80_FR_11353 80 FR 11313 - Notice of Inquiry; Request for Comments Regarding Review of United States Munitions List Categories VIII and XIX

80 FR 11313 - Notice of Inquiry; Request for Comments Regarding Review of United States Munitions List Categories VIII and XIX

DEPARTMENT OF STATE

Federal Register Volume 80, Issue 40 (March 2, 2015)

Page Range11313-11314
FR Document2015-04291

The Department of State requests comments from the public to inform its review of the controls implemented in recent revisions to Categories VIII and XIX of the United States Munitions List (USML). In light of the ongoing transition of the USML to a more ``positive list'' pursuant to the President's Export Control Reform (ECR) initiative, the Department intends to periodically review the revised USML categories to ensure that they are clear, do not inadvertently control items in normal commercial use, account for technological developments, and properly implement the national security and foreign policy objectives of the reform effort. This review will also consider any technical issues related to the USML categories under review.

Federal Register, Volume 80 Issue 40 (Monday, March 2, 2015)
[Federal Register Volume 80, Number 40 (Monday, March 2, 2015)]
[Proposed Rules]
[Pages 11313-11314]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-04291]



[[Page 11313]]

Vol. 80

Monday,

No. 40

March 2, 2015

Part III





 Department of State





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22 CFR Part 121





Department of Commerce





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Bureau of Industry and Security





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15 CFR Part 774





Notices of Inquiry: Request for Comments Regarding Review of United 
States Munitions List Categories VIII and XIX; Request for Comments 
Regarding Controls on Military Aircraft and Military Gas Turbine 
Engines on the Commerce Control List; Proposed Rules

Federal Register / Vol. 80 , No. 40 / Monday, March 2, 2015 / 
Proposed Rules

[[Page 11314]]


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DEPARTMENT OF STATE

22 CFR Part 121

[Public Notice 9050]


Notice of Inquiry; Request for Comments Regarding Review of 
United States Munitions List Categories VIII and XIX

AGENCY: Department of State.

ACTION: Notice of Inquiry, Request for Comments.

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SUMMARY: The Department of State requests comments from the public to 
inform its review of the controls implemented in recent revisions to 
Categories VIII and XIX of the United States Munitions List (USML). In 
light of the ongoing transition of the USML to a more ``positive list'' 
pursuant to the President's Export Control Reform (ECR) initiative, the 
Department intends to periodically review the revised USML categories 
to ensure that they are clear, do not inadvertently control items in 
normal commercial use, account for technological developments, and 
properly implement the national security and foreign policy objectives 
of the reform effort. This review will also consider any technical 
issues related to the USML categories under review.

DATES: The Department of State will accept comments from the public 
until May 1, 2015.

ADDRESSES: Interested parties may submit comments by one of the 
following methods:
     Email: [email protected] with the subject line, 
``Review of USML Categories VIII and XIX.''
     Internet: At www.regulations.gov, search for this notice 
using its docket number, DOS-2014-0030.
    Comments submitted through www.regulations.gov will be visible to 
other members of the public; the Department will publish all comments 
on the Directorate of Defense Trade Controls Web site 
(www.pmddtc.state.gov). Therefore, commenters are cautioned not to 
include proprietary or other sensitive information in their comments.

FOR FURTHER INFORMATION CONTACT: Mr. C. Edward Peartree, Director, 
Office of Defense Trade Controls Policy, Department of State, telephone 
(202) 663-2792; email [email protected]. ATTN: Review of 
USML Categories VIII and XIX.

