80 FR 15260 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 55 (March 23, 2015)

Page Range		15260-15260
FR Document		2015-06533

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 80 Issue 55 (Monday, March 23, 2015)

[Federal Register Volume 80, Number 55 (Monday, March 23, 2015)]
[Notices]
[Page 15260]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-06533]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9739; 34-74523; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting. The public is invited to submit 
written statements to the Committee.

DATES: The meeting will be held on Thursday, April 9, 2015 from 9:30 
a.m. until 4:00 p.m. (ET). Written statements should be received on or 
before April 9, 2015.

ADDRESSES: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC 20549. The 
meeting will be webcast on the Commission's Web site at www.sec.gov. 
Written statements may be submitted by any of the following methods:

Electronic Statements

    [ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
    [ssquf] Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements to Brent J. Fields, Secretary, 
Securities and Exchange Commission, 100 F Street NE., Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Sharma, Senior Special Counsel, 
Office of the Investor Advocate, at (202) 551-3302, Securities and 
Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public, 
except during portions of the meeting reserved for meetings of the 
Committee's subcommittees. Persons needing special accommodations to 
take part because of a disability should notify the contact person 
listed in FOR FURTHER INFORMATION CONTACT.
    The agenda for the meeting includes: Remarks from Commissioners; 
nomination of candidates for officer positions and election of 
officers; a discussion of the Commodity Futures Trading Commission's 
investor behavior survey results; a discussion of background checks as 
a means to address elder financial abuse (which may include a 
recommendation); a discussion of proxy access and staff review of Rule 
14a-8(i)(9) under the Securities Exchange Act of 1934 (which may 
include a recommendation); an update on the SEC proxy voting 
roundtable; an update on the recommendations of the SEC Advisory 
Committee on Small and Emerging Companies; and nonpublic subcommittee 
meetings.

    Dated: March 18, 2015.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-06533 Filed 3-20-15; 8:45 am]
 BILLING CODE 8011-01-P

