80_FR_16652 80 FR 16592 - Petition To Define Alternatives to Procedures That May Cause Pain or Distress and To Establish Standards Regarding Consideration of These Alternatives

80 FR 16592 - Petition To Define Alternatives to Procedures That May Cause Pain or Distress and To Establish Standards Regarding Consideration of These Alternatives

DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service

Federal Register Volume 80, Issue 60 (March 30, 2015)

Page Range16592-16593
FR Document2015-07221

We are notifying the public that the Animal and Plant Health Inspection Service has received a petition requesting that we amend the Animal Welfare Act (AWA) regulations to define the term alternatives, clarify the existing definition of painful procedure, and establish standards governing the consideration of such alternatives at research facilities that are registered under the AWA regulations. We are making this petition available to the public and soliciting comments regarding the petition and any issues raised by the petition that we should take into account as we consider this petition.

Federal Register, Volume 80 Issue 60 (Monday, March 30, 2015)
[Federal Register Volume 80, Number 60 (Monday, March 30, 2015)]
[Proposed Rules]
[Pages 16592-16593]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-07221]


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DEPARTMENT OF AGRICULTURE

Animal and Plant Health Inspection Service

9 CFR Parts 1 and 2

[Docket No. APHIS-2014-0050]


Petition To Define Alternatives to Procedures That May Cause Pain 
or Distress and To Establish Standards Regarding Consideration of These 
Alternatives

AGENCY: Animal and Plant Health Inspection Service, USDA.

ACTION: Notice of petition.

-----------------------------------------------------------------------

SUMMARY: We are notifying the public that the Animal and Plant Health 
Inspection Service has received a petition requesting that we amend the 
Animal Welfare Act (AWA) regulations to define the term alternatives, 
clarify the existing definition of painful procedure, and establish 
standards governing the consideration of such alternatives at research 
facilities that are registered under the AWA regulations. We are making 
this petition available to the public and soliciting comments regarding 
the petition and any issues raised by the petition that we should take 
into account as we consider this petition.

DATES: We will consider all comments that we receive on or before May 
29, 2015.

ADDRESSES: You may submit comments by either of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov/#!docketDetail;D=APHIS-2014-0050.
     Postal Mail/Commercial Delivery: Send your comment to 
Docket No. APHIS-2014-0050, Regulatory Analysis and Development, PPD, 
APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-
1238.
    Supporting documents and any comments we receive on this docket may 
be viewed at http://www.regulations.gov/#!docketDetail;D=APHIS-2014-
0050 or in our reading room, which is located in room 1141 of the USDA 
South Building, 14th Street and Independence Avenue SW., Washington, 
DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through 
Friday, except holidays. To be sure someone is there to help you, 
please call (202) 799-7039 before coming.

FOR FURTHER INFORMATION CONTACT: Dr. Carol Clarke, Research Program 
Manager, USDA, APHIS, Animal Care, 4700 River Road Unit 84, Riverdale, 
MD 20737-1234; (301) 851-3751.

SUPPLEMENTARY INFORMATION: The Animal Welfare Act (AWA, 7 U.S.C. 2131 
et seq.) authorizes the Secretary of Agriculture to promulgate 
standards and other requirements governing research facilities. The 
Secretary has delegated the responsibility for enforcing the AWA to the 
Administrator of the Animal and Plant Health Inspection Service 
(APHIS). Within APHIS, the responsibility for administering the AWA has 
been delegated to the Deputy Administrator for Animal Care.
    Regulations and standards promulgated under the AWA are contained 
in Title 9 of the Code of Federal Regulations, parts 1, 2, and 3 
(referred to collectively below as the AWA regulations). Part 1 
contains definitions of terms used within parts 2 and 3. Part 2 
contains licensing and registration regulations, regulations specific 
to research facilities, and regulations governing veterinary care,

[[Page 16593]]

