Agency Archive

Securities and Exchange Commission

Recent Federal Register documents and issues associated with this agency.

Recent Documents

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 2.1210 Friday, September 25, 2026 91 FR 61016
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Modify the Broker QCC Credit and Manual Billable Rebate Program Friday, September 25, 2026 91 FR 61006
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Rule 2.1210 Friday, September 25, 2026 91 FR 61009
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 1210 Friday, September 25, 2026 91 FR 61000
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE National Rule 2.1210 Friday, September 25, 2026 91 FR 61013
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Texas Article 6, Rule 13 Friday, September 25, 2026 91 FR 61002
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18 Friday, September 25, 2026 91 FR 60996
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c6-2 Friday, September 25, 2026 91 FR 61011
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 613 of Regulation NMS Friday, September 25, 2026 91 FR 61004
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 608 Friday, September 25, 2026 91 FR 60998
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c3-3 Friday, September 25, 2026 91 FR 60999
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-10 Friday, September 25, 2026 91 FR 61013
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-2 Friday, September 25, 2026 91 FR 61015
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W Friday, September 25, 2026 91 FR 61005
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-2(e) Friday, September 25, 2026 91 FR 61002
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4(b)(17) Thursday, September 24, 2026 91 FR 60665
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 101 of Regulation M Thursday, September 24, 2026 91 FR 60661
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders During a Regulatory Halt and Certain Aspects of the Exchange's IPO Auctions, Halt Auctions, and Volatility Closing Auctions Thursday, September 24, 2026 91 FR 60665
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Criteria for Underlying Securities Thursday, September 24, 2026 91 FR 60669
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Accommodate Stop-Limit Complex Orders and To Establish Stop Complex Order Auctions as a New Type of Auction Mechanism Thursday, September 24, 2026 91 FR 60661
Self-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing of a Proposed Rule Change Relating to Customer Margin Requirements for Security Futures Products Thursday, September 24, 2026 91 FR 60670
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Clearly Erroneous Executions Thursday, September 24, 2026 91 FR 60662
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Clearly Erroneous Executions Thursday, September 24, 2026 91 FR 60673
Self-Regulatory Organizations; KalshiEX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products Wednesday, September 23, 2026 91 FR 60467
Self-Regulatory Organizations; Bitnomial Exchange, LLC; Notice of a Filing of a Proposed Rule Change Relating to Security Futures Product Listing Standards, Customer Margin and Related Rules Wednesday, September 23, 2026 91 FR 60438
Self-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Adoption of Coinbase Derivatives, LLC's Rules Governing Cash Settled Futures on Individual Equity Securities and Exchange-Traded Fund Shares, Including Perpetual Single-Stock Futures Wednesday, September 23, 2026 91 FR 60448
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E Clearly Erroneous Executions Wednesday, September 23, 2026 91 FR 60424
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13(a) To Replace the Term “Registered Clearing Agency” With “Qualified Clearing Agency” and Clarify That a Non-Member May Act as a Clearing Firm Wednesday, September 23, 2026 91 FR 60433
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15(a) To Clarify That a Non-Member May Act as a Clearing Firm Wednesday, September 23, 2026 91 FR 60458
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13(a) To Replace the Term “registered clearing agency” With “Qualified Clearing Agency;” Clarify That a Non-Member May Act as a Clearing Firm; and Require That a Member Seeking To Participate in the Exchange's Overnight Trading Session Maintain a Separate, Effective Letter of Guarantee or Authorization From a Clearing Firm Wednesday, September 23, 2026 91 FR 60461
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 11.15(a) To Clarify That a Non-Member May Act as a Clearing Firm Wednesday, September 23, 2026 91 FR 60464
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Implementation Schedule of Amendments To Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 as Modified in SR-FINRA-2025-007 Wednesday, September 23, 2026 91 FR 60427
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Pause Assessment of the Trading Activity Fee Wednesday, September 23, 2026 91 FR 60435
Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From the Definition of “Exchange” in Section 3(a)(1) of the Exchange Act for the Use of Certain Distributed Ledger Trading Venues for Tokenized NMS Stocks and From the Definition of “Dealer” in Section 3(a)(5) of the Exchange Act for Certain Liquidity Providers for Tokenized NMS Stocks, and Request for Comment Tuesday, September 22, 2026 91 FR 60168
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Step Up Mechanism Auctions Tuesday, September 22, 2026 91 FR 60184
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options 10, Section 27, Influencing or Rewarding Employees of Others Tuesday, September 22, 2026 91 FR 60186
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Clearly Erroneous Executions Tuesday, September 22, 2026 91 FR 60165
Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 Monday, September 21, 2026 91 FR 59904
Proxy Solicitation Modernization Monday, September 21, 2026 91 FR 59852
Sunshine Act Meetings Monday, September 21, 2026 91 FR 59822
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MX2 LLC as a Participant Monday, September 21, 2026 91 FR 59822
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Exchange's Rules at Equity 1 and Equity 4 To Enable the Exchange To Become a Primary Listing Venue Monday, September 21, 2026 91 FR 59815
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address Internal Inconsistencies in Rule 22.260 in Advance of the Launch of IEX Options Monday, September 21, 2026 91 FR 59824
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Partial Amendment No. 1, by the Options Clearing Corporation Concerning the Payment of Interest on Margin Cash Monday, September 21, 2026 91 FR 59818
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by North American Derivatives Exchange, Inc. Monday, September 21, 2026 91 FR 59823
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-27 to Exclude Certain Public Finance Activities From the Term “Structuring of Public Offerings or Private Placements,” Extend the Length of the Exclusion for Non-Primary Residences From Municipal Branch Office Designation, and Make a Technical Update to the Rule's Title Monday, September 21, 2026 91 FR 59828
Wasatch Funds Trust and Wasatch Advisors LP Monday, September 21, 2026 91 FR 59824
Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments to QC 1000, A Firm's System of Quality Control, and Related Rule and Forms Friday, September 18, 2026 91 FR 59354
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Options Friday, September 18, 2026 91 FR 59199
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program Friday, September 18, 2026 91 FR 59164
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program Friday, September 18, 2026 91 FR 59236
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Options Friday, September 18, 2026 91 FR 59217
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts Friday, September 18, 2026 91 FR 59247
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 3, Appointment of Market Makers Friday, September 18, 2026 91 FR 59281
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 3, Appointment of Market Makers Friday, September 18, 2026 91 FR 59234
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 11.1, 11.6, 11.7, and 11.8 To Add a New Time-in-Force Designation Known as “Regular `til Post Market” Friday, September 18, 2026 91 FR 59253
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program Friday, September 18, 2026 91 FR 59185
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 3290 (Outside Activities Requirements) Friday, September 18, 2026 91 FR 59259
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week Friday, September 18, 2026 91 FR 59278
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week Friday, September 18, 2026 91 FR 59289
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12-E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week Friday, September 18, 2026 91 FR 59256
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours Per Day, 5 Days Per Week Friday, September 18, 2026 91 FR 59173
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week Friday, September 18, 2026 91 FR 59196
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2628 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week Friday, September 18, 2026 91 FR 59245
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules at Options 7, Sections 1 and 2 Friday, September 18, 2026 91 FR 59283
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program Friday, September 18, 2026 91 FR 59176
Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Framework of the Exchange's Initial Fee Schedule and Establish an Options Regulatory Fee (“ORF”) Friday, September 18, 2026 91 FR 59194
OneAscent Capital Opportunities Fund, et al. Friday, September 18, 2026 91 FR 59199
Self-Regulatory Organizations; LCH SA; Order Granting Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 Relating to Rule Filing Requirements Thursday, September 17, 2026 91 FR 58940
