thefederalregister.org Federal Register Research Archive

Document

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees

Securities and Exchange Commission [Release No. 34-98692; File No. SR-PEARL-2023-35] October 5, 2023. On August 8, 2023, MIAX PEARL LLC ("MIAX Pearl Options" or "Exchange") file...

PDF versionSource Record
Securities and Exchange Commission
  1. [Release No. 34-98692; File No. SR-PEARL-2023-35]
October 5, 2023.

On August 8, 2023, MIAX PEARL LLC (“MIAX Pearl Options” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),[1] and Rule 19b-4 thereunder,[2] a proposed rule change to amend certain connectivity and port fees.

The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.[3] The proposed rule change was published for comment in the Federal Register on August 25, 2023.[4] On September 29, 2023, pursuant to Section 19(b)(3)(C) of the Act,[5] the Commission: (1) temporarily suspended the proposed rule change; and (2) instituted proceedings under Section 19(b)(2)(B) of the Act [6] to determinewhether to approve or disapprove the proposed rule change.[7] On October 2, 2023, the Exchange withdrew the proposed rule change (SR-PEARL-2023-35).

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8

Sherry R. Haywood,

Assistant Secretary.

Footnotes

3.  15 U.S.C. 78s(b)(3)(A). A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as “establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization.” 15 U.S.C. 78s(b)(3)(A)(ii).

Back to Citation

4.   See Securities Exchange Act Release No. 98180 (August 21, 2023), 88 FR 58404.

Back to Citation

7.   See Securities Exchange Act Release No. 98658, 88 FR 68770 (October 4, 2023).

Back to Citation

[FR Doc. 2023-22506 Filed 10-12-23; 8:45 am]

BILLING CODE 8011-01-P

Legal Citation

Federal Register Citation

Use this for formal legal and research references to the published document.

88 FR 71043

Web Citation

Suggested Web Citation

Use this when citing the archival web version of the document.

“Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees,” thefederalregister.org (October 13, 2023), https://thefederalregister.org/documents/2023-22506/self-regulatory-organizations-miax-pearl-llc-notice-of-withdrawal-of-proposed-rule-change-to-amend-the-fee-schedule-to-m.