80_FR_11117 80 FR 11077 - Professional Standards for State and Local School Nutrition Programs Personnel as Required by the Healthy, Hunger-Free Kids Act of 2010

80 FR 11077 - Professional Standards for State and Local School Nutrition Programs Personnel as Required by the Healthy, Hunger-Free Kids Act of 2010

DEPARTMENT OF AGRICULTURE
Food and Nutrition Service

Federal Register Volume 80, Issue 40 (March 2, 2015)

Page Range11077-11096
FR Document2015-04234

This final rule establishes minimum professional standards for school nutrition personnel who manage and operate the National School Lunch and School Breakfast Programs. The final rule institutes hiring standards for the selection of State and local school nutrition program directors, and requires all personnel in the school nutrition programs to complete annual continuing education/training. These regulations are expected to result in consistent, national professional standards that strengthen the ability of school nutrition professionals and staff to perform their duties effectively and efficiently.

Federal Register, Volume 80 Issue 40 (Monday, March 2, 2015)
[Federal Register Volume 80, Number 40 (Monday, March 2, 2015)]
[Rules and Regulations]
[Pages 11077-11096]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-04234]



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Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules 
and Regulations

[[Page 11077]]



DEPARTMENT OF AGRICULTURE

Food and Nutrition Service

7 CFR Parts 210 and 235

[FNS-2011-0030]
RIN 0584-AE19


Professional Standards for State and Local School Nutrition 
Programs Personnel as Required by the Healthy, Hunger-Free Kids Act of 
2010

AGENCY: Food and Nutrition Service, USDA.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule establishes minimum professional standards for 
school nutrition personnel who manage and operate the National School 
Lunch and School Breakfast Programs. The final rule institutes hiring 
standards for the selection of State and local school nutrition program 
directors, and requires all personnel in the school nutrition programs 
to complete annual continuing education/training. These regulations are 
expected to result in consistent, national professional standards that 
strengthen the ability of school nutrition professionals and staff to 
perform their duties effectively and efficiently.

DATES: This rule is effective July 1, 2015. Compliance with the 
provisions of this rule must begin July 1, 2015, except as noted in 
specific regulatory provisions.

FOR FURTHER INFORMATION CONTACT: Julie Brewer, School Programs Branch, 
Policy and Program Development Division, Food and Nutrition Service, at 
(703) 305-2590.

SUPPLEMENTARY INFORMATION:

I. Background

    The Healthy, Hunger-Free Kids Act of 2010 (HHFKA), Public Law 111-
296, requires significant changes in the Child Nutrition Programs to 
prevent and reduce childhood obesity, give eligible children access to 
nutrition benefits, and enhance the ability of nutrition professionals 
to operate the National School Lunch Program (NSLP) and School 
Breakfast Program (SBP) efficiently. Section 306 of the HHFKA amended 
section 7 of the Child Nutrition Act of 1966 (CNA) (42 U.S.C. 1776) by 
adding paragraph (g), ``Professional Standards for School Food 
Service.'' This provision is intended to ensure that school nutrition 
professionals that manage and operate the NSLP and SBP have adequate 
knowledge and training to meet Program requirements. Requiring proper 
qualifications to serve in the Child Nutrition Programs is expected to 
improve the quality of school meals, reduce errors, and enhance Program 
integrity.
    The Food and Nutrition Service (FNS) of the Department of 
Agriculture (USDA) issued a proposed rule (79 FR 6488) on February 4, 
2014, seeking to amend the regulations governing the NSLP (7 CFR part 
210) and the State administrative expense funds (7 CFR part 235) 
consistent with amendments made to the CNA by the HHFKA. The rule 
proposed to establish national hiring standards and annual continuing 
education/training requirements for school nutrition professionals that 
manage and operate the NSLP and SBP.
    In developing the proposed professional standards, FNS considered 
input from a variety of sources. First, in November 2011, FNS conducted 
a session at the State Agency Meeting for State Child Nutrition 
Directors and their staff members. At that session, the participants 
brought up a number of general issues for FNS to consider, including 
grandfathering (the practice of exempting existing personnel from the 
new requirements), monitoring by State agencies, and how the new 
requirements would relate to existing State and local standards.
    On March 13-14, 2012, FNS held a two-day listening session with 
approximately 60 invited stakeholders representing a variety of State 
agencies, local educational agencies (LEAs), professional associations 
and other constituencies concerned with standards affecting child 
nutrition professionals. The stakeholders provided suggestions for FNS 
to consider regarding required and preferred professional standards, 
and offered input on potential challenges and on use of resources to 
successfully implement national standards.
    As follow-up to the March session, interested participants 
volunteered to continue providing input via conference calls. 
Participants on the calls included State and district directors, 
professional organizations, and FNS staff. Calls focused on three 
topics: Criteria and standards for hiring State agency directors; 
minimum education and training requirements for school nutrition 
directors; and training requirements for school nutrition managers and 
other staff. FNS conducted the conference calls in the five months 
following the listening session.
    FNS also received feedback from attendees at the School Nutrition 
Association's Annual National Conference in July 2012 and July 2013. 
The audience, which consisted of State agency directors and staff, 
school nutrition directors, managers and other personnel, provided 
significant input for the proposed professional standards.
    As a result of the stakeholders' feedback, FNS developed proposed 
professional standards consisting of minimum educational requirements 
for new State directors and school nutrition program directors, and 
annual continuing education/training requirements for all school 
nutrition personnel. These proposed standards for State directors are 
summarized in the following two charts and discussed later in the 
preamble:

[[Page 11078]]



      Proposed Rule Hiring Standards for New State Agency Directors
------------------------------------------------------------------------
                                   State director of     State director
                                   school nutrition      of distributing
                                        program             agencies
------------------------------------------------------------------------
Education.....................  A bachelor's degree     A bachelor's
                                 with an academic        degree with any
                                 major in areas          academic major.
                                 including food and
                                 nutrition, food
                                 service management,
                                 dietetics, family and
                                 consumer sciences,
                                 nutrition education,
                                 culinary arts,
                                 business, or a
                                 related field.
                               -----------------------------------------
Knowledge & Experience........  Extensive relevant knowledge and
                                 experience in areas such as
                                 institutional food service operations,
                                 management, business, and/or nutrition
                                 education.
Skills & Abilities............  Additional abilities and skills needed
                                 to lead, manage, and supervise people
                                 to support the mission of Child
                                 Nutrition Programs.
------------------------------------------------------------------------


   Proposed Rule Training Requirements for All State Agency Directors
------------------------------------------------------------------------
   State director of school nutrition     State director of distributing
                programs                             agencies
------------------------------------------------------------------------
 Each school year, must           Each school year, must
 complete at least 15 hours of annual     complete at least 15 hours of
 continuing education/training in core    annual continuing education/
 areas, such as nutrition, operations,    training in core areas, such
 administration, communications, and      as nutrition, operations,
 marketing. Additional hours and topics   administration,
 may be specified by FNS annually, as     communications, and marketing.
 necessary.                               Additional hours and topics
 Must also provide or ensure      may be specified by FNS
 that State agency staff receives         annually, as necessary.
 annual continuing education/training.    Must also provide or
 Must provide the SFAs at least   ensure that State agency staff
 18 hours of training in topics such as   receives annual continuing
 administrative practices (training in    education/training in topics
 application, certification,              such as the efficient and
 verification, meal counting and meal     effective use of USDA donated
 claiming procedures); the accuracy of    foods; inventory rotation and
 approvals for free and reduced price     control; health and food
 meals; the identification of             safety standards; and any
 reimbursable meals at the point of       other appropriate topics, as
 service; nutrition; health and food      determined by FNS, to ensure
 safety standards; the efficient and      program compliance and
 effective use of USDA foods; and any     integrity.
 other appropriate topics, as
 determined by FNS, to ensure program
 compliance and integrity.
------------------------------------------------------------------------

    For employees at the local level, FNS proposed minimum educational 
requirements for new school nutrition program directors only, based on 
an LEA size/student enrollment (LEAs with 2,499 students or less, LEAs 
with 2,500-9,999 students, LEAs with 10,000-24,999 students, and LEAs 
with 25,000 or more students). The proposed hiring standards are 
intended to apply to the school food authority (SFA), which is the 
governing body that has the legal authority to operate the school meal 
programs. In addition, FNS proposed annual continuing education/
training requirements for all SFA employees. The proposed standards for 
SFA employees are summarized in the following two charts and discussed 
later in the preamble:

     Proposed Rule Hiring Standards for School Nutrition Program Directors by Local Educational Agency Size
----------------------------------------------------------------------------------------------------------------
    Minimum requirements for      Student enrollment  Student enrollment  Student enrollment  Student enrollment
            directors                2,499 or less        2,500-9,999        10,000-24,999       25,000 or more
----------------------------------------------------------------------------------------------------------------
Minimum Education Standards       Bachelor's degree,  Bachelor's degree,  Bachelor's degree,  Same requirements
 (required) (new directors only).  or equivalent       or equivalent       or equivalent       as for 10,000-
                                   educational         educational         educational         24,999 size
                                   experience, with    experience, with    experience, with    category.
                                   academic major or   academic major or   academic major or
                                   concentration in    concentration in    concentration in
                                   food and            food and            food and
                                   nutrition, food     nutrition, food     nutrition, food
                                   service             service             service
                                   management,         management,         management,
                                   dietetics, family   dietetics, family   dietetics, family
                                   and consumer        and consumer        and consumer
                                   sciences,           sciences,           sciences,
                                   nutrition           nutrition           nutrition
                                   education,          education,          education,
                                   culinary arts,      culinary arts,      culinary arts,
                                   business, or a      business, or a      business, or a
                                   related field.      related field;      related field;
                                  OR                  OR                  OR
                                  Bachelor's degree,  Bachelor's degree,  Bachelor's degree,
                                   or equivalent       or equivalent       or equivalent
                                   educational         educational         educational
                                   experience, with    experience, with    experience, with
                                   any academic        any academic        any academic
                                   major or area of    major or area of    major or area of
                                   concentration,      concentration,      concentration,
                                   and a State-        and a State-        and a State-
                                   recognized          recognized          recognized
                                   certificate in      certificate in      certificate in
                                   food and            food and            food and
                                   nutrition, food     nutrition, food     nutrition, food
                                   service             service             service
                                   management,         management,         management,
                                   dietetics, family   dietetics, family   dietetics, family
                                   and consumer        and consumer        and consumer
                                   sciences,           sciences,           sciences,
                                   nutrition           nutrition           nutrition
                                   education,          education,          education,
                                   culinary arts, or   culinary arts, or   culinary arts, or
                                   business;           business;           business.
                                  OR                  OR

[[Page 11079]]

 
                                  Associate's         Associate's
                                   degree, or          degree, or
                                   equivalent          equivalent
                                   educational         educational
                                   experience, with    experience, with
                                   academic major or   academic major or
                                   concentration in    concentration in
                                   food and            food and
                                   nutrition, food     nutrition, food
                                   service             service
                                   management,         management,
                                   dietetics, family   dietetics, family
                                   and consumer        and consumer
                                   sciences,           sciences,
                                   nutrition           nutrition
                                   education,          education,
                                   culinary arts,      culinary arts,
                                   business, or a      business, or a
                                   related field;      related field;
                                   and at least one    and at least one
                                   year of relevant    year of relevant
                                   school nutrition    school nutrition
                                   programs            programs
                                   experience;         experience.
                                  OR................
                                  High school
                                   diploma (or GED)
                                   and 5 years of
                                   relevant
                                   experience in
                                   school nutrition
                                   programs.
Minimum Education Standards       Directors hired     Directors hired     Master's degree,    Same requirements
 (preferred) (new directors        without an          without a           or willingness to   as for 10,000-
 only).                            associate's         bachelor's degree   work toward         24,999 size
                                   degree are          strongly            master's degree,    category.
                                   strongly            encouraged to       preferred.
                                   encouraged to       work toward        At least one year
                                   work toward         attaining           of management
                                   attaining           bachelor's degree   experience,
                                   associate's         upon hiring.        preferably in
                                   degree upon                             school nutrition,
                                   hiring.                                 strongly
                                                                           recommended.
                                                                          At least 3 credit
                                                                           hours at the
                                                                           university level
                                                                           in food service
                                                                           management plus
                                                                           at least 3 credit
                                                                           hours in
                                                                           nutritional
                                                                           sciences at time
                                                                           of hiring
                                                                           strongly
                                                                           preferred.
                                 -------------------------------------------------------------------------------
Minimum Prior Training Standards  At least 8 hours of food safety training is required either 3 years prior to
 (required) (new directors only).  their starting date or completed within 30 days of employee's starting date.
----------------------------------------------------------------------------------------------------------------


            Proposed Rule Annual Continuing Education/Training for All Local Educational Agency Sizes
----------------------------------------------------------------------------------------------------------------
 
----------------------------------------------------------------------------------------------------------------
New and Current Directors......................  Each year, at least 15 hours of annual continuing education/
                                                  training.
                                                 Includes topics such as:
                                                  Administrative practices (including training in
                                                  application, certification, verification, meal counting, and
                                                  meal claiming procedures).
                                                  Any other appropriate topics as determined by FNS.
                                                 This required continuing education/training is in addition to
                                                  the food safety training required in the first year of
                                                  employment.
New and Current Managers.......................  Each year, at least 12 hours of annual continuing education/
                                                  training.
                                                 Includes topics such as:
                                                  Administrative practices (including training in
                                                  application, certification, verification, meal counting, and
                                                  meal claiming procedures).
                                                  The identification of reimbursable meals at the point
                                                  of service.
                                                  Nutrition, health and safety standards.
                                                  Other topics, as specified by FNS.
New and Current Staff (other than the director   Each year, at least 8 hours of annual continuing education/
 and managers) that work an average of at least   training.
 20 hours per week.                              Includes topics such as:
                                                  Free and reduced price eligibility.
                                                  Application, certification, and verification
                                                  procedures.
                                                  The identification of reimbursable meals at the point
                                                  of service.
                                                  Nutrition, health and safety standards.
                                                  Other topics, as specified by FNS.
----------------------------------------------------------------------------------------------------------------


[[Page 11080]]

II. Public Comments

    The proposed rule was published in the Federal Register on February 
4, 2014 (79 FR 6488) seeking to establish minimum hiring standards for 
the selection of State directors and local school nutrition program 
directors, and annual continuing education/training requirements for 
all school nutrition personnel effective July 1, 2015. The rule was 
posted for comment on www.regulations.gov and the public had the 
opportunity to submit comments on the proposal during a 60-day period 
that ended April 7, 2014.
    FNS appreciates the valuable comments provided by stakeholders and 
the public. We received 2,204 public comments that included 241 
distinct submissions and 1,963 identical form letters that were 
submitted by individual commenters. Although not all commenters 
identified their group affiliation or commenter category, most comments 
were submitted by:
     SFA personnel--96 comments;
     Associations (national, state, local and other)--16 
comments;
     State agencies--14 comments;
     Nutritionists/dietitians--7 comments;
     Advocate groups (national and state levels)--6 comments; 
and
     Non-profit organizations--4 comments.

To view all public comments on the proposed rule, go to 
www.regulations.gov and search for public submissions under docket 
number FNS-2011-0030.

    Overall, 110 public comments and 1,963 form letters voiced support 
for the proposal, and 93 public comments expressed opposition. 
Supporters stated that professional standards will advance the school 
nutrition profession and enhance the ability of personnel at all levels 
to successfully manage and operate the school meal programs. They 
affirmed that establishing professional standards will contribute to 
the recognition of the skills, professionalism, and dedication of 
school nutrition employees. Several organizations commended USDA for 
developing sensible hiring standards and continuing education/training 
requirements for State and local school nutrition professionals.
    Opponents generally expressed concern about specific provisions, or 
showed misunderstanding of specific provisions that are being clarified 
in this final rule. Many of the opponents expressed concern about the 
feasibility of the requirements for small and rural SFAs, and others 
indicated that the proposal could create operational and financial 
hardships for all SFAs. Some argued the professional standards could 
potentially exclude otherwise qualified applicants from employment and 
limit the upward mobility of current school nutrition employees. Other 
commenters were not clearly in favor or opposed to the proposal but 
requested clarification on specific aspects of the proposal.
    The following is a summary of the public comments by provision:

Hiring Standards

    Public Comments: One hundred fifty-two commenters addressed the 
hiring standards for new school nutrition program directors in Sec.  
210.30(b) of the proposed rule. FNS proposed hiring standards for four 
distinct LEA size categories: LEAs with 2,499 students or less, LEAs 
with 2,500-9,999 students, LEAs with 10,000-24,999 students, and LEAs 
with 25,000 or more students. In general, the proposed standards become 
more stringent as the LEA size increases to ensure that the new school 
nutrition professionals have essential qualifications to manage and 
operate the school nutrition programs that impact a larger number of 
children. The proposed hiring standards consist of minimum educational 
standards that include the following options:
     Bachelor's degree with a major in specific area (food and 
nutrition, food service management, dietetics, family and consumer 
sciences, nutrition education, culinary arts, business, or a related 
field), or
     Bachelor's degree with any major and a State-recognized 
certificate, or
     Associate's degree with major in specific areas and at 
least one year of experience in school nutrition programs (for LEAs 
with less than 10,000 students), or
     High school diploma or GED and at least five years of 
experience in school nutrition programs (for LEAs with less than 2,500 
students).
    In general, commenters expressed support for establishing hiring 
standards for the professionals who administer and operate the school 
nutrition programs at the SFA level, but many commenters voiced 
concerns about specific provisions or sought clarification. Commenters 
stressed the importance of school nutrition experience, and noted that 
an appropriate combination of education and experience is important to 
avoid excluding otherwise qualified applicants. Some stated that an 
academic degree alone may not be sufficient to run a school nutrition 
program. Since the proposed rule did not specify work experience for 
all pathways leading to the position of school nutrition program 
director, a few commenters expressed concern that candidates with a 
degree but no valuable school nutrition experience will apply for these 
positions.
    Providing current SFA program directors the opportunity for upward 
mobility was another concern raised by commenters. A commenter offered 
alternatives to a degree, including the suggestion that a significant 
number of years of work experience be considered acceptable in place of 
a degree. Another suggestion was that the School Nutrition Association 
certification or a similar certification be accepted as an alternative 
to an academic degree.
    Many commenters expressed concerns about the hiring standards for 
small and rural SFAs. Some argued that higher compensation should 
support stricter hiring standards, and that many small SFAs do not have 
the resources to increase salaries to attract qualified applicants. 
Commenters also stated that stricter standards could decrease the 
candidate pool, which would make hiring more difficult. A commenter 
also stated that the hiring requirements could adversely affect small 
and rural communities that depend on the school nutrition program for a 
source of part- time jobs. Other obstacles mentioned were the rising 
costs of a college education and the limited availability of community 
colleges in rural areas.
    A commenter suggested delaying the implementation of the 
regulations to provide State agencies and SFAs sufficient time to 
modify their hiring procedures. The commenter expressed concern that 
the proposed hiring standards could be inconsistent with hiring 
standards already negotiated and in place in different LEAs.
    Seven commenters addressed the proposed hiring standards for new 
State directors of school nutrition programs and for new State 
directors of distributing agencies in Sec.  235.11(g)(1) and Sec.  
235.11(g)(2), respectively, of the proposed rule. The proposed hiring 
standards for both State director positions consist of a bachelor's 
degree; extensive knowledge and experience in specific areas (such as 
institutional food service operations, management, business and/or 
nutrition education); and specific skills and abilities to lead and 
supervise people. For the State director of school nutrition program, 
FNS proposed requiring a specific major in food and nutrition, food 
service management, dietetics, family and consumer sciences, nutrition 
education, culinary arts, business, or a related field. The proposed 
rule does not specify a major for the State director of distributing 
agencies.

[[Page 11081]]

    In general, commenters voiced support for establishing hiring 
standards for State directors. However, one commenter requested a 
definition for director of distributing agencies positions affected by 
this rule, and also said that the hiring standards for the State 
director of distributing agencies should focus on relevant experience, 
as the knowledge and skills required for that position are more likely 
to be acquired through experience than through academic study. Another 
commenter suggested that the hiring standards for the State director of 
distributing agencies should specify a major in business, food service, 
or similar field, instead of a bachelor's degree in any major. Some 
commenters said that the hiring standards for both State director 
positions should be similar. A few commenters suggested establishing 
hiring standards for the State agency staff that monitors and provides 
technical assistance to the local program operators.
    FNS Response: FNS recognizes that school nutrition employees are a 
dedicated and resourceful workforce determined to perform a wide range 
of job duties. The NSLP and SBP have grown considerably and changed 
significantly since their inception and school nutrition personnel at 
the State and local levels have contributed significantly to Program 
accomplishments. By requiring hiring standards for new State and SFA 
school nutrition directors, the CNA seeks to ensure that the most 
qualified candidates are selected for these key positions. As 
recognized by Congress in establishing hiring standards for these 
positions, the requirements will help guarantee that those 
administering and operating the school nutrition programs in the years 
ahead have a solid foundation to help them undertake new challenges. 
The hiring standards are expected to create a strong team of school 
nutrition professionals that will be able to find new ways to improve 
Program meals, access, and integrity in schools nationwide. This final 
rule provides that current State agency and school nutrition program 
directors will be grandfathered in, and thus, will not be required to 
meet the new hiring standards and may continue to serve in their 
current positions.
    For the position of school nutrition program director, this final 
rule sets minimum hiring standards for only three distinct LEA size 
categories: LEAs with 2,499 students or less, LEAs with 2,500-9,999 
students, and LEAs with 10,000 or more students. The final rule does 
not set separate hiring standards for LEAs with 25,000 or more students 
because such standards are no different than the proposed standards for 
LEAs with 10,000-24,999 students. Overall, as the LEA size increases, a 
higher educational level for new hires is required to match the level 
of responsibility and complexity of the food service system.
    This final rule does not require prior program experience if a new 
school nutrition program director has attained a bachelor's degree or 
higher with a specific academic major in food and nutrition, food 
service management, dietetics, family and consumer sciences, nutrition 
education, culinary arts, business, or a related field. This is in 
consideration of the possibility that some well-qualified candidates 
may apply for a director position shortly following college graduation. 
Prior experience is required for other hiring pathways established by 
this rule.
    The hiring pathways for new SFA directors in the three specified 
LEA sizes remain as proposed except for a few modifications to the 
required program experience to reflect the needs and complexities of 
different LEAs. Section 210.30(b)(1) of this final rule establishes the 
following hiring pathways for school nutrition program directors:
     Bachelor's degree with a major in specific areas (for all 
LEA sizes);
     Bachelor's degree in any academic major plus a State-
recognized certificate (for all LEA sizes);
     Associate's degree with a specific major plus two years, 
instead of the proposed one year, of relevant school nutrition 
experience (for LEAs with 2,500-9,999 students);
     Associate's degree with a specific major plus one year of 
relevant school nutrition experience (for LEAS with 2,499 students or 
less); and
     High school diploma (or GED) plus three years (instead of 
the proposed five years) of relevant school nutrition experience (for 
LEAs with 2,499 students or less).
    This final rule also adds two hiring pathways for individuals who 
have a bachelor's degree in any major plus valuable program experience, 
and are seeking to serve as SFA directors in mid-size LEAs and large-
size LEAs. For LEAs with 2,500-9,999 students, a bachelor's degree in 
any academic major and at least two years of relevant school nutrition 
program experience is now accepted. For LEAs with 10,000 or more 
students, a bachelor's degree in any major and at least five years' 
experience in management of school nutrition programs is also accepted. 
These additional pathways are intended to expand the employment 
opportunities for applicants with significant program experience.
    This final rule also responds to the concerns of commenters 
regarding the feasibility of the proposed hiring standards for small 
LEAs. The fourth School Nutrition Dietary Assessment Study (SNDA IV), 
which was conducted during school year 2011-2012, indicated that in 
LEAs with 2,499 or less students, 34 percent of current directors have 
an associate's degree or higher; 27 percent have completed some college 
without a degree; and 27 percent hold a high school diploma. Based on 
this information, FNS proposed several hiring pathways for small LEAs 
that include two options that require a bachelor's degree, one option 
that requires an associate's degree plus one year of school nutrition 
experience, and one option that requires a high school diploma (or GED) 
plus five years of experience. As stated earlier, to facilitate 
implementation of the professional standards, this final rule reduces 
the required years of experience for candidates with a high school 
diploma from five years to three years of relevant program experience. 
The hiring pathways for LEAs with 2,499 or less students are 
established in Sec.  210.30(b)(1)(i) of the final rule.
    In response to commenters' concerns over the ability to hire SFA 
directors for very small LEAs, such as those in rural areas or with 
less than 500 students, this final rule allows the State agency 
discretion to approve an LEA's hiring of a school nutrition program 
director that has a high school diploma (or GED) but less than the 
required three years of relevant program experience. The LEA interested 
in hiring an applicant with less than the required three years of 
relevant program experience must demonstrate to the State agency that 
the applicant meets the minimum educational standard and, therefore, is 
otherwise qualified for the position and the best available candidate. 
This hiring flexibility, set forth in Sec.  210.30(b)(1)(i)(D) of the 
final rule, is expected to benefit Residential Child Care Institutions 
and Tribal schools that may face unique challenges in finding 
experienced candidates.
    Regarding career mobility for current program directors within a 
state or between states, this final rule allows grandfathered directors 
to remain in their positions, or to transfer to another position in an 
LEA of the same size category. The ability to transfer is intended to 
allow current employees an opportunity to enhance their Program 
expertise by moving to another position for which they are qualified 
and determined to be the best candidate.

