80 FR 17119 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 61 (March 31, 2015)

Page Range		17119-17119
FR Document		2015-07422

Federal Register, Volume 80 Issue 61 (Tuesday, March 31, 2015)

[Federal Register Volume 80, Number 61 (Tuesday, March 31, 2015)]
[Notices]
[Page 17119]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-07422]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, April 
2, 2015 at 2:00 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session, and determined that no 
earlier notice thereof was possible.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

    Dated: March 26, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-07422 Filed 3-27-15; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 61 / Tuesday, March 31, 2015 / Notices 17119

shareholders. Applicants submit that rule 17d–1 to permit open-end Institution and settlement of
the proposed arrangements would investment companies to enter into injunctive actions;
permit the Fund to facilitate the distribution arrangements pursuant to Institution and settlement of
distribution of Shares and provide rule 12b–1 under the Act. Applicants administrative proceedings;
investors with a broader choice of request an order under section 17(d) of Resolution of litigation claims; and
shareholder options. Applicants believe the Act and rule 17d–1 under the Act to Other matters relating to enforcement
that the proposed closed-end permit the Fund to impose asset-based proceedings.
investment company multiple class service and/or distribution fees. At times, changes in Commission
structure does not raise the concerns Applicants have agreed to comply with priorities require alterations in the
underlying section 18 of the Act to any rules 12b–1 and 17d–3 as if those rules scheduling of meeting items.
greater degree than open-end applied to closed-end investment For further information and to
investment companies’ multiple class companies. ascertain what, if any, matters have been
structures. Applicants state that the added, deleted or postponed, please
Fund will comply with the provisions of Applicants’ Condition contact the Office of the Secretary at
rule 18f–3 as if it were an open-end Applicants agree that any order (202) 551–5400.
investment company. granting the requested relief will be Dated: March 26, 2015.
subject to the following condition: Brent J. Fields,
CDSCs Applicants will comply with the Secretary.
1. Applicants believe that the provisions of rules 6c–10, 12b–1, 17d– [FR Doc. 2015–07422 Filed 3–27–15; 11:15 am]
requested relief meets the standards of 3, 18f–3, and 22d–1 under the Act, as
BILLING CODE 8011–01–P
section 6(c) of the Act. Rule 6c–10 amended from time to time or replaced,
under the Act permits open-end as if those rules applied to closed-end
investment companies to impose management investment companies, SECURITIES AND EXCHANGE
CDSCs, subject to certain conditions. and will comply with NASD Conduct COMMISSION
Applicants state that although the Fund Rule 2830, as amended from time to
does not currently intend to impose time, as if that rule applied to all closed- [Release No. 34–74577; File No. SR–ICEEU–
CDSCs, the Fund will only impose a 2015–006]
end management investment
CDSC in compliance with rule 6c–10 as companies.
if that rule applied to closed-end Self-Regulatory Organizations; ICE
For the Commission, by the Division of Clear Europe Limited; Notice of Filing
management investment companies. Investment Management, under delegated
The Fund would also make required and Immediate Effectiveness of
authority. Proposed Rule Change Relating to
disclosures in accordance with the
Brent J. Fields, FATCA Requirements
requirements of Form N–1A concerning
Secretary.
CDSCs as if the Fund were an open-end March 25, 2015.
investment company. Applicants further [FR Doc. 2015–07302 Filed 3–30–15; 8:45 am]
Pursuant to Section 19(b)(1) of the
state that, in the event it imposes BILLING CODE 8011–01–P
Securities Exchange Act of 1934
CDSCs, the Fund will apply the CDSCs (‘‘Act’’),1 and Rule 19b–4 thereunder,2
(and any waivers or scheduled notice is hereby given that on March 13,
variations of the CDSCs) uniformly to all SECURITIES AND EXCHANGE
COMMISSION 2015, ICE Clear Europe Limited (‘‘ICE
shareholders of a given class and Clear Europe’’ or ‘‘Clearing House’’)
consistently with the requirements of Sunshine Act Meeting filed with the Securities and Exchange
rule 22d–1 under the Act. Commission (‘‘Commission’’) the
Notice is hereby given, pursuant to proposed rule change described in Items
Asset-based Service and Distribution
the provisions of the Government in the I, II and III below, which Items have
Fees
Sunshine Act, Public Law 94–409, that been prepared by ICE Clear Europe. ICE
1. Section 17(d) of the Act and rule the Securities and Exchange Clear Europe filed the proposed rule
17d–1 under the Act prohibit an Commission will hold a Closed Meeting change pursuant to Section 19(b)(3)(A)
affiliated person of a registered on Thursday, April 2, 2015 at 2:00 p.m. of the Act,3 and Rule 19b–4(f)(4)(i) 4
investment company or an affiliated Commissioners, Counsel to the thereunder, so that the proposed rule
person of such person, acting as Commissioners, the Secretary to the change was effective upon filing with
principal, from participating in or Commission, and recording secretaries the Commission. The Commission is
effecting any transaction in connection will attend the Closed Meeting. Certain publishing this notice to solicit
with any joint enterprise or joint staff members who have an interest in comments on the proposed rule change
arrangement in which the investment the matters also may be present. from interested persons.
company participates unless the The General Counsel of the
Commission issues an order permitting Commission, or her designee, has I. Self-Regulatory Organization’s
the transaction. In reviewing certified that, in her opinion, one or Statement of the Terms of Substance of
applications submitted under section more of the exemptions set forth in 5 the Proposed Rule Change
17(d) and rule 17d–1, the Commission U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) The principal purpose of the
considers whether the participation of and 17 CFR 200.402(a)(3), (5), (7), 9(ii) proposed rule change is to amend the
the investment company in a joint
asabaliauskas on DSK5VPTVN1PROD with NOTICES

and (10), permit consideration of the ICE Clear Europe Finance Procedures in
enterprise or joint arrangement is scheduled matter at the Closed Meeting. order to address certain reporting and
consistent with the provisions, policies Commissioner Piwowar, as duty information requirements relating to
and purposes of the Act, and the extent officer, voted to consider the items Sections 1471 through 1474 of the U.S.
to which the participation is on a basis listed for the Closed Meeting in closed
different from or less advantageous than session, and determined that no earlier 1 15 U.S.C. 78s(b)(1).
that of other participants. notice thereof was possible. 2 17 CFR 240.19b–4.
2. Rule 17d–3 under the Act provides The subject matter of the Closed 3 15 U.S.C. 78s(b)(3)(A).

an exemption from section 17(d) and Meeting will be: 4 17 CFR 240.19b–4(f)(4)(i).

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Document Created: 2015-12-18 11:48:32
Document Modified: 2015-12-18 11:48:32

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 17119