80_FR_22787 80 FR 22709 - Taking of Threatened or Endangered Marine Mammals Incidental to Commercial Fishing Operations; Issuance of Permit

80 FR 22709 - Taking of Threatened or Endangered Marine Mammals Incidental to Commercial Fishing Operations; Issuance of Permit

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 80, Issue 78 (April 23, 2015)

Page Range22709-22715
FR Document2015-09447

NMFS hereby issues an amended permit to authorize the incidental, but not intentional, take of two stocks of marine mammals listed as threatened or endangered under the Endangered Species Act (ESA), Marine Mammal Protection Act (MMPA), by the California (CA) thresher shark/swordfish drift gillnet fishery (>=14 in mesh) and the Washington (WA)/Oregon (OR)/CA sablefish pot fishery. In accordance with the MMPA, NMFS has made a determination that incidental taking from commercial fishing will have a negligible impact on the endangered humpback whale, CA/OR/WA stock and endangered sperm whale, CA/OR/WA stock. This authorization is based on a determination that this incidental take will have a negligible impact on the affected marine mammal stocks, recovery plans have been developed for each species, a monitoring program is established, vessels in the fisheries are registered, and that the necessary take reduction planning is in place for the humpback and sperm whale stocks. This amended permit replaces the permit issued on September 4, 2013.

Federal Register, Volume 80 Issue 78 (Thursday, April 23, 2015)
[Federal Register Volume 80, Number 78 (Thursday, April 23, 2015)]
[Notices]
[Pages 22709-22715]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-09447]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XC645


Taking of Threatened or Endangered Marine Mammals Incidental to 
Commercial Fishing Operations; Issuance of Permit

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice.

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SUMMARY: NMFS hereby issues an amended permit to authorize the 
incidental, but not intentional, take of two stocks of marine mammals 
listed as threatened or endangered under the Endangered Species Act 
(ESA), Marine Mammal Protection Act (MMPA), by the California (CA) 
thresher shark/swordfish drift gillnet fishery (>=14 in mesh) and the 
Washington (WA)/Oregon (OR)/CA sablefish pot fishery. In accordance 
with the MMPA, NMFS has made a determination that incidental taking 
from commercial fishing will have a negligible impact on the endangered 
humpback whale, CA/OR/WA stock and endangered sperm whale, CA/OR/WA 
stock. This authorization is based on a determination that this 
incidental take will have a negligible impact on the affected marine 
mammal stocks, recovery plans have been developed for each species, a 
monitoring program is established, vessels in the fisheries are 
registered, and that the necessary take reduction planning is in place 
for the humpback and sperm whale stocks. This amended permit replaces 
the permit issued on September 4, 2013.

DATES: This amended permit is effective on April 23, 2015 and expires 
on September 4, 2016.

ADDRESSES: Reference material for this permit is available on the 
Internet at: http://www.westcoast.fisheries.noaa.gov/protected_species/marine_mammals/marine_mammals_html. Recovery plans for these species 
are available on the Internet at: http://www.nmfs.noaa.gov/pr/recovery/plans.htm#mammals. Information on the Pacific Offshore Cetacean Take 
Reduction Plan is available on the Internet at: http://www.nmfs.noaa.gov/pr/interactions/trt/poctrp.htm.
    Copies of the reference materials may also be obtained from the 
Protected Resources Division, 501 W. Ocean Blvd., Suite 4200, Long 
Beach, CA 90802.

FOR FURTHER INFORMATION CONTACT: Monica DeAngelis, NMFS West Coast 
Region, (562) 980-3232, or Shannon Bettridge, NMFS Office of Protected 
Resources, (301) 427-8402.

SUPPLEMENTARY INFORMATION:

Background

    Section 101(a)(5)(E) of the Marine Mammal Protection Act (MMPA), 16 
U.S.C. 1361 et seq., states that NOAA's National Marine Fisheries 
Service (NMFS), as delegated by the Secretary of Commerce, shall for a 
period of up to three years allow the incidental taking of marine 
mammal species listed under the Endangered Species Act (ESA), 16 U.S.C. 
1531 et seq., by persons using vessels of the United States and those 
vessels which have valid fishing permits issued by the Secretary in 
accordance with section 204(b) of the Magnuson-Stevens Fishery 
Conservation and Management Act, 16 U.S.C. 1824(b), while engaging in 
commercial fishing operations, if NMFS makes certain determinations. 
NMFS must determine, after notice and opportunity for public comment, 
that: (1) Incidental mortality and serious injury will have a 
negligible impact on the affected species or stock; (2) a recovery plan 
has been developed or is being developed for such species or stock 
under the ESA; and (3) where required under section 118 of the MMPA, a 
monitoring program has been established, vessels engaged in such 
fisheries are registered in accordance with section 118 of the MMPA, 
and a take reduction plan has been developed or is being developed for 
such species or stock.
    On August 25, 2014 (79 FR 50626), NMFS proposed to issue an amended 
permit under MMPA section 101(a)(5)(E) to vessels registered in the CA 
thresher shark/swordfish drift gillnet fishery (=14 in mesh) 
to incidentally take individuals from two stocks of threatened or 
endangered marine mammals: The CA/OR/WA stock of humpback whales 
(Megaptera novaeangliae) and the CA/OR/WA stock of sperm whales 
(Physeter macrocephalus); and to vessels registered in WA/OR/CA 
sablefish pot fishery to incidentally take individuals from the CA/OR/
WA stock of humpback whales. A history of MMPA section 101(a)(5)(E) 
permits related to these stocks was included in previous notices

[[Page 22710]]

for other permits to take threatened or endangered marine mammals 
incidental to commercial fishing (e.g., 72 FR 60814, October 26, 2007; 
78 FR 54553, September 4, 2013) and is not repeated here. The data for 
considering these authorizations were reviewed coincident with the 2014 
MMPA List of Fisheries (LOF; 79 FR 14418, March 14, 2014), final 2013 
U.S. Pacific Marine Mammal Stock Assessment Reports (SAR; Carretta et 
al. 2014a), the draft 2014 U.S. Marine Mammal SAR (Carretta et al. 
2014b), Carretta and Moore (2014), Moore and Barlow (2014), the Fishery 
Management Plan (FMP) for U.S. West Coast Fisheries for Highly 
Migratory Species (HMS), recovery plans for these species (available on 
the Internet at: http://www.nmfs.noaa.gov/pr/recovery/plans.htm#mammals), the best scientific information and available data, 
and other relevant sources.
    The previous permit was issued on September 4, 2013 (78 FR 54553), 
valid for a period of up to 3 years and expiring on September 4, 2016, 
and covered the CA/OR/WA stocks of humpback, fin, and sperm whale. 
Since issuing that permit, there have been significant changes in the 
information and conditions used to make the negligible impact 
determination for that permit. This MMPA 101(a)(5)(E) permit amends the 
previously issued permit, updates the information on the known 
biological and ecological data on sperm and humpback whales, and 
updates information on human-caused mortality and serious injury (M/
SI), since the September 2013 permit (78 FR 54553). This 101(a)(5)(E) 
permit does not extend the expiration date and remains effective until 
September 4, 2016. The final amended negligible impact determination 
does not include the CA/OR/WA fin whale stock because there has been no 
observed take of a fin whale in the CA thresher shark/swordfish drift 
gillnet fishery (>=14 in mesh) for the past 15 years. Therefore, the 
new amended permit will only cover the CA/OR/WA stocks of humpback and 
sperm whales and will no longer cover the CA/OR/WA fin whale stock.
    Based on observer data and marine mammal reporting forms, the 
vessels operating in the Category I CA thresher shark/swordfish drift 
gillnet fishery (>=14 in mesh) and the Category II WA/OR/CA sablefish 
pot fishery are the only Federal Category I and II fisheries that 
operate in the ranges of affected stocks, namely the CA/OR/WA stocks of 
humpback whale and sperm whale, are currently authorized. A detailed 
description of these fisheries can be found in the negligible impact 
determination (see ADDRESSES). The CA thresher shark/swordfish drift 
gillnet fishery (>=14 in mesh) is the only Category I fishery operating 
off the coasts of California, Oregon, and Washington. All other 
Category II fisheries that may interact with the marine mammal stocks 
observed off the coasts of California, Oregon, and Washington are state 
managed and are not considered for authorization under this permit. 
NMFS calculated the total known, assumed, or extrapolated human-caused 
M/SI to make a final negligible impact determination for this 
authorization and included all human sources. Participants in Category 
III fisheries are not required to obtain incidental take permits under 
MMPA section 101(a)(5)(E) but are required to report any mortality or 
injury of marine mammals incidental to their operations (Section 118 of 
the MMPA 16 U.S.C. 1387 and 50 CFR part 229).

Basis for Determining Negligible Impact

    Prior to issuing a permit to take ESA-listed marine mammals 
incidental to commercial fishing, NMFS must determine if M/SI 
incidental to commercial fisheries will have a negligible impact on the 
affected species or stocks of marine mammals. NMFS satisfied this 
requirement through completion of a negligible impact determination 
(see ADDRESSES). NMFS clarifies that incidental M/SI from commercial 
fisheries includes M/SI from entanglement in fishing gear or ingestion 
of fishing gear. NMFS calculated the total human-caused M/SI to make a 
negligible impact determination for this authorization and included all 
human sources, such as commercial fisheries and ship strikes. Indirect 
effects, such as the effects of removing prey from habitat, are not 
included in this analysis. A biological opinion prepared under ESA 
section 7 considers direct and indirect effects of Federal actions 
(available at http://www.westcoast.fisheries.noaa.gov/) and thus 
contains a broader scope of analysis than is required by MMPA section 
101(a)(5)(E).
    Although the MMPA does not define ``negligible impact,'' NMFS has 
issued regulations providing a qualitative definition of ``negligible 
impact'' in 50 CFR 216.103 as: ``an impact resulting from the specified 
activity that cannot be reasonably expected to, and is not reasonably 
likely to adversely affect the species or stock through effects on 
annual rates of recruitment or survival.'' Through scientific analysis, 
peer review, and public notice, NMFS has developed a quantitative 
approach to making a negligible impact determination for MMPA section 
101(A)(5)(E) permits, and is followed here. The development of the 
approach is outlined in previous notices for other permits to take 
threatened or endangered marine mammals incidental to commercial 
fishing (e.g., 72 FR 60814, October 26, 2007; 78 FR 54553, September 4, 
2013).

Criteria for Determining Negligible Impact

    In 1999, NMFS proposed criteria to determine whether M/SI 
incidental to commercial fisheries will have a negligible impact on a 
listed marine mammal stock for MMPA 101(a)(5)(E) permits (64 FR 28800, 
May 27, 1999). In applying the 1999 criteria, Criterion 1 is whether 
total known, assumed, or extrapolated human-caused M/SI is less than 10 
percent of the potential biological removal level (PBR) for the stock. 
If total known, assumed, or extrapolated human-caused M/SI is less than 
10 percent of PBR, the analysis would be concluded, and the impact 
would be determined to be negligible. If Criterion 1 is not satisfied, 
NMFS may use one of the other criteria as appropriate. Criterion 2 is 
satisfied if the total known, assumed, or extrapolated human-caused M/
SI is greater than PBR, but fisheries-related M/SI is less than 10 
percent of PBR. If Criterion 2 is satisfied, vessels operating in 
individual fisheries may be permitted if management measures are being 
taken to address non-fisheries-related mortality and serious injury. 
Criterion 3 is satisfied if total fisheries-related M/SI is greater 
than 10 percent of PBR and less than PBR, and the population is stable 
or increasing. Fisheries may then be permitted subject to individual 
review and certainty of data. Criterion 4 stipulates that if the 
population abundance of a stock is declining, the threshold level of 10 
percent of PBR will continue to be used. Criterion 5 states that if 
total fisheries-related M/SI are greater than PBR, permits may not be 
issued for that species or stock.
    We considered two time frames for this analysis: 5 years (2009-
2013) and 13 years (2001-2013). The first time frame we considered for 
both stocks of whales was the most recent 5-year period (here, January 
1, 2009 through December 31, 2013), which is typically used for 
negligible impact determination analyses. A 5-year time frame in many 
cases provides enough data to adequately capture year-to-year 
variations in take levels, while reflecting current environmental and 
fishing conditions as they may change over time. For humpback whales, 
we used a 5-year period consistent with the general recommendations in 
NMFS' Guidelines for Assessing Marine