[[Page 11082]]

The rule also gives current directors the flexibility to move to a 
position in a larger SFA (within the same LEA size category). However, 
to move to a larger LEA size, for example to move from an LEA with 
4,000 students (the 2,500-9,999 category) to an LEA with 12,000 
students (the 10,000 or more category), a grandfathered program 
director must meet the hiring standards established for the larger LEA. 
As noted earlier, as the LEA size increases, the minimum educational 
level also increases to match the demands and complexity of the job.
    The proposed hiring standards for State director of school 
nutrition programs in Sec.  235.11(g)(1), and for State director of 
distributing agencies in Sec.  235.11(g)(2) were generally well 
received by commenters. Although FNS recognizes that in a few States 
both roles are performed by one individual, the final rule retains 
separate hiring standards. The educational requirement for the State 
director of school nutrition programs specifies a bachelor's degree 
with a specific academic major, while a bachelor's degree in any major 
is allowed for the State director of distributing agencies.
    A few comments revealed possible misunderstanding of the hiring 
standards for State directors. To clarify, the final rule's hiring 
standards for both State director positions allow the selection of a 
job applicant that has a bachelor's degree with a major in business, 
and knowledge and experience in areas such as management and business. 
Also, for both State director positions, the State agency may require 
years of relevant program experience in addition to the minimum 
criteria established by this final rule. This final rule does not 
include hiring standards for State agency staff because section 7 of 
the CNA does not authorize FNS to establish such requirements.
    Commenters suggested different hiring scenarios and asked how the 
hiring standards would apply. In general, if an individual is hired to 
perform more than one school nutrition job, the hiring standards for 
the higher level position will apply. For example, if an individual 
will serve as both school nutrition program director and as program 
manager, the hiring requirements for the program director position will 
apply. If a program director will oversee more than one SFA, the sum of 
the student enrollment determines the hiring requirements. In such a 
case, the new program director will have to meet the hiring 
requirements for the LEA size that reflects the total student 
enrollment. If an individual will serve in two completely different 
capacities, such as school principal and school nutrition program 
director, the hiring standards for the appropriate LEA size will still 
apply and must be met. At the discretion of the State agency, 
temporary, or ``acting'' school nutrition program directors expected to 
work more than 30 business days may be required to meet the hiring 
standards. FNS recognizes that this final rule does not address every 
unique hiring situation. FNS will provide guidance and work with the 
State agencies to address unique situations at the State and SFA levels 
as they are identified through implementation.
    The hiring standards established by this final rule are effective 
July 1, 2015, as proposed. Most commenters did not oppose the proposed 
implementation date, or instead requested a different implementation 
date. The hiring standards are for new hires only, and are not 
significantly different from the educational levels that most current 
directors nationwide have already attained. Therefore, delaying 
implementation of the hiring standards is not reasonable.
    One stakeholder noted that modifying hiring procedures takes time, 
and suggested the effective date of the rule be at least two years 
following publication. The commenter expressed concern about the rule's 
effective date and the impact on hires made for the school year 2015-
2016. To address this concern, FNS will give the State agencies and 
LEAs the flexibility to hire a candidate that meets the State/local 
employment requirements in place prior to July 1, 2015, provided the 
State agency or LEA advertises a vacancy prior to the final rule's 
effective date.
    To facilitate implementation of the hiring standards, FNS will work 
closely with the State agencies to examine unique situations and 
determine the appropriate course of action. Accordingly, this final 
rule codifies the hiring standards for school nutrition program 
directors in Sec.  210.30(b)(1), and the hiring standards for State 
directors in Sec.  235.11(g)(1) and Sec.  235.11(g)(2).

Prior Food Safety Training

    Public Comments: Thirty commenters addressed the hiring standard in 
Sec.  210.30(b)(1)(v) of the proposed rule that would require only new 
school nutrition program directors to have completed at least eight 
hours of food safety training within three years prior to their 
starting date, or within 30 calendar days of their starting date. Some 
commenters said that food safety in school meals is extremely important 
and, therefore, new and existing SFA directors should be required to 
complete this food safety training. A few commenters recommended the 
requirement be extended to all SFA employees. Other commenters said 
that new SFA directors should have more than 30 days from the date of 
hiring to complete the eight hours of food safety training. Suggested 
timeframes included 60 days, 90 days, 6 months, 1 year, and until the 
employee is no longer on probation.
    Many commenters suggested that the food safety training 
certification period be extended from three to five years, consistent 
with ServSafe (the food and beverage safety training and certificate 
programs administered by the National Restaurant Association). Several 
suggested that ServSafe be considered acceptable food safety training, 
and a few said that annual food sanitation training should be 
sufficient. A commenter also addressed jurisdictional considerations 
regarding food safety regulations in Tribal Nations.
    FNS Response: FNS agrees with commenters that food safety is 
critical for the school nutrition programs. This final rule retains the 
proposed food safety training for new school nutrition program 
directors but extends the certification period from three to five 
years, as suggested by commenters. This change is consistent with 
ServSafe, which is an existing, national food and beverage safety 
training and certificate program. New directors that have not completed 
at least eight hours of food safety training within five years prior to 
their starting date must complete the required training within 30 
calendar days of their starting date. FNS is not extending the 30-day 
period for allowing completion of food safety training for new hires 
because food safety training is critical to ensure safe school meals. 
The State agencies have discretion to impose stricter standards and, 
therefore, may require current school nutrition program directors, 
regardless of their starting date, and all employees involved in food 
handling to be certified in food safety every five years. Accordingly, 
this final rule codifies the prior food safety requirement for new 
school nutrition program directors in Sec.  210.30(b)(1)(v).
    A few commenters discussed unique scenarios, including how to apply 
the prior food safety training requirement to an individual that serves 
in two completely different capacities, such as school principal and 
school nutrition program director. FNS will work with the State 
agencies to address unique hiring situations as they come up during 
implementation. In addition, we will continue existing regular 
conversations

[[Page 11083]]

with Tribal Nations to clarify any issues pertaining to implementation 
of the hiring requirements in school meal programs operated on Indian 
reservations.

Training Standards

    Public Comments: Seventy-nine commenters addressed the annual 
continuing education/training requirements for school nutrition program 
directors in Sec.  210.30(b)(3) of the proposed rule, 58 commenters 
discussed the training requirements for managers in Sec.  210.30(c), 
and 105 commenters discussed the training requirements for staff 
(including those working less than 20 hours per week) in Sec.  
210.30(d). Above all, commenters recommended that the required training 
on the topics specified in the proposal be job-specific. They also 
asked that FNS clarify what activities count as training, and suggested 
that non-classroom activities such as annual conferences, self-study, 
on-the-job training, and SFA/FNS annual meetings count as training. 
Some also said that SFA directors should determine the training needs 
of their managers and staff. A few commenters suggested that only staff 
that are directly involved in food production be required to receive 
training.
    Commenters also expressed concern about the required number of 
annual training hours and the staff's availability to receive training. 
Several said that the required training hours are too burdensome, 
training could take too much time away from work, and it is difficult 
to find substitutes to assist during the training periods. Suggested 
annual training hours ranged from 4-12 hours for program staff, and 
from 5-8 hours for program managers. Several commenters stressed that 
employees should not be expected to complete training outside of their 
normal work hours. A few commenters opposed the flexibility to allow 
the school nutrition program directors to count training offered to 
staff toward their own required training hours. They said that SFA 
directors who are already familiar with the training topics would not 
learn anything new. Many commenters voiced concerns about the 
feasibility of the proposed training requirements for employees in 
small SFAs. They said that college and internet access are not easily 
accessible to many employees in rural areas.
    Commenters asked FNS to clarify the required training topics for 
SFA personnel. Some said the proposed training topics are too specific 
and not applicable to all staff. A commenter recommended that topics 
such as budget, and staff management and training be included in the 
required training topics for school nutrition program directors. 
Another suggested training on communication, cultural conflicts, 
conflict resolution, marketing, advocacy, and other topics.
    Commenters also asked FNS to clarify the allowable training 
formats/types and the acceptable training sources. They recommended 
that a variety of training formats, such as online and classroom 
training, self-study, on-the-job training, FNS webinars, conferences, 
etc. be allowed.
    The use of the school foodservice fund to pay for annual continuing 
education/training expenses was a concern raised by commenters. They 
argued that that the proposed annual training requirements could be 
financially burdensome. In addition, many of them opposed the 
prohibition in Sec.  210.30(f) of the proposed rule that disallows the 
use of food service funds to pay for the cost of college credits to 
meet the hiring standards.
    Commenters also asked FNS to clarify how the training requirements 
will apply to staff working less than 20 hours per week, employees 
hired mid-year, temporary and substitute workers, employees with 
multiple roles, and volunteers. A few commenters supported prorating 
the required training hours for employees that work less than 20 hours 
per week. However, a commenter said it is difficult to predict if 
volunteers and substitutes will work 20 hours and be subject to the 
training requirements. Two commenters suggested that USDA collect and 
share data on the numbers and/or percentages of staff averaging less 
than 20 hours of work or less per week in order to determine required 
training hours for part time staff. They suggested that if a large 
percentage of cooks/servers work this reduced number of hours, those 
employees be required to meet the requirements for full-time workers to 
ensure the healthfulness and safety of school meals.
    FNS Response: Annual, job-specific training is the best way to 
ensure that school nutrition program personnel at all levels maintain 
and upgrade their skills to meet the needs of students, and to 
effectively implement Program requirements. We understand that State 
agencies and SFAs typically hold trainings prior to the beginning of 
the school year. We anticipate that most of the training topics and 
hours for school nutrition program directors, managers, and staff will 
be completed at that time to minimize work disruptions while school is 
in session, and to ensure that all employees understand Program 
requirements to adequately perform their duties. However, employees may 
also receive training at other times during the year and apply it to 
their annual training requirement. For example, during the school year 
staff may receive training on the operation of new equipment, on new 
policies as they emerge, or when an administrative review identifies 
issues that need correction.
    In response to commenters' concerns about the feasibility of the 
training hours required at the SFA level, this final rule makes several 
important changes to the proposed rule. First, the final rule reduces 
the required annual training hours as follows:
     School nutrition program director--12 annual training 
hours (15 hours proposed).
     School nutrition program managers--10 annual training 
hours (12 hours proposed).
     School nutrition program staff--6 annual training hours (8 
hours proposed).
    Second, to facilitate implementation of the requirements, this rule 
phases in the training hour requirements for directors, managers, and 
staff. In school year 2015-2016, the first year of implementation, 
program directors must complete 8 hours of training; program managers, 
6 hours of training; and program staff, 4 hours of training. Training 
received three months prior to July 1, 2015, may count toward the first 
year training requirements for all directors, managers, and staff. 
Therefore, training received on or after April 1, 2015, may count 
toward the training requirements for school year 2015-2016.
    Beginning school year 2016-2017, the second year of implementation, 
program directors must complete the 12 hours of annual training, 
program managers must complete 10 hours, and staff must complete 6 
hours. Accordingly, this final rule updates and codifies the required 
annual training hours for program directors in Sec.  210.30(b)(3), for 
program managers in Sec.  210.30(c), and for program staff in Sec.  
210.30(d).
    Third, for program staff working less than 20 hours per week, this 
final rule establishes a uniform requirement of 4 hours of annual 
training, instead of requiring that the annual training hours be 
proportional to the hours worked. Establishing a uniform number of 
training hours for this group of employees is intended to keep the 
training requirements simple and feasible for all LEAs, as requested by 
commenters. Although suggested by a commenter, FNS will not collect 
data on the number or percentage of employees

[[Page 11084]]

working less than 20 annual training hours per week as part of this 
rulemaking. If necessary, such data would be collected outside of the 
regulatory process, most likely as part of our regular program 
evaluation efforts.
    For flexibility, all employees hired January 1 or later during any 
school year are only required to complete at least half of the required 
training hours for their position--director, manager, or staff. In 
addition, this final rule gives the State agencies discretion to decide 
if acting personnel, temporary workers and volunteers must complete 
annual training. FNS strongly encourages health and safety training for 
all staff involved in food handling and for others, as applicable.
    Fourth, this final rule requires annual training for all employees 
at the SFA level, but gives the State agency discretion to assess 
compliance with the training requirements over a period of two school 
years. If allowed by the State agency statewide, program directors, 
managers, and staff may complete the required training hours over a 
two-year period, provided that some training hours are completed each 
school year. FNS is providing this flexibility because some commenters 
indicated that the ability to participate in training activities 
annually is determined by different factors, and may vary from year to 
year.
    It is important to stress that while some carryover may be allowed 
by the State agency, school nutrition employees are expected to 
complete some training each school year as required by this final rule. 
Allowing SFA employees to carry over excess training hours to another 
school year is intended for operational flexibility and to facilitate 
compliance with the professional standards. For example, a program 
manager is required to complete 10 hours of annual training. Over a 
two-year period, the manager may complete 9 hours of training through 
an annual conference, and 11 hours of online training the following 
school year. FNS will provide more guidance on this flexibility, but it 
is important that the SFA retain documentation to show during an 
administrative review how the SFA employees have complied with the 
total required training hours over the two year period.
    An SFA director or manager may count the training offered to his/
her staff toward part of his/her own annual training requirement. This 
flexibility is allowed because program directors must keep learning in 
order to communicate and help implement new policies and procedures 
through the training offered to SFA personnel. Program policies and 
procedures are expected to continue to evolve to reflect advances in 
nutrition science and to incorporate new statutory requirements 
intended to enhance Program meals, access and integrity. Therefore, 
preparing for and imparting knowledge can help an SFA director or 
manager cement his/her knowledge of the school meal programs.
    With regard to the list of training topics for SFA directors, 
section 7(g)(2) of the CNA requires training in administrative 
practices (including application, certification, verification, meal 
counting, and meal claiming procedures), nutrition, health and food 
safety standards and methodologies, and any other topics, as determined 
by FNS. These training topics must be offered to the SFA personnel, as 
applicable. State directors are not required to seek approval from FNS 
before receiving or providing training, but must keep records to 
demonstrate training completion. The training topics specified in Sec.  
210.30(b)(3), Sec.  210.30(c) and Sec.  210.30(d) of this final rule 
must be completed annually, or as needed, in order to be informed of 
the most current policies and regulatory requirements, and to refresh 
existing knowledge. Each individual employee at the SFA level must 
receive and complete training on the topics or areas applicable to his/
her job, or as required by FNS.
    The amendments made to the CNA by the HHFKA give the Secretary 
authority to require any other appropriate training topic to address 
critical issues, such as Program integrity. Therefore, the Secretary 
may require, as needed, that SFA employees complete specific training 
topic(s) or course(s) identified by FNS to address crucial Program 
needs. FNS does not anticipate that such action will take place 
annually, but may take such action in response to important Program 
issues. If a specific training topic or course is required by FNS, it 
will be available at low cost or no cost, and in a variety of formats. 
Accordingly, this final rule codifies the training requirements for 
State directors of school nutrition programs and distributing agencies 
in Sec.  235.11(g)(3); and the training requirements for school 
nutrition program directors, managers and staff in Sec.  210.30(b)(3), 
Sec.  210.30(c), and Sec.  210.30(d), respectively.
    As requested by commenters, this final rule also allows a variety 
of training formats, both online (webinars, interactive online 
sessions, etc.) and in-person (classroom training, in-service training, 
seminars, public speakers, etc.). Training from a variety of sources is 
acceptable, including the National Food Service Management Institute 
(NFSMI), in-house/SFA, State agencies, FNS Team Nutrition, the School 
Nutrition Association (SNA), professional associations/organizations, 
and reputable commercial vendors. FNS is working in partnership with 
the NFSMI to make free or low-cost training available in a variety of 
formats. More than 450 existing training resources in a variety of 
formats are already listed on the professional standards Web site 
(http://professionalstandards.nal.usda.gov). Any of these resources 
are considered appropriate to meet the requirements of this rule. 
School nutrition staff may find training that meets their learning 
needs by conducting advanced searches for specific topic areas, 
training format, training length, learning objectives, and training 
location.
    Several commenters addressed the use of school food service funds 
to pay for employee training. Annual continuing education/training is 
an allowable use of the nonprofit school food service account and of 
State Administrative Expense funds. The training costs must be 
reasonable, allocable, and necessary in accordance with the cost 
principles set forth in 2 CFR part 200, Uniform Administrative 
Requirements, Cost Principles, and Audit Requirements for Federal 
Awards.
    However, the cost of college credits incurred by an individual to 
meet the hiring standards for the positions of State director or SFA 
director is not an allowable expense. Meeting the hiring standards is 
the sole responsibility of a job applicant. Accordingly, this final 
rule codifies in Sec.  210.30(f) and in Sec.  235.6(a)(a-1) the 
prohibition regarding the payment of college credits to meet hiring 
standards. To clarify, annual continuing education/training of current 
school nutrition personnel should be encouraged and may be supported by 
the State agency and the SFA through available funds. And although 
funds may not be used to earn college credit to meet the hiring 
standards, the restriction on the use of funds does not apply to 
college courses required for annual continuing education/training 
purposes; in such cases, the State agency and the SFA may assess if the 
use of Program funds meets Federal standards.
    With regard to the training for State director of school nutrition 
programs and State director of distributing agencies, this final rule 
retains the proposed requirement that State directors complete 15 hours 
of annual training in core areas such as nutrition, operations, 
administration, communications and marketing, as well as additional 
training topics and hours

[[Page 11085]]

specified by FNS annually, as necessary. Only three commenters 
addressed this provision and they mostly agreed with the proposed 
requirement. FNS wishes to clarify that we will only require State 
directors to complete additional training topics and hours if necessary 
to address critical Program issues, such as Program integrity. In 
addition, when an individual performs both State agency functions, the 
annual training requirement remains 15 hours because the core areas of 
training are the same. Accordingly, the annual training requirement for 
State directors is codified in Sec.  235.11(g)(3) of the final rule.

Definitions

    Public Comments: Ten commenters addressed the proposed definitions 
for ``School nutrition program directors,'' ``School nutrition program 
managers,'' and ``School nutrition program staff'' set forth in Sec.  
210.2. Some asked FNS to provide more specific definitions. Others 
stated that in small and rural SFAs, an individual often performs more 
than one job. A commenter asked FNS to provide a definition for ``State 
director of distributing agencies.''
    FNS response: FNS recognizes that there are varying structures 
within each SFA; therefore, the proposed definitions for directors, 
managers, and staff are intended to be general and describe the 
function/role in broad terms to be applicable to most SFAs. They also 
provide some distinction between the three levels to help districts 
determine which category employees or groups of employees would fall 
under each definition. The definition of ``School nutrition program 
directors'' refers to the local individuals directly responsible for 
the management of the day-to-day operations of the school nutrition 
programs for all participating schools under the jurisdiction of the 
SFA. The definition of ``School nutrition program managers'' refers to 
those individuals directly responsible for the day-to-day operations of 
the school nutrition programs for a participating school(s). ``School 
nutrition program staff'' refers those local individuals without 
managerial responsibilities who are involved in routine operations of 
the school nutrition programs for a participating school(s). Program 
staff may include, for example, those individuals who prepare and serve 
meals, process transactions at point of service, and review the free/
reduced price applications. These definitions apply whether or not an 
SFA is operated by a food service management company. If a new employee 
will work in more than one position, only the higher level position 
requirements apply. Accordingly, this final rule codifies the proposed 
definitions in Sec.  210.2.
    This final rule does not define ``State director of school 
nutrition program'' and ``State director of distributing agencies.'' 
Due to varying staffing protocols, vacancies or for other reasons, an 
individual performing director duties may have a different title, or 
sometimes performs both roles fully or partially. In light of these 
different scenarios, FNS believes, in this case, it is not practical to 
set definitions that cannot fully describe the broad array of diverse 
situations. It is more important to specify the responsibility for 
administration of the school nutrition and USDA Foods programs as a 
reference for who is subject to the requirements, regardless of the job 
title they may hold in a particular State.
    We wish to clarify that the standards apply to those responsible 
for the administration of the NSLP, SBP, and the distribution of USDA 
Foods at the State level. Although we recognize that sometimes the 
individual responsible for the distribution of USDA Foods might not 
have a position equivalent to that of the State director of school 
nutrition programs, proper administration of the distribution of USDA 
Foods is critical to the effective and efficient operations of the 
school meal programs, and requires the education and training proposed. 
Accordingly, the final rule adds a clarification in the description of 
a State director as the person responsible for the administration of 
the NSLP, SBP, and/or the distribution of USDA donated foods at the 
State level in the opening statements of Sec.  235.11(g)(1) and Sec.  
235.11(g)(2).

Recordkeeping Requirements

    Public Comments: Twenty-three commenters discussed the proposed 
recordkeeping requirements in Sec.  210.15(b)(8), Sec.  210.20(b)(15), 
and Sec.  235.11(g)(5). Commenters asked FNS to clarify the 
recordkeeping period to demonstrate compliance with the professional 
standards. Several of these commenters said the recordkeeping burden is 
underestimated because, in their view, documenting that each employee 
receives annual training will result in additional paperwork for SFAs. 
Some commenters also asked FNS to clarify who is responsible for 
tracking the hours of training completed by the school nutrition 
program director, manager and staff, and what documentation is 
acceptable. Several suggested that FNS develop a tracking mechanism to 
assist the SFAs.
    FNS Response: It appears there was misunderstanding regarding the 
proposed recordkeeping requirements. FNS estimated a one-time 
recordkeeping activity of 15 minutes per respondent (State agencies, 
SFAs/LEAs, and schools) to document compliance with annual training at 
the State and local levels. FNS understands that most State agencies 
and SFAs conduct annual training on a variety of topics prior to the 
beginning of the school year. In addition, training is sometimes 
offered on-the-job during the school year, or may be undertaken by an 
individual employee. We envision minimum recordkeeping associated with 
these types of training activities. FNS is developing an optional 
downloadable tool to help the school nutrition program director keep 
track of the training activities at the SFA level. With this tool, an 
SFA may generate annual records for verification of training completed. 
Documentation such as copies of the training agenda, sign-up sheets, 
and other paper documents would also be acceptable. Each SFA decides 
how to maintain the records to document training completion.
    The school nutrition program director is ultimately responsible for 
demonstrating, during the administrative review, that the SFA is in 
compliance with the professional standards. Professional standards 
records must be retained for a period of three years, consistent with 
other recordkeeping requirements in 7 CFR part 210. Accordingly, this 
final rule codifies the recordkeeping requirements in Sec.  
210.15(b)(8), Sec.  210.20(b)(15), and Sec.  235.11(g)(5).

SFA Oversight

    Public Comments: Twenty-seven commenters addressed the requirement 
in Sec.  210.30(g) of the proposed rule, which stipulates that the SFAs 
must document compliance with the applicable professional standard 
requirements annually. The provision specifies that documentation must 
be sufficient to demonstrate during an administrative review that the 
program director meets the hiring and training standards, and that each 
employee has completed the applicable required training no later than 
the end of each school year. Many of the commenters asked how to 
document compliance with the training requirements and handle cases of 
non-compliance.
    FNS Response: SFAs must encourage and facilitate compliance with 
the professional standards. As such, SFAs must monitor and document an 
employee's continuing education/training progress periodically

[[Page 11086]]

throughout the year to ensure that each employee is or will be in 
compliance with the training requirements by the end of each school 
year, and that the program directors meet the training and hiring 
requirements. FNS will issue guidance and disseminate best practices to 
encourage compliance with the professional standards. We are also 
developing a training tracking tool that can be used by individual 
employees or by managers or directors for their entire staff. 
Accordingly, this final rule codifies the SFA oversight requirement in 
Sec.  210.30(g).

Administrative Reviews

    Public Comments: Seven commenters addressed the provision in Sec.  
210.18(h)(7) of the proposed rule that requires the State agency to 
monitor an SFA's compliance with professional standards as part of the 
general areas of the administrative review. Commenters asked FNS to 
explain the enforcement strategy and the documents needed to show SFA 
compliance with the requirements.
    FNS Response: Monitoring an SFA's compliance with the professional 
standards will be addressed through an update to the Administrative 
Review Manual and related tools and forms for School Year (SY) 2015-
2016. As part of the general areas of review, the State agency is 
expected to examine records that document completion of applicable 
hiring and continuing education/training requirements. Although FNS 
does not require one specific document, college transcripts or degrees 
for new hires, food safety certifications, training certificates, 
attendance sign-in sheets, and training agendas are all examples of 
documents that an SFA may submit to demonstrate compliance with the 
professional standards.
    FNS recognizes that school year 2015-2016 may be a period of 
transition as establishing professional standards may involve 
significant changes for some SFAs. During this transition period, State 
agencies are expected to focus on providing guidance and technical 
assistance to help SFAs move toward compliance. In the first year of 
implementation, State agencies should work closely with the SFAs 
experiencing challenges to help them solve unique issues. Accordingly, 
this final rule codifies the State agency's monitoring responsibilities 
in Sec.  210.18(h)(7).

Miscellaneous Issues Addressed by Commenters

Grandfathering

    Commenters addressed grandfathering, the practice of exempting 
existing personnel from the new requirements. Many commenters asked how 
existing employees will be grandfathered and for what duration. Some 
also addressed grandfathering and work mobility. Others expressed 
concern about the ability of existing employees to advance in their 
careers.
    FNS supports grandfathering current State agency directors and 
school nutrition program directors from the hiring standards 
established by this final rule. These individuals have generally 
demonstrated their ability to capably perform their job duties. 
Therefore, current SFA directors will be able to remain in their 
positions or transfer to a similar position in another LEA of the same 
size category (student enrollment) without having to meet the new 
hiring standards. However, grandfathering does not apply to the 
continuing education/annual training standards because all personnel, 
at both the State and local levels, need annual continuing education/
training to maintain or upgrade their skills.

State and Local Control of Meal Programs

    A few commenters addressed the potential impact of the professional 
standards regulations on the State and local administration of the meal 
programs. They expressed concern that the professional standards may 
not be consistent with local hiring/training practices and procedures. 
A few mentioned a possible interference with existing union contracts.
    FNS recognizes that the State agency and the local educational 
agency have administrative control of public or private nonprofit 
educational institutions within a defined area of the State. The State 
agency and SFA have legal authority to operate the Federal school meal 
programs and bear responsibility for the proper operation of these 
programs according to Federal regulations. The professional standards 
established by this final rule preempt existing State and local 
regulations, policies, etc. that may interfere with nationwide 
implementation of these new regulations. Prior to developing the 
proposed professional standards, FNS sought input from invited 
stakeholders representing a variety of State agencies, local 
educational agencies (both large and small), professional associations 
and other constituencies concerned with the school nutrition programs. 
The information shared by these groups regarding hiring criteria for 
State agency directors, minimum education and training requirements for 
school nutrition directors, and training requirements for school 
nutrition managers and staff were considered when drafting these 
professional standards regulations. FNS also considered the public 
comments received in response to the proposed regulations.
    FNS does not expect that implementation of national professional 
standards will interfere with the State/local management of school meal 
programs. This final rule establishes minimum hiring standards and 
training requirements that are expected to increase the ability of the 
State and local operators to properly manage the meal programs. The 
regulations allow State agencies and/or SFAs to establish their own 
professional standards, as long as such standards are not inconsistent 
with the minimum professional standards established by FNS.
    Some commenters indicated that the professional standards may be in 
conflict with some labor union contract provisions. Professional 
standards requirements and the implementation timeframes provided in 
this rule are federal law and thus preempt such provisions. Should it 
be necessary, FNS will work with the State agencies to address unique 
issues as they are identified.

III. Summary of Changes to Proposal

    As explained earlier, FNS considered the commenters' concerns and 
suggestions and is updating parts of the proposal to focus more on 
school nutrition experience, and to facilitate nationwide 
implementation of the professional standards in all SFAs. The following 
is a summary of the changes and clarifications being made in this final 
rule.

