83 FR 63546 - Sunshine Act Meetings
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 236 (December 10, 2018)
Federal Register Volume 83, Issue 236 (December 10, 2018)
| Page Range | 63546-63546 | |
| FR Document | 2018-26822 |
[Federal Register Volume 83, Number 236 (Monday, December 10, 2018)] [Notices] [Page 63546] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-26822] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings TIME AND DATE: 2:00 p.m. on Thursday, December 13, 2018. PLACE: The meeting will be held at the Commission's headquarters, 100 F Street, NE, Washington, DC 20549. STATUS: This meeting will be closed to the public. MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting. Commissioner Stein, as duty officer, voted to consider the items listed for the closed meeting in closed session. The subject matters of the closed meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Brent J. Fields from the Office of the Secretary at (202) 551-5400. Dated: December 6, 2018. Brent J. Fields, Secretary. [FR Doc. 2018-26822 Filed 12-6-18; 4:15 pm] BILLING CODE 8011-01-P
![63546 Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Notices
a.m. Visitors will be subject to security (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and FILING DATES: The application was filed
checks. The meeting will be webcast on (a)(10), permit consideration of the on April 27, 2018, and amended on
the Commission’s website at scheduled matters at the closed meeting. August 31, 2018.
www.sec.gov. Commissioner Stein, as duty officer, HEARING OR NOTIFICATION OF HEARING:
MATTERS TO BE CONSIDERED: On voted to consider the items listed for the An order granting the requested relief
November 9, 2018, the Commission closed meeting in closed session. will be issued unless the Commission
issued notice of the Committee meeting The subject matters of the closed orders a hearing. Interested persons may
(Release No. 33–10573), indicating that meeting will be: request a hearing by writing to the
the meeting is open to the public Institution and settlement of Commission’s Secretary and serving
(except during that portion of the injunctive actions; applicants with a copy of the request,
meeting reserved for an administrative Institution and settlement of personally or by mail. Hearing requests
work session during lunch), and administrative proceedings; should be received by the Commission
inviting the public to submit written Resolution of litigation claims; and by 5:30 p.m. on December 31, 2018, and
comments to the Committee. This Other matters relating to enforcement should be accompanied by proof of
Sunshine Act notice is being issued proceedings. service on the applicants, in the form of
because a quorum of the Commission At times, changes in Commission an affidavit, or, for lawyers, a certificate
may attend the meeting. priorities require alterations in the of service. Pursuant to rule 0–5 under
The agenda for the meeting includes: scheduling of meeting items. the Act, hearing requests should state
Welcome remarks; a discussion CONTACT PERSON FOR MORE INFORMATION: the nature of the writer’s interest, any
regarding disclosures on human capital For further information and to ascertain facts bearing upon the desirability of a
(which may include a recommendation what, if any, matters have been added, hearing on the matter, the reason for the
from the Investor as Owner deleted or postponed; please contact request, and the issues contested.
subcommittee); a discussion regarding Brent J. Fields from the Office of the Persons who wish to be notified of a
disclosures on sustainability and Secretary at (202) 551–5400. hearing may request notification by
environmental, social, and governance writing to the Commission’s Secretary.
(ESG) topics; a discussion regarding Dated: December 6, 2018.
ADDRESSES: Secretary, U.S. Securities
unpaid arbitration awards; Brent J. Fields,
and Exchange Commission, 100 F Street
subcommittee reports; and a nonpublic Secretary.
NE, Washington, DC 20549–1090;
administrative work session during [FR Doc. 2018–26822 Filed 12–6–18; 4:15 pm]
Applicants: 510 Madison Avenue, 21st
lunch. BILLING CODE 8011–01–P Floor, New York, New York 10022.
CONTACT PERSON FOR MORE INFORMATION: FOR FURTHER INFORMATION CONTACT: Kyle
For further information and to ascertain R. Ahlgren, Senior Counsel, at (202)
what, if any, matters have been added, SECURITIES AND EXCHANGE
551–6857, or Aaron Gilbride, Branch
deleted or postponed; please contact COMMISSION
Chief, at (202) 551–6821 (Division of
Brent J. Fields from the Office of the Investment Management, Chief
[Investment Company Act Release No.
Secretary at (202) 551–5400. 33315; 812–14900] Counsel’s Office).
Dated: December 4, 2018. SUPPLEMENTARY INFORMATION: The
Brent J. Fields, Stone Ridge Trust II, et al. following is a summary of the
Secretary. December 4, 2018. application. The complete application
[FR Doc. 2018–26737 Filed 12–6–18; 11:15 am] may be obtained via the Commission’s
AGENCY: Securities and Exchange
BILLING CODE 8011–01–P website by searching for the file
Commission (‘‘Commission’’).
number, or for an applicant using the
ACTION: Notice. Company name box, at http://
SECURITIES AND EXCHANGE Notice of an application under section www.sec.gov/search/search.htm or by
COMMISSION 6(c) of the Investment Company Act of calling (202) 551–8090.
Sunshine Act Meetings 1940 (the ‘‘Act’’) for an exemption from Applicants’ Representations
sections 18(a)(2), 18(c) and 18(i) of the 1. Each of the Initial Funds is a
TIME AND DATE: 2:00 p.m. on Thursday, Act, under sections 6(c) and 23(c) of the Delaware statutory trust that is
December 13, 2018. Act for an exemption from rule 23c-3 registered under the Act as a closed-end
PLACE: The meeting will be held at the under the Act, and for an order pursuant management investment company and
Commission’s headquarters, 100 F to section 17(d) of the Act and rule 17d- operated as an interval fund pursuant to
Street, NE, Washington, DC 20549. 1 under the Act. rule 23c-3 under the Act. The
STATUS: This meeting will be closed to SUMMARY OF APPLICATION: Applicants investment objective of Stone Ridge
the public. request an order to permit certain Trust II and Stone Ridge Trust IV is to
MATTERS TO BE CONSIDERED: registered closed-end management achieve long-term capital appreciation.
Commissioners, Counsel to the investment companies to issue multiple Stone Ridge Trust II pursues its
Commissioners, the Secretary to the classes of shares and to impose early investment objective primarily by
Commission, and recording secretaries withdrawal charges and asset-based investing in reinsurance-related
will attend the closed meeting. Certain distribution fees and/or service fees securities, while Stone Ridge Trust IV,
staff members who have an interest in with respect to certain classes. upon commencement of operations, will
the matters also may be present. APPLICANTS: Stone Ridge Trust II, Stone pursue its investment objective by
The General Counsel of the Ridge Trust III, Stone Ridge Trust IV investing all or substantially all of its
Commission, or his designee, has and Stone Ridge Trust V (collectively, assets in the Stone Ridge Reinsurance
certified that, in his opinion, one or the ‘‘Initial Funds’’) and Stone Ridge Interval Fund, which also invests in
more of the exemptions set forth in 5 Asset Management LLC (the ‘‘Adviser’’ reinsurance-related securities. The
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and together with the Initial Funds, the investment objective of Stone Ridge
and (10) and 17 CFR 200.402(a)(3), ‘‘Applicants’’). Trust III is to achieve capital
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Document Created: 2018-12-08 00:21:52
Document Modified: 2018-12-08 00:21:52
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Dates | 2:00 p.m. on Thursday, December 13, 2018. | |
| FR Citation | 83 FR 63546 |
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