80_FR_24924 80 FR 24840 - Petition To Develop Specific Ethologically Appropriate Standards for Nonhuman Primates in Research

80 FR 24840 - Petition To Develop Specific Ethologically Appropriate Standards for Nonhuman Primates in Research

DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service

Federal Register Volume 80, Issue 84 (May 1, 2015)

Page Range24840-24841
FR Document2015-10195

We are notifying the public that the Animal and Plant Health Inspection Service has received a petition requesting that we amend the Animal Welfare Act regulations to specify ethologically appropriate standards that researchers must adhere to in order to promote the psychological well-being of nonhuman primates used in research. We are making this petition available to the public and soliciting comments regarding the petition and any issues raised by the petition that we should take into account as we consider this petition.

Federal Register, Volume 80 Issue 84 (Friday, May 1, 2015)
[Federal Register Volume 80, Number 84 (Friday, May 1, 2015)]
[Proposed Rules]
[Pages 24840-24841]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-10195]


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DEPARTMENT OF AGRICULTURE

Animal and Plant Health Inspection Service

9 CFR Part 3

[Docket No. APHIS-2014-0098]


Petition To Develop Specific Ethologically Appropriate Standards 
for Nonhuman Primates in Research

AGENCY: Animal and Plant Health Inspection Service, USDA.

ACTION: Notice of petition.

-----------------------------------------------------------------------

SUMMARY: We are notifying the public that the Animal and Plant Health 
Inspection Service has received a petition requesting that we amend the 
Animal Welfare Act regulations to specify ethologically appropriate 
standards that researchers must adhere to in order to promote the 
psychological well-being of nonhuman primates used in research. We are 
making this petition available to the public and soliciting comments 
regarding the petition and any issues raised by the petition that we 
should take into account as we consider this petition.

DATES: We will consider all comments that we receive on or before June 
30, 2015.

ADDRESSES: You may submit comments by either of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov/#!docketDetail;D=APHIS-2014-0098.
     Postal Mail/Commercial Delivery: Send your comment to 
Docket No. APHIS-2014-0098, Regulatory Analysis and Development, PPD, 
APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-
1238.
    Supporting documents and any comments we receive on this docket may 
be viewed at http://www.regulations.gov/#!docketDetail;D=APHIS-2014-
0098 or in our reading room, which is located in room 1141 of the USDA 
South Building, 14th Street and Independence Avenue SW., Washington, 
DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through 
Friday, except holidays. To be sure someone is there to help you, 
please call (202) 799-7039 before coming.

FOR FURTHER INFORMATION CONTACT: Dr. Carol Clarke, Research Program 
Manager, USDA, APHIS, Animal Care, 4700 River Road Unit 84, Riverdale, 
MD 20737-1234; (301) 851-3751.

SUPPLEMENTARY INFORMATION: The Animal Welfare Act (AWA, 7 U.S.C. 2131 
et seq.), among other things, authorizes the Secretary of Agriculture 
(Secretary) to promulgate standards and other requirements governing 
research facilities. The Secretary has delegated the responsibility for 
enforcing the AWA to the Administrator of the Animal and Plant Health 
Inspection Service (APHIS). Within APHIS, the responsibility for 
administering the AWA has been delegated to the Deputy Administrator 
for Animal Care.
    Regulations and standards promulgated under the AWA are contained 
in Title 9 of the Code of Federal Regulations, parts 1, 2, and 3 
(referred to collectively below as the AWA regulations). Part 3 of the 
AWA regulations contains specific standards regarding the humane 
handling, care, treatment, and transportation of species of animals 
covered under the AWA.
    Within part 3 of the AWA regulations, subpart D (Sec. Sec.  3.75-
3.92) contains standards for the humane handling, care, treatment, and 
transportation of nonhuman primates.
    Section 3.81 of the AWA regulations requires research facilities 
that house nonhuman primates to develop, document, and follow an 
appropriate plan for environmental enhancement adequate to promote the 
psychological well-being of nonhuman primates. The section further 
specifies that the plan must be in accordance with currently accepted 
professional standards as cited in appropriate professional journals or 
reference guides, and as directed by the attending veterinarian for the 
facility. The plan must be available to APHIS upon request, and in the 
case of research facilities, it must also be available to the funding 
agency. The plan must address at a minimum: Social grouping, 
environmental enrichment, special considerations, and use of restraint 
devices. Exemptions to the plan can be made by the attending 
veterinarian for the facility because of a particular animal's health 
or condition, or in consideration of that animal's well-being. 
Additionally, the Institutional Animal Care and Use Committee (IACUC), 
a committee entrusted with ensuring the research facility's compliance 
with the AWA