animal identification, recordkeeping, access for inspection, 
confiscation of animals, and handling, among other requirements. Within 
part 2, subpart C contains the regulations specific to research 
facilities.
    Among other requirements, research facilities, other than Federal 
research facilities, must register with APHIS and appoint an 
Institutional Animal Care and Use Committee (IACUC). The IACUC, which 
must be composed of a chairperson and at least two other members, is 
required to perform certain functions in order to ensure the facility's 
compliance with the AWA regulations.
    As one of these functions, the IACUC must review proposed 
activities involving animals that are performed at the facility, as 
well as significant changes in ongoing activities, in order to 
determine that the principle investigator has considered alternatives 
to procedures that may cause more than momentary or slight pain or 
distress to the animals, and has provided a written narrative 
description of the methods and sources used to determine that 
alternatives were not available.
    On October 30, 2013, APHIS received a petition from the Physicians 
Committee for Responsible Medicine (referred to below as PCRM) 
requesting that we initiate rulemaking to amend the AWA regulations. 
Specifically, PCRM asks that we amend part 1 to add a definition of the 
term alternatives in order to delineate what a primary investigator is 
required to consider in lieu of a procedure that may cause more than 
momentary or slight pain or distress to the animals. The petition also 
asks that we amend the existing definition of painful procedure in 
order to codify a long-standing APHIS policy that a procedure should be 
considered to be painful if it may cause more than momentary or slight 
pain of distress to the animals, even if this pain is subsequently 
relieved through anesthesia. Finally, the petition asks that we amend 
part 2 to specify what must occur as part of a consideration of 
alternatives.
    The petition states that the intent of the AWA is to authorize 
research facilities to undertake procedures likely to produce pain or 
distress in animals only if no alternatives exist to these procedures, 
and that the AWA regulations support this interpretation of the AWA 
itself. The petition suggests, however, that because of ambiguities in 
the AWA regulations, research facilities have sometimes construed them 
to mean that cursory deliberation regarding alternatives suffices to 
meet this regulatory and statutory requirement to consider 
alternatives. The petition states that, by amending the AWA regulations 
in the manner that PCRM suggests, we would remove these ambiguities and 
facilitate regulatory compliance.
    We are making this petition available to the public and soliciting 
comments to help determine what action, if any, to take in response to 
this request. The petition and any comments submitted are available for 
review as indicated under ADDRESSES above. We welcome all comments on 
the issues outlined in the petition. In particular, we invite responses 
to the following questions:
    1. Should APHIS establish regulatory standards for consideration of 
alternatives to procedures that may cause more than momentary or slight 
pain or distress to animals?
    2. What constitutes an alternative to a procedure that may cause 
more than momentary or slight pain or distress? If we amend the AWA 
regulations to define the term alternative, what definition should we 
use?
    3. What constitutes a thorough consideration of alternatives? Does 
this differ depending on the nature of the research conducted? If so, 
how?
    4. Who should make a determination regarding the thoroughness of a 
primary investigator's consideration of alternatives: The IACUC for a 
facility, APHIS, or both parties?
    5. If the IACUC and APHIS should jointly make a determination, 
which responsibilities should fall to APHIS and which to the IACUC in 
terms of evaluating thoroughness?
    6. What documentation should the primary investigator provide to 
demonstrate that he or she has done a thorough consideration of 
alternatives?
    We encourage the submission of scientific data, studies, or 
research to support your comments and position. We also invite data on 
the costs and benefits associated with any recommendations. We will 
consider all comments and recommendations we receive.

    Authority: 7 U.S.C. 2131-2159; 7 CFR 2.22, 2.80, and 371.7.

    Done in Washington, DC, this 24th day of March 2015.
Jere L. Dick,
Acting Administrator, Animal and Plant Health Inspection Service.
[FR Doc. 2015-07221 Filed 3-27-15; 8:45 am]
 BILLING CODE 3410-34-P