[[Page 22711]]

Mammal Stocks (GAMMS) for our final determination. However, GAMMS 
suggests that mortality estimates could be averaged over as many years 
as necessary to achieve a coefficient of variation of less than or 
equal to 0.3. Carretta and Moore (2014) determined that approximately 
25 years of pooling data is necessary before bycatch CVs approached the 
value of 0.3, considered adequate for management (NMFS 2005) and 
recommend pooling longer time series of data when bycatch is a rare 
event. In their analysis, pooling 10 years of fishery data resulted in 
bycatch estimates within 25 percent of the true bycatch rate over 50 
percent of the time (i.e., estimates were within 25 percent of the true 
value more often than not). Key to this approach was that the fishery 
must have had sufficiently constant characteristics (e.g., effort, 
gear, locations) to support the inference of consistent results across 
years such as with the CA thresher shark/swordfish drift gillnet 
fishery. Rare bycatch events typically involve smaller populations 
paired with low observer coverage in a fishery. If true bycatch 
mortality is low, but near PBR, then estimation bias needs to be 
reduced to allow reliable evaluation of the bycatch estimate against a 
low removal threshold.
    Currently, the sperm whale is the only ESA-listed marine mammal 
species interacting with the thresher shark/swordfish drift gillnet 
fishery (>=14 in mesh) meeting the conditions described in Carretta and 
Moore (2014): The stock has a relatively small minimum population 
estimate (Nmin), and two members of the stock was recently recorded as 
having been incidentally killed or seriously injured in a rare event 
(in the CA thresher shark/swordfish drift gillnet fishery (>=14 in 
mesh)). The post-2000 time period best represents the current spatial 
state of the fishery; and, therefore, we used the 13-year period post-
2000 to calculate mean annual mortality estimate for this stock of 
sperm whales, based on recommendations contained in the GAMMS and 
Carretta and Moore (2014). Moore and Barlow (2014) used a Bayesian 
hierarchical trend model for the CA/OR/WA sperm whale stock to more 
efficiently incorporate all available survey information to calculate 
the population abundance estimate using a longer time series to improve 
the precision of abundance estimates. The new analysis by Moore and 
Barlow (2014), estimates the minimum abundance at 1,332 sperm whales 
using the Bayesian hierarchical trend modeling of sighting data from 
2001-2012. We use this estimate as the basis of this analysis. The 
associated PBR for the CA/OR/WA stock of sperm whales is 2.7 (Draft 
2014 Pacific Marine Mammal Stock Assessment Reports, 80 FR 4881, 
January 29, 2015).

Negligible Impact Determinations

    As explained above, the permit amendment relies on a negligible 
impact determination that uses a new 13-year period for averaging sperm 
whale bycatch rates rather than the 5-year period generally recommended 
in the GAMMS because it best represents the spatial state of the 
fishery and more effectively incorporates all available survey 
information to calculate the population abundance estimate using the 
longer time series. We used a 5-year period for humpback whales 
consistent with the general recommendations in NMFS' GAMMS for our 
final determination (note that a 13-year time period (2001-2013) also 
resulted in a finding of negligible impact for humpback whales). The 
PBR for the CA/OR/WA humpback whale stock is 11 animals.
    The final amended negligible impact determination made available 
through this notice provides a complete analysis of the criteria for 
determining whether commercial fisheries off California, Oregon, and 
Washington are having a negligible impact on the CA/OR/WA stocks of 
humpback whale and sperm whale. A summary of the analysis and 
subsequent determination follows.

Criterion 1 Analysis

    Criterion 1 would be satisfied if the total known, assumed, or 
extrapolated human-caused M/SI is less than 10 percent of PBR. The 5-
year (2009-2013) average annual human-caused M/SI to the CA/OR/WA stock 
of humpback whales is 5.0 or 45.45 percent of the PBR. The 13-year 
(2001-2013) average annual M/SI to the CA/OR/WA stock of sperm whales 
from all human sources is 1.7 or 65.5 percent of the PBR. Criterion 1 
was not satisfied for either stock because the total known, assumed, or 
extrapolated human-caused M/SI for these stocks is not less than 10 
percent of PBR for the respective time period considered. As a result, 
the other criteria must be examined for the CA/OR/WA stocks of humpback 
and sperm whales.

Criterion 2 Analysis

    Criterion 2 is satisfied if total known, assumed, or extrapolated 
human-caused M/SI are greater than PBR and the total fisheries related 
mortality is less than 10 percent of PBR. Criterion 2 was not satisfied 
for the CA/OR/WA stocks of humpback whales or sperm whales for each 
time frame considered, based on the calculations described under 
Criterion 1. As a result, the other criteria were examined.

Criterion 3 Analysis

    Unlike Criteria 1 and 2, which examine total known, assumed, or 
extrapolated human-caused M/SI relative to PBR, Criterion 3 compares 
total fisheries-related M/SI to PBR. Criterion 3 would be satisfied if 
the total commercial fisheries-related M/SI (including state and 
federal fisheries) is greater than 10 percent and less than 100 percent 
of PBR for each stock for the respective time frame considered, and the 
populations of these stocks are considered to be stable or increasing. 
If the criterion is met, vessels may be permitted subject to individual 
review and certainty of data.
    Criterion 3 was satisfied for the CA/OR/WA humpback whale stock as 
the fishery-related M/SI from all commercial fisheries for the CA/OR/WA 
humpback whale stock is estimated at 40 percent of PBR (5-year average 
from 2009-2013 and between 10 percent and 100 percent of PBR), the 
stock has experienced a positive growth rate (8 percent per year), and 
there have been few known or assumed M/SI due to the subject fisheries.
    Criterion 3 was satisfied for the CA/OR/WA sperm whale stock as the 
total fishery-related M/SI is greater than 10 percent of and less than 
100 percent of PBR, and the population is considered stable. The 
fishery-related M/SI from all commercial fisheries for the CA/OR/WA 
sperm whale stock is estimated at 57 percent of PBR for the 13-year 
period of 2001-2013.
    In conclusion, based on the criteria outlined in 1999 (64 FR 
28800), the final 2013 U.S. Pacific Marine Mammal SAR (Carretta et al. 
2014), the draft 2014 U.S. Pacific Marine Mammal SAR (Carretta et al. 
2014), Carretta and Moore (2014), Moore and Barlow (2014), and the best 
available scientific information, available data and other sources, 
NMFS has determined that the M/SI incidental to the CA thresher shark/
swordfish drift gillnet fishery and the WA/OR/CA sablefish pot fishery 
will have a negligible impact on the CA/OR/WA stock of humpback whales 
and the CA thresher shark/swordfish drift gillnet fishery will have a 
negligible impact on the CA/OR/WA stock of sperm whales.

Determinations

    Based on the above assessment and as described in the accompanying 
final negligible impact determination, NMFS concludes that the 
incidental M/SI from the CA thresher shark/swordfish drift

[[Page 22712]]

gillnet fishery (>=14 in mesh) and WA/OR/CA sablefish pot fishery will 
have a negligible impact on the CA/OR/WA stock of humpback whales and 
the CA/OR/WA stock of sperm whales, and the WA/OR/CA sablefish pot 
fishery will have a negligible impact on the CA/OR/WA stock of humpback 
whales. Since there have been no documented interactions between the 
CA/OR/WA stock of sperm whale and the WA/OR/CA sablefish pot fishery, 
that sperm whale stock is not evaluated for that fishery.
    The National Environmental Policy Act (NEPA) requires Federal 
agencies to evaluate the impacts of alternatives for their actions on 
the human environment. The impacts on the human environment of 
continuing and modifying the CA thresher shark/swordfish drift gillnet 
fishery (>=14 inch mesh) (as part of the HMS fisheries) and the WA/OR/
CA sablefish pot fishery (as part of the West Coast groundfish 
fisheries), including the taking of threatened and endangered species 
of marine mammals, were analyzed in: The Pacific Fishery Management 
Council Highly Migratory Species FMP final environmental impact 
statement (August 2003); the Pacific Fishery Management Council 
Proposed Harvest Specifications and Management Measures for the 2013-
2014 Pacific Coast Groundfish Fishery and Amendment 21-2 to the Pacific 
Coast FMP (September 2012); Risk assessment of U.S. West Coast 
groundfish fisheries to threatened and endangered marine species 
(NWFSC, 2012); and in the Final Biological Opinion prepared for the 
West Coast groundfish fisheries (NMFS, 2012) and the draft Biological 
Opinion for the CA thresher shark/swordfish drift gillnet fishery (>=14 
inch mesh) (NMFS, 2013), pursuant to the ESA. Because this permit would 
not modify any fishery operation and the effects of the fishery 
operations have been evaluated fully in accordance with NEPA, no 
additional NEPA analysis is required for this permit. Issuing the 
permit would have no additional impact to the human environment or 
effects on threatened or endangered species beyond those analyzed in 
these documents. NMFS now reviews the remaining requirements to issue a 
permit to take the subject listed species incidental to the CA thresher 
shark/swordfish drift gillnet fishery (>=14 inch mesh) and WA/OR/CA 
sablefish pot fisheries.

Recovery Plans

    Recovery Plans for humpback whales and sperm whales have been 
completed (see http://www.nmfs.noaa.gov/pr/recovery/plans.htm#mammals). 
Accordingly, the requirement to have recovery plans in place or being 
developed is satisfied.

Vessel Registration

    MMPA section 118(c) requires that vessels participating in Category 
I and II fisheries register to obtain an authorization to take marine 
mammals incidental to fishing activities. Further, section 118(c)(5)(A) 
provides that registration of vessels in fisheries should, after 
appropriate consultations, be integrated and coordinated to the maximum 
extent feasible with existing fisherman licenses, registrations, and 
related programs. Participants in the CA thresher shark/swordfish drift 
gillnet fishery (>=14 inch mesh) and WA/OR/CA sablefish pot fisheries 
already provide the information needed by NMFS to register their 
vessels for the incidental take authorization under the MMPA through 
the Federal groundfish limited entry permit process of the Federal 
Vessel Monitoring System. Therefore, vessel registration for an MMPA 
authorization is integrated through those programs in accordance with 
MMPA section 118.

Monitoring Program

    The CA thresher shark/swordfish drift gillnet fishery (>=14 inch 
mesh) has been observed since the early 1990s. Levels of observer 
coverage vary over years but are adequate to produce reliable estimates 
of M/SI of listed species (e.g., from 2000-2012, coverage ranged from 
approximately 12 to 22.9 percent). As part of the West Coast groundfish 
fishery and Magnuson-Stevens Fishery Conservation and Management Act 
objectives, the WA/OR/CA sablefish pot fishery, as managed under the 
groundfish FMP, and was observed in 2012 at approximately 73 percent. 
Accordingly, as required by MMPA section 118, a monitoring program is 
in place for both fisheries.

Take Reduction Plans

    Subject to available funding, MMPA section 118 requires the 
development and implementation of a Take Reduction Plan (TRP) in cases 
where a strategic stock interacts with a Category I or II fishery. The 
two stocks considered for this permit are designated as strategic 
stocks under the MMPA because they are listed as endangered under the 
ESA (MMPA section 3(19)(C)).
    In 1996, NMFS convened a take reduction team (TRT) to develop a TRP 
to address the incidental taking of several strategic marine mammal 
stocks, including CA/OR/WA stocks of sperm whales and humpback whales, 
in the CA thresher shark/swordfish drift gillnet fishery (>=14 in 
mesh). The Pacific Offshore Cetacean TRP was implemented through 
regulations in October, 1997 (62 FR 51813) and has been in place ever 
since. Although a TRP is in place for the gillnet fishery, there is not 
one in place for the pot fishery.
    The short- and long-term goals of a TRP are to reduce mortality and 
serious injury of marine mammals incidental to commercial fishing to 
levels below PBR and to a zero mortality rate goal, defined by NMFS as 
10 percent of PBR, respectively. MMPA section 118(b)(2) states that 
fisheries maintaining such M/SI levels are not required to further 
reduce their M/SI rates. However, the obligations to develop and 
implement a TRP are subject to the availability of funding. NMFS has 
insufficient funding available to simultaneously develop and implement 
TRPs for all stocks that interact with Category I or Category II 
fisheries. MMPA section 118(f)(3) (16 U.S.C. 1387(f)(3)) contains 
specific priorities for developing TRPs. As provided in MMPA section 
118(f)(6)(A) and (f)(7), NMFS used the most recent SARs and LOF as the 
basis to determine its priorities for establishing TRTs and developing 
TRPs. Through this process, NMFS evaluated the CA/OR/WA stock of 
humpback whales and the WA/OR/CA sablefish pot fishery and identified 
the level of interactions as a lower priority compared to other marine 
mammal stocks and fisheries for establishing TRTs, based on population 
trends of the stock and M/SI levels incidental to that commercial 
fishery. In addition, NMFS continues to collect data to categorize 
fixed gear fisheries and assess risk to large whales off the U.S. west 
coast. Accordingly, given these factors and NMFS' priorities, 
implementation of the developing TRP for the WA/OR/CA sablefish pot 
trap fishery and other similar Category II fisheries will defer further 
development of a TRP for these fisheries under section 118 as other 
stocks/fisheries are a higher priority for any available funding for 
establishing new TRTs.

