Document

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10-K

Securities and Exchange Commission [OMB Control No. 3235-0063] Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F St...

Securities and Exchange Commission
  1. [OMB Control No. 3235-0063]

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (“PRA”) (44 U.S.C. 3501 et seq. ), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget (“OMB”) this request for an extension of the previously approved collection of information discussed below. The Commission also is requesting approval from OMB to designate this existing collection of information (OMB Control No. 3235-0063) as a “common form” for purposes of PRA submissions [1] because the Board of Governors of the Federal Reserve System uses this information collection (under OMB Control No. 7100-0091).

Form 10-K (17 CFR 249.310) is filed by issuers of securities to satisfy their annual reporting obligations pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)). The information provided by Form 10-K is intended to ensure the adequacy of information available to investors and securities markets about an issuer. The information required by Form 10-K is mandatory, and Form 10-K filings are publicly available on the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system. We estimate that Form 10-K is filed once per year by approximately 6,740 respondents, for a total of approximately 6,740 responses annually. We estimate that respondents incur 1,695.2 burden hours per Form 10-K response, for a total annual reporting burden of 11,425,648 hours (1,695.2 burden hours per response × 6,740 responses). We estimate that respondents incur $334,438.81 cost burden per Form 10-K response, for a total annual cost burden of $2,254,117,579 ($334,438.81 cost burden per response × 6,740 responses).

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.

The public may view and comment on this information collection request at: https://www.reginfo.gov/​public/​do/​PRAViewICR?​ref_​nbr=​202605-3235-002 or send an email comment to within 30 days of the day after publication of this notice by August 31, 2026.

Dated: July 29, 2026.

Sherry R. Haywood,

Assistant Secretary.

Footnotes

1.   See ROCIS PRA Module User Guide v. 8.2, at 110-111 (Mar. 2024), available at https://www.rocis.gov/​rocis/​viewResources.do (“A `common form' is an information collection that can be used by two or more agencies, or government-wide, for the same purpose. The Common Forms Module [in ROCIS] allows a `host' agency to obtain [OMB] approval of an information collection for use by one or more `using' agencies. After OMB grants approval, any prospective using agency that seeks to collect identical information for the same purpose can obtain approval to use the `common form' by providing its agency-specific information to OMB ( e.g., burden estimates and number of respondents). . . . The host agency will indicate in the Federal Register notices that it is requesting approval of a common form and, if known, identify other agencies that may use the information collection. Both the Federal Register notices and the ICR should account only for the burden imposed by the host agency's use of the common form. Once the host agency has received approval from OMB, any agency will be able to request OMB approval for its use of the common form in ROCIS by providing its agency specific information to OMB ( e.g., burden estimates and number of respondents). Additional public notice by those agencies will not be required.”).

Back to Citation

[FR Doc. 2026-15557 Filed 7-30-26; 8:45 am]

BILLING CODE 8011-01-P

Legal Citation

Federal Register Citation

Use this for formal legal and research references to the published document.

91 FR 48456

Web Citation

Suggested Web Citation

Use this when citing the archival web version of the document.

“Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10-K,” thefederalregister.org (July 31, 2026), https://thefederalregister.org/documents/2026-15557/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-exchange-act-form-10-k.