83_FR_63651 83 FR 63415 - Social Security Administration Violence Evaluation and Reporting System

83 FR 63415 - Social Security Administration Violence Evaluation and Reporting System

SOCIAL SECURITY ADMINISTRATION

Federal Register Volume 83, Issue 236 (December 10, 2018)

Page Range63415-63416
FR Document2018-26594

We are issuing a final rule to exempt a system of records entitled Social Security Administration Violence Evaluation and Reporting System (SSAvers) from certain provisions of the Privacy Act because this system will contain investigatory material compiled for law enforcement purposes.

Federal Register, Volume 83 Issue 236 (Monday, December 10, 2018)
[Federal Register Volume 83, Number 236 (Monday, December 10, 2018)]
[Rules and Regulations]
[Pages 63415-63416]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-26594]


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SOCIAL SECURITY ADMINISTRATION

20 CFR Part 401

[Docket No. SSA-2015-0003]
RIN 0960-AI08


Social Security Administration Violence Evaluation and Reporting 
System

AGENCY: Social Security Administration.

ACTION: Final rule.

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SUMMARY: We are issuing a final rule to exempt a system of records 
entitled Social Security Administration Violence Evaluation and 
Reporting System (SSAvers) from certain provisions of the Privacy Act 
because this system will contain investigatory material compiled for 
law enforcement purposes.

DATES: This rule is effective January 9, 2019.

FOR FURTHER INFORMATION CONTACT: Pamela J. Carcirieri, Supervisory 
Government Information Specialist, SSA, Office of Privacy and 
Disclosure, 6401 Security Boulevard, Baltimore, Maryland 21235-6401, 
Phone: (410) 965-0355, for information about this rule. For information 
on eligibility or filing for benefits, call our national toll-free 
number, 1-800-772-1213 or TTY 1-800-325-0778, or visit our internet 
site, Social Security Online, at http://www.socialsecurity.gov.

SUPPLEMENTARY INFORMATION: 

Background

    On June 14, 2018, we published a Notice of Proposed Rulemaking 
(NPRM) \1\ in the Federal Register in which we proposed to add SSAvers 
to the list of SSA systems that are exempt from specific provisions of 
the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). As part of our 
Workplace and Domestic Violence policy and program, SSAvers houses 
information regarding alleged incidents of workplace and domestic 
violence filed by SSA employees and contractors. It also provides a 
centralized means for us to review and respond to the reported 
allegations.
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    \1\ 83 FR 27728.
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    This final rule adds SSAvers to the list of SSA systems that are 
exempt from specific provisions of the Privacy Act due to the 
investigatory nature of information that is maintained in this system.

Public Comments and Discussion

    In the NPRM, we provided a 30-day comment period, which ended on 
July 16, 2018. We received four comments.\2\ We opted not to post one 
of these comments because it was submitted by a former SSA employee and 
it contained sensitive information. The remaining comments were 
submitted by members of the public.
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    \2\ The posted public comments are viewable at https://www.regulations.gov/docket?D=SSA-2015-0003.
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    The first commenter indicated that he or she did not understand the 
comment and review. While we regret that this commenter did not 
understand the proposal, we did not consider this comment further when 
determining to adopt this as a final rule.
    The second commenter agreed with the new system of records and said 
it is imperative to have a system, like SSAvers, which will help review 
and investigate allegations of workplace or domestic violence. She said 
it would be convenient to make a reporting system that is easy to 
access and that removes the burden of the long process of reporting an 
occurrence.
    The third commenter objected to our proposal, because, in the 
commenter's opinion, the proposal is against public policy and defeats 
the purpose of the Privacy Act and the Freedom of Information Act 
(FOIA). The commenter said that by making results of investigations 
inaccessible, it is impossible to know whether the perpetrators of 
workplace and domestic violence are held accountable. The commenter 
wrote that by denying everyone access to the information obtained from 
these investigations, SSA places the cost and burden of conducting the 
same investigation on others, especially the victims who have a special 
interest in knowing that the perpetrators of the violence are held 
accountable.
    We carefully considered this comment and the objections presented. 
In response, we want to emphasize that SSAvers contains information we 
collect about not just alleged victims of workplace violence, but any 
employees, contractors, and members of the public who are witnesses of, 
involved in responding to, or allegedly involved in workplace and 
domestic violence affecting our employees and contractors. This highly 
sensitive information may include the name and contact information of 
individuals involved; personal information related to alleged behaviors 
of concern and assessing the risk of violence; and our response and 
recommendations to mitigate risks of violence. Due to the investigatory 
and sensitive nature of the content contained in this system, we 
continue to believe that exempting this system of records from certain 
provisions of the Privacy Act based on 5 U.S.C. 552a(k)(2) is 
appropriate.
    Further, we want to clarify that, under the Privacy Act, an 
individual may request notification of or access to a record in this 
system, even though SSAvers is listed as an exempt system. We may still 
grant notification of and access to information contained in a record 
in an exempt system when the privacy of third parties would not be 
compromised by such action. In addition, an individual may still 
request these records under the FOIA, and SSA would release the records 
as required by law.
    After carefully considering the public comments, we are adopting 
this final rule.

