80 FR 20273 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers; Correction

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 72 (April 15, 2015)

Page Range		20273-20273
FR Document		2015-08629

The Securities and Exchange Commission published a document in the Federal Register on April 9, 2015, concerning a Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13--Equities and Related Rules Governing Order Types and Modifiers. The document contained a typographical error.

Federal Register, Volume 80 Issue 72 (Wednesday, April 15, 2015)

[Federal Register Volume 80, Number 72 (Wednesday, April 15, 2015)]
[Notices]
[Page 20273]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-08629]



[[Page 20273]]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-74643A; File No. SR-NYSEMKT-2014-95]


Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal 
of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and 
Partial Amendment No. 2, Amending Rule 13--Equities and Related Rules 
Governing Order Types and Modifiers; Correction

April 9, 2015.
AGENCY: Securities and Exchange Commission.

ACTION: Notice; correction.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register on April 9, 2015, concerning a Notice of 
Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment 
No. 1 and Partial Amendment No. 2, Amending Rule 13--Equities and 
Related Rules Governing Order Types and Modifiers. The document 
contained a typographical error.

FOR FURTHER INFORMATION CONTACT: Steve Kuan, Division of Trading and 
Markets, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549, (202) 551-5624.

Correction

    In the Federal Register of April 9, FR Doc. 2015-8108, on page 
19102, in the 13th line in the third column, correct the date 
``February 26, 2014'' to ``February 26, 2015.''

    Dated: April 9, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-08629 Filed 4-14-15; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 72 / Wednesday, April 15, 2015 / Notices 20273