Current Permit

    As noted in the summary above, all of the requirements to issue a 
permit to the following Federally-authorized fisheries have been 
satisfied: the CA thresher shark/swordfish DGN fishery ([gteqt]14 inch 
mesh) and WA/OR/CA sablefish pot fishery. Accordingly, NMFS hereby 
amends the permit to participants in the Category I CA thresher shark/
swordfish DGN fishery (>=14 inch mesh) fishery for the taking of CA/OR/
WA humpback

[[Page 22713]]

whales and CA/OR/WA sperm whales, and participants in the Category II 
WA/OR/CA sablefish pot fishery for the taking of CA/OR/WA stock of 
humpback whales, incidental to the fisheries' operations. As noted 
under MMPA section 101(a)(5)(E)(ii), no permit is required for vessels 
in Category III fisheries. For incidental taking of marine mammals to 
be authorized in Category III fisheries, M/SI must be reported to NMFS. 
If NMFS determines at a later date that incidental M/SI from commercial 
fishing is having more than a negligible impact on the CA/OR/WA stocks 
of humpback or sperm whales, NMFS may use its emergency authority under 
MMPA section 118 to protect the stock and may modify the permit issued 
herein.
    MMPA section 101(a)(5)(E) requires NMFS to publish in the Federal 
Register a list of fisheries that have been authorized to take 
threatened or endangered marine mammals. A list of such fisheries was 
most recently published on October 16, 2014 (79 FR 62105), which 
authorized the taking of threatened or endangered marine mammals 
incidental to the Hawaii deep-set and shallow-set longline fisheries. 
With issuance of this current amended permit, NMFS is not adding any 
fisheries to this list (Table 1).

  Table 1--List of Fisheries Authorized To Take Specific Threatened and
  Endangered Marine Mammals Incidental to Commercial Fishing Operations
------------------------------------------------------------------------
                                                         Marine mammal
             Fishery                   Category              stock
------------------------------------------------------------------------
HI deep-set (tuna target)         I.................  Humpback whale,
 longline.                                             CNP stock.
                                                      Sperm whale,
                                                       Hawaii stock.
                                                      False killer
                                                       whale, MHI IFKW
                                                       stock.
CA thresher shark/swordfish       I.................  Fin whale, CA/OR/
 drift gillnet fishery (>14 in                         WA stock.
 mesh).                                               Humpback whale, CA/
                                                       OR/WA stock.
                                                      Sperm whale, CA/OR/
                                                       WA stock.
HI shallow-set (swordfish         II................  Humpback whale,
 target) longline/set line.                            CNP stock.
AK Bering Sea/Aleutian Islands    II................  Steller sea lion,
 flatfish trawl.                                       Western U.S.
                                                       stock.
AK Bering Sea/Aleutian Island     II................  Fin whale, NEP
 pollock trawl.                                        stock.
                                                      Steller sea lion,
                                                       Western U.S.
                                                       stock.
AK Bering Sea sablefish pot.....  II................  Humpback whale,
                                                       WNP stock.
                                                      Humpback whale,
                                                       CNP stock.
AK Bering Sea/Aleutian Islands    II................  Steller sea lion,
 Pacific cod longline fisheries.                       Western U.S.
                                                       stock.
WA/OR/CA sablefish pot fishery..  II................  Humpback whale, CA/
                                                       OR/WA stock.
------------------------------------------------------------------------

Comments and Responses

    NMFS received letters containing comments from three organizations, 
the Marine Mammal Commission (Commission), the Humane Society of the 
United States (HSUS), and the Center for Biological Diversity. NMFS 
also received two letters from private citizens.
    Comment 1: The Commission briefly summarized NMFS' findings for the 
proposed permit and agreed with NMFS' analyses and actions proposed for 
the CA/OR/WA humpback whale stock and has no further comments or 
recommendations pertaining to that stock.
    Response: NMFS appreciates the Commission's comment and agrees with 
issuing the permit as required by the MMPA.
    Comment 2: The Commission recommended that NMFS be explicit in 
future negligible impact determinations and stock assessment reports 
using a non-standard averaging period about the factors it considered 
and the quantitative or qualitative criteria used to decide whether 
substantial and significant changes in the system consisting of the 
fishery and the CA/OR/WA sperm whale stock have or have not occurred. 
Further, the Commission recommended that NMFS define the circumstances 
under which non-standard averaging periods are appropriate. The 
Commission noted that the shift toward a longer-term view of the CA/OR/
WA sperm whale stock and its interactions with the CA thresher shark/
swordfish drift gillnet fishery (>=14 in mesh) is appropriate but has 
risk when averaging mortality and serious injury over longer periods of 
time relative to NMFS' ability to detect and respond to significant 
changes in the sperm whale bycatch rate.
    Response: The guidelines for preparing marine mammal stock 
assessments (GAMMS) provide a general recommendation to pool bycatch 
over a period of 5 years, but also note that: ``It is suggested that 
mortality estimates could be averaged over as many years necessary to 
achieve a CV of less than or equal to 0.3, but should usually not be 
averaged over a time period of more than the most recent 5 years for 
which data have been analyzed. However, information that is more than 5 
years old should not be ignored if it is the most appropriate 
information available in a particular case.'' (NMFS 2005). However, the 
guidance for 5-year averaging is based on bycatch being a relatively 
common event with adequate sample sizes and sufficient observer 
coverage. Pooling over longer periods is acceptable, if additional 
years accurately represent the current state of the fisheries and their 
inclusion reduces estimation bias. Two major factors were considered in 
using a pooling period in excess of 5 years: (1) Demonstration that the 
five-year period used in most stock assessments is itself subjective 
and is insufficient to generate unbiased estimates of bycatch for rare 
events (Carretta and Moore 2014), and (2) recognition that a fishery 
closure was implemented in 2001 that limits fishing spatially and 
seasonally to areas that represent lower bycatch risk to sperm whales. 
Thus, bycatch is pooled from 2001 to 2013, to reflect current fishing 
practices and current fishing effort. Both considerations are outlined 
in the draft 2014 marine mammal stock assessment for CA/OR/WA sperm 
whales (Carretta et al. 2014b). Alternatively, one may use models that 
pool >5 years of bycatch data to obtain statistically robust and 
unbiased bycatch rate estimates and apply these to individual years. 
NMFS has previously done this for other species, such as harbor 
porpoise (Orphanides 2009).
    NMFS appreciates the Commission's support for using the longer time 
frame for evaluating the CA thresher shark/swordfish drift gillnet 
fishery ([gteqt]14 in mesh) interactions with the CA/OR/WA sperm whale 
stock. NMFS acknowledges the Commission's concern regarding the use of 
longer-term data in the case of rare bycatch events (i.e., where the 13 
years used to compute the mortality and serious

[[Page 22714]]

injury rate have several years where recorded bycatch is zero and the 
influence those zeros have on the mean). However, Carretta and Moore 
(2014) determine that the post-2000 time period best represents the 
current spatial state of the fishery and use the same time period to 
calculate mean annual bycatch estimate for the CA/OR/WA stock of sperm 
whales, consistent with recommendations in the GAMMS. Annual estimates 
of bycatch events in the fishery, and subsequent longer term averaging 
of those data, would necessitate an evaluation that the conditions 
supporting the use of the longer term period are still valid; for 
example, that fishery characteristics are still constant or relatively 
unchanged. NMFS is mindful that increases in rate of expected annual 
bycatch could be a signal that something is changing in the system and 
further action is needed.
    Comment 3: The Commission recommended that NMFS continue to monitor 
the CA thresher shark/swordfish drift gillnet fishery ([gteqt]14 in 
mesh) and if the observed or reported mortality and serious injury of 
sperm whales exceeds the level specified in the Incidental Take 
Statement (the Commission is referencing the Incidental Take Statement 
in the Biological Opinion issued on May 2, 2013), that the following 
occur: (1) Reinitiation of formal consultation; (2) a reassessment of 
the MMPA negligible impact; and, (3) reconvene the Pacific Offshore 
Take Reduction Team (POCTRT) to consider whether additional measure are 
necessary to reduce the probability of interactions.
    Response: The CA thresher shark/swordfish DGN fishery ([gteqt]14 
inch mesh) has been observed by NMFS-certified observers since the 
early 1990s. NMFS targets 20% observer coverage in this fishery and 
levels vary over time but are adequate to produce reliable estimates of 
mortality and serious injury of marine mammals. If mortality or serious 
injury exceeded the level specified in the Incidental Take Statement of 
the Biological Opinion issued by NMFS on May 2, 2013, the following 
would occur, as is standard practice: (1) Reinitation of consultation 
under Section 7 of the Endangered Species Act, which is described in 
Section XI, titled Reinitiation Notice of the Biological Opinion; (2) 
Reevaluation of the negligible impact determination, although no change 
may be necessary; and, (3) Reconvening the POCTRT, if appropriate (but 
note that an in-person meeting would be subject to the availability of 
funding).
    Comment 4: The Commission requested that NMFS further justify its 
negligible impact determination for sperm whales under Criterion 3 
given the requirement of ``certainty of data'' that the population is 
stable or increasing, given the substantial uncertainty regarding the 
population trend.
    Response: NMFS used the best available science in making the 
negligible impact determination. Moore and Barlow (2014) report that 
the abundance of sperm whales appeared stable from 1991 to 2008, but 
that any reliable conclusions on trends could not be made for the whole 
population because the precision of estimated growth rates was poor. 
However, they also reported that trends in the detection of single 
animals (presumably large, solitary males) apparently doubled over this 
time period. The authors could not determine if the apparent increase 
in sightings comprising single animals reflected an increase in the 
number of adult male sperm whales in the population or merely increased 
use of the U.S. west coast waters by adult males in recent years. 
Therefore, because the stock is not decreasing, it is considered to be 
either stable or increasing.
    Comment 5: The Commission requested that NMFS review and improve 
the criteria for making a negligible impact determination before any 
more such determinations are issued.
    Response: NMFS agrees that the criteria for establishing a 
negligible impact determination under section 101(a)(5)(E) of the MMPA 
should be reviewed and appreciates the Commission's willingness to work 
with NMFS to review and, if necessary, modify the criteria. NMFS 
appreciates the Commission's recommendation to refrain from issuing 
more permits until new criteria are established; however, given the 
time it would take to develop criteria, solicit public review and 
comment, and issue the final criteria, NMFS will still need to evaluate 
fisheries that are taking threatened or endangered marine mammals and, 
if a negligible impact determination can be made for those fisheries, 
issue a permit under MMPA 101(a)(5)(E).
    Comment 6: The Humane Society of the United States (HSUS) expressed 
concern with NMFS' use of a PBR for sperm whales that was from the 
Moore and Barlow (2014) paper as it differs substantially from the PBR 
published in the 2013 SAR (i.e., 1.5 in the 2013 SAR vs. 2.7 in Moore 
and Barlow 2014). Additionally, NMFS' proposal to calculate the annual 
average serious injury and mortality using 13 years of data was based 
on a novel approach in a non-peer reviewed tech memo (Carretta and 
Moore 2014). HSUS stated that it was inappropriate for NMFS to rely 
upon estimates of mortality that are calculated in a manner that 
differs from traditional methods used in the SARs and has not undergone 
public scrutiny.
    Response: NMFS acknowledges that there was a difference in the PBR 
estimate used in the negligible impact determination for the CA/OR/WA 
sperm whale stock when comparing Moore and Barlow's (2014) estimate of 
2.7 to the most recent final SAR (PBR for the CA/OR/WA sperm whale 
stock is 1.5; Carretta et al. 2014a). The revised negligible impact 
determination relies upon the PBR for the CA/OR/WA sperm whale stock 
based on Moore and Barlow (2014) and is included in the draft 2014 SAR 
(Carretta et al. 2014b), which is publically available for review and 
comment (80 FR 4881, January 29, 2015).
    Regarding use of the 13-year timeframe, we refer to our response to 
Comment 2. NMFS must use the best available scientific information in 
making its determination. This information is not limited to just what 
has been published in SARs, but information that has been published or 
otherwise made available and that NMFS determines represents the best 
information to use. NOAA's Southwest Fisheries Science Center uses the 
NOAA Technical Memorandum series to issue scientific and technical 
publications. These manuscripts have been peer reviewed and edited, and 
documents published in this series may be cited in the scientific and 
technical literature. Additionally, these analyses were considered at 
the 2014 Pacific Science Review Group meeting and were reviewed and 
accepted by that Group.
    Comment 7: Regarding the CA/OR/WA stock of sperm whales, HSUS 
pointed out that the Federal Register Notice (79 FR 50626; August 25, 
2014) proposing a negligible impact determination includes a statement 
that the paper by Moore and Barlow ``suggest[s] that the revised 
abundance estimates are higher and more stable across years than 
currently published values'' and NMFS assumes an increasing trend. HSUS 
indicates that this assumption lacks important caveats that are stated 
in the Moore and Barlow paper such as the authors ``were unable to 
precisely estimate overall abundance trends for sperm whales in the 
study area.'' Further ``whether this trend reflects a population-level 
increase in adult male abundance or merely increased use of the study 
area by adult males is not possible to say from the data'' and go on to 
say that the authors