[[Page 24841]]

regulations, may exempt individual nonhuman primates from the plan for 
scientific reasons, provided these reasons are set forth in a research 
proposal and reviewed by the IACUC.
    On May 7, 2014, APHIS received a petition submitted jointly by the 
New England Anti-Vivisection Society, the North American Primate 
Sanctuary Alliance, the Laboratory Primate Advocacy Group, and the 
Animal Legal Defense Fund requesting that we initiate rulemaking to 
amend the AWA regulations. Specifically, the petition asks that we 
amend Sec.  3.81 to require that research facilities construct and 
maintain an ethologically appropriate environment for nonhuman primates 
housed at the facilities, that is, an environment that is appropriate 
with respect to the patterns of behavior exhibited by the nonhuman 
primates in their natural state. The petition also asks that we amend 
Sec.  3.81 to specify minimum standards that must be met in order for 
an environment to be considered ethologically appropriate. The petition 
cites standards recently adopted by the National Institutes of Health 
(NIH) for chimpanzees used in NIH-funded research as a reference point 
for the development of such generally applicable minimum standards and 
as evidence of their feasibility.
    The petition agrees that the intent of Sec.  3.81 of the AWA 
regulations is to ensure that the environment provided to nonhuman 
primates housed at research facilities promotes the psychological well-
being of the primates. The petition suggests, however, that because of 
ambiguities in the current regulations, research facilities have broad 
discretion regarding the actual environment provided to nonhuman 
primates at their facilities, and can meet the requirements in Sec.  
3.81 without actually meeting their intent.
    The petition states that, by amending the AWA regulations in the 
manner that the petitioners suggest, we would remove these ambiguities 
and facilitate regulatory compliance.
    We are making this petition available to the public and soliciting 
comments to help determine what action, if any, to take in response to 
this request. The petition and any comments submitted are available for 
review as indicated under ADDRESSES above. We welcome all comments on 
the issues outlined in the petition. In particular, we invite responses 
to the following questions:
    1. Should APHIS amend Sec.  3.81 of the AWA regulations to require 
research facilities to construct and maintain an ethologically 
appropriate environment for nonhuman primates, and specify the minimum 
standards that must be met for an environment to be considered 
ethologically appropriate?
    2. What constitutes an ethologically appropriate environment for a 
nonhuman primate? Does this differ among species of nonhuman primates? 
If so, how does it differ?
    3. Are there any environmental conditions that make an environment 
ethologically inappropriate for a nonhuman primate? If so, what are 
they? Do they differ among species of nonhuman primates?
    4. Does an ethologically appropriate environment for nonhuman 
primates used in research differ from an ethologically appropriate 
environment for nonhuman primates that are sold or exhibited? If so, in 
what ways does it differ?
    5. Who should make the determination regarding the ethological 
appropriateness of the environment for nonhuman primates at a 
particular research facility: The attending veterinarian for the 
facility, APHIS, or both parties? If both parties should jointly make 
such a determination, which responsibilities should fall to the 
attending veterinarian and which to APHIS?
    We encourage the submission of scientific data, studies, or 
research to support your comments and position. We also invite data on 
the costs and benefits associated with any recommendations. We will 
consider all comments and recommendations received.

    Authority: 7 U.S.C. 2131-2159; 7 CFR 2.22, 2.80, and 371.7.

    Done in Washington, DC, this 27th day of April 2015.
Kevin Shea,
Administrator, Animal and Plant Health Inspection Service.
[FR Doc. 2015-10195 Filed 4-30-15; 8:45 am]
 BILLING CODE 3410-34-P



