80_FR_14445 80 FR 14392 - Office of Direct Service and Contracting Tribes; Tribal Management Grant Program

80 FR 14392 - Office of Direct Service and Contracting Tribes; Tribal Management Grant Program

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service

Federal Register Volume 80, Issue 53 (March 19, 2015)

Page Range14392-14401
FR Document2015-06353

Federal Register, Volume 80 Issue 53 (Thursday, March 19, 2015)
[Federal Register Volume 80, Number 53 (Thursday, March 19, 2015)]
[Notices]
[Pages 14392-14401]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-06353]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Indian Health Service


Office of Direct Service and Contracting Tribes; Tribal 
Management Grant Program

    Announcement Type: New and Competing Continuation.
    Funding Announcement Number: HHS-2015-IHS-TMD-0001.
    Catalog of Federal Domestic Assistance Number: 93.228.

Key Dates

    Application Deadline Date: June 3, 2015.
    Review Date: June 22-26, 2015.
    Earliest Anticipated Start Date: September 1, 2015.
    Signed Tribal Resolutions Due Date: June 19, 2015.
    Proof of Non-Profit Status Due Date: June 3, 2015.

I. Funding Opportunity Description

Statutory Authority

    The Indian Health Service (IHS) is accepting competitive grant 
applications for the Tribal Management Grant (TMG) program. This 
program is authorized under 25 U.S.C. 450h(b)(2) and 25 U.S.C. 450h(e) 
of the Indian Health Self-Determination and Education Assistance Act 
(ISDEAA), Public Law (Pub. L.) 93-638, as amended. This program is 
described in the Catalog of Federal Domestic Assistance (CFDA) under 
93.228.

[[Page 14393]]

Background

    The TMG Program is a competitive grant program that is capacity 
building and developmental in nature and has been available for 
Federally-recognized Indian Tribes and Tribal organizations (T/TO) 
since shortly after the passage of the ISDEAA in 1975. It was 
established to assist T/TO to assume all or part of existing IHS 
programs, functions, services, and activities (PFSA) and further 
develop and improve their health management capability. The TMG Program 
provides competitive grants to T/TO to establish goals and performance 
measures for current health programs; assess current management 
capacity to determine if new components are appropriate; analyze 
programs to determine if T/TO management is practicable; and develop 
infrastructure systems to manage or organize PFSA.

Purpose

    The purpose of this IHS grant announcement is to announce the 
availability of the TMG Program to enhance and develop health 
management infrastructure and assist T/TO in assuming all or part of 
existing IHS PSFA through a Title I contract and assist established 
Title I contractors and Title V compactors to further develop and 
improve their management capability. In addition, TMGs are available to 
T/TO under the authority of 25 U.S.C. 450h(e) for: (1) Obtaining 
technical assistance from providers designated by the T/TO (including 
T/TO that operate mature contracts) for the purposes of program 
planning and evaluation, including the development of any management 
systems necessary for contract management and the development of cost 
allocation plans for indirect cost rates; and (2) planning, designing, 
monitoring, and evaluation of Federal programs serving the T/TO, 
including Federal administrative functions.

II. Award Information

Type of Award

    Grant.

Estimated Funds Available

    The total amount of funding identified for the current fiscal year 
(FY) 2015 is approximately $2,412,000. Individual award amounts are 
anticipated to be between $50,000 and $100,000. The amount of funding 
available for competing and continuation awards issued under this 
announcement is subject to the availability of appropriations and 
budgetary priorities of the Agency. The IHS is under no obligation to 
make awards that are selected for funding under this announcement.

Anticipated Number of Awards

    Approximately 16-18 awards will be issued under this program 
announcement.

Project Period

    The project periods vary based on the project type selected. 
Project periods could run from one, two, or three years and will run 
consecutively from the earliest anticipated start date of September 1, 
2015 through August 31, 2016 for one year projects; September 1, 2015 
through August 31, 2017 for two year projects; and September 1, 2015 
through August 31, 2018 for three year projects. Please refer to 
``Eligible TMG Project Types, Maximum Funding Levels and Project 
Periods'' below for additional details. State the number of years for 
the project period and include the exact dates.

III. Eligibility Information

1. Eligibility

    Eligible Applicants: ``Indian Tribes'' and ``Tribal organizations'' 
(T/TO) as defined by the ISDEAA are eligible to apply for the TMG 
Program. The definitions for each entity type are outlined below. Only 
one application per T/TO is allowed.
    Definitions: ``Indian Tribe'' means any Indian tribe, band, nation, 
or other organized group or community, including any Alaska Native 
village or regional or village corporation as defined in or established 
pursuant to the Alaska Native Claims Settlement Act (85 Stat. 688) [43 
U.S.C. Sec.  1601 et seq.], which is recognized as eligible for the 
special programs and services provided by the United States to Indians 
because of their status as Indians. 25 U.S.C. Sec.  450b(e).
    ``Tribal organization'' means the recognized governing body of any 
Indian tribe; any legally established organization of Indians which is 
controlled, sanctioned, or chartered by such governing body or which is 
democratically elected by the adult members of the Indian community to 
be served by such organization and which includes the maximum 
participation of Indians in all phases of its activities. 25 U.S.C. 
Sec.  450b(l).
    Tribal organizations must provide proof of non-profit status.
    Eligible TMG Project Types, Maximum Funding Levels and Project 
Periods: The TMG Program consists of four project types: (1) 
Feasibility study; (2) planning; (3) evaluation study; and (4) health 
management structure. Applicants may submit applications for one 
project type only. Applicants must state the project type selected. 
Applications that address more than one project type will be considered 
ineligible. The maximum funding levels noted include both direct and 
indirect costs. Applicant budgets may not exceed the maximum funding 
level or project period identified for a project type. Applicants whose 
budget or project period exceed the maximum funding level or project 
period will be deemed ineligible and will not be reviewed. Please refer 
to Section IV.5, ``Funding Restrictions'' for further information 
regarding ineligible project activities.
    1. FEASIBILITY STUDY (Maximum funding/project period: $70,000/12 
months)
    The Feasibility Study must include a study of a specific IHS 
program or segment of a program to determine if Tribal management of 
the program is possible. The study shall present the planned approach, 
training, and resources required to assume Tribal management of the 
program. The study must include the following four components:
     Health needs and health care services assessments that 
identify existing health care services and delivery systems, program 
divisibility issues, health status indicators, unmet needs, volume 
projections, and demand analysis.
     Management analysis of existing management structures, 
proposed management structures, implementation plans and requirements, 
and personnel staffing requirements and recruitment barriers.
     Financial analysis of historical trends data, financial 
projections and new resource requirements for program management costs 
and analysis of potential revenues from Federal/non-Federal sources.
     Decision statement/report that incorporates findings, 
conclusions and recommendations; the presentation of the study and 
recommendations to the Tribal governing body for determination 
regarding whether Tribal assumption of program(s) is desirable or 
warranted.
    2. PLANNING (Maximum funding/project period: $50,000/12 months)
    Planning projects entail a collection of data to establish goals 
and performance measures for the operation of current health programs 
or anticipated PFSA under a Title I contract. Planning projects will 
specify the design of health programs and the management systems 
(including appropriate policies and procedures) to accomplish the 
health

[[Page 14394]]

priorities of the T/TO. For example, planning projects could include 
the development of a Tribal Specific Health Plan or a Strategic Health 
Plan, etc. Please note that updated Healthy People information and 
Healthy People 2020 objectives are available in electronic format at 
the following Web site: http://www.health.gov/healthypeople/publications. The Public Health Service (PHS) encourages applicants 
submitting strategic health plans to address specific objectives of 
Healthy People 2020.
    3. EVALUATION STUDY (Maximum funding/project period: $50,000/12 
months)
    The Evaluation Study must include a systematic collection, 
analysis, and interpretation of data for the purpose of determining the 
value of a program. The extent of the evaluation study could relate to 
the goals and objectives, policies and procedures, or programs 
regarding targeted groups. The evaluation study could also be used to 
determine the effectiveness and efficiency of a Tribal program 
operation (i.e., direct services, financial management, personnel, data 
collection and analysis, third-party billing, etc.), as well as to 
determine the appropriateness of new components of a Tribal program 
operation that will assist Tribal efforts to improve their health care 
delivery systems.
    4. HEALTH MANAGEMENT STRUCTURE (Average funding/project period: 
$100,000/12 months; maximum funding/project period: $300,000/36 months)
    The first year maximum funding level is limited to $150,000 for 
multi-year projects. The Health Management Structure component allows 
for implementation of systems to manage or organize PFSA. Management 
structures include health department organizations, health boards, and 
financial management systems, including systems for accounting, 
personnel, third-party billing, medical records, management information 
systems, etc. This includes the design, improvement, and correction of 
management systems that address weaknesses identified through quality 
control measures, internal control reviews, and audit report findings 
under required financial audits and ISDEAA requirements.
    For the minimum standards for the management systems used by Indian 
T/TO when carrying out self-determination contracts, please see 25 CFR 
part 900, Contracts Under the Indian Self-Determination and Education 
Assistance Act, Subpart F--``Standards for Tribal or Tribal 
Organization Management Systems,'' Sec. Sec.  900.35-900.60. For 
operational provisions applicable to carrying out Self-Governance 
compacts, please see 42 CFR part 137, Tribal Self-Governance, Subpart 
I,--``Operational Provisions'' Sec. Sec.  137.160-137.220.
    Please see Section IV ``Application and Submission Information'' 
for information on how to obtain a copy of the TMG application package.
    To be eligible for this ``New/Competing Continuation 
Announcement,'' an applicant must be one of the following as defined by 
25 U.S.C. 450b:
    i. An Indian Tribe, as defined by 25 U.S.C. 450b(e); or
    ii. A Tribal organization, as defined by 25 U.S.C. 450b(l).

    Note:  Please refer to Section IV.2 (Application and Submission 
Information/Subsection 2, Content and Form of Application 
Submission) for additional proof of applicant status documents 
required such as Tribal resolutions, proof of non-profit status, 
etc.

2. Cost Sharing or Matching

    The IHS does not require matching funds or cost sharing for grants 
or cooperative agreements.

3. Other Requirements

    If application budgets exceed the highest dollar amount outlined 
under the ``Estimated Funds Available'' section within this funding 
announcement, the application will be considered ineligible and will 
not be reviewed for further consideration. If deemed ineligible, IHS 
will not return the application. The applicant will be notified by 
email by the Division of Grants Management (DGM) of this decision.
    The following documentation is required:
Tribal Resolution
    A. Signed Tribal Resolution--A signed Tribal resolution of the 
Indian Tribes served by the project must accompany the electronic 
application submission. An Indian Tribe or Tribal organization that is 
proposing a project affecting another Indian Tribe must include 
resolutions from all affected Tribes to be served. Applications by 
Tribal organizations will not require a specific Tribal resolution if 
the current Tribal resolution(s) under which they operate would 
encompass the proposed grant activities.
    Draft Tribal resolutions are acceptable in lieu of an official 
signed resolution and must be submitted along with the electronic 
application submission prior to the official application deadline date 
or prior to the start of the Objective Review Committee (ORC) date. 
However, an official signed Tribal resolution must be received by the 
DGM prior to the beginning of the Objective Review. If an official 
signed resolution is not received by the Review Date listed under the 
Key Dates section on page one of this announcement, the application 
will be considered incomplete and ineligible.
    B. The official signed resolution can be mailed to the DGM, Attn: 
Mr. Pallop Chareonvootitam, Grants Management Specialist (GMS), 801 
Thompson Avenue, TMP Suite 360, Rockville, MD 20852. Applicants 
submitting Tribal resolutions after or aside from the required online 
electronic application submission must ensure that the information is 
received by the IHS/DGM. It is highly recommended that the 
documentation be sent by a delivery method that includes delivery 
confirmation and tracking. Please contact Mr. Pallop Chareonvootitam, 
GMS, by telephone at (301) 443-5204 prior to the review date regarding 
submission questions.
    C. Tribal organizations applying for technical assistance and/or 
training grants must submit documentation that the Tribal organization 
is applying upon the request of the Indian Tribe/Tribes it intends to 
serve.
    D. Documentation for Priority I participation requires a copy of 
the Federal Register notice or letter from the Bureau of Indian Affairs 
verifying establishment of Federally-recognized Tribal status within 
the last five years. The date on the documentation must reflect that 
Federal recognition was received during or after March 2010.
    E. Documentation for Priority II participation requires a copy of 
the most current transmittal letter and Attachment A from the 
Department of Health and Human Services (HHS), Office of Inspector 
General (OIG), National External Audit Review Center (NEAR). See 
``FUNDING PRIORITIES'' below for more information. If an applicant is 
unable to locate a copy of the most recent transmittal letter or needs 
assistance with audit issues, information or technical assistance may 
be obtained by contacting the IHS, Office of Finance and Accounting, 
Division of Audit at (301) 443-1270, or the NEAR help line at (800) 
732-0679 or (816) 426-7720. Federally-recognized Indian Tribes or 
Tribal organizations not subject to Single Audit Act requirements must 
provide a financial statement identifying the Federal dollars in the 
footnotes. The financial statement must also identify specific 
weaknesses/recommendations that will be addressed in the TMG proposal 
and that are

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related to 25 CFR part 900, subpart F--``Standards for Tribal and 
Tribal Organization Management Systems.''
    F. Documentation of Consortium participation--If an Indian Tribe 
submitting an application is a member of an eligible intertribal 
consortium, the Tribe must:

--Identify the consortium.
--Indicate if the consortium intends to submit a TMG application.
--Demonstrate that the Tribe's application does not duplicate or 
overlap any objectives of the consortium's application.
--Identify all consortium member Tribes.
--Identify if any of the member Tribes intend to submit a TMG 
application of their own.
--Demonstrate that the consortium's application does not duplicate or 
overlap any objectives of the other consortium members who may be 
submitting their own TMG application.

