80 FR 11243 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 40 (March 2, 2015)

Page Range		11243-11243
FR Document		2015-04221

Federal Register, Volume 80 Issue 40 (Monday, March 2, 2015)

[Federal Register Volume 80, Number 40 (Monday, March 2, 2015)]
[Notices]
[Page 11243]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-04221]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.



Extension:
    Rule 19d-2. SEC File No. 270-204, OMB Control No. 3235-0205.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') is soliciting comments on the existing collection of 
information provided for in Rule 19d-2--Applications for Stays of Final 
Disciplinary Sanction (17 CFR 240.19d-2) under the Securities Exchange 
Act of 1943 (15 U.S.C. 78a et seq.) (``Exchange Act''). The Commission 
plans to submit this existing collection of information to the Office 
of Management and Budget (``OMB'') for extension and approval.
    Rule 19d-2 under the Exchange Act prescribes the form and content 
of applications to the Commission by persons desiring stays of final 
disciplinary sanctions and summary action of self-regulatory 
organizations (``SROs'') for which the Commission is the appropriate 
regulatory agency.
    It is estimated that approximately three respondents will utilize 
this application procedure annually, with a total burden of nine hours, 
based upon past submissions. The staff estimates that the average 
number of hours necessary to comply with the requirements of Rule 19d-2 
is 3 hours.
    Based on the most recent available information, the Commission 
staff estimates that the internal labor cost to respondents of 
complying with the requirements of Rule 19d-2 is $990 per response. 
Therefore, the Commission staff estimates that the total internal labor 
cost per respondent is $990 (1 response/respondent/year x $990 cost/
response), for a total annual internal labor cost to all respondents of 
$2,970 ($990 cost/respondent x 3 respondents).
    Estimates of average burden hours are made solely for the purposes 
of the Paperwork Reduction Act and are not derived from a comprehensive 
or even representative survey or study of the costs of Commission rules 
and forms. The collection of information under rule 19d-2 is mandatory. 
The information provided under rule 19d-2 will not be kept 
confidential. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays 
a currently valid OMB control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Chief Information 
Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 
F Street, NE., Washington, DC 20549 or send an email to: 
PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days 
of this notice.

    Dated: February 24, 2015.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-04221 Filed 2-27-15; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Notices 11243