[[Page 63416]]

Regulatory Procedures

Executive Order 12866, as Supplemented by Executive Order 13563

    We consulted with the Office of Management and Budget (OMB) and 
determined that this final rule does not meet the criteria for a 
significant regulatory action under Executive Order 12866, as 
supplemented by Executive Order 13563. Therefore, OMB did not review 
it.
    We also determined that this final rule meets the plain language 
requirement of Executive Order 12866.

Executive Order 13132 (Federalism)

    We analyzed this rule in accordance with the principles and 
criteria established by Executive Order 13132, and we determined that 
the rule will not have sufficient Federalism implications to warrant 
the preparation of a Federalism assessment. We also determined that 
this rule will not preempt any State law or State regulation or affect 
the States' abilities to discharge traditional State governmental 
functions.

Executive Order 12372 (Intergovernmental Review)

    The regulations effectuating Executive Order 12372 regarding 
intergovernmental consultation on Federal programs and activities apply 
to this rule.

Regulatory Flexibility Act

    We certify that this rule will not have a significant economic 
impact on a substantial number of small entities because it affects 
individuals only. Therefore, the Regulatory Flexibility Act, as 
amended, does not require us to prepare a regulatory flexibility 
analysis.

E.O. 13771

    This rule is not subject to the requirements of Executive Order 
13771 because it is administrative in nature and results in no more 
than de minimis costs.

Paperwork Reduction Act

    These rules do not create any new or affect any existing 
collections and, therefore, do not require OMB approval under the 
Paperwork Reduction Act.

(Catalog of Federal Domestic Assistance Program Nos. 96.001, Social 
Security--Disability Insurance; 96.002, Social Security--Retirement 
Insurance; 96.004, Social Security--Survivors Insurance; and 96.006, 
Supplemental Security Income).

List of Subjects in 20 CFR Part 401

    Administrative practice and procedure, Privacy.

Nancy A. Berryhill,
Acting Commissioner of Social Security.

    For the reasons stated in the preamble, we amend part 401 of title 
20 of the Code of Federal Regulations as set forth below:

PART 401--PRIVACY AND DISCLOSURE OF OFFICIAL RECORDS AND 
INFORMATION

0
1. The authority citation for part 401 continues to read as follows:

    Authority:  Secs. 205, 702(a)(5), 1106, and 1141 of the Social 
Security Act (42 U.S.C. 405, 902(a)(5), 1306, and 1320b-11); 5 
U.S.C. 552 and 552a; 8 U.S.C. 1360; 26 U.S.C. 6103; 30 U.S.C. 923.


0
2. Amend Sec.  401.85 by adding paragraph (b)(2)(ii)(G) to read as 
follows:


Sec.  401.85   Exempt systems.

* * * * *
    (b) * * *
    (2) * * *
    (ii) * * *
    (G) Social Security Administration Violence Evaluation and 
Reporting System, SSA.
* * * * *
[FR Doc. 2018-26594 Filed 12-7-18; 8:45 am]
 BILLING CODE 4191-02-P



                      Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Rules and Regulations                                        63415