    FUNDING PRIORITIES: The IHS has established the following funding 
priorities for TMG awards:
     PRIORITY I--Any Indian Tribe that has received Federal 
recognition (including restored, funded, or unfunded) within the past 
five years, specifically received during or after March 2009, will be 
considered Priority I.
     PRIORITY II--Federally-recognized Indian Tribes or Tribal 
organizations submitting a competing continuation application or a new 
application for the sole purpose of addressing audit material 
weaknesses will be considered Priority II.
    Priority II participation is only applicable to the Health 
Management Structure project type. For more information, see ``Eligible 
TMG Project Types, Maximum Funding Levels and Project Periods'' in 
Section II.
     PRIORITY III--Eligible Direct Service and Title I 
Federally-recognized Indian Tribes or Tribal organizations submitting a 
competing continuation application or a new application will be 
considered Priority III.
     PRIORITY IV--Eligible Title V Self Governance Federally-
recognized Indian Tribes or Tribal organizations submitting a competing 
continuation or a new application will be considered Priority IV.
    The funding of approved Priority I applicants will occur before the 
funding of approved Priority II applicants. Priority II applicants will 
be funded before approved Priority III applicants. Priority III 
applicants will be funded before Priority IV applicants. Funds will be 
distributed until depleted.
    The following definitions are applicable to the PRIORITY II 
category:
    Audit finding means deficiencies which the auditor is required by 
45 CFR 75.516, to report in the schedule of findings and questioned 
costs.
    Material weakness--``Statements on Auditing Standards 115'' defines 
material weakness as a deficiency, or combination of deficiencies, in 
internal control, such that there is a reasonable possibility that a 
material misstatement of the entity's financial statements will not be 
prevented, or detected and corrected on a timely basis.
    Significant deficiency--Statements on Auditing Standards 115 
defines significant deficiency as a deficiency, or a combination of 
deficiencies, in internal control that is less severe than a material 
weakness, yet important enough to merit attention by those charged with 
governance.
    The audit findings are identified in Attachment A of the 
transmittal letter received from the HHS/OIG/NEAR. Please identify the 
material weaknesses to be addressed by underlining the item(s) listed 
on the Attachment A.
    Federally-recognized Indian Tribes or Tribal organizations not 
subject to Single Audit Act requirements must provide a financial 
statement identifying the Federal dollars received in the footnotes. 
The financial statement should also identify specific weaknesses/
recommendations that will be addressed in the TMG proposal and that are 
related to 25 CFR part 900, subpart F--``Standards for Tribal and 
Tribal Organization Management Systems.''
Proof of Non-Profit Status
    Organizations claiming non-profit status must submit proof. A copy 
of the 501(c)(3) Certificate must be received with the application 
submission by the Application Deadline Date listed under the Key Dates 
section on page one of this announcement.
    An applicant submitting any of the above additional documentation 
after the initial application submission due date is required to ensure 
the information was received by the IHS by obtaining documentation 
confirming delivery (i.e. FedEx tracking, postal return receipt, etc.).

IV. Application and Submission Information

1. Obtaining Application Materials

    The application package and detailed instructions for this 
announcement can be found at http://www.Grants.gov or https://www.ihs.gov/dgm/index.cfm?module=dsp_dgm_funding
    Questions regarding the electronic application process may be 
directed to Mr. Paul Gettys at (301) 443-2114.

2. Content and Form Application Submission

    The applicant must include the project narrative as an attachment 
to the application package. Mandatory documents for all applicants 
include:
     Table of contents.
     Abstract (one page) summarizing the project.
     Application forms:
    [cir] SF-424, Application for Federal Assistance.
    [cir] SF-424A, Budget Information--Non-Construction Programs.
    [cir] SF-424B, Assurances--Non-Construction Programs.
     Budget Justification and Narrative (must be single spaced 
and not exceed five pages).
     Project Narrative (must be single spaced and not exceed 15 
pages).
    [cir] Background information on the organization.
    [cir] Proposed scope of work, objectives, and activities that 
provide a description of what will be accomplished, including a one-
page Timeframe Chart.
     Tribal Resolution. (Submission of either a final signed 
resolution or a draft resolution with the initial application is 
mandatory. If submitting a draft resolution, it is the applicant's 
responsibility to ensure that the final signed resolution is submitted 
prior to the objective review of applications date.)
     501(c)(3) Certificate (if applicable).
     Position Descriptions for Key Personnel.
     Contractor/Consultant resumes or qualifications and scope 
of work.
     Disclosure of Lobbying Activities (SF-LLL).
     Certification Regarding Lobbying (GG-Lobbying Form).
     Copy of current Negotiated Indirect Cost rate (IDC) 
agreement (required) in order to receive IDC.
     Organizational Chart (optional).
     Documentation of current required Financial Audit (if 
applicable).
    Acceptable forms of documentation include:
    [cir] Email confirmation from Federal Audit Clearinghouse (FAC) 
that audits were submitted; or
    [cir] Face sheets from audit reports. These can be found on the FAC 
Web site: http://harvester.census.gov/sac/dissem/accessoptions.html?submit=Go+To+Database.
Public Policy Requirements
    All Federal-wide public policies apply to IHS grants and 
cooperative

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agreements with exception of the Discrimination policy.
Requirements for Project and Budget Narratives
    A. Project Narrative: This narrative should be a separate Word 
document that is no longer than 15 pages and must: be single-spaced, be 
type written, have consecutively numbered pages, use black type not 
smaller than 12 characters per one inch, and be printed on one side 
only of standard size 8\1/2\'' x 11'' paper.
    Be sure to succinctly address and answer all questions listed under 
the narrative and place them under the evaluation criteria (refer to 
Section V.1, Evaluation criteria in this announcement) and place all 
responses and required information in the correct section (noted 
below), or they shall not be considered or scored. These narratives 
will assist the ORC in becoming familiar with the applicant's 
activities and accomplishments prior to this grant award. If the 
narrative exceeds the page limit, only the first 15 pages will be 
reviewed. The 15-page limit for the narrative does not include the work 
plan, standard forms, Tribal resolutions, table of contents, budget, 
budget justifications, narratives, and/or other appendix items.
    There are three parts to the narrative: Part A--Program 
Information; Part B--Program Planning and Evaluation; and Part C--
Program Report. See below for additional details about what must be 
included in the narrative.
Part A: Program Information (2 page limitation)
    Section 1: Needs
    Describe how the T/TO has determined the need to either enhance or 
develop its management capability to either assume PFSAs or not in the 
interest of self-determination. Note the progression of previous TMG 
projects/awards if applicable.
Part B: Program Planning and Evaluation (11 page limitation)
    Section 1: Program Plans
    Describe fully and clearly the direction the T/TO plans to take 
with the selected TMG project type in addressing their health 
management infrastructure including how the T/TO plans to demonstrate 
improved health and services to the community or communities it serves. 
Include proposed timelines.
    Section 2: Program Evaluation
    Describe fully and clearly the improvements that will be made by 
the T/TO that will impact their management capability or prepare them 
for future improvements to their organization that will allow them to 
manage their health care system and identify the anticipated or 
expected benefits for the Tribe.
Part C: Program Report (2 page limitation)
    Section 1: Describe major accomplishments over the last 24 months.
    Please identify and describe significant program achievements 
associated with the delivery of quality health services. Provide a 
comparison of the actual accomplishments to the goals established for 
the project period, or if applicable, provide justification for the 
lack of progress.
    Section 2: Describe major activities over the last 24 months.
    Please identify and summarize recent major health related project 
activities of the work done during the project period.
    B. Budget Narrative: This narrative must include a line item budget 
with a narrative justification for all expenditures identifying 
reasonable and allowable costs necessary to accomplish the goals and 
objectives as outlined in the project narrative. Budget should match 
the scope of work described in the project narrative. The page 
limitation should not exceed five pages.

3. Submission Dates and Times

    Applications must be submitted electronically through Grants.gov by 
11:59 p.m. Eastern Standard Time (EST) on the Application Deadline Date 
listed in the Key Dates section on page one of this announcement. Any 
application received after the application deadline will not be 
accepted for processing, nor will it be given further consideration for 
funding. Grants.gov will notify the applicant via email if the 
application is rejected.
    If technical challenges arise and assistance is required with the 
electronic application process, contact Grants.gov Customer Support via 
email to [email protected] or at (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays). If problems persist, contact Mr. Paul Gettys, DGM 
([email protected]) at (301) 443-2114. Please be sure to contact Mr. 
Gettys at least ten days prior to the application deadline. Please do 
not contact the DGM until you have received a Grants.gov tracking 
number. In the event you are not able to obtain a tracking number, call 
the DGM as soon as possible.
    If the applicant needs to submit a paper application instead of 
submitting electronically through Grants.gov, a waiver must be 
requested. Prior approval must be requested and obtained from Ms. Tammy 
Bagley, Acting Director of DGM, (see Section IV.6 below for additional 
information). The waiver must: (1) Be documented in writing (emails are 
acceptable), before submitting a paper application, and (2) include 
clear justification for the need to deviate from the required 
electronic grants submission process. A written waiver request must be 
sent to [email protected] with a copy to [email protected]. Once 
the waiver request has been approved, the applicant will receive a 
confirmation of approval email containing submission instructions and 
the mailing address to submit the application. A copy of the written 
approval must be submitted along with the hardcopy of the application 
that is mailed to DGM. Paper applications that are submitted without a 
copy of the signed waiver from the Acting Director of the DGM will not 
be reviewed or considered for funding. The applicant will be notified 
via email of this decision by the Grants Management Officer of the DGM. 
Paper applications must be received by the DGM no later than 5:00 p.m., 
EST, on the Application Deadline Date listed in the Key Dates section 
on page one of this announcement. Late applications will not be 
accepted for processing or considered for funding.

4. Intergovernmental Review

    Executive Order 12372 requiring intergovernmental review is not 
applicable to this program.

5. Funding Restrictions

     Pre-award costs are not allowable.
     The available funds are inclusive of direct and 
appropriate indirect costs.
     Only one grant will be awarded per applicant.
     IHS will not acknowledge receipt of applications.
     The TMG may not be used to support recurring operational 
programs or to replace existing public and private resources. Funding 
received under a recurring Public Law 93-638 contract cannot be totally 
supplanted or totally replaced. Exception is allowed to charge a 
portion or percentage of salaries of existing staff positions involved 
in implementing the TMG grant, if applicable. However, this percentage 
of TMG funding must reflect supplementation of funding for the project 
and not supplantation of existing ISDEAA contract funds. 
Supplementation is ``adding to a program'' whereas supplantation is 
``taking the place of'' funds. An entity cannot use the TMG funds to 
supplant

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the ISDEAA contract or recurring funding.
     Ineligible Project Activities--The inclusion of the 
following projects or activities in an application will render the 
application ineligible.
    [cir] Planning and negotiating activities associated with the 
intent of a Tribe to enter the IHS Self-Governance Project. A separate 
grant program is administered by the IHS for this purpose. Prospective 
applicants interested in this program should contact Mr. Jeremy 
Marshall, Policy Analyst, Office of Tribal Self-Governance, Indian 
Health Service, Reyes Building, 801 Thompson Avenue, Suite 240, 
Rockville, Maryland 20852, (301) 443-7821, and request information 
concerning the ``Tribal Self-Governance Program Planning Cooperative 
Agreement Announcement'' or the ``Negotiation Cooperative Agreement 
Announcement.''
    [cir] Projects related to water, sanitation, and waste management.
    [cir] Projects that include direct patient care and/or equipment to 
provide those medical services to be used to establish or augment or 
continue direct patient clinical care. Medical equipment that is 
allowable under the Special Diabetes Grant Program is not allowable 
under the TMG Program.
    [cir] Projects that include recruitment efforts for direct patient 
care services.
    [cir] Projects that include long-term care or provision of any 
direct services.
    [cir] Projects that include tuition, fees, or stipends for 
certification or training of staff to provide direct services.
    [cir] Projects that include pre-planning, design, and planning of 
construction for facilities, including activities relating to program 
justification documents.
    [cir] Projects that propose more than one project type. Refer to 
Section II, ``Award Information,'' specifically ``Eligible TMG Project 
Types, Maximum Funding Levels and Project Periods'' for more 
information. An example of a proposal with more than one project type 
that would be considered ineligible may include the creation of a 
strategic health plan (defined by TMG as a planning project type) and 
improving third-party billing structures (defined by TMG as a health 
management structure project type). Multi-year applications that 
include in the first year planning, evaluation, or feasibility 
activities with the remainder of the project years addressing 
management structure are also deemed ineligible.
    [cir] Any Alaska Native Village that is neither a Title I nor a 
Title V organization and does not have the legal authority to contract 
services under 450(b) of the ISDEAA as it is affiliated with one of the 
Alaska Health Corporations as a consortium member and has all of its 
IHS funding for the Village administered through an Alaska Health 
Corporation, a Title V compactor, is not eligible for consideration 
under the TMG program.
    Moreover, Congress has reenacted its moratorium in Alaska on new 
contracting under the ISDEAA with Alaska Native Tribes that do not 
already have contracts or compacts with the IHS under this Act. See the 
Consolidated Appropriations Act, 2014 (Jan. 17, 2014), Public Law 113-
76, 128 Stat. 5, 343-44:
    SEC. 424. (a) Notwithstanding any other provision of law and until 
October 1, 2018, the Indian Health Service may not disburse funds for 
the provision of health care services pursuant to Public Law 93-638 (25 
U.S.C. 450 et seq.) to any Alaska Native village or Alaska Native 
village corporation that is located within the area served by an Alaska 
Native regional health entity.
    Consequently, Alaska Native Villages will not have any opportunity 
to enter into an ISDEAA contract with the IHS until this law lapses on 
October 1, 2018.
     Other Limitations--A current TMG recipient cannot be 
awarded a new, renewal, or competing continuation grant for any of the 
following reasons:
    [cir] The grantee will be administering two TMGs at the same time 
or have overlapping project/budget periods;
    [cir] The current project is not progressing in a satisfactory 
manner;
    [cir] The current project is not in compliance with program and 
financial reporting requirements; or
    [cir] The applicant has an outstanding delinquent Federal debt. No 
award shall be made until either:
    [ssquf] The delinquent account is paid in full; or
    [ssquf] A negotiated repayment schedule is established and at least 
one payment is received.

6. Electronic Submission Requirements

    All applications must be submitted electronically. Please use the 
http://www.Grants.gov Web site to submit an application electronically 
and select the ``Find Grant Opportunities'' link on the homepage. 
Download a copy of the application package, complete it offline, and 
then upload and submit the completed application via the http://www.Grants.gov Web site. Electronic copies of the application may not 
be submitted as attachments to email messages addressed to IHS 
employees or offices.
    If the applicant receives a waiver to submit paper application 
documents, they must follow the rules and timelines that are noted 
below. The applicant must seek assistance at least ten days prior to 
the Application Deadline Date listed in the Key Dates section on page 
one of this announcement.
    Applicants that do not adhere to the timelines for System for Award 
Management (SAM) and/or http://www.Grants.gov registration or that fail 
to request timely assistance with technical issues will not be 
considered for a waiver to submit a paper application.
    Please be aware of the following:
     Please search for the application package in http://www.Grants.gov by entering the CFDA number or the Funding Opportunity 
Number. Both numbers are located in the header of this announcement.
     If you experience technical challenges while submitting 
your application electronically, please contact Grants.gov Support 
directly at: [email protected] or (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays).
     Upon contacting Grants.gov, obtain a tracking number as 
proof of contact. The tracking number is helpful if there are technical 
issues that cannot be resolved and a waiver from the agency must be 
obtained.
     If it is determined that a waiver is needed, the applicant 
must submit a request in writing (emails are acceptable) to 
[email protected] with a copy to [email protected]. Please 
include a clear justification for the need to deviate from the standard 
electronic submission process.
     If the waiver is approved, the application should be sent 
directly to the DGM by the Application Deadline Date listed in the Key 
Dates section on page one of this announcement.
     Applicants are strongly encouraged not to wait until the 
deadline date to begin the application process through Grants.gov as 
the registration process for SAM and Grants.gov could take up to 
fifteen working days.
     Please use the optional attachment feature in Grants.gov 
to attach additional documentation that may be requested by the DGM.
     All applicants must comply with any page limitation 
requirements described in this Funding Announcement.
     After electronically submitting the application, the 
applicant will receive an automatic acknowledgment from Grants.gov that 
contains a Grants.gov tracking number. The DGM will download the 
application from Grants.gov and provide necessary copies to the 
appropriate agency officials. Neither the DGM nor the Office of Direct

[[Page 14398]]

Service and Contracting Tribes will notify the applicant that the 
application has been received.
     Email applications will not be accepted under this 
announcement.
Universal Entity Identifier (UEI) Numbering System
    All IHS applicants and grantee organizations are required to obtain 
a UEI number and maintain an active registration in the SAM database. 
The UEI number is a unique 9-digit identification number which uniquely 
identifies each entity. The UEI number is site specific; therefore, 
each distinct performance site may be assigned a UEI number. Obtaining 
a UEI number is easy, and there is no charge. To obtain a UEI number, 
please contact Mr. Paul Gettys on (301) 443-2114.
    All HHS recipients are required by the Federal Funding 
Accountability and Transparency Act of 2006, as amended (``Transparency 
Act''), to report information on subawards. Accordingly, all IHS 
grantees must notify potential first-tier subrecipients that no entity 
may receive a first-tier subaward unless the entity has provided its 
UEI number to the prime grantee organization. This requirement ensures 
the use of a universal identifier to enhance the quality of information 
available to the public pursuant to the Transparency Act.
System for Award Management (SAM)
    Organizations that were not registered with Central Contractor 
Registration and have not registered with SAM will need to obtain a UEI 
number first and then access the SAM online registration through the 
SAM home page at https://www.sam.gov (U.S. organizations will also need 
to provide an Employer Identification Number from the Internal Revenue 
Service that may take an additional 2-5 weeks to become active). 
Completing and submitting the registration takes approximately one hour 
to complete and SAM registration will take 3-5 business days to 
process. Registration with the SAM is free of charge. Applicants may 
register online at https://www.sam.gov.
    Additional information on implementing the Transparency Act, 
including the specific requirements for UEI and SAM, can be found on 
the IHS Grants Management, Grants Policy Web site: https://www.ihs.gov/dgm/index.cfm?module=dsp_dgm_policy_topics.