SUPPLEMENTARY INFORMATION: 

List Review

    On December 10, 2010, the Department provided notice to the public 
of its intent, pursuant to the ECR initiative, to revise the USML to 
create a ``positive list'' that describes controlled items using, to 
the extent possible, objective criteria rather than broad, open-ended, 
subjective, or design intent-based criteria (see 75 FR 76935). As a 
practical matter, this meant revising USML categories so that, with 
some exceptions, the descriptions of defense articles that continued to 
warrant control under the USML did not use catch-all phrases to control 
unspecified items. With limited exceptions, the defense articles that 
warranted control under the USML were those that provided the United 
States with a critical military or intelligence advantage. All other 
items were to become subject to the Export Administration Regulations. 
Since that time, the Department has published final rules setting forth 
revisions for fifteen USML categories, each of which have been 
reorganized into a uniform and more positive list structure.
    The advantage of revising the USML into a more positive list is 
that its controls can be tailored to satisfy the national security and 
foreign policy objectives of the U.S. government by maintaining control 
over those defense articles that provide a critical military or 
intelligence advantage, or otherwise warrant control under the 
International Traffic in Arms Regulations (ITAR), without inadvertently 
controlling items in normal commercial use. This approach, however, 
requires that the lists be regularly revised and updated to account for 
technological developments, practical application issues identified by 
exporters and reexporters, and changes in the military and commercial 
applications of items affected by the list. In addition, the USML and 
the Commerce Control List require regular revision in order to ensure 
that they satisfy the national security and foreign policy objectives 
of the reform effort, which are to (i) improve interoperability of U.S. 
military forces with allied countries, (ii) strengthen the U.S. 
industrial base by, among other things, reducing incentives for foreign 
manufacturers to design out and avoid U.S.-origin content and services, 
which ensures continued U.S. visibility and control, and (iii) allow 
export control officials to focus government resources on transactions 
that pose greater concern.
    The first USML revisions conducted pursuant to the ECR initiative 
became effective on October 15, 2013, and implemented revisions to 
Category VIII and created Category XIX (see 78 FR 22740). With the 
passing of the one-year anniversary of the effective date of the 
revision to and creation of these categories, the Department seeks 
comment from the public on the condition and efficacy of these 
categories and whether they are meeting the ECR objectives for the list 
revisions. The Department anticipates a similar review process for each 
revised USML category, to be communicated to the public through 
publication of a notice of inquiry in the Federal Register.

Request for Comments

    The Department requests public comment regarding the control text 
of USML Categories VIII and XIX. General comments on the overall ECR 
initiative or other aspects of the ITAR, to include other categories of 
the USML that do not relate to or are not affected by Categories VIII 
or XIX, are outside of the scope of this inquiry. In order to 
contribute effectively to the USML review process, all commenters are 
encouraged to provide comments that are responsive specifically to the 
prompts set forth below.
    The Department requests comment on the following topics, as they 
relate to Categories VIII and XIX:
    1. Emerging and new technologies that are appropriately controlled 
by one of the referenced categories, but which are not currently 
described in the control text or not described with sufficient clarity.
    2. Defense articles that are described in the control text, but 
which have entered into normal commercial use since the most recent 
revisions to the category at issue. For such comments, be sure to 
include documentation to support claims that defense articles have 
entered into normal commercial use.
    3. Defense articles for which commercial use is proposed, intended, 
or anticipated in the next five years.
    4. Drafting or other technical issues in the text of either of the 
referenced categories.
    The Department will review all comments from the public. If a 
rulemaking is warranted based on the comments received, the Department 
will respond to comments received in a proposed rulemaking in the 
Federal Register.

C. Edward Peartree,
Director, Office of Defense Trade Controls Policy, Bureau of Political-
Military Affairs, U.S. Department of State.
[FR Doc. 2015-04291 Filed 2-27-15; 8:45 am]
BILLING CODE 4710-25-P



                                                                                                           Vol. 80                           Monday,
                                                                                                           No. 40                            March 2, 2015




                                                                                                           Part III


                                                                                                           Department of State
                                                                                                           22 CFR Part 121



                                                                                                           Department of Commerce
                                                                                                           Bureau of Industry and Security
                                                                                                           15 CFR Part 774
                                                                                                           Notices of Inquiry: Request for Comments Regarding Review of United
                                                                                                           States Munitions List Categories VIII and XIX; Request for Comments
                                                                                                           Regarding Controls on Military Aircraft and Military Gas Turbine Engines
                                                                                                           on the Commerce Control List; Proposed Rules
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                                                      11314                    Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Proposed Rules