Hiring Standards for SFAs

    The final rule:
     Eases the hiring requirements for the small LEAs (2,499 or 
less students) by reducing the required school nutrition program 
experience (from five to three years) for applicants with a high school 
diploma. See Sec.  210.30(b)(1)(i)(D).
     Allows the State agency discretion to approve (for an LEA 
with less than 500 students) the employment of a candidate that meets 
the educational standards but has less than the required school 
nutrition program experience. See Sec.  210.30(b)(1)(i)(D).
     Establishes another hiring path for mid-size LEAs (2,500-
9,999 students) that emphasizes relevant experience

[[Page 11087]]

(two years of school nutrition program experience and a bachelor's 
degree with a non-specific academic major). See Sec.  
210.30(b)(1)(ii)(C).
     Increases the required school nutrition experience (from 
one to two years) for applicants who have an associate's degree with an 
academic major in specific areas and are seeking to work in a mid-size 
LEA (2,500-9,999 students). See Sec.  210.30(b)(1)(ii)(D).
     Provides another hiring path for large LEAs (10,000 or 
more students) that emphasizes relevant experience (five years of 
experience in managing school nutrition programs) and a bachelor's 
degree with a non-specific academic major. See Sec.  
210.30(b)(1)(iii)(C).
     Removes the proposed, separate hiring standards for LEAs 
with 25,000 or more students.
     Extends the effective period of the SFA director's food 
safety certification from three to five years, and allows the State 
agency discretion to extend the requirement to current SFA directors 
(those hired prior to July 1, 2015) and other personnel, as 
appropriate. See Sec.  210.30(b)(1)(v).
     Allows the State agency discretion to require that acting 
school nutrition program directors that will serve for more than 30 
days to meet the established hiring standards. See Sec.  
210.30(b)(1)(iv).
     Allows the State agencies and LEAs the flexibility to hire 
qualified candidates who meet the hiring standards in place prior to 
July 1, 2015, if the positions were advertised prior to the effective 
date of this rule.
     Updates the summary chart to reflect the hiring standards 
for SFA directors implemented by this final rule. See Sec.  
210.30(b)(2).

Annual Training Requirements for SFAs

    The final rule:
     Phases in the required number of annual training hours for 
all school nutrition program personnel at the SFA level in school year 
2015-2016 with a minimum of:
    [cir] 8 hours of training for school nutrition program director--
see Sec.  210.30(b)(3).
    [cir] 6 hours of training for school nutrition program manager--see 
Sec.  210.30(c).
    [cir] 4 hours of training for school nutrition program staff--see 
Sec.  210.30(d).
     Reduces the required number of annual continuing 
education/training hours for all school nutrition program personnel at 
the SFA level. The following required annual training hours apply 
beginning school year 2016-2017:
    [cir] 12 hours of annual training for school nutrition program 
director--see Sec.  210.30(b)(3).
    [cir] 10 hours of annual training for school nutrition program 
manager--see Sec.  210.30(c).
    [cir] 6 hours of annual training for school nutrition program 
staff--see Sec.  210.30(d).
     Establishes a uniform, minimum requirement of 4 hours of 
annual training for all school nutrition program staff that work less 
than 20 hours per week. See Sec.  210.30(d).
     Clarifies that FNS has authority to require SFA directors, 
managers, and staff to complete specific training topics or courses, as 
needed, to promote Program integrity or to address other critical 
Program issues. See Sec.  210.30(b)(3), Sec.  210.30(c)(5) and Sec.  
210.30(d)(6), respectively.
     Prorates the required training hours for employees hired 
mid-year. If hired January 1 or later, an employee must only complete 
half of the required training hours for that school year. See Sec.  
210.30(e).
     Requires annual training for all SFA employees, but gives 
the State agency discretion to monitor an SFA's compliance with the 
requirements over a period of two years to allow operational 
flexibility at the local level. See Sec.  210.30(e).
     Gives the State agency discretion to require acting and 
temporary staff, substitutes and volunteers in an SFA to complete 
training in one or more of the topics listed in Sec.  210.30(d), as 
applicable, within 30 calendar days of their start date. See Sec.  
210.30(e).
     Clarifies that school food service funds may be used to 
pay for annual training costs that are reasonable, allocable and 
necessary, but must not be used to pay for the cost of college credits 
incurred by an individual at the SFA to meet the hiring standards 
established by this rule. See Sec.  210.30(f).
     Specifies that the SFA director or another official with 
similar authority must document compliance with the professional 
standards established for the school nutrition program director, 
manager, and staff. See Sec.  210.30(g).

Hiring Requirements for State Agencies

    The final rule codifies the proposed hiring requirements for State 
directors of school nutrition programs in Sec.  235.11(g)(1) and the 
proposed hiring requirements for State directors of distributing 
agencies in Sec.  235.11(g)(2). There are no changes to these specific 
proposed provisions.

Annual Training Requirements for State Agencies

    The final rule:
     Clarifies that State agency funds may be used to pay for 
annual training costs for the State director, but must not be used to 
pay for the cost of college credits incurred by an individual to meet 
the hiring standards established by this rule. See Sec.  235.6(a)(a-1).
     Clarifies that FNS has authority to require State 
directors to complete additional training topics and/or hours specified 
by FNS, as needed, to promote Program integrity or to address other 
critical Program issues. See Sec.  235.11(g)(3).
     Clarifies that the State agency must ensure that State 
agency staff receives annual training. See Sec.  235.11(g)(4).
     Clarifies that the State director of school nutrition 
programs must offer the SFAs 18 hours of training in specific topics, 
including topics identified by FNS as needed, to promote Program 
integrity or to address other critical Program issues. See Sec.  
235.11(g)(4)(i).
     Clarifies that the State director of distributing agencies 
must provide the staff, or ensure staff receives, training in specific 
topics, including topics identified by FNS, as needed, to promote 
Program integrity or to address other critical Program issues. See 
Sec.  235.11(g)(4(ii).

Recordkeeping Requirements for SFAs and State Agencies

    There are no changes to the proposed recordkeeping requirements. 
The final rule requires recordkeeping for a period of three years, 
which is consistent with other recordkeeping requirements established 
in Part 210. See Sec.  210.15(b)(8), Sec.  210.20(b)(15) and Sec.  
235.11(g)(5).

Definitions

    There are no changes to the proposed definitions. The final rule 
codifies proposed definitions for ``School nutrition program 
directors,'' ``School nutrition program managers,'' and ``School 
nutrition program staff'' in Sec.  210.2.

IV. Professional Standards Requirements: Summary Charts

    This final rule establishes the following hiring standards for new 
State agency directors:

[[Page 11088]]



       Summary of Hiring Standards for New State Agency Directors
------------------------------------------------------------------------
                                State director of     State director of
                                school nutrition        distributing
                                     program              agencies
------------------------------------------------------------------------
Minimum Education Standards   A bachelor's degree   A bachelor's degree
 (required) (new directors     with an academic      with any academic
 only).                        major in areas        major.
                               including food and
                               nutrition, food
                               service management,
                               dietetics, family
                               and consumer
                               sciences, nutrition
                               education, culinary
                               arts, business, or
                               a related field.
                             -------------------------------------------
Knowledge & Experience......  Extensive relevant knowledge and
                               experience in areas such as institutional
                               food service operations, management,
                               business, and/or nutrition education.
Skills & Abilities..........  Additional abilities and skills needed to
                               lead, manage, and supervise people to
                               support the mission of Child Nutrition
                               Programs.
------------------------------------------------------------------------

    This final rule establishes the following annual continuing 
education/training standards for all State agency directors:

      Summary of Training Standards for All State Agency Directors
------------------------------------------------------------------------
 State director of school nutrition     State director of distributing
              programs                             agencies
------------------------------------------------------------------------
 Each school year, must       Each school year, must
 complete at least 15 hours of        complete at least 15 hours of
 annual continuing education/         annual continuing education/
 training in core areas, such as      training in core areas, such as
 nutrition, operations,               nutrition, operations,
 administration, communications,      administration, communications,
 and marketing Additional hours and   and marketing Additional hours and
 topics may be specified by FNS       topics may be specified by FNS
 annually, as necessary.              annually, as necessary.
 Must also provide or         Must also provide or
 ensure that State agency staff       ensure that State agency staff
 receives annual continuing           receives annual continuing
 education/training.                  education/training in topics such
 Must provide the SFAs at     as the efficient and effective use
 least 18 hours annually of           of USDA donated foods; inventory
 training in topics such as           rotation and control; health and
 administrative practices (training   food safety standards; and any
 in application, certification,       other appropriate topics, as
 verification, meal counting and      determined by FNS, to ensure
 meal claiming procedures); the       program compliance and integrity.
 accuracy of approvals for free and
 reduced price meals; the
 identification of reimbursable
 meals at the point of service;
 nutrition; health and food safety
 standards; the efficient and
 effective use of USDA foods; and
 any other appropriate topics, as
 determined by FNS, to ensure
 program compliance and integrity.
------------------------------------------------------------------------

    This final rule establishes the following hiring standards for new 
school nutrition program directors:

      Summary of School Nutrition Program Director Professional Standards by Local Educational Agency Size
----------------------------------------------------------------------------------------------------------------
                                          Student enrollment       Student enrollment       Student enrollment
  Minimum requirements for directors        2,499 or less             2,500-9,999             10,000 or more
----------------------------------------------------------------------------------------------------------------
Minimum Education Standards            Bachelor's degree, or    Bachelor's degree, or    Bachelor's degree, or
 (required) (new directors only).       equivalent educational   equivalent educational   equivalent educational
                                        experience, with         experience, with         experience, with
                                        academic major or        academic major or        academic major or
                                        concentration in food    concentration in food    concentration in food
                                        and nutrition, food      and nutrition, food      and nutrition, food
                                        service management,      service management,      service management,
                                        dietetics, family and    dietetics, family and    dietetics, family and
                                        consumer sciences,       consumer sciences,       consumer sciences,
                                        nutrition education,     nutrition education,     nutrition education,
                                        culinary arts,           culinary arts,           culinary arts,
                                        business, or a related   business, or a related   business, or a related
                                        field                    field;                   field;
                                       OR                       OR                       OR
                                       Bachelor's degree, or    Bachelor's degree, or    Bachelor's degree, or
                                        equivalent educational   equivalent educational   equivalent educational
                                        experience, with any     experience, with any     experience, with any
                                        academic major or area   academic major or area   academic major or area
                                        of concentration, and    of concentration, and    of concentration, and
                                        a State-recognized       a State-recognized       a State-recognized
                                        certificate for school   certificate for school   certificate for school
                                        nutrition directors;     nutrition directors;     nutrition directors;
                                       OR                       OR                       OR

[[Page 11089]]

 
                                       Associate's degree, or   Bachelor's degree in     Bachelor's degree in
                                        equivalent educational   any academic major and   any major and at least
                                        experience, with         at least 2 years of      5 years experience in
                                        academic major or        relevant school          management of school
                                        concentration in food    nutrition programs       nutrition programs.
                                        and nutrition, food      experience
                                        service management,     OR.....................
                                        dietetics, family and   Associate's degree, or
                                        consumer sciences,       equivalent educational
                                        nutrition education,     experience, with
                                        culinary arts,           academic major or
                                        business, or a related   concentration in food
                                        field; and at least      and nutrition, food
                                        one year of relevant     service management,
                                        school nutrition         dietetics, family and
                                        programs experience;     consumer sciences,
                                       OR.....................   nutrition education,
                                       High school diploma (or   culinary arts,
                                        GED) and 3 years of      business, or a related
                                        relevant experience in   field; and at least 2
                                        school nutrition         years of relevant
                                        programs.                school nutrition
                                                                 programs experience.
----------------------------------------------------------------------------------------------------------------
Minimum Education Standards            Directors hired without  Directors hired without  Master's degree, or
 (preferred) (new directors only).      an associate's degree    a bachelor's degree      willingness to work
                                        are strongly             strongly encouraged to   toward master's
                                        encouraged to work       work toward attaining    degree, preferred. At
                                        toward attaining         bachelor's degree upon   least one year of
                                        associate's degree       hiring.                  management experience,
                                        upon hiring.                                      preferably in school
                                                                                          nutrition, strongly
                                                                                          recommended.
                                                                                         At least 3 credit hours
                                                                                          at the university
                                                                                          level in food service
                                                                                          management plus at
                                                                                          least 3 credit hours
                                                                                          in nutritional
                                                                                          sciences at time of
                                                                                          hiring strongly
                                                                                          preferred.
----------------------------------------------------------------------------------------------------------------
Minimum Prior Training Standards       At least 8 hours of food safety training is required either not more than
 (required) (new directors only).       5 years prior to their starting date or completed within 30 calendar
                                        days of employee's start date.
----------------------------------------------------------------------------------------------------------------

    This final rule establishes the following annual continuing 
education/training requirements for all school nutrition program 
directors, managers, and staff:

   Summary of Required Minimum Continuing Education/Training Standards for All Local Educational Agency Sizes
----------------------------------------------------------------------------------------------------------------
 
----------------------------------------------------------------------------------------------------------------
New and Current Directors......................  Each year, at least 12 hours of annual continuing education/
                                                  training.
                                                 Includes topics such as:
                                                  Administrative practices (including training in
                                                  application, certification, verification, meal counting, and
                                                  meal claiming procedures), and
                                                  Any specific topics required by FNS, as needed, to
                                                  address Program integrity or other critical issues.
                                                 This required continuing education/training is in addition to
                                                  the food safety training required in the first year of
                                                  employment.
New and Current Managers.......................  Each year, at least 10 hours of annual continuing education/
                                                  training.
                                                 Includes topics such as:
                                                  Administrative practices (including training in
                                                  application, certification, verification, meal counting, and
                                                  meal claiming procedures),
                                                  The identification of reimbursable meals at the point
                                                  of service.
                                                  Nutrition, health and safety standards, and
                                                  Any specific topics required by FNS, as needed, to
                                                  address Program integrity or other critical issues.
New and Current Staff (other than the director   Each year, at least 6 hours of annual continuing education/
 and managers) that work an average of at least   training.
 20 hours per week.                              Includes topics such as:
                                                  Free and reduced price eligibility,
                                                  Application, certification, and verification
                                                  procedures,
                                                  The identification of reimbursable meals at the point
                                                  of service.
                                                  Nutrition, health and safety standards, and
                                                  Any specific topics required by FNS, as needed, to
                                                  address Program integrity or other critical issues.
New and Current Part-Time Staff (working less    Each year, at least 4 hours of annual continuing education/
 than 20 hours per week).                         training (regardless of number of part-time hours).
----------------------------------------------------------------------------------------------------------------


[[Page 11090]]

V. Implementation Resources

    To assist with implementation of the professional standards, USDA 
has established a Web site (http://professionalstandards.nal.usda.gov) 
that provides an extensive database of training opportunities and 
resources covering the four core training areas: Nutrition, operations, 
administration, and communications/marketing. Information on specific 
training objectives and training topics in each area will be available 
on the Web site as well. School nutrition program personnel may conduct 
advanced searches within the database to identify free or low-cost 
training opportunities and resources in a variety of formats. On-line 
and in-person trainings are included in the database. Sources of 
training include NFSMI, State agencies, universities/colleges, 
associations, and other groups. In addition, FNS is developing a 
certificate system to help SFAs recognize various levels of training 
achievement. Details about the certificate system will be provided 
separately.
    To assist individuals in tracking their training, a downloadable 
tool will be available for tracking the training individuals have 
completed. It can be used by individual employees or by managers or 
directors for their entire staff. State agencies will find the tool 
helpful when they complete the administrative reviews.
    A Professional Standards Guide will contain all the essential 
information needed to understand the professional standards 
requirements for school nutrition employees at all levels. It will be 
available in hard copy as well as on the internet. Additional materials 
for informing school officials about the new standards are being 
developed as well.
    In addition, USDA will award competitive grants to State agencies 
to assist with implementation of the professional standards 
requirements. Up to $150,000 may be requested per State agency for the 
anticipated funding period of October 1, 2015-September 31, 2017.

VI. Procedural Matters

Executive Orders 12866 and 13563

    Executive Orders 12866 and 13563 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility.
    This final rule has been determined to be not significant and was 
not reviewed by the Office of Management and Budget (OMB) in 
conformance with Executive Order 12866.

Regulatory Impact Analysis

    This rule has been designated as not significant by the Office of 
Management and Budget; therefore, a Regulatory Impact Analysis is not 
required.

Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601-612) requires Agencies 
to analyze the impact of rulemaking on small entities and consider 
alternatives that would minimize any significant impacts on a 
substantial number of small entities. Pursuant to that review, it has 
been determined that this final rule will not have a significant impact 
on a substantial number of small entities. The final rule will 
establish hiring standards for local educational agencies of various 
sizes (2,499 or less students, 2,500-9,999 students, and 10,000 or more 
students). The hiring standards were developed with stakeholders' 
input, and resemble the current educational level attained by most 
school nutrition program directors nationwide. The standards, based on 
minimum educational levels ranging from high school to bachelor's 
degree, will apply to new employees only; current program directors 
will be exempt from the standards. The final rule simplifies 
implementation of the hiring standards in small local educational 
agencies by reducing the required years of experience for individuals 
with a high school diploma. The final rule also reduces and phases in 
the required annual training hours for all employees to minimize the 
impact on the local educational agencies.

Unfunded Mandates Reform Act

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public 
Law 104-4, establishes requirements for Federal agencies to assess the 
effects of their regulatory actions on State, local and tribal 
governments and the private sector. Under section 202 of the UMRA, the 
Department generally must prepare a written statement, including a cost 
benefit analysis, for proposed and final rules with ``Federal 
mandates'' that may result in expenditures by State, local or tribal 
governments, in the aggregate, or the private sector, of $100 million 
or more in any one year. When such a statement is needed for a rule, 
Section 205 of the UMRA generally requires the Department to identify 
and consider a reasonable number of regulatory alternatives and adopt 
the most cost effective or least burdensome alternative that achieves 
the objectives of the rule.
    This final rule does not contain Federal mandates (under the 
regulatory provisions of Title II of the UMRA) for State, local and 
tribal governments or the private sector of $100 million or more in any 
one year. Thus, the rule is not subject to the requirements of sections 
202 and 205 of the UMRA.

Executive Order 12372

    The NSLP and State Administrative Expense Funds are listed in the 
Catalog of Federal Domestic Assistance Programs under 10.555 and 
10.560, respectively. For the reasons set forth in the final rule in 7 
CFR part 3015, subpart V, and related Notice (48 FR 29115, June 24, 
1983), this program is included in the scope of Executive Order 12372, 
which requires intergovernmental consultation with State and local 
officials.

Federalism Summary Impact Statement

    Executive Order 13132 requires Federal agencies to consider the 
impact of their regulatory actions on State and local governments. 
Where such actions have federalism implications, agencies are directed 
to provide a statement for inclusion in the preamble to the regulations 
describing the agency's considerations in terms of the three categories 
called for under Section (6)(b)(2)(B) of Executive Order 13121.

Prior Consultation With State Officials

    FNS headquarters and regional offices have ongoing, formal and 
informal discussions with State agency officials regarding the Child 
Nutrition Programs and policy issues. Prior to this rulemaking, FNS 
held several conference calls and meetings with State agencies to 
discuss the statutory requirements that are the foundation for this 
rule. FNS also discussed the professional standards statutory 
requirements with program operators at their State conferences. In 
addition, FNS received 2,204 public comments in response to the 
proposed rule (79 FR 6488). These various forms of consultation 
produced valuable input that has been considered in drafting this final 
rule.

Nature of Concerns and the Need To Issue This Rule

    The key concern raised by State agencies and local educational 
agencies was the feasibility of the hiring standards for local 
educational agencies, especially those with than 500 students.

[[Page 11091]]

Stakeholders also requested clarification of the annual training 
topics, and expressed concern about the required number of annual 
training hours and the possible training costs. These concerns are 
discussed in the preamble.

Extent to Which We Meet Those Concerns

    FNS has considered the impact of this final rule on State and local 
operators, and has developed a rule that will implement the 
professional standards requirements in the most effective and least 
burdensome manner. The final rule includes several changes to 
facilitate implementation at all local educational agencies. For 
example, the final rule modifies some of the hiring standards to be 
more accepting of relevant work experience, reduces the required annual 
training hours for all local educational agencies, and phases in the 
annual training requirements. The rule also clarifies that program 
funds may be used to pay for employee training that is reasonable, 
allocable and necessary.

Executive Order 12988, Civil Justice Reform

    This final rule has been reviewed under Executive Order 12988, 
Civil Justice Reform. This rule is intended to have preemptive effect 
with respect to any State or local laws, regulations or policies which 
conflict with its provisions or which would otherwise impede its full 
and timely implementation. However, FNS does not expect significant 
inconsistencies between this final rule and existing State or local 
hiring regulations. The hiring standards were developed with input from 
State agencies. This rule is not intended to have retroactive effect. 
Prior to any judicial challenge to the provisions of the final rule, 
all applicable administrative procedures under Sec.  210.18(q) or Sec.  
235.11(f) must be exhausted.

Civil Rights Impact Analysis

    FNS has reviewed this final rule in accordance with the Department 
Regulation 4300-4, ``Civil Rights Impact Analysis'', and 1512-1, 
``Regulatory Decision Making Requirements,'' to identify and address 
any major civil rights impacts the final rule might have on minorities, 
women, and persons with disabilities. After a careful review of the 
proposed rule's intent and provisions, FNS has determined that this 
final rule is not intended to limit or reduce in any way the ability of 
protected classes of individuals to receive benefits on the basis of 
their race, color, national origin, sex, age or disability, nor is it 
intended to have a differential impact on minority owned or operated 
business establishments, and women-owned or operated business 
establishments that participate in the Child Nutrition Programs. The 
final rule establishes minimum educational requirements for new hires, 
ranging from a high school diploma/GED to a bachelor's degree, and 
annual training requirements for all employees. Current school 
nutrition program employees are exempt from the new hiring standards. 
The professional standards established by this rule are intended to 
help all employees gain knowledge and skills to perform their duties 
effectively, and are not expected to be a hiring obstacle for the 
protected classes.

Executive Order 13175

    Executive Order 13175 requires Federal agencies to consult and 
coordinate with Tribes on a government-to-government basis on policies 
that have Tribal implications, including regulations, legislative 
comments or proposed legislation, and other policy statements or 
actions that have substantial direct effects on one or more Indian 
Tribes, on the relationship between the Federal Government and Indian 
Tribes, or on the distribution of power and responsibilities between 
the Federal Government and Indian Tribes.
    FNS provides regularly scheduled quarterly consultation sessions as 
a venue for collaborative conversations with Tribal officials or their 
designees. The most recent quarterly consultation sessions were held on 
February 19, 2014; May 21, 2014; August 20, 2014; and November 19, 
2014. At the February 2014 consultation, FNS advised the Tribal 
officials that the proposed rule on professional standards had been 
published and encouraged participants to submit public comments. There 
was only one question from a participant seeking to clarify who was 
covered by the proposed rule. No questions related to professional 
standards arose at subsequent Tribal consultations. FNS will respond in 
a timely and meaningful manner to any Tribal government request for 
consultation concerning the professional standards. We are unaware of 
any current Tribal laws that could be in conflict with this final rule.

Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. Chap. 35; see 5 CFR 
part 1320) requires that the Office of Management and Budget (OMB) 
approve all collections of information by a Federal agency from the 
public before they can be implemented. Respondents are not required to 
respond to any collection of information unless it displays a current, 
valid OMB control number. This is a new collection. The provisions in 
this rule create new burden which will be merged into a currently 
approved information collection titled ``National School Lunch 
Program'' (NSLP), OMB Number 0584-0006, which expires on February 29, 
2016.
    In accordance with the Paperwork Reduction Act of 1995, the 
information collection requirements included in this final rule, which 
were filed under 0584-0588, have been submitted for approval to OMB. 
When OMB notifies us of its decision, we will publish a document in the 
Federal Register providing notice of the action.

E-Government Act Compliance

    The Department is committed to complying with the E-Government Act, 
to promote the use of the Internet and other information technologies 
to provide increased opportunities for citizen access to Government 
information and services, and for other purposes.

List of Subjects

7 CFR Part 210

    Children, Commodity School Program, Food assistance programs, Grant 
programs-health, Grant programs- education, School breakfast and lunch 
programs, Nutrition, Reporting and recordkeeping requirements.

7 CFR Part 235

    Administrative practice and procedure, Food assistance programs, 
Grant programs-health, Grant programs- education, School breakfast and 
lunch programs, Nutrition, Reporting and recordkeeping requirements.

    Accordingly, 7 CFR parts 210 and 235 are amended as follows:

PART 210--NATIONAL SCHOOL LUNCH PROGRAM

0
1. The authority citation for part 210 continues to read as follows:

    Authority: 42 U.S.C. 1751-1760, 1779.


0
2. In Sec.  210.2, add definitions of School nutrition program 
directors, School nutrition program managers, and School nutrition 
program staff in alphabetical order.
    The additions read as follows:


Sec.  210.2  Definitions.

* * * * *
    School nutrition program directors are those individuals directly 
responsible for the management of the day-to-day operations of school 
food service for all

[[Page 11092]]

participating schools under the jurisdiction of the school food 
authority.
    School nutrition program managers are those individuals directly 
responsible for the management of the day-to-day operations of school 
food service for a participating school(s).
    School nutrition program staff are those individuals, without 
managerial responsibilities, involved in day-to-day operations of 
school food service for a participating school(s).
* * * * *

0
3. Amend Sec.  210.15 as follows:
0
a. In paragraph (b)(6), remove the word ``and'' at the end;
0
b. In paragraph (b)(7), remove the period and add ``; and'' in its 
place; and
0
c. Add paragraph (b)(8).
    The addition reads as follows:


Sec.  210.15  Reporting and recordkeeping

* * * * *
    (b) * * *
    (8) Records for a three year period to demonstrate the school food 
authority's compliance with the professional standards for school 
nutrition program directors, managers and personnel established in 
Sec.  210.30.

0
4. Amend Sec.  210.18 by adding new paragraph (h)(7) to read as 
follows:


Sec.  210.18  Administrative reviews.

* * * * *
    (h) * * *
    (7) Professional standards. The State agency shall ensure the 
school food authority complies with the professional standards for 
school nutrition program directors, managers and personnel established 
in Sec.  210.30.
* * * * *

0
5. Amend Sec.  210.20 as follows:
0
a. In paragraph (b)(13), remove the word ``and'' at the end;
0
b. In paragraph (b)(14), remove the period and add ``; and'' in its 
place; and
0
c. Add paragraph (b)(15).
    The addition reads as follows:


Sec.  210.20  Reporting and recordkeeping.

* * * * *
    (b) * * *
    (15) Records for a three year period to demonstrate compliance with 
the professional standards for State directors of school nutrition 
programs established in Sec.  235.11(g) of this chapter.


Sec. Sec.  210.30 and 210.31  [Redesignated as Sec. Sec.  210.31 and 
210.32]

0
6. Redesignate Sec.  210.30 and Sec.  210.31 as Sec.  210.31 and Sec.  
210.32, respectively.
0
7. Add a new Sec.  210.30 to read as follows:


Sec.  210.30  School nutrition program professional standards.