V. Application Review Information

    The instructions for preparing the application narrative also 
constitute the evaluation criteria for reviewing and scoring the 
application. Weights assigned to each section are noted in parentheses. 
The 15-page narrative should include only the first year of activities; 
information for multi-year projects should be included as an appendix. 
See ``Multi-year Project Requirements'' at the end of this section for 
more information. The narrative section should be written in a manner 
that is clear to outside reviewers unfamiliar with prior related 
activities of the applicant. It should be well organized, succinct, and 
contain all information necessary for reviewers to understand the 
project fully. Points will be assigned to each evaluation criteria 
adding up to a total of 100 points. A minimum score of 60 points is 
required for funding. Points are assigned as follows:

1. Criteria

A. Introduction and Need for Assistance (20 points)
    (1) Describe the T/TO's current health operation. Include what 
programs and services are currently provided (i.e., Federally-funded, 
State-funded, etc.), information regarding technologies currently used 
(i.e., hardware, software, services, etc.), and identify the source(s) 
of technical support for those technologies (i.e., Tribal staff, Area 
Office, vendor, etc.). Include information regarding whether the T/TO 
has a health department and/or health board and how long it has been 
operating.
    (2) Describe the population to be served by the proposed project. 
Include the number of eligible IHS beneficiaries who currently use the 
services.
    (3) Describe the geographic location of the proposed project 
including any geographic barriers to the health care users in the area 
to be served.
    (4) Identify all TMGs received since FY 2010, dates of funding and 
a summary of project accomplishments. State how previous TMG funds 
facilitated the progression of health development relative to the 
current proposed project. (Copies of reports will not be accepted.)
    (5) Identify the eligible project type and priority group of the 
applicant.
    (6) Explain the need/reason for the proposed project by identifying 
specific gaps or weaknesses in services or infrastructure that will be 
addressed by the proposed project. Explain how these gaps/weaknesses 
have been assessed.
    (7) If the proposed project includes information technology (i.e., 
hardware, software, etc.), provide further information regarding 
measures taken or to be taken that ensure the proposed project will not 
create other gaps in services or infrastructure (i.e., negatively 
affect or impact IHS interface capability, Government Performance and 
Results Act reporting requirements, contract reporting requirements, 
Information Technology (IT) compatibility, etc.) if applicable.
    (8) Describe the effect of the proposed project on current programs 
(i.e., Federally-funded, State-funded, etc.) and, if applicable, on 
current equipment (i.e., hardware, software, services, etc.). Include 
the effect of the proposed project on planned/anticipated programs and/
or equipment.
    (9) Address how the proposed project relates to the purpose of the 
TMG Program by addressing the appropriate description that follows:
     Identify if the T/TO is an IHS Title I contractor. Address 
if the self-determination contract is a master contract of several 
programs or if individual contracts are used for each program. Include 
information regarding whether or not the Tribe participates in a 
consortium contract (i.e., more than one Tribe participating in a 
contract). Address what programs are currently provided through those 
contracts and how the proposed project will enhance the organization's 
capacity to manage the contracts currently in place.
     Identify if the T/TO is not a Title I organization. 
Address how the proposed project will enhance the organization's 
management capabilities, what programs and services the organization is 
currently seeking to contract and an anticipated date for contract.
     Identify if the T/TO is an IHS Title V compactor. Address 
when the T/TO entered into the compact and how the proposed project 
will further enhance the organization's management capabilities.
B. Project Objective(s), Work Plan and Approach (40 points)
    (1) Identify the proposed project objective(s) addressing the 
following:
     Objectives must be measureable and (if applicable) 
quantifiable.
     Objectives must be results oriented.
     Objectives must be time-limited.
    Example: By installing new third-party billing software, the Tribe 
will increase the number of bills processed by 15 percent at the end of 
12 months.
    (2) Address how the proposed project will result in change or 
improvement in program operations or processes for each proposed 
project objective. Also address what tangible products are expected 
from the project (i.e., policies and procedures manual, health plan, 
etc.).

[[Page 14399]]

    (3) Address the extent to which the proposed project will build 
local capacity to provide, improve, or expand services that address the 
need(s) of the target population.
    (4) Submit a work plan in the Appendix which includes the following 
information:
     Provide the action steps on a timeline for accomplishing 
the proposed project objective(s).
     Identify who will perform the action steps.
     Identify who will supervise the action steps taken.
     Identify what tangible products will be produced during 
and at the end of the proposed project.
     Identify who will accept and/or approve work products 
during the duration of the proposed project and at the end of the 
proposed project.
     Include any training that will take place during the 
proposed project and who will be providing and attending the training.
     Include evaluation activities planned in the work plans.
    (5) If consultants or contractors will be used during the proposed 
project, please include the following information in their scope of 
work (or note if consultants/contractors will not be used):
     Educational requirements.
     Desired qualifications and work experience.
     Expected work products to be delivered on a timeline. If a 
potential consultant/contractor has already been identified, please 
include a resume in the Appendix.
    (6) Describe what updates (i.e., revision of policies/procedures, 
upgrades, technical support, etc.) will be required for the continued 
success of the proposed project. Include when these updates are 
anticipated and where funds will come from to conduct the update and/or 
maintenance.
C. Program Evaluation (20 points)
    Each proposed objective requires an evaluation component to assess 
its progression and ensure its completion. Also, include the evaluation 
activities in the work plan.
    Describe the proposed plan to evaluate both outcomes and processes. 
Outcome evaluation relates to the results identified in the objectives, 
and process evaluation relates to the work plan and activities of the 
project.
    (1) For outcome evaluation, describe:
     What will the criteria be for determining success of each 
objective?
     What data will be collected to determine whether the 
objective was met?
     At what intervals will data be collected?
     Who will collect the data and their qualifications?
     How will the data be analyzed?
     How will the results be used?
    (2) For process evaluation, describe:
     How will the project be monitored and assessed for 
potential problems and needed quality improvements?
     Who will be responsible for monitoring and managing 
project improvements based on results of ongoing process improvements 
and their qualifications?
     How will ongoing monitoring be used to improve the 
project?
     Describe any products, such as manuals or policies, that 
might be developed and how they might lend themselves to replication by 
others.
     How will the organization document what is learned 
throughout the project period?
    (3) Describe any evaluation efforts planned after the grant period 
has ended.
    (4) Describe the ultimate benefit to the Tribe that is expected to 
result from this project. An example of this might be the ability of 
the Tribe to expand preventive health services because of increased 
billing and third party payments.
D. Organizational Capabilities, Key Personnel and Qualifications (15 
points)
    This section outlines the broader capacity of the organization to 
complete the project outlined in the work plan. It includes the 
identification of personnel responsible for completing tasks and the 
chain of responsibility for successful completion of the projects 
outlined in the work plan.
    (1) Describe the organizational structure of the T/TO beyond health 
care activities, if applicable.
    (2) Provide information regarding plans to obtain management 
systems if the T/TO does not have an established management system 
currently in place that complies with 25 CFR part 900, subpart F, 
``Standards for Tribal or Tribal Organization Management Systems.'' 
State if management systems are already in place and how long the 
systems have been in place.
    (3) Describe the ability of the organization to manage the proposed 
project. Include information regarding similarly sized projects in 
scope and financial assistance as well as other grants and projects 
successfully completed.
    (4) Describe what equipment (i.e., fax machine, phone, computer, 
etc.) and facility space (i.e., office space) will be available for use 
during the proposed project. Include information about any equipment 
not currently available that will be purchased through the grant.
    (5) List key personnel who will work on the project. Include all 
titles of key personnel in the work plan. In the Appendix, include 
position descriptions and resumes for all key personnel. Position 
descriptions should clearly describe each position and duties, 
indicating desired qualifications and experience requirements related 
to the proposed project. Resumes must indicate that the proposed staff 
member is qualified to carry out the proposed project activities. If a 
position is to be filled, indicate that information on the proposed 
position description.
    (6) Address how the T/TO will sustain the position(s) after the 
grant expires if the project requires additional personnel (i.e., IT 
support, etc.). State if there is no need for additional personnel.
    (7) If the personnel are to be only partially funded by this grant, 
indicate the percentage of time to be allocated to the project and 
identify the resources used to fund the remainder of the individual's 
salary.
E. Categorical Budget and Budget Justification (5 points)
    (1) Provide a categorical budget for each of the 12-month budget 
periods requested.
    (2) If indirect costs are claimed, indicate and apply the current 
negotiated rate to the budget. Include a copy of the rate agreement in 
the Appendix.
    (3) Provide a narrative justification explaining why each 
categorical budget line item is necessary and relevant to the proposed 
project. Include sufficient cost and other details to facilitate the 
determination of cost allowability (i.e., equipment specifications, 
etc.).
Multi-Year Project Requirements (if applicable)
    For projects requiring a second and/or third year, include only 
Year 2 and/or Year 3 narrative sections (objectives, evaluation 
components and work plan) that differ from those in Year 1. For every 
project year, include a full budget justification and a detailed, 
itemized categorical budget showing calculation methodologies for each 
item. The same weights and criteria which are used to evaluate a one-
year project or the first year of a multi-year project will be applied 
when evaluating the second and third years of a multi-year application. 
A weak second and/or third year submission could negatively impact the 
overall score of an application and result in elimination of the 
proposed second and/or third years with a

[[Page 14400]]

recommendation for only a one-year award.
Appendix Items
     Work plan, logic model and/or time line for proposed 
objectives.
     Position descriptions for key staff.
     Resumes of key staff that reflect current duties.
     Consultant or contractor proposed scope of work and letter 
of commitment (if applicable).
     Current Indirect Cost Agreement.
     Organizational chart.
     Additional documents to support narrative (i.e., data 
tables, key news articles, etc.).

2. Review and Selection

    Each application will be prescreened by the DGM staff for 
eligibility and completeness as outlined in the funding announcement. 
Applications that meet the eligibility criteria shall be reviewed for 
merit by the ORC based on evaluation criteria in this funding 
announcement. The ORC could be composed of both Tribal and Federal 
reviewers appointed by the IHS program to review and make 
recommendations on these applications. The technical review process 
ensures selection of quality projects in a national competition for 
limited funding. Incomplete applications and applications that are non-
responsive to the eligibility criteria will not be referred to the ORC. 
The applicant will be notified via email of this decision by the Grants 
Management Officer of the DGM. Applicants will be notified by DGM, via 
email, to outline minor missing components (i.e., budget narratives, 
audit documentation, key contact form) needed for an otherwise complete 
application. All missing documents must be sent to DGM on or before the 
due date listed in the email of notification of missing documents 
required.
    To obtain a minimum score for funding by the ORC, applicants must 
address all program requirements and provide all required 
documentation.

VI. Award Administration Information

1. Award Notices

    The Notice of Award (NoA) is a legally binding document signed by 
the Grants Management Officer and serves as the official notification 
of the grant award. The NoA will be initiated by the DGM in our grant 
system, GrantSolutions (https://www.grantsolutions.gov). Each entity 
that is approved for funding under this announcement will need to 
request or have a user account in GrantSolutions in order to retrieve 
their NoA. The NoA is the authorizing document for which funds are 
dispersed to the approved entities and reflects the amount of Federal 
funds awarded, the purpose of the grant, the terms and conditions of 
the award, the effective date of the award, and the budget/project 
period.
Disapproved Applicants
    Applicants who received a score less than the recommended funding 
level for approval (60 points required) and were deemed to be 
disapproved by the ORC, will receive an Executive Summary Statement 
from the Office of Direct Service and Contracting Tribes (ODSCT) within 
30 days of the conclusion of the ORC outlining the strengths and 
weaknesses of their application submitted. The ODSCT will also provide 
additional contact information as needed to address questions and 
concerns as well as provide technical assistance if desired.
Approved but Unfunded Applicants
    Approved but unfunded applicants that met the minimum scoring range 
and were deemed by the ORC to be ``Approved,'' but were not funded due 
to lack of funding, will have their applications held by DGM for a 
period of one year. If additional funding becomes available during the 
course of FY 2015 the approved but unfunded application may be re-
considered by the awarding program office for possible funding. The 
applicant will also receive an Executive Summary Statement from the IHS 
program office within 30 days of the conclusion of the ORC.

    Note: Any correspondence other than the official NoA signed by 
an IHS Grants Management Official announcing to the Project Director 
that an award has been made to their organization is not an 
authorization to implement their program on behalf of IHS.

2. Administrative Requirements

    Grants are administered in accordance with the following 
regulations, policies, and OMB cost principles:
    A. The criteria as outlined in this Program Announcement.
    B. Administrative Regulations for Grants:
     Uniform Administrative Requirements for Federal Awards 
located at 45 CFR part 75.
    C. Grants Policy:
     HHS Grants Policy Statement, Revised 01/07.
    D. Cost Principles:
     Uniform Administrative Requirements for Federal Awards, 
``Cost Principles,'' located at 45 CFR part 75, subpart E.
    E. Audit Requirements:
     Uniform Administrative Requirements for Federal Awards, 
``Audit Requirements,'' located at 45 CFR part 75, subpart F.

3. Indirect Costs

    This section applies to all grant recipients that request 
reimbursement of indirect costs (IDC) in their grant application. In 
accordance with HHS Grants Policy Statement, Part II-27, IHS requires 
applicants to obtain a current IDC rate agreement prior to award. The 
rate agreement must be prepared in accordance with the applicable cost 
principles and guidance as provided by the cognizant agency or office. 
A current rate covers the applicable grant activities under the current 
award's budget period. If the current rate is not on file with the DGM 
at the time of award, the IDC portion of the budget will be restricted. 
The restrictions remain in place until the current rate is provided to 
the DGM.
    Generally, IDC rates for IHS grantees are negotiated with the 
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the 
Department of Interior (Interior Business Center) http://www.doi.gov/ibc/services/Indirect_Cost_Services/index.cfm. For questions regarding 
the indirect cost policy, please call the Grants Management Specialist 
listed under ``Agency Contacts'' or the main DGM office at (301) 443-
5204.