     for approval or exemption in a timely                   Government Information Specialist,                       The third commenter objected to our
     manner, with the order of preference                    SSA, Office of Privacy and Disclosure,                proposal, because, in the commenter’s
     being: First, for those operations in                   6401 Security Boulevard, Baltimore,                   opinion, the proposal is against public
     support of U.S. government-sponsored                    Maryland 21235–6401, Phone: (410)                     policy and defeats the purpose of the
     activities; second, for those operations                965–0355, for information about this                  Privacy Act and the Freedom of
     in support of government-sponsored                      rule. For information on eligibility or               Information Act (FOIA). The commenter
     activities of a foreign country with the                filing for benefits, call our national toll-          said that by making results of
     support of a U.S. government                            free number, 1–800–772–1213 or TTY                    investigations inaccessible, it is
     department, agency, or instrumentality;                 1–800–325–0778, or visit our internet                 impossible to know whether the
     and third, for all other operations.                    site, Social Security Online, at http://              perpetrators of workplace and domestic
        (d) Emergency situations. In an                      www.socialsecurity.gov.
     emergency that requires immediate                                                                             violence are held accountable. The
     decision and action for the safety of the               SUPPLEMENTARY INFORMATION:                            commenter wrote that by denying
     flight, the pilot in command of an                                                                            everyone access to the information
                                                             Background
     aircraft may deviate from this section to                                                                     obtained from these investigations, SSA
     the extent required by that emergency.                     On June 14, 2018, we published a                   places the cost and burden of
     Except for U.S. air carriers and                        Notice of Proposed Rulemaking                         conducting the same investigation on
     commercial operators that are subject to                (NPRM) 1 in the Federal Register in                   others, especially the victims who have
     the requirements of 14 CFR part 119,                    which we proposed to add SSAvers to                   a special interest in knowing that the
     121, 125, or 135, each person who                       the list of SSA systems that are exempt               perpetrators of the violence are held
     deviates from this section must, within                 from specific provisions of the Privacy               accountable.
     10 days of the deviation, excluding                     Act pursuant to 5 U.S.C. 552a(k)(2). As
                                                             part of our Workplace and Domestic                       We carefully considered this
     Saturdays, Sundays, and Federal                                                                               comment and the objections presented.
     holidays, submit to the responsible                     Violence policy and program, SSAvers
                                                             houses information regarding alleged                  In response, we want to emphasize that
     Flight Standards office a complete
                                                             incidents of workplace and domestic                   SSAvers contains information we
     report of the operations of the aircraft
     involved in the deviation, including a                  violence filed by SSA employees and                   collect about not just alleged victims of
     description of the deviation and the                    contractors. It also provides a                       workplace violence, but any employees,
     reasons for it.                                         centralized means for us to review and                contractors, and members of the public
        (e) Expiration. This SFAR will remain                respond to the reported allegations.                  who are witnesses of, involved in
     in effect until December 30, 2020. The                     This final rule adds SSAvers to the                responding to, or allegedly involved in
     FAA may amend, rescind, or extend this                  list of SSA systems that are exempt from              workplace and domestic violence
     SFAR, as necessary.                                     specific provisions of the Privacy Act                affecting our employees and contractors.
        Issued in Washington, DC, under the                  due to the investigatory nature of                    This highly sensitive information may
     authority of 49 U.S.C. 106(f) and (g),                  information that is maintained in this                include the name and contact
     40101(d)(1), 40105(b)(1)(A), and                        system.                                               information of individuals involved;
     44701(a)(5), on November 30, 2018.                                                                            personal information related to alleged
                                                             Public Comments and Discussion
     Daniel K. Elwell,                                                                                             behaviors of concern and assessing the
                                                                In the NPRM, we provided a 30-day                  risk of violence; and our response and
     Acting Administrator.
                                                             comment period, which ended on July                   recommendations to mitigate risks of
     [FR Doc. 2018–26680 Filed 12–7–18; 8:45 am]
                                                             16, 2018. We received four comments.2                 violence. Due to the investigatory and
     BILLING CODE 4910–13–P                                  We opted not to post one of these                     sensitive nature of the content
                                                             comments because it was submitted by                  contained in this system, we continue to
                                                             a former SSA employee and it contained
     SOCIAL SECURITY ADMINISTRATION                                                                                believe that exempting this system of
                                                             sensitive information. The remaining
                                                                                                                   records from certain provisions of the
                                                             comments were submitted by members
     20 CFR Part 401                                                                                               Privacy Act based on 5 U.S.C. 552a(k)(2)
                                                             of the public.
                                                                                                                   is appropriate.
     [Docket No. SSA–2015–0003]                                 The first commenter indicated that he
                                                             or she did not understand the comment                    Further, we want to clarify that, under
     RIN 0960–AI08
                                                             and review. While we regret that this                 the Privacy Act, an individual may
     Social Security Administration                          commenter did not understand the                      request notification of or access to a
     Violence Evaluation and Reporting                       proposal, we did not consider this                    record in this system, even though
     System                                                  comment further when determining to                   SSAvers is listed as an exempt system.
                                                             adopt this as a final rule.                           We may still grant notification of and
     AGENCY:    Social Security Administration.                 The second commenter agreed with                   access to information contained in a
     ACTION:   Final rule.                                   the new system of records and said it is              record in an exempt system when the
     SUMMARY:  We are issuing a final rule to                imperative to have a system, like                     privacy of third parties would not be
     exempt a system of records entitled                     SSAvers, which will help review and                   compromised by such action. In
     Social Security Administration Violence                 investigate allegations of workplace or               addition, an individual may still request
     Evaluation and Reporting System                         domestic violence. She said it would be               these records under the FOIA, and SSA
     (SSAvers) from certain provisions of the                convenient to make a reporting system                 would release the records as required by
     Privacy Act because this system will                    that is easy to access and that removes               law.
     contain investigatory material compiled                 the burden of the long process of
                                                             reporting an occurrence.                                 After carefully considering the public
     for law enforcement purposes.                                                                                 comments, we are adopting this final
     DATES: This rule is effective January 9,                                                                      rule.
                                                               1 83 FR 27728.
     2019.                                                     2 The posted public comments are viewable at
     FOR FURTHER INFORMATION CONTACT:                        https://www.regulations.gov/docket?D=SSA-2015-
     Pamela J. Carcirieri, Supervisory                       0003.