    (a) General. School food authorities that operate the National 
School Lunch Program, or the School Breakfast Program (7 CFR part 220), 
must establish and implement professional standards for school 
nutrition program directors, managers, and staff, as defined in Sec.  
210.2.
    (b) Minimum standards for all school nutrition program directors. 
Each school food authority must ensure that all newly hired school 
nutrition program directors meet minimum hiring standards and ensure 
that all new and existing directors have completed the minimum annual 
training/education requirements for school nutrition program directors, 
as set forth below:
    (1) Hiring standards. All school nutrition program directors hired 
on or after July 1, 2015, must meet the following minimum educational 
requirements, as applicable:
    (i) School nutrition program directors with local educational 
agency enrollment of 2,499 students or fewer. Directors must meet the 
requirements in either paragraph (b)(1)(i)(A), (B), (C), or (D) of this 
section.
    (A) A bachelor's degree, or equivalent educational experience, with 
an academic major or concentration in food and nutrition, food service 
management, dietetics, family and consumer sciences, nutrition 
education, culinary arts, business, or a related field;
    (B) A bachelor's degree, or equivalent educational experience, with 
any academic major or area of concentration, and a State-recognized 
certificate for school nutrition directors;
    (C) An associate's degree, or equivalent educational experience, 
with an academic major or area of concentration in food and nutrition, 
food service management, dietetics, family and consumer sciences, 
nutrition education, culinary arts, business, or a related field and at 
least one year of relevant school nutrition program experience; or
    (D) A high school diploma or equivalency (such as the general 
educational development diploma), and at least three years of relevant 
school nutrition program experience. For a local educational agency 
with less than 500 students, the State agency has discretion to approve 
the hire of a director that meets the minimum educational requirement 
but has less than the required relevant school nutrition program 
experience. Directors hired under the criteria listed in this paragraph 
are strongly encouraged to work toward attaining an associate's degree 
in an academic major in the fields listed in this paragraph.
    (ii) School nutrition program directors with local educational 
agency enrollment of 2,500 to 9,999 students. Directors must meet the 
requirements in either paragraph (b)(1)(ii)(A), (B), (C), or (D) of 
this section.
    (A) A bachelor's degree, or equivalent educational experience, with 
an academic major or concentration in food and nutrition, food service 
management, dietetics, family and consumer sciences, nutrition 
education, culinary arts, business, or a related field;
    (B) A bachelor's degree, or equivalent educational experience, with 
any academic major or area of concentration, and a State-recognized 
certificate for school nutrition directors;
    (C) A bachelor's degree in any academic major and at least two 
years of relevant experience in school nutrition programs; or
    (D) An associate's degree, or equivalent educational experience, 
with an academic major or area of concentration in food and nutrition, 
food service management, dietetics, family and consumer sciences, 
nutrition education, culinary arts, business, or a related field and at 
least two years of relevant school nutrition program experience. 
Directors hired with an associate's degree are strongly encouraged to 
work toward attaining a bachelor's degree in an academic major in the 
fields listed in this paragraph.
    (iii) School nutrition program directors with local educational 
agency enrollment of 10,000 or more students. Directors must meet the 
requirements in either paragraph (b)(1)(iii)(A), (B), or (C) of this 
section.
    (A) A bachelor's degree, or equivalent educational experience, with 
an academic major or area of concentration in food and nutrition, food 
service management, dietetics, family and consumer sciences, nutrition 
education, culinary arts, business, or a related field;
    (B) A bachelor's degree, or equivalent educational experience, with 
any academic major or area of concentration, and a State-recognized 
certificate for school nutrition directors; or
    (C) A bachelor's degree in any major and at least five years 
experience in management of school nutrition programs.
    (D) School food authorities are strongly encouraged to seek out 
individuals who possess a master's degree or are willing to work toward 
a master's degree in the fields listed in this paragraph. At least one 
year of management experience, preferably in school nutrition, is 
strongly recommended. It is also strongly

[[Page 11093]]

recommended that directors have at least three credit hours at the 
university level in food service management and at least three credit 
hours in nutritional sciences at the time of hire.
    (iv) At the discretion of the State agency, acting school nutrition 
program directors expected to serve for more than 30 business days must 
meet the hiring standards established in Sec.  230.30(b)(1) of this 
chapter.
    (v) School nutrition program directors for all local educational 
agency sizes. All school nutrition program directors, for all local 
educational agency sizes, must have completed at least eight hours of 
food safety training within five years prior to their starting date or 
complete eight hours of food safety training within 30 calendar days of 
their starting date. At the discretion of the State agency, all school 
nutrition program directors, regardless of their starting date, may be 
required to complete eight hours of food safety training every five 
years.
    (2) Summary of school nutrition program director hiring/standards. 
The following chart summarizes the hiring standards established in this 
section:
[GRAPHIC] [TIFF OMITTED] TR02MR15.000

    (3) Continuing education/training standards for all school 
nutrition program directors. Each school year, the school food 
authority must ensure that all school nutrition program directors, 
(including acting directors, at the

[[Page 11094]]

discretion of the State agency) complete annual continuing education/
training. For the school year beginning July 1, 2015, program directors 
must complete eight hours of annual training. Beginning July 1, 2016, 
twelve hours of annual training are required. The annual training must 
cover administrative practices (including training in application, 
certification, verification, meal counting, and meal claiming 
procedures), as applicable, and any other specific topics identified by 
FNS, as needed, to address Program integrity or other critical issues. 
Continuing education/training required under this paragraph is in 
addition to the food safety training required in the first year of 
employment under paragraph (b)(1)(v) of this section.
    (c) Continuing education/training standards for all school 
nutrition program managers. Each school year, the school food authority 
must ensure that all school nutrition program managers have completed 
annual continuing education/training. For the school year beginning 
July 1, 2015, program managers must complete six hours of annual 
training. Beginning July 1, 2016, ten hours of annual training are 
required. The annual training must include, but is not limited to, the 
following topics, as applicable:
    (1) Administrative practices (including training in application, 
certification, verification, meal counting, and meal claiming 
procedures);
    (2) The identification of reimbursable meals at the point of 
service;
    (3) Nutrition;
    (4) Health and safety standards; and
    (5) Any specific topics identified by FNS, as needed, to address 
Program integrity or other critical issues.
    (d) Continuing education/training standards for all staff with 
responsibility for school nutrition programs. Each school year, the 
school food authority must ensure that all staff with responsibility 
for school nutrition programs that work an average of at least 20 hours 
per week, other than school nutrition program directors and managers, 
completes annual training in areas applicable to their job. For the 
school year beginning July 1, 2015, staff must complete four hours of 
annual training. Beginning July 1, 2016, six hours of annual training 
are required. Part-time staff working an average of less than 20 hours 
per week must complete four hours of annual training beginning July 1, 
2015. The annual training must include, but is not limited to, the 
following topics, as applicable to their position and responsibilities:
    (1) Free and reduced price eligibility;
    (2) Application, certification, and verification procedures;
    (3) The identification of reimbursable meals at the point of 
service;
    (4) Nutrition;
    (5) Health and safety standards; and
    (6) Any specific topics identified by FNS, as needed, to address 
Program integrity or other critical issues.
    (e) Summary of required minimum continued education/training 
standards and flexibilities. The annual training requirements for 
school nutrition program managers, directors, and staff summarized in 
the following chart are effective beginning July 1, 2015. Program 
managers, directors, and staff hired on or after January 1 of each 
school year must complete half of their required annual training hours 
before the end of the school year. At the discretion of the State 
agency:
    (1) Acting and temporary staff, substitutes, and volunteers must 
complete training in one or more of the topics listed in paragraph (d) 
of this section, as applicable, within 30 calendar days of their start 
date; and
    (2) School nutrition program personnel may carry over excess annual 
training hours to an immediately previous or subsequent school year and 
demonstrate compliance with the training requirements over a period of 
two school years, provided that some training hours are completed each 
school year.
[GRAPHIC] [TIFF OMITTED] TR02MR15.001


[[Page 11095]]


    (f) Use of food service funds for training costs. Costs associated 
with annual continuing education/training required under paragraphs 
(b)(3), (c) and (d) of this section are allowed provided they are 
reasonable, allocable, and necessary in accordance with the cost 
principles set forth in 2 CFR part 225, Cost Principles for State, 
Local and Indian Tribal Governments (OMB Circular A-87). However, food 
service funds must not be used to pay for the cost of college credits 
incurred by an individual to meet the hiring requirements in paragraphs 
(b)(1)(i) through (iv) and in paragraph (b)(2) of this section.
    (g) School food authority oversight. Each school year, the school 
food authority director must document compliance with the requirements 
of this section for all staff with responsibility for school nutrition 
programs, including directors, managers, and staff. Documentation must 
be adequate to establish, to the State's satisfaction during 
administrative reviews, that employees are meeting the minimum 
professional standards. The school food authority must certify that:
    (1) The school nutrition programs director meets the hiring 
standards and training requirements set forth in paragraph (b) of this 
section; and
    (2) Each employee has completed the applicable training 
requirements in paragraphs (c) and (d) of this section no later than 
the end of each school year.

0
8. Revise newly redesignated Sec.  210.32 to read as follows:


Sec.  210.32  OMB control numbers.

    The following control numbers have been assigned to the information 
collection requirements in 7 CFR part 210 by the Office of Management 
and Budget pursuant to the Paperwork Reduction Act of 1980, Public Law 
96-511.

------------------------------------------------------------------------
  7 CFR section where  requirements
            are described                   Current OMB control No.
------------------------------------------------------------------------
210.3(b)............................  0584-0067
210.4(b)............................  0584-0002
210.5(d)............................  0584-0006; 0584-0002; 0584-0067;
                                       0584-0567 (to be merged with 0584-
                                       0006)
210.7...............................  0584-0567 (to be merged with 0584-
                                       0006)
210.8...............................  0584-0284; 0584-0006
210.9...............................  0584-0006
210.10..............................  0584-0006; 0584-0494
210.11..............................  0584-0576 (to be merged with 0584-
                                       0006)
210.13..............................  0584-0006
210.14..............................  0584-0006
210.15..............................  0584-0006
210.17..............................  0584-0075
210.18..............................  0584-0006
210.19..............................  0584-0006
210.20..............................  0584-0006; 0584-0002; 0584-0067
210.23..............................  0584-0006
------------------------------------------------------------------------

PART 235--STATE ADMINISTRATIVE EXPENSE FUNDS

0
9. The authority citation for Part 235 continues to read as follows:

    Authority: Secs. 7 and 10 of the Child Nutrition Act of 1966, 80 
Stat. 888, 889, as amended (42 U.S.C. 1776, 1779).


0
10. Amend Sec.  235.4 by revising paragraph (b)(2) to read as follows:


Sec.  235.4  Allocation of funds to States.

* * * * *
    (b) * * *
    (2) $30,000 to each State which administers the Food Distribution 
Program (part 250 of this chapter) in schools and/or institutions which 
participate in programs under parts 210, 220, and 226 of this chapter; 
provided that the State meets the training requirements set forth in 
Sec.  235.11(g).
* * * * *

0
11. Amend Sec.  235.6 by adding a sentence at the end of paragraph (a-
1) to read as follows:


Sec.  235.6  Use of funds.

* * * * *
    (a-1) * * * State agencies may also use these funds for the 
purposes of State director annual continuing education/training as 
described in Sec.  235.11(g)(3); however, costs associated with 
obtaining college credits to meet the hiring standards in Sec.  
235.11(g)(1) and (2) are not allowable.
* * * * *

0
12. Amend Sec.  235.11 as follows:
0
a. In paragraph (b)(2)(iv), remove the word ``and'' at the end;
0
b. In paragraph (b)(2)(v), remove the period and add ``; and'' in its 
place;
0
c. Add paragraph (b)(2)(vi); and
0
d. Add paragraph (g).
    The additions read as follows:


Sec.  235.11  Other provisions.

* * * * *
    (b) * * *
    (2) * * *
    (vi) Meeting the professional standards required in paragraph (g) 
of this section.
* * * * *
    (g) Professional standards. State agencies must meet the minimum 
hiring and training standards established by FNS.
    (1) Hiring standards for State directors of school nutrition 
programs. Beginning July 1, 2015, newly hired State agency directors 
with responsibility for the administration of the National School Lunch 
Program under part 210 of this chapter and the School Breakfast Program 
under part 220 of this chapter must have:
    (i) Bachelor's degree with an academic major in areas including 
food and nutrition, food service management, dietetics, family and 
consumer sciences, nutrition education, culinary arts, business, or a 
related field;
    (ii) Extensive relevant knowledge and experience in areas such as 
institutional food service operations, management, business, and/or 
nutrition education (experience in three or more of these areas highly 
recommended); and
    (iii) Additional abilities and skills needed to lead, manage and 
supervise people to support the mission of Child Nutrition programs.
    (iv) It is also strongly preferred that new hires possess:
    (A) Master's degree with an academic major in areas including food 
and nutrition, food service management, dietetics, family and consumer 
sciences, nutrition education, culinary arts, business, or a related 
field;
    (B) At least five years of experience leading people in 
successfully accomplishing major multi-faceted projects related to 
child nutrition and/or institutional foodservice management; and
    (C) Professional certification in food and nutrition, food service 
management, school business management or a related field as determined 
by FNS.
    (2) Hiring standards for State directors of distributing agencies. 
Beginning July 1, 2015, newly hired State agency directors with 
responsibility for the administration of the distribution of USDA 
donated foods under part 250 of this chapter must have:
    (i) Bachelor's degree in any academic major;
    (ii) Extensive relevant knowledge and experience in areas such as 
institutional food service operations, management, business, and/or 
nutrition education; and
    (iii) Additional abilities and skills needed to lead, manage and 
supervise people to support the mission of Child Nutrition programs.
    (iv) It is also strongly preferred that new hires possess at least 
five years of experience in institutional food service operations.

[[Page 11096]]

    (3) Continuing education/training standards for State directors of 
school nutrition programs and distributing agencies. Each school year, 
all State directors with responsibility for the National School Lunch 
Program under part 210 of this chapter and the School Breakfast Program 
under part 220 of this chapter, as well as those responsible for the 
distribution of USDA donated foods under part 250 of this chapter, must 
complete a minimum of 15 hours of training in core areas that may 
include nutrition, operations, administration, communications and 
marketing. Additional hours and topics may be specified by FNS, as 
needed, to address Program integrity and other critical issues.
    (4) Provision of annual training. At least annually, State agencies 
with responsibility for the National School Lunch Program under part 
210 of this chapter and the School Breakfast Program under part 220 of 
this chapter, as well as State agencies with responsibility for the 
distribution of USDA donated foods under part 250 of this chapter, must 
provide or ensure that State agency staff receive annual continuing 
education/training.
    (i) Each State agency with responsibility for the National School 
Lunch Program under part 210 of this chapter and the School Breakfast 
Program under part 220 of this chapter must provide a minimum of 18 
hours of continuing education/training to school food authorities. 
Topics include administrative practices (including training in 
application, certification, verification, meal counting, and meal 
claiming procedures); the accuracy of approvals for free and reduced 
price meals; the identification of reimbursable meals at the point of 
service; nutrition; health and food safety standards; the efficient and 
effective use of USDA donated foods; and any other appropriate topics, 
as determined by FNS, to ensure program compliance and integrity or to 
address other critical issues.
    (ii) Each State agency with responsibility for the distribution of 
USDA donated foods under part 250 of this chapter must provide or 
ensure receipt of continuing education/training to State distribution 
agency staff on an annual basis. Topics may include the efficient and 
effective use of USDA donated foods; inventory rotation and control; 
health and food safety standards; and any other appropriate topics, as 
determined by FNS, to ensure program compliance and integrity or to 
address other critical issues.
    (5) Records and recordkeeping. State agencies must annually retain 
records for a period of three years to adequately demonstrate 
compliance with the professional standards for State directors of 
school nutrition programs established in this paragraph.
    (6) Failure to comply. Failure to comply with the professional 
standards in this paragraph may result in sanctions as specified in 
paragraph (b) of this section.

0
13. Revise Sec.  235.12 to read as follows:


Sec.  235.12  Information collection/recordkeeping--OMB assigned 
control numbers.

------------------------------------------------------------------------
  7 CFR Section where  requirements
           are  described                   Current OMB control No.
------------------------------------------------------------------------
235.3(b)............................  0584-0067.
235.4...............................  0584-0067.
235.5(b), (d).......................  0584-0067.
235.7(a), (b).......................  0584-0067.
235.9(c), (d).......................  0584-0067.
235.11..............................  0584-0067.
210.7...............................  0584-0067.
------------------------------------------------------------------------


    Dated: February 24, 2015.
Audrey Rowe,
Administrator, Food and Nutrition Service.
[FR Doc. 2015-04234 Filed 2-27-15; 8:45 am]
BILLING CODE 3410-30-P



                                                                                                                                                                                                  11077

                                                  Rules and Regulations                                                                                         Federal Register
                                                                                                                                                                Vol. 80, No. 40

                                                                                                                                                                Monday, March 2, 2015



                                                  This section of the FEDERAL REGISTER                    SUPPLEMENTARY INFORMATION:                            requirements would relate to existing
                                                  contains regulatory documents having general                                                                  State and local standards.
                                                  applicability and legal effect, most of which           I. Background
                                                  are keyed to and codified in the Code of                                                                         On March 13–14, 2012, FNS held a
                                                                                                             The Healthy, Hunger-Free Kids Act of
                                                  Federal Regulations, which is published under                                                                 two-day listening session with
                                                                                                          2010 (HHFKA), Public Law 111–296,
                                                  50 titles pursuant to 44 U.S.C. 1510.                                                                         approximately 60 invited stakeholders
                                                                                                          requires significant changes in the Child
                                                                                                                                                                representing a variety of State agencies,
                                                  The Code of Federal Regulations is sold by              Nutrition Programs to prevent and
                                                                                                                                                                local educational agencies (LEAs),
                                                  the Superintendent of Documents. Prices of              reduce childhood obesity, give eligible
                                                                                                                                                                professional associations and other
                                                  new books are listed in the first FEDERAL               children access to nutrition benefits,
                                                  REGISTER issue of each week.                            and enhance the ability of nutrition                  constituencies concerned with
                                                                                                          professionals to operate the National                 standards affecting child nutrition
                                                                                                          School Lunch Program (NSLP) and                       professionals. The stakeholders
                                                  DEPARTMENT OF AGRICULTURE                               School Breakfast Program (SBP)                        provided suggestions for FNS to
                                                                                                          efficiently. Section 306 of the HHFKA                 consider regarding required and
                                                  Food and Nutrition Service                              amended section 7 of the Child                        preferred professional standards, and
                                                                                                          Nutrition Act of 1966 (CNA) (42 U.S.C.                offered input on potential challenges
                                                  7 CFR Parts 210 and 235                                 1776) by adding paragraph (g),                        and on use of resources to successfully
                                                  [FNS–2011–0030]                                         ‘‘Professional Standards for School Food              implement national standards.
                                                                                                          Service.’’ This provision is intended to                 As follow-up to the March session,
                                                  RIN 0584–AE19
                                                                                                          ensure that school nutrition                          interested participants volunteered to
                                                  Professional Standards for State and                    professionals that manage and operate                 continue providing input via conference
                                                  Local School Nutrition Programs                         the NSLP and SBP have adequate                        calls. Participants on the calls included
                                                  Personnel as Required by the Healthy,                   knowledge and training to meet Program                State and district directors, professional
                                                  Hunger-Free Kids Act of 2010                            requirements. Requiring proper                        organizations, and FNS staff. Calls
                                                                                                          qualifications to serve in the Child                  focused on three topics: Criteria and
                                                  AGENCY:  Food and Nutrition Service,                    Nutrition Programs is expected to                     standards for hiring State agency
                                                  USDA.                                                   improve the quality of school meals,                  directors; minimum education and
                                                  ACTION: Final rule.                                     reduce errors, and enhance Program                    training requirements for school
                                                                                                          integrity.                                            nutrition directors; and training
                                                  SUMMARY:    This final rule establishes                    The Food and Nutrition Service (FNS)               requirements for school nutrition
                                                  minimum professional standards for                      of the Department of Agriculture
                                                  school nutrition personnel who manage                                                                         managers and other staff. FNS
                                                                                                          (USDA) issued a proposed rule (79 FR                  conducted the conference calls in the
                                                  and operate the National School Lunch
                                                                                                          6488) on February 4, 2014, seeking to                 five months following the listening
                                                  and School Breakfast Programs. The
                                                                                                          amend the regulations governing the                   session.
                                                  final rule institutes hiring standards for
                                                                                                          NSLP (7 CFR part 210) and the State
                                                  the selection of State and local school                                                                          FNS also received feedback from
                                                                                                          administrative expense funds (7 CFR
                                                  nutrition program directors, and                                                                              attendees at the School Nutrition
                                                                                                          part 235) consistent with amendments
                                                  requires all personnel in the school                                                                          Association’s Annual National
                                                                                                          made to the CNA by the HHFKA. The
                                                  nutrition programs to complete annual                                                                         Conference in July 2012 and July 2013.
                                                                                                          rule proposed to establish national
                                                  continuing education/training. These                                                                          The audience, which consisted of State
                                                                                                          hiring standards and annual continuing
                                                  regulations are expected to result in                                                                         agency directors and staff, school
                                                                                                          education/training requirements for
                                                  consistent, national professional                                                                             nutrition directors, managers and other
                                                  standards that strengthen the ability of                school nutrition professionals that
                                                                                                                                                                personnel, provided significant input
                                                  school nutrition professionals and staff                manage and operate the NSLP and SBP.
                                                                                                             In developing the proposed                         for the proposed professional standards.
                                                  to perform their duties effectively and                                                                          As a result of the stakeholders’
                                                  efficiently.                                            professional standards, FNS considered
                                                                                                          input from a variety of sources. First, in            feedback, FNS developed proposed
                                                  DATES: This rule is effective July 1,                   November 2011, FNS conducted a                        professional standards consisting of
                                                  2015. Compliance with the provisions of                 session at the State Agency Meeting for               minimum educational requirements for
                                                  this rule must begin July 1, 2015, except               State Child Nutrition Directors and their             new State directors and school nutrition
                                                  as noted in specific regulatory                         staff members. At that session, the                   program directors, and annual
                                                  provisions.                                             participants brought up a number of                   continuing education/training
                                                  FOR FURTHER INFORMATION CONTACT: Julie                  general issues for FNS to consider,                   requirements for all school nutrition
                                                  Brewer, School Programs Branch, Policy                  including grandfathering (the practice of             personnel. These proposed standards for
                                                  and Program Development Division,                       exempting existing personnel from the                 State directors are summarized in the
                                                  Food and Nutrition Service, at (703)                    new requirements), monitoring by State                following two charts and discussed later
wreier-aviles on DSK5TPTVN1PROD with RULES




                                                  305–2590.                                               agencies, and how the new                             in the preamble:




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                                                  11078                    Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                                                        PROPOSED RULE HIRING STANDARDS FOR NEW STATE AGENCY DIRECTORS
                                                                                                                                                                                             State director of distributing
                                                                                                                       State director of school nutrition program                                      agencies

                                                  Education ........................................   A bachelor’s degree with an academic major in areas including food              A bachelor’s degree with any aca-
                                                                                                         and nutrition, food service management, dietetics, family and con-              demic major.
                                                                                                         sumer sciences, nutrition education, culinary arts, business, or a
                                                                                                         related field.

                                                  Knowledge & Experience ................              Extensive relevant knowledge and experience in areas such as institutional food service operations, man-
                                                                                                       agement, business, and/or nutrition education.
                                                  Skills & Abilities ...............................   Additional abilities and skills needed to lead, manage, and supervise people to support the mission of
                                                                                                       Child Nutrition Programs.


                                                                                    PROPOSED RULE TRAINING REQUIREMENTS FOR ALL STATE AGENCY DIRECTORS
                                                                      State director of school nutrition programs                                                  State director of distributing agencies

                                                  • Each school year, must complete at least 15 hours of annual con-                           • Each school year, must complete at least 15 hours of annual con-
                                                    tinuing education/training in core areas, such as nutrition, operations,                     tinuing education/training in core areas, such as nutrition, operations,
                                                    administration, communications, and marketing. Additional hours and                          administration, communications, and marketing. Additional hours and
                                                    topics may be specified by FNS annually, as necessary.                                       topics may be specified by FNS annually, as necessary.
                                                  • Must also provide or ensure that State agency staff receives annual                        • Must also provide or ensure that State agency staff receives annual
                                                    continuing education/training.                                                               continuing education/training in topics such as the efficient and effec-
                                                  • Must provide the SFAs at least 18 hours of training in topics such as                        tive use of USDA donated foods; inventory rotation and control;
                                                    administrative practices (training in application, certification,                            health and food safety standards; and any other appropriate topics,
                                                    verification, meal counting and meal claiming procedures); the accu-                         as determined by FNS, to ensure program compliance and integrity.
                                                    racy of approvals for free and reduced price meals; the identification
                                                    of reimbursable meals at the point of service; nutrition; health and
                                                    food safety standards; the efficient and effective use of USDA foods;
                                                    and any other appropriate topics, as determined by FNS, to ensure
                                                    program compliance and integrity.