4. Reporting Requirements

    The grantee must submit required reports consistent with the 
applicable deadlines. Failure to submit required reports within the 
time allowed may result in suspension or termination of an active 
grant, withholding of additional awards for the project, or other 
enforcement actions such as withholding of payments or converting to 
the reimbursement method of payment. Continued failure to submit 
required reports may result in one or both of the following: (1) The 
imposition of special award provisions; and (2) the non-funding or non-
award of other eligible projects or activities. This requirement 
applies whether the delinquency is attributable to the failure of the 
grantee organization or the individual responsible for preparation of 
the reports. Reports must be submitted electronically via 
GrantSolutions. Personnel responsible for submitting reports will be 
required to obtain a login and password for GrantSolutions. Please see 
the Agency Contacts list in section VII for the systems contact 
information.
    The reporting requirements for this program are noted below.

[[Page 14401]]

A. Progress Reports
    Program progress reports are required semi-annually within 30 days 
after the budget period ends. These reports must include a brief 
comparison of actual accomplishments to the goals established for the 
period, or, if applicable, provide sound justification for the lack of 
progress, and other pertinent information as required. A final report 
must be submitted within 90 days of expiration of the budget/project 
period.
B. Financial Reports
    Federal Financial Report FFR (SF-425), Cash Transaction Reports are 
due 30 days after the close of every calendar quarter to the Payment 
Management Services, HHS at: http://www.dpm.psc.gov. It is recommended 
that the applicant also send a copy of the FFR (SF-425) report to the 
Grants Management Specialist. Failure to submit timely reports may 
cause a disruption in timely payments to the organization.
    Grantees are responsible and accountable for accurate information 
being reported on all required reports: The Progress Reports and 
Federal Financial Report.
C. Federal Subaward Reporting System (FSRS)
    This award may be subject to the Transparency Act subaward and 
executive compensation reporting requirements of 2 CFR part 170.
    The Transparency Act requires the OMB to establish a single 
searchable database, accessible to the public, with information on 
financial assistance awards made by Federal agencies. The Transparency 
Act also includes a requirement for recipients of Federal grants to 
report information about first-tier subawards and executive 
compensation under Federal assistance awards.
    IHS has implemented a Term of Award into all IHS Standard Terms and 
Conditions, NoAs and funding announcements regarding the FSRS reporting 
requirement. This IHS Term of Award is applicable to all IHS grant and 
cooperative agreements issued on or after October 1, 2010, with a 
$25,000 subaward obligation dollar threshold met for any specific 
reporting period. Additionally, all new (discretionary) IHS awards 
(where the project period is made up of more than one budget period) 
and where: 1) the project period start date was October 1, 2010 or 
after and 2) the primary awardee will have a $25,000 subaward 
obligation dollar threshold during any specific reporting period will 
be required to address the FSRS reporting. For the full IHS award term 
implementing this requirement and additional award applicability 
information, visit the DGM Grants Policy Web site at: https://www.ihs.gov/dgm/index.cfm?module=dsp_dgm_policy_topics.
    Telecommunication for the hearing impaired is available at: TTY 
(301) 443-6394.

VII. Agency Contacts

    1. Questions on the programmatic issues may be directed to: Ms. 
Patricia Spotted Horse, Program Analyst, Office of Direct Service and 
Contracting Tribes, Indian Health Service, 801 Thompson Avenue, Suite 
220, Rockville, MD 20852-1609, Telephone: (301) 443-1104, Email: 
[email protected].
    2. Questions on grants management and fiscal matters may be 
directed to: Mr. Pallop Chareonvootitam, Grants Management Specialist, 
Office of Management Services, Division of Grants Management, 801 
Thompson Avenue, TMP Suite 360, Rockville, MD 20852-1609, Telephone: 
(301) 443-5204, Fax: (301) 443-9602, Email: 
[email protected].
    3. Questions on systems matters may be directed to: Mr. Paul 
Gettys, Grant Systems Coordinator, Office of Management Services, 
Division of Grants Management, 801 Thompson Avenue, TMP Suite 360, 
Rockville, MD 20852, Phone: (301) 443-2114; or the DGM main line (301) 
443-5204, Fax: (301) 443-9602, Email: [email protected].

VIII. Other Information

    The PHS strongly encourages all cooperative agreement and contract 
recipients to provide a smoke-free workplace and promote the non-use of 
all tobacco products. In addition, Public Law 103-227, the Pro-Children 
Act of 1994, prohibits smoking in certain facilities (or in some cases, 
any portion of the facility) in which regular or routine education, 
library, day care, health care, or early childhood development services 
are provided to children. This is consistent with the HHS mission to 
protect and advance the physical and mental health of the American 
people.

    Dated: March 12, 2015.
Robert G. McSwain,
Acting Director, Indian Health Service.
[FR Doc. 2015-06353 Filed 3-18-15; 8:45 am]
 BILLING CODE 4165-16-P



                                               14392                        Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices

                                               evidence that the illness, disability,                  8. James Kois, Latham, New York, Court of                  Court of Federal Claims No: 15–0167V
                                               injury, condition, or death described in                     Federal Claims No: 15–0109V                      38. Mamotabo Matshela, Chicago, Illinois,
                                               the petition is due to factors unrelated                9. Michael Perkins, Elgin, Illinois, Court of              Court of Federal Claims No: 15–0168V
                                                                                                            Federal Claims No: 15–0112V                      39. Jennifer L. Check, Memphis, Tennessee,
                                               to the administration of the vaccine
                                                                                                       10. Shanelle Mattus-Lang on behalf of D.J.W.,              Court of Federal Claims No: 15–0169V
                                               described in the petition,’’ and                             Santa Clara, California, Court of Federal        40. Thaddee Michaud, Rochester, New York,
                                                 2. Any allegation in a petition that the                   Claims No: 15–0113V                                   Court of Federal Claims No: 15–0170V
                                               petitioner either:                                      11. Michael D. Hudson, Huntsville, Texas,             41. Tyler Steen, Cedar Falls, Iowa, Court of
                                                 a. ‘‘Sustained, or had significantly                       Court of Federal Claims No: 15–0114V                  Federal Claims No: 15–0176V
                                               aggravated, any illness, disability,                    12. Adele Phillips, Syracuse, New York,               42. Britany Greek on behalf of C.T.G., Lake
                                               injury, or condition not set forth in the                    Court of Federal Claims No: 15–0115V                  City, Florida, Court of Federal Claims
                                               Vaccine Injury Table but which was                      13. Amanda Seiders and Adam Seiders on                     No: 15–0178V
                                               caused by’’ one of the vaccines referred                     behalf of H.S., Cypress, Texas, Court of         43. Francisco Tamez and Luz Tamez on
                                               to in the Table, or                                          Federal Claims No: 15–0117V                           behalf of E.T., Las Cruces, New Mexico,
                                                                                                       14. Carrie M. Broschart on behalf of Amelia                Court of Federal Claims No: 15–0181V
                                                 b. ‘‘Sustained, or had significantly
                                                                                                            F. Beaver, Danville, Pennsylvania, Court         44. Victor Fullerton, Cadillac, Michigan,
                                               aggravated, any illness, disability,                         of Federal Claims No: 15–0118V                        Court of Federal Claims No: 15–0182V
                                               injury, or condition set forth in the                   15. Terra Schaller, Portland, Oregon, Court of        45. Lynette Brayboy on behalf of L.B.,
                                               Vaccine Injury Table the first symptom                       Federal Claims No: 15–0120V                           Baraboo, Wisconsin, Court of Federal
                                               or manifestation of the onset or                        16. Christine Torres on behalf of L.T.,                    Claims No: 15–0183V
                                               significant aggravation of which did not                     Rochester, New York, Court of Federal            46. Mary E. Forde, Columbus, Ohio, Court of
                                               occur within the time period set forth in                    Claims No: 15–0124V                                   Federal Claims No: 15–0185V
                                               the Table but which was caused by a                     17. Kristie Roby, Sumter, Florida, Court of           47. Jered R. Anderson, Faribault, Minnesota,
                                               vaccine’’ referred to in the Table.                          Federal Claims No: 15–0125V                           Court of Federal Claims No: 15–0187V
                                                 In accordance with Section                            18. Joanne Jennings, Covington, Louisiana,
                                                                                                                                                             [FR Doc. 2015–06279 Filed 3–18–15; 8:45 am]
                                                                                                            Court of Federal Claims No: 15–0131V
                                               2112(b)(2), all interested persons may                  19. Madeline Moorman, Overland Park,                  BILLING CODE 4165–15–P
                                               submit written information relevant to                       Kansas, Court of Federal Claims No: 15–
                                               the issues described above in the case of                    0132V
                                               the petitions listed below. Any person                  20. Amy Lyn Vakalis, Baraboo, Wisconsin,              DEPARTMENT OF HEALTH AND
                                               choosing to do so should file an original                    Court of Federal Claims No: 15–0134V             HUMAN SERVICES
                                               and three (3) copies of the information                 21. Judith Jetson, Weaverville, North
                                               with the Clerk of the U.S. Court of                          Carolina, Court of Federal Claims No:            Indian Health Service
                                               Federal Claims at the address listed                         15–0138V
                                               above (under the heading ‘‘For Further                  22. Julie Reiling on behalf of G.R., Phoenix,         Office of Direct Service and
                                                                                                            Arizona, Court of Federal Claims No: 15–         Contracting Tribes; Tribal Management
                                               Information Contact’’), with a copy to                       0139V
                                               HRSA addressed to Director, Division of                                                                       Grant Program
                                                                                                       23. Virginia Ives, Portland, Oregon, Court of
                                               Injury Compensation Programs,                                Federal Claims No: 15–0140V                        Announcement Type: New and
                                               Healthcare Systems Bureau, 5600                         24 Bridgette Wiley, Conyers, Georgia, Court           Competing Continuation.
                                               Fishers Lane, Room 11C–26, Rockville,                        of Federal Claims No: 15–0141V
                                               MD 20857. The Court’s caption                           25. Paulette Cummins, Beverly Hills,                    Funding Announcement Number:
                                               (Petitioner’s Name v. Secretary of Health                    California, Court of Federal Claims No:          HHS–2015–IHS–TMD–0001.
                                               and Human Services) and the docket                           15–0142V                                           Catalog of Federal Domestic
                                               number assigned to the petition should                  26. Katelyn Garner, Baraboo, Wisconsin,               Assistance Number: 93.228.
                                                                                                            Court of Federal Claims No: 15–0143V
                                               be used as the caption for the written                  27. Timothy F. Grieb, Seattle, Washington,            Key Dates
                                               submission. Chapter 35 of title 44,                          Court of Federal Claims No: 15–0144V
                                               United States Code, related to                          28. Kimberly Norwood and Clifford Norwood               Application Deadline Date: June 3,
                                               paperwork reduction, does not apply to                       on behalf of Cassidi Norwood, Atlanta,           2015.
                                               information required for purposes of                         Georgia, Court of Federal Claims No: 15–           Review Date: June 22–26, 2015.
                                               carrying out the Program.                                    0145V
                                                                                                       29. Dorothy Gray, Phoenix, Arizona, Court of            Earliest Anticipated Start Date:
                                                Dated: March 13, 2015.                                                                                       September 1, 2015.
                                                                                                            Federal Claims No: 15–0146V
                                               Mary K. Wakefield,                                      30. Francine Mack, Cheyenne, Wyoming,                   Signed Tribal Resolutions Due Date:
                                               Administrator.                                               Court of Federal Claims No: 15–0149V             June 19, 2015.
                                                                                                       31. Ronald Watkins, Philadelphia,
                                               List of Petitions Filed                                      Pennsylvania, Court of Federal Claims              Proof of Non-Profit Status Due Date:
                                               1. Melissa Kirdzik on behalf of John Henry                   No: 15–0150V                                     June 3, 2015.
                                                    Watts, IV, Newport, Rhode Island, Court            32. Danielle Groom, Fairview Heights,                 I. Funding Opportunity Description
                                                    of Federal Claims No: 15–0098V                          Illinois, Court of Federal Claims No: 15–
                                               2. Maria Echevarria on behalf of D.E.,                       0157V                                            Statutory Authority
                                                    Deceased, Piermont, New York, Court of             33. Hailey Davis and Chad Davis on behalf
                                                    Federal Claims No: 15–0100V                             of R.D., Cordele, Georgia, Court of                The Indian Health Service (IHS) is
                                               3. Susan Marshall on behalf of Antron Jarvar                 Federal Claims No: 15–0159V                      accepting competitive grant applications
                                                    Thompson, Decatur, Georgia, Court of               34. Adan Gomez and Raquel Ayon on behalf              for the Tribal Management Grant (TMG)
                                                    Federal Claims No: 15–0102V                             of Joel Gomez, Deceased, Rosemead,               program. This program is authorized
                                               4. James Riley and Brandy Riley on behalf of                 California, Court of Federal Claims No:          under 25 U.S.C. 450h(b)(2) and 25
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                                                    E.R., Huntington, West Virginia, Court of               15–0160V                                         U.S.C. 450h(e) of the Indian Health Self-
                                                    Federal Claims No: 15–0104V                        35. Demarco Johnson and Lateasha Johnson
                                                                                                                                                             Determination and Education
                                               5. Shannon Apodaca, Alamosa, Colorado,                       on behalf of D.J., Hendersonville,
                                                    Court of Federal Claims No: 15–0106V                    Tennessee, Court of Federal Claims No:           Assistance Act (ISDEAA), Public Law
                                               6. Aaron Prior, Lincoln, Nebraska, Court of                  15–0164V                                         (Pub. L.) 93–638, as amended. This
                                                    Federal Claims No: 15–0107V                        36. Jessica Crefasi, Mandeville, Louisiana,           program is described in the Catalog of
                                               7. David Thomas, Brookfield, Wisconsin,                      Court of Federal Claims No: 15–0166V             Federal Domestic Assistance (CFDA)
                                                    Court of Federal Claims No: 15–0108V               37. Ova Franklin Kelly, Orlando, Florida,             under 93.228.