                                                16592                   Federal Register / Vol. 80, No. 60 / Monday, March 30, 2015 / Proposed Rules

                                                handlers. While assessments impose                      2015, and the marketing order requires                procedure, and establish standards
                                                some additional costs on handlers, the                  that the rate of assessment for each                  governing the consideration of such
                                                costs are minimal and uniform on all                    fiscal year apply to all assessable olives            alternatives at research facilities that are
                                                handlers. Some of the additional costs                  handled during such fiscal year; (2) the              registered under the AWA regulations.
                                                may be passed on to producers.                          committee needs to have sufficient                    We are making this petition available to
                                                However, these costs would be offset by                 funds to pay its expenses, which are                  the public and soliciting comments
                                                the benefits derived from the operation                 incurred on a continuous basis; and (3)               regarding the petition and any issues
                                                of the marketing order. In addition, the                both regulated handlers were present at               raised by the petition that we should
                                                committee’s meeting was widely                          the December 9, 2014, meeting, and are                take into account as we consider this
                                                publicized throughout the California’s                  aware of this action, which was                       petition.
                                                olive industry and all interested persons               unanimously recommended by the                        DATES: We will consider all comments
                                                were invited to attend the meeting and                  committee at a public meeting, and is                 that we receive on or before May 29,
                                                participate in committee deliberations                  similar to other assessment rate actions              2015.
                                                on all issues. Like all committee                       issued in past years.
                                                meetings, the December 9, 2014,                                                                               ADDRESSES:    You may submit comments
                                                meeting was a public meeting and all                    List of Subjects in 7 CFR Part 932                    by either of the following methods:
                                                entities, both large and small, were                      Olives, Marketing agreements,                          • Federal eRulemaking Portal: Go to
                                                encouraged to express views on this                     Reporting and recordkeeping                           http://www.regulations.gov/
                                                issue. Finally, interested persons are                  requirements.                                         #!docketDetail;D=APHIS-2014-0050.
                                                invited to submit comments on this                        For the reasons set forth in the                       • Postal Mail/Commercial Delivery:
                                                proposed rule including the regulatory                  preamble, 7 CFR part 932 is proposed to               Send your comment to Docket No.
                                                and informational impacts of this action                be amended as follows:                                APHIS–2014–0050, Regulatory Analysis
                                                on small businesses.                                                                                          and Development, PPD, APHIS, Station
                                                   In accordance with the Paperwork                     PART 932—OLIVES GROWN IN                              3A–03.8, 4700 River Road Unit 118,
                                                Reduction Act of 1995 (44 U.S.C.                        CALIFORNIA                                            Riverdale, MD 20737–1238.
                                                Chapter 35), the order’s information                                                                             Supporting documents and any
                                                collection requirements have been                       ■ 1. The authority citation for 7 CFR                 comments we receive on this docket
                                                previously approved by the Office of                    part 932 continues to read as follows:                may be viewed at http://
                                                Management and Budget (OMB) and                             Authority: 7 U.S.C. 601–674.                      www.regulations.gov/
                                                assigned OMB No. 0581–0178. No                          ■ 2. Section 932.230 is revised to read               #!docketDetail;D=APHIS-2014-0050 or
                                                changes in those requirements as a                      as follows:                                           in our reading room, which is located in
                                                result of this action are necessary.                                                                          room 1141 of the USDA South Building,
                                                                                                        § 932.230    Assessment rate.
                                                Should any changes become necessary,                                                                          14th Street and Independence Avenue
                                                they would be submitted to OMB for                        On and after January 1, 2015, an                    SW., Washington, DC. Normal reading
                                                approval.                                               assessment rate of $26.00 per ton is                  room hours are 8 a.m. to 4:30 p.m.,
                                                   This proposed rule would impose no                   established for California olives.                    Monday through Friday, except
                                                additional reporting or recordkeeping                     Dated: March 24, 2015.                              holidays. To be sure someone is there to
                                                requirements on either small or large                   Rex A. Barnes,                                        help you, please call (202) 799–7039
                                                California olive handlers. As with all                  Associate Administrator, Agricultural                 before coming.
                                                Federal marketing order programs,                       Marketing Service.                                    FOR FURTHER INFORMATION CONTACT: Dr.
                                                reports and forms are periodically                      [FR Doc. 2015–07116 Filed 3–27–15; 8:45 am]           Carol Clarke, Research Program
                                                reviewed to reduce information                          BILLING CODE 3410–02–P                                Manager, USDA, APHIS, Animal Care,
                                                requirements and duplication by
                                                                                                                                                              4700 River Road Unit 84, Riverdale, MD
                                                industry and public sector agencies.
                                                   AMS is committed to complying with                                                                         20737–1234; (301) 851–3751.
                                                                                                        DEPARTMENT OF AGRICULTURE                             SUPPLEMENTARY INFORMATION: The
                                                the E-Government Act to promote the
                                                use of the internet and other                           Animal and Plant Health Inspection                    Animal Welfare Act (AWA, 7 U.S.C.
                                                information technologies to provide                     Service                                               2131 et seq.) authorizes the Secretary of
                                                increased opportunities for citizen                                                                           Agriculture to promulgate standards and
                                                access to Government information and                    9 CFR Parts 1 and 2                                   other requirements governing research
                                                services, and for other purposes.                                                                             facilities. The Secretary has delegated
                                                   USDA has not identified any relevant                 [Docket No. APHIS–2014–0050]                          the responsibility for enforcing the
                                                Federal rules that duplicate, overlap, or                                                                     AWA to the Administrator of the
                                                                                                        Petition To Define Alternatives to                    Animal and Plant Health Inspection
                                                conflict with this action.
                                                                                                        Procedures That May Cause Pain or                     Service (APHIS). Within APHIS, the
                                                   A small business guide on complying
                                                                                                        Distress and To Establish Standards                   responsibility for administering the
                                                with fruit, vegetable, and specialty crop
                                                                                                        Regarding Consideration of These                      AWA has been delegated to the Deputy
                                                marketing agreements and orders may
                                                                                                        Alternatives                                          Administrator for Animal Care.
                                                be viewed at: http://www.ams.usda.gov/
                                                MarketingOrdersSmallBusinessGuide.                      AGENCY:  Animal and Plant Health                         Regulations and standards
                                                Any questions about the compliance                      Inspection Service, USDA.                             promulgated under the AWA are
                                                guide should be sent to Jeffrey Smutny                  ACTION: Notice of petition.                           contained in Title 9 of the Code of
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                at the previously-mentioned address in                                                                        Federal Regulations, parts 1, 2, and 3
                                                the FOR FURTHER INFORMATION CONTACT                     SUMMARY:   We are notifying the public                (referred to collectively below as the
                                                section.                                                that the Animal and Plant Health                      AWA regulations). Part 1 contains
                                                   A 30-day comment period is provided                  Inspection Service has received a                     definitions of terms used within parts 2
                                                to allow interested persons to respond                  petition requesting that we amend the                 and 3. Part 2 contains licensing and
                                                to this proposed rule. Thirty days is                   Animal Welfare Act (AWA) regulations                  registration regulations, regulations
                                                deemed appropriate because: (1) The                     to define the term alternatives, clarify              specific to research facilities, and
                                                2015 fiscal year began on January 1,                    the existing definition of painful                    regulations governing veterinary care,