                                                    For employees at the local level, FNS                        24,999 students, and LEAs with 25,000                     annual continuing education/training
                                                  proposed minimum educational                                   or more students). The proposed hiring                    requirements for all SFA employees.
                                                  requirements for new school nutrition                          standards are intended to apply to the                    The proposed standards for SFA
                                                  program directors only, based on an                            school food authority (SFA), which is                     employees are summarized in the
                                                  LEA size/student enrollment (LEAs with                         the governing body that has the legal                     following two charts and discussed later
                                                  2,499 students or less, LEAs with 2,500–                       authority to operate the school meal                      in the preamble:
                                                  9,999 students, LEAs with 10,000–                              programs. In addition, FNS proposed

                                                    PROPOSED RULE HIRING STANDARDS FOR SCHOOL NUTRITION PROGRAM DIRECTORS BY LOCAL EDUCATIONAL AGENCY
                                                                                                  SIZE
                                                      Minimum                     Student enrollment                      Student enrollment                    Student enrollment                  Student enrollment
                                                   requirements                      2,499 or less                           2,500–9,999                          10,000–24,999                      25,000 or more
                                                    for directors

                                                  Minimum Edu-            Bachelor’s degree, or equiva-           Bachelor’s degree, or equiva-            Bachelor’s degree, or equiva-      Same requirements as for
                                                    cation                  lent educational experience,            lent educational experience,             lent educational experience,       10,000–24,999 size cat-
                                                    Standards               with academic major or                  with academic major or                   with academic major or             egory.
                                                    (required)              concentration in food and               concentration in food and                concentration in food and
                                                    (new direc-             nutrition, food service man-            nutrition, food service man-             nutrition, food service man-
                                                    tors only).             agement, dietetics, family              agement, dietetics, family               agement, dietetics, family
                                                                            and consumer sciences,                  and consumer sciences,                   and consumer sciences,
                                                                            nutrition education, culinary           nutrition education, culinary            nutrition education, culinary
                                                                            arts, business, or a related            arts, business, or a related             arts, business, or a related
                                                                            field.                                  field;                                   field;
                                                                                         OR                                      OR                                       OR
                                                                          Bachelor’s degree, or equiva-           Bachelor’s degree, or equiva-            Bachelor’s degree, or equiva-
                                                                            lent educational experience,            lent educational experience,             lent educational experience,
                                                                            with any academic major or              with any academic major or               with any academic major or
                                                                            area of concentration, and              area of concentration, and               area of concentration, and
wreier-aviles on DSK5TPTVN1PROD with RULES




                                                                            a State-recognized certifi-             a State-recognized certifi-              a State-recognized certifi-
                                                                            cate in food and nutrition,             cate in food and nutrition,              cate in food and nutrition,
                                                                            food service management,                food service management,                 food service management,
                                                                            dietetics, family and con-              dietetics, family and con-               dietetics, family and con-
                                                                            sumer sciences, nutrition               sumer sciences, nutrition                sumer sciences, nutrition
                                                                            education, culinary arts, or            education, culinary arts, or             education, culinary arts, or
                                                                            business;                               business;                                business.
                                                                                         OR                                      OR



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                                                                       Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                                  11079

                                                    PROPOSED RULE HIRING STANDARDS FOR SCHOOL NUTRITION PROGRAM DIRECTORS BY LOCAL EDUCATIONAL AGENCY
                                                                                             SIZE—Continued
                                                      Minimum                Student enrollment                   Student enrollment                      Student enrollment                Student enrollment
                                                   requirements                 2,499 or less                        2,500–9,999                            10,000–24,999                    25,000 or more
                                                    for directors

                                                                      Associate’s degree, or equiv-         Associate’s degree, or equiv-
                                                                        alent educational experi-             alent educational experi-
                                                                        ence, with academic major             ence, with academic major
                                                                        or concentration in food              or concentration in food
                                                                        and nutrition, food service           and nutrition, food service
                                                                        management, dietetics,                management, dietetics,
                                                                        family and consumer                   family and consumer
                                                                        sciences, nutrition edu-              sciences, nutrition edu-
                                                                        cation, culinary arts, busi-          cation, culinary arts, busi-
                                                                        ness, or a related field; and         ness, or a related field; and
                                                                        at least one year of rel-             at least one year of rel-
                                                                        evant school nutrition pro-           evant school nutrition pro-
                                                                        grams experience;                     grams experience.
                                                                                    OR
                                                                      High school diploma (or GED)
                                                                        and 5 years of relevant ex-
                                                                        perience in school nutrition
                                                                        programs.
                                                  Minimum Edu-        Directors hired without an as-        Directors hired without a               Master’s degree, or willing-       Same requirements as for
                                                    cation              sociate’s degree are strong-          bachelor’s degree strongly              ness to work toward mas-           10,000–24,999 size cat-
                                                    Standards           ly encouraged to work to-             encouraged to work toward               ter’s degree, preferred.           egory.
                                                    (preferred)         ward attaining associate’s            attaining bachelor’s degree           At least one year of manage-
                                                    (new direc-         degree upon hiring.                   upon hiring.                            ment experience, preferably
                                                    tors only).                                                                                       in school nutrition, strongly
                                                                                                                                                      recommended.
                                                                                                                                                    At least 3 credit hours at the
                                                                                                                                                      university level in food serv-
                                                                                                                                                      ice management plus at
                                                                                                                                                      least 3 credit hours in nutri-
                                                                                                                                                      tional sciences at time of
                                                                                                                                                      hiring strongly preferred.

                                                  Minimum Prior       At least 8 hours of food safety training is required either 3 years prior to their starting date or completed within 30 days of em-
                                                    Training          ployee’s starting date.
                                                    Standards
                                                    (required)
                                                    (new direc-
                                                    tors only).


                                                            PROPOSED RULE ANNUAL CONTINUING EDUCATION/TRAINING FOR ALL LOCAL EDUCATIONAL AGENCY SIZES
                                                  New and Current Directors ..............     Each year, at least 15 hours of annual continuing education/training.
                                                                                               Includes topics such as:
                                                                                                    • Administrative practices (including training in application, certification, verification, meal counting,
                                                                                                      and meal claiming procedures).
                                                                                                    • Any other appropriate topics as determined by FNS.
                                                                                               This required continuing education/training is in addition to the food safety training required in the first year
                                                                                                 of employment.
                                                  New and Current Managers ............        Each year, at least 12 hours of annual continuing education/training.
                                                                                               Includes topics such as:
                                                                                                    • Administrative practices (including training in application, certification, verification, meal counting,
                                                                                                      and meal claiming procedures).
                                                                                                    • The identification of reimbursable meals at the point of service.
                                                                                                    • Nutrition, health and safety standards.
                                                                                                    • Other topics, as specified by FNS.
                                                  New and Current Staff (other than            Each year, at least 8 hours of annual continuing education/training.
                                                    the director and managers) that                 Includes topics such as:
                                                    work an average of at least 20                  • Free and reduced price eligibility.
                                                    hours per week.                                 • Application, certification, and verification procedures.
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                                                                                                    • The identification of reimbursable meals at the point of service.
                                                                                                    • Nutrition, health and safety standards.
                                                                                                    • Other topics, as specified by FNS.




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                                                  11080               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  II. Public Comments                                     financial hardships for all SFAs. Some                school nutrition program director, a few
                                                     The proposed rule was published in                   argued the professional standards could               commenters expressed concern that
                                                  the Federal Register on February 4,                     potentially exclude otherwise qualified               candidates with a degree but no
                                                  2014 (79 FR 6488) seeking to establish                  applicants from employment and limit                  valuable school nutrition experience
                                                  minimum hiring standards for the                        the upward mobility of current school                 will apply for these positions.
                                                                                                          nutrition employees. Other commenters                    Providing current SFA program
                                                  selection of State directors and local
                                                                                                          were not clearly in favor or opposed to               directors the opportunity for upward
                                                  school nutrition program directors, and
                                                                                                          the proposal but requested clarification              mobility was another concern raised by
                                                  annual continuing education/training
                                                                                                          on specific aspects of the proposal.                  commenters. A commenter offered
                                                  requirements for all school nutrition
                                                                                                             The following is a summary of the                  alternatives to a degree, including the
                                                  personnel effective July 1, 2015. The
                                                                                                          public comments by provision:                         suggestion that a significant number of
                                                  rule was posted for comment on
                                                                                                                                                                years of work experience be considered
                                                  www.regulations.gov and the public had                  Hiring Standards
                                                                                                                                                                acceptable in place of a degree. Another
                                                  the opportunity to submit comments on                      Public Comments: One hundred fifty-                suggestion was that the School Nutrition
                                                  the proposal during a 60-day period that                two commenters addressed the hiring                   Association certification or a similar
                                                  ended April 7, 2014.                                    standards for new school nutrition                    certification be accepted as an
                                                     FNS appreciates the valuable                         program directors in § 210.30(b) of the               alternative to an academic degree.
                                                  comments provided by stakeholders and                   proposed rule. FNS proposed hiring                       Many commenters expressed
                                                  the public. We received 2,204 public                    standards for four distinct LEA size                  concerns about the hiring standards for
                                                  comments that included 241 distinct                     categories: LEAs with 2,499 students or               small and rural SFAs. Some argued that
                                                  submissions and 1,963 identical form                    less, LEAs with 2,500–9,999 students,                 higher compensation should support
                                                  letters that were submitted by                          LEAs with 10,000–24,999 students, and                 stricter hiring standards, and that many
                                                  individual commenters. Although not                     LEAs with 25,000 or more students. In                 small SFAs do not have the resources to
                                                  all commenters identified their group                   general, the proposed standards become                increase salaries to attract qualified
                                                  affiliation or commenter category, most                 more stringent as the LEA size increases              applicants. Commenters also stated that
                                                  comments were submitted by:                             to ensure that the new school nutrition               stricter standards could decrease the
                                                     • SFA personnel—96 comments;                         professionals have essential                          candidate pool, which would make
                                                     • Associations (national, state, local               qualifications to manage and operate the              hiring more difficult. A commenter also
                                                  and other)—16 comments;                                 school nutrition programs that impact a               stated that the hiring requirements
                                                     • State agencies—14 comments;
                                                                                                          larger number of children. The proposed               could adversely affect small and rural
                                                     • Nutritionists/dietitians—7
                                                                                                          hiring standards consist of minimum                   communities that depend on the school
                                                  comments;
                                                                                                          educational standards that include the                nutrition program for a source of part-
                                                     • Advocate groups (national and state
                                                                                                          following options:                                    time jobs. Other obstacles mentioned
                                                  levels)—6 comments; and
                                                     • Non-profit organizations—4                            • Bachelor’s degree with a major in                were the rising costs of a college
                                                  comments.                                               specific area (food and nutrition, food               education and the limited availability of
                                                                                                          service management, dietetics, family                 community colleges in rural areas.
                                                  To view all public comments on the                      and consumer sciences, nutrition                         A commenter suggested delaying the
                                                  proposed rule, go to                                    education, culinary arts, business, or a              implementation of the regulations to
                                                  www.regulations.gov and search for                      related field), or                                    provide State agencies and SFAs
                                                  public submissions under docket                            • Bachelor’s degree with any major                 sufficient time to modify their hiring
                                                  number FNS–2011–0030.                                   and a State-recognized certificate, or                procedures. The commenter expressed
                                                     Overall, 110 public comments and                        • Associate’s degree with major in                 concern that the proposed hiring
                                                  1,963 form letters voiced support for the               specific areas and at least one year of               standards could be inconsistent with
                                                  proposal, and 93 public comments                        experience in school nutrition programs               hiring standards already negotiated and
                                                  expressed opposition. Supporters stated                 (for LEAs with less than 10,000                       in place in different LEAs.
                                                  that professional standards will advance                students), or                                            Seven commenters addressed the
                                                  the school nutrition profession and                        • High school diploma or GED and at                proposed hiring standards for new State
                                                  enhance the ability of personnel at all                 least five years of experience in school              directors of school nutrition programs
                                                  levels to successfully manage and                       nutrition programs (for LEAs with less                and for new State directors of
                                                  operate the school meal programs. They                  than 2,500 students).                                 distributing agencies in § 235.11(g)(1)
                                                  affirmed that establishing professional                    In general, commenters expressed                   and § 235.11(g)(2), respectively, of the
                                                  standards will contribute to the                        support for establishing hiring standards             proposed rule. The proposed hiring
                                                  recognition of the skills,                              for the professionals who administer                  standards for both State director
                                                  professionalism, and dedication of                      and operate the school nutrition                      positions consist of a bachelor’s degree;
                                                  school nutrition employees. Several                     programs at the SFA level, but many                   extensive knowledge and experience in
                                                  organizations commended USDA for                        commenters voiced concerns about                      specific areas (such as institutional food
                                                  developing sensible hiring standards                    specific provisions or sought                         service operations, management,
                                                  and continuing education/training                       clarification. Commenters stressed the                business and/or nutrition education);
                                                  requirements for State and local school                 importance of school nutrition                        and specific skills and abilities to lead
                                                  nutrition professionals.                                experience, and noted that an                         and supervise people. For the State
                                                     Opponents generally expressed                        appropriate combination of education                  director of school nutrition program,
                                                  concern about specific provisions, or                   and experience is important to avoid                  FNS proposed requiring a specific major
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                                                  showed misunderstanding of specific                     excluding otherwise qualified                         in food and nutrition, food service
                                                  provisions that are being clarified in this             applicants. Some stated that an                       management, dietetics, family and
                                                  final rule. Many of the opponents                       academic degree alone may not be                      consumer sciences, nutrition education,
                                                  expressed concern about the feasibility                 sufficient to run a school nutrition                  culinary arts, business, or a related field.
                                                  of the requirements for small and rural                 program. Since the proposed rule did                  The proposed rule does not specify a
                                                  SFAs, and others indicated that the                     not specify work experience for all                   major for the State director of
                                                  proposal could create operational and                   pathways leading to the position of                   distributing agencies.


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                          11081

                                                    In general, commenters voiced                         because such standards are no different               for applicants with significant program
                                                  support for establishing hiring standards               than the proposed standards for LEAs                  experience.
                                                  for State directors. However, one                       with 10,000–24,999 students. Overall, as                 This final rule also responds to the
                                                  commenter requested a definition for                    the LEA size increases, a higher                      concerns of commenters regarding the
                                                  director of distributing agencies                       educational level for new hires is                    feasibility of the proposed hiring
                                                  positions affected by this rule, and also               required to match the level of                        standards for small LEAs. The fourth
                                                  said that the hiring standards for the                  responsibility and complexity of the                  School Nutrition Dietary Assessment
                                                  State director of distributing agencies                 food service system.                                  Study (SNDA IV), which was conducted
                                                  should focus on relevant experience, as                    This final rule does not require prior             during school year 2011–2012,
                                                  the knowledge and skills required for                   program experience if a new school                    indicated that in LEAs with 2,499 or
                                                  that position are more likely to be                     nutrition program director has attained               less students, 34 percent of current
                                                  acquired through experience than                        a bachelor’s degree or higher with a                  directors have an associate’s degree or
                                                  through academic study. Another                         specific academic major in food and                   higher; 27 percent have completed some
                                                  commenter suggested that the hiring                     nutrition, food service management,                   college without a degree; and 27 percent
                                                  standards for the State director of                     dietetics, family and consumer sciences,              hold a high school diploma. Based on
                                                  distributing agencies should specify a                  nutrition education, culinary arts,                   this information, FNS proposed several
                                                  major in business, food service, or                     business, or a related field. This is in              hiring pathways for small LEAs that
                                                  similar field, instead of a bachelor’s                  consideration of the possibility that                 include two options that require a
                                                  degree in any major. Some commenters                    some well-qualified candidates may                    bachelor’s degree, one option that
                                                  said that the hiring standards for both                 apply for a director position shortly                 requires an associate’s degree plus one
                                                  State director positions should be                      following college graduation. Prior                   year of school nutrition experience, and
                                                  similar. A few commenters suggested                     experience is required for other hiring               one option that requires a high school
                                                  establishing hiring standards for the                   pathways established by this rule.                    diploma (or GED) plus five years of
                                                  State agency staff that monitors and                       The hiring pathways for new SFA                    experience. As stated earlier, to
                                                  provides technical assistance to the                    directors in the three specified LEA                  facilitate implementation of the
                                                  local program operators.                                sizes remain as proposed except for a                 professional standards, this final rule
                                                    FNS Response: FNS recognizes that                     few modifications to the required                     reduces the required years of experience
                                                  school nutrition employees are a                        program experience to reflect the needs               for candidates with a high school
                                                  dedicated and resourceful workforce                     and complexities of different LEAs.                   diploma from five years to three years
                                                  determined to perform a wide range of                   Section 210.30(b)(1) of this final rule               of relevant program experience. The
                                                  job duties. The NSLP and SBP have                       establishes the following hiring                      hiring pathways for LEAs with 2,499 or
                                                  grown considerably and changed                          pathways for school nutrition program                 less students are established in
                                                  significantly since their inception and                 directors:                                            § 210.30(b)(1)(i) of the final rule.
                                                  school nutrition personnel at the State                    • Bachelor’s degree with a major in                   In response to commenters’ concerns
                                                  and local levels have contributed                       specific areas (for all LEA sizes);                   over the ability to hire SFA directors for
                                                  significantly to Program                                   • Bachelor’s degree in any academic                very small LEAs, such as those in rural
                                                  accomplishments. By requiring hiring                    major plus a State-recognized certificate             areas or with less than 500 students, this
                                                  standards for new State and SFA school                  (for all LEA sizes);                                  final rule allows the State agency
                                                  nutrition directors, the CNA seeks to                      • Associate’s degree with a specific               discretion to approve an LEA’s hiring of
                                                  ensure that the most qualified                          major plus two years, instead of the                  a school nutrition program director that
                                                  candidates are selected for these key                   proposed one year, of relevant school                 has a high school diploma (or GED) but
                                                  positions. As recognized by Congress in                 nutrition experience (for LEAs with                   less than the required three years of
                                                  establishing hiring standards for these                 2,500–9,999 students);                                relevant program experience. The LEA
                                                  positions, the requirements will help                      • Associate’s degree with a specific               interested in hiring an applicant with
                                                  guarantee that those administering and                  major plus one year of relevant school                less than the required three years of
                                                  operating the school nutrition programs                 nutrition experience (for LEAS with                   relevant program experience must
                                                  in the years ahead have a solid                         2,499 students or less); and                          demonstrate to the State agency that the
                                                  foundation to help them undertake new                      • High school diploma (or GED) plus                applicant meets the minimum
                                                  challenges. The hiring standards are                    three years (instead of the proposed five             educational standard and, therefore, is
                                                  expected to create a strong team of                     years) of relevant school nutrition                   otherwise qualified for the position and
                                                  school nutrition professionals that will                experience (for LEAs with 2,499                       the best available candidate. This hiring
                                                  be able to find new ways to improve                     students or less).                                    flexibility, set forth in
                                                  Program meals, access, and integrity in                    This final rule also adds two hiring               § 210.30(b)(1)(i)(D) of the final rule, is
                                                  schools nationwide. This final rule                     pathways for individuals who have a                   expected to benefit Residential Child
                                                  provides that current State agency and                  bachelor’s degree in any major plus                   Care Institutions and Tribal schools that
                                                  school nutrition program directors will                 valuable program experience, and are                  may face unique challenges in finding
                                                  be grandfathered in, and thus, will not                 seeking to serve as SFA directors in                  experienced candidates.
                                                  be required to meet the new hiring                      mid-size LEAs and large-size LEAs. For                   Regarding career mobility for current
                                                  standards and may continue to serve in                  LEAs with 2,500–9,999 students, a                     program directors within a state or
                                                  their current positions.                                bachelor’s degree in any academic major               between states, this final rule allows
                                                    For the position of school nutrition                  and at least two years of relevant school             grandfathered directors to remain in
                                                                                                          nutrition program experience is now                   their positions, or to transfer to another
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                                                  program director, this final rule sets
                                                  minimum hiring standards for only                       accepted. For LEAs with 10,000 or more                position in an LEA of the same size
                                                  three distinct LEA size categories: LEAs                students, a bachelor’s degree in any                  category. The ability to transfer is
                                                  with 2,499 students or less, LEAs with                  major and at least five years’ experience             intended to allow current employees an
                                                  2,500–9,999 students, and LEAs with                     in management of school nutrition                     opportunity to enhance their Program
                                                  10,000 or more students. The final rule                 programs is also accepted. These                      expertise by moving to another position
                                                  does not set separate hiring standards                  additional pathways are intended to                   for which they are qualified and
                                                  for LEAs with 25,000 or more students                   expand the employment opportunities                   determined to be the best candidate.


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                                                  11082               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  The rule also gives current directors the               completely different capacities, such as              directors should be required to complete
                                                  flexibility to move to a position in a                  school principal and school nutrition                 this food safety training. A few
                                                  larger SFA (within the same LEA size                    program director, the hiring standards                commenters recommended the
                                                  category). However, to move to a larger                 for the appropriate LEA size will still               requirement be extended to all SFA
                                                  LEA size, for example to move from an                   apply and must be met. At the                         employees. Other commenters said that
                                                  LEA with 4,000 students (the 2,500–                     discretion of the State agency,                       new SFA directors should have more
                                                  9,999 category) to an LEA with 12,000                   temporary, or ‘‘acting’’ school nutrition             than 30 days from the date of hiring to
                                                  students (the 10,000 or more category),                 program directors expected to work                    complete the eight hours of food safety
                                                  a grandfathered program director must                   more than 30 business days may be                     training. Suggested timeframes included
                                                  meet the hiring standards established                   required to meet the hiring standards.                60 days, 90 days, 6 months, 1 year, and
                                                  for the larger LEA. As noted earlier, as                FNS recognizes that this final rule does              until the employee is no longer on
                                                  the LEA size increases, the minimum                     not address every unique hiring                       probation.
                                                  educational level also increases to                     situation. FNS will provide guidance                     Many commenters suggested that the
                                                  match the demands and complexity of                     and work with the State agencies to                   food safety training certification period
                                                  the job.                                                address unique situations at the State                be extended from three to five years,
                                                     The proposed hiring standards for                    and SFA levels as they are identified                 consistent with ServSafe (the food and
                                                  State director of school nutrition                      through implementation.                               beverage safety training and certificate
                                                  programs in § 235.11(g)(1), and for State                  The hiring standards established by                programs administered by the National
                                                  director of distributing agencies in                    this final rule are effective July 1, 2015,           Restaurant Association). Several
                                                  § 235.11(g)(2) were generally well                      as proposed. Most commenters did not                  suggested that ServSafe be considered
                                                  received by commenters. Although FNS                    oppose the proposed implementation                    acceptable food safety training, and a
                                                  recognizes that in a few States both roles              date, or instead requested a different                few said that annual food sanitation
                                                  are performed by one individual, the                    implementation date. The hiring                       training should be sufficient. A
                                                  final rule retains separate hiring                      standards are for new hires only, and                 commenter also addressed jurisdictional
                                                  standards. The educational requirement                  are not significantly different from the              considerations regarding food safety
                                                  for the State director of school nutrition              educational levels that most current                  regulations in Tribal Nations.
                                                  programs specifies a bachelor’s degree                  directors nationwide have already                        FNS Response: FNS agrees with
                                                  with a specific academic major, while a                 attained. Therefore, delaying                         commenters that food safety is critical
                                                  bachelor’s degree in any major is                       implementation of the hiring standards                for the school nutrition programs. This
                                                  allowed for the State director of                       is not reasonable.                                    final rule retains the proposed food
                                                  distributing agencies.                                     One stakeholder noted that modifying               safety training for new school nutrition
                                                     A few comments revealed possible                     hiring procedures takes time, and                     program directors but extends the
                                                  misunderstanding of the hiring                          suggested the effective date of the rule              certification period from three to five
                                                  standards for State directors. To clarify,              be at least two years following                       years, as suggested by commenters. This
                                                  the final rule’s hiring standards for both              publication. The commenter expressed                  change is consistent with ServSafe,
                                                  State director positions allow the                      concern about the rule’s effective date               which is an existing, national food and
                                                  selection of a job applicant that has a                 and the impact on hires made for the                  beverage safety training and certificate
                                                  bachelor’s degree with a major in                       school year 2015–2016. To address this                program. New directors that have not
                                                  business, and knowledge and                             concern, FNS will give the State                      completed at least eight hours of food
                                                  experience in areas such as management                  agencies and LEAs the flexibility to hire             safety training within five years prior to
                                                  and business. Also, for both State                      a candidate that meets the State/local                their starting date must complete the
                                                  director positions, the State agency may                employment requirements in place prior                required training within 30 calendar
                                                  require years of relevant program                       to July 1, 2015, provided the State                   days of their starting date. FNS is not
                                                  experience in addition to the minimum                   agency or LEA advertises a vacancy                    extending the 30-day period for
                                                  criteria established by this final rule.                prior to the final rule’s effective date.             allowing completion of food safety
                                                  This final rule does not include hiring                    To facilitate implementation of the                training for new hires because food
                                                  standards for State agency staff because                hiring standards, FNS will work closely               safety training is critical to ensure safe
                                                  section 7 of the CNA does not authorize                 with the State agencies to examine                    school meals. The State agencies have
                                                  FNS to establish such requirements.                     unique situations and determine the                   discretion to impose stricter standards
                                                     Commenters suggested different                       appropriate course of action.                         and, therefore, may require current
                                                  hiring scenarios and asked how the                      Accordingly, this final rule codifies the             school nutrition program directors,
                                                  hiring standards would apply. In                        hiring standards for school nutrition                 regardless of their starting date, and all
                                                  general, if an individual is hired to                   program directors in § 210.30(b)(1), and              employees involved in food handling to
                                                  perform more than one school nutrition                  the hiring standards for State directors              be certified in food safety every five
                                                  job, the hiring standards for the higher                in § 235.11(g)(1) and § 235.11(g)(2).                 years. Accordingly, this final rule
                                                  level position will apply. For example,                                                                       codifies the prior food safety
                                                  if an individual will serve as both                     Prior Food Safety Training                            requirement for new school nutrition
                                                  school nutrition program director and as                  Public Comments: Thirty commenters                  program directors in § 210.30(b)(1)(v).
                                                  program manager, the hiring                             addressed the hiring standard in                         A few commenters discussed unique
                                                  requirements for the program director                   § 210.30(b)(1)(v) of the proposed rule                scenarios, including how to apply the
                                                  position will apply. If a program                       that would require only new school                    prior food safety training requirement to
                                                  director will oversee more than one                     nutrition program directors to have                   an individual that serves in two
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                                                  SFA, the sum of the student enrollment                  completed at least eight hours of food                completely different capacities, such as
                                                  determines the hiring requirements. In                  safety training within three years prior              school principal and school nutrition
                                                  such a case, the new program director                   to their starting date, or within 30                  program director. FNS will work with
                                                  will have to meet the hiring                            calendar days of their starting date.                 the State agencies to address unique
                                                  requirements for the LEA size that                      Some commenters said that food safety                 hiring situations as they come up during
                                                  reflects the total student enrollment. If               in school meals is extremely important                implementation. In addition, we will
                                                  an individual will serve in two                         and, therefore, new and existing SFA                  continue existing regular conversations


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                         11083

