80_FR_18337 80 FR 18273 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

80 FR 18273 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 64 (April 3, 2015)

Page Range18273-18274
FR Document2015-07697

Applicant seeks an order declaring that it has ceased to be an investment company. On January 30, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,923 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Dates: The application was filed on February 19, 2015. Applicant's Address: 24140 E. Greystone Lane, Woodway, Washington 98020.

Federal Register, Volume 80 Issue 64 (Friday, April 3, 2015)
[Federal Register Volume 80, Number 64 (Friday, April 3, 2015)]
[Notices]
[Pages 18273-18274]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-07697]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-31538]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

March 27, 2015.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
March 2015. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on April 21, 2015, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Brent J. Fields, Secretary, U.S. Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Birmiwal Investment Trust [File No. 811-21289]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On January 30, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $2,923 incurred in connection with the liquidation were 
paid by applicant's investment adviser.
    Filing Dates: The application was filed on February 19, 2015.
    Applicant's Address: 24140 E. Greystone Lane, Woodway, Washington 
98020.

eUNITs(TM) 2 Year International Equity Market Participation Trust: 
Enhanced Upside to Cap/Buffered Downside [File No.--811-22347]

eUnits(TM) 2 Year U.S. Market Participation Trust 3: Upside to Cap/
Buffered Downside [File No.--811-22664]

eUnits(TM) 2 Year U.S. Market Participation Trust 4: Upside to Cap/
Buffered Downside [File No.--811-22665]

eUnits(TM) 2 Year U.S. Market Participation Trust 5: Upside to Cap/
Buffered Downside [File No.--811-22666]

eUnits(TM) 2 Year U.S. Market Participation Trust 6: Upside to Cap/
Buffered Downside [File No.--811-22667]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 20, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

SBL Fund [File No. 811-22962]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant transferred its assets to a 
corresponding shell series of Guggenheim Variable Funds Trust, and on 
April 29, 2014, and September 23, 2014, made distributions to its 
shareholders based on net asset value. Expenses of $260,653 incurred in 
connection with the reorganization were paid by applicant and Security 
Investors, LLC, applicant's investment adviser.

[[Page 18274]]

    Filing Dates: The application was filed on February 19, 2015.
    Applicant's Address: 805 King Farm Blvd., Ste. 600, Rockville, MD 
20850.

Eaton Vance Preferred Dividend Income Trust [File No. 811-22529]

Eaton Vance Diversified Emerging Markets Local Income Fund, Inc. [File 
No. 811-22502]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 23, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

Eaton Vance Multi-Sector Income Trust [File No. 811-22772]

Eaton Vance Risk-Managed Equity Income Opportunities Fund [File No. 
811-22104]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 20, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2015-07697 Filed 4-2-15; 8:45 am]
BILLING CODE 8011-01-P



                                                                                      Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices                                            18273

