80_FR_14267 80 FR 14215 - Social Security Ruling, SSR 15-1p; Titles II and XVI: Evaluating Cases Involving Interstitial Cystitis (IC)

80 FR 14215 - Social Security Ruling, SSR 15-1p; Titles II and XVI: Evaluating Cases Involving Interstitial Cystitis (IC)

SOCIAL SECURITY ADMINISTRATION

Federal Register Volume 80, Issue 52 (March 18, 2015)

Page Range14215-14220
FR Document2015-05680

We are providing notice of SSR 15-1p. This SSR provides guidance on how we develop evidence to establish that a person has a medically determinable impairment of interstitial cystitis (IC), and how we evaluate IC in disability claims and continuing disability reviews under titles II and XVI of the Social Security Act.

Federal Register, Volume 80 Issue 52 (Wednesday, March 18, 2015)
[Federal Register Volume 80, Number 52 (Wednesday, March 18, 2015)]
[Notices]
[Pages 14215-14220]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-05680]


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SOCIAL SECURITY ADMINISTRATION

[Docket No. SSA-2014-0053]


Social Security Ruling, SSR 15-1p; Titles II and XVI: Evaluating 
Cases Involving Interstitial Cystitis (IC)

AGENCY: Social Security Administration.

ACTION: Notice of Social Security Ruling (SSR).

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SUMMARY: We are providing notice of SSR 15-1p. This SSR provides 
guidance on how we develop evidence to establish that a person has a 
medically determinable impairment of interstitial cystitis (IC), and 
how we evaluate IC in disability claims and continuing disability 
reviews under titles II and XVI of the Social Security Act.

DATES: Effective Date: March 18, 2015.

FOR FURTHER INFORMATION CONTACT: Cheryl Williams, Office of Medical 
Policy, Social Security Administration, 6401 Security Boulevard, 
Baltimore, Maryland 21235-6401, (410) 965-1020.

SUPPLEMENTARY INFORMATION: Although 5 U.S.C. 552(a)(1) and (a)(2) do 
not require us to publish this SSR, we are doing so in accordance with 
20 CFR 402.35(b)(1).
    Through SSRs, we convey to the public SSA precedential decisions 
relating to the Federal old-age, survivors, disability, supplemental 
security income, and special veterans benefits programs. We may base 
SSRs on determinations or decisions made at all levels of 
administrative adjudication, Federal court decisions, Commissioner's 
decisions, opinions of the Office of the General Counsel, or other 
interpretations of the law and regulations.
    Although SSRs do not have the same force and effect as statutes or 
regulations, they are binding on all components of the Social Security 
Administration. 20 CFR 402.35(b)(1).
    This SSR will remain in effect until we publish a notice in the 
Federal Register that rescinds it, or we publish a new SSR that 
replaces or modifies it.

(Catalog of Federal Domestic Assistance, Programs Nos. 96.001, 
Social Security--Disability Insurance; 96.002, Social Security--
Retirement Insurance; 96.004, Social Security--Survivors Insurance; 
96.006--Supplemental Security Income.)


    Dated: March 3, 2015.
Carolyn W. Colvin,
Acting Commissioner of Social Security.

Policy Interpretation Ruling

Titles II and XVI: Evaluating Cases Involving Interstitial Cystitis 
(IC)

    This Social Security Ruling (SSR) rescinds and replaces SSR 02-2p: 
``Titles II and XVI: Evaluation of Interstitial Cystitis.'' \1\
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    \1\ We will use this Social Security Ruling (SSR) beginning on 
its effective date. We will apply this SSR to new applications filed 
on or after the effective date of the SSR and to claims that are 
pending on and after the effective date. This means that we will use 
these rules on and after their effective date in any case in which 
we make a determination or decision. We expect that Federal courts 
will review our final decisions using the rules that were in effect 
at the time we issued the decisions. If a court reverses our final 
rules and remands a case for further administrative proceedings 
after the effective date of these final rules, we will apply these 
final rules to the entire period at issue in the decision we make 
after the court's remand.
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    Purpose: This SSR clarifies our policy on how we develop evidence 
to establish that a person has a medically determinable impairment 
(MDI) of IC and how we evaluate this impairment in disability claims 
and continuing disability reviews under titles II and XVI of the Social 
Security Act (Act).\2\
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    \2\ For simplicity, we refer in this SSR only to initial adult 
claims for disability benefits under titles II and XVI of the Act 
and to the steps of the sequential evaluation process we use to 
determine disability in those claims. 20 CFR 404.1520 and 416.920. 
The policy interpretations in this SSR apply to all cases in which 
we must make determinations about disability, including claims of 
children (that is, people who have not attained age 18) who apply 
for benefits based on disability under title XVI of the Act, 
disability redeterminations for children who became eligible for 
Supplemental Security Income under title XVI as a child and who were 
eligible for such benefits for the month before the month in which 
they attained age 18, and to continuing disability reviews of adults 
and children under titles II and XVI of the Act. 20 CFR 404.1594, 
416.924, 416.987, 416.994, and 416.994a.

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[[Page 14216]]

    Citations: Sections 216(i), 223(d), 223(f), 1614(a)(3) and 
1614(a)(4) of the Social Security Act, as amended; Regulations No. 4, 
subpart P, sections 404.1502, 404.1505, 04.1508-404.1513, 404.1519a, 
404.1520, 404.1520a, 404.1520b, 404.1521, 404.1523, 404.1526, 404.1527-
404.1529, 404.1545, 404.1560-404.1569a, 404.1593, 404.1594, appendices 
1 and 2; and Regulations No. 16, subpart I, sections 416.902, 416.905, 
416.906, 416.908-416.913, 416.919a, 416.920, 416.920a, 416.920b, 
416.921, 416.923, 416.924, 416.924a, 416.926, 416.926a, 416.925, 
416.927-416.929, 416.945, 416.960-416-969a, 416.987, 416.993, 416.994, 
and 416.994a.

Introduction

    IC is a complex genitourinary disorder involving recurring pain or 
discomfort in the bladder and pelvic region. The American Urological 
Association (AUA), National Institute of Diabetes and Digestive and 
Kidney Diseases (NIDDK), and other medical experts may use the terms 
``interstitial cystitis/bladder pain syndrome (IC/BPS)'' and 
``interstitial cystitis/painful bladder syndrome (IC/PBS)'' to describe 
this disorder because they consider the term ``interstitial cystitis'' 
to be synonymous with the terms ``bladder pain syndrome'' and ``painful 
bladder syndrome.'' When we refer to IC in this SSR, we include IC/BPS 
and IC/PBS.
    The AUA has developed guidelines providing a clinical framework for 
diagnosing and treating IC/BPS.\3\ These guidelines use a definition of 
IC accepted by the Society for Urodynamics and Female Urology: ``An 
unpleasant sensation (pain, pressure, discomfort) perceived to be 
related to the urinary bladder, associated with lower urinary tract 
symptoms of more than six weeks duration, in the absence of infection 
or other identifiable causes.'' \4\ NIDDK's National Kidney and 
Urologic Diseases Information Clearinghouse explains that the term IC/
PBS (and IC/BPS) includes all cases of urinary pain not attributed to 
other causes, such as infection or urinary stones.\5\ NIDDK further 
explains that the term ``interstitial cystitis'' is used alone (without 
PBS or BPS) to describe cases of urinary pain that meet all of the IC 
criteria NIDDK established in 1987 for research purposes.\6\ We took 
into consideration the AUA and NIDDK descriptions of IC when we 
formulated the criteria in this SSR. For example, we adapted the AUA 
and NIDDK descriptions to help develop criteria for establishing an MDI 
of IC.\7\
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    \3\ Hanno, P.M., et al., Diagnosis and treatment of interstitial 
cystitis/bladder pain syndrome, American Urological Association, 
(2014) (available at: http://www.auanet.org/common/pdf/education/clinical-guidance/IC-Bladder-Pain-Syndrome-Revised.pdf).
    \4\ Hanno, P. and Dmochowski, R., Status of international 
consensus on interstitial cystitis/bladder pain syndrome/painful 
bladder syndrome: 2008 snapshot, Neurology and Urodynamics, 
Apr;28(4), 274-286 (2009).
    \5\ See NIDDK National Kidney and Urologic Diseases Information 
Clearinghouse, ``Interstitial Cystitis/Painful Bladder Syndrome'' 
(2013) available at: http://kidney.niddk.nih.gov/KUDiseases/pubs/interstitialcystitis/index.aspx.
    \6\ Gillenwater, J.Y., et al., Summary of the National Institute 
of Arthritis, Diabetes, Digestive and Kidney Diseases Workshop on 
Interstitial Cystitis, National Institutes of Health, Bethesda, 
Maryland, August 28-29, 1987, The Journal of Urology, Jul;140(1), 
203-206 (1988).
    \7\ We adapted the AUA and NIDDK descriptions of IC, which are 
mainly symptom-based, because the Act and our regulations require a 
claimant to establish by objective medical evidence (that is, 
medical signs and laboratory findings) that he or she has a 
medically determinable impairment. See 223(d)(5)(A) and 
1614(a)(3)(D) of the Act, 20 CFR 404.1508 and 416.908, and SSR 96-
4p: Titles II and XVI: Symptoms, Medically Determinable Physical and 
Mental Impairments, and Exertional and Nonexertional Limitations, 61 
FR 34388 (1996) (also available at: http://www.ssa.gov/OP_Home/rulings/di/01/SSR96-04-di-01.html).
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    Except for statutory blindness, we find a person to be ``disabled'' 
if he or she is unable to do any substantial gainful activity by reason 
of a medically determinable physical or mental impairment(s) or 
combination of impairments that can be expected to result in death or 
has lasted or can be expected to last for a continuous period of not 
less than 12 months.\8\ We require an MDI to result from anatomical, 
physiological, or psychological abnormalities, as shown by medically 
acceptable clinical and laboratory diagnostic techniques.\9\ The Act 
and our regulations further require that medical evidence establishing 
an MDI consist of signs, symptoms, and laboratory findings. Thus, we 
cannot determine that a person who has IC is disabled on the basis of 
his or her statement of symptoms alone.\10\ In this SSR, we explain 
that IC, when accompanied by appropriate symptoms and medical signs or 
laboratory findings, is an MDI that can be the basis for a finding of 
``disability.'' We also explain how we evaluate IC in disability 
claims.
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    \8\ See 20 CFR 404.1505 and 416.905.
    \9\ See sections 223(d)(3) and 1614(a)(3)(D) of the Act, and 20 
CFR 404.1508 and 416.908.
    \10\ See sections 223(d)(5)(A) and 1614(a)(3)(D) of the Act; 20 
CFR 404.1508 and 416.908; and SSR 96-4p.
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Policy Interpretation

    IC constitutes an MDI when producing appropriate symptoms and 
medical signs or laboratory findings, and may result in a disabling 
impairment. There are some signs and findings that could indicate IC, 
but there are no specific signs or findings that are universally 
accepted. However, for our program purposes, we are choosing to rely 
upon certain signs and findings to establish the existence of an MDI of 
IC. Once we establish that a person has an MDI of IC by taking into 
consideration these signs or findings, we use the sequential evaluation 
process to determine whether the person is disabled. This policy 
interpretation clarifies how our adjudicators should apply our 
regulations in establishing an MDI of IC and determining disability 
under titles II and XVI of the Act.

