Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List
Securities and Exchange Commission [Release No. 34-98863; File No. SR-NYSE-2023-35] November 6, 2023. On September 28, 2023, New York Stock Exchange LLC ("NYSE") filed with the ...
On September 28, 2023, New York Stock Exchange LLC (“NYSE”) filed with the Securities and Exchange Commission (the “Commission”), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”) [1]
and Rule 19b-4 thereunder [2]
a proposed rule change to amend its Price List to: (1) modify fee rates and requirements for transactions that remove liquidity from the Exchange; (2) offer a monthly rebate for Designated Market Maker units with 150 or fewer assigned securities along with incentives for affiliated Supplemental Liquidity Providers; and (3) eliminate an underutilized fee for transactions that remove liquidity from the Exchange in Tape B and C securities. The proposed rule change was published for comment on October 4, 2023.[3]
On November 1, 2023, NYSE withdrew the proposed rule change (SR-NYSE-2023-35).
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.[4]
Use this for formal legal and research references to the published document.
88 FR 77652
Web Citation
Suggested Web Citation
Use this when citing the archival web version of the document.
“Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List,” thefederalregister.org (November 13, 2023), https://thefederalregister.org/documents/2023-24865/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-withdrawal-of-proposed-rule-change-to-amend-its-pric.