Joint Industry Plan; Order Approving the Third Amendment to the National Market System Plan Regarding Consolidated Equity Market Data To Revise the Revenue Allocation Formula Thursday, September 17, 2026 91 FR 58944
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CDSClear Trade Registration Fund Thursday, September 17, 2026 91 FR 58936
Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X Rule 8.1(d) To Clarify Certain Disciplinary Functions by FINRA's Office of Disciplinary Affairs Thursday, September 17, 2026 91 FR 58933
Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Sections 1003 and 1009 of the NYSE American Company Guide Thursday, September 17, 2026 91 FR 58947
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E Regarding Initial Listing Regulatory Halts Thursday, September 17, 2026 91 FR 58931
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Thursday, September 17, 2026 91 FR 58927
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 2-E, Report Pursuant to Rule 609 and Regulation E Thursday, September 17, 2026 91 FR 58934
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 15F Thursday, September 17, 2026 91 FR 58935
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN Thursday, September 17, 2026 91 FR 58935
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Equities Price List and Fee Schedule Wednesday, September 16, 2026 91 FR 58726
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conforming Changes to Nasdaq Texas Rules in Connection With the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus by the Nasdaq Stock Exchange Wednesday, September 16, 2026 91 FR 58716
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus Wednesday, September 16, 2026 91 FR 58729
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conforming Changes to Nasdaq Phlx Rules in Connection With the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus Wednesday, September 16, 2026 91 FR 58720
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Provide That Extranet Providers, in Addition to Data Subscribers, Are also Eligible To Earn the External Distribution Rebate by Enlisting New Data Subscribers of Real-Time IEX Market Data Products Wednesday, September 16, 2026 91 FR 58736
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Wednesday, September 16, 2026 91 FR 58754
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders Wednesday, September 16, 2026 91 FR 58723
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From Inline XBRL Requirements for Portions of Form CA-1 and Form 1 and for Form X-17A-5 Part III, Form 17-H, and Security-Based Swap Entity's Annual Compliance Report Tuesday, September 15, 2026 91 FR 58490
In the Matter of The Nasdaq Stock Market LLC; Order Granting Petitions for Review and Scheduling Filing of Statements Regarding an Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Continued Listing Requirement Tuesday, September 15, 2026 91 FR 58499
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Securities Act Rule 192 Tuesday, September 15, 2026 91 FR 58507
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-6F Tuesday, September 15, 2026 91 FR 58506
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 12d1-4 Tuesday, September 15, 2026 91 FR 58492
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 10, Section 27 Tuesday, September 15, 2026 91 FR 58496
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division Tuesday, September 15, 2026 91 FR 58513
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Tuesday, September 15, 2026 91 FR 58486
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 11.1, 11.6, 11.7, and 11.8 To Add a New Time-in-Force Designation Known as “Regular `til Post Market” Tuesday, September 15, 2026 91 FR 58482
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add Investors Exchange LLC as a Participant Tuesday, September 15, 2026 91 FR 58500
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 11.1(a), 11.9(b), and 11.23 To Add a New Time-in-Force Designation Known as “Regular til Post Market” Tuesday, September 15, 2026 91 FR 58514
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Timeframe To Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions Tuesday, September 15, 2026 91 FR 58481
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MX2 LLC as a Participant Tuesday, September 15, 2026 91 FR 58505
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session Tuesday, September 15, 2026 91 FR 58517
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.29 Regarding Trading Halts Tuesday, September 15, 2026 91 FR 58507
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 11.1(a), 11.9(b), 11.23, and 11.24 To Add a New Time-in-Force Designation Known as “Regular `til Post Market” Tuesday, September 15, 2026 91 FR 58501
Sunshine Act Meeting Monday, September 14, 2026 91 FR 58218
Sunshine Act Meetings Monday, September 14, 2026 91 FR 58184
