80 FR 19097 - In the Matter of China Education International, Inc., Delta Entertainment Group Inc., and Gulf United Energy, Inc.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 68 (April 9, 2015)

Page Range		19097-19097
FR Document		2015-08259

Federal Register, Volume 80 Issue 68 (Thursday, April 9, 2015)

[Federal Register Volume 80, Number 68 (Thursday, April 9, 2015)]
[Notices]
[Page 19097]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-08259]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


In the Matter of China Education International, Inc., Delta 
Entertainment Group Inc., and Gulf United Energy, Inc.; Order of 
Suspension of Trading

April 7, 2015.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
China Education International, Inc. because it has not filed any 
periodic reports since the period ended September 30, 2012.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Delta Entertainment Group Inc. because it has not filed any periodic 
reports since the period ended September 30, 2012.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Gulf United Energy, Inc. because it has not filed any periodic reports 
since the period ended September 30, 2012.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies. Therefore, it is ordered, 
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that 
trading in the securities of the above-listed companies is suspended 
for the period from 9:30 a.m. EDT on April 7, 2015, through 11:59 p.m. 
EDT on April 20, 2015.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-08259 Filed 4-7-15; 4:15 pm]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices 19097

the proposed rule change, or institute By the Commission. II. Self-Regulatory Organization’s
proceedings to determine whether to Jill M. Peterson, Statement of the Purpose of, and
disapprove the proposed rule change.6 Assistant Secretary. Statutory Basis for, the Proposed Rule
On February 26, 2014, the Exchange [FR Doc. 2015–08259 Filed 4–7–15; 4:15 pm] Change
withdrew the proposal SR–NYSE–2014– BILLING CODE 8011–01–P In its filing with the Commission, the
59. Exchange included statements
For the Commission, by the Division of concerning the purpose of and basis for
Trading and Markets, pursuant to delegated SECURITIES AND EXCHANGE the proposed rule change and discussed
authority.7 COMMISSION any comments it received on the
Brent J. Fields, [Release No. 34–74645; File No. SR–BYX– proposed rule change. The text of these
2015–20] statements may be examined at the
Secretary.
places specified in Item IV below. The
[FR Doc. 2015–08107 Filed 4–8–15; 8:45 am] Self-Regulatory Organizations; BATS Exchange has prepared summaries, set
BILLING CODE 8011–01–P Y-Exchange, Inc.; Notice of Filing and forth in sections II.A., II.B., and II.C.
Immediate Effectiveness of a Proposed below, of the most significant aspects of
Rule Change To Amend Rule 4.3, such statements.
SECURITIES AND EXCHANGE Record of Written Complaints
COMMISSION (A) Self-Regulatory Organization’s
April 3, 2015. Statement of the Purpose of, and
Pursuant to Section 19(b)(1) of the Statutory Basis for, the Proposed Rule
[File No. 500–1]
Securities Exchange Act of 1934 (the Change
In the Matter of China Education ‘‘Act’’),1 and Rule 19b–4 thereunder,2 1. Purpose
International, Inc., Delta Entertainment notice is hereby given that on March 26,
2015, BATS Y-Exchange, Inc. (the The Exchange filed a proposal to
Group Inc., and Gulf United Energy, amend Rule 4.3, Record of Written
Inc.; Order of Suspension of Trading ‘‘Exchange’’ or ‘‘BYX’’) filed with the
Securities and Exchange Commission Complaints, to conform with the rules of
April 7, 2015. (‘‘Commission’’) the proposed rule the Financial Industry Regulatory
change as described in Items I and II Authority, Inc. (‘‘FINRA’’) for purposes
It appears to the Securities and of an agreement between the Exchange
below, which Items have been prepared
Exchange Commission that there is a and FINRA, as well as to conform
by the Exchange. The Exchange has
lack of current and accurate information designated this proposal as a ‘‘non- Exchange Rule 4.3 with the rules of the
concerning the securities of China controversial’’ proposed rule change EDGX Exchange, Inc. (‘‘EDGX’’) and the
