80 FR 23847 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 82 (April 29, 2015)

Page Range		23847-23847
FR Document		2015-10037

Federal Register, Volume 80 Issue 82 (Wednesday, April 29, 2015)

[Federal Register Volume 80, Number 82 (Wednesday, April 29, 2015)]
[Notices]
[Page 23847]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-10037]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Wednesday, April 
29, 2015 at 12:00 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Aguilar, as duty officer, voted to consider the item 
listed for the Closed Meeting in closed session, and determined that no 
earlier notice thereof was possible.
    The subject matter of the Closed Meeting will be a matter related 
to an enforcement proceeding.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

    Dated: April 24, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-10037 Filed 4-27-15; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 82 / Wednesday, April 29, 2015 / Notices 23847

Adviser or Subadviser (as defined operates as an exchange-traded managed By the Division of Investment
below) to pursue the Fund’s investment fund as described in the Reference Management, pursuant to delegated
objective. Order; and (c) complies with the terms authority.
2. The Adviser, a Delaware limited and conditions of the Order and of the Brent J. Fields,
liability company, will be the Reference Order, which is incorporated Secretary.
investment adviser to the Initial Funds. by reference herein (each such company [FR Doc. 2015–09964 Filed 4–28–15; 8:45 am]
An Adviser (as defined below) will or series and Initial Fund, a ‘‘Fund’’).3 BILLING CODE 8011–01–P
serve as investment adviser to each
Fund. The Adviser is, and any other 6. Section 6(c) of the Act provides that
Adviser will be, registered as an the Commission may exempt any SECURITIES AND EXCHANGE
investment adviser under the person, security or transaction, or any COMMISSION
Investment Advisers Act of 1940 class of persons, securities or
(‘‘Advisers Act’’). The Adviser may transactions, from any provisions of the Sunshine Act Meeting
retain one or more subadvisers (each a Act, if and to the extent that such
exemption is necessary or appropriate Notice is hereby given, pursuant to
‘‘Subadviser’’) to manage the portfolios
in the public interest and consistent the provisions of the Government in the
of the Funds. Any Subadviser will be
with the protection of investors and the Sunshine Act, Public Law 94–409, that
registered, or not subject to registration,
purposes fairly intended by the policy the Securities and Exchange
under the Advisers Act.
and provisions of the Act. Section 17(b) Commission will hold a Closed Meeting
3. The Distributor is a Delaware
of the Act authorizes the Commission to on Wednesday, April 29, 2015 at 12:00
limited liability company and a broker-
p.m.
dealer registered under the Securities exempt a proposed transaction from Commissioners, Counsel to the
Exchange Act of 1934 and will act as the section 17(a) of the Act if evidence Commissioners, the Secretary to the
principal underwriter of Shares of the establishes that the terms of the Commission, and recording secretaries
Funds. Applicants request that the transaction, including the consideration will attend the Closed Meeting. Certain
requested relief apply to any distributor to be paid or received, are reasonable staff members who have an interest in
of Shares, whether affiliated or and fair and do not involve the matters also may be present.
unaffiliated with the Adviser (included overreaching on the part of any person The General Counsel of the
in the term ‘‘Distributor’’). Any concerned, and the proposed Commission, or her designee, has
Distributor will comply with the terms transaction is consistent with the certified that, in her opinion, one or
and conditions of the Order. policies of the registered investment more of the exemptions set forth in 5
Applicants’ Requested Exemptive Relief company and the general purposes of U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
the Act. Section 12(d)(1)(J) of the Act and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
4. Applicants seek the requested
provides that the Commission may and (10), permit consideration of the
Order under section 6(c) of the Act for
exempt any person, security, or scheduled matter at the Closed Meeting.
an exemption from sections 2(a)(32), Commissioner Aguilar, as duty
5(a)(1), 22(d) and 22(e) of the Act and transaction, or any class or classes of
persons, securities or transactions, from officer, voted to consider the item listed
rule 22c–1 under the Act, under for the Closed Meeting in closed
sections 6(c) and 17(b) of the Act for an any provision of section 12(d)(1) if the
exemption is consistent with the public session, and determined that no earlier
exemption from sections 17(a)(1) and notice thereof was possible.
17(a)(2) of the Act, and under section interest and the protection of investors.
The subject matter of the Closed
12(d)(1)(J) of the Act for an exemption 7. Applicants submit that for the Meeting will be a matter related to an
from sections 12(d)(1)(A) and (B) of the reasons stated in the Reference Order: enforcement proceeding.
Act. The requested Order would permit (1) With respect to the relief requested At times, changes in Commission
applicants to offer exchange-traded pursuant to section 6(c) of the Act, the priorities require alterations in the
managed funds. Because the relief relief is appropriate, in the public scheduling of meeting items.
requested is the same as the relief interest and consistent with the For further information and to
granted by the Commission under the protection of investors and the purposes ascertain what, if any, matters have been
Reference Order and because the fairly intended by the policy and added, deleted or postponed, please
Adviser has entered into, or anticipates provisions of the Act; (2) with respect to contact the Office of the Secretary at
entering into, a licensing agreement the relief request pursuant to section (202) 551–5400.
with Eaton Vance Management, or an 17(b) of the Act, the proposed Dated: April 24, 2015.
affiliate thereof in order to offer transactions are reasonable and fair and Brent J. Fields,
exchange-traded managed funds,2 the do not involve overreaching on the part
Order would incorporate by reference Secretary.
of any person concerned, are consistent
the terms and conditions of the [FR Doc. 2015–10037 Filed 4–27–15; 11:15 am]
with the policies of each registered
Reference Order. investment company concerned and BILLING CODE 8011–01–P
5. Applicants request that the Order consistent with the general purposes of
apply to the Initial Funds and to any the Act; and (3) with respect to the relief
other existing or future open-end requested pursuant to section 12(d)(1)(J) DEPARTMENT OF TRANSPORTATION
management investment company or of the Act, the relief is consistent with
series thereof that: (a) Is advised by the Federal Aviation Administration
the public interest and the protection of
mstockstill on DSK4VPTVN1PROD with NOTICES

Adviser or any entity controlling, investors. [Summary Notice No. 2015–22]
controlled by, or under common control
with the Adviser (any such entity 3 All entities that currently intend to rely on the
Petition for Exemption; Summary of
included in the term ‘‘Adviser’’); and (b) Order are named as applicants. Any other entity Petition Received; Last Frontier
that relies on the Order in the future will comply Aviation Group
2 Eaton Vance Management has obtained patents with the terms and conditions of the Order and of
with respect to certain aspects of the Funds’ method the Reference Order, which is incorporated by AGENCY:Federal Aviation
of operation as exchange-traded managed funds. reference herein. Administration (FAA), DOT.

VerDate Sep<11>2014 17:18 Apr 28, 2015 Jkt 235001 PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 E:\FR\FM\29APN1.SGM 29APN1

Document Created: 2015-12-16 08:26:17
Document Modified: 2015-12-16 08:26:17

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 23847