83_FR_5999 83 FR 5970 - Notice of Inquiry; Request for Comments Regarding Review of United States Munitions List Categories V, X, and XI

83 FR 5970 - Notice of Inquiry; Request for Comments Regarding Review of United States Munitions List Categories V, X, and XI

DEPARTMENT OF STATE

Federal Register Volume 83, Issue 29 (February 12, 2018)

Page Range5970-5971
FR Document2018-02495

The Department of State requests comments from the public to inform its review of the controls implemented in recent revisions to Categories V, X, and XI of the United States Munitions List (USML). The Department periodically reviews USML categories to ensure that they are clear, do not inadvertently control items in normal commercial use, account for technological developments, and properly implement the national security and foreign policy objectives of the United States.

Federal Register, Volume 83 Issue 29 (Monday, February 12, 2018)
[Federal Register Volume 83, Number 29 (Monday, February 12, 2018)]
[Proposed Rules]
[Pages 5970-5971]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-02495]


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DEPARTMENT OF STATE

22 CFR Part 121

[Public Notice 9980; Docket Number DOS-2017-0017]
RIN 1400-AE46


Notice of Inquiry; Request for Comments Regarding Review of 
United States Munitions List Categories V, X, and XI

AGENCY: Department of State.

ACTION: Notice of Inquiry; request for comments.

-----------------------------------------------------------------------

SUMMARY: The Department of State requests comments from the public to 
inform its review of the controls implemented in recent revisions to 
Categories V, X, and XI of the United States Munitions List (USML). The 
Department periodically reviews USML categories to ensure that they are 
clear, do not inadvertently control items in normal commercial use, 
account for technological developments, and properly implement the 
national security and foreign policy objectives of the United States.

DATES: The Department will accept comments on the Notice of Inquiry up 
to April 13, 2018.

ADDRESSES: You may send comments, identified by docket number DOS-2017-
0017, by any of the following methods:
     Email: [email protected]. Include docket number 
DOS-2017 in the subject line with, ``Request for Comments Regarding 
Review of USML Categories V, X and XI.''
     Internet: At www.regulations.gov Follow the instructions 
for sending comments using docket number, DOS-2017-0017.
    Comments submitted through www.regulations.gov will be visible to 
other members of the public; the Department will publish all comments 
on the Directorate of Defense Trade Controls website 
(www.pmddtc.state.gov). Therefore, commenters are cautioned not to 
include proprietary or other sensitive information in their comments.

FOR FURTHER INFORMATION CONTACT: Ms. Engda Wubneh, Office of Defense 
Trade Controls Policy, Department of State, telephone (202) 663-2816; 
email [email protected]. ATTN: Request for Comments Regarding Review 
of USML Categories V, X and XI.

SUPPLEMENTARY INFORMATION: 

List Review

    On December 10, 2010, the Department provided notice to the public 
of its intent to revise the USML to create a ``positive list'' that 
describes controlled items using, to the extent possible, objective 
criteria rather than broad, open-ended, subjective, catch-all, or 
design intent-based criteria (see 75 FR 76935). This meant revising 
USML categories so that, with some exceptions, the descriptions of 
defense articles that continued to warrant control under the USML did 
not use catch-all phrases to control unspecified items. With limited 
exceptions, the defense articles that warranted control under the USML 
were those that provided the United States with a critical military or 
intelligence advantage. All other items were to become subject to the 
Export Administration Regulations. Since that time, the Department has 
published final rules setting forth revisions for 18 USML categories, 
each of which have been reorganized into a uniform and more positive 
list structure.
    The advantage of revising the USML into a more positive list is 
that its controls can be tailored to satisfy the national security and 
foreign policy objectives of the U.S. government by maintaining control 
over those defense articles that provide a critical military or 
intelligence advantage, or otherwise warrant control under the 
International Traffic in Arms Regulations (ITAR), without inadvertently 
controlling items in normal commercial use. This approach, however, 
requires that the lists be regularly revised and updated to account for 
technological developments, practical application issues identified by 
exporters and reexporters, and changes in the military and commercial 
applications of items affected by the list.
    This Notice of Inquiry is the third in a series of solicitations 
requesting feedback on revised USML categories. Previous Notices of 
Inquiry requested comments on Categories VIII and XIX (see 80 FR 11314) 
and Categories VI, VII, XIII, and XX (see 80 FR 61138). As indicated 
above, the subjects of this Notice of Inquiry are Categories V and X, 
which was most recently revised on January 2, 2014 (see 79 FR 34), and 
Category XI, which was most recently revised on July 1, 2014 (see 79 FR 
37536). Additionally, the Department determined that it is in the 
interest of the security of the United States to temporarily revise 
USML Category XI paragraph (b), pursuant to the provisions of 22 CFR 
126.2, while a long-term solution is developed. A recent final rule 
extends the July 2, 2015 modification (80 FR 78130) to August 30, 2018 
to allow the U.S. government to review USML Category XI in full and 
publish proposed and final rules. As with previous inquiries, the 
Department seeks comment from the public on the condition and efficacy 
of these categories.