I. What is IC?

    A. IC is a complex genitourinary disorder resulting in recurring 
pain or discomfort in the bladder and pelvic region. The AUA and other 
medical experts characterize IC, in part, as an unpleasant sensation 
(pain, pressure, discomfort) perceived to be related to the urinary 
bladder, associated with lower urinary tract symptoms of more than six 
weeks duration, in the absence of infection or other identifiable 
causes. IC is most common in women and sometimes occurs before age 
18.\11\ It is not unusual for people to have prodromal (early 
predictive) symptoms years or decades before they get IC. Prodromal 
symptoms may include periodic episodes of urinary frequency, bladder 
pain, or pelvic pain.
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    \11\ See NIDDK National Kidney and Urologic Diseases Information 
Clearinghouse (available at: http://kidney.niddk.nih.gov/KUDiseases/pubs/interstitialcystitis/index.aspx).
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    B. In accordance with the AUA guidelines, a physician should make a 
diagnosis of IC only after reviewing the person's medical history and 
conducting a physical examination. The physician should also conduct 
laboratory tests to rule out certain medical conditions that may result 
in the same or similar symptoms. For example, the AUA guidelines 
recommend a basic laboratory

[[Page 14217]]

examination that includes urinalysis and urine culture. NIDDK notes 
that diagnostic tests physicians may also use to rule out other 
conditions include cystoscopy, biopsy of the bladder wall and urethra, 
distention of the bladder under anesthesia, and, in men, culture of 
prostate secretions.\12\
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    \12\ Descriptions of these tests are available at http://kidney.niddk.nih.gov/kudiseases/pubs/interstitialcystitis/#diagnosis. Evidence that a physician used any of these tests or 
other laboratory tests to make a diagnosis of IC (that is, to rule 
out other diseases that could explain the person's symptoms) helps 
establish the existence of an MDI of IC.
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    C. IC may co-occur with fibromyalgia, chronic fatigue syndrome, 
irritable bowel syndrome, inflammatory bowel disease, vulvodynia, 
chronic headaches, Sj[ouml]gren's syndrome, endometriosis, or systemic 
lupus erythematosus.
    D. Treatments for IC are mostly directed at symptom control. They 
include, but are not limited to: Changes in diet; physical therapy and 
pelvic floor strengthening exercises; stress management; bladder 
distention; bladder instillation; oral drugs, such as prescription 
drugs indicated for IC (for example, Elmiron and dimethyl sulfoxide), 
antidepressants, antihistamines, antacids, anticoagulants, and narcotic 
analgesics; transcutaneous electrical nerve stimulation; and surgery, 
such as substitution cystoplasty or urinary diversion with or without 
cystectomy. Treatment is not effective for everyone because response 
varies among patients.

II. How does a person establish an MDI of IC?

A. General

    1. A person can establish that he or she has an MDI of IC by 
providing appropriate evidence from an acceptable medical source.\13\ A 
licensed physician (a medical or osteopathic doctor) is the only 
acceptable medical source who can provide evidence establishing an MDI 
of IC. This acceptable medical source often is the person's treating 
source(s) who makes the diagnosis of IC. A treating source(s) may be 
the person's own physician or other acceptable medical source who 
provides, or has provided, medical evaluation or treatment and who has, 
or has had, an ongoing treatment relationship with the person.\14\
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    \13\ See 20 CFR 404.1513(a) and 416.913(a).
    \14\ We may consider an acceptable medical source who has 
treated or evaluated the person only a few times or only after long 
intervals (for example, twice a year) to be a treating source. See 
20 CFR 404.1502 and 416.902.
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    2. We generally will rely on the judgment of a licensed physician 
who has made a diagnosis of IC. The evidence must document that this 
physician reviewed the person's medical history and conducted a 
physical examination, and that his or her diagnosis is not inconsistent 
with the other substantial evidence in the person's case record.\15\ 
However, we cannot rely on the physician's diagnosis alone to establish 
an MDI of IC. The physician may make a diagnosis of IC based only on 
the person's reported symptoms, after examining the person and ruling 
out other diseases that could cause the symptoms. Thus, as previously 
mentioned, there must also be medical signs or laboratory findings to 
establish an MDI of IC.
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    \15\ We use the term ``not inconsistent'' to indicate that a 
diagnosis of IC need not be supported directly by all the other 
evidence (that is, it does not have to be consistent with all the 
other evidence) as long as there is no other substantial evidence in 
the case record that contradicts or conflicts with the diagnosis. 
Whether a diagnosis of IC is ``not inconsistent'' with the other 
substantial evidence is a judgment that adjudicators must make in 
each case. In situations in which the diagnosis of IC is 
inconsistent with the other substantial evidence in the person's 
case record, the adjudicator may determine that the diagnosis is not 
entitled to ``controlling weight'' in establishing whether the 
person has an MDI. However, the adjudicator should not reject the 
diagnosis, but instead must weigh it using all of the factors 
provided in 20 CFR 404.1527 and 416.927. See SSR 96-2p, Titles II 
and XVI: Giving Controlling Weight to Treating Source Medical 
Opinions, 61 FR 34492 2006 (also available at: http://www.socialsecurity.gov/OP_Home/rulings/di/01/SSR96-02-di-01.html).
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    3. If we cannot establish that a person has an MDI of IC, but there 
is evidence of another MDI, we will not evaluate the impairment under 
this SSR. Instead, we will evaluate it under the rules that apply for 
that impairment.
    B. Symptoms. IC symptoms may vary in incidence, duration, and 
severity from person to person, and even in the same person. For 
example, a woman's symptoms may worsen around the time of menstruation. 
Symptoms of IC include, but are not limited to:
    1. Pain. People who have IC report chronic bladder and pelvic pain, 
pressure, and discomfort. This pain may range from mild discomfort to 
extreme distress. The intensity of the pain may increase as the bladder 
fills and decrease as it empties. In addition to bladder and pelvic 
pain, people with IC may experience vaginal, testicular, penile, low 
back, or thigh pain.
    2. Urinary urgency and frequency. People who have IC may report an 
urgent need to urinate (urgency) or a frequent need to urinate 
(frequency), or both. Some people with severe cases of IC may need to 
void as often as 60 times per day, including nighttime urinary 
frequency (nocturia) with associated sleep disruption.\16\
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    \16\ See NIDDK National Kidney and Urologic Diseases Information 
Clearinghouse (available at: http://kidney.niddk.nih.gov/KUDiseases/pubs/interstitialcystitis/index.aspx.) As used by the NIDDK, the 
word ``severe'' is not meant in the same sense that we use the word 
to describe a severe impairment at the second step of our sequential 
evaluation process.
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    3. Other symptoms. In addition to chronic pain and urinary urgency 
or frequency or both, the person may report additional IC symptoms, 
such as:
     Suprapubic tenderness on physical examination;
     Sexual dysfunction (including dyspareunia);
     Sleep dysfunction; and
     Chronic fatigue or tiredness.
    C. Medical signs. Medical signs can support a diagnosis of IC and 
help establish the MDI. These signs include the following, which can be 
detected during a medical procedure that stretches the bladder with 
fluid (cystoscopy under anesthesia with bladder distention): \17\
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    \17\ We will not purchase this procedure to establish an MDI of 
IC because it is an invasive procedure.
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    1. Fibrosis (bladder-wall stiffening);
    2. Diffuse glomerulations (pinpoint bleeding caused by recurrent 
irritation) on the bladder wall; and
    3. Hunner's ulcers (patches of broken skin) on the bladder 
wall.\18\
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    \18\ Hunner's ulcers are rare and may be present in only 5-10 
percent of individuals with IC.
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    D. Laboratory findings. Laboratory test findings can also support a 
diagnosis of IC. We will make every reasonable effort to obtain the 
results of appropriate laboratory testing. However, we will not 
purchase complex, costly, or invasive tests. Some laboratory tests and 
findings are more widely used and accepted than others. The following 
laboratory findings can help establish an MDI of IC:
    1. Repeated sterile urine cultures while IC symptoms continue;
    2. Positive potassium sensitivity test (Parson's test); \19\ and
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    \19\ Although validated by some studies, the potassium 
sensitivity test is not yet recommended for routine clinical use and 
can be painful for the patient. We will not purchase this procedure 
to establish an MDI of IC because it is an invasive procedure.
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    3. Antiproliferative factor (APF) accumulation in the urine.\20\
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    \20\ Physicians do not routinely measure APF.
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    E. Other signs and findings. Because of the ongoing research into 
the etiology and manifestations of IC, the medical criteria discussed 
above are only examples of signs and laboratory findings that help 
establish an MDI of IC; they are not all-inclusive. As medical research 
advances regarding IC, we may rely on other signs and laboratory 
findings to help establish an MDI of IC. For example, gene studies are 
exploring whether there are various

[[Page 14218]]

subtypes of IC. Thus, we may document the existence of IC as an MDI 
with medical signs and laboratory findings other than those listed 
above, provided such evidence is consistent with medically accepted 
clinical practice and the other evidence in the case record.
    F. Mental conditions. People who have IC may report ongoing mental 
conditions directly associated with their IC. For example, a person may 
report having anxiety or depression associated with IC symptoms of 
chronic bladder and pelvic pain, and urinary urgency, frequency, or 
both. When these mental conditions are documented by mental status 
examination(s) or psychological testing, they may constitute medical 
signs or (in the case of psychological testing) laboratory findings 
that help establish an MDI of IC.\21\
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    \21\ See 20 CFR 404.1528 and 416.928.
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III. How do we document IC?

    A. General. In cases of alleged IC, we generally need to have 
longitudinal evidence because symptoms, signs, and laboratory findings 
of IC may fluctuate in frequency and severity and may continue over a 
period of months or years.
    1. Longitudinal clinical records reflecting ongoing medical 
evaluation and treatment from the person's medical sources, especially 
treating sources, are extremely helpful in documenting the presence of 
any signs or laboratory findings, as well as the person's limitations 
over time. The longitudinal record should contain medical observations, 
information about treatment, the person's response to treatment, and a 
detailed description of how the impairment affects the person's ability 
to function.
    2. In addition to obtaining evidence from a physician, we may 
request evidence from other acceptable medical sources, such as 
psychologists, both to determine whether the person has another MDI(s) 
and to evaluate the severity and functional effects of IC in 
combination with other impairments the person may have. Under our 
regulations and SSR 06-03p, we also may consider evidence from other 
medical sources we do not consider acceptable medical sources to help 
us evaluate the severity and functional effects of the 
impairment(s).\22\ Nurse practitioners, physician assistants, and 
physical therapists are examples of these other medical sources.
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    \22\ See 20 CFR 404.1513(d)(1), 416.913(d)(1); SSR 06-03p: 
Titles II and XVI: Considering Opinions and Other Evidence from 
Sources Who Are Not ``Acceptable Medical Sources'' in Disability 
Claims; Considering Decisions on Disability by Other Governmental 
and Nongovernmental Agencies, 71 FR 45593 (2006) (also available at: 
http://www.ssa.gov/OP_Home/rulings/di/01/SSR2006-03-di-01.html).
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    3. Information from nonmedical sources can also help us evaluate 
the severity of a person's IC.\23\ This information may help us assess 
the person's ability to function day-to-day and over time. It may also 
help us when we make findings about credibility of the person's 
allegations about symptoms and their effects. Examples of nonmedical 
sources include:
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    \23\ See 20 CFR 404.1513(d)(2-4) and 416.913(d)(2-4), and also 
SSR 06-03p.
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     Spouses, parents, siblings, other relatives, neighbors, 
friends, and clergy;
     Past employers, rehabilitation counselors, and teachers; 
and
     Statements from SSA and State agency personnel who 
interviewed the person.
    4. Before we make a determination whether or not the person is 
disabled, we will make every reasonable effort to develop his or her 
complete medical history and help the person get medical reports from 
his or her medical sources. Generally, we will request evidence from 
the person's medical sources for the 12-month period preceding the 
month of application unless there is reason to believe that development 
of an earlier period is necessary, or unless the alleged onset of 
disability is less than 12 months before the date of application.\24\
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    \24\ See 20 CFR 404.1512(d) and 416.912(d).
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    5. When the alleged onset of disability secondary to IC occurred 
less than 12 months before adjudication, we must evaluate the medical 
evidence and project the degree of impairment severity that is likely 
to exist at the end of 12 months.\25\ Information about the person's 
treatment and response to treatment, including any medical source 
opinions about the person's prognosis at the end of 12 months, helps us 
decide whether to expect an MDI of IC to be of disabling severity for 
at least 12 consecutive months.
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    \25\ To meet the statutory requirement for ``disability,'' a 
person must have been unable to engage in any substantial gainful 
activity because of any medically determinable physical or mental 
impairment that is expected to result in death or that has lasted or 
can be expected to last for a continuous period of not less than 12 
months. Thus, the existence of an impairment(s) for 12 continuous 
months is not controlling; rather, it is the existence of a 
disabling impairment that has lasted or can be expected to last for 
at least 12 months that meets the duration requirement of the Act. 
See 20 CFR 404.1509 and 416.909.
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B. What do we do if there is insufficient evidence to determine whether 
the person has an MDI of IC or is disabled?