                                                      DEPARTMENT OF STATE                                     public of its intent, pursuant to the ECR             revision to and creation of these
                                                                                                              initiative, to revise the USML to create              categories, the Department seeks
                                                      22 CFR Part 121                                         a ‘‘positive list’’ that describes                    comment from the public on the
                                                      [Public Notice 9050]                                    controlled items using, to the extent                 condition and efficacy of these
                                                                                                              possible, objective criteria rather than              categories and whether they are meeting
                                                      Notice of Inquiry; Request for                          broad, open-ended, subjective, or design              the ECR objectives for the list revisions.
                                                      Comments Regarding Review of                            intent-based criteria (see 75 FR 76935).              The Department anticipates a similar
                                                      United States Munitions List                            As a practical matter, this meant                     review process for each revised USML
                                                      Categories VIII and XIX                                 revising USML categories so that, with                category, to be communicated to the
                                                                                                              some exceptions, the descriptions of                  public through publication of a notice of
                                                            Department of State.
                                                      AGENCY:                                                 defense articles that continued to
                                                           Notice of Inquiry, Request for
                                                      ACTION:
                                                                                                                                                                    inquiry in the Federal Register.
                                                                                                              warrant control under the USML did not
                                                      Comments.                                               use catch-all phrases to control                      Request for Comments
                                                                                                              unspecified items. With limited
                                                      SUMMARY:    The Department of State                                                                              The Department requests public
                                                                                                              exceptions, the defense articles that
                                                      requests comments from the public to                                                                          comment regarding the control text of
                                                                                                              warranted control under the USML were
                                                      inform its review of the controls                                                                             USML Categories VIII and XIX. General
                                                                                                              those that provided the United States
                                                      implemented in recent revisions to                                                                            comments on the overall ECR initiative
                                                                                                              with a critical military or intelligence
                                                      Categories VIII and XIX of the United                                                                         or other aspects of the ITAR, to include
                                                                                                              advantage. All other items were to
                                                      States Munitions List (USML). In light
                                                                                                              become subject to the Export                          other categories of the USML that do not
                                                      of the ongoing transition of the USML
                                                                                                              Administration Regulations. Since that                relate to or are not affected by Categories
                                                      to a more ‘‘positive list’’ pursuant to the
                                                                                                              time, the Department has published                    VIII or XIX, are outside of the scope of
                                                      President’s Export Control Reform (ECR)
                                                                                                              final rules setting forth revisions for               this inquiry. In order to contribute
                                                      initiative, the Department intends to
                                                                                                              fifteen USML categories, each of which                effectively to the USML review process,
                                                      periodically review the revised USML
                                                                                                              have been reorganized into a uniform                  all commenters are encouraged to
                                                      categories to ensure that they are clear,
                                                                                                              and more positive list structure.                     provide comments that are responsive
                                                      do not inadvertently control items in
                                                                                                                 The advantage of revising the USML                 specifically to the prompts set forth
                                                      normal commercial use, account for
                                                                                                              into a more positive list is that its                 below.
                                                      technological developments, and
                                                                                                              controls can be tailored to satisfy the
                                                      properly implement the national                                                                                  The Department requests comment on
                                                                                                              national security and foreign policy
                                                      security and foreign policy objectives of                                                                     the following topics, as they relate to
                                                                                                              objectives of the U.S. government by
                                                      the reform effort. This review will also                                                                      Categories VIII and XIX:
                                                                                                              maintaining control over those defense