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                                                                            Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices                                             14393

                                               Background                                              IHS is under no obligation to make                    (4) health management structure.
                                                 The TMG Program is a competitive                      awards that are selected for funding                  Applicants may submit applications for
                                               grant program that is capacity building                 under this announcement.                              one project type only. Applicants must
                                               and developmental in nature and has                                                                           state the project type selected.
                                                                                                       Anticipated Number of Awards
                                               been available for Federally-recognized                                                                       Applications that address more than one
                                               Indian Tribes and Tribal organizations                     Approximately 16–18 awards will be                 project type will be considered
                                               (T/TO) since shortly after the passage of               issued under this program                             ineligible. The maximum funding levels
                                               the ISDEAA in 1975. It was established                  announcement.                                         noted include both direct and indirect
                                               to assist T/TO to assume all or part of                                                                       costs. Applicant budgets may not
                                                                                                       Project Period
                                               existing IHS programs, functions,                                                                             exceed the maximum funding level or
                                                                                                         The project periods vary based on the               project period identified for a project
                                               services, and activities (PFSA) and
                                                                                                       project type selected. Project periods                type. Applicants whose budget or
                                               further develop and improve their
                                                                                                       could run from one, two, or three years               project period exceed the maximum
                                               health management capability. The
                                                                                                       and will run consecutively from the                   funding level or project period will be
                                               TMG Program provides competitive
                                                                                                       earliest anticipated start date of                    deemed ineligible and will not be
                                               grants to T/TO to establish goals and
                                                                                                       September 1, 2015 through August 31,                  reviewed. Please refer to Section IV.5,
                                               performance measures for current health
                                                                                                       2016 for one year projects; September 1,              ‘‘Funding Restrictions’’ for further
                                               programs; assess current management
                                                                                                       2015 through August 31, 2017 for two                  information regarding ineligible project
                                               capacity to determine if new
                                                                                                       year projects; and September 1, 2015                  activities.
                                               components are appropriate; analyze                                                                              1. FEASIBILITY STUDY (Maximum
                                                                                                       through August 31, 2018 for three year
                                               programs to determine if T/TO                                                                                 funding/project period: $70,000/12
                                                                                                       projects. Please refer to ‘‘Eligible TMG
                                               management is practicable; and develop                                                                        months)
                                                                                                       Project Types, Maximum Funding
                                               infrastructure systems to manage or                                                                              The Feasibility Study must include a
                                                                                                       Levels and Project Periods’’ below for
                                               organize PFSA.                                                                                                study of a specific IHS program or
                                                                                                       additional details. State the number of
                                               Purpose                                                 years for the project period and include              segment of a program to determine if
                                                 The purpose of this IHS grant                         the exact dates.                                      Tribal management of the program is
                                               announcement is to announce the                                                                               possible. The study shall present the
                                                                                                       III. Eligibility Information                          planned approach, training, and
                                               availability of the TMG Program to
                                               enhance and develop health                              1. Eligibility                                        resources required to assume Tribal
                                               management infrastructure and assist T/                                                                       management of the program. The study
                                                                                                         Eligible Applicants: ‘‘Indian Tribes’’
                                               TO in assuming all or part of existing                                                                        must include the following four
                                                                                                       and ‘‘Tribal organizations’’ (T/TO) as
                                               IHS PSFA through a Title I contract and                                                                       components:
                                                                                                       defined by the ISDEAA are eligible to                    • Health needs and health care
                                               assist established Title I contractors and              apply for the TMG Program. The                        services assessments that identify
                                               Title V compactors to further develop                   definitions for each entity type are                  existing health care services and
                                               and improve their management                            outlined below. Only one application                  delivery systems, program divisibility
                                               capability. In addition, TMGs are                       per T/TO is allowed.                                  issues, health status indicators, unmet
                                               available to T/TO under the authority of                  Definitions: ‘‘Indian Tribe’’ means any             needs, volume projections, and demand
                                               25 U.S.C. 450h(e) for: (1) Obtaining                    Indian tribe, band, nation, or other                  analysis.
                                               technical assistance from providers                     organized group or community,                            • Management analysis of existing
                                               designated by the T/TO (including T/TO                  including any Alaska Native village or                management structures, proposed
                                               that operate mature contracts) for the                  regional or village corporation as                    management structures, implementation
                                               purposes of program planning and                        defined in or established pursuant to the             plans and requirements, and personnel
                                               evaluation, including the development                   Alaska Native Claims Settlement Act (85               staffing requirements and recruitment
                                               of any management systems necessary                     Stat. 688) [43 U.S.C. § 1601 et seq.],                barriers.
                                               for contract management and the                         which is recognized as eligible for the                  • Financial analysis of historical
                                               development of cost allocation plans for                special programs and services provided                trends data, financial projections and
                                               indirect cost rates; and (2) planning,                  by the United States to Indians because               new resource requirements for program
                                               designing, monitoring, and evaluation of                of their status as Indians. 25 U.S.C.                 management costs and analysis of
                                               Federal programs serving the T/TO,                      § 450b(e).                                            potential revenues from Federal/non-
                                               including Federal administrative                          ‘‘Tribal organization’’ means the                   Federal sources.
                                               functions.                                              recognized governing body of any                         • Decision statement/report that
                                               II. Award Information                                   Indian tribe; any legally established                 incorporates findings, conclusions and
                                                                                                       organization of Indians which is                      recommendations; the presentation of
                                               Type of Award                                           controlled, sanctioned, or chartered by               the study and recommendations to the
                                                 Grant.                                                such governing body or which is                       Tribal governing body for determination
                                                                                                       democratically elected by the adult                   regarding whether Tribal assumption of
                                               Estimated Funds Available                               members of the Indian community to be                 program(s) is desirable or warranted.
                                                 The total amount of funding                           served by such organization and which                    2. PLANNING (Maximum funding/
                                               identified for the current fiscal year (FY)             includes the maximum participation of                 project period: $50,000/12 months)
                                               2015 is approximately $2,412,000.                       Indians in all phases of its activities. 25              Planning projects entail a collection of
                                               Individual award amounts are                            U.S.C. § 450b(l).                                     data to establish goals and performance
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                                               anticipated to be between $50,000 and                     Tribal organizations must provide                   measures for the operation of current
                                               $100,000. The amount of funding                         proof of non-profit status.                           health programs or anticipated PFSA
                                               available for competing and                               Eligible TMG Project Types,                         under a Title I contract. Planning
                                               continuation awards issued under this                   Maximum Funding Levels and Project                    projects will specify the design of health
                                               announcement is subject to the                          Periods: The TMG Program consists of                  programs and the management systems
                                               availability of appropriations and                      four project types: (1) Feasibility study;            (including appropriate policies and
                                               budgetary priorities of the Agency. The                 (2) planning; (3) evaluation study; and               procedures) to accomplish the health


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                                               14394                        Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices

                                               priorities of the T/TO. For example,                    §§ 900.35–900.60. For operational                     Review Committee (ORC) date.
                                               planning projects could include the                     provisions applicable to carrying out                 However, an official signed Tribal
                                               development of a Tribal Specific Health                 Self-Governance compacts, please see                  resolution must be received by the DGM
                                               Plan or a Strategic Health Plan, etc.                   42 CFR part 137, Tribal Self-                         prior to the beginning of the Objective
                                               Please note that updated Healthy People                 Governance, Subpart I,—‘‘Operational                  Review. If an official signed resolution
                                               information and Healthy People 2020                     Provisions’’ §§ 137.160–137.220.                      is not received by the Review Date listed
                                               objectives are available in electronic                    Please see Section IV ‘‘Application                 under the Key Dates section on page one
                                               format at the following Web site:                       and Submission Information’’ for                      of this announcement, the application
                                               http://www.health.gov/healthypeople/                    information on how to obtain a copy of                will be considered incomplete and
                                               publications. The Public Health Service                 the TMG application package.                          ineligible.
                                               (PHS) encourages applicants submitting                    To be eligible for this ‘‘New/                         B. The official signed resolution can
                                               strategic health plans to address specific              Competing Continuation                                be mailed to the DGM, Attn: Mr. Pallop
                                               objectives of Healthy People 2020.                      Announcement,’’ an applicant must be                  Chareonvootitam, Grants Management
                                                  3. EVALUATION STUDY (Maximum                         one of the following as defined by 25                 Specialist (GMS), 801 Thompson
                                               funding/project period: $50,000/12                      U.S.C. 450b:                                          Avenue, TMP Suite 360, Rockville, MD
                                               months)                                                   i. An Indian Tribe, as defined by 25                20852. Applicants submitting Tribal
                                                  The Evaluation Study must include a                  U.S.C. 450b(e); or                                    resolutions after or aside from the
                                               systematic collection, analysis, and                      ii. A Tribal organization, as defined               required online electronic application
                                               interpretation of data for the purpose of               by 25 U.S.C. 450b(l).                                 submission must ensure that the
                                               determining the value of a program. The                   Note: Please refer to Section IV.2                  information is received by the IHS/
                                               extent of the evaluation study could                    (Application and Submission Information/              DGM. It is highly recommended that the
                                               relate to the goals and objectives,                     Subsection 2, Content and Form of                     documentation be sent by a delivery
                                               policies and procedures, or programs                    Application Submission) for additional proof          method that includes delivery
                                               regarding targeted groups. The                          of applicant status documents required such           confirmation and tracking. Please
                                               evaluation study could also be used to                  as Tribal resolutions, proof of non-profit            contact Mr. Pallop Chareonvootitam,
                                               determine the effectiveness and                         status, etc.                                          GMS, by telephone at (301) 443–5204
                                               efficiency of a Tribal program operation                                                                      prior to the review date regarding
                                               (i.e., direct services, financial                       2. Cost Sharing or Matching                           submission questions.
                                               management, personnel, data collection                     The IHS does not require matching                     C. Tribal organizations applying for
                                               and analysis, third-party billing, etc.), as            funds or cost sharing for grants or                   technical assistance and/or training
                                               well as to determine the appropriateness                cooperative agreements.                               grants must submit documentation that
                                               of new components of a Tribal program                                                                         the Tribal organization is applying upon
                                               operation that will assist Tribal efforts               3. Other Requirements                                 the request of the Indian Tribe/Tribes it
                                               to improve their health care delivery                      If application budgets exceed the                  intends to serve.
                                               systems.                                                highest dollar amount outlined under                     D. Documentation for Priority I
                                                  4. HEALTH MANAGEMENT                                 the ‘‘Estimated Funds Available’’                     participation requires a copy of the
                                               STRUCTURE (Average funding/project                      section within this funding                           Federal Register notice or letter from
                                               period: $100,000/12 months; maximum                     announcement, the application will be                 the Bureau of Indian Affairs verifying
                                               funding/project period: $300,000/36                     considered ineligible and will not be                 establishment of Federally-recognized
                                               months)                                                 reviewed for further consideration. If                Tribal status within the last five years.
                                                  The first year maximum funding level                 deemed ineligible, IHS will not return                The date on the documentation must
                                               is limited to $150,000 for multi-year                   the application. The applicant will be                reflect that Federal recognition was
                                               projects. The Health Management                         notified by email by the Division of                  received during or after March 2010.
                                               Structure component allows for                          Grants Management (DGM) of this                          E. Documentation for Priority II
                                               implementation of systems to manage or                  decision.                                             participation requires a copy of the most
                                               organize PFSA. Management structures                       The following documentation is                     current transmittal letter and
                                               include health department                               required:                                             Attachment A from the Department of
                                               organizations, health boards, and                                                                             Health and Human Services (HHS),
                                               financial management systems,                           Tribal Resolution                                     Office of Inspector General (OIG),
                                               including systems for accounting,                          A. Signed Tribal Resolution—A                      National External Audit Review Center
                                               personnel, third-party billing, medical                 signed Tribal resolution of the Indian                (NEAR). See ‘‘FUNDING PRIORITIES’’
                                               records, management information                         Tribes served by the project must                     below for more information. If an
                                               systems, etc. This includes the design,                 accompany the electronic application                  applicant is unable to locate a copy of
                                               improvement, and correction of                          submission. An Indian Tribe or Tribal                 the most recent transmittal letter or
                                               management systems that address                         organization that is proposing a project              needs assistance with audit issues,
                                               weaknesses identified through quality                   affecting another Indian Tribe must                   information or technical assistance may
                                               control measures, internal control                      include resolutions from all affected                 be obtained by contacting the IHS,
                                               reviews, and audit report findings under                Tribes to be served. Applications by                  Office of Finance and Accounting,
                                               required financial audits and ISDEAA                    Tribal organizations will not require a               Division of Audit at (301) 443–1270, or
                                               requirements.                                           specific Tribal resolution if the current             the NEAR help line at (800) 732–0679
                                                  For the minimum standards for the                    Tribal resolution(s) under which they                 or (816) 426–7720. Federally-recognized
                                               management systems used by Indian T/                    operate would encompass the proposed                  Indian Tribes or Tribal organizations not
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                                               TO when carrying out self-                              grant activities.                                     subject to Single Audit Act
                                               determination contracts, please see 25                     Draft Tribal resolutions are acceptable            requirements must provide a financial
                                               CFR part 900, Contracts Under the                       in lieu of an official signed resolution              statement identifying the Federal dollars
                                               Indian Self-Determination and                           and must be submitted along with the                  in the footnotes. The financial statement
                                               Education Assistance Act, Subpart F—                    electronic application submission prior               must also identify specific weaknesses/
                                               ‘‘Standards for Tribal or Tribal                        to the official application deadline date             recommendations that will be addressed
                                               Organization Management Systems,’’                      or prior to the start of the Objective                in the TMG proposal and that are


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                                                                            Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices                                             14395