[[Page 22715]]

were ``unable to obtain good estimates of abundance trends for the 
entire California-Oregon-Washington stock of sperm whales.''
    Response: NMFS did not assume an increasing trend. We assumed, 
based on the best available science, that sperm whale abundance was not 
decreasing: therefore, it must either be stable or increasing. Refer to 
our response in Comment 4 regarding the abundance and trend for the CA/
OR/WA sperm whale stock. Because of the information provided in Moore 
and Barlow (2014) on the abundance of male sperm whales and the 
uncertainty in the cause of those results (e.g., whether this trend 
reflects a population-level increase in adult male abundance or merely 
increased use of the study area by adult males), we did not separate 
our analysis by gender but assumed that the stock was either stable or 
increasing. We further acknowledge that the true stock size may be 
larger, because not all animals are in U.S. waters when surveys are 
conducted. Although there will always be some uncertainty relative to 
the population abundance of sperm whales (as there is always some 
inherent uncertainty in any population estimate), the apparent trend 
for sperm whales in the Pacific Ocean is stable or increasing, and this 
is occurring even with current levels of mortality and serious injury.
    Comment 8: HSUS referenced the Pacific Fishery Management Council's 
(PFMC) consideration of imposing additional measures on the CA thresher 
shark/swordfish DGN fishery ([gteqt]14 inch mesh) that appear to be 
necessary to assure that the fishery does not repeat the events of 2010 
in which 2 sperm whales suffered mortality or serious injury. HSUS 
maintains that a negligible impact determination is premature at this 
time because management measures have not substantively changed since 
the takes in 2010 and the PFMC itself believes that there is a need to 
impose caps and other management measure to ensure that takes are 
sustainable.
    Response: The PFMC met September 12-17, November 14-19, 2014, and 
March 6-12, 2015, to deliberate management measures, including hard 
caps (or limits on the number of animals that can be taken in the 
fishery). The PFMC has directed its Highly Migratory Species management 
team to consider hard caps, but the management team has not developed 
recommendations at this time. NMFS cannot predict what the PFMC 
regulatory decisions may be, but at this time, we are able to make a 
negligible impact determination and satisfy the requirements under 
Criterion 3 for the CA/OR/WA sperm whale stock. In addition, under 
Section 118 of the MMPA, take reduction plans are designed to recover 
and prevent the depletion of strategic marine mammal stocks that 
interact with Category I and II fisheries. The goal of the Pacific 
Offshore Cetacean Take Reduction Plan is to reduce serious injuries and 
deaths of several marine mammal stocks incidental to the CA thresher 
shark/swordfish drift gillnet fishery ([gteqt]14 in mesh).
    Comment 9: One member of the public stated concern that the 
negligible impact determination is not precautionary and deviates from 
well-established methods. They requested that NMFS provide more 
justification and conduct more research before the permit can be 
evaluated properly.
    Response: Regarding pooling of bycatch data, see response to 
Comment 2. NOAA's ability to conduct research is dependent on funding 
and resources; however, the NMFS Southwest Fisheries Science Center 
recently conducted a research cruise called the California Current 
Cetacean and Ecosystem Assessment Survey, from August 5 to December 10, 
2014, that surveyed the U.S. Exclusive Economic Zone and beyond. It is 
expected that results from this survey will provide updated information 
on marine mammal stocks in this area.
    Comment 10: One individual stated that without any new data, NMFS 
is reversing its 2013 conclusion that emergency measures were necessary 
to ensure a negligible impact. Specifically, the use of the longer-time 
series to inflate sperm whale estimates far above what have been 
observed in recent surveys (for example, the most recent 2008 abundance 
point estimate is only 300 whales) and is deflating the estimated 
bycatch mortality by adding years of data in with no bycatch was 
observed. Further, the commenter stated that the proposed protections 
do not go far enough to protect sperm whales and the fishery should not 
be permitted to operate without protections that are at least as strong 
as the emergency measures put in place last year. It was requested that 
NMFS consider immediately reinstituting hard caps to protect sperm 
whales in the drift gillnet fishery.
    Response: NMFS appreciates the comment and references its responses 
to Comments 2 and 5. Additionally, NMFS is not reversing its 2013 
conclusion, rather we are amending it because since that time, there 
have been significant changes in the information and conditions used to 
make the negligible impact determination on September 4, 2013 (78 FR 
54553). This MMPA 101(a)(5)(E) permit amends the previously issued 
permit, updates the information on the known biological and ecological 
data on sperm whales and humpback whales, and updates information on 
human-caused mortality and serious injury. The emergency rule was 
temporary and; therefore, when the new information became available, 
NMFS evaluated it and determined that the previous negligible impact 
analysis should be amended, while maintaining the same expiration date 
of September 4, 2016 for the permit.
    Fisheries-related mortality and serious injury is a rare event for 
sperm whales. Given observer coverage of approximately 15%, the annual 
estimate of bycatch will always be either zero (if none observed) or at 
least 7 (if [gteqt]1 observed), for estimates made using ratio methods. 
If the true average value for mortality and serious injury is >0 but 
less than a few animals per year, and if observer coverage generally 
remains <20%, then multiple years of data need to be pooled to for 
unbiased estimation of a mean annual rate (Carretta and Moore 2014). 
Pooling more years reduces bias and provides increased precision of 
estimates and thus, a better estimate of the long-term annual mortality 
and serious injury, which is what should be compared to PBR (barring 
changes to the fishery that could result in increased interaction rates 
not represented by historical data). NMFS has previously done this type 
of bycatch analysis for other species, such as loggerhead sea turtles 
(Murray 2006) and harbor porpoise (Orphanides 2009). NMFS acknowledges 
the commenter's concern regarding the use of longer-term data in the 
case of rare bycatch events (i.e., where the 13 years used to compute 
the mortality and serious injury rate have several years where recorded 
bycatch is zero) and refers back to our response in Comment 2. 
Regarding hard caps, we refer to the response to Comment 7. The 
negligible impact determination and permit is issued under section 
101(a)(5)(E) of the MMPA, which is separate from the PFMC's 
deliberations.

    Dated: April 17, 2015.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2015-09447 Filed 4-22-15; 8:45 am]
 BILLING CODE 3510-22-P



                                                                                Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices                                          22709

                                                  prestressed concrete (both pre-tensioned                  Dated: April 17, 2015.                              Internet at: http://www.nmfs.noaa.gov/
                                                  and post-tensioned) applications. The                   Paul Piquado,                                         pr/interactions/trt/poctrp.htm.
                                                  product definition encompasses covered                  Assistant Secretary for Enforcement and                 Copies of the reference materials may
                                                  and uncovered strand and all types,                     Compliance.                                           also be obtained from the Protected
                                                  grades, and diameters of PC strand.                     [FR Doc. 2015–09528 Filed 4–22–15; 8:45 am]           Resources Division, 501 W. Ocean
                                                                                                          BILLING CODE 3510–DS–P                                Blvd., Suite 4200, Long Beach, CA
                                                     The product covered in the sunset
                                                                                                                                                                90802.
                                                  review of the antidumping duty finding
                                                  on PC strand from Japan is steel wire                                                                         FOR FURTHER INFORMATION CONTACT:
                                                                                                          DEPARTMENT OF COMMERCE                                Monica DeAngelis, NMFS West Coast
                                                  strand, other than alloy steel, not
                                                  galvanized, which is stress-relieved and                National Oceanic and Atmospheric                      Region, (562) 980–3232, or Shannon
                                                  suitable for use in prestressed concrete.               Administration                                        Bettridge, NMFS Office of Protected
                                                                                                                                                                Resources, (301) 427–8402.
                                                     The merchandise subject to the                       RIN 0648–XC645                                        SUPPLEMENTARY INFORMATION:
                                                  finding/orders is currently classifiable
                                                  under subheadings 7312.10.3010 and                      Taking of Threatened or Endangered                    Background
                                                  7312.10.3012 of the Harmonized Tariff                   Marine Mammals Incidental to                             Section 101(a)(5)(E) of the Marine
                                                  Schedule of the United States (HTSUS).                  Commercial Fishing Operations;                        Mammal Protection Act (MMPA), 16
                                                  Although the HTSUS subheadings are                      Issuance of Permit                                    U.S.C. 1361 et seq., states that NOAA’s
                                                  provided for convenience and customs                    AGENCY:  National Marine Fisheries                    National Marine Fisheries Service
                                                  purposes, the written description of the                Service (NMFS), National Oceanic and                  (NMFS), as delegated by the Secretary of
                                                  merchandise under the finding/orders is                 Atmospheric Administration (NOAA),                    Commerce, shall for a period of up to
                                                  dispositive.                                            Commerce.                                             three years allow the incidental taking
                                                                                                          ACTION: Notice.                                       of marine mammal species listed under
                                                  Continuation of the Finding/Orders                                                                            the Endangered Species Act (ESA), 16
                                                                                                          SUMMARY:   NMFS hereby issues an                      U.S.C. 1531 et seq., by persons using
                                                     As a result of the determinations by
                                                                                                          amended permit to authorize the                       vessels of the United States and those
                                                  the Department and the ITC that                         incidental, but not intentional, take of              vessels which have valid fishing permits
                                                  revocation of the AD finding/orders                     two stocks of marine mammals listed as                issued by the Secretary in accordance
                                                  would likely lead to a continuation or                  threatened or endangered under the                    with section 204(b) of the Magnuson-
                                                  recurrence of dumping and material                      Endangered Species Act (ESA), Marine                  Stevens Fishery Conservation and
                                                  injury to an industry in the United                     Mammal Protection Act (MMPA), by the                  Management Act, 16 U.S.C. 1824(b),
                                                  States and that revocation of the CVD                   California (CA) thresher shark/                       while engaging in commercial fishing
                                                  order would likely lead to continuation                 swordfish drift gillnet fishery (≥14 in               operations, if NMFS makes certain
                                                  or recurrence of countervailable                        mesh) and the Washington (WA)/                        determinations. NMFS must determine,
                                                  subsidies and material injury to an                     Oregon (OR)/CA sablefish pot fishery. In              after notice and opportunity for public
                                                  industry in the United States, pursuant                 accordance with the MMPA, NMFS has                    comment, that: (1) Incidental mortality
                                                  to section 75l(d)(2) of the Act and 19                  made a determination that incidental                  and serious injury will have a negligible
                                                  CFR 351.218(a), the Department hereby                   taking from commercial fishing will                   impact on the affected species or stock;
                                                  orders the continuation of the AD                       have a negligible impact on the                       (2) a recovery plan has been developed
                                                  finding on PC strand from Japan, the AD                 endangered humpback whale, CA/OR/                     or is being developed for such species
                                                  orders on PC strand from Brazil, India,                 WA stock and endangered sperm whale,                  or stock under the ESA; and (3) where
                                                  the Republic of Korea, Mexico, and                      CA/OR/WA stock. This authorization is                 required under section 118 of the
                                                  Thailand, and the CVD order on PC                       based on a determination that this                    MMPA, a monitoring program has been
                                                  strand from India. U.S. Customs and                     incidental take will have a negligible                established, vessels engaged in such
                                                                                                          impact on the affected marine mammal                  fisheries are registered in accordance
                                                  Border Protection will continue to
                                                                                                          stocks, recovery plans have been                      with section 118 of the MMPA, and a
                                                  collect AD and CVD cash deposits at the
                                                                                                          developed for each species, a                         take reduction plan has been developed
                                                  rates in effect at the time of entry for all            monitoring program is established,
                                                  imports of subject merchandise.                                                                               or is being developed for such species
                                                                                                          vessels in the fisheries are registered,              or stock.
                                                     The effective date of the continuation               and that the necessary take reduction                    On August 25, 2014 (79 FR 50626),
                                                  of the AD finding/orders and CVD order                  planning is in place for the humpback                 NMFS proposed to issue an amended
                                                  will be the date of publication in the                  and sperm whale stocks. This amended                  permit under MMPA section
                                                  Federal Register of this notice of                      permit replaces the permit issued on                  101(a)(5)(E) to vessels registered in the
                                                  continuation. Pursuant to section                       September 4, 2013.                                    CA thresher shark/swordfish drift
                                                  751(c)(2) of the Act and 19 CFR                         DATES: This amended permit is effective               gillnet fishery (≥14 in mesh) to
                                                  351.218(c)(2), the Department intends to                on April 23, 2015 and expires on                      incidentally take individuals from two
                                                  initiate the next five-year review of                   September 4, 2016.                                    stocks of threatened or endangered
                                                  these finding/orders not later than 30                  ADDRESSES: Reference material for this                marine mammals: The CA/OR/WA stock
                                                  days prior to the fifth anniversary of the              permit is available on the Internet at:               of humpback whales (Megaptera
                                                  effective date of this continuation                     http://www.westcoast.fisheries.noaa.                  novaeangliae) and the CA/OR/WA stock
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  notice.                                                 gov/protected_species/marine_                         of sperm whales (Physeter
                                                     These five-year sunset reviews and                   mammals/marine_mammals_html.                          macrocephalus); and to vessels
                                                                                                          Recovery plans for these species are                  registered in WA/OR/CA sablefish pot
                                                  this notice are in accordance with
                                                                                                          available on the Internet at: http://                 fishery to incidentally take individuals
                                                  section 751(c) of the Act and published
                                                                                                          www.nmfs.noaa.gov/pr/recovery/                        from the CA/OR/WA stock of humpback
                                                  pursuant to section 777(i)(1) of the Act                plans.htm#mammals. Information on                     whales. A history of MMPA section
                                                  and 19 CFR 351.218(f)(4).                               the Pacific Offshore Cetacean Take                    101(a)(5)(E) permits related to these
                                                                                                          Reduction Plan is available on the                    stocks was included in previous notices