Sunshine Act Meetings Monday, September 14, 2026 91 FR 58180
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Monday, September 14, 2026 91 FR 58203
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E, Clearly Erroneous Executions Monday, September 14, 2026 91 FR 58201
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees To Increase the Floor Market Maker Fee and Floor Broker Breakup Credit for Transactions in Non-Penny Classes Monday, September 14, 2026 91 FR 58231
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule and Exchange Rule 6.5 Monday, September 14, 2026 91 FR 58226
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 6.5 Monday, September 14, 2026 91 FR 58216
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Monday, September 14, 2026 91 FR 58206
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Permit Trading 23 Hours per Day, Five Days per Week Monday, September 14, 2026 91 FR 58185
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck JitoSOL ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Monday, September 14, 2026 91 FR 58218
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan and ICE Clear Credit Wind-Down Plan Monday, September 14, 2026 91 FR 58208
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Update the Definition of “Trading Platform” Monday, September 14, 2026 91 FR 58195
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add a New Partial Cabinet Solution Bundle as Part of Its Co-Location Services Monday, September 14, 2026 91 FR 58240
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Cabinet Solution Bundle as Part of Its Co-Location Services Monday, September 14, 2026 91 FR 58180
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Cabinet Solution Bundle as Part of Its Co-Location Services Monday, September 14, 2026 91 FR 58197
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of “Trading Platform” Monday, September 14, 2026 91 FR 58193
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of “Trading Platform” Monday, September 14, 2026 91 FR 58234
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Cabinet Solution Bundle as Part of Its Co-Location Services Monday, September 14, 2026 91 FR 58237
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Cabinet Solution Bundle As Part of Its Co-Location Services Monday, September 14, 2026 91 FR 58222
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of “Trading Platform” Monday, September 14, 2026 91 FR 58219
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend SAIL Order Entry Port Fees Monday, September 14, 2026 91 FR 58228
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Schedule 14D-9 Monday, September 14, 2026 91 FR 58218
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19a-1 Monday, September 14, 2026 91 FR 58184
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1 Monday, September 14, 2026 91 FR 58221
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b9-1 Monday, September 14, 2026 91 FR 58236
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 20-F Monday, September 14, 2026 91 FR 58225
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by Bitnomial Exchange, LLC Friday, September 11, 2026 91 FR 57949
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by KalshiEX LLC Friday, September 11, 2026 91 FR 57947
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by Coinbase Derivatives, LLC Friday, September 11, 2026 91 FR 57944
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt Friday, September 11, 2026 91 FR 57945
Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 13.003 Related to Proxy Voting Friday, September 11, 2026 91 FR 57940
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 6e-2 and Form N-6EI-1 Friday, September 11, 2026 91 FR 57944
The RBB Fund Trust and Millburn Ridgefield LLC Friday, September 11, 2026 91 FR 57949
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-1 Under the Investment Company Act of 1940, Definition of Terms Used in This Part Friday, September 11, 2026 91 FR 57948
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form CB-Tender Offer/Rights Offering Notification Form Thursday, September 10, 2026 91 FR 57663
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 425 Thursday, September 10, 2026 91 FR 57669
Political Contributions by Certain Investment Advisers Thursday, September 10, 2026 91 FR 57698
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Thursday, September 10, 2026 91 FR 57669
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Thursday, September 10, 2026 91 FR 57667
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Thursday, September 10, 2026 91 FR 57671
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Thursday, September 10, 2026 91 FR 57663
Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X Rule 13.4(a) To Reflect Name Changes and the Operation of Texas Stock Exchange LLC Thursday, September 10, 2026 91 FR 57672
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Model Validation Framework and Treasury Operations Policies and Procedures Thursday, September 10, 2026 91 FR 57665