    1. When there is insufficient evidence for us to determine whether 
the person has an MDI of IC or is disabled, we may take one or more 
actions to try to resolve the insufficiency: \26\
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    \26\ See 20 CFR 404.1520b(c) and 416.920b(c).
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     We may recontact the person's treating or other source(s) 
to see if the information we need is available;
     We may request additional existing records from treating 
or other sources;
     We may ask the person or others for more information; or
     We may purchase a consultative examination (CE) at our 
expense.\27\
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    \27\ See 20 CFR 404.1520b(c)(3), and 416.920b(c)(3). The type of 
CE we purchase will depend on the nature of the person's symptoms 
and the extent of the evidence already in the case record. For 
example, we may purchase a CE to help evaluate depression, anxiety, 
or other mental conditions associated with the person's IC. We may 
purchase a CE without recontacting a person's treating or other 
source if the source cannot provide the necessary information or the 
information is not available from the source. See 20 CFR 
404.1519a(b) and 416.919a(b).
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    2. When we are unable to resolve an insufficiency in the evidence, 
and we need to determine whether the person has an MDI of IC or is 
disabled, we may make a determination or decision based on the evidence 
we have.\28\
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    \28\ See 20 CFR 404.1520b(d) and 416.920b(d).
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    C. How do we resolve conflicts in the evidence? Conflicting 
evidence in the medical record is not unusual in cases of IC due to the 
complicated diagnostic process involved. We will consider conflicting 
medical evidence in accordance with our rules.\29\
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    \29\ See 20 CFR 404.1520b and 416.920b.
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IV. How do we evaluate a person's statements about his or her symptoms 
and functional limitations?

    Generally, we follow a two-step symptom evaluation process:
    A. First step of the symptom evaluation process. There must be 
medical signs or laboratory findings that show the person has an MDI(s) 
which we could reasonably expect to produce the pain or other symptoms 
alleged.\30\ If we find that a person has an MDI that we could 
reasonably expect to produce the alleged symptoms, the first step of 
our two-step process for evaluating symptoms is satisfied.
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    \30\ See 20 CFR 404.1520, 416.920, and 416.924.
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    B. Second step of the symptom evaluation process. After finding 
that the MDI could reasonably be expected to produce the alleged 
symptoms, we evaluate the intensity and persistence of the person's 
symptoms and determine the extent to which they limit the person's 
functional capacity for work. In evaluating the intensity, persistence, 
and functionally limiting effects of symptoms, we consider all of the 
evidence in the case record, including the person's daily activities;

[[Page 14219]]

medications or other treatments the person uses, or has used, to 
alleviate symptoms; the nature and frequency of the person's attempts 
to obtain medical treatment for symptoms; and statements by other 
people about the person's symptoms. We will make a finding about the 
extent to which symptoms, such as pain, affect his or her capacity to 
perform basic work activities.\31\ When we need additional information 
to assess the person's statements about symptoms and their effects, we 
will make every reasonable effort to obtain available information that 
could shed light on the person's statements.
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    \31\ See 20 CFR 404.1529 and 416.929. See also SSR 96-7p: Titles 
II and XVI: Evaluation of Symptoms in Disability Claims: Assessing 
the Credibility of an Individual's Statements, 61 FR 34483 (1996) 
(also available at: http://www.socialsecurity.gov/OP_Home/rulings/di/01/SSR96-07-di-01.html).
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V. How do we find a person disabled based on an MDI of IC?

    Once we establish that a person has an MDI of IC, we will consider 
this MDI in the sequential evaluation process to determine whether the 
person is disabled.\32\ As we explain in section VI below, we consider 
the severity of the impairment, whether the impairment meets or 
medically equals the requirements of a listed impairment, and whether 
the impairment prevents the person from doing his or her past relevant 
work or other work that exists in significant numbers in the national 
economy.
---------------------------------------------------------------------------

    \32\ See 20 CFR 404.1520, 416.920, and 416.924.
---------------------------------------------------------------------------

VI. How do we use the sequential evaluation process to evaluate IC?

    We adjudicate claims involving IC using the sequential evaluation 
process, just as we do for any impairment. Once we find that an MDI(s) 
exists (see section II), we must establish the severity of the 
impairment(s) based on the totality of signs, symptoms, and laboratory 
findings, and the effects of the impairment(s), including any related 
symptoms, on the person's ability to function. Additionally, several 
other disorders may share characteristics similar to those of IC. When 
there is evidence of the potential presence of another disorder that 
may adequately explain the person's symptoms, it may be necessary to 
pursue additional medical or other development. As mentioned, if we 
cannot find that the person has an MDI of IC but there is evidence of 
another MDI, we will not evaluate the impairment under this SSR. 
Instead, we will evaluate it under the rules that apply for that 
impairment.
    A. Step 1. We consider the person's work activity. If a person with 
IC is engaged in substantial gainful activity, we will find that he or 
she is not disabled.
    B. Step 2. If we find that a person with IC has an MDI that meets 
the duration requirement,\33\ and the person alleges pain and other 
symptoms consistent with IC, we must consider these symptoms in 
deciding whether the person's impairment is ``severe'' at step 2 of the 
sequential evaluation process, and at any later steps reached in the 
sequential evaluation process. If we find that the person's pain, 
urinary urgency or urinary frequency, or other symptoms have more than 
a minimal effect on a person's ability to perform basic work 
activities, we must find that the person has a ``severe'' 
impairment.\34\
---------------------------------------------------------------------------

    \33\ See 20 CFR 404.1509 and 416.909.
    \34\ See SSR 96-3p: Titles II and XVI: Considering Allegations 
of Pain and Other Symptoms in Determining Whether a Medically 
Determinable Impairment Is Severe, 61 FR 34468 (1996) (also 
available at: http://www.ssa.gov/OP_Home/rulings/di/01/SSR96-03-di-01.html).
---------------------------------------------------------------------------

    C. Step 3. When we find that a person with IC has a severe MDI, we 
must proceed to step three and consider the medical severity of the 
impairment(s). At this step, we consider whether a person's 
impairment(s) meets or equals in severity one of the impairments in the 
Listing of Impairments.\35\ IC is not a listed impairment; therefore, 
we cannot find that a person with IC alone has an impairment that meets 
a listing. However, we will compare the specific findings in each case 
to any pertinent listing to determine whether medical equivalence may 
exist.\36\ We also may find medical equivalence if the person has 
multiple impairments, including IC, none of which meets or medically 
equals the requirements of a listing, but the combination of 
impairments is medically equivalent in severity to a listed impairment. 
In cases in which a person with IC has psychological manifestations 
related to IC, we must consider whether the person's impairment meets 
or equals the severity of any impairment in the mental disorders 
listings (see section IIF).\37\
---------------------------------------------------------------------------

    \35\ See 20 CFR, part 404, subpart P, appendix 1.
    \36\ In evaluating title XVI claims for disability benefits for 
people under age 18, we will consider whether the impairment(s) 
functionally equals the listings. See 20 CFR 416.926a. For example, 
the functional limitations of IC, by itself or in combination with 
another impairment(s), may establish an extreme limitation in one 
broad area of functioning (for example, attending and completing 
tasks) or marked limitation in two broad areas (for example, 
attending and completing tasks, and interacting or relating with 
others).
    \37\ See sections 12.00 and 112.00 of 20 CFR, part 404, subpart 
P, appendix 1.
---------------------------------------------------------------------------

    D. Steps 4 and 5. For those impairments that do not meet or 
medically equal the severity of a listing, we must make an assessment 
of the person's residual functional capacity (RFC). The RFC assessment 
must be based on all the relevant evidence in the record.\38\ In 
assessing RFC related to an MDI of IC, we must consider all of the 
person's impairment-related symptoms in deciding how such symptoms may 
affect functional capacity.\39\ For example, many people with IC have 
chronic pelvic pain, which can affect the ability to focus and sustain 
attention on the task at hand. Nocturia may disrupt sleeping patterns 
and lead to drowsiness and lack of mental clarity during the day. 
Urinary frequency can necessitate trips to the bathroom as often as 
every 10 to 15 minutes, day and night. Consequently, some individuals 
with IC essentially may confine themselves to their homes. After we 
consider such impairment-related symptoms and we make our RFC 
assessment, our evaluation must proceed to the fourth step of the 
sequential evaluation process, unless an expedited process applies.\40\ 
If necessary, we then proceed to the fifth step of the sequential 
evaluation process.\41\ If we do not use an expedited process, we must 
determine whether the person's impairment(s) precludes the performance 
of past relevant work (unless we determine that there was no past 
relevant work). If we determine that the person's impairment(s) 
precludes performance of past relevant work or there was no past 
relevant work, we must make a finding about the person's ability to 
perform other work. We must apply the usual vocational considerations 
in determining the person's ability to perform other work.\42\
---------------------------------------------------------------------------

    \38\ See 20 CFR 404.1545(a) and 416.945(a), and also SSR 96-8p: 
Titles II and XVI: Assessing Residual Functional Capacity in Initial 
Claims, 61 FR 34474 (1996) (also available at http://www.ssa.gov/OP_Home/rulings/di/01/SSR96-08-di-01.html). Our RFC assessments must 
consider the person's maximum ability to do sustained work 
activities in an ordinary work setting on a regular and continuous 
basis. Generally, a ``regular and continuous basis'' means eight 
hours a day, for five days a week, or an equivalent work schedule of 
40 hours per week. In cases involving IC, chronic fatigue may affect 
the person's physical and mental ability to sustain work activity, 
and this may be especially true in cases involving urinary 
frequency.
    \39\ See 20 CFR 404.1529(d) and 416.929(d), and SSR 96-7p.
    \40\ See 20 CFR 404.1520(h) and 416.920(h).
    \41\ The fourth and fifth steps of the sequential evaluation 
process are not applicable to claims for benefits under title XVI 
for people under age 18. See 20 CFR 416.924.
    \42\ See 20 CFR 404.1560-404.1569a and 416.960-416.969a, and SSR 
11-2p: Titles II and XVI: Documenting and Evaluating Disability in 
Young Adults, 76 FR 56263 (2011) (also available at http://www.ssa.gov/OP_Home/rulings/di/01/SSR2011-02-di-01.html).