                                                  with Tribal Nations to clarify any issues               budget, and staff management and                      requirements to adequately perform
                                                  pertaining to implementation of the                     training be included in the required                  their duties. However, employees may
                                                  hiring requirements in school meal                      training topics for school nutrition                  also receive training at other times
                                                  programs operated on Indian                             program directors. Another suggested                  during the year and apply it to their
                                                  reservations.                                           training on communication, cultural                   annual training requirement. For
                                                                                                          conflicts, conflict resolution, marketing,            example, during the school year staff
                                                  Training Standards
                                                                                                          advocacy, and other topics.                           may receive training on the operation of
                                                     Public Comments: Seventy-nine                           Commenters also asked FNS to clarify               new equipment, on new policies as they
                                                  commenters addressed the annual                         the allowable training formats/types and              emerge, or when an administrative
                                                  continuing education/training                           the acceptable training sources. They                 review identifies issues that need
                                                  requirements for school nutrition                       recommended that a variety of training                correction.
                                                  program directors in § 210.30(b)(3) of                  formats, such as online and classroom                    In response to commenters’ concerns
                                                  the proposed rule, 58 commenters                        training, self-study, on-the-job training,            about the feasibility of the training
                                                  discussed the training requirements for                 FNS webinars, conferences, etc. be                    hours required at the SFA level, this
                                                  managers in § 210.30(c), and 105                        allowed.                                              final rule makes several important
                                                  commenters discussed the training                          The use of the school foodservice                  changes to the proposed rule. First, the
                                                  requirements for staff (including those                 fund to pay for annual continuing                     final rule reduces the required annual
                                                  working less than 20 hours per week) in                 education/training expenses was a                     training hours as follows:
                                                  § 210.30(d). Above all, commenters                      concern raised by commenters. They                       • School nutrition program director—
                                                  recommended that the required training                  argued that that the proposed annual                  12 annual training hours (15 hours
                                                  on the topics specified in the proposal                 training requirements could be                        proposed).
                                                  be job-specific. They also asked that                   financially burdensome. In addition,                     • School nutrition program
                                                  FNS clarify what activities count as                    many of them opposed the prohibition                  managers—10 annual training hours (12
                                                  training, and suggested that non-                       in § 210.30(f) of the proposed rule that              hours proposed).
                                                  classroom activities such as annual                     disallows the use of food service funds                  • School nutrition program staff—6
                                                  conferences, self-study, on-the-job                     to pay for the cost of college credits to             annual training hours (8 hours
                                                  training, and SFA/FNS annual meetings                   meet the hiring standards.                            proposed).
                                                  count as training. Some also said that                     Commenters also asked FNS to clarify                  Second, to facilitate implementation
                                                  SFA directors should determine the                      how the training requirements will                    of the requirements, this rule phases in
                                                  training needs of their managers and                    apply to staff working less than 20 hours             the training hour requirements for
                                                  staff. A few commenters suggested that                  per week, employees hired mid-year,                   directors, managers, and staff. In school
                                                  only staff that are directly involved in                temporary and substitute workers,                     year 2015–2016, the first year of
                                                  food production be required to receive                  employees with multiple roles, and                    implementation, program directors must
                                                  training.                                               volunteers. A few commenters                          complete 8 hours of training; program
                                                     Commenters also expressed concern                    supported prorating the required                      managers, 6 hours of training; and
                                                  about the required number of annual                     training hours for employees that work                program staff, 4 hours of training.
                                                  training hours and the staff’s availability             less than 20 hours per week. However,                 Training received three months prior to
                                                  to receive training. Several said that the              a commenter said it is difficult to                   July 1, 2015, may count toward the first
                                                  required training hours are too                         predict if volunteers and substitutes will            year training requirements for all
                                                  burdensome, training could take too                     work 20 hours and be subject to the                   directors, managers, and staff.
                                                  much time away from work, and it is                     training requirements. Two commenters                 Therefore, training received on or after
                                                  difficult to find substitutes to assist                 suggested that USDA collect and share                 April 1, 2015, may count toward the
                                                  during the training periods. Suggested                  data on the numbers and/or percentages                training requirements for school year
                                                  annual training hours ranged from 4–12                  of staff averaging less than 20 hours of              2015–2016.
                                                  hours for program staff, and from 5–8                   work or less per week in order to                        Beginning school year 2016–2017, the
                                                  hours for program managers. Several                     determine required training hours for                 second year of implementation, program
                                                  commenters stressed that employees                      part time staff. They suggested that if a             directors must complete the 12 hours of
                                                  should not be expected to complete                      large percentage of cooks/servers work                annual training, program managers must
                                                  training outside of their normal work                   this reduced number of hours, those                   complete 10 hours, and staff must
                                                  hours. A few commenters opposed the                     employees be required to meet the                     complete 6 hours. Accordingly, this
                                                  flexibility to allow the school nutrition               requirements for full-time workers to                 final rule updates and codifies the
                                                  program directors to count training                     ensure the healthfulness and safety of                required annual training hours for
                                                  offered to staff toward their own                       school meals.                                         program directors in § 210.30(b)(3), for
                                                  required training hours. They said that                    FNS Response: Annual, job-specific                 program managers in § 210.30(c), and
                                                  SFA directors who are already familiar                  training is the best way to ensure that               for program staff in § 210.30(d).
                                                  with the training topics would not learn                school nutrition program personnel at                    Third, for program staff working less
                                                  anything new. Many commenters voiced                    all levels maintain and upgrade their                 than 20 hours per week, this final rule
                                                  concerns about the feasibility of the                   skills to meet the needs of students, and             establishes a uniform requirement of 4
                                                  proposed training requirements for                      to effectively implement Program                      hours of annual training, instead of
                                                  employees in small SFAs. They said                      requirements. We understand that State                requiring that the annual training hours
                                                  that college and internet access are not                agencies and SFAs typically hold                      be proportional to the hours worked.
                                                                                                          trainings prior to the beginning of the               Establishing a uniform number of
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                                                  easily accessible to many employees in
                                                  rural areas.                                            school year. We anticipate that most of               training hours for this group of
                                                     Commenters asked FNS to clarify the                  the training topics and hours for school              employees is intended to keep the
                                                  required training topics for SFA                        nutrition program directors, managers,                training requirements simple and
                                                  personnel. Some said the proposed                       and staff will be completed at that time              feasible for all LEAs, as requested by
                                                  training topics are too specific and not                to minimize work disruptions while                    commenters. Although suggested by a
                                                  applicable to all staff. A commenter                    school is in session, and to ensure that              commenter, FNS will not collect data on
                                                  recommended that topics such as                         all employees understand Program                      the number or percentage of employees


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                                                  11084               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  working less than 20 annual training                    to SFA personnel. Program policies and                (NFSMI), in-house/SFA, State agencies,
                                                  hours per week as part of this                          procedures are expected to continue to                FNS Team Nutrition, the School
                                                  rulemaking. If necessary, such data                     evolve to reflect advances in nutrition               Nutrition Association (SNA),
                                                  would be collected outside of the                       science and to incorporate new statutory              professional associations/organizations,
                                                  regulatory process, most likely as part of              requirements intended to enhance                      and reputable commercial vendors. FNS
                                                  our regular program evaluation efforts.                 Program meals, access and integrity.                  is working in partnership with the
                                                     For flexibility, all employees hired                 Therefore, preparing for and imparting                NFSMI to make free or low-cost training
                                                  January 1 or later during any school year               knowledge can help an SFA director or                 available in a variety of formats. More
                                                  are only required to complete at least                  manager cement his/her knowledge of                   than 450 existing training resources in
                                                  half of the required training hours for                 the school meal programs.                             a variety of formats are already listed on
                                                  their position—director, manager, or                       With regard to the list of training                the professional standards Web site
                                                  staff. In addition, this final rule gives               topics for SFA directors, section 7(g)(2)             (http://professionalstandards
                                                  the State agencies discretion to decide if              of the CNA requires training in                       .nal.usda.gov). Any of these resources
                                                  acting personnel, temporary workers                     administrative practices (including                   are considered appropriate to meet the
                                                  and volunteers must complete annual                     application, certification, verification,             requirements of this rule. School
                                                  training. FNS strongly encourages                       meal counting, and meal claiming                      nutrition staff may find training that
                                                  health and safety training for all staff                procedures), nutrition, health and food               meets their learning needs by
                                                  involved in food handling and for                       safety standards and methodologies, and               conducting advanced searches for
                                                  others, as applicable.                                  any other topics, as determined by FNS.               specific topic areas, training format,
                                                     Fourth, this final rule requires annual              These training topics must be offered to              training length, learning objectives, and
                                                  training for all employees at the SFA                   the SFA personnel, as applicable. State               training location.
                                                  level, but gives the State agency                       directors are not required to seek                       Several commenters addressed the
                                                  discretion to assess compliance with the                approval from FNS before receiving or                 use of school food service funds to pay
                                                  training requirements over a period of                  providing training, but must keep                     for employee training. Annual
                                                  two school years. If allowed by the State               records to demonstrate training                       continuing education/training is an
                                                  agency statewide, program directors,                    completion. The training topics                       allowable use of the nonprofit school
                                                  managers, and staff may complete the                    specified in § 210.30(b)(3), § 210.30(c)              food service account and of State
                                                  required training hours over a two-year                 and § 210.30(d) of this final rule must be            Administrative Expense funds. The
                                                  period, provided that some training                     completed annually, or as needed, in                  training costs must be reasonable,
                                                  hours are completed each school year.                   order to be informed of the most current              allocable, and necessary in accordance
                                                  FNS is providing this flexibility because               policies and regulatory requirements,                 with the cost principles set forth in 2
                                                  some commenters indicated that the                      and to refresh existing knowledge. Each               CFR part 200, Uniform Administrative
                                                  ability to participate in training                      individual employee at the SFA level                  Requirements, Cost Principles, and
                                                  activities annually is determined by                    must receive and complete training on                 Audit Requirements for Federal Awards.
                                                  different factors, and may vary from                    the topics or areas applicable to his/her                However, the cost of college credits
                                                  year to year.                                           job, or as required by FNS.                           incurred by an individual to meet the
                                                     It is important to stress that while                    The amendments made to the CNA by                  hiring standards for the positions of
                                                  some carryover may be allowed by the                    the HHFKA give the Secretary authority                State director or SFA director is not an
                                                  State agency, school nutrition                          to require any other appropriate training             allowable expense. Meeting the hiring
                                                  employees are expected to complete                      topic to address critical issues, such as             standards is the sole responsibility of a
                                                  some training each school year as                       Program integrity. Therefore, the                     job applicant. Accordingly, this final
                                                  required by this final rule. Allowing                   Secretary may require, as needed, that                rule codifies in § 210.30(f) and in
                                                  SFA employees to carry over excess                      SFA employees complete specific                       § 235.6(a)(a–1) the prohibition regarding
                                                  training hours to another school year is                training topic(s) or course(s) identified             the payment of college credits to meet
                                                  intended for operational flexibility and                by FNS to address crucial Program                     hiring standards. To clarify, annual
                                                  to facilitate compliance with the                       needs. FNS does not anticipate that                   continuing education/training of current
                                                  professional standards. For example, a                  such action will take place annually, but             school nutrition personnel should be
                                                  program manager is required to                          may take such action in response to                   encouraged and may be supported by
                                                  complete 10 hours of annual training.                   important Program issues. If a specific               the State agency and the SFA through
                                                  Over a two-year period, the manager                     training topic or course is required by               available funds. And although funds
                                                  may complete 9 hours of training                        FNS, it will be available at low cost or              may not be used to earn college credit
                                                  through an annual conference, and 11                    no cost, and in a variety of formats.                 to meet the hiring standards, the
                                                  hours of online training the following                  Accordingly, this final rule codifies the             restriction on the use of funds does not
                                                  school year. FNS will provide more                      training requirements for State directors             apply to college courses required for
                                                  guidance on this flexibility, but it is                 of school nutrition programs and                      annual continuing education/training
                                                  important that the SFA retain                           distributing agencies in § 235.11(g)(3);              purposes; in such cases, the State
                                                  documentation to show during an                         and the training requirements for school              agency and the SFA may assess if the
                                                  administrative review how the SFA                       nutrition program directors, managers                 use of Program funds meets Federal
                                                  employees have complied with the total                  and staff in § 210.30(b)(3), § 210.30(c),             standards.
                                                  required training hours over the two                    and § 210.30(d), respectively.                           With regard to the training for State
                                                  year period.                                               As requested by commenters, this                   director of school nutrition programs
                                                     An SFA director or manager may                       final rule also allows a variety of                   and State director of distributing
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                                                  count the training offered to his/her staff             training formats, both online (webinars,              agencies, this final rule retains the
                                                  toward part of his/her own annual                       interactive online sessions, etc.) and in-            proposed requirement that State
                                                  training requirement. This flexibility is               person (classroom training, in-service                directors complete 15 hours of annual
                                                  allowed because program directors must                  training, seminars, public speakers,                  training in core areas such as nutrition,
                                                  keep learning in order to communicate                   etc.). Training from a variety of sources             operations, administration,
                                                  and help implement new policies and                     is acceptable, including the National                 communications and marketing, as well
                                                  procedures through the training offered                 Food Service Management Institute                     as additional training topics and hours


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                          11085

                                                  specified by FNS annually, as necessary.                position, only the higher level position                 FNS Response: It appears there was
                                                  Only three commenters addressed this                    requirements apply. Accordingly, this                 misunderstanding regarding the
                                                  provision and they mostly agreed with                   final rule codifies the proposed                      proposed recordkeeping requirements.
                                                  the proposed requirement. FNS wishes                    definitions in § 210.2.                               FNS estimated a one-time recordkeeping
                                                  to clarify that we will only require State                 This final rule does not define ‘‘State            activity of 15 minutes per respondent
                                                  directors to complete additional training               director of school nutrition program’’                (State agencies, SFAs/LEAs, and
                                                  topics and hours if necessary to address                and ‘‘State director of distributing                  schools) to document compliance with
                                                  critical Program issues, such as Program                agencies.’’ Due to varying staffing                   annual training at the State and local
                                                  integrity. In addition, when an                         protocols, vacancies or for other                     levels. FNS understands that most State
                                                  individual performs both State agency                   reasons, an individual performing                     agencies and SFAs conduct annual
                                                  functions, the annual training                          director duties may have a different                  training on a variety of topics prior to
                                                  requirement remains 15 hours because                    title, or sometimes performs both roles               the beginning of the school year. In
                                                  the core areas of training are the same.                fully or partially. In light of these                 addition, training is sometimes offered
                                                  Accordingly, the annual training                        different scenarios, FNS believes, in this            on-the-job during the school year, or
                                                  requirement for State directors is                      case, it is not practical to set definitions          may be undertaken by an individual
                                                  codified in § 235.11(g)(3) of the final                 that cannot fully describe the broad                  employee. We envision minimum
                                                  rule.                                                   array of diverse situations. It is more               recordkeeping associated with these
                                                                                                          important to specify the responsibility               types of training activities. FNS is
                                                  Definitions                                             for administration of the school                      developing an optional downloadable
                                                     Public Comments: Ten commenters                      nutrition and USDA Foods programs as                  tool to help the school nutrition
                                                  addressed the proposed definitions for                  a reference for who is subject to the                 program director keep track of the
                                                  ‘‘School nutrition program directors,’’                 requirements, regardless of the job title             training activities at the SFA level. With
                                                  ‘‘School nutrition program managers,’’                  they may hold in a particular State.                  this tool, an SFA may generate annual
                                                  and ‘‘School nutrition program staff’’ set                 We wish to clarify that the standards              records for verification of training
                                                  forth in § 210.2. Some asked FNS to                     apply to those responsible for the                    completed. Documentation such as
                                                  provide more specific definitions.                      administration of the NSLP, SBP, and                  copies of the training agenda, sign-up
                                                  Others stated that in small and rural                   the distribution of USDA Foods at the                 sheets, and other paper documents
                                                  SFAs, an individual often performs                      State level. Although we recognize that               would also be acceptable. Each SFA
                                                  more than one job. A commenter asked                    sometimes the individual responsible                  decides how to maintain the records to
                                                  FNS to provide a definition for ‘‘State                 for the distribution of USDA Foods                    document training completion.
                                                  director of distributing agencies.’’                    might not have a position equivalent to                  The school nutrition program director
                                                     FNS response: FNS recognizes that                    that of the State director of school                  is ultimately responsible for
                                                  there are varying structures within each                nutrition programs, proper                            demonstrating, during the
                                                  SFA; therefore, the proposed definitions                administration of the distribution of                 administrative review, that the SFA is in
                                                  for directors, managers, and staff are                  USDA Foods is critical to the effective               compliance with the professional
                                                  intended to be general and describe the                 and efficient operations of the school                standards. Professional standards
                                                  function/role in broad terms to be                      meal programs, and requires the                       records must be retained for a period of
                                                  applicable to most SFAs. They also                      education and training proposed.                      three years, consistent with other
                                                  provide some distinction between the                    Accordingly, the final rule adds a                    recordkeeping requirements in 7 CFR
                                                  three levels to help districts determine                clarification in the description of a State           part 210. Accordingly, this final rule
                                                  which category employees or groups of                   director as the person responsible for                codifies the recordkeeping requirements
                                                  employees would fall under each                         the administration of the NSLP, SBP,                  in § 210.15(b)(8), § 210.20(b)(15), and
                                                  definition. The definition of ‘‘School                  and/or the distribution of USDA                       § 235.11(g)(5).
                                                  nutrition program directors’’ refers to                 donated foods at the State level in the
                                                  the local individuals directly                          opening statements of § 235.11(g)(1) and              SFA Oversight
                                                  responsible for the management of the                   § 235.11(g)(2).                                          Public Comments: Twenty-seven
                                                  day-to-day operations of the school                                                                           commenters addressed the requirement
                                                  nutrition programs for all participating                Recordkeeping Requirements                            in § 210.30(g) of the proposed rule,
                                                  schools under the jurisdiction of the                     Public Comments: Twenty-three                       which stipulates that the SFAs must
                                                  SFA. The definition of ‘‘School                         commenters discussed the proposed                     document compliance with the
                                                  nutrition program managers’’ refers to                  recordkeeping requirements in                         applicable professional standard
                                                  those individuals directly responsible                  § 210.15(b)(8), § 210.20(b)(15), and                  requirements annually. The provision
                                                  for the day-to-day operations of the                    § 235.11(g)(5). Commenters asked FNS                  specifies that documentation must be
                                                  school nutrition programs for a                         to clarify the recordkeeping period to                sufficient to demonstrate during an
                                                  participating school(s). ‘‘School                       demonstrate compliance with the                       administrative review that the program
                                                  nutrition program staff’’ refers those                  professional standards. Several of these              director meets the hiring and training
                                                  local individuals without managerial                    commenters said the recordkeeping                     standards, and that each employee has
                                                  responsibilities who are involved in                    burden is underestimated because, in                  completed the applicable required
                                                  routine operations of the school                        their view, documenting that each                     training no later than the end of each
                                                  nutrition programs for a participating                  employee receives annual training will                school year. Many of the commenters
                                                  school(s). Program staff may include, for               result in additional paperwork for SFAs.              asked how to document compliance
                                                  example, those individuals who prepare                  Some commenters also asked FNS to
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                                                                                                                                                                with the training requirements and
                                                  and serve meals, process transactions at                clarify who is responsible for tracking               handle cases of non-compliance.
                                                  point of service, and review the free/                  the hours of training completed by the                   FNS Response: SFAs must encourage
                                                  reduced price applications. These                       school nutrition program director,                    and facilitate compliance with the
                                                  definitions apply whether or not an SFA                 manager and staff, and what                           professional standards. As such, SFAs
                                                  is operated by a food service                           documentation is acceptable. Several                  must monitor and document an
                                                  management company. If a new                            suggested that FNS develop a tracking                 employee’s continuing education/
                                                  employee will work in more than one                     mechanism to assist the SFAs.                         training progress periodically


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                                                  11086               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  throughout the year to ensure that each                 Miscellaneous Issues Addressed by                     information shared by these groups
                                                  employee is or will be in compliance                    Commenters                                            regarding hiring criteria for State agency
                                                  with the training requirements by the                                                                         directors, minimum education and
                                                                                                          Grandfathering
                                                  end of each school year, and that the                                                                         training requirements for school
                                                  program directors meet the training and                    Commenters addressed                               nutrition directors, and training
                                                  hiring requirements. FNS will issue                     grandfathering, the practice of                       requirements for school nutrition
                                                  guidance and disseminate best practices                 exempting existing personnel from the                 managers and staff were considered
                                                                                                          new requirements. Many commenters                     when drafting these professional
                                                  to encourage compliance with the
                                                                                                          asked how existing employees will be                  standards regulations. FNS also
                                                  professional standards. We are also                     grandfathered and for what duration.
                                                  developing a training tracking tool that                                                                      considered the public comments
                                                                                                          Some also addressed grandfathering and                received in response to the proposed
                                                  can be used by individual employees or                  work mobility. Others expressed
                                                  by managers or directors for their entire                                                                     regulations.
                                                                                                          concern about the ability of existing                    FNS does not expect that
                                                  staff. Accordingly, this final rule                     employees to advance in their careers.                implementation of national professional
                                                  codifies the SFA oversight requirement                     FNS supports grandfathering current                standards will interfere with the State/
                                                  in § 210.30(g).                                         State agency directors and school                     local management of school meal
                                                                                                          nutrition program directors from the                  programs. This final rule establishes
                                                  Administrative Reviews
                                                                                                          hiring standards established by this                  minimum hiring standards and training
                                                     Public Comments: Seven commenters                    final rule. These individuals have                    requirements that are expected to
                                                  addressed the provision in                              generally demonstrated their ability to               increase the ability of the State and local
                                                  § 210.18(h)(7) of the proposed rule that                capably perform their job duties.                     operators to properly manage the meal
                                                  requires the State agency to monitor an                 Therefore, current SFA directors will be              programs. The regulations allow State
                                                                                                          able to remain in their positions or                  agencies and/or SFAs to establish their
                                                  SFA’s compliance with professional
                                                                                                          transfer to a similar position in another             own professional standards, as long as
                                                  standards as part of the general areas of
                                                                                                          LEA of the same size category (student                such standards are not inconsistent with
                                                  the administrative review. Commenters                   enrollment) without having to meet the
                                                  asked FNS to explain the enforcement                                                                          the minimum professional standards
                                                                                                          new hiring standards. However,                        established by FNS.
                                                  strategy and the documents needed to                    grandfathering does not apply to the
                                                  show SFA compliance with the                                                                                     Some commenters indicated that the
                                                                                                          continuing education/annual training                  professional standards may be in
                                                  requirements.                                           standards because all personnel, at both              conflict with some labor union contract
                                                     FNS Response: Monitoring an SFA’s                    the State and local levels, need annual               provisions. Professional standards
                                                  compliance with the professional                        continuing education/training to                      requirements and the implementation
                                                  standards will be addressed through an                  maintain or upgrade their skills.                     timeframes provided in this rule are
                                                  update to the Administrative Review                     State and Local Control of Meal                       federal law and thus preempt such
                                                  Manual and related tools and forms for                  Programs                                              provisions. Should it be necessary, FNS
                                                  School Year (SY) 2015–2016. As part of                                                                        will work with the State agencies to
                                                                                                            A few commenters addressed the
                                                  the general areas of review, the State                                                                        address unique issues as they are
                                                                                                          potential impact of the professional
                                                  agency is expected to examine records                   standards regulations on the State and                identified.
                                                  that document completion of applicable                  local administration of the meal                      III. Summary of Changes to Proposal
                                                  hiring and continuing education/                        programs. They expressed concern that
                                                  training requirements. Although FNS                                                                              As explained earlier, FNS considered
                                                                                                          the professional standards may not be                 the commenters’ concerns and
                                                  does not require one specific document,                 consistent with local hiring/training
                                                  college transcripts or degrees for new                                                                        suggestions and is updating parts of the
                                                                                                          practices and procedures. A few                       proposal to focus more on school
                                                  hires, food safety certifications, training             mentioned a possible interference with                nutrition experience, and to facilitate
                                                  certificates, attendance sign-in sheets,                existing union contracts.                             nationwide implementation of the
                                                  and training agendas are all examples of                  FNS recognizes that the State agency                professional standards in all SFAs. The
                                                  documents that an SFA may submit to                     and the local educational agency have                 following is a summary of the changes
                                                  demonstrate compliance with the                         administrative control of public or                   and clarifications being made in this
                                                  professional standards.                                 private nonprofit educational                         final rule.
                                                     FNS recognizes that school year                      institutions within a defined area of the
                                                                                                          State. The State agency and SFA have                  Hiring Standards for SFAs
                                                  2015–2016 may be a period of transition
                                                                                                          legal authority to operate the Federal                  The final rule:
                                                  as establishing professional standards
                                                  may involve significant changes for
                                                                                                          school meal programs and bear                           • Eases the hiring requirements for
                                                                                                          responsibility for the proper operation               the small LEAs (2,499 or less students)
                                                  some SFAs. During this transition                       of these programs according to Federal                by reducing the required school
                                                  period, State agencies are expected to                  regulations. The professional standards               nutrition program experience (from five
                                                  focus on providing guidance and                         established by this final rule preempt                to three years) for applicants with a high
                                                  technical assistance to help SFAs move                  existing State and local regulations,                 school diploma. See § 210.30(b)(1)(i)(D).
                                                  toward compliance. In the first year of                 policies, etc. that may interfere with                  • Allows the State agency discretion
                                                  implementation, State agencies should                   nationwide implementation of these                    to approve (for an LEA with less than
                                                  work closely with the SFAs                              new regulations. Prior to developing the
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                                                                                                                                                                500 students) the employment of a
                                                  experiencing challenges to help them                    proposed professional standards, FNS                  candidate that meets the educational
                                                  solve unique issues. Accordingly, this                  sought input from invited stakeholders                standards but has less than the required
                                                  final rule codifies the State agency’s                  representing a variety of State agencies,             school nutrition program experience.
                                                  monitoring responsibilities in                          local educational agencies (both large                See § 210.30(b)(1)(i)(D).
                                                  § 210.18(h)(7).                                         and small), professional associations                   • Establishes another hiring path for
                                                                                                          and other constituencies concerned                    mid-size LEAs (2,500–9,999 students)
                                                                                                          with the school nutrition programs. The               that emphasizes relevant experience


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                            11087