SECURITIES AND EXCHANGE ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 the iShares Russell Index (RUT), which
COMMISSION notice is hereby given that, on April 3, is exclusively trading on another venue.
2015, NYSE Arca, Inc. (the ‘‘Exchange’’ Accordingly, for Manual transactions
[Release No. 34–74643A; File No. SR– or ‘‘NYSE Arca’’) filed with the in IWM executed by NYSE Arca Market
NYSEMKT–2014–95] Securities and Exchange Commission Makers, Firms and Broker Dealers
(the ‘‘Commission’’) the proposed rule (collectively, the ‘‘IWM Participants’’),
Self-Regulatory Organizations; NYSE
change as described in Items I, II, and the Exchange proposes to charge $0.125
MKT LLC; Notice of Withdrawal of a
III below, which Items have been per contract.4 The Exchange also
Proposed Rule Change, as Modified by
prepared by the self-regulatory proposes to offer IWM Participants
Partial Amendment No. 1 and Partial
organization. The Commission is certain incentives for increased monthly
Amendment No. 2, Amending Rule
publishing this notice to solicit volumes of manual transactions in IWM.
13—Equities and Related Rules
comments on the proposed rule change Specifically, the Exchange proposes to
Governing Order Types and Modifiers;
from interested persons. instead offer the enhanced rates of (a)
Correction
$0.075 for each contract in excess of
I. Self-Regulatory Organization’s
April 9, 2015. 74,999 contracts; and (b) $0.025 for each
Statement of the Terms of Substance of
AGENCY: Securities and Exchange contract in excess of 99,999 contracts,
the Proposed Rule Change
Commission. for Manual executions in IWM
The Exchange proposes to adopt fees transacted during the month.5 As is the
ACTION: Notice; correction.
for certain Manual transactions in case today, Customers (including
SUMMARY: The Securities and Exchange options overlying IWM (the iShares Professional Customers) will not be
Commission published a document in Russell 2000 ETF). The Exchange charged for manual transactions in
the Federal Register on April 9, 2015, proposes to implement the fee change IWM.
concerning a Notice of Withdrawal of a effective April 3, 2015. The text of the The Exchange notes that Firm
Proposed Rule Change, as Modified by proposed rule change is available on the Facilitations,6 Strategy Executions 7 and
Partial Amendment No. 1 and Partial Exchange’s Web site at www.nyse.com, Qualified Contingent Crosses are
Amendment No. 2, Amending Rule 13— at the principal office of the Exchange, excluded from the proposed fee change
Equities and Related Rules Governing and at the Commission’s Public and would not count towards
Order Types and Modifiers. The Reference Room. calculations of the total monthly
document contained a typographical II. Self-Regulatory Organization’s Manual transactions in IWM. Further,
error. Statement of the Purpose of, and after calculating fees associated with
Statutory Basis for, the Proposed Rule Manual transactions in IWM, at the end
FOR FURTHER INFORMATION CONTACT:
Change of the month, the Exchange will round
Steve Kuan, Division of Trading and to the nearest penny when applicable.
Markets, Securities and Exchange In its filing with the Commission, the
Commission, 100 F Street NE., self-regulatory organization included 2. Statutory Basis
Washington, DC 20549, (202) 551–5624. statements concerning the purpose of, The Exchange believes that the
Correction and basis for, the proposed rule change proposed rule change is consistent with
and discussed any comments it received Section 6(b) of the Act,8 in general, and
In the Federal Register of April 9, FR on the proposed rule change. The text furthers the objectives of Sections
Doc. 2015–8108, on page 19102, in the of those statements may be examined at 6(b)(4) and (5) of the Act,9 in particular,
13th line in the third column, correct the places specified in Item IV below. because it provides for the equitable
the date ‘‘February 26, 2014’’ to The Exchange has prepared summaries, allocation of reasonable dues, fees, and
‘‘February 26, 2015.’’ set forth in sections A, B, and C below, other charges among its members,
Dated: April 9, 2015. of the most significant parts of such issuers and other persons using its
Brent J. Fields, statements. facilities and does not unfairly
Secretary. A. Self-Regulatory Organization’s 4 The Exchange notes that there is currently no
[FR Doc. 2015–08629 Filed 4–14–15; 8:45 am] Statement of the Purpose of, and Lead Market Maker (‘‘LMM’’) in IWM and, thus, the
BILLING CODE 8011–01–P Statutory Basis for, the Proposed Rule proposed fee reduction does not apply to LMMs. In
Change the event that the Exchange appoints an LMM in
IWM, the Exchange would address how the
SECURITIES AND EXCHANGE 1. Purpose proposed fee reduction would apply to the LMM in
COMMISSION a subsequent filing.
The purpose of this filing is to adopt 5 Id.
fees for certain manual transactions in 6 As defined in the Fee Schedule, a Firm
[Release No. 34–74694; File No. SR–
NYSEArca–2015–28]
options overlying IWM (the iShares Facilitation is any transaction involving a Firm
Russell 2000 ETF). The Exchange proprietary trading account that has a customer of
proposes to implement the fee change that same Firm on the contra side of the transaction,
Self-Regulatory Organizations; NYSE or a broker dealer facilitating a Customer order,
Arca, Inc.; Notice of Filing and effective April 3, 2015. where the broker dealer and the Customer both
Immediate Effectiveness of Proposed Currently, manual trades in IWM are clear through the same clearing firm and the broker
Rule Change Modifying the NYSE Arca subject to the same fees as any other dealer clears in the customer range. See Fee
listed option that is traded manually. Schedule, Endnote 7, available here, https://
Options Fee Schedule To Adopt Fees www.nyse.com/publicdocs/nyse/markets/arca-
for Certain Manual Transactions in However, the Exchange is proposing to options/NYSE_Arca_Options_Fee_Schedule.pdf
tkelley on DSK3SPTVN1PROD with NOTICES

Options Overlying IWM offer special pricing to encourage 7 As set forth in the Fee Schedule, Strategy

increased manual trading in the product Executions are transactions involving (a) reversals
April 9, 2015. and to offset losses of manual and conversions, (b) box spreads, (c) short stock
Pursuant to Section 19(b)(1) 1 of the interest spreads, (d) merger spreads, and (e) jelly
transactions associated with options in rolls. See id., ‘‘LIMIT OF FEES ON OPTIONS
Securities Exchange Act of 1934 (the STRATEGY EXECUTIONS’’.
2 15 U.S.C. 78a. 8 15 U.S.C. 78f(b).
1 15 U.S.C. 78s(b)(1). 3 17 CFR 240.19b–4. 9 15 U.S.C. 78f(b)(4) and (5).

VerDate Sep<11>2014 17:29 Apr 14, 2015 Jkt 235001 PO 00000 Frm 00077 Fmt 4703 Sfmt 4703 E:\FR\FM\15APN1.SGM 15APN1

Document Created: 2015-12-18 11:13:36
Document Modified: 2015-12-18 11:13:36

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice; correction.
Contact		Steve Kuan, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549, (202) 551-5624.
FR Citation		80 FR 20273