                                             VerDate Sep<11>2014   18:53 Apr 22, 2015   Jkt 235001   PO 00000   Frm 00009   Fmt 4703   Sfmt 4703   E:\FR\FM\23APN1.SGM   23APN1


                                                  22710                         Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices

                                                  for other permits to take threatened or                 thresher shark/swordfish drift gillnet                and is followed here. The development
                                                  endangered marine mammals incidental                    fishery (≥14 in mesh) is the only                     of the approach is outlined in previous
                                                  to commercial fishing (e.g., 72 FR                      Category I fishery operating off the                  notices for other permits to take
                                                  60814, October 26, 2007; 78 FR 54553,                   coasts of California, Oregon, and                     threatened or endangered marine
                                                  September 4, 2013) and is not repeated                  Washington. All other Category II                     mammals incidental to commercial
                                                  here. The data for considering these                    fisheries that may interact with the                  fishing (e.g., 72 FR 60814, October 26,
                                                  authorizations were reviewed                            marine mammal stocks observed off the                 2007; 78 FR 54553, September 4, 2013).
                                                  coincident with the 2014 MMPA List of                   coasts of California, Oregon, and
                                                                                                                                                                Criteria for Determining Negligible
                                                  Fisheries (LOF; 79 FR 14418, March 14,                  Washington are state managed and are
                                                                                                                                                                Impact
                                                  2014), final 2013 U.S. Pacific Marine                   not considered for authorization under
                                                  Mammal Stock Assessment Reports                         this permit. NMFS calculated the total                   In 1999, NMFS proposed criteria to
                                                  (SAR; Carretta et al. 2014a), the draft                 known, assumed, or extrapolated                       determine whether M/SI incidental to
                                                  2014 U.S. Marine Mammal SAR                             human-caused M/SI to make a final                     commercial fisheries will have a
                                                  (Carretta et al. 2014b), Carretta and                   negligible impact determination for this              negligible impact on a listed marine
                                                  Moore (2014), Moore and Barlow (2014),                  authorization and included all human                  mammal stock for MMPA 101(a)(5)(E)
                                                  the Fishery Management Plan (FMP) for                   sources. Participants in Category III                 permits (64 FR 28800, May 27, 1999). In
                                                  U.S. West Coast Fisheries for Highly                    fisheries are not required to obtain                  applying the 1999 criteria, Criterion 1 is
                                                  Migratory Species (HMS), recovery                       incidental take permits under MMPA                    whether total known, assumed, or
                                                  plans for these species (available on the               section 101(a)(5)(E) but are required to              extrapolated human-caused M/SI is less
                                                  Internet at: http://www.nmfs.noaa.gov/                  report any mortality or injury of marine              than 10 percent of the potential
                                                  pr/recovery/plans.htm#mammals), the                     mammals incidental to their operations                biological removal level (PBR) for the
                                                  best scientific information and available               (Section 118 of the MMPA 16 U.S.C.                    stock. If total known, assumed, or
                                                  data, and other relevant sources.                       1387 and 50 CFR part 229).                            extrapolated human-caused M/SI is less
                                                     The previous permit was issued on                                                                          than 10 percent of PBR, the analysis
                                                  September 4, 2013 (78 FR 54553), valid                  Basis for Determining Negligible Impact               would be concluded, and the impact
                                                  for a period of up to 3 years and                          Prior to issuing a permit to take ESA-             would be determined to be negligible. If
                                                  expiring on September 4, 2016, and                      listed marine mammals incidental to                   Criterion 1 is not satisfied, NMFS may
                                                  covered the CA/OR/WA stocks of                          commercial fishing, NMFS must                         use one of the other criteria as
                                                  humpback, fin, and sperm whale. Since                   determine if M/SI incidental to                       appropriate. Criterion 2 is satisfied if the
                                                  issuing that permit, there have been                    commercial fisheries will have a                      total known, assumed, or extrapolated
                                                  significant changes in the information                  negligible impact on the affected species             human-caused M/SI is greater than PBR,
                                                  and conditions used to make the                         or stocks of marine mammals. NMFS                     but fisheries-related M/SI is less than 10
                                                  negligible impact determination for that                satisfied this requirement through                    percent of PBR. If Criterion 2 is
                                                  permit. This MMPA 101(a)(5)(E) permit                   completion of a negligible impact                     satisfied, vessels operating in individual
                                                  amends the previously issued permit,                    determination (see ADDRESSES). NMFS                   fisheries may be permitted if
                                                  updates the information on the known                    clarifies that incidental M/SI from                   management measures are being taken
                                                  biological and ecological data on sperm                 commercial fisheries includes M/SI                    to address non-fisheries-related
                                                  and humpback whales, and updates                        from entanglement in fishing gear or                  mortality and serious injury. Criterion 3
                                                  information on human-caused mortality                   ingestion of fishing gear. NMFS                       is satisfied if total fisheries-related M/SI
                                                  and serious injury (M/SI), since the                    calculated the total human-caused M/SI                is greater than 10 percent of PBR and
                                                  September 2013 permit (78 FR 54553).                    to make a negligible impact                           less than PBR, and the population is
                                                  This 101(a)(5)(E) permit does not extend                determination for this authorization and              stable or increasing. Fisheries may then
                                                  the expiration date and remains                         included all human sources, such as                   be permitted subject to individual
                                                  effective until September 4, 2016. The                  commercial fisheries and ship strikes.                review and certainty of data. Criterion 4
                                                  final amended negligible impact                         Indirect effects, such as the effects of              stipulates that if the population
                                                  determination does not include the CA/                  removing prey from habitat, are not                   abundance of a stock is declining, the
                                                  OR/WA fin whale stock because there                     included in this analysis. A biological               threshold level of 10 percent of PBR will
                                                  has been no observed take of a fin whale                opinion prepared under ESA section 7                  continue to be used. Criterion 5 states
                                                  in the CA thresher shark/swordfish drift                considers direct and indirect effects of              that if total fisheries-related M/SI are
                                                  gillnet fishery (≥14 in mesh) for the past              Federal actions (available at http://                 greater than PBR, permits may not be
                                                  15 years. Therefore, the new amended                    www.westcoast.fisheries.noaa.gov/) and                issued for that species or stock.
                                                  permit will only cover the CA/OR/WA                     thus contains a broader scope of                         We considered two time frames for
                                                  stocks of humpback and sperm whales                     analysis than is required by MMPA                     this analysis: 5 years (2009–2013) and
                                                  and will no longer cover the CA/OR/WA                   section 101(a)(5)(E).                                 13 years (2001–2013). The first time
                                                  fin whale stock.                                           Although the MMPA does not define                  frame we considered for both stocks of
                                                     Based on observer data and marine                    ‘‘negligible impact,’’ NMFS has issued                whales was the most recent 5-year
                                                  mammal reporting forms, the vessels                     regulations providing a qualitative                   period (here, January 1, 2009 through
                                                  operating in the Category I CA thresher                 definition of ‘‘negligible impact’’ in 50             December 31, 2013), which is typically
                                                  shark/swordfish drift gillnet fishery (≥14              CFR 216.103 as: ‘‘an impact resulting                 used for negligible impact
                                                  in mesh) and the Category II WA/OR/CA                   from the specified activity that cannot               determination analyses. A 5-year time
                                                  sablefish pot fishery are the only                      be reasonably expected to, and is not                 frame in many cases provides enough
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                                                  Federal Category I and II fisheries that                reasonably likely to adversely affect the             data to adequately capture year-to-year
                                                  operate in the ranges of affected stocks,               species or stock through effects on                   variations in take levels, while reflecting
                                                  namely the CA/OR/WA stocks of                           annual rates of recruitment or survival.’’            current environmental and fishing
                                                  humpback whale and sperm whale, are                     Through scientific analysis, peer review,             conditions as they may change over
                                                  currently authorized. A detailed                        and public notice, NMFS has developed                 time. For humpback whales, we used a
                                                  description of these fisheries can be                   a quantitative approach to making a                   5-year period consistent with the
                                                  found in the negligible impact                          negligible impact determination for                   general recommendations in NMFS’
                                                  determination (see ADDRESSES). The CA                   MMPA section 101(A)(5)(E) permits,                    Guidelines for Assessing Marine


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                                                                                Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices                                             22711