                                                    612(c) of Regulation NMS (‘‘Sub-Penny                   in furtherance of the purposes of the                    Chief Counsel’s Office, 100 F Street NE.,
                                                    Rule’’) 1 that granted NYSE Arca, Inc.                  Securities Exchange Act of 1934.                         Washington, DC 20549–8010.
                                                    (the ‘‘Exchange’’ or ‘‘NYSEArca’’) a                    Responsibility for compliance with any
                                                                                                                                                                     Birmiwal Investment Trust [File No.
                                                    limited exemption from the Sub-Penny                    applicable provisions of the Federal
                                                                                                                                                                     811–21289]
                                                    Rule in connection with the operation of                securities laws must rest with the
                                                    the Exchange’s Retail Liquidity Program                 persons relying on the exemption that is                    Summary: Applicant seeks an order
                                                    (the ‘‘Program’’).2 The limited                         the subject of this Order.                               declaring that it has ceased to be an
                                                    exemption was granted concurrently                        For the Commission, by the Division of
                                                                                                                                                                     investment company. On January 30,
                                                    with the Commission’s approval of the                   Trading and Markets, pursuant to delegated               2015, applicant made a liquidating
                                                    Exchange’s proposal to adopt the                        authority.7                                              distribution to its shareholders, based
                                                    Program for a one-year pilot term.3 The                 Brent J. Fields,                                         on net asset value. Expenses of $2,923
                                                    exemption was granted coterminous                       Secretary.
                                                                                                                                                                     incurred in connection with the
                                                    with the effectiveness of the pilot                                                                              liquidation were paid by applicant’s
                                                                                                            [FR Doc. 2015–07696 Filed 4–2–15; 8:45 am]
                                                    Program; both the pilot Program and                                                                              investment adviser.
                                                                                                            BILLING CODE 8011–01–P
                                                    exemption are scheduled to expire on                                                                                Filing Dates: The application was
                                                    April 14, 2015.                                                                                                  filed on February 19, 2015.
                                                       The Exchange now seeks to extend                                                                                 Applicant’s Address: 24140 E.
                                                    the exemption until September 30,                       SECURITIES AND EXCHANGE
                                                                                                                                                                     Greystone Lane, Woodway, Washington
                                                    2015.4 The Exchange’s request was                       COMMISSION
                                                                                                                                                                     98020.
                                                    made in conjunction with an
                                                                                                            [Release No. IC–31538]                                   eUNITs(TM) 2 Year International
                                                    immediately effective filing that extends
                                                    the operation of the Program through                                                                             Equity Market Participation Trust:
                                                                                                            Notice of Applications for                               Enhanced Upside to Cap/Buffered
                                                    the same date.5 In its request to extend                Deregistration Under Section 8(f) of the
                                                    the exemption, the Exchange notes that                                                                           Downside [File No.—811–22347]
                                                                                                            Investment Company Act of 1940
                                                    the participation in the Program has                                                                             eUnits(TM) 2 Year U.S. Market
                                                    increased more recently. Accordingly,                   March 27, 2015.                                          Participation Trust 3: Upside to Cap/
                                                    the Exchange has asked for additional                     The following is a notice of                           Buffered Downside [File No.—811–
                                                    time to allow itself and the Commission                 applications for deregistration under                    22664]
                                                    to analyze more robust data concerning                  section 8(f) of the Investment Company                   eUnits(TM) 2 Year U.S. Market
                                                    the Program, which the Exchange                         Act of 1940 for the month of March                       Participation Trust 4: Upside to Cap/
                                                    committed to provide to the                             2015. A copy of each application may be                  Buffered Downside [File No.—811–
                                                    Commission.6 For this reason and the                    obtained via the Commission’s Web site                   22665]
                                                    reasons stated in the Order originally                  by searching for the file number, or for
                                                    granting the limited exemption, the                     an applicant using the Company name                      eUnits(TM) 2 Year U.S. Market
                                                    Commission finds that extending the                     box, at http://www.sec.gov/search/                       Participation Trust 5: Upside to Cap/
                                                    exemption, pursuant to its authority                    search.htm or by calling (202) 551–                      Buffered Downside [File No.—811–
                                                    under Rule 612(c) of Regulation NMS, is                 8090. An order granting each                             22666]
                                                    appropriate in the public interest and                  application will be issued unless the                    eUnits(TM) 2 Year U.S. Market
                                                    consistent with the protection of                       SEC orders a hearing. Interested persons                 Participation Trust 6: Upside to Cap/
                                                    investors.                                              may request a hearing on any                             Buffered Downside [File No.—811–
                                                       Therefore, it is hereby ordered that,                application by writing to the SEC’s                      22667]
                                                    pursuant to Rule 612(c) of Regulation                   Secretary at the address below and
                                                    NMS, the Exchange is granted a limited                  serving the relevant applicant with a                       Summary: Each applicant, a closed-
                                                    exemption from Rule 612 of Regulation                   copy of the request, personally or by                    end investment company, seeks an
                                                    NMS that allows it to accept and rank                   mail. Hearing requests should be                         order declaring that it has ceased to be
                                                    orders priced equal to or greater than                  received by the SEC by 5:30 p.m. on                      an investment company. Applicants
                                                    $1.00 per share in increments of $0.001,                April 21, 2015, and should be                            never commenced operations or had
                                                    in connection with the operation of its                 accompanied by proof of service on                       shareholders and do not intend to
                                                    Retail Liquidity Program, until                         applicants, in the form of an affidavit or,              engage in any business activities other
                                                    September 30, 2015.                                     for lawyers, a certificate of service.                   than those necessary for winding up.
                                                       The limited and temporary exemption                  Pursuant to Rule 0–5 under the Act,                         Filing Dates: The applications were
                                                    extended by this Order is subject to                    hearing requests should state the nature                 filed on February 20, 2015.
                                                    modification or revocation if at any                    of the writer’s interest, any facts bearing                 Applicants’ Address: Two
                                                    time, the Commission determines that                    upon the desirability of a hearing on the                International Place, Boston, MA 02110.
                                                    such action is necessary or appropriate                 matter, the reason for the request, and                  SBL Fund [File No. 811–22962]
                                                                                                            the issues contested. Persons who wish
                                                      1 17  CFR 242.612(c).                                                                                             Summary: Applicant seeks an order
                                                                                                            to be notified of a hearing may request
                                                      2 See  Securities Exchange Act Release No. 71176                                                               declaring that it has ceased to be an
                                                                                                            notification by writing to the
                                                    (December 23, 2013), 78 FR 79524 (December 30,                                                                   investment company. Applicant
                                                    2013) (SR–NYSEARCA–2013–107) (‘‘RLP Approval            Commission’s Secretary.
                                                                                                                                                                     transferred its assets to a corresponding
                                                    Order’’).                                               ADDRESSES: The Commission: Brent J.                      shell series of Guggenheim Variable
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                       3 See id.
                                                                                                            Fields, Secretary, U.S. Securities and                   Funds Trust, and on April 29, 2014, and
                                                       4 See Letter from Martha Redding, Senior Counsel
                                                                                                            Exchange Commission, 100 F Street NE.,                   September 23, 2014, made distributions
                                                    and Assistant Secretary, NYSE, to Brent J. Fields,
                                                    Secretary, Securities and Exchange Commission,          Washington, DC 20549–1090.                               to its shareholders based on net asset
                                                    dated March 19, 2015.                                   FOR FURTHER INFORMATION CONTACT:                         value. Expenses of $260,653 incurred in
                                                       5 See Securities Exchange Act Release No. 74572
                                                                                                            Diane L. Titus at (202) 551–6810, SEC,                   connection with the reorganization were
                                                    (March 24, 2015), 80 FR 16705 (March 30, 2015)
                                                    (SR–NYSEARCA–2015–22).
                                                                                                            Division of Investment Management,                       paid by applicant and Security
                                                       6 See RLP Approval Order, supra note 2, 78 FR                                                                 Investors, LLC, applicant’s investment
                                                    at 79529.                                                 7 17   CFR 200.30–3(a)(83).                            adviser.