Request for Comments

    The Department requests public comment on USML Categories V, X and 
XI. General comments on other aspects of the ITAR, to include other 
categories of the USML, are outside of the scope of this inquiry. In 
order to contribute effectively to the USML review process, all 
commenters are encouraged to provide comments that are responsive 
specifically to the prompts set forth below.
    The Department requests comment on the following topics, as they 
relate to Categories V, X and XI:
    1. Emerging and new technologies that are appropriately controlled 
by one of the referenced categories, but which are not currently 
described in subject categories or not described with sufficient 
clarity.
    2. Defense articles that are described in subject categories, but 
which have entered into normal commercial use since the most recent 
revisions to the category at issue. For such comments, be sure to 
include documentation to support claims that defense articles have 
entered into normal commercial use.
    3. Defense articles for which commercial use is proposed, intended, 
or anticipated in the next 5 years.
    4. Drafting or other technical issues in the text of all of the 
referenced categories.
    5. Comments regarding USML Category XI paragraph (b) modification.
    6. Potential cost savings to private entities from shifting control 
of specific commercial items from USML to the Export Administration 
Regulations. To the extent possible, please quantify the cost of 
compliance with USML control

[[Page 5971]]

of commercial items, to include the time saved, the reduction in 
paperwork, and any other cost savings for a particular change.
    The Department will review all comments from the public. If a 
rulemaking is warranted based on the comments received, the Department 
will respond to comments received in a proposed rulemaking in the 
Federal Register.

Richard Koelling,
Acting Director, Office of Defense Trade Controls Policy, Bureau of 
Political-Military Affairs, U.S. Department of State.
[FR Doc. 2018-02495 Filed 2-9-18; 8:45 am]
BILLING CODE 4710-25-P