                                                  Mammal Stocks (GAMMS) for our final                     of this analysis. The associated PBR for              each time frame considered, based on
                                                  determination. However, GAMMS                           the CA/OR/WA stock of sperm whales                    the calculations described under
                                                  suggests that mortality estimates could                 is 2.7 (Draft 2014 Pacific Marine                     Criterion 1. As a result, the other criteria
                                                  be averaged over as many years as                       Mammal Stock Assessment Reports, 80                   were examined.
                                                  necessary to achieve a coefficient of                   FR 4881, January 29, 2015).
                                                                                                                                                                Criterion 3 Analysis
                                                  variation of less than or equal to 0.3.                 Negligible Impact Determinations
                                                  Carretta and Moore (2014) determined                                                                             Unlike Criteria 1 and 2, which
                                                  that approximately 25 years of pooling                     As explained above, the permit                     examine total known, assumed, or
                                                  data is necessary before bycatch CVs                    amendment relies on a negligible impact               extrapolated human-caused M/SI
                                                  approached the value of 0.3, considered                 determination that uses a new 13-year                 relative to PBR, Criterion 3 compares
                                                  adequate for management (NMFS 2005)                     period for averaging sperm whale                      total fisheries-related M/SI to PBR.
                                                  and recommend pooling longer time                       bycatch rates rather than the 5-year                  Criterion 3 would be satisfied if the total
                                                  series of data when bycatch is a rare                   period generally recommended in the                   commercial fisheries-related M/SI
                                                  event. In their analysis, pooling 10 years              GAMMS because it best represents the                  (including state and federal fisheries) is
                                                  of fishery data resulted in bycatch                     spatial state of the fishery and more                 greater than 10 percent and less than
                                                  estimates within 25 percent of the true                 effectively incorporates all available                100 percent of PBR for each stock for the
                                                  bycatch rate over 50 percent of the time                survey information to calculate the                   respective time frame considered, and
                                                  (i.e., estimates were within 25 percent of              population abundance estimate using                   the populations of these stocks are
                                                  the true value more often than not). Key                the longer time series. We used a 5-year              considered to be stable or increasing. If
                                                  to this approach was that the fishery                   period for humpback whales consistent                 the criterion is met, vessels may be
                                                  must have had sufficiently constant                     with the general recommendations in                   permitted subject to individual review
                                                  characteristics (e.g., effort, gear,                    NMFS’ GAMMS for our final                             and certainty of data.
                                                                                                          determination (note that a 13-year time                  Criterion 3 was satisfied for the CA/
                                                  locations) to support the inference of
                                                                                                          period (2001–2013) also resulted in a                 OR/WA humpback whale stock as the
                                                  consistent results across years such as
                                                                                                          finding of negligible impact for                      fishery-related M/SI from all
                                                  with the CA thresher shark/swordfish
                                                                                                          humpback whales). The PBR for the CA/                 commercial fisheries for the CA/OR/WA
                                                  drift gillnet fishery. Rare bycatch events
                                                                                                          OR/WA humpback whale stock is 11                      humpback whale stock is estimated at
                                                  typically involve smaller populations
                                                                                                          animals.                                              40 percent of PBR (5-year average from
                                                  paired with low observer coverage in a
                                                                                                             The final amended negligible impact                2009–2013 and between 10 percent and
                                                  fishery. If true bycatch mortality is low,
                                                                                                          determination made available through                  100 percent of PBR), the stock has
                                                  but near PBR, then estimation bias
                                                                                                          this notice provides a complete analysis              experienced a positive growth rate (8
                                                  needs to be reduced to allow reliable
                                                                                                          of the criteria for determining whether               percent per year), and there have been
                                                  evaluation of the bycatch estimate
                                                                                                          commercial fisheries off California,                  few known or assumed M/SI due to the
                                                  against a low removal threshold.
                                                                                                          Oregon, and Washington are having a                   subject fisheries.
                                                     Currently, the sperm whale is the only               negligible impact on the CA/OR/WA                        Criterion 3 was satisfied for the CA/
                                                  ESA-listed marine mammal species                        stocks of humpback whale and sperm                    OR/WA sperm whale stock as the total
                                                  interacting with the thresher shark/                    whale. A summary of the analysis and                  fishery-related M/SI is greater than 10
                                                  swordfish drift gillnet fishery (≥14 in                 subsequent determination follows.                     percent of and less than 100 percent of
                                                  mesh) meeting the conditions described                                                                        PBR, and the population is considered
                                                  in Carretta and Moore (2014): The stock                 Criterion 1 Analysis                                  stable. The fishery-related M/SI from all
                                                  has a relatively small minimum                            Criterion 1 would be satisfied if the               commercial fisheries for the CA/OR/WA
                                                  population estimate (Nmin), and two                     total known, assumed, or extrapolated                 sperm whale stock is estimated at 57
                                                  members of the stock was recently                       human-caused M/SI is less than 10                     percent of PBR for the 13-year period of
                                                  recorded as having been incidentally                    percent of PBR. The 5-year (2009–2013)                2001–2013.
                                                  killed or seriously injured in a rare                   average annual human-caused M/SI to                      In conclusion, based on the criteria
                                                  event (in the CA thresher shark/                        the CA/OR/WA stock of humpback                        outlined in 1999 (64 FR 28800), the final
                                                  swordfish drift gillnet fishery (≥14 in                 whales is 5.0 or 45.45 percent of the                 2013 U.S. Pacific Marine Mammal SAR
                                                  mesh)). The post-2000 time period best                  PBR. The 13-year (2001–2013) average                  (Carretta et al. 2014), the draft 2014 U.S.
                                                  represents the current spatial state of the             annual M/SI to the CA/OR/WA stock of                  Pacific Marine Mammal SAR (Carretta et
                                                  fishery; and, therefore, we used the 13-                sperm whales from all human sources is                al. 2014), Carretta and Moore (2014),
                                                  year period post-2000 to calculate mean                 1.7 or 65.5 percent of the PBR. Criterion             Moore and Barlow (2014), and the best
                                                  annual mortality estimate for this stock                1 was not satisfied for either stock                  available scientific information,
                                                  of sperm whales, based on                               because the total known, assumed, or                  available data and other sources, NMFS
                                                  recommendations contained in the                        extrapolated human-caused M/SI for                    has determined that the M/SI incidental
                                                  GAMMS and Carretta and Moore (2014).                    these stocks is not less than 10 percent              to the CA thresher shark/swordfish drift
                                                  Moore and Barlow (2014) used a                          of PBR for the respective time period                 gillnet fishery and the WA/OR/CA
                                                  Bayesian hierarchical trend model for                   considered. As a result, the other                    sablefish pot fishery will have a
                                                  the CA/OR/WA sperm whale stock to                       criteria must be examined for the CA/                 negligible impact on the CA/OR/WA
                                                  more efficiently incorporate all available              OR/WA stocks of humpback and sperm                    stock of humpback whales and the CA
                                                  survey information to calculate the                     whales.                                               thresher shark/swordfish drift gillnet
                                                  population abundance estimate using a                                                                         fishery will have a negligible impact on
                                                                                                          Criterion 2 Analysis
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                                                  longer time series to improve the                                                                             the CA/OR/WA stock of sperm whales.
                                                  precision of abundance estimates. The                      Criterion 2 is satisfied if total known,
                                                  new analysis by Moore and Barlow                        assumed, or extrapolated human-caused                 Determinations
                                                  (2014), estimates the minimum                           M/SI are greater than PBR and the total                 Based on the above assessment and as
                                                  abundance at 1,332 sperm whales using                   fisheries related mortality is less than 10           described in the accompanying final
                                                  the Bayesian hierarchical trend                         percent of PBR. Criterion 2 was not                   negligible impact determination, NMFS
                                                  modeling of sighting data from 2001–                    satisfied for the CA/OR/WA stocks of                  concludes that the incidental M/SI from
                                                  2012. We use this estimate as the basis                 humpback whales or sperm whales for                   the CA thresher shark/swordfish drift


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                                                  22712                         Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices

                                                  gillnet fishery (≥14 in mesh) and WA/                   recovery/plans.htm#mammals).                          whales and humpback whales, in the
                                                  OR/CA sablefish pot fishery will have a                 Accordingly, the requirement to have                  CA thresher shark/swordfish drift
                                                  negligible impact on the CA/OR/WA                       recovery plans in place or being                      gillnet fishery (≥14 in mesh). The Pacific
                                                  stock of humpback whales and the CA/                    developed is satisfied.                               Offshore Cetacean TRP was
                                                  OR/WA stock of sperm whales, and the                                                                          implemented through regulations in
                                                                                                          Vessel Registration
                                                  WA/OR/CA sablefish pot fishery will                                                                           October, 1997 (62 FR 51813) and has
                                                  have a negligible impact on the CA/OR/                     MMPA section 118(c) requires that                  been in place ever since. Although a
                                                  WA stock of humpback whales. Since                      vessels participating in Category I and II            TRP is in place for the gillnet fishery,
                                                  there have been no documented                           fisheries register to obtain an                       there is not one in place for the pot
                                                  interactions between the CA/OR/WA                       authorization to take marine mammals                  fishery.
                                                  stock of sperm whale and the WA/OR/                     incidental to fishing activities. Further,               The short- and long-term goals of a
                                                  CA sablefish pot fishery, that sperm                    section 118(c)(5)(A) provides that                    TRP are to reduce mortality and serious
                                                  whale stock is not evaluated for that                   registration of vessels in fisheries                  injury of marine mammals incidental to
                                                  fishery.                                                should, after appropriate consultations,              commercial fishing to levels below PBR
                                                     The National Environmental Policy                    be integrated and coordinated to the                  and to a zero mortality rate goal, defined
                                                  Act (NEPA) requires Federal agencies to                 maximum extent feasible with existing                 by NMFS as 10 percent of PBR,
                                                  evaluate the impacts of alternatives for                fisherman licenses, registrations, and                respectively. MMPA section 118(b)(2)
                                                  their actions on the human                              related programs. Participants in the CA              states that fisheries maintaining such
                                                  environment. The impacts on the                         thresher shark/swordfish drift gillnet                M/SI levels are not required to further
                                                  human environment of continuing and                     fishery (≥14 inch mesh) and WA/OR/CA                  reduce their M/SI rates. However, the
                                                  modifying the CA thresher shark/                        sablefish pot fisheries already provide               obligations to develop and implement a
                                                  swordfish drift gillnet fishery (≥14 inch               the information needed by NMFS to                     TRP are subject to the availability of
                                                  mesh) (as part of the HMS fisheries) and                register their vessels for the incidental             funding. NMFS has insufficient funding
                                                  the WA/OR/CA sablefish pot fishery (as                  take authorization under the MMPA                     available to simultaneously develop and
                                                  part of the West Coast groundfish                       through the Federal groundfish limited                implement TRPs for all stocks that
                                                  fisheries), including the taking of                     entry permit process of the Federal                   interact with Category I or Category II
                                                  threatened and endangered species of                    Vessel Monitoring System. Therefore,                  fisheries. MMPA section 118(f)(3) (16
                                                  marine mammals, were analyzed in: The                   vessel registration for an MMPA                       U.S.C. 1387(f)(3)) contains specific
                                                  Pacific Fishery Management Council                      authorization is integrated through                   priorities for developing TRPs. As
                                                  Highly Migratory Species FMP final                      those programs in accordance with                     provided in MMPA section 118(f)(6)(A)
                                                  environmental impact statement                          MMPA section 118.                                     and (f)(7), NMFS used the most recent
                                                  (August 2003); the Pacific Fishery                                                                            SARs and LOF as the basis to determine
                                                                                                          Monitoring Program                                    its priorities for establishing TRTs and
                                                  Management Council Proposed Harvest
                                                  Specifications and Management                              The CA thresher shark/swordfish drift              developing TRPs. Through this process,
                                                  Measures for the 2013–2014 Pacific                      gillnet fishery (≥14 inch mesh) has been              NMFS evaluated the CA/OR/WA stock
                                                  Coast Groundfish Fishery and                            observed since the early 1990s. Levels of             of humpback whales and the WA/OR/
                                                  Amendment 21–2 to the Pacific Coast                     observer coverage vary over years but                 CA sablefish pot fishery and identified
                                                  FMP (September 2012); Risk assessment                   are adequate to produce reliable                      the level of interactions as a lower
                                                  of U.S. West Coast groundfish fisheries                 estimates of M/SI of listed species (e.g.,            priority compared to other marine
                                                  to threatened and endangered marine                     from 2000–2012, coverage ranged from                  mammal stocks and fisheries for
                                                  species (NWFSC, 2012); and in the Final                 approximately 12 to 22.9 percent). As                 establishing TRTs, based on population
                                                  Biological Opinion prepared for the                     part of the West Coast groundfish                     trends of the stock and M/SI levels
                                                  West Coast groundfish fisheries (NMFS,                  fishery and Magnuson-Stevens Fishery                  incidental to that commercial fishery. In
                                                  2012) and the draft Biological Opinion                  Conservation and Management Act                       addition, NMFS continues to collect
                                                  for the CA thresher shark/swordfish                     objectives, the WA/OR/CA sablefish pot                data to categorize fixed gear fisheries
                                                  drift gillnet fishery (≥14 inch mesh)                   fishery, as managed under the                         and assess risk to large whales off the
                                                  (NMFS, 2013), pursuant to the ESA.                      groundfish FMP, and was observed in                   U.S. west coast. Accordingly, given
                                                  Because this permit would not modify                    2012 at approximately 73 percent.                     these factors and NMFS’ priorities,
                                                  any fishery operation and the effects of                Accordingly, as required by MMPA                      implementation of the developing TRP
                                                  the fishery operations have been                        section 118, a monitoring program is in               for the WA/OR/CA sablefish pot trap
                                                  evaluated fully in accordance with                      place for both fisheries.                             fishery and other similar Category II
                                                  NEPA, no additional NEPA analysis is                                                                          fisheries will defer further development
                                                                                                          Take Reduction Plans                                  of a TRP for these fisheries under
                                                  required for this permit. Issuing the
                                                  permit would have no additional impact                     Subject to available funding, MMPA                 section 118 as other stocks/fisheries are
                                                  to the human environment or effects on                  section 118 requires the development                  a higher priority for any available
                                                  threatened or endangered species                        and implementation of a Take                          funding for establishing new TRTs.
                                                  beyond those analyzed in these                          Reduction Plan (TRP) in cases where a
                                                                                                          strategic stock interacts with a Category             Current Permit
                                                  documents. NMFS now reviews the
                                                  remaining requirements to issue a                       I or II fishery. The two stocks                          As noted in the summary above, all of
                                                  permit to take the subject listed species               considered for this permit are                        the requirements to issue a permit to the
                                                  incidental to the CA thresher shark/                    designated as strategic stocks under the              following Federally-authorized fisheries
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                                                  swordfish drift gillnet fishery (≥14 inch               MMPA because they are listed as                       have been satisfied: the CA thresher
                                                  mesh) and WA/OR/CA sablefish pot                        endangered under the ESA (MMPA                        shark/swordfish DGN fishery (≥14 inch
                                                  fisheries.                                              section 3(19)(C)).                                    mesh) and WA/OR/CA sablefish pot
                                                                                                             In 1996, NMFS convened a take                      fishery. Accordingly, NMFS hereby
                                                  Recovery Plans                                          reduction team (TRT) to develop a TRP                 amends the permit to participants in the
                                                    Recovery Plans for humpback whales                    to address the incidental taking of                   Category I CA thresher shark/swordfish
                                                  and sperm whales have been completed                    several strategic marine mammal stocks,               DGN fishery (≥14 inch mesh) fishery for
                                                  (see http://www.nmfs.noaa.gov/pr/                       including CA/OR/WA stocks of sperm                    the taking of CA/OR/WA humpback