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     63416            Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Rules and Regulations

     Regulatory Procedures                                   List of Subjects in 20 CFR Part 401                   DATES:  This rule is effective from 3:00
                                                               Administrative practice and                         p.m. to 6:45 p.m. on December 8, 2018.
     Executive Order 12866, as
                                                             procedure, Privacy.                                   ADDRESSES: Documents mentioned in
     Supplemented by Executive Order
     13563                                                                                                         this preamble are part of docket USCG–
                                                             Nancy A. Berryhill,                                   2018–1017. To view documents
       We consulted with the Office of                       Acting Commissioner of Social Security.               mentioned in this preamble as being
     Management and Budget (OMB) and                           For the reasons stated in the                       available in the docket, go to http://
     determined that this final rule does not                preamble, we amend part 401 of title 20               www.regulations.gov, type the docket
     meet the criteria for a significant                     of the Code of Federal Regulations as set             number in the ‘‘SEARCH’’ box and click
     regulatory action under Executive Order                 forth below:                                          ‘‘SEARCH.’’ Click on Open Docket
     12866, as supplemented by Executive                                                                           Folder on the line associated with this
     Order 13563. Therefore, OMB did not                     PART 401—PRIVACY AND                                  rulemaking.
     review it.                                              DISCLOSURE OF OFFICIAL RECORDS                        FOR FURTHER INFORMATION CONTACT: If
       We also determined that this final                    AND INFORMATION                                       you have questions on this rule, call or
     rule meets the plain language                                                                                 email Lieutenant Emily Rowan, U.S.
                                                             ■ 1. The authority citation for part 401              Coast Guard Sector San Francisco;
     requirement of Executive Order 12866.                   continues to read as follows:                         telephone (415) 399–7443 or email at
     Executive Order 13132 (Federalism)                        Authority: Secs. 205, 702(a)(5), 1106, and          D11-SMB-SectorSF-WaterwaySafety@
                                                             1141 of the Social Security Act (42 U.S.C.            uscg.mil.
       We analyzed this rule in accordance                   405, 902(a)(5), 1306, and 1320b–11); 5 U.S.C.
     with the principles and criteria                        552 and 552a; 8 U.S.C. 1360; 26 U.S.C. 6103;          SUPPLEMENTARY INFORMATION:
     established by Executive Order 13132,                   30 U.S.C. 923.                                        I. Table of Abbreviations
     and we determined that the rule will not                ■ 2. Amend § 401.85 by adding
     have sufficient Federalism implications                                                                       APA Administrative Procedure Act
                                                             paragraph (b)(2)(ii)(G) to read as follows:           COTP U.S. Coast Guard Captain of the Port
     to warrant the preparation of a
                                                                                                                   DHS Department of Homeland Security
     Federalism assessment. We also                          § 401.85    Exempt systems.
                                                                                                                   FR Federal Register
     determined that this rule will not                      *      *   *    *     *                               COTP Captain of the Port
     preempt any State law or State                            (b) * * *                                           NOAA National Oceanic and Atmospheric
     regulation or affect the States’ abilities                (2) * * *                                             Administration
     to discharge traditional State                            (ii) * * *                                          NPRM Notice of Proposed Rulemaking
     governmental functions.                                   (G) Social Security Administration                  PATCOM U.S. Coast Guard Patrol
                                                             Violence Evaluation and Reporting                       Commander
     Executive Order 12372                                                                                         U.S.C. United States Code
                                                             System, SSA.
     (Intergovernmental Review)
                                                             *      *   *    *     *                               II. Background Information and
       The regulations effectuating Executive                [FR Doc. 2018–26594 Filed 12–7–18; 8:45 am]           Regulatory History
     Order 12372 regarding                                   BILLING CODE 4191–02–P                                   The Coast Guard is issuing this