15260 Federal Register / Vol. 80, No. 55 / Monday, March 23, 2015 / Notices

FOR FURTHER INFORMATION CONTACT: D Send an email message to rules- SECURITIES AND EXCHANGE
Sharon Bradford Franklin, Executive comments@sec.gov. Please include File COMMISSION
Director, 202–331–1986. No. 265–28 on the subject line; or
SUPPLEMENTARY INFORMATION: The Paper Statements [Release No. 34–74518; File No. SR–
PCLOB seeks public input to inform the NASDAQ–2015–022]
Board’s examination of activities D Send paper statements to Brent J.
conducted under Executive Order (E.O.) Fields, Secretary, Securities and Self-Regulatory Organizations; The
12333—United States Intelligence Exchange Commission, 100 F Street NE., NASDAQ Stock Market LLC; Notice of
Activities. Although the Board Washington, DC 20549–1090. Filing and Immediate Effectiveness of
recognizes that much information about All submissions should refer to File No. Proposed Rule Change to Rule
activities under E.O. 12333 is classified 265–28. This file number should be 4751(h)(5) Relating to Market Hours
and/or not publicly available, the Board included on the subject line if email is IOC Orders
seeks comments regarding any concerns used. To help us process and review
about counterterrorism activities your statement more efficiently, please March 17, 2015.
conducted under E.O. 12333 based on use only one method. Pursuant to Section 19(b)(1) of the
the information that is currently Statements also will be available for
Securities Exchange Act of 1934
unclassified and publicly available, as Web site viewing and printing in the
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
well as suggestions for questions the Commission’s Public Reference Room,
100 F Street NE., Room 1580, notice is hereby given that on March 6,
PCLOB should ask as part of its inquiry.
Washington, DC 20549, on official 2015, The NASDAQ Stock Market LLC
Dated: March 16, 2015. (‘‘NASDAQ’’ or ‘‘Exchange’’) filed with
business days between the hours of
Lynn Parker Dupree, the Securities and Exchange
10:00 a.m. and 3:00 p.m. All statements
Acting General Counsel, Privacy and Civil received will be posted without change; Commission (‘‘SEC’’ or ‘‘Commission’’)
Liberties Oversight Board. the proposed rule change as described
we do not edit personal identifying
[FR Doc. 2015–06537 Filed 3–20–15; 8:45 am] in Items I, II, and III, below, which Items
information from submissions. You
BILLING CODE 6820–B3–P should submit only information that have been prepared by the Exchange.
you wish to make available publicly. The Commission is publishing this
FOR FURTHER INFORMATION CONTACT: notice to solicit comments on the
SECURITIES AND EXCHANGE Marc Sharma, Senior Special Counsel, proposed rule change from interested
COMMISSION Office of the Investor Advocate, at (202) persons.
[Release Nos. 33–9739; 34–74523; File No. 551–3302, Securities and Exchange I. Self-Regulatory Organization’s
265–28] Commission, 100 F Street NE., Statement of the Terms of Substance of
Washington, DC 20549.
the Proposed Rule Change
Investor Advisory Committee Meeting SUPPLEMENTARY INFORMATION: The
meeting will be open to the public, The Exchange proposes to simplify
AGENCY: Securities and Exchange
except during portions of the meeting processing of Market Hours IOC orders
Commission.
reserved for meetings of the and to make clarifying changes to the
ACTION: Notice of Meeting of Securities Committee’s subcommittees. Persons rule text of Rule 4751(h)(5).
and Exchange Commission Dodd-Frank needing special accommodations to take
Investor Advisory Committee. The text of the proposed rule change
part because of a disability should
is available on the Exchange’s Web site
SUMMARY: The Securities and Exchange notify the contact person listed in FOR
at http://nasdaq.cchwallstreet.com, at
FURTHER INFORMATION CONTACT.
Commission Investor Advisory the principal office of the Exchange, and
Committee, established pursuant to The agenda for the meeting includes:
Remarks from Commissioners; at the Commission’s Public Reference
section 911 of the Dodd-Frank Wall Room.
Street Reform and Consumer Protection nomination of candidates for officer
Act of 2010, is providing notice that it positions and election of officers; a II. Self-Regulatory Organization’s
will hold a public meeting. The public discussion of the Commodity Futures Statement of the Purpose of, and
is invited to submit written statements Trading Commission’s investor behavior Statutory Basis for, the Proposed Rule
to the Committee. survey results; a discussion of Change
background checks as a means to
DATES: The meeting will be held on
address elder financial abuse (which In its filing with the Commission, the
Thursday, April 9, 2015 from 9:30 a.m. may include a recommendation); a Exchange included statements
until 4:00 p.m. (ET). Written statements discussion of proxy access and staff concerning the purpose of and basis for
should be received on or before April 9, review of Rule 14a–8(i)(9) under the
2015. the proposed rule change and discussed
Securities Exchange Act of 1934 (which any comments it received on the
ADDRESSES: The meeting will be held in may include a recommendation); an proposed rule change. The text of these
Multi-Purpose Room LL–006 at the update on the SEC proxy voting statements may be examined at the
Commission’s headquarters, 100 F roundtable; an update on the places specified in Item IV below. The
Street NE., Washington, DC 20549. The recommendations of the SEC Advisory
meeting will be webcast on the Exchange has prepared summaries, set
Committee on Small and Emerging forth in sections A, B, and C below, of
mstockstill on DSK4VPTVN1PROD with NOTICES

Commission’s Web site at www.sec.gov. Companies; and nonpublic
Written statements may be submitted by the most significant aspects of such
subcommittee meetings.
any of the following methods: statements.
Dated: March 18, 2015.
Electronic Statements Jill M. Peterson,
D Use the Commission’s Internet Assistant Secretary.
submission form (http://www.sec.gov/ [FR Doc. 2015–06533 Filed 3–20–15; 8:45 am] 1 15 U.S.C. 78s(b)(1).
rules/other.shtml); or BILLING CODE 8011–01–P 2 17 CFR 240.19b–4.

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Document Created: 2018-02-21 09:47:46
Document Modified: 2018-02-21 09:47:46

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of Meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, April 9, 2015 from 9:30 a.m. until 4:00 p.m. (ET). Written statements should be received on or before April 9, 2015.
Contact		Marc Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		80 FR 15260