---------------------------------------------------------------------------

[[Page 14220]]

    1. Pain and other symptoms associated with IC may result in 
exertional limitations that prevent a person from doing a full range of 
unskilled work in one or more of the exertional categories in appendix 
2 of subpart P of part 404 (appendix 2).\43\ People with IC may also 
have nonexertional physical or mental limitations because of their pain 
or other symptoms.\44\ Some may have environmental restrictions, which 
are also nonexertional.
---------------------------------------------------------------------------

    \43\ See SSR 83-12: Title II and SVI: Capability To Do Other 
Work--The Medical-Vocational Rules as a Framework for Evaluating 
Exertional Limitations Within a Range of Work or Between Ranges of 
Work (available at http://www.socialsecurity.gov/OP_Home/rulings/di/02/SSR83-12-di-02.html).
    \44\ See SSR 85-15: Titles II and XVI: Capability To Do Other 
Work--Medical-Vocational Rules as a Framework for Evaluating Solely 
Nonexertional Impairments (available at: http://www. social 
security. gov/OP_Home/rulings/di/02/SSR85-15-di-02.html).
---------------------------------------------------------------------------

    2. Exertional and nonexertional limitations resulting from IC may 
affect the person's ability to perform routine movement and necessary 
physical activity in the work environment, such as sitting, standing, 
walking, lifting, carrying, pushing, and pulling. These limitations may 
also affect the person's ability to do postural functions, such as 
climbing, balancing, stooping, and crouching, or they may affect the 
person's ability to tolerate extreme heat, humidity, or hazards.
    3. Adjudicators must be alert to the possibility that there may be 
exertional or nonexertional (for example, postural or environmental) 
limitations that erode a person's occupational base sufficiently to 
preclude the use of a rule in appendix 2 to direct a decision. In such 
cases, adjudicators must use the rules in appendix 2 as a framework for 
decision-making and may need to consult a vocational resource.\45\
---------------------------------------------------------------------------

    \45\ See SSR 83-12; SSR 83-14: Titles II and XVI: Capability To 
Do Other Work--The Medical-Vocational Rules as a Framework for 
Evaluating a Combination of Exertional and Nonexertional Impairments 
(available at http://www.socialsecurity.gov/OP_Home/rulings/di/02/SSR83-14-di-02.html); SSR 85-15; and SSR 96-9p, Titles II and XVI: 
Determining Capability to Do Other Work--Implications of a Residual 
Functional Capacity for Less Than a Full Range of Sedentary Work, 61 
FR 34478 (July 2, 1996) (also available at http://www.socialsecurity.gov/OP_Home/rulings/di/01/SSR96-09-di-01.html).
---------------------------------------------------------------------------

    E. Continuing disability reviews. In those cases in which we find 
that a person has a disability based on IC, we will conduct an 
appropriate continuing disability review as required by law.\46\ For 
this review, we take into account relevant individual case facts, such 
as the combined severity of other chronic or static impairments, and 
the person's vocational factors.
---------------------------------------------------------------------------

    \46\ See 20 CFR 404.1594, 416.994, and 416.994a.
---------------------------------------------------------------------------

    Effective Date: This SSR is effective on March 18, 2015.
    Cross-References: SSR 82-63: Titles II and XVI: Medical-Vocational 
Profiles Showing an Inability To Make an Adjustment to Other Work; SSR 
83-12: Titles II and XVI: Capability To Do Other Work--The Medical-
Vocational Rules as a Framework for Evaluating Exertional Limitations 
Within a Range of Work or Between Ranges of Work; SSR 83-14: Titles II 
and XVI: Capability To Do Other Work--The Medical-Vocational Rules as a 
Framework for Evaluating a Combination of Exertional and Nonexertional 
Impairments; SSR 85-15: Titles II and XVI: Capability To Do Other 
Work--The Medical-Vocational Rules as a Framework for Evaluating Solely 
Nonexertional Impairments; SSR 96-2p, Titles II and XVI: Giving 
Controlling Weight to Treating Source Medical Opinions; SSR 96-3p, 
Titles II and XVI: Considering Allegations of Pain and Other Symptoms 
in Determining Whether a Medically Determinable Impairment Is Severe; 
SSR 96-4p, Titles II and XVI: Symptoms, Medically Determinable Physical 
and Mental Impairments, and Exertional and Nonexertional Limitations; 
SSR 96-5p, Titles II and XVI: Medical Source Opinions on Issues 
Reserved to the Commissioner; SSR 96-7p, Titles II and XVI: Evaluation 
of Symptoms in Disability Claims: Assessing the Credibility of an 
Individual's Statements; SSR 96-8p, Titles II and XVI: Assessing 
Residual Functional Capacity in Initial Claims; SSR 96-9p, Titles II 
and XVI: Determining Capability to Do Other Work--Implications of a 
Residual Functional Capacity for Less Than a Full Range of Sedentary 
Work; SSR 06-03p, Titles II and XVI: Considering Opinions and Other 
Evidence from Sources Who Are Not ``Acceptable Medical Sources'' in 
Disability Claims; Considering Decisions on Disability by Other 
Governmental and Nongovernmental Agencies; SSR 12-2p, Titles II and 
XVI: Evaluation of Fibromyalgia; SSR 14-1p, Titles II and XVI: 
Evaluating Cases Involving Chronic Fatigue Syndrome (CFS); and Program 
Operations Manual System (POMS) DI 22505.001, DI 22505.003, DI 
24505.003, DI 24510.057, DI 24515.012, DI 24515.061-DI 24515.063, DI 
24515.066, DI 24515.067, DI 24515.075, DI 24555.001, DI 25010.001, and 
DI 25025.001.

[FR Doc. 2015-05680 Filed 3-17-15; 8:45 am]
 BILLING CODE 4191-02-P



                                                                                Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices                                                      14215

                                                  the Proposing Release. FINRA’s                            submission, all subsequent                             require us to publish this SSR, we are
                                                  response to comments and proposed                         amendments, all written statements                     doing so in accordance with 20 CFR
                                                  revisions as set forth in this Amendment                  with respect to the proposed rule                      402.35(b)(1).
                                                  No. 1 does not change FINRA’s                             change that are filed with the                            Through SSRs, we convey to the
                                                  statement in the Proposing Release.                       Commission, and all written                            public SSA precedential decisions
                                                                                                            communications relating to the                         relating to the Federal old-age,
                                                  C. Self-Regulatory Organization’s                         proposed rule change between the                       survivors, disability, supplemental
                                                  Statement on Comments on the                              Commission and any person, other than                  security income, and special veterans
                                                  Proposed Rule Change Received From                        those that may be withheld from the                    benefits programs. We may base SSRs
                                                  Members, Participants, or Others                          public in accordance with the                          on determinations or decisions made at
                                                     Written comments on the proposed                       provisions of 5 U.S.C. 552, will be                    all levels of administrative adjudication,
                                                  rule change were solicited by the                         available for Web site viewing and                     Federal court decisions, Commissioner’s
                                                  Commission in response to the                             printing in the Commission’s Public                    decisions, opinions of the Office of the
                                                  publication of SR–FINRA–2014–048.148                      Reference Room, 100 F Street NE.,                      General Counsel, or other
                                                  The Commission received five comment                      Washington, DC 20549, on official                      interpretations of the law and
                                                  letters, which are summarized above.                      business days between the hours of 10                  regulations.
                                                  IV. Date of Effectiveness of the                          a.m. and 3 p.m. Copies of such filing                     Although SSRs do not have the same
                                                  Proposed Rule Change and Timing for                       also will be available for inspection and              force and effect as statutes or
                                                  Commission Action                                         copying at the principal office of                     regulations, they are binding on all
                                                                                                            FINRA. All comments received will be                   components of the Social Security
                                                    Within 180 days after the date of                       posted without change; the Commission                  Administration. 20 CFR 402.35(b)(1).
                                                  publication of the initial notice in the                  does not edit personal identifying                        This SSR will remain in effect until
                                                  Federal Register (i.e., November 24,                      information from submissions. You                      we publish a notice in the Federal
                                                  2014) or within such longer period up                     should submit only information that                    Register that rescinds it, or we publish
                                                  to an additional 60 days (i) as the                       you wish to make available publicly. All               a new SSR that replaces or modifies it.
                                                  Commission may designate if it finds                      submissions should refer to File
                                                  such longer period to be appropriate                                                                             (Catalog of Federal Domestic Assistance,
                                                                                                            Number SR–FINRA–2014–048 and                           Programs Nos. 96.001, Social Security—
                                                  and publishes its reasons for so finding                  should be submitted on or before April                 Disability Insurance; 96.002, Social
                                                  or (ii) as to which the self-regulatory                   8, 2015.                                               Security—Retirement Insurance; 96.004,
                                                  organization consents, the Commission                                                                            Social Security—Survivors Insurance;
                                                                                                              For the Commission, by the Division of
                                                  will issue an order approving or                          Trading and Markets, pursuant to delegated             96.006—Supplemental Security Income.)
                                                  disapproving such proposed rule                           authority.150
                                                  change, as amended.                                                                                                Dated: March 3, 2015.
                                                                                                            Brent J. Fields,
                                                                                                                                                                   Carolyn W. Colvin,
                                                  V. Solicitation of Comments                               Secretary.
                                                                                                                                                                   Acting Commissioner of Social Security.
                                                    Interested persons are invited to                       [FR Doc. 2015–06094 Filed 3–17–15; 8:45 am]
                                                  submit written data, views and                            BILLING CODE 8011–01–P                                 Policy Interpretation Ruling
                                                  arguments concerning the foregoing,                                                                              Titles II and XVI: Evaluating Cases
                                                  including whether the proposed rule                                                                              Involving Interstitial Cystitis (IC)
                                                  change is consistent with the Act.                        SOCIAL SECURITY ADMINISTRATION
                                                                                                                                                                      This Social Security Ruling (SSR)
                                                  Comments may be submitted by any of                       [Docket No. SSA–2014–0053]                             rescinds and replaces SSR 02–2p:
                                                  the following methods: 149
                                                                                                                                                                   ‘‘Titles II and XVI: Evaluation of
                                                  Electronic Comments                                       Social Security Ruling, SSR 15–1p;                     Interstitial Cystitis.’’ 1
                                                                                                            Titles II and XVI: Evaluating Cases                       Purpose: This SSR clarifies our policy
                                                    • Use the Commission’s Internet                         Involving Interstitial Cystitis (IC)
                                                  comment form (http://www.sec.gov/                                                                                on how we develop evidence to
                                                  rules/sro.shtml); or                                      AGENCY:     Social Security Administration.            establish that a person has a medically
                                                    • Send an email to rule-comments@                       ACTION:     Notice of Social Security Ruling           determinable impairment (MDI) of IC
                                                  sec.gov. Please include File Number SR–                   (SSR).                                                 and how we evaluate this impairment in
                                                  FINRA–2014–048 on the subject line.                                                                              disability claims and continuing
                                                                                                            SUMMARY:    We are providing notice of                 disability reviews under titles II and
                                                  Paper Comments                                            SSR 15–1p. This SSR provides guidance                  XVI of the Social Security Act (Act).2
                                                    • Send paper comments in triplicate                     on how we develop evidence to
                                                  to Brent J. Fields, Secretary, Securities                 establish that a person has a medically                   1 We will use this Social Security Ruling (SSR)

