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Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems

Securities and Exchange Commission [Release No. 34-89264; File No. SR-Cboe-2020-004] On January 17, 2020, Cboe Exchange, Inc. ("Exchange" or "Cboe Options") filed with the Secur...

Securities and Exchange Commission
  1. [Release No. 34-89264; File No. SR-Cboe-2020-004]

On January 17, 2020, Cboe Exchange, Inc. (“Exchange” or “Cboe Options”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),[1] and Rule 19b-4 thereunder,[2] a proposed rule change to amend the Exchange's compliance rule regarding the National Market System Plan Governing the Consolidated Audit Trail. The proposed rule change was published for comment in the Federal Register on February 5, 2020.[3] On March 20, 2020, the Commission extended the time period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change, to May 5, 2020.[4] On April 29, 2020, the Commission issued an order instituting proceedings under Section 19(b)(2)(B) of the Act [5] to determine whether to approve or disapprove the proposed rule change.[6] The Commission received no comment letters regarding the proposed rule change.

On June 18, 2020, the Exchange withdrew the proposed rule change (SR-Cboe-2020-004). ( printed page 42466)

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.[7]

July 8, 2020.

J. Matthew DeLesDernier,

Assistant Secretary.

Footnotes

3.   See Securities Exchange Act Release No. 88105 (January 30, 2020), 85 FR 6600.

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4.   See Securities Exchange Act Release No. 88437, 85 FR 17129 (March 26, 2020).

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6.   See Securities Exchange Act Release No. 88769, 85 FR 26758 (May 5, 2020).

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[FR Doc. 2020-15119 Filed 7-13-20; 8:45 am]

BILLING CODE 8011-01-P

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Federal Register Citation

Use this for formal legal and research references to the published document.

85 FR 42465

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“Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems,” thefederalregister.org (July 14, 2020), https://thefederalregister.org/documents/2020-15119/self-regulatory-organizations-cboe-exchange-inc-notice-of-withdrawal-of-a-proposed-rule-change-relating-to-amend-chapter.