     intergovernmental consultation on                                                                             temporary final rule without prior
     Federal programs and activities apply to                                                                      notice and opportunity to comment
     this rule.                                              DEPARTMENT OF HOMELAND                                pursuant to authority under section 4(a)
                                                             SECURITY                                              of the Administrative Procedure Act
     Regulatory Flexibility Act
                                                                                                                   (APA) (5 U.S.C. 553(b)). This provision
        We certify that this rule will not have              Coast Guard                                           authorizes an agency to issue a rule
     a significant economic impact on a                                                                            without prior notice and opportunity to
     substantial number of small entities                    33 CFR Part 165                                       comment when the agency for good
     because it affects individuals only.                    [Docket No. USCG–2018–1017]                           cause finds that those procedures are
     Therefore, the Regulatory Flexibility                                                                         ‘‘impracticable, unnecessary, or contrary
                                                             RIN 1625–AA00
     Act, as amended, does not require us to                                                                       to the public interest.’’ Under 5 U.S.C.
     prepare a regulatory flexibility analysis.              Safety Zone: Winter on the Waterfront                 553(b)(B), the Coast Guard finds that
                                                             Fireworks Display, Berkeley, CA                       good cause exists for not publishing a
     E.O. 13771                                                                                                    notice of proposed rulemaking (NPRM)
                                                             AGENCY:     Coast Guard, DHS.                         with respect to this rule. Since the Coast
       This rule is not subject to the
     requirements of Executive Order 13771                   ACTION:    Temporary final rule.                      Guard received notice of this event on
     because it is administrative in nature                                                                        November 7, 2018, notice and comment
                                                             SUMMARY:   The Coast Guard is                         procedures would be impracticable in
     and results in no more than de minimis                  establishing a temporary safety zone in
     costs.                                                                                                        this instance.
                                                             the navigable waters of San Francisco                    For similar reasons as those stated
     Paperwork Reduction Act                                 Bay near Berkeley Marina in support of                above, under 5 U.S.C. 553(d)(3), the
                                                             the Winter on the Waterfront Fireworks                Coast Guard finds that good cause exists
        These rules do not create any new or                 Display on December 8, 2018. This                     for making this rule effective less than
     affect any existing collections and,                    safety zone is necessary to protect                   30 days after publication in the Federal
     therefore, do not require OMB approval                  personnel, vessels, and the marine                    Register.
     under the Paperwork Reduction Act.                      environment from the dangers
                                                             associated with pyrotechnics.                         III. Legal Authority and Need for Rule
     (Catalog of Federal Domestic Assistance
     Program Nos. 96.001, Social Security—                   Unauthorized persons or vessels are                      The Coast Guard is issuing this rule
     Disability Insurance; 96.002, Social                    prohibited from entering into, transiting             under authority in 33 U.S.C. 1231. The
     Security—Retirement Insurance; 96.004,                  through, or remaining in the safety zone              Captain of the Port (COTP) San
     Social Security—Survivors Insurance; and                without permission of the Captain of the              Francisco has determined that potential
     96.006, Supplemental Security Income).                  Port of their designated representative.              hazards associated with the Winter on


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Document Created: 2018-12-08 00:21:53
Document Modified: 2018-12-08 00:21:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective January 9, 2019.
ContactPamela J. Carcirieri, Supervisory Government Information Specialist, SSA, Office of Privacy and Disclosure, 6401 Security Boulevard, Baltimore, Maryland 21235-6401, Phone: (410) 965-0355, for information about this rule. For information on eligibility or filing for benefits, call our national toll-free number, 1-800-772-1213 or TTY 1-800-325-0778, or visit our internet site, Social Security Online, at http://www.socialsecurity.gov.
FR Citation83 FR 63415 
RIN Number0960-AI08
CFR AssociatedAdministrative Practice and Procedure and Privacy

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