Daxor Corporation Wednesday, September 9, 2026 91 FR 57399
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Wednesday, September 9, 2026 91 FR 57400
AMG BBH Asset-Backed Credit Fund, LLC, et al. Wednesday, September 9, 2026 91 FR 57405
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud) Wednesday, September 9, 2026 91 FR 57407
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments Wednesday, September 9, 2026 91 FR 57402
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change To Amend Rule 5711(d) (Commodity-Based Trust Shares) Wednesday, September 9, 2026 91 FR 57392
Notice pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations With Respect to U.S. Treasury Securities Wednesday, September 9, 2026 91 FR 57406
Sunshine Act Meetings Tuesday, September 8, 2026 91 FR 57183
Sunshine Act Meetings Tuesday, September 8, 2026 91 FR 57183
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 173 Tuesday, September 8, 2026 91 FR 57182
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 11a-2 Tuesday, September 8, 2026 91 FR 57207
Agency Information Collection Activities; Proposed Collection; Comment Request; Revision: Ombudsman Matter Management System (OMMS) Submission Form Tuesday, September 8, 2026 91 FR 57173
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Clearing Membership Standards Tuesday, September 8, 2026 91 FR 57183
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Risk Management Model Description for the CDS Clearing Service Tuesday, September 8, 2026 91 FR 57178
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Exchange To Conduct Opening and Closing Auctions in UTP Securities Designated by the Exchange Tuesday, September 8, 2026 91 FR 57176
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit a New Issue ETPs To Commence Trading at the Beginning of the Pre-Market Session Tuesday, September 8, 2026 91 FR 57205
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Lead Market Maker Program on the Exchange Tuesday, September 8, 2026 91 FR 57180
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers) Tuesday, September 8, 2026 91 FR 57174
Transfer Agent Rules Friday, September 4, 2026 91 FR 56946
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 9558 of Nasdaq's Disciplinary Code Friday, September 4, 2026 91 FR 56934
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Friday, September 4, 2026 91 FR 56923
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Friday, September 4, 2026 91 FR 56931
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Friday, September 4, 2026 91 FR 56928
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Friday, September 4, 2026 91 FR 56926
Eldridge Dynamic Income Fund and Eldridge Structured Credit Advisers, LLC Friday, September 4, 2026 91 FR 56922
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date Thursday, September 3, 2026 91 FR 56593
Notice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related to the Recovery of Costs Incurred During Period 4 of the Financial Accountability Milestones Pursuant to Section 36 of the Securities Exchange Act of 1934 and/or Rule 608(e) of Regulation NMS Thereunder, and Request for Comment Thursday, September 3, 2026 91 FR 56691
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-9 Thursday, September 3, 2026 91 FR 56696
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Thursday, September 3, 2026 91 FR 56696
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Thursday, September 3, 2026 91 FR 56686
Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy Thursday, September 3, 2026 91 FR 56678
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts Thursday, September 3, 2026 91 FR 56685
Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Wednesday, September 2, 2026 91 FR 56387
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders Wednesday, September 2, 2026 91 FR 56492
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Program Wednesday, September 2, 2026 91 FR 56530
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders Wednesday, September 2, 2026 91 FR 56486
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders Wednesday, September 2, 2026 91 FR 56487
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Wednesday, September 2, 2026 91 FR 56533
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders Wednesday, September 2, 2026 91 FR 56529
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Change, as Modified by Amendment No. 2, To Amend Its Rules To Extend Trading Hours for Certain Eligible Equity Options Wednesday, September 2, 2026 91 FR 56504
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Rule Governing the Operation of a Proposed Step Up Mechanism (“SUM”) on the Exchange and To Make Conforming Changes in Other Rules Wednesday, September 2, 2026 91 FR 56514
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce the Exchange's Order Entry Protocol Migration Program Wednesday, September 2, 2026 91 FR 56524