                                                                                                            determinable impairment of interstitial                beginning on its effective date. We will apply this
                                                  and Exchange Commission, 100 F Street                                                                            SSR to new applications filed on or after the
                                                  NE., Washington, DC 20549–1090.                           cystitis (IC), and how we evaluate IC in               effective date of the SSR and to claims that are
                                                                                                            disability claims and continuing                       pending on and after the effective date. This means
                                                  All submissions should refer to File
                                                                                                            disability reviews under titles II and                 that we will use these rules on and after their
                                                  Number SR–FINRA–2014–048. This file                                                                              effective date in any case in which we make a
                                                                                                            XVI of the Social Security Act.
                                                  number should be included on the                                                                                 determination or decision. We expect that Federal
                                                  subject line if email is used. To help the                DATES: Effective Date: March 18, 2015.                 courts will review our final decisions using the
                                                  Commission process and review your                        FOR FURTHER INFORMATION CONTACT:                       rules that were in effect at the time we issued the
                                                                                                            Cheryl Williams, Office of Medical                     decisions. If a court reverses our final rules and
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  comments more efficiently, please use                                                                            remands a case for further administrative
                                                  only one method. The Commission will                      Policy, Social Security Administration,                proceedings after the effective date of these final
                                                  post all comments on the Commission’s                     6401 Security Boulevard, Baltimore,                    rules, we will apply these final rules to the entire
                                                  Internet Web site (http://www.sec.gov/                    Maryland 21235–6401, (410) 965–1020.                   period at issue in the decision we make after the
                                                                                                                                                                   court’s remand.
                                                  rules/sro.shtml). Copies of the                           SUPPLEMENTARY INFORMATION: Although                       2 For simplicity, we refer in this SSR only to
                                                                                                            5 U.S.C. 552(a)(1) and (a)(2) do not                   initial adult claims for disability benefits under
                                                    148 See   Proposing Release, supra note 3.                                                                     titles II and XVI of the Act and to the steps of the
                                                    149 See   supra note 6.                                   150 17   CFR 200.30–3(a)(12).                                                                   Continued




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                                                  14216                       Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices

                                                    Citations: Sections 216(i), 223(d),                   causes.’’ 4 NIDDK’s National Kidney and                symptoms alone.10 In this SSR, we
                                                  223(f), 1614(a)(3) and 1614(a)(4) of the                Urologic Diseases Information                          explain that IC, when accompanied by
                                                  Social Security Act, as amended;                        Clearinghouse explains that the term IC/               appropriate symptoms and medical
                                                  Regulations No. 4, subpart P, sections                  PBS (and IC/BPS) includes all cases of                 signs or laboratory findings, is an MDI
                                                  404.1502, 404.1505, 04.1508–404.1513,                   urinary pain not attributed to other                   that can be the basis for a finding of
                                                  404.1519a, 404.1520, 404.1520a,                         causes, such as infection or urinary                   ‘‘disability.’’ We also explain how we
                                                  404.1520b, 404.1521, 404.1523,                          stones.5 NIDDK further explains that the               evaluate IC in disability claims.
                                                  404.1526, 404.1527–404.1529, 404.1545,                  term ‘‘interstitial cystitis’’ is used alone           Policy Interpretation
                                                  404.1560–404.1569a, 404.1593,                           (without PBS or BPS) to describe cases
                                                  404.1594, appendices 1 and 2; and                                                                                 IC constitutes an MDI when
                                                                                                          of urinary pain that meet all of the IC                producing appropriate symptoms and
                                                  Regulations No. 16, subpart I, sections                 criteria NIDDK established in 1987 for
                                                  416.902, 416.905, 416.906, 416.908–                                                                            medical signs or laboratory findings,
                                                                                                          research purposes.6 We took into                       and may result in a disabling
                                                  416.913, 416.919a, 416.920, 416.920a,                   consideration the AUA and NIDDK
                                                  416.920b, 416.921, 416.923, 416.924,                                                                           impairment. There are some signs and
                                                                                                          descriptions of IC when we formulated                  findings that could indicate IC, but there
                                                  416.924a, 416.926, 416.926a, 416.925,                   the criteria in this SSR. For example, we              are no specific signs or findings that are
                                                  416.927–416.929, 416.945, 416.960–
                                                                                                          adapted the AUA and NIDDK                              universally accepted. However, for our
                                                  416–969a, 416.987, 416.993, 416.994,
                                                                                                          descriptions to help develop criteria for              program purposes, we are choosing to
                                                  and 416.994a.
                                                                                                          establishing an MDI of IC.7                            rely upon certain signs and findings to
                                                  Introduction                                               Except for statutory blindness, we                  establish the existence of an MDI of IC.
                                                                                                          find a person to be ‘‘disabled’’ if he or              Once we establish that a person has an
                                                     IC is a complex genitourinary disorder                                                                      MDI of IC by taking into consideration
                                                  involving recurring pain or discomfort                  she is unable to do any substantial
                                                                                                                                                                 these signs or findings, we use the
                                                  in the bladder and pelvic region. The                   gainful activity by reason of a medically
                                                                                                                                                                 sequential evaluation process to
                                                  American Urological Association                         determinable physical or mental
                                                                                                                                                                 determine whether the person is
                                                  (AUA), National Institute of Diabetes                   impairment(s) or combination of                        disabled. This policy interpretation
                                                  and Digestive and Kidney Diseases                       impairments that can be expected to                    clarifies how our adjudicators should
                                                  (NIDDK), and other medical experts may                  result in death or has lasted or can be                apply our regulations in establishing an
                                                  use the terms ‘‘interstitial cystitis/                  expected to last for a continuous period               MDI of IC and determining disability
                                                  bladder pain syndrome (IC/BPS)’’ and                    of not less than 12 months.8 We require                under titles II and XVI of the Act.
                                                  ‘‘interstitial cystitis/painful bladder                 an MDI to result from anatomical,
                                                                                                          physiological, or psychological                        I. What is IC?
                                                  syndrome (IC/PBS)’’ to describe this
                                                  disorder because they consider the term                 abnormalities, as shown by medically                      A. IC is a complex genitourinary
                                                  ‘‘interstitial cystitis’’ to be synonymous              acceptable clinical and laboratory                     disorder resulting in recurring pain or
                                                  with the terms ‘‘bladder pain                           diagnostic techniques.9 The Act and our                discomfort in the bladder and pelvic
                                                  syndrome’’ and ‘‘painful bladder                        regulations further require that medical               region. The AUA and other medical
                                                  syndrome.’’ When we refer to IC in this                 evidence establishing an MDI consist of                experts characterize IC, in part, as an
                                                  SSR, we include IC/BPS and IC/PBS.                      signs, symptoms, and laboratory                        unpleasant sensation (pain, pressure,
                                                                                                          findings. Thus, we cannot determine                    discomfort) perceived to be related to
                                                     The AUA has developed guidelines
                                                                                                          that a person who has IC is disabled on                the urinary bladder, associated with
                                                  providing a clinical framework for
                                                                                                          the basis of his or her statement of                   lower urinary tract symptoms of more
                                                  diagnosing and treating IC/BPS.3 These
                                                                                                                                                                 than six weeks duration, in the absence
                                                  guidelines use a definition of IC                                                                              of infection or other identifiable causes.
                                                  accepted by the Society for                               4 Hanno, P. and Dmochowski, R., Status of
                                                                                                                                                                 IC is most common in women and
                                                  Urodynamics and Female Urology: ‘‘An                    international consensus on interstitial cystitis/
                                                                                                          bladder pain syndrome/painful bladder syndrome:        sometimes occurs before age 18.11 It is
                                                  unpleasant sensation (pain, pressure,                   2008 snapshot, Neurology and Urodynamics,              not unusual for people to have
                                                  discomfort) perceived to be related to                  Apr;28(4), 274–286 (2009).                             prodromal (early predictive) symptoms
                                                  the urinary bladder, associated with                      5 See NIDDK National Kidney and Urologic
                                                                                                                                                                 years or decades before they get IC.
                                                  lower urinary tract symptoms of more                    Diseases Information Clearinghouse, ‘‘Interstitial
                                                                                                          Cystitis/Painful Bladder Syndrome’’ (2013)             Prodromal symptoms may include
                                                  than six weeks duration, in the absence                 available at: http://kidney.niddk.nih.gov/             periodic episodes of urinary frequency,
                                                  of infection or other identifiable                      KUDiseases/pubs/interstitialcystitis/index.aspx.       bladder pain, or pelvic pain.
                                                                                                            6 Gillenwater, J.Y., et al., Summary of the
                                                                                                                                                                    B. In accordance with the AUA
                                                  sequential evaluation process we use to determine       National Institute of Arthritis, Diabetes, Digestive
                                                                                                          and Kidney Diseases Workshop on Interstitial           guidelines, a physician should make a
                                                  disability in those claims. 20 CFR 404.1520 and
                                                  416.920. The policy interpretations in this SSR         Cystitis, National Institutes of Health, Bethesda,     diagnosis of IC only after reviewing the
                                                  apply to all cases in which we must make                Maryland, August 28–29, 1987, The Journal of           person’s medical history and
                                                  determinations about disability, including claims of    Urology, Jul;140(1), 203–206 (1988).                   conducting a physical examination. The
                                                                                                            7 We adapted the AUA and NIDDK descriptions
                                                  children (that is, people who have not attained age                                                            physician should also conduct
                                                  18) who apply for benefits based on disability under    of IC, which are mainly symptom-based, because
                                                  title XVI of the Act, disability redeterminations for   the Act and our regulations require a claimant to      laboratory tests to rule out certain
                                                  children who became eligible for Supplemental           establish by objective medical evidence (that is,      medical conditions that may result in
                                                  Security Income under title XVI as a child and who      medical signs and laboratory findings) that he or      the same or similar symptoms. For
                                                  were eligible for such benefits for the month before    she has a medically determinable impairment. See
                                                                                                          223(d)(5)(A) and 1614(a)(3)(D) of the Act, 20 CFR
                                                                                                                                                                 example, the AUA guidelines
                                                  the month in which they attained age 18, and to
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                                                  continuing disability reviews of adults and children    404.1508 and 416.908, and SSR 96–4p: Titles II and     recommend a basic laboratory
                                                  under titles II and XVI of the Act. 20 CFR 404.1594,    XVI: Symptoms, Medically Determinable Physical
                                                  416.924, 416.987, 416.994, and 416.994a.                and Mental Impairments, and Exertional and               10 See sections 223(d)(5)(A) and 1614(a)(3)(D) of
                                                     3 Hanno, P.M., et al., Diagnosis and treatment of    Nonexertional Limitations, 61 FR 34388 (1996) (also    the Act; 20 CFR 404.1508 and 416.908; and SSR 96–
                                                  interstitial cystitis/bladder pain syndrome,            available at: http://www.ssa.gov/OP_Home/rulings/      4p.
                                                  American Urological Association, (2014) (available      di/01/SSR96-04-di-01.html).                              11 See NIDDK National Kidney and Urologic
                                                                                                            8 See 20 CFR 404.1505 and 416.905.
                                                  at: http://www.auanet.org/common/pdf/education/                                                                Diseases Information Clearinghouse (available at:
                                                  clinical-guidance/IC-Bladder-Pain-Syndrome-               9 See sections 223(d)(3) and 1614(a)(3)(D) of the    http://kidney.niddk.nih.gov/KUDiseases/pubs/
                                                  Revised.pdf).                                           Act, and 20 CFR 404.1508 and 416.908.                  interstitialcystitis/index.aspx).