                                               related to 25 CFR part 900, subpart F—                     The following definitions are                        Questions regarding the electronic
                                               ‘‘Standards for Tribal and Tribal                       applicable to the PRIORITY II category:               application process may be directed to
                                               Organization Management Systems.’’                         Audit finding means deficiencies                   Mr. Paul Gettys at (301) 443–2114.
                                                  F. Documentation of Consortium                       which the auditor is required by 45 CFR
                                               participation—If an Indian Tribe                                                                              2. Content and Form Application
                                                                                                       75.516, to report in the schedule of
                                               submitting an application is a member                                                                         Submission
                                                                                                       findings and questioned costs.
                                               of an eligible intertribal consortium, the                 Material weakness—‘‘Statements on                     The applicant must include the
                                               Tribe must:                                             Auditing Standards 115’’ defines                      project narrative as an attachment to the
                                               —Identify the consortium.                               material weakness as a deficiency, or                 application package. Mandatory
                                               —Indicate if the consortium intends to                  combination of deficiencies, in internal              documents for all applicants include:
                                                  submit a TMG application.                            control, such that there is a reasonable                 • Table of contents.
                                               —Demonstrate that the Tribe’s                           possibility that a material misstatement                 • Abstract (one page) summarizing
                                                  application does not duplicate or                    of the entity’s financial statements will             the project.
                                                  overlap any objectives of the                        not be prevented, or detected and                        • Application forms:
                                                  consortium’s application.                            corrected on a timely basis.                             Æ SF–424, Application for Federal
                                               —Identify all consortium member                            Significant deficiency—Statements on               Assistance.
                                                  Tribes.                                              Auditing Standards 115 defines                           Æ SF–424A, Budget Information—
                                               —Identify if any of the member Tribes                   significant deficiency as a deficiency, or            Non-Construction Programs.
                                                  intend to submit a TMG application of                a combination of deficiencies, in                        Æ SF–424B, Assurances—Non-
                                                  their own.                                           internal control that is less severe than             Construction Programs.
                                               —Demonstrate that the consortium’s                      a material weakness, yet important                       • Budget Justification and Narrative
                                                  application does not duplicate or                    enough to merit attention by those                    (must be single spaced and not exceed
                                                  overlap any objectives of the other                  charged with governance.                              five pages).
                                                  consortium members who may be                           The audit findings are identified in                  • Project Narrative (must be single
                                                  submitting their own TMG                             Attachment A of the transmittal letter                spaced and not exceed 15 pages).
                                                  application.                                         received from the HHS/OIG/NEAR.                          Æ Background information on the
                                                  FUNDING PRIORITIES: The IHS has                      Please identify the material weaknesses               organization.
                                               established the following funding                       to be addressed by underlining the                       Æ Proposed scope of work, objectives,
                                               priorities for TMG awards:                              item(s) listed on the Attachment A.                   and activities that provide a description
                                                  • PRIORITY I—Any Indian Tribe that                      Federally-recognized Indian Tribes or              of what will be accomplished, including
                                               has received Federal recognition                        Tribal organizations not subject to                   a one-page Timeframe Chart.
                                               (including restored, funded, or                         Single Audit Act requirements must                       • Tribal Resolution. (Submission of
                                               unfunded) within the past five years,                   provide a financial statement                         either a final signed resolution or a draft
                                               specifically received during or after                   identifying the Federal dollars received              resolution with the initial application is
                                               March 2009, will be considered Priority                 in the footnotes. The financial statement             mandatory. If submitting a draft
                                               I.                                                      should also identify specific                         resolution, it is the applicant’s
                                                  • PRIORITY II—Federally-recognized                   weaknesses/recommendations that will                  responsibility to ensure that the final
                                               Indian Tribes or Tribal organizations                   be addressed in the TMG proposal and                  signed resolution is submitted prior to
                                               submitting a competing continuation                     that are related to 25 CFR part 900,                  the objective review of applications
                                               application or a new application for the                subpart F—‘‘Standards for Tribal and                  date.)
                                               sole purpose of addressing audit                        Tribal Organization Management                           • 501(c)(3) Certificate (if applicable).
                                               material weaknesses will be considered                  Systems.’’                                               • Position Descriptions for Key
                                               Priority II.                                                                                                  Personnel.
                                                  Priority II participation is only                    Proof of Non-Profit Status                               • Contractor/Consultant resumes or
                                               applicable to the Health Management                       Organizations claiming non-profit                   qualifications and scope of work.
                                               Structure project type. For more                        status must submit proof. A copy of the                  • Disclosure of Lobbying Activities
                                               information, see ‘‘Eligible TMG Project                 501(c)(3) Certificate must be received                (SF–LLL).
                                               Types, Maximum Funding Levels and                       with the application submission by the                   • Certification Regarding Lobbying
                                               Project Periods’’ in Section II.                        Application Deadline Date listed under                (GG-Lobbying Form).
                                                  • PRIORITY III—Eligible Direct                                                                                • Copy of current Negotiated Indirect
                                                                                                       the Key Dates section on page one of
                                               Service and Title I Federally-recognized                                                                      Cost rate (IDC) agreement (required) in
                                                                                                       this announcement.
                                               Indian Tribes or Tribal organizations                     An applicant submitting any of the                  order to receive IDC.
                                               submitting a competing continuation                     above additional documentation after                     • Organizational Chart (optional).
                                               application or a new application will be                the initial application submission due                   • Documentation of current required
                                               considered Priority III.                                date is required to ensure the                        Financial Audit (if applicable).
                                                  • PRIORITY IV—Eligible Title V Self                                                                           Acceptable forms of documentation
                                                                                                       information was received by the IHS by
                                               Governance Federally-recognized Indian                                                                        include:
                                                                                                       obtaining documentation confirming
                                               Tribes or Tribal organizations                                                                                   Æ Email confirmation from Federal
                                                                                                       delivery (i.e. FedEx tracking, postal
                                               submitting a competing continuation or                                                                        Audit Clearinghouse (FAC) that audits
                                                                                                       return receipt, etc.).
                                               a new application will be considered                                                                          were submitted; or
                                               Priority IV.                                            IV. Application and Submission                           Æ Face sheets from audit reports.
                                                  The funding of approved Priority I                   Information                                           These can be found on the FAC Web
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                                               applicants will occur before the funding                                                                      site: http://harvester.census.gov/sac/
                                               of approved Priority II applicants.                     1. Obtaining Application Materials
                                                                                                                                                             dissem/accessoptions.html?submit=Go
                                               Priority II applicants will be funded                     The application package and detailed                +To+Database.
                                               before approved Priority III applicants.                instructions for this announcement can
                                               Priority III applicants will be funded                  be found at http://www.Grants.gov or                  Public Policy Requirements
                                               before Priority IV applicants. Funds will               https://www.ihs.gov/dgm/                                All Federal-wide public policies
                                               be distributed until depleted.                          index.cfm?module=dsp_dgm_funding                      apply to IHS grants and cooperative


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                                               14396                        Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices

                                               agreements with exception of the                        improvements to their organization that               approval must be requested and
                                               Discrimination policy.                                  will allow them to manage their health                obtained from Ms. Tammy Bagley,
                                                                                                       care system and identify the anticipated              Acting Director of DGM, (see Section
                                               Requirements for Project and Budget
                                                                                                       or expected benefits for the Tribe.                   IV.6 below for additional information).
                                               Narratives
                                                                                                                                                             The waiver must: (1) Be documented in
                                                 A. Project Narrative: This narrative                  Part C: Program Report (2 page
                                                                                                                                                             writing (emails are acceptable), before
                                               should be a separate Word document                      limitation)
                                                                                                                                                             submitting a paper application, and (2)
                                               that is no longer than 15 pages and                        Section 1: Describe major                          include clear justification for the need
                                               must: be single-spaced, be type written,                accomplishments over the last 24                      to deviate from the required electronic
                                               have consecutively numbered pages, use                  months.                                               grants submission process. A written
                                               black type not smaller than 12                             Please identify and describe                       waiver request must be sent to
                                               characters per one inch, and be printed                 significant program achievements                      GrantsPolicy@ihs.gov with a copy to
                                               on one side only of standard size 81⁄2″                 associated with the delivery of quality               Tammy.Bagley@ihs.gov. Once the
                                               x 11″ paper.                                            health services. Provide a comparison of              waiver request has been approved, the
                                                 Be sure to succinctly address and                     the actual accomplishments to the goals               applicant will receive a confirmation of
                                               answer all questions listed under the                   established for the project period, or if             approval email containing submission
                                               narrative and place them under the                      applicable, provide justification for the             instructions and the mailing address to
                                               evaluation criteria (refer to Section V.1,              lack of progress.                                     submit the application. A copy of the
                                               Evaluation criteria in this                                Section 2: Describe major activities               written approval must be submitted
                                               announcement) and place all responses                   over the last 24 months.                              along with the hardcopy of the
                                               and required information in the correct                    Please identify and summarize recent               application that is mailed to DGM.
                                               section (noted below), or they shall not                major health related project activities of            Paper applications that are submitted
                                               be considered or scored. These                          the work done during the project period.              without a copy of the signed waiver
                                               narratives will assist the ORC in                          B. Budget Narrative: This narrative
                                                                                                                                                             from the Acting Director of the DGM
                                               becoming familiar with the applicant’s                  must include a line item budget with a
                                                                                                                                                             will not be reviewed or considered for
                                               activities and accomplishments prior to                 narrative justification for all
                                                                                                                                                             funding. The applicant will be notified
                                               this grant award. If the narrative exceeds              expenditures identifying reasonable and
                                                                                                                                                             via email of this decision by the Grants
                                               the page limit, only the first 15 pages                 allowable costs necessary to accomplish
                                                                                                                                                             Management Officer of the DGM. Paper
                                               will be reviewed. The 15-page limit for                 the goals and objectives as outlined in
                                                                                                                                                             applications must be received by the
                                               the narrative does not include the work                 the project narrative. Budget should
                                                                                                                                                             DGM no later than 5:00 p.m., EST, on
                                               plan, standard forms, Tribal resolutions,               match the scope of work described in
                                                                                                                                                             the Application Deadline Date listed in
                                               table of contents, budget, budget                       the project narrative. The page
                                                                                                                                                             the Key Dates section on page one of
                                               justifications, narratives, and/or other                limitation should not exceed five pages.
                                                                                                                                                             this announcement. Late applications
                                               appendix items.                                         3. Submission Dates and Times                         will not be accepted for processing or
                                                 There are three parts to the narrative:                                                                     considered for funding.
                                               Part A—Program Information; Part B—                        Applications must be submitted
                                               Program Planning and Evaluation; and                    electronically through Grants.gov by                  4. Intergovernmental Review
                                               Part C—Program Report. See below for                    11:59 p.m. Eastern Standard Time (EST)
                                                                                                       on the Application Deadline Date listed                 Executive Order 12372 requiring
                                               additional details about what must be                                                                         intergovernmental review is not
                                               included in the narrative.                              in the Key Dates section on page one of
                                                                                                       this announcement. Any application                    applicable to this program.
                                               Part A: Program Information (2 page                     received after the application deadline               5. Funding Restrictions
                                               limitation)                                             will not be accepted for processing, nor
                                                                                                       will it be given further consideration for               • Pre-award costs are not allowable.
                                                  Section 1: Needs                                                                                              • The available funds are inclusive of
                                                  Describe how the T/TO has                            funding. Grants.gov will notify the
                                                                                                       applicant via email if the application is             direct and appropriate indirect costs.
                                               determined the need to either enhance
                                               or develop its management capability to                 rejected.                                                • Only one grant will be awarded per
                                               either assume PFSAs or not in the                          If technical challenges arise and                  applicant.
                                               interest of self-determination. Note the                assistance is required with the                          • IHS will not acknowledge receipt of
                                               progression of previous TMG projects/                   electronic application process, contact               applications.
                                               awards if applicable.                                   Grants.gov Customer Support via email                    • The TMG may not be used to
                                                                                                       to support@grants.gov or at (800) 518–                support recurring operational programs
                                               Part B: Program Planning and                            4726. Customer Support is available to                or to replace existing public and private
                                               Evaluation (11 page limitation)                         address questions 24 hours a day, 7 days              resources. Funding received under a
                                                 Section 1: Program Plans                              a week (except on Federal holidays). If               recurring Public Law 93–638 contract
                                                 Describe fully and clearly the                        problems persist, contact Mr. Paul                    cannot be totally supplanted or totally
                                               direction the T/TO plans to take with                   Gettys, DGM (Paul.Gettys@ihs.gov) at                  replaced. Exception is allowed to charge
                                               the selected TMG project type in                        (301) 443–2114. Please be sure to                     a portion or percentage of salaries of
                                               addressing their health management                      contact Mr. Gettys at least ten days prior            existing staff positions involved in
                                               infrastructure including how the T/TO                   to the application deadline. Please do                implementing the TMG grant, if
                                               plans to demonstrate improved health                    not contact the DGM until you have                    applicable. However, this percentage of
                                               and services to the community or                        received a Grants.gov tracking number.                TMG funding must reflect
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                                               communities it serves. Include proposed                 In the event you are not able to obtain               supplementation of funding for the
                                               timelines.                                              a tracking number, call the DGM as soon               project and not supplantation of existing
                                                 Section 2: Program Evaluation                         as possible.                                          ISDEAA contract funds.
                                                 Describe fully and clearly the                           If the applicant needs to submit a                 Supplementation is ‘‘adding to a
                                               improvements that will be made by the                   paper application instead of submitting               program’’ whereas supplantation is
                                               T/TO that will impact their management                  electronically through Grants.gov, a                  ‘‘taking the place of’’ funds. An entity
                                               capability or prepare them for future                   waiver must be requested. Prior                       cannot use the TMG funds to supplant


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                                                                            Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices                                            14397

                                               the ISDEAA contract or recurring                        Corporations as a consortium member                   must seek assistance at least ten days
                                               funding.                                                and has all of its IHS funding for the                prior to the Application Deadline Date
                                                  • Ineligible Project Activities—The                  Village administered through an Alaska                listed in the Key Dates section on page
                                               inclusion of the following projects or                  Health Corporation, a Title V                         one of this announcement.
                                               activities in an application will render                compactor, is not eligible for                           Applicants that do not adhere to the
                                               the application ineligible.                             consideration under the TMG program.                  timelines for System for Award
                                                  Æ Planning and negotiating activities                   Moreover, Congress has reenacted its               Management (SAM) and/or http://
                                               associated with the intent of a Tribe to                moratorium in Alaska on new                           www.Grants.gov registration or that fail
                                               enter the IHS Self-Governance Project. A                contracting under the ISDEAA with                     to request timely assistance with
                                               separate grant program is administered                  Alaska Native Tribes that do not already              technical issues will not be considered
                                               by the IHS for this purpose. Prospective                have contracts or compacts with the IHS               for a waiver to submit a paper
                                               applicants interested in this program                   under this Act. See the Consolidated                  application.
                                               should contact Mr. Jeremy Marshall,                     Appropriations Act, 2014 (Jan. 17,                       Please be aware of the following:
                                               Policy Analyst, Office of Tribal Self-                  2014), Public Law 113–76, 128 Stat. 5,                   • Please search for the application
                                               Governance, Indian Health Service,                      343–44:                                               package in http://www.Grants.gov by
                                               Reyes Building, 801 Thompson Avenue,                       SEC. 424. (a) Notwithstanding any                  entering the CFDA number or the
                                               Suite 240, Rockville, Maryland 20852,                   other provision of law and until October              Funding Opportunity Number. Both
                                               (301) 443–7821, and request information                 1, 2018, the Indian Health Service may                numbers are located in the header of
                                               concerning the ‘‘Tribal Self-Governance                 not disburse funds for the provision of               this announcement.
                                               Program Planning Cooperative                            health care services pursuant to Public                  • If you experience technical
                                               Agreement Announcement’’ or the                         Law 93–638 (25 U.S.C. 450 et seq.) to                 challenges while submitting your
                                               ‘‘Negotiation Cooperative Agreement                     any Alaska Native village or Alaska                   application electronically, please
                                               Announcement.’’                                         Native village corporation that is located            contact Grants.gov Support directly at:
                                                  Æ Projects related to water, sanitation,             within the area served by an Alaska                   support@grants.gov or (800) 518–4726.
                                               and waste management.                                   Native regional health entity.                        Customer Support is available to
                                                  Æ Projects that include direct patient                  Consequently, Alaska Native Villages               address questions 24 hours a day, 7 days
                                               care and/or equipment to provide those                  will not have any opportunity to enter                a week (except on Federal holidays).
                                               medical services to be used to establish                into an ISDEAA contract with the IHS                     • Upon contacting Grants.gov, obtain
                                               or augment or continue direct patient                   until this law lapses on October 1, 2018.             a tracking number as proof of contact.
                                               clinical care. Medical equipment that is                   • Other Limitations—A current TMG                  The tracking number is helpful if there
                                               allowable under the Special Diabetes                    recipient cannot be awarded a new,                    are technical issues that cannot be
                                               Grant Program is not allowable under                    renewal, or competing continuation                    resolved and a waiver from the agency
                                               the TMG Program.                                        grant for any of the following reasons:               must be obtained.
                                                  Æ Projects that include recruitment                     Æ The grantee will be administering                   • If it is determined that a waiver is
                                               efforts for direct patient care services.               two TMGs at the same time or have                     needed, the applicant must submit a
                                                  Æ Projects that include long-term care               overlapping project/budget periods;                   request in writing (emails are
                                               or provision of any direct services.                       Æ The current project is not                       acceptable) to GrantsPolicy@ihs.gov
                                                  Æ Projects that include tuition, fees,               progressing in a satisfactory manner;                 with a copy to Tammy.Bagley@ihs.gov.
                                               or stipends for certification or training                  Æ The current project is not in                    Please include a clear justification for
                                               of staff to provide direct services.                    compliance with program and financial                 the need to deviate from the standard
                                                  Æ Projects that include pre-planning,                reporting requirements; or                            electronic submission process.
                                               design, and planning of construction for                   Æ The applicant has an outstanding                    • If the waiver is approved, the
                                               facilities, including activities relating to            delinquent Federal debt. No award shall               application should be sent directly to
                                               program justification documents.                        be made until either:                                 the DGM by the Application Deadline
                                                  Æ Projects that propose more than one                   D The delinquent account is paid in                Date listed in the Key Dates section on
                                               project type. Refer to Section II, ‘‘Award              full; or                                              page one of this announcement.
                                               Information,’’ specifically ‘‘Eligible                     D A negotiated repayment schedule is                  • Applicants are strongly encouraged
                                               TMG Project Types, Maximum Funding                      established and at least one payment is               not to wait until the deadline date to
                                               Levels and Project Periods’’ for more                   received.                                             begin the application process through
                                               information. An example of a proposal                                                                         Grants.gov as the registration process for
                                               with more than one project type that                    6. Electronic Submission Requirements
                                                                                                                                                             SAM and Grants.gov could take up to
                                               would be considered ineligible may                         All applications must be submitted                 fifteen working days.
                                               include the creation of a strategic health              electronically. Please use the http://                   • Please use the optional attachment
                                               plan (defined by TMG as a planning                      www.Grants.gov Web site to submit an                  feature in Grants.gov to attach
                                               project type) and improving third-party                 application electronically and select the             additional documentation that may be
                                               billing structures (defined by TMG as a                 ‘‘Find Grant Opportunities’’ link on the              requested by the DGM.
                                               health management structure project                     homepage. Download a copy of the                         • All applicants must comply with
                                               type). Multi-year applications that                     application package, complete it offline,             any page limitation requirements
                                               include in the first year planning,                     and then upload and submit the                        described in this Funding
                                               evaluation, or feasibility activities with              completed application via the http://                 Announcement.
                                               the remainder of the project years                      www.Grants.gov Web site. Electronic                      • After electronically submitting the
                                               addressing management structure are                     copies of the application may not be                  application, the applicant will receive
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                                               also deemed ineligible.                                 submitted as attachments to email                     an automatic acknowledgment from
                                                  Æ Any Alaska Native Village that is                  messages addressed to IHS employees or                Grants.gov that contains a Grants.gov
                                               neither a Title I nor a Title V                         offices.                                              tracking number. The DGM will
                                               organization and does not have the legal                   If the applicant receives a waiver to              download the application from
                                               authority to contract services under                    submit paper application documents,                   Grants.gov and provide necessary copies
                                               450(b) of the ISDEAA as it is affiliated                they must follow the rules and timelines              to the appropriate agency officials.
                                               with one of the Alaska Health                           that are noted below. The applicant                   Neither the DGM nor the Office of Direct