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session Wednesday, September 2, 2026 91 FR 56526
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program Wednesday, September 2, 2026 91 FR 56489
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or cQFOs Wednesday, September 2, 2026 91 FR 56518
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt VIX Future-Option Orders Wednesday, September 2, 2026 91 FR 56493
Deregistration Under Section 8(f) of the Investment Company Act of 1940 Tuesday, September 1, 2026 91 FR 56260
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Listing Fees for Exchange-Traded Products and Add a New Quality Liquidity Provider Program Tuesday, September 1, 2026 91 FR 56234
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MX2 LLC as a Plan Sponsor Tuesday, September 1, 2026 91 FR 56249
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Investors Exchange LLC as a Plan Sponsor Tuesday, September 1, 2026 91 FR 56253
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials Tuesday, September 1, 2026 91 FR 56254
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials Tuesday, September 1, 2026 91 FR 56257
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials Tuesday, September 1, 2026 91 FR 56250
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials Tuesday, September 1, 2026 91 FR 56245
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 24 Under Article 22 of the NYSE Texas Rule Book Tuesday, September 1, 2026 91 FR 56247
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 489 and Form F-N Monday, August 31, 2026 91 FR 55940
DTCC ITP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Monday, August 31, 2026 91 FR 55933
TriOptima AB; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Monday, August 31, 2026 91 FR 55921
OSTTRA Limited; OSTTRA Services, LLC; Notice of Filing of Applications for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Monday, August 31, 2026 91 FR 55951
LSEG Post Trade Services Limited; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Monday, August 31, 2026 91 FR 55956
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism Monday, August 31, 2026 91 FR 55955
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism Monday, August 31, 2026 91 FR 55923
Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 20.6 (Nullification and Adjustment of Options Transactions Including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel Monday, August 31, 2026 91 FR 55918
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock Monday, August 31, 2026 91 FR 55918
Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement With Chicago Mercantile Exchange Inc. Monday, August 31, 2026 91 FR 55940
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) Monday, August 31, 2026 91 FR 55930
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) Monday, August 31, 2026 91 FR 55961
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) Monday, August 31, 2026 91 FR 55928
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) Monday, August 31, 2026 91 FR 55925
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 2a-5 Friday, August 28, 2026 91 FR 55658
Sunshine Act Meetings Friday, August 28, 2026 91 FR 55656
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of SR-GEMX-2026-15 Friday, August 28, 2026 91 FR 55655
Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Rules Regarding Statutory Disqualifications Friday, August 28, 2026 91 FR 55652
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Changes to Certain Provisions Relating to Arbitrator List Selection Friday, August 28, 2026 91 FR 55637
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq Texas LLC, Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, MEMX LLC, MX2 LLC and Investors Exchange LLC Concerning Options-Related Sales Practice Matters Friday, August 28, 2026 91 FR 55642
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of SR-ISE-2026-18 Friday, August 28, 2026 91 FR 55656
Fenimore Asset Management, Inc. and Fenimore Asset Management Trust Thursday, August 27, 2026 91 FR 55410
Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposal To Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange Thursday, August 27, 2026 91 FR 55384
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Warrant Performance Incentive Program To Add ETPs to the Definition of Liquidity Improvement Symbols and High-Volume Symbols Thursday, August 27, 2026 91 FR 55374
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Intra-Day Snapshots to NTX Options Trade Outline Thursday, August 27, 2026 91 FR 55368
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-7 Thursday, August 27, 2026 91 FR 55373
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities Thursday, August 27, 2026 91 FR 55403
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities Thursday, August 27, 2026 91 FR 55411
Self-Regulatory Organizations: Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities Thursday, August 27, 2026 91 FR 55377