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                                                                              Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices                                                       14217

                                                  examination that includes urinalysis                    evidence must document that this                            3. Other symptoms. In addition to
                                                  and urine culture. NIDDK notes that                     physician reviewed the person’s                          chronic pain and urinary urgency or
                                                  diagnostic tests physicians may also use                medical history and conducted a                          frequency or both, the person may
                                                  to rule out other conditions include                    physical examination, and that his or                    report additional IC symptoms, such as:
                                                  cystoscopy, biopsy of the bladder wall                  her diagnosis is not inconsistent with                      • Suprapubic tenderness on physical
                                                  and urethra, distention of the bladder                  the other substantial evidence in the                    examination;
                                                  under anesthesia, and, in men, culture                  person’s case record.15 However, we                         • Sexual dysfunction (including
                                                  of prostate secretions.12                               cannot rely on the physician’s diagnosis                 dyspareunia);
                                                     C. IC may co-occur with fibromyalgia,                alone to establish an MDI of IC. The                        • Sleep dysfunction; and
                                                  chronic fatigue syndrome, irritable                     physician may make a diagnosis of IC                        • Chronic fatigue or tiredness.
                                                  bowel syndrome, inflammatory bowel                      based only on the person’s reported                         C. Medical signs. Medical signs can
                                                  disease, vulvodynia, chronic headaches,                 symptoms, after examining the person                     support a diagnosis of IC and help
                                                  Sjögren’s syndrome, endometriosis, or                  and ruling out other diseases that could                 establish the MDI. These signs include
                                                  systemic lupus erythematosus.                           cause the symptoms. Thus, as                             the following, which can be detected
                                                     D. Treatments for IC are mostly                      previously mentioned, there must also                    during a medical procedure that
                                                  directed at symptom control. They                       be medical signs or laboratory findings                  stretches the bladder with fluid
                                                  include, but are not limited to: Changes                to establish an MDI of IC.                               (cystoscopy under anesthesia with
                                                  in diet; physical therapy and pelvic                       3. If we cannot establish that a person               bladder distention): 17
                                                  floor strengthening exercises; stress                   has an MDI of IC, but there is evidence                     1. Fibrosis (bladder-wall stiffening);
                                                  management; bladder distention;                         of another MDI, we will not evaluate the                    2. Diffuse glomerulations (pinpoint
                                                  bladder instillation; oral drugs, such as               impairment under this SSR. Instead, we                   bleeding caused by recurrent irritation)
                                                  prescription drugs indicated for IC (for                will evaluate it under the rules that                    on the bladder wall; and
                                                  example, Elmiron and dimethyl                           apply for that impairment.                                  3. Hunner’s ulcers (patches of broken
                                                  sulfoxide), antidepressants,                               B. Symptoms. IC symptoms may vary                     skin) on the bladder wall.18
                                                  antihistamines, antacids, anticoagulants,               in incidence, duration, and severity                        D. Laboratory findings. Laboratory test
                                                  and narcotic analgesics; transcutaneous                 from person to person, and even in the                   findings can also support a diagnosis of
                                                  electrical nerve stimulation; and                       same person. For example, a woman’s                      IC. We will make every reasonable effort
                                                  surgery, such as substitution cystoplasty               symptoms may worsen around the time                      to obtain the results of appropriate
                                                  or urinary diversion with or without                    of menstruation. Symptoms of IC                          laboratory testing. However, we will not
                                                  cystectomy. Treatment is not effective                  include, but are not limited to:                         purchase complex, costly, or invasive
                                                  for everyone because response varies                       1. Pain. People who have IC report                    tests. Some laboratory tests and findings
                                                  among patients.                                         chronic bladder and pelvic pain,                         are more widely used and accepted than
                                                                                                          pressure, and discomfort. This pain may                  others. The following laboratory
                                                  II. How does a person establish an MDI                  range from mild discomfort to extreme                    findings can help establish an MDI of
                                                  of IC?                                                  distress. The intensity of the pain may                  IC:
                                                  A. General                                              increase as the bladder fills and                           1. Repeated sterile urine cultures
                                                     1. A person can establish that he or                 decrease as it empties. In addition to                   while IC symptoms continue;
                                                                                                          bladder and pelvic pain, people with IC                     2. Positive potassium sensitivity test
                                                  she has an MDI of IC by providing
                                                                                                          may experience vaginal, testicular,                      (Parson’s test); 19 and
                                                  appropriate evidence from an acceptable
                                                                                                          penile, low back, or thigh pain.                            3. Antiproliferative factor (APF)
                                                  medical source.13 A licensed physician
                                                                                                             2. Urinary urgency and frequency.                     accumulation in the urine.20
                                                  (a medical or osteopathic doctor) is the
                                                                                                          People who have IC may report an                            E. Other signs and findings. Because
                                                  only acceptable medical source who can
                                                                                                          urgent need to urinate (urgency) or a                    of the ongoing research into the etiology
                                                  provide evidence establishing an MDI of
                                                                                                          frequent need to urinate (frequency), or                 and manifestations of IC, the medical
                                                  IC. This acceptable medical source often
                                                                                                          both. Some people with severe cases of                   criteria discussed above are only
                                                  is the person’s treating source(s) who
                                                                                                          IC may need to void as often as 60 times                 examples of signs and laboratory
                                                  makes the diagnosis of IC. A treating
                                                                                                          per day, including nighttime urinary                     findings that help establish an MDI of
                                                  source(s) may be the person’s own
                                                                                                          frequency (nocturia) with associated                     IC; they are not all-inclusive. As
                                                  physician or other acceptable medical
                                                                                                          sleep disruption.16                                      medical research advances regarding IC,
                                                  source who provides, or has provided,
                                                                                                                                                                   we may rely on other signs and
                                                  medical evaluation or treatment and                        15 We use the term ‘‘not inconsistent’’ to indicate
                                                                                                                                                                   laboratory findings to help establish an
                                                  who has, or has had, an ongoing                         that a diagnosis of IC need not be supported directly    MDI of IC. For example, gene studies are
                                                  treatment relationship with the                         by all the other evidence (that is, it does not have
                                                                                                          to be consistent with all the other evidence) as long    exploring whether there are various
                                                  person.14
                                                                                                          as there is no other substantial evidence in the case
                                                     2. We generally will rely on the                     record that contradicts or conflicts with the            http://kidney.niddk.nih.gov/KUDiseases/pubs/
                                                  judgment of a licensed physician who                    diagnosis. Whether a diagnosis of IC is ‘‘not            interstitialcystitis/index.aspx.) As used by the
                                                  has made a diagnosis of IC. The                         inconsistent’’ with the other substantial evidence is    NIDDK, the word ‘‘severe’’ is not meant in the same
                                                                                                          a judgment that adjudicators must make in each           sense that we use the word to describe a severe
                                                    12 Descriptions of these tests are available at
                                                                                                          case. In situations in which the diagnosis of IC is      impairment at the second step of our sequential
                                                                                                          inconsistent with the other substantial evidence in      evaluation process.
                                                  http://kidney.niddk.nih.gov/kudiseases/pubs/            the person’s case record, the adjudicator may              17 We will not purchase this procedure to
                                                  interstitialcystitis/#diagnosis. Evidence that a        determine that the diagnosis is not entitled to
                                                  physician used any of these tests or other laboratory                                                            establish an MDI of IC because it is an invasive
                                                                                                          ‘‘controlling weight’’ in establishing whether the
                                                  tests to make a diagnosis of IC (that is, to rule out                                                            procedure.
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                                                                                                          person has an MDI. However, the adjudicator
                                                  other diseases that could explain the person’s          should not reject the diagnosis, but instead must
                                                                                                                                                                     18 Hunner’s ulcers are rare and may be present in

                                                  symptoms) helps establish the existence of an MDI       weigh it using all of the factors provided in 20 CFR     only 5–10 percent of individuals with IC.
                                                  of IC.                                                  404.1527 and 416.927. See SSR 96–2p, Titles II and         19 Although validated by some studies, the
                                                    13 See 20 CFR 404.1513(a) and 416.913(a).                                                                      potassium sensitivity test is not yet recommended
                                                                                                          XVI: Giving Controlling Weight to Treating Source
                                                    14 We may consider an acceptable medical source       Medical Opinions, 61 FR 34492 2006 (also available       for routine clinical use and can be painful for the
                                                  who has treated or evaluated the person only a few      at: http://www.socialsecurity.gov/OP_Home/               patient. We will not purchase this procedure to
                                                  times or only after long intervals (for example,        rulings/di/01/SSR96-02-di-01.html).                      establish an MDI of IC because it is an invasive
                                                  twice a year) to be a treating source. See 20 CFR          16 See NIDDK National Kidney and Urologic             procedure.
                                                  404.1502 and 416.902.                                   Diseases Information Clearinghouse (available at:          20 Physicians do not routinely measure APF.




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                                                  14218                       Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices

                                                  subtypes of IC. Thus, we may document                   therapists are examples of these other                   take one or more actions to try to resolve
                                                  the existence of IC as an MDI with                      medical sources.                                         the insufficiency: 26
                                                  medical signs and laboratory findings                      3. Information from nonmedical                           • We may recontact the person’s
                                                  other than those listed above, provided                 sources can also help us evaluate the                    treating or other source(s) to see if the
                                                  such evidence is consistent with                        severity of a person’s IC.23 This                        information we need is available;
                                                  medically accepted clinical practice and                information may help us assess the                          • We may request additional existing
                                                  the other evidence in the case record.                  person’s ability to function day-to-day                  records from treating or other sources;
                                                     F. Mental conditions. People who                     and over time. It may also help us when                     • We may ask the person or others for
                                                  have IC may report ongoing mental                       we make findings about credibility of                    more information; or
                                                  conditions directly associated with their               the person’s allegations about symptoms                     • We may purchase a consultative
                                                  IC. For example, a person may report                    and their effects. Examples of                           examination (CE) at our expense.27
                                                  having anxiety or depression associated                 nonmedical sources include:                                 2. When we are unable to resolve an
                                                  with IC symptoms of chronic bladder                        • Spouses, parents, siblings, other                   insufficiency in the evidence, and we
                                                  and pelvic pain, and urinary urgency,                   relatives, neighbors, friends, and clergy;               need to determine whether the person
                                                  frequency, or both. When these mental                      • Past employers, rehabilitation                      has an MDI of IC or is disabled, we may
                                                  conditions are documented by mental                     counselors, and teachers; and                            make a determination or decision based
                                                  status examination(s) or psychological                     • Statements from SSA and State                       on the evidence we have.28
                                                  testing, they may constitute medical                    agency personnel who interviewed the                        C. How do we resolve conflicts in the
                                                  signs or (in the case of psychological                  person.                                                  evidence? Conflicting evidence in the
                                                  testing) laboratory findings that help                     4. Before we make a determination                     medical record is not unusual in cases
                                                  establish an MDI of IC.21                               whether or not the person is disabled,                   of IC due to the complicated diagnostic
                                                  III. How do we document IC?                             we will make every reasonable effort to                  process involved. We will consider
                                                                                                          develop his or her complete medical                      conflicting medical evidence in
                                                     A. General. In cases of alleged IC, we
                                                                                                          history and help the person get medical                  accordance with our rules.29
                                                  generally need to have longitudinal
                                                                                                          reports from his or her medical sources.
                                                  evidence because symptoms, signs, and                                                                            IV. How do we evaluate a person’s
                                                                                                          Generally, we will request evidence
                                                  laboratory findings of IC may fluctuate                                                                          statements about his or her symptoms
                                                                                                          from the person’s medical sources for
                                                  in frequency and severity and may                                                                                and functional limitations?
                                                                                                          the 12-month period preceding the
                                                  continue over a period of months or                                                                                Generally, we follow a two-step
                                                                                                          month of application unless there is
                                                  years.                                                                                                           symptom evaluation process:
                                                     1. Longitudinal clinical records                     reason to believe that development of an
                                                                                                          earlier period is necessary, or unless the                 A. First step of the symptom
                                                  reflecting ongoing medical evaluation
                                                                                                          alleged onset of disability is less than 12              evaluation process. There must be
                                                  and treatment from the person’s medical
                                                                                                          months before the date of application.24                 medical signs or laboratory findings that
                                                  sources, especially treating sources, are
                                                                                                             5. When the alleged onset of disability               show the person has an MDI(s) which
                                                  extremely helpful in documenting the
                                                  presence of any signs or laboratory                     secondary to IC occurred less than 12                    we could reasonably expect to produce
                                                  findings, as well as the person’s                       months before adjudication, we must                      the pain or other symptoms alleged.30 If
                                                  limitations over time. The longitudinal                 evaluate the medical evidence and                        we find that a person has an MDI that
                                                  record should contain medical                           project the degree of impairment                         we could reasonably expect to produce
                                                  observations, information about                         severity that is likely to exist at the end              the alleged symptoms, the first step of
                                                  treatment, the person’s response to                     of 12 months.25 Information about the                    our two-step process for evaluating
                                                  treatment, and a detailed description of                person’s treatment and response to                       symptoms is satisfied.
                                                  how the impairment affects the person’s                 treatment, including any medical source                    B. Second step of the symptom
                                                  ability to function.                                    opinions about the person’s prognosis at                 evaluation process. After finding that
                                                     2. In addition to obtaining evidence                 the end of 12 months, helps us decide                    the MDI could reasonably be expected
                                                  from a physician, we may request                        whether to expect an MDI of IC to be of                  to produce the alleged symptoms, we
                                                  evidence from other acceptable medical                  disabling severity for at least 12                       evaluate the intensity and persistence of
                                                  sources, such as psychologists, both to                 consecutive months.                                      the person’s symptoms and determine
                                                  determine whether the person has                                                                                 the extent to which they limit the
                                                                                                          B. What do we do if there is insufficient                person’s functional capacity for work. In
                                                  another MDI(s) and to evaluate the                      evidence to determine whether the
                                                  severity and functional effects of IC in                                                                         evaluating the intensity, persistence,
                                                                                                          person has an MDI of IC or is disabled?                  and functionally limiting effects of
                                                  combination with other impairments the
                                                  person may have. Under our regulations                    1. When there is insufficient evidence                 symptoms, we consider all of the
                                                  and SSR 06–03p, we also may consider                    for us to determine whether the person                   evidence in the case record, including
                                                  evidence from other medical sources we                  has an MDI of IC or is disabled, we may                  the person’s daily activities;
                                                  do not consider acceptable medical
                                                                                                                                                                     26 See  20 CFR 404.1520b(c) and 416.920b(c).
                                                  sources to help us evaluate the severity                   23 See 20 CFR 404.1513(d)(2–4) and 416.913(d)(2–
                                                                                                                                                                     27 See
                                                                                                          4), and also SSR 06–03p.                                           20 CFR 404.1520b(c)(3), and
                                                  and functional effects of the                                                                                    416.920b(c)(3). The type of CE we purchase will
                                                                                                             24 See 20 CFR 404.1512(d) and 416.912(d).
                                                  impairment(s).22 Nurse practitioners,                      25 To meet the statutory requirement for              depend on the nature of the person’s symptoms and
                                                  physician assistants, and physical                      ‘‘disability,’’ a person must have been unable to        the extent of the evidence already in the case
                                                                                                          engage in any substantial gainful activity because of    record. For example, we may purchase a CE to help
                                                    21 See20 CFR 404.1528 and 416.928.                    any medically determinable physical or mental            evaluate depression, anxiety, or other mental
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                                                    22 See                                                impairment that is expected to result in death or        conditions associated with the person’s IC. We may
                                                          20 CFR 404.1513(d)(1), 416.913(d)(1); SSR
                                                                                                          that has lasted or can be expected to last for a         purchase a CE without recontacting a person’s
                                                  06–03p: Titles II and XVI: Considering Opinions
                                                  and Other Evidence from Sources Who Are Not             continuous period of not less than 12 months. Thus,      treating or other source if the source cannot provide
                                                  ‘‘Acceptable Medical Sources’’ in Disability Claims;    the existence of an impairment(s) for 12 continuous      the necessary information or the information is not
                                                  Considering Decisions on Disability by Other            months is not controlling; rather, it is the existence   available from the source. See 20 CFR 404.1519a(b)
                                                  Governmental and Nongovernmental Agencies, 71           of a disabling impairment that has lasted or can be      and 416.919a(b).
                                                                                                                                                                      28 See 20 CFR 404.1520b(d) and 416.920b(d).
                                                  FR 45593 (2006) (also available at: http://             expected to last for at least 12 months that meets
                                                                                                                                                                      29 See 20 CFR 404.1520b and 416.920b.
                                                  www.ssa.gov/OP_Home/rulings/di/01/SSR2006-03-           the duration requirement of the Act. See 20 CFR
                                                  di-01.html).                                            404.1509 and 416.909.                                       30 See 20 CFR 404.1520, 416.920, and 416.924.




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                                                                              Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices                                                      14219

                                                  medications or other treatments the                     engaged in substantial gainful activity,               we must make an assessment of the
                                                  person uses, or has used, to alleviate                  we will find that he or she is not                     person’s residual functional capacity
                                                  symptoms; the nature and frequency of                   disabled.                                              (RFC). The RFC assessment must be
                                                  the person’s attempts to obtain medical                    B. Step 2. If we find that a person with            based on all the relevant evidence in the
                                                  treatment for symptoms; and statements                  IC has an MDI that meets the duration                  record.38 In assessing RFC related to an
                                                  by other people about the person’s                      requirement,33 and the person alleges                  MDI of IC, we must consider all of the
                                                  symptoms. We will make a finding                        pain and other symptoms consistent                     person’s impairment-related symptoms
                                                  about the extent to which symptoms,                     with IC, we must consider these                        in deciding how such symptoms may
                                                  such as pain, affect his or her capacity                symptoms in deciding whether the                       affect functional capacity.39 For
                                                  to perform basic work activities.31 When                person’s impairment is ‘‘severe’’ at step              example, many people with IC have
                                                  we need additional information to                       2 of the sequential evaluation process,                chronic pelvic pain, which can affect
                                                  assess the person’s statements about                    and at any later steps reached in the                  the ability to focus and sustain attention
                                                  symptoms and their effects, we will                     sequential evaluation process. If we find              on the task at hand. Nocturia may
                                                  make every reasonable effort to obtain                  that the person’s pain, urinary urgency                disrupt sleeping patterns and lead to
                                                  available information that could shed                   or urinary frequency, or other symptoms                drowsiness and lack of mental clarity
                                                  light on the person’s statements.                       have more than a minimal effect on a                   during the day. Urinary frequency can
                                                  V. How do we find a person disabled                     person’s ability to perform basic work                 necessitate trips to the bathroom as
                                                  based on an MDI of IC?                                  activities, we must find that the person               often as every 10 to 15 minutes, day and
                                                                                                          has a ‘‘severe’’ impairment.34                         night. Consequently, some individuals
                                                    Once we establish that a person has                      C. Step 3. When we find that a person
                                                  an MDI of IC, we will consider this MDI                                                                        with IC essentially may confine
                                                                                                          with IC has a severe MDI, we must                      themselves to their homes. After we
                                                  in the sequential evaluation process to                 proceed to step three and consider the
                                                  determine whether the person is                                                                                consider such impairment-related
                                                                                                          medical severity of the impairment(s).                 symptoms and we make our RFC
                                                  disabled.32 As we explain in section VI                 At this step, we consider whether a
                                                  below, we consider the severity of the                                                                         assessment, our evaluation must
                                                                                                          person’s impairment(s) meets or equals                 proceed to the fourth step of the
                                                  impairment, whether the impairment                      in severity one of the impairments in
                                                  meets or medically equals the                                                                                  sequential evaluation process, unless an
                                                                                                          the Listing of Impairments.35 IC is not                expedited process applies.40 If
                                                  requirements of a listed impairment,                    a listed impairment; therefore, we
                                                  and whether the impairment prevents                                                                            necessary, we then proceed to the fifth
                                                                                                          cannot find that a person with IC alone                step of the sequential evaluation
                                                  the person from doing his or her past                   has an impairment that meets a listing.
                                                  relevant work or other work that exists                                                                        process.41 If we do not use an expedited
                                                                                                          However, we will compare the specific                  process, we must determine whether the
                                                  in significant numbers in the national                  findings in each case to any pertinent
                                                  economy.                                                                                                       person’s impairment(s) precludes the
                                                                                                          listing to determine whether medical                   performance of past relevant work
                                                  VI. How do we use the sequential                        equivalence may exist.36 We also may                   (unless we determine that there was no
                                                  evaluation process to evaluate IC?                      find medical equivalence if the person                 past relevant work). If we determine that
                                                                                                          has multiple impairments, including IC,                the person’s impairment(s) precludes
                                                    We adjudicate claims involving IC
                                                                                                          none of which meets or medically                       performance of past relevant work or
                                                  using the sequential evaluation process,
                                                                                                          equals the requirements of a listing, but              there was no past relevant work, we
                                                  just as we do for any impairment. Once
                                                                                                          the combination of impairments is                      must make a finding about the person’s
                                                  we find that an MDI(s) exists (see
                                                                                                          medically equivalent in severity to a                  ability to perform other work. We must
                                                  section II), we must establish the
                                                                                                          listed impairment. In cases in which a                 apply the usual vocational
                                                  severity of the impairment(s) based on
                                                                                                          person with IC has psychological                       considerations in determining the
                                                  the totality of signs, symptoms, and
                                                                                                          manifestations related to IC, we must                  person’s ability to perform other work.42
                                                  laboratory findings, and the effects of
                                                                                                          consider whether the person’s
                                                  the impairment(s), including any related
                                                                                                          impairment meets or equals the severity
                                                  symptoms, on the person’s ability to                                                                              38 See 20 CFR 404.1545(a) and 416.945(a), and
                                                                                                          of any impairment in the mental                        also SSR 96–8p: Titles II and XVI: Assessing
                                                  function. Additionally, several other
                                                                                                          disorders listings (see section IIF).37                Residual Functional Capacity in Initial Claims, 61
                                                  disorders may share characteristics                        D. Steps 4 and 5. For those                         FR 34474 (1996) (also available at http://
                                                  similar to those of IC. When there is                   impairments that do not meet or                        www.ssa.gov/OP_Home/rulings/di/01/SSR96-08-di-
                                                  evidence of the potential presence of                   medically equal the severity of a listing,
                                                                                                                                                                 01.html). Our RFC assessments must consider the
                                                  another disorder that may adequately                                                                           person’s maximum ability to do sustained work
                                                                                                                                                                 activities in an ordinary work setting on a regular
                                                  explain the person’s symptoms, it may                     33 See  20 CFR 404.1509 and 416.909.                 and continuous basis. Generally, a ‘‘regular and
                                                  be necessary to pursue additional                         34 See  SSR 96–3p: Titles II and XVI: Considering    continuous basis’’ means eight hours a day, for five
                                                  medical or other development. As                        Allegations of Pain and Other Symptoms in              days a week, or an equivalent work schedule of 40
                                                  mentioned, if we cannot find that the                   Determining Whether a Medically Determinable           hours per week. In cases involving IC, chronic
                                                                                                          Impairment Is Severe, 61 FR 34468 (1996) (also         fatigue may affect the person’s physical and mental
                                                  person has an MDI of IC but there is                                                                           ability to sustain work activity, and this may be
                                                                                                          available at: http://www.ssa.gov/OP_Home/rulings/
                                                  evidence of another MDI, we will not                    di/01/SSR96-03-di-01.html).                            especially true in cases involving urinary
                                                  evaluate the impairment under this SSR.                    35 See 20 CFR, part 404, subpart P, appendix 1.     frequency.
                                                  Instead, we will evaluate it under the                     36 In evaluating title XVI claims for disability       39 See 20 CFR 404.1529(d) and 416.929(d), and