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                                                                        Federal Register / Vol. 80, No. 60 / Monday, March 30, 2015 / Proposed Rules                                           16593

                                                animal identification, recordkeeping,                   requirement to consider alternatives.                 DEPARTMENT OF AGRICULTURE
                                                access for inspection, confiscation of                  The petition states that, by amending
                                                animals, and handling, among other                      the AWA regulations in the manner that                Animal and Plant Health Inspection
                                                requirements. Within part 2, subpart C                  PCRM suggests, we would remove these                  Service
                                                contains the regulations specific to                    ambiguities and facilitate regulatory
                                                research facilities.                                    compliance.                                           9 CFR Parts 51, 71, 75, 78, 85, and 86
                                                   Among other requirements, research
                                                facilities, other than Federal research                    We are making this petition available              [Docket No. APHIS–2014–0018]
                                                facilities, must register with APHIS and                to the public and soliciting comments to
                                                                                                                                                              RIN 0579–AE02
                                                appoint an Institutional Animal Care                    help determine what action, if any, to
                                                and Use Committee (IACUC). The                          take in response to this request. The                 Livestock Marketing Facilities
                                                IACUC, which must be composed of a                      petition and any comments submitted
                                                chairperson and at least two other                      are available for review as indicated                 AGENCY:  Animal and Plant Health
                                                members, is required to perform certain                 under ADDRESSES above. We welcome                     Inspection Service, USDA.
                                                functions in order to ensure the                        all comments on the issues outlined in                ACTION: Proposed rule; reopening of
                                                facility’s compliance with the AWA                      the petition. In particular, we invite                comment period.
                                                regulations.                                            responses to the following questions:
                                                   As one of these functions, the IACUC                                                                       SUMMARY:   We are reopening the
                                                                                                           1. Should APHIS establish regulatory               comment period for our proposed rule
                                                must review proposed activities
                                                involving animals that are performed at                 standards for consideration of                        that would amend the regulations
                                                the facility, as well as significant                    alternatives to procedures that may                   governing approval of facilities that
                                                changes in ongoing activities, in order to              cause more than momentary or slight                   receive livestock moved in interstate
                                                determine that the principle investigator               pain or distress to animals?                          commerce, as well as the conditions
                                                has considered alternatives to                             2. What constitutes an alternative to a            under which livestock may move to
                                                procedures that may cause more than                     procedure that may cause more than                    such facilities without official
                                                momentary or slight pain or distress to                 momentary or slight pain or distress? If              identification or prior issuance of an
                                                the animals, and has provided a written                 we amend the AWA regulations to                       interstate certificate of veterinary
                                                narrative description of the methods                    define the term alternative, what                     inspection or alternative
                                                and sources used to determine that                                                                            documentation. This action will allow
                                                                                                        definition should we use?
                                                alternatives were not available.                                                                              interested persons additional time to
                                                   On October 30, 2013, APHIS received                     3. What constitutes a thorough                     prepare and submit comments.
                                                a petition from the Physicians                          consideration of alternatives? Does this              DATES: The comment period for the
                                                Committee for Responsible Medicine                      differ depending on the nature of the                 proposed rule published on January 2,
                                                (referred to below as PCRM) requesting                  research conducted? If so, how?                       2015 (80 FR 6 through 13) is reopened.
                                                that we initiate rulemaking to amend                       4. Who should make a determination                 We will consider all comments that we
                                                the AWA regulations. Specifically,                      regarding the thoroughness of a primary               receive on or before April 15, 2015.
                                                PCRM asks that we amend part 1 to add                   investigator’s consideration of                       ADDRESSES: You may submit comments
                                                a definition of the term alternatives in                alternatives: The IACUC for a facility,               by either of the following methods:
                                                order to delineate what a primary                       APHIS, or both parties?                                 • Federal eRulemaking Portal: Go to
                                                investigator is required to consider in                                                                       http://www.regulations.gov/