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                                               14398                        Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices

                                               Service and Contracting Tribes will                     evaluation criteria for reviewing and                 to be taken that ensure the proposed
                                               notify the applicant that the application               scoring the application. Weights                      project will not create other gaps in
                                               has been received.                                      assigned to each section are noted in                 services or infrastructure (i.e.,
                                                 • Email applications will not be                      parentheses. The 15-page narrative                    negatively affect or impact IHS interface
                                               accepted under this announcement.                       should include only the first year of                 capability, Government Performance
                                               Universal Entity Identifier (UEI)                       activities; information for multi-year                and Results Act reporting requirements,
                                               Numbering System                                        projects should be included as an                     contract reporting requirements,
                                                                                                       appendix. See ‘‘Multi-year Project                    Information Technology (IT)
                                                  All IHS applicants and grantee                       Requirements’’ at the end of this section             compatibility, etc.) if applicable.
                                               organizations are required to obtain a                  for more information. The narrative                      (8) Describe the effect of the proposed
                                               UEI number and maintain an active                       section should be written in a manner                 project on current programs (i.e.,
                                               registration in the SAM database. The                   that is clear to outside reviewers                    Federally-funded, State-funded, etc.)
                                               UEI number is a unique 9-digit                          unfamiliar with prior related activities              and, if applicable, on current equipment
                                               identification number which uniquely                    of the applicant. It should be well                   (i.e., hardware, software, services, etc.).
                                               identifies each entity. The UEI number                  organized, succinct, and contain all                  Include the effect of the proposed
                                               is site specific; therefore, each distinct              information necessary for reviewers to                project on planned/anticipated
                                               performance site may be assigned a UEI                  understand the project fully. Points will             programs and/or equipment.
                                               number. Obtaining a UEI number is                       be assigned to each evaluation criteria                  (9) Address how the proposed project
                                               easy, and there is no charge. To obtain                 adding up to a total of 100 points. A                 relates to the purpose of the TMG
                                               a UEI number, please contact Mr. Paul                   minimum score of 60 points is required                Program by addressing the appropriate
                                               Gettys on (301) 443–2114.                               for funding. Points are assigned as                   description that follows:
                                                  All HHS recipients are required by the               follows:                                                 • Identify if the T/TO is an IHS Title
                                               Federal Funding Accountability and                                                                            I contractor. Address if the self-
                                               Transparency Act of 2006, as amended                    1. Criteria                                           determination contract is a master
                                               (‘‘Transparency Act’’), to report                       A. Introduction and Need for Assistance               contract of several programs or if
                                               information on subawards. Accordingly,                  (20 points)                                           individual contracts are used for each
                                               all IHS grantees must notify potential                                                                        program. Include information regarding
                                               first-tier subrecipients that no entity                   (1) Describe the T/TO’s current health              whether or not the Tribe participates in
                                               may receive a first-tier subaward unless                operation. Include what programs and                  a consortium contract (i.e., more than
                                               the entity has provided its UEI number                  services are currently provided (i.e.,                one Tribe participating in a contract).
                                               to the prime grantee organization. This                 Federally-funded, State-funded, etc.),                Address what programs are currently
                                               requirement ensures the use of a                        information regarding technologies                    provided through those contracts and
                                               universal identifier to enhance the                     currently used (i.e., hardware, software,             how the proposed project will enhance
                                               quality of information available to the                 services, etc.), and identify the source(s)           the organization’s capacity to manage
                                               public pursuant to the Transparency                     of technical support for those                        the contracts currently in place.
                                               Act.                                                    technologies (i.e., Tribal staff, Area                   • Identify if the T/TO is not a Title I
                                                                                                       Office, vendor, etc.). Include                        organization. Address how the proposed
                                               System for Award Management (SAM)                       information regarding whether the T/TO                project will enhance the organization’s
                                                  Organizations that were not registered               has a health department and/or health                 management capabilities, what
                                               with Central Contractor Registration and                board and how long it has been                        programs and services the organization
                                               have not registered with SAM will need                  operating.                                            is currently seeking to contract and an
                                               to obtain a UEI number first and then                     (2) Describe the population to be                   anticipated date for contract.
                                               access the SAM online registration                      served by the proposed project. Include                  • Identify if the T/TO is an IHS Title
                                               through the SAM home page at                            the number of eligible IHS beneficiaries              V compactor. Address when the T/TO
                                               https://www.sam.gov (U.S.                               who currently use the services.                       entered into the compact and how the
                                               organizations will also need to provide                   (3) Describe the geographic location of             proposed project will further enhance
                                               an Employer Identification Number                       the proposed project including any                    the organization’s management
                                               from the Internal Revenue Service that                  geographic barriers to the health care                capabilities.
                                               may take an additional 2–5 weeks to                     users in the area to be served.
                                               become active). Completing and                            (4) Identify all TMGs received since                B. Project Objective(s), Work Plan and
                                               submitting the registration takes                       FY 2010, dates of funding and a                       Approach (40 points)
                                               approximately one hour to complete                      summary of project accomplishments.                      (1) Identify the proposed project
                                               and SAM registration will take 3–5                      State how previous TMG funds                          objective(s) addressing the following:
                                               business days to process. Registration                  facilitated the progression of health                    • Objectives must be measureable and
                                               with the SAM is free of charge.                         development relative to the current                   (if applicable) quantifiable.
                                               Applicants may register online at                       proposed project. (Copies of reports will                • Objectives must be results oriented.
                                               https://www.sam.gov.                                    not be accepted.)                                        • Objectives must be time-limited.
                                                  Additional information on                              (5) Identify the eligible project type                 Example: By installing new third-
                                               implementing the Transparency Act,                      and priority group of the applicant.                  party billing software, the Tribe will
                                               including the specific requirements for                   (6) Explain the need/reason for the                 increase the number of bills processed
                                               UEI and SAM, can be found on the IHS                    proposed project by identifying specific              by 15 percent at the end of 12 months.
                                               Grants Management, Grants Policy Web                    gaps or weaknesses in services or                        (2) Address how the proposed project
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                                               site: https://www.ihs.gov/dgm/                          infrastructure that will be addressed by              will result in change or improvement in
                                               index.cfm?module=dsp_dgm_policy_                        the proposed project. Explain how these               program operations or processes for
                                               topics.                                                 gaps/weaknesses have been assessed.                   each proposed project objective. Also
                                                                                                         (7) If the proposed project includes                address what tangible products are
                                               V. Application Review Information                       information technology (i.e., hardware,               expected from the project (i.e., policies
                                                 The instructions for preparing the                    software, etc.), provide further                      and procedures manual, health plan,
                                               application narrative also constitute the               information regarding measures taken or               etc.).


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                                                                            Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices                                              14399

                                                  (3) Address the extent to which the                    • At what intervals will data be                    equipment not currently available that
                                               proposed project will build local                       collected?                                            will be purchased through the grant.
                                               capacity to provide, improve, or expand                   • Who will collect the data and their                  (5) List key personnel who will work
                                               services that address the need(s) of the                qualifications?                                       on the project. Include all titles of key
                                               target population.                                        • How will the data be analyzed?                    personnel in the work plan. In the
                                                  (4) Submit a work plan in the                          • How will the results be used?                     Appendix, include position descriptions
                                               Appendix which includes the following                     (2) For process evaluation, describe:               and resumes for all key personnel.
                                               information:                                              • How will the project be monitored                 Position descriptions should clearly
                                                  • Provide the action steps on a                      and assessed for potential problems and               describe each position and duties,
                                               timeline for accomplishing the proposed                 needed quality improvements?                          indicating desired qualifications and
                                               project objective(s).                                     • Who will be responsible for                       experience requirements related to the
                                                  • Identify who will perform the                      monitoring and managing project                       proposed project. Resumes must
                                               action steps.                                           improvements based on results of                      indicate that the proposed staff member
                                                  • Identify who will supervise the                    ongoing process improvements and                      is qualified to carry out the proposed
                                               action steps taken.                                     their qualifications?                                 project activities. If a position is to be
                                                  • Identify what tangible products will                 • How will ongoing monitoring be                    filled, indicate that information on the
                                               be produced during and at the end of                    used to improve the project?                          proposed position description.
                                               the proposed project.                                     • Describe any products, such as                       (6) Address how the T/TO will
                                                  • Identify who will accept and/or                    manuals or policies, that might be                    sustain the position(s) after the grant
                                               approve work products during the                        developed and how they might lend                     expires if the project requires additional
                                               duration of the proposed project and at                 themselves to replication by others.                  personnel (i.e., IT support, etc.). State if
                                               the end of the proposed project.                          • How will the organization                         there is no need for additional
                                                  • Include any training that will take                document what is learned throughout                   personnel.
                                               place during the proposed project and                   the project period?                                      (7) If the personnel are to be only
                                               who will be providing and attending the                   (3) Describe any evaluation efforts                 partially funded by this grant, indicate
                                               training.                                               planned after the grant period has                    the percentage of time to be allocated to
                                                  • Include evaluation activities                      ended.                                                the project and identify the resources
                                               planned in the work plans.                                (4) Describe the ultimate benefit to the            used to fund the remainder of the
                                                  (5) If consultants or contractors will               Tribe that is expected to result from this            individual’s salary.
                                               be used during the proposed project,                    project. An example of this might be the
                                               please include the following                            ability of the Tribe to expand preventive             E. Categorical Budget and Budget
                                               information in their scope of work (or                  health services because of increased                  Justification (5 points)
                                               note if consultants/contractors will not                billing and third party payments.                        (1) Provide a categorical budget for
                                               be used):                                               D. Organizational Capabilities, Key                   each of the 12-month budget periods
                                                  • Educational requirements.                          Personnel and Qualifications (15 points)              requested.
                                                  • Desired qualifications and work                                                                             (2) If indirect costs are claimed,
                                               experience.                                                This section outlines the broader                  indicate and apply the current
                                                  • Expected work products to be                       capacity of the organization to complete              negotiated rate to the budget. Include a
                                               delivered on a timeline. If a potential                 the project outlined in the work plan. It             copy of the rate agreement in the
                                               consultant/contractor has already been                  includes the identification of personnel              Appendix.
                                               identified, please include a resume in                  responsible for completing tasks and the                 (3) Provide a narrative justification
                                               the Appendix.                                           chain of responsibility for successful                explaining why each categorical budget
                                                  (6) Describe what updates (i.e.,                     completion of the projects outlined in                line item is necessary and relevant to
                                               revision of policies/procedures,                        the work plan.                                        the proposed project. Include sufficient
                                               upgrades, technical support, etc.) will                    (1) Describe the organizational                    cost and other details to facilitate the
                                               be required for the continued success of                structure of the T/TO beyond health                   determination of cost allowability (i.e.,
                                               the proposed project. Include when                      care activities, if applicable.                       equipment specifications, etc.).
                                               these updates are anticipated and where                    (2) Provide information regarding
                                                                                                       plans to obtain management systems if                 Multi-Year Project Requirements (if
                                               funds will come from to conduct the                                                                           applicable)
                                               update and/or maintenance.                              the T/TO does not have an established
                                                                                                       management system currently in place                    For projects requiring a second and/
                                               C. Program Evaluation (20 points)                       that complies with 25 CFR part 900,                   or third year, include only Year 2 and/
                                                 Each proposed objective requires an                   subpart F, ‘‘Standards for Tribal or                  or Year 3 narrative sections (objectives,
                                               evaluation component to assess its                      Tribal Organization Management                        evaluation components and work plan)
                                               progression and ensure its completion.                  Systems.’’ State if management systems                that differ from those in Year 1. For
                                               Also, include the evaluation activities in              are already in place and how long the                 every project year, include a full budget
                                               the work plan.                                          systems have been in place.                           justification and a detailed, itemized
                                                 Describe the proposed plan to                            (3) Describe the ability of the                    categorical budget showing calculation
                                               evaluate both outcomes and processes.                   organization to manage the proposed                   methodologies for each item. The same
                                               Outcome evaluation relates to the                       project. Include information regarding                weights and criteria which are used to
                                               results identified in the objectives, and               similarly sized projects in scope and                 evaluate a one-year project or the first
                                               process evaluation relates to the work                  financial assistance as well as other                 year of a multi-year project will be
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                                               plan and activities of the project.                     grants and projects successfully                      applied when evaluating the second and
                                                 (1) For outcome evaluation, describe:                 completed.                                            third years of a multi-year application.
                                                 • What will the criteria be for                          (4) Describe what equipment (i.e., fax             A weak second and/or third year
                                               determining success of each objective?                  machine, phone, computer, etc.) and                   submission could negatively impact the
                                                 • What data will be collected to                      facility space (i.e., office space) will be           overall score of an application and
                                               determine whether the objective was                     available for use during the proposed                 result in elimination of the proposed
                                               met?                                                    project. Include information about any                second and/or third years with a


