Document

Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F

This document makes a technical correction to an amendment concerning the electronic submission of applications for orders under the Investment Company Act, as adopted in Releas...

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Securities and Exchange Commission

17 CFR Part 270
[Release Nos. 34-95148A; IA-6056A; IC-34635A; File No. S7-15-21]
RIN 3235-AM97

AGENCY:

Securities and Exchange Commission.

ACTION:

Final rule; correction.

SUMMARY:

This document makes a technical correction to an amendment concerning the electronic submission of applications for orders under the Investment Company Act, as adopted in Release No. 34-95148 (June 23, 2022) (“Adopting Release”), which was published in the Federal Register on June 30, 2022.

DATES:

Effective August 29, 2022.

FOR FURTHER INFORMATION CONTACT:

Zeena Abdul-Rahman, Branch Chief; Sara Cortes, Senior Special Counsel; or Brian McLaughlin Johnson, Assistant Director, at (202) 551-6792, Investment Company Regulation Office, Division of Investment Management; or Alexis Palascak, Senior Counsel at (202) 551-6787 or IArules@sec.gov, Investment Adviser Regulation Office, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-8549.

SUPPLEMENTARY INFORMATION:

We are making a technical amendment to correct § 270.0-2. Specifically, this document amends Instruction 12.b. published in the Adopting Release to correct a sentence reference.

In document FR doc. 2022-13936, which was published in the Federal Register on June 30, 2022, at 87 FR 38943, the following correction is made:

§ 270.0-2

[Corrected]

1. On page 38976, in the second column, Instruction 12.b. for § 270.0-2 is corrected to read as follows: “Removing the sixth sentence in paragraph (b).”

Dated: July 6, 2022.

J. Matthew DeLesDernier,

Assistant Secretary.

[FR Doc. 2022-14683 Filed 7-8-22; 8:45 am]

BILLING CODE 8011-01-P

Legal Citation

Federal Register Citation

Use this for formal legal and research references to the published document.

87 FR 41060

Web Citation

Suggested Web Citation

Use this when citing the archival web version of the document.

“Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F,” thefederalregister.org (July 11, 2022), https://thefederalregister.org/documents/2022-14683/electronic-submission-of-applications-for-orders-under-the-advisers-act-and-the-investment-company-act-confidential-trea.