                                                lieu of a procedure that may cause more                    5. If the IACUC and APHIS should
                                                                                                        jointly make a determination, which                   #!docketDetail;D=APHIS-2014-0018.
                                                than momentary or slight pain or                                                                                • Postal Mail/Commercial Delivery:
                                                distress to the animals. The petition also              responsibilities should fall to APHIS
                                                                                                                                                              Send your comment to Docket No.
                                                asks that we amend the existing                         and which to the IACUC in terms of
                                                                                                                                                              APHIS–2014–0018, Regulatory Analysis
                                                definition of painful procedure in order                evaluating thoroughness?
                                                                                                                                                              and Development, PPD, APHIS, Station
                                                to codify a long-standing APHIS policy                     6. What documentation should the                   3A–03.8, 4700 River Road Unit 118,
                                                that a procedure should be considered                   primary investigator provide to                       Riverdale, MD 20737–1238.
                                                to be painful if it may cause more than                 demonstrate that he or she has done a                   Supporting documents and any
                                                momentary or slight pain of distress to                 thorough consideration of alternatives?               comments we receive on this docket
                                                the animals, even if this pain is
                                                                                                           We encourage the submission of                     may be viewed at http://
                                                subsequently relieved through
                                                                                                        scientific data, studies, or research to              www.regulations.gov/
                                                anesthesia. Finally, the petition asks
                                                                                                        support your comments and position.                   #!docketDetail;D=APHIS-2014-0018 or
                                                that we amend part 2 to specify what
                                                                                                        We also invite data on the costs and                  in our reading room, which is located in
                                                must occur as part of a consideration of
                                                                                                        benefits associated with any                          Room 1141 of the USDA South
                                                alternatives.
                                                   The petition states that the intent of                                                                     Building, 14th Street and Independence
                                                                                                        recommendations. We will consider all
                                                the AWA is to authorize research                                                                              Avenue SW., Washington, DC. Normal
                                                                                                        comments and recommendations we
                                                facilities to undertake procedures likely                                                                     reading room hours are 8 a.m. to 4:30
                                                                                                        receive.
                                                to produce pain or distress in animals                                                                        p.m., Monday through Friday, except
                                                                                                          Authority: 7 U.S.C. 2131–2159; 7 CFR 2.22,          holidays. To be sure someone is there to
                                                only if no alternatives exist to these
                                                                                                        2.80, and 371.7.                                      help you, please call (202) 799–7039
                                                procedures, and that the AWA
                                                                                                          Done in Washington, DC, this 24th day of            before coming.
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                regulations support this interpretation
                                                of the AWA itself. The petition suggests,               March 2015.                                           FOR FURTHER INFORMATION CONTACT: Mr.
                                                however, that because of ambiguities in                 Jere L. Dick,                                         Neil Hammerschmidt, Program
                                                the AWA regulations, research facilities                Acting Administrator, Animal and Plant
                                                                                                                                                              Manager, Animal Disease Traceability,
                                                have sometimes construed them to                        Health Inspection Service.                            VS, APHIS, 4700 River Road Unit 200,
                                                mean that cursory deliberation                          [FR Doc. 2015–07221 Filed 3–27–15; 8:45 am]
                                                                                                                                                              Riverdale, MD 20737–1236; (301) 851–
                                                regarding alternatives suffices to meet                                                                       3539.
                                                                                                        BILLING CODE 3410–34–P
                                                this regulatory and statutory                                                                                 SUPPLEMENTARY INFORMATION:



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Document Created: 2015-12-18 11:32:56
Document Modified: 2015-12-18 11:32:56
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of petition.
DatesWe will consider all comments that we receive on or before May 29, 2015.
ContactDr. Carol Clarke, Research Program Manager, USDA, APHIS, Animal Care, 4700 River Road Unit 84, Riverdale, MD 20737-1234; (301) 851-3751.
FR Citation80 FR 16592 
CFR Citation9 CFR 1
9 CFR 2

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