Education International, Inc. because it pursuant to Section 19(b)(3)(A) of the EDGA Exchange, Inc. (‘‘EDGA’’).5
has not filed any periodic reports since Act 3 and Rule 19b–4(f)(6)(iii) Pursuant to Rule 17d–2 under the
the period ended September 30, 2012. thereunder,4 which renders it effective Act,6 the Exchange and FINRA entered
It appears to the Securities and upon filing with the Commission. The into an agreement to allocate regulatory
Exchange Commission that there is a Commission is publishing this notice to responsibility for common rules (the
lack of current and accurate information solicit comments on the proposed rule ‘‘17d–2 Agreement’’). The 17d–2
concerning the securities of Delta Agreement covers common members of
change from interested persons.
Entertainment Group Inc. because it has the Exchange and FINRA and allocates
not filed any periodic reports since the I. Self-Regulatory Organization’s to FINRA regulatory responsibility, with
period ended September 30, 2012. Statement of the Terms of Substance of respect to common members, for the
the Proposed Rule Change following: (i) examination of common
It appears to the Securities and members of the Exchange and FINRA
Exchange Commission that there is a The Exchange proposes to amend
Rule 4.3, Record of Written Complaints. for compliance with federal securities
lack of current and accurate information laws, rules and regulations and rules of
concerning the securities of Gulf United The text of the proposed rule change is
below. Proposed new language is in the Exchange that the Exchange has
Energy, Inc. because it has not filed any certified as identical or substantially
periodic reports since the period ended italics; proposed deletions are in
brackets. similar to FINRA rules; (ii) investigation
September 30, 2012. of common members of the Exchange
* * * * * and FINRA for violations of federal
The Commission is of the opinion that
the public interest and the protection of Rule 4.3. Record of Written Complaints securities laws, rules or regulations, or
investors require a suspension of trading (a) Each Member shall keep and Exchange rules that the Exchange has
in the securities of the above-listed preserve for a period of not less than certified as identical or substantially
companies. Therefore, it is ordered, [five]four years a file of all written identical to a FINRA rule; and (iii)
pursuant to Section 12(k) of the complaints of customers and action enforcement of compliance by common
Securities Exchange Act of 1934, that taken by the Member in respect thereof, 5 See EDGA and EDGX Rules 4.3. See also
trading in the securities of the above- if any. Further, for the first two years of Securities Exchange Act Release Nos. 70715
listed companies is suspended for the the [five]four-year period, the Member (October 15, 2013), 78 FR 64041 (October 18, 2013)
period from 9:30 a.m. EDT on April 7, shall keep such file in a place readily (SR–EDGA–2013–31) (Notice of Filing and
2015, through 11:59 p.m. EDT on April accessible to examination or spot Immediate Effectiveness of Proposed Rule Change
20, 2015. to Amend EDGA Rule 4.3, Record of Written
checks.
Rmajette on DSK2VPTVN1PROD with NOTICES

Complains, to Conform with Financial Industry
(b) (No change). Regulatory Authority, Inc. Rule 4513); and 70714
6 See Securities Exchange Act Release No. 74051, (October 15, 2013), 78 FR 64038 (October 18, 2013)
* * * * *
80 FR 2983 (Jan. 21, 2015). The Commission (SR–EDGX–2013–39) (Notice of Filing and
designated March 4, 2015, as the date by which it Immediate Effectiveness of Proposed Rule Change
1 15 U.S.C. 78s(b)(1).
should approve, disapprove, or institute to Amend EDGX Rule 4.3, Record of Written
2 17 CFR 240.19b–4.
proceedings to determine whether to disapprove the Complains, to Conform with Financial Industry
proposed rule change. 3 15 U.S.C. 78s(b)(3)(A). Regulatory Authority, Inc. Rule 4513).
7 17 CFR 200.30–3(a)(12). 4 17 CFR 240.19b–4(f)(6)(iii). 6 17 CFR 240.17d–2.

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Document Created: 2015-12-18 11:23:42
Document Modified: 2015-12-18 11:23:42

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 19097