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                                               14400                        Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices

                                               recommendation for only a one-year                      in order to retrieve their NoA. The NoA                  • Uniform Administrative
                                               award.                                                  is the authorizing document for which                 Requirements for Federal Awards,
                                                                                                       funds are dispersed to the approved                   ‘‘Audit Requirements,’’ located at 45
                                               Appendix Items
                                                                                                       entities and reflects the amount of                   CFR part 75, subpart F.
                                                  • Work plan, logic model and/or time                 Federal funds awarded, the purpose of
                                               line for proposed objectives.                                                                                 3. Indirect Costs
                                                                                                       the grant, the terms and conditions of
                                                  • Position descriptions for key staff.               the award, the effective date of the                    This section applies to all grant
                                                  • Resumes of key staff that reflect                  award, and the budget/project period.                 recipients that request reimbursement of
                                               current duties.                                                                                               indirect costs (IDC) in their grant
                                                  • Consultant or contractor proposed                  Disapproved Applicants
                                                                                                                                                             application. In accordance with HHS
                                               scope of work and letter of commitment                    Applicants who received a score less                Grants Policy Statement, Part II–27, IHS
                                               (if applicable).                                        than the recommended funding level for                requires applicants to obtain a current
                                                  • Current Indirect Cost Agreement.                   approval (60 points required) and were                IDC rate agreement prior to award. The
                                                  • Organizational chart.                              deemed to be disapproved by the ORC,                  rate agreement must be prepared in
                                                  • Additional documents to support                    will receive an Executive Summary                     accordance with the applicable cost
                                               narrative (i.e., data tables, key news                  Statement from the Office of Direct                   principles and guidance as provided by
                                               articles, etc.).                                        Service and Contracting Tribes (ODSCT)                the cognizant agency or office. A current
                                                                                                       within 30 days of the conclusion of the               rate covers the applicable grant
                                               2. Review and Selection                                 ORC outlining the strengths and                       activities under the current award’s
                                                 Each application will be prescreened                  weaknesses of their application                       budget period. If the current rate is not
                                               by the DGM staff for eligibility and                    submitted. The ODSCT will also                        on file with the DGM at the time of
                                               completeness as outlined in the funding                 provide additional contact information                award, the IDC portion of the budget
                                               announcement. Applications that meet                    as needed to address questions and                    will be restricted. The restrictions
                                               the eligibility criteria shall be reviewed              concerns as well as provide technical                 remain in place until the current rate is
                                               for merit by the ORC based on                           assistance if desired.                                provided to the DGM.
                                               evaluation criteria in this funding                                                                             Generally, IDC rates for IHS grantees
                                                                                                       Approved but Unfunded Applicants
                                               announcement. The ORC could be                                                                                are negotiated with the Division of Cost
                                               composed of both Tribal and Federal                        Approved but unfunded applicants                   Allocation (DCA) https://rates.psc.gov/
                                               reviewers appointed by the IHS program                  that met the minimum scoring range                    and the Department of Interior (Interior
                                               to review and make recommendations                      and were deemed by the ORC to be                      Business Center) http://www.doi.gov/
                                               on these applications. The technical                    ‘‘Approved,’’ but were not funded due                 ibc/services/Indirect_Cost_Services/
                                               review process ensures selection of                     to lack of funding, will have their                   index.cfm. For questions regarding the
                                               quality projects in a national                          applications held by DGM for a period                 indirect cost policy, please call the
                                               competition for limited funding.                        of one year. If additional funding                    Grants Management Specialist listed
                                               Incomplete applications and                             becomes available during the course of                under ‘‘Agency Contacts’’ or the main
                                               applications that are non-responsive to                 FY 2015 the approved but unfunded                     DGM office at (301) 443–5204.
                                               the eligibility criteria will not be                    application may be re-considered by the
                                               referred to the ORC. The applicant will                 awarding program office for possible                  4. Reporting Requirements
                                               be notified via email of this decision by               funding. The applicant will also receive                The grantee must submit required
                                               the Grants Management Officer of the                    an Executive Summary Statement from                   reports consistent with the applicable
                                               DGM. Applicants will be notified by                     the IHS program office within 30 days                 deadlines. Failure to submit required
                                               DGM, via email, to outline minor                        of the conclusion of the ORC.                         reports within the time allowed may
                                               missing components (i.e., budget                          Note: Any correspondence other than the             result in suspension or termination of
                                               narratives, audit documentation, key                    official NoA signed by an IHS Grants                  an active grant, withholding of
                                               contact form) needed for an otherwise                   Management Official announcing to the                 additional awards for the project, or
                                               complete application. All missing                       Project Director that an award has been made
                                                                                                                                                             other enforcement actions such as
                                               documents must be sent to DGM on or                     to their organization is not an authorization
                                                                                                       to implement their program on behalf of IHS.          withholding of payments or converting
                                               before the due date listed in the email                                                                       to the reimbursement method of
                                               of notification of missing documents                                                                          payment. Continued failure to submit
                                               required.                                               2. Administrative Requirements
                                                                                                                                                             required reports may result in one or
                                                 To obtain a minimum score for                            Grants are administered in accordance              both of the following: (1) The
                                               funding by the ORC, applicants must                     with the following regulations, policies,             imposition of special award provisions;
                                               address all program requirements and                    and OMB cost principles:                              and (2) the non-funding or non-award of
                                               provide all required documentation.                        A. The criteria as outlined in this
                                                                                                                                                             other eligible projects or activities. This
                                                                                                       Program Announcement.
                                               VI. Award Administration Information                                                                          requirement applies whether the
                                                                                                          B. Administrative Regulations for
                                                                                                                                                             delinquency is attributable to the failure
                                               1. Award Notices                                        Grants:
                                                                                                          • Uniform Administrative                           of the grantee organization or the
                                                 The Notice of Award (NoA) is a                        Requirements for Federal Awards                       individual responsible for preparation
                                               legally binding document signed by the                  located at 45 CFR part 75.                            of the reports. Reports must be
                                               Grants Management Officer and serves                       C. Grants Policy:                                  submitted electronically via
                                               as the official notification of the grant                  • HHS Grants Policy Statement,                     GrantSolutions. Personnel responsible
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                                               award. The NoA will be initiated by the                 Revised 01/07.                                        for submitting reports will be required
                                               DGM in our grant system,                                   D. Cost Principles:                                to obtain a login and password for
                                               GrantSolutions (https://                                   • Uniform Administrative                           GrantSolutions. Please see the Agency
                                               www.grantsolutions.gov). Each entity                    Requirements for Federal Awards, ‘‘Cost               Contacts list in section VII for the
                                               that is approved for funding under this                 Principles,’’ located at 45 CFR part 75,              systems contact information.
                                               announcement will need to request or                    subpart E.                                              The reporting requirements for this
                                               have a user account in GrantSolutions                      E. Audit Requirements:                             program are noted below.


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                                                                            Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Notices                                               14401

                                               A. Progress Reports                                     period will be required to address the                DEPARTMENT OF HEALTH AND
                                                  Program progress reports are required                FSRS reporting. For the full IHS award                HUMAN SERVICES
                                               semi-annually within 30 days after the                  term implementing this requirement
                                                                                                       and additional award applicability                    National Institutes of Health
                                               budget period ends. These reports must
                                               include a brief comparison of actual                    information, visit the DGM Grants
                                                                                                       Policy Web site at: https://www.ihs.gov/              Center for Scientific Review Notice of
                                               accomplishments to the goals                                                                                  Closed Meetings
                                               established for the period, or, if                      dgm/index.cfm?module=dsp_dgm_
                                               applicable, provide sound justification                 policy_topics.                                          Pursuant to section 10(d) of the
                                               for the lack of progress, and other                       Telecommunication for the hearing                   Federal Advisory Committee Act, as
                                               pertinent information as required. A                    impaired is available at: TTY (301) 443–              amended (5 U.S.C. App.), notice is
                                               final report must be submitted within 90                6394.                                                 hereby given of the following meetings.
                                               days of expiration of the budget/project                                                                        The meetings will be closed to the
                                               period.                                                 VII. Agency Contacts                                  public in accordance with the
                                                                                                                                                             provisions set forth in sections
                                               B. Financial Reports                                       1. Questions on the programmatic                   552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                                                                       issues may be directed to: Ms. Patricia               as amended. The grant applications and
                                                 Federal Financial Report FFR (SF–
                                                                                                       Spotted Horse, Program Analyst, Office                the discussions could disclose
                                               425), Cash Transaction Reports are due
                                               30 days after the close of every calendar               of Direct Service and Contracting Tribes,             confidential trade secrets or commercial
                                               quarter to the Payment Management                       Indian Health Service, 801 Thompson                   property such as patentable material,
                                               Services, HHS at: http://                               Avenue, Suite 220, Rockville, MD                      and personal information concerning
                                               www.dpm.psc.gov. It is recommended                      20852–1609, Telephone: (301) 443–                     individuals associated with the grant
                                               that the applicant also send a copy of                  1104, Email: Patricia.SpottedHorse@                   applications, the disclosure of which
                                               the FFR (SF–425) report to the Grants                   ihs.gov.                                              would constitute a clearly unwarranted
                                               Management Specialist. Failure to                          2. Questions on grants management                  invasion of personal privacy.
                                               submit timely reports may cause a                       and fiscal matters may be directed to:                  Name of Committee: Center for Scientific
                                               disruption in timely payments to the                    Mr. Pallop Chareonvootitam, Grants                    Review Special Emphasis Panel; Member
                                               organization.                                           Management Specialist, Office of                      Conflict: Eye Disease Mechanisms and
                                                 Grantees are responsible and                          Management Services, Division of                      Models.
                                               accountable for accurate information                    Grants Management, 801 Thompson                         Date: April 14, 2015.
                                               being reported on all required reports:                 Avenue, TMP Suite 360, Rockville, MD                    Time: 8:00 a.m. to 2:00 p.m.
                                               The Progress Reports and Federal                        20852–1609, Telephone: (301) 443–                       Agenda: To review and evaluate grant
                                                                                                                                                             applications.
                                               Financial Report.                                       5204, Fax: (301) 443–9602, Email:                       Place: National Institutes of Health, 6701
                                                                                                       Pallop.Chareonvootitam@ihs.gov.                       Rockledge Drive, Bethesda, MD 20892,
                                               C. Federal Subaward Reporting System
                                               (FSRS)                                                     3. Questions on systems matters may                (Virtual Meeting).
                                                                                                       be directed to: Mr. Paul Gettys, Grant                  Contact Person: Alessandra C Rovescalli,
                                                  This award may be subject to the                                                                           Ph.D., Scientific Review Officer, National
                                                                                                       Systems Coordinator, Office of
                                               Transparency Act subaward and                                                                                 Institutes of Health, Center for Scientific
                                                                                                       Management Services, Division of                      Review, 6701 Rockledge Drive, Rm. 5205
                                               executive compensation reporting
                                                                                                       Grants Management, 801 Thompson                       MSC7846, Bethesda, MD 20892, (301) 435–
                                               requirements of 2 CFR part 170.
                                                                                                       Avenue, TMP Suite 360, Rockville, MD                  1021, rovescaa@mail.nih.gov.
                                                  The Transparency Act requires the
                                                                                                       20852, Phone: (301) 443–2114; or the                    Name of Committee: Center for Scientific
                                               OMB to establish a single searchable
                                                                                                       DGM main line (301) 443–5204, Fax:                    Review Special Emphasis Panel; Myalgic
                                               database, accessible to the public, with
                                                                                                       (301) 443–9602, Email: Paul.Gettys@                   Encephalomyelitis/Chronic Fatigue
                                               information on financial assistance
                                                                                                       ihs.gov.                                              Syndrome.
                                               awards made by Federal agencies. The                                                                            Date: April 14, 2015.
                                               Transparency Act also includes a                        VIII. Other Information                                 Time: 1:00 p.m. to 4:00 p.m.
                                               requirement for recipients of Federal                                                                           Agenda: To review and evaluate grant
                                               grants to report information about first-                  The PHS strongly encourages all                    applications.
                                               tier subawards and executive                            cooperative agreement and contract                      Place: National Institutes of Health, 6701
                                               compensation under Federal assistance                   recipients to provide a smoke-free                    Rockledge Drive, Bethesda, MD 20892,
                                               awards.                                                 workplace and promote the non-use of                  (Virtual Meeting).
                                                  IHS has implemented a Term of                        all tobacco products. In addition, Public               Contact Person: Lynn E Luethke, Ph.D.,
                                               Award into all IHS Standard Terms and                   Law 103–227, the Pro-Children Act of                  Scientific Review Officer, Center for
                                                                                                       1994, prohibits smoking in certain                    Scientific Review, National Institutes of
                                               Conditions, NoAs and funding                                                                                  Health, 6701 Rockledge Drive, Room 5166,
                                               announcements regarding the FSRS                        facilities (or in some cases, any portion             MSC 7844, Bethesda, MD 20892, (301) 806–
                                               reporting requirement. This IHS Term of                 of the facility) in which regular or                  3323, luethkel@csr.nih.gov.
                                               Award is applicable to all IHS grant and                routine education, library, day care,                   Name of Committee: Center for Scientific
                                               cooperative agreements issued on or                     health care, or early childhood                       Review Special Emphasis Panel; SEP: 4D
                                               after October 1, 2010, with a $25,000                   development services are provided to                  Nucleome Network Organizational Hub.
                                               subaward obligation dollar threshold                    children. This is consistent with the                   Date: April 15, 2015.
                                               met for any specific reporting period.                  HHS mission to protect and advance the                  Time: 1:00 p.m. to 6:00 p.m.
                                               Additionally, all new (discretionary)                   physical and mental health of the                       Agenda: To review and evaluate grant
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                                               IHS awards (where the project period is                 American people.                                      applications.
                                               made up of more than one budget                                                                                 Place: National Institutes of Health, 6701
                                                                                                         Dated: March 12, 2015.                              Rockledge Drive, Bethesda, MD 20892,
                                               period) and where: 1) the project period                                                                      (Virtual Meeting).
                                                                                                       Robert G. McSwain,
                                               start date was October 1, 2010 or after                                                                         Contact Person: Allen Richon, Ph.D.,
                                               and 2) the primary awardee will have a                  Acting Director, Indian Health Service.
                                                                                                                                                             Scientific Review Officer, Center for
                                               $25,000 subaward obligation dollar                      [FR Doc. 2015–06353 Filed 3–18–15; 8:45 am]           Scientific Review, National Institutes of
                                               threshold during any specific reporting                 BILLING CODE 4165–16–P                                Health, 6701 Rockledge Drive, Room 6184,



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Document Created: 2018-02-21 09:42:22
Document Modified: 2018-02-21 09:42:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesJune 3, 2015.
FR Citation80 FR 14392 

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