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                                                    18274                             Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices

                                                       Filing Dates: The application was                    No. 236–3 of August 28, 2000 (and, as                    • Web: Persons with access to the
                                                    filed on February 19, 2015.                             appropriate, Delegation of Authority No.              Internet may comment on this notice by
                                                       Applicant’s Address: 805 King Farm                   257 of April 15, 2003), I hereby                      going to www.Regulations.gov. You can
                                                    Blvd., Ste. 600, Rockville, MD 20850.                   determine that the objects to be                      search for the document by entering
                                                                                                            included in the exhibition ‘‘1700s                    ‘‘Docket Number: DOS–2015–0013’’ in
                                                    Eaton Vance Preferred Dividend
                                                                                                            Beadwork of Southeastern Tribes,’’                    the Search field. Then click the
                                                    Income Trust [File No. 811–22529]
                                                                                                            imported from abroad for temporary                    ‘‘Comment Now’’ button and complete
                                                    Eaton Vance Diversified Emerging                        exhibition within the United States, are              the comment form.
                                                    Markets Local Income Fund, Inc. [File                   of cultural significance. The objects are                • Email: Ramirezim2@state.gov.
                                                    No. 811–22502]                                          imported pursuant to a loan agreement                    • Regular Mail: Send written
                                                       Summary: Each applicant, a closed-                   with the foreign owner or custodian. I                comments to: Ismaela M. Ramirez, U.S.
                                                    end investment company, seeks an                        also determine that the exhibition or                 Department of State, Office of the
                                                    order declaring that it has ceased to be                display of the exhibit objects at the                 Procurement Executive, 2201 C Street
                                                    an investment company. Applicants                       Chickasaw Cultural Center, Sulphur,                   NW., Washington, DC 20520.
                                                                                                            Oklahoma, from on or about May 23,                       You must include the DS form
                                                    never commenced operations or had
                                                                                                            2015, until on or about November 29,                  number (if applicable), information
                                                    shareholders and do not intend to
                                                                                                            2015, and at possible additional                      collection title, and the OMB control
                                                    engage in any business activities other
                                                                                                            exhibitions or venues yet to be                       number in any correspondence.
                                                    than those necessary for winding up.
                                                       Filing Dates: The applications were                  determined, is in the national interest.              FOR FURTHER INFORMATION CONTACT:
                                                    filed on February 23, 2015.                             I have ordered that Public Notice of                  Direct requests for additional
                                                       Applicants’ Address: Two                             these Determinations be published in                  information regarding the collection
                                                    International Place, Boston, MA 02110.                  the Federal Register.                                 listed in this notice, including requests
                                                                                                            FOR FURTHER INFORMATION CONTACT: For                  for copies of the proposed collection
                                                    Eaton Vance Multi-Sector Income Trust                   further information, including the list of            instrument and supporting documents,
                                                    [File No. 811–22772]                                    the exhibit objects, contact the Office of            to Ismaela M. Ramirez, U.S. Department
                                                    Eaton Vance Risk-Managed Equity                         Public Diplomacy and Public Affairs in                of State, Office of the Procurement
                                                    Income Opportunities Fund [File No.                     the Office of the Legal Adviser, U.S.                 Executive, 2201 C Street NW.,
                                                    811–22104]                                              Department of State (telephone: 202–                  Washington, DC 20520; who may be
                                                                                                            632–6471; email: section2459@                         reached on 703–516–1693 or at
                                                       Summary: Each applicant, a closed-                                                                         Ramirezim2@state.gov.
                                                                                                            state.gov). The mailing address is U.S.
                                                    end investment company, seeks an
                                                                                                            Department of State, L/PD, SA–5, Suite                SUPPLEMENTARY INFORMATION:
                                                    order declaring that it has ceased to be                                                                         • Title of Information Collection:
                                                                                                            5H03, Washington, DC 20522–0505.
                                                    an investment company. Applicants                                                                             Department of State Acquisition
                                                    never commenced operations or had                          Dated: March 26, 2015.
                                                                                                            Kelly Keiderling,
                                                                                                                                                                  Regulation (DOSAR).
                                                    shareholders and do not intend to                                                                                • OMB Control Number: 1405–0050.
                                                    engage in any business activities other                 Principal Deputy Assistant Secretary, Bureau             • Type of Request: Revision of a