                                                  rules that apply for that impairment.                   benefits for people under age 18, we will consider     SSR 96–7p.
                                                                                                                                                                    40 See 20 CFR 404.1520(h) and 416.920(h).
                                                    A. Step 1. We consider the person’s                   whether the impairment(s) functionally equals the
                                                                                                          listings. See 20 CFR 416.926a. For example, the           41 The fourth and fifth steps of the sequential
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                                                  work activity. If a person with IC is                   functional limitations of IC, by itself or in          evaluation process are not applicable to claims for
                                                                                                          combination with another impairment(s), may            benefits under title XVI for people under age 18.
                                                    31 See 20 CFR 404.1529 and 416.929. See also SSR      establish an extreme limitation in one broad area of   See 20 CFR 416.924.
                                                  96–7p: Titles II and XVI: Evaluation of Symptoms        functioning (for example, attending and completing        42 See 20 CFR 404.1560–404.1569a and 416.960–
                                                  in Disability Claims: Assessing the Credibility of an   tasks) or marked limitation in two broad areas (for    416.969a, and SSR 11–2p: Titles II and XVI:
                                                  Individual’s Statements, 61 FR 34483 (1996) (also       example, attending and completing tasks, and           Documenting and Evaluating Disability in Young
                                                  available at: http://www.socialsecurity.gov/OP_         interacting or relating with others).                  Adults, 76 FR 56263 (2011) (also available at
                                                  Home/rulings/di/01/SSR96-07-di-01.html).                   37 See sections 12.00 and 112.00 of 20 CFR, part    http://www.ssa.gov/OP_Home/rulings/di/01/
                                                    32 See 20 CFR 404.1520, 416.920, and 416.924.         404, subpart P, appendix 1.                            SSR2011-02-di-01.html).



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                                                  14220                       Federal Register / Vol. 80, No. 52 / Wednesday, March 18, 2015 / Notices

                                                     1. Pain and other symptoms                           or static impairments, and the person’s               DEPARTMENT OF TRANSPORTATION
                                                  associated with IC may result in                        vocational factors.
                                                  exertional limitations that prevent a                     Effective Date: This SSR is effective               Federal Motor Carrier Safety
                                                  person from doing a full range of                       on March 18, 2015.                                    Administration
                                                  unskilled work in one or more of the                                                                          [Docket No. FMCSA–2013–0022]
                                                  exertional categories in appendix 2 of                    Cross-References: SSR 82–63: Titles II
                                                  subpart P of part 404 (appendix 2).43                   and XVI: Medical-Vocational Profiles
                                                                                                                                                                Qualification of Drivers; Exemption
                                                  People with IC may also have                            Showing an Inability To Make an
                                                                                                                                                                Applications; Vision
                                                  nonexertional physical or mental                        Adjustment to Other Work; SSR 83–12:
                                                  limitations because of their pain or                    Titles II and XVI: Capability To Do                   AGENCY: Federal Motor Carrier Safety
                                                  other symptoms.44 Some may have                         Other Work—The Medical-Vocational                     Administration (FMCSA), DOT.
                                                  environmental restrictions, which are                   Rules as a Framework for Evaluating                   ACTION: Notice of renewal of
                                                  also nonexertional.                                     Exertional Limitations Within a Range                 exemptions; request for comments.
                                                                                                          of Work or Between Ranges of Work;
                                                     2. Exertional and nonexertional                                                                            SUMMARY:   FMCSA announces its
                                                                                                          SSR 83–14: Titles II and XVI: Capability
                                                  limitations resulting from IC may affect                                                                      decision to renew the exemptions from
                                                                                                          To Do Other Work—The Medical-
                                                  the person’s ability to perform routine                                                                       the vision requirement in the Federal
                                                                                                          Vocational Rules as a Framework for
                                                  movement and necessary physical                                                                               Motor Carrier Safety Regulations for 11
                                                                                                          Evaluating a Combination of Exertional
                                                  activity in the work environment, such                                                                        individuals. FMCSA has statutory
                                                                                                          and Nonexertional Impairments; SSR
                                                  as sitting, standing, walking, lifting,                                                                       authority to exempt individuals from
                                                                                                          85–15: Titles II and XVI: Capability To
                                                  carrying, pushing, and pulling. These                                                                         the vision requirement if the
                                                                                                          Do Other Work—The Medical-
                                                  limitations may also affect the person’s                                                                      exemptions granted will not
                                                                                                          Vocational Rules as a Framework for
                                                  ability to do postural functions, such as                                                                     compromise safety. The Agency has
                                                                                                          Evaluating Solely Nonexertional
                                                  climbing, balancing, stooping, and                                                                            concluded that granting these
                                                                                                          Impairments; SSR 96–2p, Titles II and
                                                  crouching, or they may affect the                                                                             exemption renewals will provide a level
                                                                                                          XVI: Giving Controlling Weight to
                                                  person’s ability to tolerate extreme heat,                                                                    of safety that is equivalent to or greater
                                                                                                          Treating Source Medical Opinions; SSR
                                                  humidity, or hazards.                                                                                         than the level of safety maintained
                                                                                                          96–3p, Titles II and XVI: Considering
                                                     3. Adjudicators must be alert to the                 Allegations of Pain and Other                         without the exemptions for these
                                                  possibility that there may be exertional                Symptoms in Determining Whether a                     commercial motor vehicle (CMV)
                                                  or nonexertional (for example, postural                 Medically Determinable Impairment Is                  drivers.
                                                  or environmental) limitations that erode                Severe; SSR 96–4p, Titles II and XVI:                 DATES:  This decision is effective April
                                                  a person’s occupational base sufficiently               Symptoms, Medically Determinable                      16, 2015. Comments must be received
                                                  to preclude the use of a rule in appendix               Physical and Mental Impairments, and                  on or before April 17, 2015.
                                                  2 to direct a decision. In such cases,                  Exertional and Nonexertional
                                                  adjudicators must use the rules in                                                                            ADDRESSES: You may submit comments
                                                                                                          Limitations; SSR 96–5p, Titles II and                 bearing the Federal Docket Management
                                                  appendix 2 as a framework for decision-                 XVI: Medical Source Opinions on Issues
                                                  making and may need to consult a                                                                              System (FDMS) numbers: Docket No.
                                                                                                          Reserved to the Commissioner; SSR 96–                 [Docket No. FMCSA–2013–0022], using
                                                  vocational resource.45                                  7p, Titles II and XVI: Evaluation of                  any of the following methods:
                                                     E. Continuing disability reviews. In                 Symptoms in Disability Claims:                          • Federal eRulemaking Portal: Go to
                                                  those cases in which we find that a                     Assessing the Credibility of an                       http://www.regulations.gov. Follow the
                                                  person has a disability based on IC, we                 Individual’s Statements; SSR 96–8p,                   on-line instructions for submitting
                                                  will conduct an appropriate continuing                  Titles II and XVI: Assessing Residual                 comments.
                                                  disability review as required by law.46                 Functional Capacity in Initial Claims;                  • Mail: Docket Management Facility;
                                                  For this review, we take into account                   SSR 96–9p, Titles II and XVI:                         U.S. Department of Transportation, 1200
                                                  relevant individual case facts, such as                 Determining Capability to Do Other                    New Jersey Avenue SE., West Building
                                                  the combined severity of other chronic                  Work—Implications of a Residual                       Ground Floor, Room W12–140,
                                                                                                          Functional Capacity for Less Than a                   Washington, DC 20590–0001.
                                                    43 See SSR 83–12: Title II and SVI: Capability To     Full Range of Sedentary Work; SSR 06–                   • Hand Delivery or Courier: West
                                                  Do Other Work—The Medical-Vocational Rules as           03p, Titles II and XVI: Considering                   Building Ground Floor, Room W12–140,
                                                  a Framework for Evaluating Exertional Limitations       Opinions and Other Evidence from
                                                  Within a Range of Work or Between Ranges of Work                                                              1200 New Jersey Avenue SE.,
                                                  (available at http://www.socialsecurity.gov/OP_         Sources Who Are Not ‘‘Acceptable                      Washington, DC, between 9 a.m. and 5
                                                  Home/rulings/di/02/SSR83-12-di-02.html).                Medical Sources’’ in Disability Claims;               p.m., Monday through Friday, except
                                                    44 See SSR 85–15: Titles II and XVI: Capability To    Considering Decisions on Disability by                Federal Holidays.
                                                  Do Other Work—Medical-Vocational Rules as a             Other Governmental and
                                                  Framework for Evaluating Solely Nonexertional                                                                   • Fax: 1–202–493–2251.
                                                  Impairments (available at: http://
                                                                                                          Nongovernmental Agencies; SSR 12–2p,                    Instructions: Each submission must
                                                  www. social security. gov/OP_Home/rulings/di/02/        Titles II and XVI: Evaluation of                      include the Agency name and the
                                                  SSR85-15-di-02.html).                                   Fibromyalgia; SSR 14–1p, Titles II and                docket number for this notice. Note that
                                                    45 See SSR 83–12; SSR 83–14: Titles II and XVI:
                                                                                                          XVI: Evaluating Cases Involving Chronic               DOT posts all comments received
                                                  Capability To Do Other Work—The Medical-                Fatigue Syndrome (CFS); and Program
                                                  Vocational Rules as a Framework for Evaluating a                                                              without change to http://
                                                  Combination of Exertional and Nonexertional             Operations Manual System (POMS) DI                    www.regulations.gov, including any
                                                  Impairments (available at http://www.social             22505.001, DI 22505.003, DI 24505.003,
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                                                                                                                                personal information included in a
                                                  security.gov/OP_Home/rulings/di/02/SSR83-14-di-         DI 24510.057, DI 24515.012, DI                        comment. Please see the Privacy Act
                                                  02.html); SSR 85–15; and SSR 96–9p, Titles II and       24515.061–DI 24515.063, DI 24515.066,
                                                  XVI: Determining Capability to Do Other Work—                                                                 heading below.
                                                  Implications of a Residual Functional Capacity for      DI 24515.067, DI 24515.075, DI                          Docket: For access to the docket to
                                                  Less Than a Full Range of Sedentary Work, 61 FR         24555.001, DI 25010.001, and DI                       read background documents or
                                                  34478 (July 2, 1996) (also available at http://www.     25025.001.                                            comments, go to http://
                                                  socialsecurity.gov/OP_Home/rulings/di/01/SSR96-
                                                  09-di-01.html).                                         [FR Doc. 2015–05680 Filed 3–17–15; 8:45 am]           www.regulations.gov at any time or
                                                    46 See 20 CFR 404.1594, 416.994, and 416.994a.        BILLING CODE 4191–02–P                                Room W12–140 on the ground level of


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Document Created: 2018-02-21 09:39:44
Document Modified: 2018-02-21 09:39:44
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of Social Security Ruling (SSR).
DatesEffective Date: March 18, 2015.
ContactCheryl Williams, Office of Medical Policy, Social Security Administration, 6401 Security Boulevard, Baltimore, Maryland 21235-6401, (410) 965-1020.
FR Citation80 FR 14215 

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