                                                  (two years of school nutrition program                  following required annual training                    distributing agencies in § 235.11(g)(2).
                                                  experience and a bachelor’s degree with                 hours apply beginning school year                     There are no changes to these specific
                                                  a non-specific academic major). See                     2016–2017:                                            proposed provisions.
                                                  § 210.30(b)(1)(ii)(C).                                     Æ 12 hours of annual training for
                                                                                                                                                                Annual Training Requirements for State
                                                     • Increases the required school                      school nutrition program director—see
                                                                                                          § 210.30(b)(3).                                       Agencies
                                                  nutrition experience (from one to two
                                                  years) for applicants who have an                          Æ 10 hours of annual training for                    The final rule:
                                                  associate’s degree with an academic                     school nutrition program manager—see                    • Clarifies that State agency funds
                                                  major in specific areas and are seeking                 § 210.30(c).                                          may be used to pay for annual training
                                                  to work in a mid-size LEA (2,500–9,999                     Æ 6 hours of annual training for                   costs for the State director, but must not
                                                  students). See § 210.30(b)(1)(ii)(D).                   school nutrition program staff—see                    be used to pay for the cost of college
                                                     • Provides another hiring path for                   § 210.30(d).                                          credits incurred by an individual to
                                                  large LEAs (10,000 or more students)                       • Establishes a uniform, minimum                   meet the hiring standards established by
                                                  that emphasizes relevant experience                     requirement of 4 hours of annual                      this rule. See § 235.6(a)(a–1).
                                                  (five years of experience in managing                   training for all school nutrition program               • Clarifies that FNS has authority to
                                                  school nutrition programs) and a                        staff that work less than 20 hours per                require State directors to complete
                                                  bachelor’s degree with a non-specific                   week. See § 210.30(d).                                additional training topics and/or hours
                                                  academic major. See                                        • Clarifies that FNS has authority to              specified by FNS, as needed, to promote
                                                  § 210.30(b)(1)(iii)(C).                                 require SFA directors, managers, and                  Program integrity or to address other
                                                     • Removes the proposed, separate                     staff to complete specific training topics            critical Program issues. See
                                                  hiring standards for LEAs with 25,000                   or courses, as needed, to promote                     § 235.11(g)(3).
                                                  or more students.                                       Program integrity or to address other
                                                                                                                                                                  • Clarifies that the State agency must
                                                     • Extends the effective period of the                critical Program issues. See
                                                                                                                                                                ensure that State agency staff receives
                                                  SFA director’s food safety certification                § 210.30(b)(3), § 210.30(c)(5) and
                                                                                                                                                                annual training. See § 235.11(g)(4).
                                                  from three to five years, and allows the                § 210.30(d)(6), respectively.
                                                                                                             • Prorates the required training hours               • Clarifies that the State director of
                                                  State agency discretion to extend the
                                                                                                          for employees hired mid-year. If hired                school nutrition programs must offer the
                                                  requirement to current SFA directors
                                                                                                          January 1 or later, an employee must                  SFAs 18 hours of training in specific
                                                  (those hired prior to July 1, 2015) and
                                                                                                          only complete half of the required                    topics, including topics identified by
                                                  other personnel, as appropriate. See
                                                                                                          training hours for that school year. See              FNS as needed, to promote Program
                                                  § 210.30(b)(1)(v).
                                                                                                                                                                integrity or to address other critical
                                                     • Allows the State agency discretion                 § 210.30(e).
                                                                                                             • Requires annual training for all SFA             Program issues. See § 235.11(g)(4)(i).
                                                  to require that acting school nutrition
                                                  program directors that will serve for                   employees, but gives the State agency                   • Clarifies that the State director of
                                                  more than 30 days to meet the                           discretion to monitor an SFA’s                        distributing agencies must provide the
                                                  established hiring standards. See                       compliance with the requirements over                 staff, or ensure staff receives, training in
                                                  § 210.30(b)(1)(iv).                                     a period of two years to allow                        specific topics, including topics
                                                     • Allows the State agencies and LEAs                 operational flexibility at the local level.           identified by FNS, as needed, to
                                                  the flexibility to hire qualified                       See § 210.30(e).                                      promote Program integrity or to address
                                                  candidates who meet the hiring                             • Gives the State agency discretion to             other critical Program issues. See
                                                  standards in place prior to July 1, 2015,               require acting and temporary staff,                   § 235.11(g)(4(ii).
                                                  if the positions were advertised prior to               substitutes and volunteers in an SFA to               Recordkeeping Requirements for SFAs
                                                  the effective date of this rule.                        complete training in one or more of the               and State Agencies
                                                     • Updates the summary chart to                       topics listed in § 210.30(d), as
                                                  reflect the hiring standards for SFA                    applicable, within 30 calendar days of                  There are no changes to the proposed
                                                  directors implemented by this final rule.               their start date. See § 210.30(e).                    recordkeeping requirements. The final
                                                  See § 210.30(b)(2).                                        • Clarifies that school food service               rule requires recordkeeping for a period
                                                                                                          funds may be used to pay for annual                   of three years, which is consistent with
                                                  Annual Training Requirements for SFAs                   training costs that are reasonable,                   other recordkeeping requirements
                                                    The final rule:                                       allocable and necessary, but must not be              established in Part 210. See
                                                    • Phases in the required number of                    used to pay for the cost of college                   § 210.15(b)(8), § 210.20(b)(15) and
                                                  annual training hours for all school                    credits incurred by an individual at the              § 235.11(g)(5).
                                                  nutrition program personnel at the SFA                  SFA to meet the hiring standards                      Definitions
                                                  level in school year 2015–2016 with a                   established by this rule. See § 210.30(f).
                                                  minimum of:                                                • Specifies that the SFA director or                  There are no changes to the proposed
                                                    Æ 8 hours of training for school                      another official with similar authority               definitions. The final rule codifies
                                                  nutrition program director—see                          must document compliance with the                     proposed definitions for ‘‘School
                                                  § 210.30(b)(3).                                         professional standards established for                nutrition program directors,’’ ‘‘School
                                                    Æ 6 hours of training for school                      the school nutrition program director,                nutrition program managers,’’ and
                                                  nutrition program manager—see                           manager, and staff. See § 210.30(g).                  ‘‘School nutrition program staff’’ in
                                                  § 210.30(c).                                                                                                  § 210.2.
                                                    Æ 4 hours of training for school                      Hiring Requirements for State Agencies
                                                                                                                                                                IV. Professional Standards
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                                                  nutrition program staff—see § 210.30(d).                  The final rule codifies the proposed
                                                                                                                                                                Requirements: Summary Charts
                                                    • Reduces the required number of                      hiring requirements for State directors
                                                  annual continuing education/training                    of school nutrition programs in                         This final rule establishes the
                                                  hours for all school nutrition program                  § 235.11(g)(1) and the proposed hiring                following hiring standards for new State
                                                  personnel at the SFA level. The                         requirements for State directors of                   agency directors:




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                                                  11088                   Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                                                            SUMMARY OF HIRING STANDARDS FOR NEW STATE AGENCY DIRECTORS
                                                                                                    State director of school nutrition program                         State director of distributing agencies

                                                  Minimum Education Stand-                   A bachelor’s degree with an academic major in areas             A bachelor’s degree with any academic major.
                                                    ards (required) (new direc-                including food and nutrition, food service manage-
                                                    tors only).                                ment, dietetics, family and consumer sciences, nutri-
                                                                                               tion education, culinary arts, business, or a related
                                                                                               field.

                                                  Knowledge & Experience .....               Extensive relevant knowledge and experience in areas such as institutional food service operations, management,
                                                                                             business, and/or nutrition education.
                                                  Skills & Abilities ....................    Additional abilities and skills needed to lead, manage, and supervise people to support the mission of Child Nutri-
                                                                                             tion Programs.



                                                    This final rule establishes the                             training standards for all State agency
                                                  following annual continuing education/                        directors:

                                                                                        SUMMARY OF TRAINING STANDARDS FOR ALL STATE AGENCY DIRECTORS
                                                                      State director of school nutrition programs                                              State director of distributing agencies

                                                  • Each school year, must complete at least 15 hours of annual con-                         • Each school year, must complete at least 15 hours of annual con-
                                                    tinuing education/training in core areas, such as nutrition, operations,                   tinuing education/training in core areas, such as nutrition, oper-
                                                    administration, communications, and marketing Additional hours and                         ations, administration, communications, and marketing Additional
                                                    topics may be specified by FNS annually, as necessary.                                     hours and topics may be specified by FNS annually, as necessary.
                                                  • Must also provide or ensure that State agency staff receives annual                      • Must also provide or ensure that State agency staff receives annual
                                                    continuing education/training.                                                             continuing education/training in topics such as the efficient and ef-
                                                  • Must provide the SFAs at least 18 hours annually of training in topics                     fective use of USDA donated foods; inventory rotation and control;
                                                    such as administrative practices (training in application, certification,                  health and food safety standards; and any other appropriate topics,
                                                    verification, meal counting and meal claiming procedures); the accu-                       as determined by FNS, to ensure program compliance and integrity.
                                                    racy of approvals for free and reduced price meals; the identification
                                                    of reimbursable meals at the point of service; nutrition; health and
                                                    food safety standards; the efficient and effective use of USDA foods;
                                                    and any other appropriate topics, as determined by FNS, to ensure
                                                    program compliance and integrity.



                                                    This final rule establishes the
                                                  following hiring standards for new
                                                  school nutrition program directors:

                                                     SUMMARY OF SCHOOL NUTRITION PROGRAM DIRECTOR PROFESSIONAL STANDARDS BY LOCAL EDUCATIONAL AGENCY
                                                                                                  SIZE
                                                   Minimum require-                 Student enrollment 2,499 or less                 Student enrollment 2,500–9,999              Student enrollment 10,000 or more
                                                   ments for directors

                                                  Minimum Education             Bachelor’s degree, or equivalent edu-             Bachelor’s degree, or equivalent edu-        Bachelor’s degree, or equivalent edu-
                                                    Standards (re-                cational experience, with academic                cational experience, with academic           cational experience, with academic
                                                    quired) (new di-              major or concentration in food and                major or concentration in food and           major or concentration in food and
                                                    rectors only).                nutrition, food service management,               nutrition, food service management,          nutrition, food service management,
                                                                                  dietetics, family and consumer                    dietetics, family and consumer               dietetics, family and consumer
                                                                                  sciences, nutrition education, cul-               sciences, nutrition education, cul-          sciences, nutrition education, cul-
                                                                                  inary arts, business, or a related field          inary arts, business, or a related           inary arts, business, or a related
                                                                                                                                    field;                                       field;
                                                                                                  OR                                                OR                                           OR
                                                                                Bachelor’s degree, or equivalent edu-             Bachelor’s degree, or equivalent edu-        Bachelor’s degree, or equivalent edu-
                                                                                  cational experience, with any aca-                cational experience, with any aca-           cational experience, with any aca-
                                                                                  demic major or area of concentra-                 demic major or area of concentra-            demic major or area of concentra-
                                                                                  tion, and a State-recognized certifi-             tion, and a State-recognized certifi-        tion, and a State-recognized certifi-
                                                                                  cate for school nutrition directors;              cate for school nutrition directors;         cate for school nutrition directors;
                                                                                                  OR                                                OR                                           OR
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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                                 11089

                                                     SUMMARY OF SCHOOL NUTRITION PROGRAM DIRECTOR PROFESSIONAL STANDARDS BY LOCAL EDUCATIONAL AGENCY
                                                                                             SIZE—Continued
                                                   Minimum require-            Student enrollment 2,499 or less                Student enrollment 2,500–9,999              Student enrollment 10,000 or more
                                                   ments for directors

                                                                           Associate’s degree, or equivalent edu-           Bachelor’s degree in any academic Bachelor’s degree in any major and at
                                                                             cational experience, with academic               major and at least 2 years of rel-      least 5 years experience in manage-
                                                                             major or concentration in food and               evant school nutrition programs ex-     ment of school nutrition programs.
                                                                             nutrition, food service management,              perience
                                                                             dietetics, family and consumer                                    OR
                                                                             sciences, nutrition education, cul-            Associate’s degree, or equivalent edu-
                                                                             inary arts, business, or a related               cational experience, with academic
                                                                             field; and at least one year of rel-             major or concentration in food and
                                                                             evant school nutrition programs ex-              nutrition, food service management,
                                                                             perience;                                        dietetics, family and consumer
                                                                                              OR                              sciences, nutrition education, cul-
                                                                           High school diploma (or GED) and 3                 inary arts, business, or a related
                                                                             years of relevant experience in                  field; and at least 2 years of relevant
                                                                             school nutrition programs.                       school nutrition programs experience.

                                                  Minimum Education        Directors hired without an associate’s           Directors hired without a bachelor’s de-     Master’s degree, or willingness to work
                                                    Standards (pre-          degree are strongly encouraged to                gree strongly encouraged to work to-         toward master’s degree, preferred.
                                                    ferred) (new di-         work toward attaining associate’s de-            ward attaining bachelor’s degree             At least one year of management
                                                    rectors only).           gree upon hiring.                                upon hiring.                                 experience, preferably in school nu-
                                                                                                                                                                           trition, strongly recommended.
                                                                                                                                                                         At least 3 credit hours at the university
                                                                                                                                                                           level in food service management
                                                                                                                                                                           plus at least 3 credit hours in nutri-
                                                                                                                                                                           tional sciences at time of hiring
                                                                                                                                                                           strongly preferred.

                                                  Minimum Prior            At least 8 hours of food safety training is required either not more than 5 years prior to their starting date or completed
                                                    Training Stand-        within 30 calendar days of employee’s start date.
                                                    ards (required)
                                                    (new directors
                                                    only).



                                                     This final rule establishes the                      nutrition program directors, managers,
                                                  following annual continuing education/                  and staff:
                                                  training requirements for all school

                                                   SUMMARY OF REQUIRED MINIMUM CONTINUING EDUCATION/TRAINING STANDARDS FOR ALL LOCAL EDUCATIONAL AGENCY
                                                                                                  SIZES

                                                  New and Current Directors ..............    Each year, at least 12 hours of annual continuing education/training.
                                                                                              Includes topics such as:
                                                                                                   • Administrative practices (including training in application, certification, verification, meal counting,
                                                                                                     and meal claiming procedures), and
                                                                                                   • Any specific topics required by FNS, as needed, to address Program integrity or other critical
                                                                                                     issues.
                                                                                              This required continuing education/training is in addition to the food safety training required in the first year
                                                                                                of employment.
                                                  New and Current Managers ............       Each year, at least 10 hours of annual continuing education/training.
                                                                                              Includes topics such as:
                                                                                                   • Administrative practices (including training in application, certification, verification, meal counting,
                                                                                                     and meal claiming procedures),
                                                                                                   • The identification of reimbursable meals at the point of service.
                                                                                                   • Nutrition, health and safety standards, and
                                                                                                   • Any specific topics required by FNS, as needed, to address Program integrity or other critical
                                                                                                     issues.
                                                  New and Current Staff (other than           Each year, at least 6 hours of annual continuing education/training.
                                                    the director and managers) that           Includes topics such as:
                                                    work an average of at least 20                 • Free and reduced price eligibility,
                                                    hours per week.                                • Application, certification, and verification procedures,
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                                                                                                   • The identification of reimbursable meals at the point of service.
                                                                                                   • Nutrition, health and safety standards, and
                                                                                                   • Any specific topics required by FNS, as needed, to address Program integrity or other critical
                                                                                                     issues.
                                                  New and Current Part-Time Staff             Each year, at least 4 hours of annual continuing education/training (regardless of number of part-time
                                                    (working less than 20 hours per             hours).
                                                    week).




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                                                  11090               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  V. Implementation Resources                             quantifying both costs and benefits, of               Department to identify and consider a
                                                     To assist with implementation of the                 reducing costs, of harmonizing rules,                 reasonable number of regulatory
                                                  professional standards, USDA has                        and of promoting flexibility.                         alternatives and adopt the most cost
                                                  established a Web site (http://                           This final rule has been determined to              effective or least burdensome alternative
                                                  professionalstandards.nal.usda.gov)                     be not significant and was not reviewed               that achieves the objectives of the rule.
                                                  that provides an extensive database of                  by the Office of Management and                          This final rule does not contain
                                                  training opportunities and resources                    Budget (OMB) in conformance with                      Federal mandates (under the regulatory
                                                  covering the four core training areas:                  Executive Order 12866.                                provisions of Title II of the UMRA) for
                                                  Nutrition, operations, administration,                  Regulatory Impact Analysis                            State, local and tribal governments or
                                                  and communications/marketing.                                                                                 the private sector of $100 million or
                                                                                                            This rule has been designated as not                more in any one year. Thus, the rule is
                                                  Information on specific training                        significant by the Office of Management
                                                  objectives and training topics in each                                                                        not subject to the requirements of
                                                                                                          and Budget; therefore, a Regulatory                   sections 202 and 205 of the UMRA.
                                                  area will be available on the Web site as               Impact Analysis is not required.
                                                  well. School nutrition program                                                                                Executive Order 12372
                                                  personnel may conduct advanced                          Regulatory Flexibility Act
                                                                                                                                                                  The NSLP and State Administrative
                                                  searches within the database to identify                   The Regulatory Flexibility Act (5
                                                  free or low-cost training opportunities                                                                       Expense Funds are listed in the Catalog
                                                                                                          U.S.C. 601–612) requires Agencies to                  of Federal Domestic Assistance
                                                  and resources in a variety of formats.                  analyze the impact of rulemaking on
                                                  On-line and in-person trainings are                                                                           Programs under 10.555 and 10.560,
                                                                                                          small entities and consider alternatives              respectively. For the reasons set forth in
                                                  included in the database. Sources of                    that would minimize any significant
                                                  training include NFSMI, State agencies,                                                                       the final rule in 7 CFR part 3015,
                                                                                                          impacts on a substantial number of                    subpart V, and related Notice (48 FR
                                                  universities/colleges, associations, and                small entities. Pursuant to that review,
                                                  other groups. In addition, FNS is                                                                             29115, June 24, 1983), this program is
                                                                                                          it has been determined that this final                included in the scope of Executive
                                                  developing a certificate system to help                 rule will not have a significant impact
                                                  SFAs recognize various levels of                                                                              Order 12372, which requires
                                                                                                          on a substantial number of small                      intergovernmental consultation with
                                                  training achievement. Details about the                 entities. The final rule will establish
                                                  certificate system will be provided                                                                           State and local officials.
                                                                                                          hiring standards for local educational
                                                  separately.                                             agencies of various sizes (2,499 or less              Federalism Summary Impact Statement
                                                     To assist individuals in tracking their              students, 2,500–9,999 students, and                     Executive Order 13132 requires
                                                  training, a downloadable tool will be                   10,000 or more students). The hiring                  Federal agencies to consider the impact
                                                  available for tracking the training                     standards were developed with                         of their regulatory actions on State and
                                                  individuals have completed. It can be                   stakeholders’ input, and resemble the                 local governments. Where such actions
                                                  used by individual employees or by                      current educational level attained by                 have federalism implications, agencies
                                                  managers or directors for their entire                  most school nutrition program directors               are directed to provide a statement for
                                                  staff. State agencies will find the tool                nationwide. The standards, based on                   inclusion in the preamble to the
                                                  helpful when they complete the                          minimum educational levels ranging                    regulations describing the agency’s
                                                  administrative reviews.                                 from high school to bachelor’s degree,                considerations in terms of the three
                                                     A Professional Standards Guide will                  will apply to new employees only;                     categories called for under Section
                                                  contain all the essential information                   current program directors will be                     (6)(b)(2)(B) of Executive Order 13121.
                                                  needed to understand the professional                   exempt from the standards. The final
                                                  standards requirements for school                       rule simplifies implementation of the                 Prior Consultation With State Officials
                                                  nutrition employees at all levels. It will              hiring standards in small local                          FNS headquarters and regional offices
                                                  be available in hard copy as well as on                 educational agencies by reducing the                  have ongoing, formal and informal
                                                  the internet. Additional materials for                  required years of experience for                      discussions with State agency officials
                                                  informing school officials about the new                individuals with a high school diploma.               regarding the Child Nutrition Programs
                                                  standards are being developed as well.                  The final rule also reduces and phases                and policy issues. Prior to this
                                                     In addition, USDA will award                                                                               rulemaking, FNS held several
                                                                                                          in the required annual training hours for
                                                  competitive grants to State agencies to                                                                       conference calls and meetings with
                                                                                                          all employees to minimize the impact
                                                  assist with implementation of the                                                                             State agencies to discuss the statutory
                                                                                                          on the local educational agencies.
                                                  professional standards requirements. Up                                                                       requirements that are the foundation for
                                                  to $150,000 may be requested per State                  Unfunded Mandates Reform Act
                                                                                                                                                                this rule. FNS also discussed the
                                                  agency for the anticipated funding                         Title II of the Unfunded Mandates                  professional standards statutory
                                                  period of October 1, 2015–September                     Reform Act of 1995 (UMRA), Public                     requirements with program operators at
                                                  31, 2017.                                               Law 104–4, establishes requirements for               their State conferences. In addition, FNS
                                                  VI. Procedural Matters                                  Federal agencies to assess the effects of             received 2,204 public comments in
                                                                                                          their regulatory actions on State, local              response to the proposed rule (79 FR
                                                  Executive Orders 12866 and 13563                        and tribal governments and the private                6488). These various forms of
                                                     Executive Orders 12866 and 13563                     sector. Under section 202 of the UMRA,                consultation produced valuable input
                                                  direct agencies to assess all costs and                 the Department generally must prepare                 that has been considered in drafting this
                                                  benefits of available regulatory                        a written statement, including a cost                 final rule.
                                                  alternatives and, if regulation is                      benefit analysis, for proposed and final
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                                                  necessary, to select regulatory                         rules with ‘‘Federal mandates’’ that may              Nature of Concerns and the Need To
                                                  approaches that maximize net benefits                   result in expenditures by State, local or             Issue This Rule
                                                  (including potential economic,                          tribal governments, in the aggregate, or                 The key concern raised by State
                                                  environmental, public health and safety                 the private sector, of $100 million or                agencies and local educational agencies
                                                  effects, distributive impacts, and                      more in any one year. When such a                     was the feasibility of the hiring
                                                  equity). Executive Order 13563                          statement is needed for a rule, Section               standards for local educational agencies,
                                                  emphasizes the importance of                            205 of the UMRA generally requires the                especially those with than 500 students.


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                             11091

                                                  Stakeholders also requested clarification               owned or operated business                            it displays a current, valid OMB control
                                                  of the annual training topics, and                      establishments, and women-owned or                    number. This is a new collection. The
                                                  expressed concern about the required                    operated business establishments that                 provisions in this rule create new
                                                  number of annual training hours and the                 participate in the Child Nutrition                    burden which will be merged into a
                                                  possible training costs. These concerns                 Programs. The final rule establishes                  currently approved information
                                                  are discussed in the preamble.                          minimum educational requirements for                  collection titled ‘‘National School
                                                                                                          new hires, ranging from a high school                 Lunch Program’’ (NSLP), OMB Number
                                                  Extent to Which We Meet Those
                                                                                                          diploma/GED to a bachelor’s degree,                   0584–0006, which expires on February
                                                  Concerns
                                                                                                          and annual training requirements for all              29, 2016.
                                                     FNS has considered the impact of this                employees. Current school nutrition                      In accordance with the Paperwork
                                                  final rule on State and local operators,                program employees are exempt from the                 Reduction Act of 1995, the information
                                                  and has developed a rule that will                      new hiring standards. The professional                collection requirements included in this
                                                  implement the professional standards                    standards established by this rule are                final rule, which were filed under 0584–
                                                  requirements in the most effective and                  intended to help all employees gain                   0588, have been submitted for approval
                                                  least burdensome manner. The final rule                 knowledge and skills to perform their                 to OMB. When OMB notifies us of its
                                                  includes several changes to facilitate                  duties effectively, and are not expected              decision, we will publish a document in
                                                  implementation at all local educational                 to be a hiring obstacle for the protected             the Federal Register providing notice of
                                                  agencies. For example, the final rule                   classes.                                              the action.
                                                  modifies some of the hiring standards to
                                                  be more accepting of relevant work                      Executive Order 13175                                 E-Government Act Compliance
                                                  experience, reduces the required annual                   Executive Order 13175 requires                         The Department is committed to
                                                  training hours for all local educational                Federal agencies to consult and                       complying with the E-Government Act,
                                                  agencies, and phases in the annual                      coordinate with Tribes on a                           to promote the use of the Internet and
                                                  training requirements. The rule also                    government-to-government basis on                     other information technologies to
                                                  clarifies that program funds may be                     policies that have Tribal implications,               provide increased opportunities for
                                                  used to pay for employee training that                  including regulations, legislative                    citizen access to Government
                                                  is reasonable, allocable and necessary.                 comments or proposed legislation, and                 information and services, and for other
                                                                                                          other policy statements or actions that
                                                  Executive Order 12988, Civil Justice                                                                          purposes.
                                                                                                          have substantial direct effects on one or
                                                  Reform                                                                                                        List of Subjects
                                                                                                          more Indian Tribes, on the relationship
                                                    This final rule has been reviewed                     between the Federal Government and
                                                  under Executive Order 12988, Civil                                                                            7 CFR Part 210
                                                                                                          Indian Tribes, or on the distribution of
                                                  Justice Reform. This rule is intended to                power and responsibilities between the                  Children, Commodity School
                                                  have preemptive effect with respect to                  Federal Government and Indian Tribes.                 Program, Food assistance programs,
                                                  any State or local laws, regulations or                   FNS provides regularly scheduled                    Grant programs-health, Grant programs-
                                                  policies which conflict with its                        quarterly consultation sessions as a                  education, School breakfast and lunch
                                                  provisions or which would otherwise                     venue for collaborative conversations                 programs, Nutrition, Reporting and
                                                  impede its full and timely                              with Tribal officials or their designees.             recordkeeping requirements.
                                                  implementation. However, FNS does                       The most recent quarterly consultation
                                                  not expect significant inconsistencies                  sessions were held on February 19,                    7 CFR Part 235
                                                  between this final rule and existing                    2014; May 21, 2014; August 20, 2014;                    Administrative practice and
                                                  State or local hiring regulations. The                  and November 19, 2014. At the February                procedure, Food assistance programs,
                                                  hiring standards were developed with                    2014 consultation, FNS advised the                    Grant programs-health, Grant programs-
                                                  input from State agencies. This rule is                 Tribal officials that the proposed rule on            education, School breakfast and lunch
                                                  not intended to have retroactive effect.                professional standards had been                       programs, Nutrition, Reporting and
                                                  Prior to any judicial challenge to the                  published and encouraged participants                 recordkeeping requirements.
                                                  provisions of the final rule, all                       to submit public comments. There was                    Accordingly, 7 CFR parts 210 and 235
                                                  applicable administrative procedures                    only one question from a participant                  are amended as follows:
                                                  under § 210.18(q) or § 235.11(f) must be                seeking to clarify who was covered by
                                                  exhausted.                                              the proposed rule. No questions related               PART 210—NATIONAL SCHOOL
                                                                                                          to professional standards arose at                    LUNCH PROGRAM
                                                  Civil Rights Impact Analysis
                                                                                                          subsequent Tribal consultations. FNS
                                                     FNS has reviewed this final rule in                  will respond in a timely and meaningful               ■ 1. The authority citation for part 210
                                                  accordance with the Department                          manner to any Tribal government                       continues to read as follows:
                                                  Regulation 4300–4, ‘‘Civil Rights Impact                request for consultation concerning the                   Authority: 42 U.S.C. 1751–1760, 1779.
                                                  Analysis’’, and 1512–1, ‘‘Regulatory                    professional standards. We are unaware
                                                  Decision Making Requirements,’’ to                      of any current Tribal laws that could be              ■ 2. In § 210.2, add definitions of School
                                                  identify and address any major civil                    in conflict with this final rule.                     nutrition program directors, School
                                                  rights impacts the final rule might have                                                                      nutrition program managers, and School
                                                  on minorities, women, and persons with                  Paperwork Reduction Act                               nutrition program staff in alphabetical
                                                  disabilities. After a careful review of the               The Paperwork Reduction Act of 1995                 order.
                                                  proposed rule’s intent and provisions,                  (44 U.S.C. Chap. 35; see 5 CFR part
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                                                                                                                                                                  The additions read as follows:
                                                  FNS has determined that this final rule                 1320) requires that the Office of
                                                  is not intended to limit or reduce in any               Management and Budget (OMB)                           § 210.2    Definitions.
                                                  way the ability of protected classes of                 approve all collections of information                *     *    *     *    *
                                                  individuals to receive benefits on the                  by a Federal agency from the public                     School nutrition program directors are
                                                  basis of their race, color, national origin,            before they can be implemented.                       those individuals directly responsible
                                                  sex, age or disability, nor is it intended              Respondents are not required to respond               for the management of the day-to-day
                                                  to have a differential impact on minority               to any collection of information unless               operations of school food service for all