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                                                                                       Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices                                                                    22713

                                                  whales and CA/OR/WA sperm whales,                                  at a later date that incidental M/SI from                             endangered marine mammals. A list of
                                                  and participants in the Category II WA/                            commercial fishing is having more than                                such fisheries was most recently
                                                  OR/CA sablefish pot fishery for the                                a negligible impact on the CA/OR/WA                                   published on October 16, 2014 (79 FR
                                                  taking of CA/OR/WA stock of humpback                               stocks of humpback or sperm whales,                                   62105), which authorized the taking of
                                                  whales, incidental to the fisheries’                               NMFS may use its emergency authority                                  threatened or endangered marine
                                                  operations. As noted under MMPA                                    under MMPA section 118 to protect the                                 mammals incidental to the Hawaii deep-
                                                  section 101(a)(5)(E)(ii), no permit is                             stock and may modify the permit issued                                set and shallow-set longline fisheries.
                                                  required for vessels in Category III                               herein.                                                               With issuance of this current amended
                                                  fisheries. For incidental taking of                                   MMPA section 101(a)(5)(E) requires                                 permit, NMFS is not adding any
                                                  marine mammals to be authorized in                                 NMFS to publish in the Federal
                                                                                                                                                                                           fisheries to this list (Table 1).
                                                  Category III fisheries, M/SI must be                               Register a list of fisheries that have been
                                                  reported to NMFS. If NMFS determines                               authorized to take threatened or

                                                        TABLE 1—LIST OF FISHERIES AUTHORIZED TO TAKE SPECIFIC THREATENED AND ENDANGERED MARINE MAMMALS
                                                                                   INCIDENTAL TO COMMERCIAL FISHING OPERATIONS
                                                                                                   Fishery                                                            Category                         Marine mammal stock

                                                  HI deep-set (tuna target) longline ..........................................................................    I ..................   Humpback whale, CNP stock.
                                                                                                                                                                                          Sperm whale, Hawaii stock.
                                                                                                                                                                                          False killer whale, MHI IFKW stock.
                                                  CA thresher shark/swordfish drift gillnet fishery (>14 in mesh) ............................                     I ..................   Fin whale, CA/OR/WA stock.
                                                                                                                                                                                          Humpback whale, CA/OR/WA stock.
                                                                                                                                                                                          Sperm whale, CA/OR/WA stock.
                                                  HI shallow-set (swordfish target) longline/set line .................................................            II .................   Humpback whale, CNP stock.
                                                  AK Bering Sea/Aleutian Islands flatfish trawl ........................................................           II .................   Steller sea lion, Western U.S. stock.
                                                  AK Bering Sea/Aleutian Island pollock trawl .........................................................            II .................   Fin whale, NEP stock.
                                                                                                                                                                                          Steller sea lion, Western U.S. stock.
                                                  AK Bering Sea sablefish pot ..................................................................................   II .................   Humpback whale, WNP stock.
                                                                                                                                                                                          Humpback whale, CNP stock.
                                                  AK Bering Sea/Aleutian Islands Pacific cod longline fisheries ..............................                     II .................   Steller sea lion, Western U.S. stock.
                                                  WA/OR/CA sablefish pot fishery ............................................................................      II .................   Humpback whale, CA/OR/WA stock.



                                                  Comments and Responses                                             appropriate. The Commission noted that                                major factors were considered in using
                                                     NMFS received letters containing                                the shift toward a longer-term view of                                a pooling period in excess of 5 years: (1)
                                                  comments from three organizations, the                             the CA/OR/WA sperm whale stock and                                    Demonstration that the five-year period
                                                  Marine Mammal Commission                                           its interactions with the CA thresher                                 used in most stock assessments is itself
                                                  (Commission), the Humane Society of                                shark/swordfish drift gillnet fishery (≥14                            subjective and is insufficient to generate
                                                  the United States (HSUS), and the                                  in mesh) is appropriate but has risk                                  unbiased estimates of bycatch for rare
                                                  Center for Biological Diversity. NMFS                              when averaging mortality and serious                                  events (Carretta and Moore 2014), and
                                                  also received two letters from private                             injury over longer periods of time                                    (2) recognition that a fishery closure was
                                                  citizens.                                                          relative to NMFS’ ability to detect and                               implemented in 2001 that limits fishing
                                                     Comment 1: The Commission briefly                               respond to significant changes in the                                 spatially and seasonally to areas that
                                                  summarized NMFS’ findings for the                                  sperm whale bycatch rate.                                             represent lower bycatch risk to sperm
                                                  proposed permit and agreed with                                       Response: The guidelines for                                       whales. Thus, bycatch is pooled from
                                                  NMFS’ analyses and actions proposed                                preparing marine mammal stock                                         2001 to 2013, to reflect current fishing
                                                  for the CA/OR/WA humpback whale                                    assessments (GAMMS) provide a                                         practices and current fishing effort. Both
                                                  stock and has no further comments or                               general recommendation to pool                                        considerations are outlined in the draft
                                                  recommendations pertaining to that                                 bycatch over a period of 5 years, but                                 2014 marine mammal stock assessment
                                                  stock.                                                             also note that: ‘‘It is suggested that                                for CA/OR/WA sperm whales (Carretta
                                                     Response: NMFS appreciates the                                  mortality estimates could be averaged                                 et al. 2014b). Alternatively, one may use
                                                  Commission’s comment and agrees with                               over as many years necessary to achieve                               models that pool >5 years of bycatch
                                                  issuing the permit as required by the                              a CV of less than or equal to 0.3, but                                data to obtain statistically robust and
                                                  MMPA.                                                              should usually not be averaged over a                                 unbiased bycatch rate estimates and
                                                     Comment 2: The Commission                                       time period of more than the most                                     apply these to individual years. NMFS
                                                  recommended that NMFS be explicit in                               recent 5 years for which data have been                               has previously done this for other
                                                  future negligible impact determinations                            analyzed. However, information that is                                species, such as harbor porpoise
                                                  and stock assessment reports using a                               more than 5 years old should not be                                   (Orphanides 2009).
                                                  non-standard averaging period about the                            ignored if it is the most appropriate                                    NMFS appreciates the Commission’s
                                                  factors it considered and the                                      information available in a particular                                 support for using the longer time frame
                                                  quantitative or qualitative criteria used                          case.’’ (NMFS 2005). However, the                                     for evaluating the CA thresher shark/
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                                                  to decide whether substantial and                                  guidance for 5-year averaging is based                                swordfish drift gillnet fishery (≥14 in
                                                  significant changes in the system                                  on bycatch being a relatively common                                  mesh) interactions with the CA/OR/WA
                                                  consisting of the fishery and the CA/OR/                           event with adequate sample sizes and                                  sperm whale stock. NMFS
                                                  WA sperm whale stock have or have not                              sufficient observer coverage. Pooling                                 acknowledges the Commission’s
                                                  occurred. Further, the Commission                                  over longer periods is acceptable, if                                 concern regarding the use of longer-term
                                                  recommended that NMFS define the                                   additional years accurately represent the                             data in the case of rare bycatch events
                                                  circumstances under which non-                                     current state of the fisheries and their                              (i.e., where the 13 years used to
                                                  standard averaging periods are                                     inclusion reduces estimation bias. Two                                compute the mortality and serious


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                                                  22714                         Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices

                                                  injury rate have several years where                    negligible impact determination for                   a non-peer reviewed tech memo
                                                  recorded bycatch is zero and the                        sperm whales under Criterion 3 given                  (Carretta and Moore 2014). HSUS stated
                                                  influence those zeros have on the                       the requirement of ‘‘certainty of data’’              that it was inappropriate for NMFS to
                                                  mean). However, Carretta and Moore                      that the population is stable or                      rely upon estimates of mortality that are
                                                  (2014) determine that the post-2000                     increasing, given the substantial                     calculated in a manner that differs from
                                                  time period best represents the current                 uncertainty regarding the population                  traditional methods used in the SARs
                                                  spatial state of the fishery and use the                trend.                                                and has not undergone public scrutiny.
                                                  same time period to calculate mean                         Response: NMFS used the best                          Response: NMFS acknowledges that
                                                  annual bycatch estimate for the CA/OR/                  available science in making the                       there was a difference in the PBR
                                                  WA stock of sperm whales, consistent                    negligible impact determination. Moore                estimate used in the negligible impact
                                                  with recommendations in the GAMMS.                      and Barlow (2014) report that the                     determination for the CA/OR/WA sperm
                                                  Annual estimates of bycatch events in                   abundance of sperm whales appeared                    whale stock when comparing Moore and
                                                  the fishery, and subsequent longer term                 stable from 1991 to 2008, but that any                Barlow’s (2014) estimate of 2.7 to the
                                                  averaging of those data, would                          reliable conclusions on trends could not              most recent final SAR (PBR for the CA/
                                                  necessitate an evaluation that the                      be made for the whole population                      OR/WA sperm whale stock is 1.5;
                                                  conditions supporting the use of the                    because the precision of estimated                    Carretta et al. 2014a). The revised
                                                  longer term period are still valid; for                 growth rates was poor. However, they                  negligible impact determination relies
                                                  example, that fishery characteristics are               also reported that trends in the                      upon the PBR for the CA/OR/WA sperm
                                                  still constant or relatively unchanged.                 detection of single animals (presumably               whale stock based on Moore and Barlow
                                                  NMFS is mindful that increases in rate                  large, solitary males) apparently                     (2014) and is included in the draft 2014
                                                  of expected annual bycatch could be a                   doubled over this time period. The                    SAR (Carretta et al. 2014b), which is
                                                  signal that something is changing in the                authors could not determine if the                    publically available for review and
                                                  system and further action is needed.                    apparent increase in sightings                        comment (80 FR 4881, January 29,
                                                     Comment 3: The Commission                            comprising single animals reflected an                2015).
                                                  recommended that NMFS continue to                       increase in the number of adult male                     Regarding use of the 13-year
                                                  monitor the CA thresher shark/                          sperm whales in the population or                     timeframe, we refer to our response to
                                                  swordfish drift gillnet fishery (≥14 in                 merely increased use of the U.S. west                 Comment 2. NMFS must use the best
                                                  mesh) and if the observed or reported                   coast waters by adult males in recent                 available scientific information in
                                                  mortality and serious injury of sperm                   years. Therefore, because the stock is                making its determination. This
                                                  whales exceeds the level specified in                   not decreasing, it is considered to be                information is not limited to just what
                                                  the Incidental Take Statement (the                      either stable or increasing.                          has been published in SARs, but
                                                  Commission is referencing the                              Comment 5: The Commission                          information that has been published or
                                                  Incidental Take Statement in the                        requested that NMFS review and                        otherwise made available and that
                                                  Biological Opinion issued on May 2,                     improve the criteria for making a                     NMFS determines represents the best
                                                  2013), that the following occur: (1)                    negligible impact determination before                information to use. NOAA’s Southwest
                                                  Reinitiation of formal consultation; (2) a              any more such determinations are                      Fisheries Science Center uses the NOAA
                                                  reassessment of the MMPA negligible                     issued.                                               Technical Memorandum series to issue
                                                  impact; and, (3) reconvene the Pacific                     Response: NMFS agrees that the                     scientific and technical publications.
                                                  Offshore Take Reduction Team                            criteria for establishing a negligible                These manuscripts have been peer
                                                  (POCTRT) to consider whether                            impact determination under section                    reviewed and edited, and documents
                                                  additional measure are necessary to                     101(a)(5)(E) of the MMPA should be                    published in this series may be cited in
                                                  reduce the probability of interactions.                 reviewed and appreciates the                          the scientific and technical literature.
                                                     Response: The CA thresher shark/                     Commission’s willingness to work with                 Additionally, these analyses were
                                                  swordfish DGN fishery (≥14 inch mesh)                   NMFS to review and, if necessary,                     considered at the 2014 Pacific Science
                                                  has been observed by NMFS-certified                     modify the criteria. NMFS appreciates                 Review Group meeting and were
                                                  observers since the early 1990s. NMFS                   the Commission’s recommendation to                    reviewed and accepted by that Group.
                                                  targets 20% observer coverage in this                   refrain from issuing more permits until                  Comment 7: Regarding the CA/OR/
                                                  fishery and levels vary over time but are               new criteria are established; however,                WA stock of sperm whales, HSUS
                                                  adequate to produce reliable estimates                  given the time it would take to develop               pointed out that the Federal Register
                                                  of mortality and serious injury of marine               criteria, solicit public review and                   Notice (79 FR 50626; August 25, 2014)
                                                  mammals. If mortality or serious injury                 comment, and issue the final criteria,                proposing a negligible impact
                                                  exceeded the level specified in the                     NMFS will still need to evaluate                      determination includes a statement that
                                                  Incidental Take Statement of the                        fisheries that are taking threatened or               the paper by Moore and Barlow
                                                  Biological Opinion issued by NMFS on                    endangered marine mammals and, if a                   ‘‘suggest[s] that the revised abundance
                                                  May 2, 2013, the following would occur,                 negligible impact determination can be                estimates are higher and more stable
                                                  as is standard practice: (1) Reinitation of             made for those fisheries, issue a permit              across years than currently published
                                                  consultation under Section 7 of the                     under MMPA 101(a)(5)(E).                              values’’ and NMFS assumes an
                                                  Endangered Species Act, which is                           Comment 6: The Humane Society of                   increasing trend. HSUS indicates that
                                                  described in Section XI, titled                         the United States (HSUS) expressed                    this assumption lacks important caveats
                                                  Reinitiation Notice of the Biological                   concern with NMFS’ use of a PBR for                   that are stated in the Moore and Barlow
                                                  Opinion; (2) Reevaluation of the                        sperm whales that was from the Moore                  paper such as the authors ‘‘were unable
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                                                  negligible impact determination,                        and Barlow (2014) paper as it differs                 to precisely estimate overall abundance
                                                  although no change may be necessary;                    substantially from the PBR published in               trends for sperm whales in the study
                                                  and, (3) Reconvening the POCTRT, if                     the 2013 SAR (i.e., 1.5 in the 2013 SAR               area.’’ Further ‘‘whether this trend
                                                  appropriate (but note that an in-person                 vs. 2.7 in Moore and Barlow 2014).                    reflects a population-level increase in
                                                  meeting would be subject to the                         Additionally, NMFS’ proposal to                       adult male abundance or merely
                                                  availability of funding).                               calculate the annual average serious                  increased use of the study area by adult
                                                     Comment 4: The Commission                            injury and mortality using 13 years of                males is not possible to say from the
                                                  requested that NMFS further justify its                 data was based on a novel approach in                 data’’ and go on to say that the authors


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                                                                                Federal Register / Vol. 80, No. 78 / Thursday, April 23, 2015 / Notices                                                 22715

                                                  were ‘‘unable to obtain good estimates                  MMPA, take reduction plans are                        previously issued permit, updates the
                                                  of abundance trends for the entire                      designed to recover and prevent the                   information on the known biological
                                                  California-Oregon-Washington stock of                   depletion of strategic marine mammal                  and ecological data on sperm whales
                                                  sperm whales.’’                                         stocks that interact with Category I and              and humpback whales, and updates
                                                     Response: NMFS did not assume an                     II fisheries. The goal of the Pacific                 information on human-caused mortality
                                                  increasing trend. We assumed, based on                  Offshore Cetacean Take Reduction Plan                 and serious injury. The emergency rule
                                                  the best available science, that sperm                  is to reduce serious injuries and deaths              was temporary and; therefore, when the
                                                  whale abundance was not decreasing:                     of several marine mammal stocks                       new information became available,
                                                  therefore, it must either be stable or                  incidental to the CA thresher shark/                  NMFS evaluated it and determined that
                                                  increasing. Refer to our response in                    swordfish drift gillnet fishery (≥14 in
                                                                                                                                                                the previous negligible impact analysis
                                                  Comment 4 regarding the abundance                       mesh).
                                                  and trend for the CA/OR/WA sperm                           Comment 9: One member of the                       should be amended, while maintaining
                                                  whale stock. Because of the information                 public stated concern that the negligible             the same expiration date of September
                                                  provided in Moore and Barlow (2014)                     impact determination is not                           4, 2016 for the permit.
                                                  on the abundance of male sperm whales                   precautionary and deviates from well-                    Fisheries-related mortality and
                                                  and the uncertainty in the cause of those               established methods. They requested                   serious injury is a rare event for sperm
                                                  results (e.g., whether this trend reflects              that NMFS provide more justification                  whales. Given observer coverage of
                                                  a population-level increase in adult                    and conduct more research before the                  approximately 15%, the annual estimate
                                                  male abundance or merely increased use                  permit can be evaluated properly.                     of bycatch will always be either zero (if
                                                  of the study area by adult males), we did                  Response: Regarding pooling of                     none observed) or at least 7 (if ≥1
                                                  not separate our analysis by gender but                 bycatch data, see response to Comment                 observed), for estimates made using
                                                  assumed that the stock was either stable                2. NOAA’s ability to conduct research is              ratio methods. If the true average value
                                                  or increasing. We further acknowledge                   dependent on funding and resources;
                                                                                                                                                                for mortality and serious injury is >0 but
                                                  that the true stock size may be larger,                 however, the NMFS Southwest
                                                                                                                                                                less than a few animals per year, and if
                                                  because not all animals are in U.S.                     Fisheries Science Center recently
                                                                                                          conducted a research cruise called the                observer coverage generally remains
                                                  waters when surveys are conducted.
                                                  Although there will always be some                      California Current Cetacean and                       <20%, then multiple years of data need
                                                  uncertainty relative to the population                  Ecosystem Assessment Survey, from                     to be pooled to for unbiased estimation
                                                  abundance of sperm whales (as there is                  August 5 to December 10, 2014, that                   of a mean annual rate (Carretta and
                                                  always some inherent uncertainty in                     surveyed the U.S. Exclusive Economic                  Moore 2014). Pooling more years
                                                  any population estimate), the apparent                  Zone and beyond. It is expected that                  reduces bias and provides increased
                                                  trend for sperm whales in the Pacific                   results from this survey will provide                 precision of estimates and thus, a better
                                                  Ocean is stable or increasing, and this                 updated information on marine                         estimate of the long-term annual
                                                  is occurring even with current levels of                mammal stocks in this area.                           mortality and serious injury, which is
                                                  mortality and serious injury.                              Comment 10: One individual stated                  what should be compared to PBR
                                                     Comment 8: HSUS referenced the                       that without any new data, NMFS is                    (barring changes to the fishery that
                                                  Pacific Fishery Management Council’s                    reversing its 2013 conclusion that                    could result in increased interaction
                                                  (PFMC) consideration of imposing                        emergency measures were necessary to                  rates not represented by historical data).
                                                  additional measures on the CA thresher                  ensure a negligible impact. Specifically,             NMFS has previously done this type of
                                                  shark/swordfish DGN fishery (≥14 inch                   the use of the longer-time series to                  bycatch analysis for other species, such
                                                  mesh) that appear to be necessary to                    inflate sperm whale estimates far above               as loggerhead sea turtles (Murray 2006)
                                                  assure that the fishery does not repeat                 what have been observed in recent
                                                                                                                                                                and harbor porpoise (Orphanides 2009).
                                                  the events of 2010 in which 2 sperm                     surveys (for example, the most recent
                                                                                                                                                                NMFS acknowledges the commenter’s
                                                  whales suffered mortality or serious                    2008 abundance point estimate is only
                                                                                                          300 whales) and is deflating the                      concern regarding the use of longer-term
                                                  injury. HSUS maintains that a negligible
                                                  impact determination is premature at                    estimated bycatch mortality by adding                 data in the case of rare bycatch events
                                                  this time because management measures                   years of data in with no bycatch was                  (i.e., where the 13 years used to
                                                  have not substantively changed since                    observed. Further, the commenter stated               compute the mortality and serious
                                                  the takes in 2010 and the PFMC itself                   that the proposed protections do not go               injury rate have several years where
                                                  believes that there is a need to impose                 far enough to protect sperm whales and                recorded bycatch is zero) and refers
                                                  caps and other management measure to                    the fishery should not be permitted to                back to our response in Comment 2.
                                                  ensure that takes are sustainable.                      operate without protections that are at               Regarding hard caps, we refer to the
                                                     Response: The PFMC met September                     least as strong as the emergency                      response to Comment 7. The negligible
                                                  12–17, November 14–19, 2014, and                        measures put in place last year. It was               impact determination and permit is
                                                  March 6–12, 2015, to deliberate                         requested that NMFS consider                          issued under section 101(a)(5)(E) of the
                                                  management measures, including hard                     immediately reinstituting hard caps to                MMPA, which is separate from the
                                                  caps (or limits on the number of animals                protect sperm whales in the drift gillnet             PFMC’s deliberations.
                                                  that can be taken in the fishery). The                  fishery.
                                                                                                                                                                  Dated: April 17, 2015.
                                                  PFMC has directed its Highly Migratory                     Response: NMFS appreciates the
                                                  Species management team to consider                     comment and references its responses to               Donna S. Wieting,
                                                  hard caps, but the management team has                  Comments 2 and 5. Additionally, NMFS                  Director, Office of Protected Resources,
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                                                  not developed recommendations at this                   is not reversing its 2013 conclusion,                 National Marine Fisheries Service.
                                                  time. NMFS cannot predict what the                      rather we are amending it because since               [FR Doc. 2015–09447 Filed 4–22–15; 8:45 am]
                                                  PFMC regulatory decisions may be, but                   that time, there have been significant                BILLING CODE 3510–22–P
                                                  at this time, we are able to make a                     changes in the information and
                                                  negligible impact determination and                     conditions used to make the negligible
                                                  satisfy the requirements under Criterion                impact determination on September 4,
                                                  3 for the CA/OR/WA sperm whale stock.                   2013 (78 FR 54553). This MMPA
                                                  In addition, under Section 118 of the                   101(a)(5)(E) permit amends the


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Document Created: 2015-12-16 08:41:13
Document Modified: 2015-12-16 08:41:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThis amended permit is effective on April 23, 2015 and expires on September 4, 2016.
ContactMonica DeAngelis, NMFS West Coast Region, (562) 980-3232, or Shannon Bettridge, NMFS Office of Protected Resources, (301) 427-8402.
FR Citation80 FR 22709 
RIN Number0648-XC64

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