                                                 5970                  Federal Register / Vol. 83, No. 29 / Monday, February 12, 2018 / Proposed Rules

                                                    BIS is also seeking comments on                      Department will publish all comments                  (see 80 FR 11314) and Categories VI, VII,
                                                 potential cost savings to private entities              on the Directorate of Defense Trade                   XIII, and XX (see 80 FR 61138). As
                                                 from shifting control of specific                       Controls website                                      indicated above, the subjects of this
                                                 commercial items from USML to the                       (www.pmddtc.state.gov). Therefore,                    Notice of Inquiry are Categories V and
                                                 CCL. To the extent possible, please                     commenters are cautioned not to                       X, which was most recently revised on
                                                 quantify the cost of compliance with                    include proprietary or other sensitive                January 2, 2014 (see 79 FR 34), and
                                                 USML control of commercial items, to                    information in their comments.                        Category XI, which was most recently
                                                 include the time saved, the reduction in                FOR FURTHER INFORMATION CONTACT: Ms.                  revised on July 1, 2014 (see 79 FR
                                                 paperwork, and any other cost savings                   Engda Wubneh, Office of Defense Trade                 37536). Additionally, the Department
                                                 for a particular change.                                Controls Policy, Department of State,                 determined that it is in the interest of
                                                   Dated: January 31, 2018.                              telephone (202) 663–2816; email                       the security of the United States to
                                                 Richard E. Ashooh,                                      wubnehem@state.gov. ATTN: Request                     temporarily revise USML Category XI
                                                                                                         for Comments Regarding Review of                      paragraph (b), pursuant to the
                                                 Assistant Secretary for Export
                                                 Administration.                                         USML Categories V, X and XI.                          provisions of 22 CFR 126.2, while a
                                                                                                         SUPPLEMENTARY INFORMATION:
                                                                                                                                                               long-term solution is developed. A
                                                 [FR Doc. 2018–02496 Filed 2–9–18; 8:45 am]
                                                                                                                                                               recent final rule extends the July 2, 2015
                                                 BILLING CODE 3510–33–P                                  List Review                                           modification (80 FR 78130) to August
                                                                                                            On December 10, 2010, the                          30, 2018 to allow the U.S. government
                                                                                                         Department provided notice to the                     to review USML Category XI in full and
                                                 DEPARTMENT OF STATE                                                                                           publish proposed and final rules. As
                                                                                                         public of its intent to revise the USML
                                                                                                         to create a ‘‘positive list’’ that describes          with previous inquiries, the Department
                                                 22 CFR Part 121                                                                                               seeks comment from the public on the
                                                                                                         controlled items using, to the extent
                                                 [Public Notice 9980; Docket Number DOS–                 possible, objective criteria rather than              condition and efficacy of these
                                                 2017–0017]                                              broad, open-ended, subjective, catch-all,             categories.
                                                 RIN 1400–AE46                                           or design intent-based criteria (see 75               Request for Comments
                                                                                                         FR 76935). This meant revising USML
                                                                                                                                                                  The Department requests public
                                                 Notice of Inquiry; Request for                          categories so that, with some
                                                                                                                                                               comment on USML Categories V, X and
                                                 Comments Regarding Review of                            exceptions, the descriptions of defense
                                                                                                                                                               XI. General comments on other aspects
                                                 United States Munitions List                            articles that continued to warrant
                                                                                                                                                               of the ITAR, to include other categories
                                                 Categories V, X, and XI                                 control under the USML did not use
                                                                                                                                                               of the USML, are outside of the scope
                                                                                                         catch-all phrases to control unspecified
                                                       Department of State.
                                                 AGENCY:                                                                                                       of this inquiry. In order to contribute
                                                                                                         items. With limited exceptions, the
                                                       Notice of Inquiry; request for
                                                 ACTION:                                                                                                       effectively to the USML review process,
                                                                                                         defense articles that warranted control
                                                 comments.                                                                                                     all commenters are encouraged to
                                                                                                         under the USML were those that
                                                                                                                                                               provide comments that are responsive
                                                                                                         provided the United States with a
                                                 SUMMARY:    The Department of State                                                                           specifically to the prompts set forth
                                                                                                         critical military or intelligence
                                                 requests comments from the public to                                                                          below.
                                                                                                         advantage. All other items were to                       The Department requests comment on
                                                 inform its review of the controls                       become subject to the Export
                                                 implemented in recent revisions to                                                                            the following topics, as they relate to
                                                                                                         Administration Regulations. Since that                Categories V, X and XI:
                                                 Categories V, X, and XI of the United                   time, the Department has published
                                                 States Munitions List (USML). The                                                                                1. Emerging and new technologies
                                                                                                         final rules setting forth revisions for 18            that are appropriately controlled by one
                                                 Department periodically reviews USML                    USML categories, each of which have
                                                 categories to ensure that they are clear,                                                                     of the referenced categories, but which
                                                                                                         been reorganized into a uniform and                   are not currently described in subject
                                                 do not inadvertently control items in                   more positive list structure.
                                                 normal commercial use, account for                                                                            categories or not described with
                                                                                                            The advantage of revising the USML                 sufficient clarity.
                                                 technological developments, and                         into a more positive list is that its
                                                 properly implement the national                                                                                  2. Defense articles that are described
                                                                                                         controls can be tailored to satisfy the               in subject categories, but which have
                                                 security and foreign policy objectives of               national security and foreign policy
                                                 the United States.                                                                                            entered into normal commercial use
                                                                                                         objectives of the U.S. government by                  since the most recent revisions to the
                                                 DATES: The Department will accept                       maintaining control over those defense                category at issue. For such comments,
                                                 comments on the Notice of Inquiry up                    articles that provide a critical military or          be sure to include documentation to
                                                 to April 13, 2018.                                      intelligence advantage, or otherwise                  support claims that defense articles
                                                 ADDRESSES: You may send comments,                       warrant control under the International               have entered into normal commercial
                                                 identified by docket number DOS–                        Traffic in Arms Regulations (ITAR),                   use.
                                                 2017–0017, by any of the following                      without inadvertently controlling items                  3. Defense articles for which
                                                 methods:                                                in normal commercial use. This                        commercial use is proposed, intended,
                                                   • Email: DDTCPublicComments@                          approach, however, requires that the                  or anticipated in the next 5 years.
                                                 state.gov. Include docket number DOS–                   lists be regularly revised and updated to                4. Drafting or other technical issues in
                                                 2017 in the subject line with, ‘‘Request                account for technological developments,               the text of all of the referenced
                                                 for Comments Regarding Review of                        practical application issues identified               categories.
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                                                 USML Categories V, X and XI.’’                          by exporters and reexporters, and                        5. Comments regarding USML
                                                   • Internet: At www.regulations.gov                    changes in the military and commercial                Category XI paragraph (b) modification.
                                                 Follow the instructions for sending                     applications of items affected by the list.              6. Potential cost savings to private
                                                 comments using docket number, DOS–                         This Notice of Inquiry is the third in             entities from shifting control of specific
                                                 2017–0017.                                              a series of solicitations requesting                  commercial items from USML to the
                                                   Comments submitted through                            feedback on revised USML categories.                  Export Administration Regulations. To
                                                 www.regulations.gov will be visible to                  Previous Notices of Inquiry requested                 the extent possible, please quantify the
                                                 other members of the public; the                        comments on Categories VIII and XIX                   cost of compliance with USML control