ARK Venture Fund and ARK Investment Management LLC Wednesday, August 26, 2026 91 FR 55149
Order Making Fiscal Year 2027 Annual Adjustments to Registration Fee Rates Wednesday, August 26, 2026 91 FR 55138
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18E Regarding Trading Halts Wednesday, August 26, 2026 91 FR 55132
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts Wednesday, August 26, 2026 91 FR 55143
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Wednesday, August 26, 2026 91 FR 55130
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the CDS Instrument On-Boarding Policies and Procedures Tuesday, August 25, 2026 91 FR 54893
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Certain Aspects of the Activity-Based Risk Controls Applicable to IEX Options Members Set Forth in IEX Rule 22.250, and To Make Conforming and Typo Clean-Up Changes to IEX Rules 22.250 and 22.260 Tuesday, August 25, 2026 91 FR 54895
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4759 Regarding Sources of Data Used Tuesday, August 25, 2026 91 FR 54900
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-54A Monday, August 24, 2026 91 FR 54778
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1 Monday, August 24, 2026 91 FR 54779
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 163 Monday, August 24, 2026 91 FR 54779
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 433 Monday, August 24, 2026 91 FR 54774
Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 903G and 906G Monday, August 24, 2026 91 FR 54778
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5.32-O and 5.35-O Monday, August 24, 2026 91 FR 54783
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule To Eliminate Customer and Professional Customer Fees and Introduce a Floor Broker Incentive for Trading in Certain MSCI Related Index Options Monday, August 24, 2026 91 FR 54780
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With Binary Options That Overlie the Mini-S&P 500 Index Monday, August 24, 2026 91 FR 54770
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Monday, August 24, 2026 91 FR 54775
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Internal Cross-Reference Error in Rule 23.150 Monday, August 24, 2026 91 FR 54768
Pender Real Estate Credit Fund, et al. Monday, August 24, 2026 91 FR 54782
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-4 Monday, August 24, 2026 91 FR 54768
Regulation Crypto Assets Friday, August 21, 2026 91 FR 54510

Recent Issues

Federal Register Volume 91 Issue 185 (Friday, September 25, 2026) Friday, September 25, 2026 15 documents
Federal Register Volume 91 Issue 184 (Thursday, September 24, 2026) Thursday, September 24, 2026 8 documents
Federal Register Volume 91 Issue 183 (Wednesday, September 23, 2026) Wednesday, September 23, 2026 10 documents
Federal Register Volume 91 Issue 182 (Tuesday, September 22, 2026) Tuesday, September 22, 2026 4 documents
Federal Register Volume 91 Issue 181 (Monday, September 21, 2026) Monday, September 21, 2026 10 documents
Federal Register Volume 91 Issue 180 (Friday, September 18, 2026) Friday, September 18, 2026 21 documents
Federal Register Volume 91 Issue 179 (Thursday, September 17, 2026) Thursday, September 17, 2026 10 documents
Federal Register Volume 91 Issue 178 (Wednesday, September 16, 2026) Wednesday, September 16, 2026 7 documents
Federal Register Volume 91 Issue 177 (Tuesday, September 15, 2026) Tuesday, September 15, 2026 16 documents
Federal Register Volume 91 Issue 176 (Monday, September 14, 2026) Monday, September 14, 2026 27 documents
Federal Register Volume 91 Issue 175 (Friday, September 11, 2026) Friday, September 11, 2026 8 documents
Federal Register Volume 91 Issue 174 (Thursday, September 10, 2026) Thursday, September 10, 2026 9 documents
Federal Register Volume 91 Issue 173 (Wednesday, September 9, 2026) Wednesday, September 9, 2026 7 documents
Federal Register Volume 91 Issue 172 (Tuesday, September 8, 2026) Tuesday, September 8, 2026 11 documents
Federal Register Volume 91 Issue 171 (Friday, September 4, 2026) Friday, September 4, 2026 7 documents
Federal Register Volume 91 Issue 170 (Thursday, September 3, 2026) Thursday, September 3, 2026 7 documents
Federal Register Volume 91 Issue 169 (Wednesday, September 2, 2026) Wednesday, September 2, 2026 14 documents
Federal Register Volume 91 Issue 168 (Tuesday, September 1, 2026) Tuesday, September 1, 2026 9 documents
Federal Register Volume 91 Issue 167 (Monday, August 31, 2026) Monday, August 31, 2026 14 documents
Federal Register Volume 91 Issue 166 (Friday, August 28, 2026) Friday, August 28, 2026 7 documents
Federal Register Volume 91 Issue 165 (Thursday, August 27, 2026) Thursday, August 27, 2026 8 documents
Federal Register Volume 91 Issue 164 (Wednesday, August 26, 2026) Wednesday, August 26, 2026 5 documents
Federal Register Volume 91 Issue 163 (Tuesday, August 25, 2026) Tuesday, August 25, 2026 3 documents
Federal Register Volume 91 Issue 162 (Monday, August 24, 2026) Monday, August 24, 2026 12 documents