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                                                  11092               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  participating schools under the                         § 210.30 School nutrition program                     degree in an academic major in the
                                                  jurisdiction of the school food authority.              professional standards.                               fields listed in this paragraph.
                                                    School nutrition program managers                        (a) General. School food authorities                  (ii) School nutrition program directors
                                                  are those individuals directly                          that operate the National School Lunch                with local educational agency
                                                  responsible for the management of the                   Program, or the School Breakfast                      enrollment of 2,500 to 9,999 students.
                                                  day-to-day operations of school food                    Program (7 CFR part 220), must                        Directors must meet the requirements in
                                                  service for a participating school(s).                  establish and implement professional                  either paragraph (b)(1)(ii)(A), (B), (C), or
                                                    School nutrition program staff are                    standards for school nutrition program                (D) of this section.
                                                  those individuals, without managerial                   directors, managers, and staff, as                       (A) A bachelor’s degree, or equivalent
                                                  responsibilities, involved in day-to-day                defined in § 210.2.                                   educational experience, with an
                                                  operations of school food service for a                    (b) Minimum standards for all school               academic major or concentration in food
                                                  participating school(s).                                nutrition program directors. Each school              and nutrition, food service management,
                                                                                                          food authority must ensure that all                   dietetics, family and consumer sciences,
                                                  *     *     *     *     *
                                                                                                          newly hired school nutrition program                  nutrition education, culinary arts,
                                                  ■ 3. Amend § 210.15 as follows:                                                                               business, or a related field;
                                                                                                          directors meet minimum hiring
                                                  ■ a. In paragraph (b)(6), remove the                                                                             (B) A bachelor’s degree, or equivalent
                                                                                                          standards and ensure that all new and
                                                  word ‘‘and’’ at the end;                                                                                      educational experience, with any
                                                                                                          existing directors have completed the
                                                  ■ b. In paragraph (b)(7), remove the                                                                          academic major or area of concentration,
                                                                                                          minimum annual training/education
                                                  period and add ‘‘; and’’ in its place; and              requirements for school nutrition                     and a State-recognized certificate for
                                                  ■ c. Add paragraph (b)(8).                                                                                    school nutrition directors;
                                                                                                          program directors, as set forth below:
                                                    The addition reads as follows:                           (1) Hiring standards. All school                      (C) A bachelor’s degree in any
                                                                                                          nutrition program directors hired on or               academic major and at least two years
                                                  § 210.15   Reporting and recordkeeping                                                                        of relevant experience in school
                                                                                                          after July 1, 2015, must meet the
                                                  *     *     *    *     *                                                                                      nutrition programs; or
                                                                                                          following minimum educational
                                                    (b) * * *                                                                                                      (D) An associate’s degree, or
                                                                                                          requirements, as applicable:
                                                    (8) Records for a three year period to                                                                      equivalent educational experience, with
                                                                                                             (i) School nutrition program directors
                                                  demonstrate the school food authority’s                                                                       an academic major or area of
                                                                                                          with local educational agency
                                                  compliance with the professional                                                                              concentration in food and nutrition,
                                                                                                          enrollment of 2,499 students or fewer.
                                                  standards for school nutrition program                                                                        food service management, dietetics,
                                                                                                          Directors must meet the requirements in
                                                  directors, managers and personnel                                                                             family and consumer sciences, nutrition
                                                                                                          either paragraph (b)(1)(i)(A), (B), (C), or
                                                  established in § 210.30.                                                                                      education, culinary arts, business, or a
                                                                                                          (D) of this section.
                                                  ■ 4. Amend § 210.18 by adding new                                                                             related field and at least two years of
                                                                                                             (A) A bachelor’s degree, or equivalent
                                                  paragraph (h)(7) to read as follows:                                                                          relevant school nutrition program
                                                                                                          educational experience, with an
                                                                                                                                                                experience. Directors hired with an
                                                  § 210.18   Administrative reviews.                      academic major or concentration in food
                                                                                                                                                                associate’s degree are strongly
                                                                                                          and nutrition, food service management,
                                                  *     *     *     *    *                                                                                      encouraged to work toward attaining a
                                                                                                          dietetics, family and consumer sciences,
                                                    (h) * * *                                                                                                   bachelor’s degree in an academic major
                                                                                                          nutrition education, culinary arts,
                                                    (7) Professional standards. The State                                                                       in the fields listed in this paragraph.
                                                                                                          business, or a related field;                            (iii) School nutrition program
                                                  agency shall ensure the school food                        (B) A bachelor’s degree, or equivalent
                                                  authority complies with the professional                                                                      directors with local educational agency
                                                                                                          educational experience, with any                      enrollment of 10,000 or more students.
                                                  standards for school nutrition program                  academic major or area of concentration,
                                                  directors, managers and personnel                                                                             Directors must meet the requirements in
                                                                                                          and a State-recognized certificate for                either paragraph (b)(1)(iii)(A), (B), or (C)
                                                  established in § 210.30.                                school nutrition directors;
                                                  *     *     *     *    *                                                                                      of this section.
                                                                                                             (C) An associate’s degree, or                         (A) A bachelor’s degree, or equivalent
                                                  ■ 5. Amend § 210.20 as follows:                         equivalent educational experience, with               educational experience, with an
                                                  ■ a. In paragraph (b)(13), remove the                   an academic major or area of                          academic major or area of concentration
                                                  word ‘‘and’’ at the end;                                concentration in food and nutrition,                  in food and nutrition, food service
                                                  ■ b. In paragraph (b)(14), remove the                   food service management, dietetics,                   management, dietetics, family and
                                                  period and add ‘‘; and’’ in its place; and              family and consumer sciences, nutrition               consumer sciences, nutrition education,
                                                  ■ c. Add paragraph (b)(15).                             education, culinary arts, business, or a              culinary arts, business, or a related field;
                                                    The addition reads as follows:                        related field and at least one year of                   (B) A bachelor’s degree, or equivalent
                                                                                                          relevant school nutrition program                     educational experience, with any
                                                  § 210.20   Reporting and recordkeeping.                 experience; or                                        academic major or area of concentration,
                                                  *     *     *    *     *                                   (D) A high school diploma or                       and a State-recognized certificate for
                                                    (b) * * *                                             equivalency (such as the general                      school nutrition directors; or
                                                    (15) Records for a three year period to               educational development diploma), and                    (C) A bachelor’s degree in any major
                                                  demonstrate compliance with the                         at least three years of relevant school               and at least five years experience in
                                                  professional standards for State                        nutrition program experience. For a                   management of school nutrition
                                                  directors of school nutrition programs                  local educational agency with less than               programs.
                                                  established in § 235.11(g) of this                      500 students, the State agency has                       (D) School food authorities are
                                                  chapter.                                                discretion to approve the hire of a                   strongly encouraged to seek out
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                                                                                                          director that meets the minimum                       individuals who possess a master’s
                                                  §§ 210.30 and 210.31 [Redesignated as                   educational requirement but has less                  degree or are willing to work toward a
                                                  §§ 210.31 and 210.32]
                                                                                                          than the required relevant school                     master’s degree in the fields listed in
                                                  ■ 6. Redesignate § 210.30 and § 210.31                  nutrition program experience. Directors               this paragraph. At least one year of
                                                  as § 210.31 and § 210.32, respectively.                 hired under the criteria listed in this               management experience, preferably in
                                                  ■ 7. Add a new § 210.30 to read as                      paragraph are strongly encouraged to                  school nutrition, is strongly
                                                  follows:                                                work toward attaining an associate’s                  recommended. It is also strongly


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                                                                      Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                         11093

                                                  recommended that directors have at                         (v) School nutrition program directors             State agency, all school nutrition
                                                  least three credit hours at the university              for all local educational agency sizes.               program directors, regardless of their
                                                  level in food service management and at                 All school nutrition program directors,               starting date, may be required to
                                                  least three credit hours in nutritional                 for all local educational agency sizes,               complete eight hours of food safety
                                                  sciences at the time of hire.                           must have completed at least eight                    training every five years.
                                                    (iv) At the discretion of the State                   hours of food safety training within five
                                                  agency, acting school nutrition program                                                                          (2) Summary of school nutrition
                                                                                                          years prior to their starting date or                 program director hiring/standards. The
                                                  directors expected to serve for more                    complete eight hours of food safety
                                                  than 30 business days must meet the                                                                           following chart summarizes the hiring
                                                                                                          training within 30 calendar days of their             standards established in this section:
                                                  hiring standards established in
                                                                                                          starting date. At the discretion of the
                                                  § 230.30(b)(1) of this chapter.
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                                                    (3) Continuing education/training                     program directors. Each school year, the              all school nutrition program directors,
                                                  standards for all school nutrition                      school food authority must ensure that                (including acting directors, at the
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                                                  11094               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                  discretion of the State agency) complete                certification, verification, meal                        (3) The identification of reimbursable
                                                  annual continuing education/training.                   counting, and meal claiming                           meals at the point of service;
                                                  For the school year beginning July 1,                   procedures);                                             (4) Nutrition;
                                                  2015, program directors must complete                      (2) The identification of reimbursable                (5) Health and safety standards; and
                                                  eight hours of annual training.                         meals at the point of service;                           (6) Any specific topics identified by
                                                  Beginning July 1, 2016, twelve hours of                    (3) Nutrition;                                     FNS, as needed, to address Program
                                                  annual training are required. The annual                   (4) Health and safety standards; and               integrity or other critical issues.
                                                  training must cover administrative                         (5) Any specific topics identified by                 (e) Summary of required minimum
                                                  practices (including training in                        FNS, as needed, to address Program                    continued education/training standards
                                                  application, certification, verification,               integrity or other critical issues.                   and flexibilities. The annual training
                                                  meal counting, and meal claiming
                                                                                                             (d) Continuing education/training                  requirements for school nutrition
                                                  procedures), as applicable, and any
                                                                                                          standards for all staff with responsibility           program managers, directors, and staff
                                                  other specific topics identified by FNS,
                                                                                                          for school nutrition programs. Each                   summarized in the following chart are
                                                  as needed, to address Program integrity
                                                                                                          school year, the school food authority                effective beginning July 1, 2015.
                                                  or other critical issues. Continuing
                                                                                                          must ensure that all staff with                       Program managers, directors, and staff
                                                  education/training required under this
                                                                                                          responsibility for school nutrition                   hired on or after January 1 of each
                                                  paragraph is in addition to the food
                                                                                                          programs that work an average of at                   school year must complete half of their
                                                  safety training required in the first year
                                                  of employment under paragraph                           least 20 hours per week, other than                   required annual training hours before
                                                  (b)(1)(v) of this section.                              school nutrition program directors and                the end of the school year. At the
                                                     (c) Continuing education/training                    managers, completes annual training in                discretion of the State agency:
                                                  standards for all school nutrition                      areas applicable to their job. For the                   (1) Acting and temporary staff,
                                                  program managers. Each school year,                     school year beginning July 1, 2015, staff             substitutes, and volunteers must
                                                  the school food authority must ensure                   must complete four hours of annual                    complete training in one or more of the
                                                  that all school nutrition program                       training. Beginning July 1, 2016, six                 topics listed in paragraph (d) of this
                                                  managers have completed annual                          hours of annual training are required.                section, as applicable, within 30
                                                  continuing education/training. For the                  Part-time staff working an average of                 calendar days of their start date; and
                                                  school year beginning July 1, 2015,                     less than 20 hours per week must                         (2) School nutrition program
                                                  program managers must complete six                      complete four hours of annual training                personnel may carry over excess annual
                                                  hours of annual training. Beginning July                beginning July 1, 2015. The annual                    training hours to an immediately
                                                  1, 2016, ten hours of annual training are               training must include, but is not limited             previous or subsequent school year and
                                                  required. The annual training must                      to, the following topics, as applicable to            demonstrate compliance with the
                                                  include, but is not limited to, the                     their position and responsibilities:                  training requirements over a period of
                                                  following topics, as applicable:                           (1) Free and reduced price eligibility;            two school years, provided that some
                                                     (1) Administrative practices                            (2) Application, certification, and                training hours are completed each
                                                  (including training in application,                     verification procedures;                              school year.
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                                                                          Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations                                            11095

                                                     (f) Use of food service funds for                        7 CFR section                                            and training standards established by
                                                  training costs. Costs associated with                           where                 Current OMB control No.        FNS.
                                                  annual continuing education/training                         requirements                                              (1) Hiring standards for State
                                                                                                              are described
                                                  required under paragraphs (b)(3), (c) and                                                                            directors of school nutrition programs.
                                                  (d) of this section are allowed provided                   210.15    .............   0584–0006                       Beginning July 1, 2015, newly hired
                                                  they are reasonable, allocable, and                        210.17    .............   0584–0075                       State agency directors with
                                                  necessary in accordance with the cost                      210.18    .............   0584–0006                       responsibility for the administration of
                                                  principles set forth in 2 CFR part 225,                    210.19    .............   0584–0006                       the National School Lunch Program
                                                  Cost Principles for State, Local and                       210.20    .............   0584–0006; 0584–0002;           under part 210 of this chapter and the
                                                  Indian Tribal Governments (OMB                                                         0584–0067                     School Breakfast Program under part
                                                  Circular A–87). However, food service                      210.23 .............      0584–0006                       220 of this chapter must have:
                                                  funds must not be used to pay for the                                                                                  (i) Bachelor’s degree with an
                                                  cost of college credits incurred by an                     PART 235—STATE ADMINISTRATIVE                             academic major in areas including food
                                                  individual to meet the hiring                              EXPENSE FUNDS                                             and nutrition, food service management,
                                                  requirements in paragraphs (b)(1)(i)                                                                                 dietetics, family and consumer sciences,
                                                  through (iv) and in paragraph (b)(2) of                    ■ 9. The authority citation for Part 235                  nutrition education, culinary arts,
                                                  this section.                                              continues to read as follows:                             business, or a related field;
                                                     (g) School food authority oversight.                      Authority: Secs. 7 and 10 of the Child                    (ii) Extensive relevant knowledge and
                                                  Each school year, the school food                          Nutrition Act of 1966, 80 Stat. 888, 889, as              experience in areas such as institutional
                                                  authority director must document                           amended (42 U.S.C. 1776, 1779).                           food service operations, management,
                                                  compliance with the requirements of                        ■ 10. Amend § 235.4 by revising                           business, and/or nutrition education
                                                  this section for all staff with                            paragraph (b)(2) to read as follows:                      (experience in three or more of these
                                                  responsibility for school nutrition                                                                                  areas highly recommended); and
                                                  programs, including directors,                             § 235.4     Allocation of funds to States.                  (iii) Additional abilities and skills
                                                  managers, and staff. Documentation                         *     *     *    *     *                                  needed to lead, manage and supervise
                                                  must be adequate to establish, to the                        (b) * * *                                               people to support the mission of Child
                                                  State’s satisfaction during                                  (2) $30,000 to each State which                         Nutrition programs.
                                                  administrative reviews, that employees                     administers the Food Distribution                           (iv) It is also strongly preferred that
                                                  are meeting the minimum professional                       Program (part 250 of this chapter) in                     new hires possess:
                                                  standards. The school food authority                       schools and/or institutions which                           (A) Master’s degree with an academic
                                                  must certify that:                                         participate in programs under parts 210,                  major in areas including food and
                                                     (1) The school nutrition programs                       220, and 226 of this chapter; provided                    nutrition, food service management,
                                                  director meets the hiring standards and                    that the State meets the training                         dietetics, family and consumer sciences,
                                                  training requirements set forth in                         requirements set forth in § 235.11(g).                    nutrition education, culinary arts,
                                                  paragraph (b) of this section; and                         *     *     *    *     *                                  business, or a related field;
                                                     (2) Each employee has completed the                     ■ 11. Amend § 235.6 by adding a                             (B) At least five years of experience
                                                  applicable training requirements in                        sentence at the end of paragraph (a–1)                    leading people in successfully
                                                  paragraphs (c) and (d) of this section no                  to read as follows:                                       accomplishing major multi-faceted
                                                  later than the end of each school year.                                                                              projects related to child nutrition and/
                                                  ■ 8. Revise newly redesignated § 210.32                    § 235.6     Use of funds.
                                                                                                                                                                       or institutional foodservice
                                                  to read as follows:                                        *     *     *     *    *                                  management; and
                                                                                                                (a–1) * * * State agencies may also                      (C) Professional certification in food
                                                  § 210.32      OMB control numbers.                         use these funds for the purposes of State
                                                    The following control numbers have                                                                                 and nutrition, food service management,
                                                                                                             director annual continuing education/
                                                  been assigned to the information                                                                                     school business management or a
                                                                                                             training as described in § 235.11(g)(3);
                                                  collection requirements in 7 CFR part                                                                                related field as determined by FNS.
                                                                                                             however, costs associated with
                                                  210 by the Office of Management and                                                                                    (2) Hiring standards for State
                                                                                                             obtaining college credits to meet the
                                                  Budget pursuant to the Paperwork                                                                                     directors of distributing agencies.
                                                                                                             hiring standards in § 235.11(g)(1) and (2)
                                                  Reduction Act of 1980, Public Law 96–                                                                                Beginning July 1, 2015, newly hired
                                                                                                             are not allowable.
                                                  511.                                                                                                                 State agency directors with
                                                                                                             *     *     *     *    *                                  responsibility for the administration of
                                                                                                             ■ 12. Amend § 235.11 as follows:                          the distribution of USDA donated foods
                                                   7 CFR section                                             ■ a. In paragraph (b)(2)(iv), remove the                  under part 250 of this chapter must
                                                       where               Current OMB control No.           word ‘‘and’’ at the end;
                                                    requirements                                                                                                       have:
                                                   are described                                             ■ b. In paragraph (b)(2)(v), remove the
                                                                                                                                                                         (i) Bachelor’s degree in any academic
                                                                                                             period and add ‘‘; and’’ in its place;                    major;
                                                  210.3(b) ..........     0584–0067                          ■ c. Add paragraph (b)(2)(vi); and
                                                  210.4(b) ..........     0584–0002                          ■ d. Add paragraph (g).
                                                                                                                                                                         (ii) Extensive relevant knowledge and
                                                  210.5(d) ..........     0584–0006; 0584–0002;                 The additions read as follows:                         experience in areas such as institutional
                                                                            0584–0067; 0584–0567                                                                       food service operations, management,
                                                                            (to be merged with 0584–         § 235.11      Other provisions.                           business, and/or nutrition education;
                                                                            0006)                            *     *     *    *     *                                  and
                                                  210.7 ...............   0584–0567 (to be merged              (b) * * *                                                 (iii) Additional abilities and skills
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                                                                            with 0584–0006)                    (2) * * *                                               needed to lead, manage and supervise
                                                  210.8 ...............   0584–0284; 0584–0006                 (vi) Meeting the professional                           people to support the mission of Child
                                                  210.9 ...............   0584–0006                          standards required in paragraph (g) of
                                                  210.10 .............    0584–0006; 0584–0494                                                                         Nutrition programs.
                                                  210.11 .............    0584–0576 (to be merged
                                                                                                             this section.                                               (iv) It is also strongly preferred that
                                                                            with 0584–0006)                  *     *     *    *     *                                  new hires possess at least five years of
                                                  210.13 .............    0584–0006                            (g) Professional standards. State                       experience in institutional food service
                                                  210.14 .............    0584–0006                          agencies must meet the minimum hiring                     operations.


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                                                  11096               Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations

                                                     (3) Continuing education/training                    demonstrate compliance with the                         cracks on fittings that had successfully
                                                  standards for State directors of school                 professional standards for State                        passed certain required inspections. We
                                                  nutrition programs and distributing                     directors of school nutrition programs                  are issuing this AD to detect and correct
                                                  agencies. Each school year, all State                   established in this paragraph.                          cracking on the MLG door hinge fitting
                                                  directors with responsibility for the                     (6) Failure to comply. Failure to                     and actuator fitting on the keel beam,
                                                  National School Lunch Program under                     comply with the professional standards                  which could lead to in-flight
                                                  part 210 of this chapter and the School                 in this paragraph may result in                         detachment of an MLG door, possibly
                                                  Breakfast Program under part 220 of this                sanctions as specified in paragraph (b)                 resulting in injury to persons on the
                                                  chapter, as well as those responsible for               of this section.                                        ground and/or damage to the airplane.
                                                  the distribution of USDA donated foods                  ■ 13. Revise § 235.12 to read as follows:               DATES: This AD becomes effective April
                                                  under part 250 of this chapter, must                                                                            6, 2015.
                                                  complete a minimum of 15 hours of                       § 235.12 Information collection/
                                                  training in core areas that may include                 recordkeeping—OMB assigned control                         The Director of the Federal Register
                                                  nutrition, operations, administration,                  numbers.                                                approved the incorporation by reference
                                                  communications and marketing.                                                                                   of certain publications listed in this AD
                                                                                                          7 CFR Section                                           as of April 6, 2015.
                                                  Additional hours and topics may be                          where
                                                  specified by FNS, as needed, to address                  requirements            Current OMB control No.           The Director of the Federal Register
                                                  Program integrity and other critical                          are                                               approved the incorporation by reference
                                                  issues.                                                    described                                            of certain other publications listed in
                                                     (4) Provision of annual training. At                                                                         this AD as of November 3, 2009 (74 FR
                                                  least annually, State agencies with                     235.3(b) ..........     0584–0067.                      49795, September 29, 2009).
                                                                                                          235.4 ...............   0584–0067.
                                                  responsibility for the National School                  235.5(b), (d) ....      0584–0067.                      ADDRESSES: You may examine the AD
                                                  Lunch Program under part 210 of this                    235.7(a), (b) ....      0584–0067.                      docket on the Internet at http://
                                                  chapter and the School Breakfast                        235.9(c), (d) ....      0584–0067.                      www.regulations.gov/
                                                  Program under part 220 of this chapter,                 235.11 .............    0584–0067.                      #!docketDetail;D=FAA-2014-0139; or in
                                                  as well as State agencies with                          210.7 ...............   0584–0067.                      person at the Docket Management
                                                  responsibility for the distribution of                                                                          Facility, U.S. Department of
                                                  USDA donated foods under part 250 of                     Dated: February 24, 2015.                              Transportation, Docket Operations,
                                                  this chapter, must provide or ensure                    Audrey Rowe,                                            M–30, West Building Ground Floor,
                                                  that State agency staff receive annual                                                                          Room W12–140, 1200 New Jersey
                                                                                                          Administrator, Food and Nutrition Service.
                                                  continuing education/training.                                                                                  Avenue SE., Washington, DC.
                                                     (i) Each State agency with                           [FR Doc. 2015–04234 Filed 2–27–15; 8:45 am]
                                                  responsibility for the National School                  BILLING CODE 3410–30–P                                     For service information identified in
                                                  Lunch Program under part 210 of this                                                                            this AD, contact Airbus, Airworthiness
                                                  chapter and the School Breakfast                                                                                Office—EIAS, 1 Rond Point Maurice
                                                  Program under part 220 of this chapter                  DEPARTMENT OF TRANSPORTATION                            Bellonte, 31707 Blagnac Cedex, France;
                                                  must provide a minimum of 18 hours of                                                                           telephone +33 5 61 93 36 96; fax +33 5
                                                  continuing education/training to school                 Federal Aviation Administration                         61 93 44 51; email account.airworth-
                                                  food authorities. Topics include                                                                                eas@airbus.com; Internet http://
                                                  administrative practices (including                     14 CFR Part 39                                          www.airbus.com. You may view this
                                                  training in application, certification,                 [Docket No. FAA–2014–0139; Directorate                  referenced service information at the
                                                  verification, meal counting, and meal                   Identifier 2012–NM–133–AD; Amendment                    FAA, Transport Airplane Directorate,
                                                  claiming procedures); the accuracy of                   39–18081; AD 2015–02–14]                                1601 Lind Avenue SW., Renton, WA.
                                                  approvals for free and reduced price                                                                            For information on the availability of
                                                                                                          RIN 2120–AA64
                                                  meals; the identification of reimbursable                                                                       this material at the FAA, call 425–227–
                                                  meals at the point of service; nutrition;               Airworthiness Directives; Airbus                        1221. It is also available on the Internet
                                                  health and food safety standards; the                   Airplanes                                               at http://www.regulations.gov by
                                                  efficient and effective use of USDA                                                                             searching for and locating Docket No.
                                                  donated foods; and any other                            AGENCY:  Federal Aviation                               FAA–2014–0139.
                                                  appropriate topics, as determined by                    Administration (FAA), Department of                     FOR FURTHER INFORMATION CONTACT:
                                                  FNS, to ensure program compliance and                   Transportation (DOT).                                   Sanjay Ralhan, Aerospace Engineer,
                                                  integrity or to address other critical                  ACTION: Final rule.                                     International Branch, ANM–116,
                                                  issues.                                                                                                         Transport Airplane Directorate, FAA,
                                                     (ii) Each State agency with                          SUMMARY:   We are superseding
                                                                                                          Airworthiness Directive (AD) 2009–20–                   1601 Lind Avenue SW., Renton, WA
                                                  responsibility for the distribution of
                                                                                                          05 for certain Airbus Model A318,                       98057–3356; telephone 425–227–1405;
                                                  USDA donated foods under part 250 of
                                                                                                          A319, A320, and A321 series airplanes.                  fax 425–227–1149.
                                                  this chapter must provide or ensure
                                                  receipt of continuing education/training                AD 2009–20–05 required one-time                         SUPPLEMENTARY INFORMATION:
                                                  to State distribution agency staff on an                inspections for cracking, damage,
                                                                                                                                                                  Discussion
                                                  annual basis. Topics may include the                    correct installation, and correct
                                                  efficient and effective use of USDA                     adjustment of the main landing gear                       We issued a notice of proposed
                                                  donated foods; inventory rotation and                   (MLG) door hinge and actuator fittings                  rulemaking (NPRM) to amend 14 CFR
wreier-aviles on DSK5TPTVN1PROD with RULES




                                                  control; health and food safety                         on the keel beam, and corrective actions                part 39 to supersede AD 2009–20–05,
                                                  standards; and any other appropriate                    if necessary. This new AD expands the                   Amendment 39–16028 (74 FR 49795,
                                                  topics, as determined by FNS, to ensure                 applicability, reduces the compliance                   September 29, 2009). AD 2009–20–05
                                                  program compliance and integrity or to                  time, and requires repetitive inspections               applied to certain Model A318, A319,
                                                  address other critical issues.                          instead of the one-time inspection. This                A320, and A321 series airplanes. The
                                                     (5) Records and recordkeeping. State                 AD also requires revising the                           NPRM published in the Federal
                                                  agencies must annually retain records                   maintenance or inspection program.                      Register on March 12, 2014 (79 FR
                                                  for a period of three years to adequately               This AD was prompted by reports of                      13925).


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Document Created: 2015-12-18 12:07:12
Document Modified: 2015-12-18 12:07:12
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective July 1, 2015. Compliance with the provisions of this rule must begin July 1, 2015, except as noted in specific regulatory provisions.
ContactJulie Brewer, School Programs Branch, Policy and Program Development Division, Food and Nutrition Service, at (703) 305-2590.
FR Citation80 FR 11077 
RIN Number0584-AE19
CFR Citation7 CFR 210
7 CFR 235
CFR AssociatedChildren; Commodity School Program; Food Assistance Programs; Grant Programs-Health; Grant Programs- Education; School Breakfast and Lunch Programs; Nutrition; Reporting and Recordkeeping Requirements and Administrative Practice and Procedure

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