fund decides to pursue a different Affairs, Office of Management and
investment policy. Extension: Budget, Room 10102, New Executive
The Commission estimates that there Rule 19d–2. SEC File No. 270–204, OMB Office Building, Washington, DC 20503,
are approximately 11,400 open-end and Control No. 3235–0205. or by sending an email to: Shagufta_
closed-end funds that have names that Notice is hereby given that pursuant Ahmed@omb.eop.gov; and (ii) Pamela
are covered by the rule. The to the Paperwork Reduction Act of 1995 Dyson, Chief Information Officer,
Commission estimates that of these (44 U.S.C. 3501 et seq.) the Securities Securities and Exchange Commission,
11,400 funds, approximately 32 will and Exchange Commission c/o Remi Pavlik-Simon, 100 F Street,
provide prior notice to shareholders (‘‘Commission’’) is soliciting comments NE., Washington, DC 20549 or send an
pursuant to a policy adopted in on the existing collection of information email to: PRA_Mailbox@sec.gov.
accordance with this rule per year. The provided for in Rule 19d–2— Comments must be submitted to OMB
Commission estimates that the annual Applications for Stays of Final within 30 days of this notice.
burden associated with the notice to Disciplinary Sanction (17 CFR 240.19d– Dated: February 24, 2015.
shareholders requirement of the rule is 2) under the Securities Exchange Act of Jill M. Peterson,
20 hours per response, for an annual 1943 (15 U.S.C. 78a et seq.) (‘‘Exchange Assistant Secretary.
total of 640 hours per year. Act’’). The Commission plans to submit [FR Doc. 2015–04221 Filed 2–27–15; 8:45 am]
Estimates of average burden hours are this existing collection of information to BILLING CODE 8011–01–P
made solely for the purposes of the the Office of Management and Budget
Paperwork Reduction Act and are not (‘‘OMB’’) for extension and approval.
derived from a comprehensive or even Rule 19d–2 under the Exchange Act SECURITIES AND EXCHANGE
representative survey or study of the prescribes the form and content of COMMISSION
costs of Commission rules and forms. applications to the Commission by
[Release No. 34–74358; File No. SR–DTC–
The collection of information under rule persons desiring stays of final 2015–01]
35d–1 is mandatory. The information disciplinary sanctions and summary
provided under rule 35d–1 will not be action of self-regulatory organizations Self-Regulatory Organizations; The
kept confidential. An agency may not (‘‘SROs’’) for which the Commission is Depository Trust Company; Notice of
conduct or sponsor, and a person is not the appropriate regulatory agency. Filing of Proposed Rule Change To
required to respond to, a collection of It is estimated that approximately Discontinue the Prospectus
information unless it displays a three respondents will utilize this Repository System Service
currently valid OMB control number. application procedure annually, with a
total burden of nine hours, based upon February 24, 2015.
The public may view the background past submissions. The staff estimates Pursuant to Section 19(b)(1) 1 of the
documentation for this information that the average number of hours Securities Exchange Act of 1934 (‘‘Act’’)
collection at the following Web site, necessary to comply with the and Rule 19b–4 2 thereunder, notice is
www.reginfo.gov. Comments should be requirements of Rule 19d–2 is 3 hours. hereby given that on February 13, 2015,
directed to: (i) Desk Officer for the Based on the most recent available The Depository Trust Company (‘‘DTC’’)
Securities and Exchange Commission, information, the Commission staff filed with the Securities and Exchange
Office of Information and Regulatory estimates that the internal labor cost to Commission (‘‘Commission’’) the
Affairs, Office of Management and respondents of complying with the proposed rule change as described in
Budget, Room 10102, New Executive requirements of Rule 19d–2 is $990 per Items I, II and III below, which Items
Office Building, Washington, DC 20503, response. Therefore, the Commission have been prepared by DTC. The
or by sending an email to: Shagufta_ staff estimates that the total internal Commission is publishing this notice to
Ahmed@omb.eop.gov; and (ii) Pamela labor cost per respondent is $990 (1 solicit comments on the proposed rule
Dyson, Director/Chief Information response/respondent/year × $990 cost/ change from interested persons.
Officer, Securities and Exchange response), for a total annual internal
Commission, c/o Remi Pavlik-Simon, I. Clearing Agency’s Statement of the
labor cost to all respondents of $2,970 Terms of Substance of the Proposed
100 F Street NE., Washington, DC 20549 ($990 cost/respondent × 3 respondents).
or send an email to: PRA_Mailbox@ Rule Change
Estimates of average burden hours are
sec.gov. Comments must be submitted to made solely for the purposes of the The proposed rule change consists of
OMB within 30 days of this notice. Paperwork Reduction Act and are not a proposal to discontinue the Prospectus
Dated: February 24, 2015. derived from a comprehensive or even Repository System Service (‘‘PRS’’) and
representative survey or study of the delete the PRS Terms of Use (‘‘Terms of
Jill M. Peterson,
costs of Commission rules and forms. Use’’) from DTC’s Rules and Procedures
Assistant Secretary. (‘‘Rules’’), as more fully described
[FR Doc. 2015–04223 Filed 2–27–15; 8:45 am]
The collection of information under rule
19d–2 is mandatory. The information below.3
BILLING CODE 8011–01–P
provided under rule 19d–2 will not be II. Clearing Agency’s Statement of the
kept confidential. An agency may not Purpose of, and Statutory Basis for, the
SECURITIES AND EXCHANGE conduct or sponsor, and a person is not Proposed Rule Change
COMMISSION required to respond to, a collection of In its filing with the Commission,
information unless it displays a
asabaliauskas on DSK5VPTVN1PROD with NOTICES

DTC included statements concerning
Submission for OMB Review; currently valid OMB control number. the purpose of and basis for the
Comment Request The public may view the background
proposed rule change and discussed any
documentation for this information
comments it received on the proposed
Upon Written Request, Copies Available collection at the following Web site,
From: Securities and Exchange www.reginfo.gov. Comments should be 1 15 U.S.C. 78s(b)(1).
Commission, Office of FOIA Services, directed to: (i) Desk Officer for the 2 17 CFR 240.19b–4.
100 F Street NE., Washington, DC Securities and Exchange Commission, 3 Terms not otherwise defined herein have their

20549–2736. Office of Information and Regulatory respective meanings set forth in the Rules.

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Document Created: 2015-12-18 12:07:40
Document Modified: 2015-12-18 12:07:40

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 11243