                                                      consider any technical issues related to                articles that provide a critical military or             1. Emerging and new technologies
                                                      the USML categories under review.                       intelligence advantage, or otherwise                  that are appropriately controlled by one
                                                      DATES: The Department of State will                     warrant control under the International               of the referenced categories, but which
                                                      accept comments from the public until                   Traffic in Arms Regulations (ITAR),                   are not currently described in the
                                                      May 1, 2015.                                            without inadvertently controlling items               control text or not described with
                                                      ADDRESSES: Interested parties may                       in normal commercial use. This                        sufficient clarity.
                                                      submit comments by one of the                           approach, however, requires that the
                                                      following methods:                                                                                               2. Defense articles that are described
                                                                                                              lists be regularly revised and updated to
                                                        • Email: DDTCPublicComments@                                                                                in the control text, but which have
                                                                                                              account for technological developments,
                                                      state.gov with the subject line, ‘‘Review                                                                     entered into normal commercial use
                                                                                                              practical application issues identified
                                                      of USML Categories VIII and XIX.’’                                                                            since the most recent revisions to the
                                                                                                              by exporters and reexporters, and
                                                        • Internet: At www.regulations.gov,                   changes in the military and commercial                category at issue. For such comments,
                                                      search for this notice using its docket                 applications of items affected by the list.           be sure to include documentation to
                                                      number, DOS–2014–0030.                                  In addition, the USML and the                         support claims that defense articles
                                                        Comments submitted through                            Commerce Control List require regular                 have entered into normal commercial
                                                      www.regulations.gov will be visible to                  revision in order to ensure that they                 use.
                                                      other members of the public; the                        satisfy the national security and foreign                3. Defense articles for which
                                                      Department will publish all comments                    policy objectives of the reform effort,               commercial use is proposed, intended,
                                                      on the Directorate of Defense Trade                     which are to (i) improve interoperability             or anticipated in the next five years.
                                                      Controls Web site                                       of U.S. military forces with allied
                                                      (www.pmddtc.state.gov). Therefore,                                                                               4. Drafting or other technical issues in
                                                                                                              countries, (ii) strengthen the U.S.                   the text of either of the referenced
                                                      commenters are cautioned not to                         industrial base by, among other things,
                                                      include proprietary or other sensitive                                                                        categories.
                                                                                                              reducing incentives for foreign
                                                      information in their comments.                          manufacturers to design out and avoid                    The Department will review all
                                                      FOR FURTHER INFORMATION CONTACT: Mr.                    U.S.-origin content and services, which               comments from the public. If a
                                                      C. Edward Peartree, Director, Office of                 ensures continued U.S. visibility and                 rulemaking is warranted based on the
                                                      Defense Trade Controls Policy,                          control, and (iii) allow export control               comments received, the Department will
                                                      Department of State, telephone (202)                    officials to focus government resources               respond to comments received in a
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      663–2792; email                                         on transactions that pose greater                     proposed rulemaking in the Federal
                                                      DDTCPublicComments@state.gov.                           concern.                                              Register.
                                                      ATTN: Review of USML Categories VIII                       The first USML revisions conducted
                                                      and XIX.                                                pursuant to the ECR initiative became                 C. Edward Peartree,
                                                      SUPPLEMENTARY INFORMATION:                              effective on October 15, 2013, and                    Director, Office of Defense Trade Controls
                                                                                                              implemented revisions to Category VIII                Policy, Bureau of Political-Military Affairs,
                                                      List Review                                             and created Category XIX (see 78 FR                   U.S. Department of State.
                                                        On December 10, 2010, the                             22740). With the passing of the one-year              [FR Doc. 2015–04291 Filed 2–27–15; 8:45 am]
                                                      Department provided notice to the                       anniversary of the effective date of the              BILLING CODE 4710–25–P




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Document Created: 2015-12-18 12:08:01
Document Modified: 2015-12-18 12:08:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of Inquiry, Request for Comments.
DatesThe Department of State will accept comments from the public until May 1, 2015.
ContactMr. C. Edward Peartree, Director, Office of Defense Trade Controls Policy, Department of State, telephone (202) 663-2792; email [email protected] ATTN: Review of USML Categories VIII and XIX.
FR Citation80 FR 11313 

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