                                                    than those necessary for winding up.                    of Educational and Cultural Affairs,
                                                                                                            Department of State.
                                                                                                                                                                  Currently Approved Collection.
                                                       Filing Dates: The applications were                                                                           • Originating Office: Bureau of
                                                    filed on February 20, 2015.                             [FR Doc. 2015–07692 Filed 4–2–15; 8:45 am]
                                                                                                                                                                  Administration, Office of the
                                                       Applicants’ Address: Two                             BILLING CODE 4710–05–P
                                                                                                                                                                  Procurement Executive (A/OPE).
                                                    International Place, Boston, MA 02110.                                                                           • Form Number: No Form.
                                                      For the Commission, by the Division of                                                                         • Respondents: Any business, other
                                                    Investment Management, pursuant to
                                                                                                            DEPARTMENT OF STATE                                   for-profit, individual, not-for-profit, or
                                                    delegated authority.                                    [Public Notice: 9075]                                 household.
                                                    Brent J. Fields,                                                                                                 • Estimated Number of Respondents:
                                                    Secretary.                                              60-Day Notice of Proposed Information                 267.
                                                    [FR Doc. 2015–07697 Filed 4–2–15; 8:45 am]
                                                                                                            Collection: Department of State                          • Estimated Number of Responses:
                                                                                                            Acquisition Regulation (DOSAR)                        831.
                                                    BILLING CODE 8011–01–P
                                                                                                                                                                     • Average Time per Response:
                                                                                                                  Notice of request for public
                                                                                                            ACTION:                                               Approximately 4 hours (4.176).
                                                                                                            comment.                                                 • Total Estimated Burden Time: 3,470
                                                    DEPARTMENT OF STATE                                                                                           hours.
                                                                                                            SUMMARY:   The Department of State is
                                                    [Public Notice: 9077]                                                                                            • Frequency: On occasion.
                                                                                                            seeking Office of Management and
                                                                                                                                                                     • Obligation to Respond: Required.
                                                                                                            Budget (OMB) approval for the                            We are soliciting public comments to
                                                    Culturally Significant Objects Imported                 information collection described below.
                                                    for Exhibition Determinations: ‘‘1700s                                                                        permit the Department to:
                                                                                                            In accordance with the Paperwork                         • Evaluate whether the proposed
                                                    Beadwork of Southeastern Tribes’’                       Reduction Act of 1995, we are
                                                    Exhibition                                                                                                    information collection is necessary for
                                                                                                            requesting comments on this collection                the proper functions of the Department.
                                                    SUMMARY:   Notice is hereby given of the                from all interested individuals and                      • Evaluate the accuracy of our
                                                    following determinations: Pursuant to                   organizations. The purpose of this
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                                                                                                                                  estimate of the time and cost burden for
                                                    the authority vested in me by the Act of                notice is to allow 60 days for public                 this proposed collection, including the
                                                    October 19, 1965 (79 Stat. 985; 22 U.S.C.               comment preceding submission of the                   validity of the methodology and
                                                    2459), Executive Order 12047 of March                   collection to OMB.                                    assumptions used.
                                                    27, 1978, the Foreign Affairs Reform and                DATES: The Department will accept                        • Enhance the quality, utility, and
                                                    Restructuring Act of 1998 (112 Stat.                    comments from the public up to June 2,                clarity of the information to be
                                                    2681, et seq.; 22 U.S.C. 6501 note, et                  2015.                                                 collected.
                                                    seq.), Delegation of Authority No. 234 of               ADDRESSES: You may submit comments                       • Minimize the reporting burden on
                                                    October 1, 1999, Delegation of Authority                by any of the following methods:                      those who are to respond, including the


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Document Created: 2015-12-18 15:29:25
Document Modified: 2015-12-18 15:29:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on February 19, 2015.
ContactDiane L. Titus at (202) 551-6810, SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation80 FR 18273 

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