                                               with their associated fees, are
                                               reasonable, equitable, and not unfairly                   Interested persons are invited to                   Assistant Secretary.
                                               discriminatory because the changes                      submit written data, views, and                       [FR Doc. 2018–25343 Filed 11–20–18; 8:45 am]
                                               provides clarity to the Fee Schedule,                   arguments concerning the foregoing,                   BILLING CODE 8011–01–P
                                               and does not affect any current activity                including whether the proposed rule
                                               by any ATP Holder. Relatedly, the                       change is consistent with the Act.
                                               proposed modifications to streamline                    Comments may be submitted by any of                   SECURITIES AND EXCHANGE
                                               the text of the Fee Schedule, including                 the following methods:                                COMMISSION
                                               by removing the modifier ‘‘Standard’’ to                                                                      [Release No. 34–84599; File No. SR–
                                                                                                       Electronic Comments
                                               delineate on non-Mini Option, would                                                                           CboeEDGA–2018–017]
                                               likewise add clarity and transparency to                   • Use the Commission’s internet
                                               the Fee Schedule making it easier for                   comment form (http://www.sec.gov/                     Self-Regulatory Organizations; Cboe
                                               market participants to navigate and                     rules/sro.shtml); or                                  EDGA Exchange, Inc.; Notice of Filing
                                               comprehend.                                                • Send an email to rule-comments@                  and Immediate Effectiveness of a
                                                                                                       sec.gov. Please include File Number SR–               Proposed Rule Change Relating To
                                               B. Self-Regulatory Organization’s                                                                             Amend the Exchange’s Fee Schedule
                                               Statement on Burden on Competition                      NYSEAMER–2018–48 on the subject
                                                                                                       line.                                                 Applicable to its Equities Trading
                                                  In accordance with Section 6(b)(8) of                                                                      Platform
                                                                                                       Paper Comments
                                               the Act,12 the Exchange does not believe                                                                      November 15, 2018.
                                               that the proposed rule change would                       • Send paper comments in triplicate                    Pursuant to Section 19(b)(1) of the
                                               impose any burden on competition that                   to Brent J. Fields, Secretary, Securities             Securities Exchange Act of 1934 (the
                                               is not necessary or appropriate in                      and Exchange Commission, 100 F Street                 ‘‘Act’’),1 and Rule 19b–4 thereunder,2
                                               furtherance of the purposes of the Act.                 NE, Washington, DC 20549–1090.                        notice is hereby given that on November
                                               Instead, the proposed change is meant                                                                         1, 2018, EDGA Exchange, Inc. (the
                                                                                                       All submissions should refer to File
                                               to add clarity and transparency to the                                                                        ‘‘Exchange’’ or ‘‘EDGA’’) filed with the
                                                                                                       Number SR–NYSEAMER–2018–48. This
                                               Fee Schedule to the benefit of all market                                                                     Securities and Exchange Commission
                                                                                                       file number should be included on the
                                               participants that trade on the Exchange.                                                                      (the ‘‘Commission’’) the proposed rule
                                                                                                       subject line if email is used. To help the
                                               C. Self-Regulatory Organization’s                       Commission process and review your                    change as described in Items I and II
                                               Statement on Comments on the                            comments more efficiently, please use                 below, which Items have been prepared
                                               Proposed Rule Change Received From                      only one method. The Commission will                  by the Exchange. The Commission is
                                               Members, Participants, or Others                        post all comments on the Commission’s                 publishing this notice to solicit
                                                                                                       internet website (http://www.sec.gov/                 comments on the proposed rule change
                                                 No written comments were solicited                    rules/sro.shtml). Copies of the                       from interested persons.
                                               or received with respect to the proposed                submission, all subsequent                            I. Self-Regulatory Organization’s
                                               rule change.                                            amendments, all written statements                    Statement of the Terms of Substance of
                                               III. Date of Effectiveness of the                       with respect to the proposed rule                     the Proposed Rule Change
                                               Proposed Rule Change and Timing for                     change that are filed with the
                                                                                                       Commission, and all written                              Cboe EDGA Exchange, Inc. (‘‘EDGA’’
                                               Commission Action                                                                                             or the ‘‘Exchange’’) is filing with the
                                                                                                       communications relating to the
                                                                                                       proposed rule change between the                      Securities and Exchange Commission
                                                  The foregoing rule change is effective
                                                                                                       Commission and any person, other than                 (the ‘‘Commission’’) a proposed rule
                                               upon filing pursuant to Section
                                                                                                       those that may be withheld from the                   change to amend the Exchange’s fee
                                               19(b)(3)(A) 13 of the Act and
                                                                                                       public in accordance with the                         schedule applicable to its equities
                                               subparagraph (f)(2) of Rule 19b–4 14
                                                                                                       provisions of 5 U.S.C. 552, will be                   trading platform.
                                               thereunder, because it establishes a due,
                                                                                                       available for website viewing and                        The text of the proposed rule change
                                               fee, or other charge imposed by the
                                                                                                       printing in the Commission’s Public                   is also available on the Exchange’s
                                               Exchange.
                                                                                                       Reference Room, 100 F Street NE,                      website (http://www.cboe.com/
                                                  At any time within 60 days of the                                                                          AboutCBOE/
                                               filing of such proposed rule change, the                Washington, DC 20549 on official
                                                                                                       business days between the hours of                    CBOELegalRegulatoryHome.aspx), at
                                               Commission summarily may                                                                                      the Exchange’s Office of the Secretary,
                                               temporarily suspend such rule change if                 10:00 a.m. and 3:00 p.m. Copies of the
                                                                                                       filing also will be available for                     and at the Commission’s Public
                                               it appears to the Commission that such                                                                        Reference Room.
                                               action is necessary or appropriate in the               inspection and copying at the principal
                                               public interest, for the protection of                  office of the Exchange. All comments                  II. Self-Regulatory Organization’s
                                               investors, or otherwise in furtherance of               received will be posted without change.               Statement of the Purpose of, and
                                               the purposes of the Act. If the                         Persons submitting comments are                       Statutory Basis for, the Proposed Rule
                                               Commission takes such action, the                       cautioned that we do not redact or edit               Change
                                                                                                       personal identifying information from
khammond on DSK30JT082PROD with NOTICES




                                               Commission shall institute proceedings                                                                          In its filing with the Commission, the
                                               under Section 19(b)(2)(B) 15 of the Act to              comment submissions. You should
                                                                                                                                                             Exchange included statements
                                               determine whether the proposed rule                     submit only information that you wish
                                                                                                                                                             concerning the purpose of and basis for
                                                                                                       to make available publicly. All
                                                                                                                                                             the proposed rule change and discussed
                                                 12 15
                                                                                                       submissions should refer to File
                                                       U.S.C. 78f(b)(8).
                                                 13 15 U.S.C. 78s(b)(3)(A).
                                                                                                       Number SR–NYSEAMER–2018–48 and                          16 17 CFR 200.30–3(a)(12).
                                                 14 17 CFR 240.19b–4(f)(2).                            should be submitted on or before                        1 15 U.S.C. 78s(b)(1).
                                                 15 15 U.S.C. 78s(b)(2)(B).                            December 12, 2018.                                      2 17 CFR 240.19b–4.




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Document Created: 2018-11-21 03:11:36
Document Modified: 2018-11-21 03:11:36
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation83 FR 58794 

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