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                                                                       Federal Register / Vol. 83, No. 29 / Monday, February 12, 2018 / Proposed Rules                                                     5971

                                                 of commercial items, to include the time                online instructions for submitting                    I. Background and Purpose
                                                 saved, the reduction in paperwork, and                  comments. Once submitted, comments                       On September 4, 1992, the EPA
                                                 any other cost savings for a particular                 cannot be edited or removed from                      promulgated 40 CFR part 55,1 which
                                                 change.                                                 Regulations.gov. For either manner of                 established requirements to control air
                                                   The Department will review all                        submission, the EPA may publish any                   pollution from OCS sources in order to
                                                 comments from the public. If a                          comment received to its public docket.                attain and maintain federal and state
                                                 rulemaking is warranted based on the                    Do not submit electronically any                      ambient air quality standards and to
                                                 comments received, the Department will                  information you consider to be                        comply with the provisions of part C of
                                                 respond to comments received in a                       Confidential Business Information (CBI)               title I of the CAA. The regulations at 40
                                                 proposed rulemaking in the Federal                      or other information whose disclosure is              CFR part 55 apply to all OCS sources
                                                 Register.                                                                                                     offshore of the states except those
                                                                                                         restricted by statute. Multimedia
                                                 Richard Koelling,                                       submissions (audio, video, etc.) must be              located in the Gulf of Mexico west of
                                                 Acting Director, Office of Defense Trade                accompanied by a written comment.                     87.5 degrees longitude. Section 328 of
                                                 Controls Policy, Bureau of Political-Military           The written comment is considered the                 the CAA requires that for such sources
                                                 Affairs, U.S. Department of State.                      official comment and should include                   located within 25 miles of a state’s
                                                 [FR Doc. 2018–02495 Filed 2–9–18; 8:45 am]              discussion of all points you wish to                  seaward boundary, the requirements
                                                 BILLING CODE 4710–25–P                                  make. The EPA will generally not                      shall be the same as would be
                                                                                                         consider comments or comment                          applicable if the sources were located in
                                                                                                         contents located outside of the primary               the COA. Because the OCS requirements
                                                 ENVIRONMENTAL PROTECTION                                submission (i.e. on the web, cloud, or                are based on onshore requirements, and
                                                 AGENCY                                                                                                        onshore requirements may change,
                                                                                                         other file sharing system). For
                                                                                                                                                               section 328(a)(1) requires that the EPA
                                                                                                         additional submission methods, please
                                                 40 CFR Part 55                                                                                                update the OCS requirements as
                                                                                                         contact the person identified in the FOR
                                                                                                                                                               necessary to maintain consistency with
                                                 [EPA–R01–OAR–2018–0011; FRL–9974–28–                    FURTHER INFORMATION CONTACT section.
                                                 Region 1]
                                                                                                                                                               onshore requirements.
                                                                                                         For the full EPA public comment policy,                  Pursuant to 40 CFR 55.12, consistency
                                                                                                         information about CBI or multimedia                   reviews will occur (1) at least annually;
                                                 Outer Continental Shelf Air
                                                                                                         submissions, and general guidance on                  (2) upon receipt of a Notice of Intent
                                                 Regulations; Consistency Update for
                                                                                                         making effective comments, please visit               (NOI) under 40 CFR 55.4; or (3) when
                                                 Massachusetts
                                                                                                         http://www.epa.gov/dockets/                           a state or local agency submits a rule to
                                                 AGENCY:  Environmental Protection                       commenting-epa-dockets. Publicly                      the EPA to be considered for
                                                 Agency.                                                 available docket materials are available              incorporation by reference in 40 CFR
                                                 ACTION: Proposed rule.                                  at http://www.regulations.gov or at the               part 55. This proposed action is being
                                                                                                         U.S. Environmental Protection Agency,                 taken in response to the submittal of a
                                                 SUMMARY:   The Environmental Protection                 EPA New England Regional Office,                      NOI on December 11, 2017 by Vineyard
                                                 Agency (EPA) is proposing to update a                   Office of Ecosystem Protection, Air                   Wind, LLC. Public comments received
                                                 portion of the Outer Continental Shelf                                                                        in writing within 30 days of publication
                                                                                                         Permitting, Toxics, and Indoor Programs
                                                 (OCS) Air Regulations. Requirements                                                                           of this document will be considered by
                                                                                                         Unit, 5 Post Office Square—Suite 100,
                                                 applying to OCS sources located within                                                                        the EPA before publishing a final rule.
                                                 25 miles of states’ seaward boundaries                  Boston, MA. EPA requests that if at all
                                                                                                         possible, you contact the contact listed                 Section 328(a) of the CAA requires
                                                 must be updated periodically to remain                                                                        that the EPA establish requirements to
                                                 consistent with the requirements of the                 in the FOR FURTHER INFORMATION
                                                                                                         CONTACT section to schedule your                      control air pollution from OCS sources
                                                 corresponding onshore area (COA), as                                                                          located within 25 miles of States’
                                                 mandated by section 328(a)(1) of the                    inspection. The Regional Office’s
                                                                                                         official hours of business are Monday                 seaward boundaries that are the same as
                                                 Clean Air Act. The portion of the OCS                                                                         onshore requirements. To comply with
                                                 air regulations that is being updated                   through Friday, 8:30 a.m. to 4:30 p.m.,
                                                                                                                                                               this statutory mandate, the EPA must
                                                 pertains to the requirements for OCS                    excluding legal holidays.
                                                                                                                                                               incorporate applicable onshore rules
                                                 sources for which Massachusetts is the                  FOR FURTHER INFORMATION CONTACT:    Eric              into 40 CFR part 55 as they exist
                                                 designated COA. The intended effect of                  Wortman, Office of Ecosystem                          onshore. This limits the EPA’s
                                                 approving the OCS requirements for the                  Protection, U.S. Environmental                        flexibility in deciding which
                                                 Massachusetts Department of                                                                                   requirements will be incorporated into
                                                                                                         Protection Agency, EPA New England
                                                 Environmental Protection is to regulate                                                                       40 CFR part 55 and prevents the EPA
                                                                                                         Regional Office, 5 Post Office Square
                                                 emissions from OCS sources in                                                                                 from making substantive changes to the
                                                 accordance with the requirements for                    (Mail Code OEP05–2), Boston, MA
                                                                                                         02109, (617) 918–1624, wortman.eric@                  requirements it incorporates. As a
                                                 onshore sources. The Commonwealth of                                                                          result, the EPA may be incorporating
                                                 Massachusetts’ requirements discussed                   epa.gov.
                                                                                                                                                               rules into 40 CFR part 55 that do not
                                                 in this document are proposed to be                     SUPPLEMENTARY INFORMATION:                            conform to all of the EPA’s state
                                                 incorporated by reference into the Code                 Throughout this document whenever                     implementation plan (SIP) guidance or
                                                 of Federal Regulations and listed in the                ‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean           certain requirements of the CAA.
                                                 appendix to the OCS air regulations.                                                                          Consistency updates may result in the
                                                                                                         EPA.
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                                                 DATES: Written comments must be                                                                               inclusion of state or local rules or
                                                 received on or before March 14, 2018.                   Table of Contents                                     regulations into 40 CFR part 55, even
                                                 ADDRESSES: Submit your comments,                        I. Background and Purpose
                                                 identified by Docket ID No. EPA–R01–                    II. EPA’s Evaluation
                                                                                                                                                                 1 The reader may refer to the Notice of Proposed

                                                 OAR–2018–0011 at http://                                                                                      Rulemaking, December 5, 1991 (56 FR 63774), and
                                                                                                         III. Proposed Action                                  the preamble to the final rule promulgated
                                                 www.regulations.gov, or via email to                    IV. Incorporation by Reference                        September 4, 1992 (57 FR 40792) for further
                                                 wortman.eric@epa.gov. For comments                      V. Statutory and Executive Order Reviews              background and information on the OCS
                                                 submitted at Regulations.gov, follow the                                                                      regulations.



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Document Created: 2018-11-01 08:43:15
Document Modified: 2018-11-01 08:43:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of Inquiry; request for comments.
DatesThe Department will accept comments on the Notice of Inquiry up to April 13, 2018.
ContactMs. Engda Wubneh, Office of Defense Trade Controls Policy, Department of State, telephone (202) 663-2816; email [email protected] ATTN: Request for Comments Regarding Review of USML Categories V, X and XI.
FR Citation83 FR 5970 
RIN Number1400-AE46

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