                                                    24840                       Federal Register / Vol. 80, No. 84 / Friday, May 1, 2015 / Proposed Rules

                                                    to respond (such as through the use of                  ■ b. By removing paragraph (c).                       Monday through Friday, except
                                                    appropriate automated, electronic,                      ■ c. By redesignating paragraphs (d)                  holidays. To be sure someone is there to
                                                    mechanical, or other technological                      through (h) as paragraphs (c) through                 help you, please call (202) 799–7039
                                                    collection techniques or other forms of                 (g), respectively.                                    before coming.
                                                    information technology; e.g., permitting                  Done in Washington, DC, this 27th day of            FOR FURTHER INFORMATION CONTACT: Dr.
                                                    electronic submission of responses).                    April 2015.                                           Carol Clarke, Research Program
                                                       Estimate of burden: Public reporting                 Kevin Shea,                                           Manager, USDA, APHIS, Animal Care,
                                                    burden for this collection of information               Administrator, Animal and Plant Health                4700 River Road Unit 84, Riverdale, MD
                                                    is estimated to average 2.6 hours per                   Inspection Service.                                   20737–1234; (301) 851–3751.
                                                    response.                                               [FR Doc. 2015–10199 Filed 4–30–15; 8:45 am]           SUPPLEMENTARY INFORMATION: The
                                                       Respondents: NPPO of Peru,                                                                                 Animal Welfare Act (AWA, 7 U.S.C.
                                                                                                            BILLING CODE 3410–34–P
                                                    producers/growers, and importers.                                                                             2131 et seq.), among other things,
                                                       Estimated annual number of                                                                                 authorizes the Secretary of Agriculture
                                                    respondents: 67.                                        DEPARTMENT OF AGRICULTURE                             (Secretary) to promulgate standards and
                                                       Estimated annual number of                                                                                 other requirements governing research
                                                    responses per respondent: 14.                           Animal and Plant Health Inspection                    facilities. The Secretary has delegated
                                                       Estimated annual number of                           Service                                               the responsibility for enforcing the
                                                    responses: 912.                                                                                               AWA to the Administrator of the
                                                       Estimated total annual burden on                     9 CFR Part 3                                          Animal and Plant Health Inspection
                                                    respondents: 2,334 hours. (Due to                                                                             Service (APHIS). Within APHIS, the
                                                                                                            [Docket No. APHIS–2014–0098]
                                                    averaging, the total annual burden hours                                                                      responsibility for administering the
                                                    may not equal the product of the annual                 Petition To Develop Specific                          AWA has been delegated to the Deputy
                                                    number of responses multiplied by the                   Ethologically Appropriate Standards                   Administrator for Animal Care.
                                                    reporting burden per response.)                         for Nonhuman Primates in Research                        Regulations and standards
                                                       Copies of this information collection                                                                      promulgated under the AWA are
                                                    can be obtained from Ms. Kimberly                       AGENCY:  Animal and Plant Health                      contained in Title 9 of the Code of
                                                    Hardy, APHIS’ Information Collection                    Inspection Service, USDA.                             Federal Regulations, parts 1, 2, and 3
                                                    Coordinator, at (301) 851–2727.                         ACTION: Notice of petition.                           (referred to collectively below as the
                                                    E-Government Act Compliance                                                                                   AWA regulations). Part 3 of the AWA
                                                                                                            SUMMARY:    We are notifying the public
                                                                                                                                                                  regulations contains specific standards
                                                       The Animal and Plant Health                          that the Animal and Plant Health
                                                                                                                                                                  regarding the humane handling, care,
                                                    Inspection Service is committed to                      Inspection Service has received a
                                                                                                                                                                  treatment, and transportation of species
                                                    compliance with the E-Government Act                    petition requesting that we amend the
                                                                                                                                                                  of animals covered under the AWA.
                                                    to promote the use of the Internet and                  Animal Welfare Act regulations to
                                                                                                                                                                     Within part 3 of the AWA regulations,
                                                    other information technologies, to                      specify ethologically appropriate
                                                                                                                                                                  subpart D (§§ 3.75–3.92) contains
                                                    provide increased opportunities for                     standards that researchers must adhere
                                                                                                                                                                  standards for the humane handling,
                                                    citizen access to Government                            to in order to promote the psychological
                                                                                                                                                                  care, treatment, and transportation of
                                                    information and services, and for other                 well-being of nonhuman primates used
                                                                                                                                                                  nonhuman primates.
                                                    purposes. For information pertinent to                  in research. We are making this petition                 Section 3.81 of the AWA regulations
                                                    E-Government Act compliance related                     available to the public and soliciting                requires research facilities that house
                                                    to this proposed rule, please contact Ms.               comments regarding the petition and                   nonhuman primates to develop,
                                                    Kimberly Hardy, APHIS’ Information                      any issues raised by the petition that we             document, and follow an appropriate
                                                    Collection Coordinator, at (301) 851–                   should take into account as we consider               plan for environmental enhancement
                                                    2727.                                                   this petition.                                        adequate to promote the psychological
                                                                                                            DATES: We will consider all comments                  well-being of nonhuman primates. The
                                                    List of Subjects in 7 CFR Part 319
                                                                                                            that we receive on or before June 30,                 section further specifies that the plan
                                                      Coffee, Cotton, Fruits, Imports, Logs,                2015.                                                 must be in accordance with currently
                                                    Nursery stock, Plant diseases and pests,
                                                                                                            ADDRESSES:   You may submit comments                  accepted professional standards as cited
                                                    Quarantine, Reporting and
                                                                                                            by either of the following methods:                   in appropriate professional journals or
                                                    recordkeeping requirements, Rice,
                                                    Vegetables.                                               • Federal eRulemaking Portal: Go to                 reference guides, and as directed by the
                                                                                                            http://www.regulations.gov/#!docket                   attending veterinarian for the facility.
                                                      Accordingly, we propose to amend 7
                                                                                                            Detail;D=APHIS-2014-0098.                             The plan must be available to APHIS
                                                    CFR part 319 as follows:
                                                                                                              • Postal Mail/Commercial Delivery:                  upon request, and in the case of
                                                    PART 319—FOREIGN QUARANTINE                             Send your comment to Docket No.                       research facilities, it must also be
                                                    NOTICES                                                 APHIS–2014–0098, Regulatory Analysis                  available to the funding agency. The
                                                                                                            and Development, PPD, APHIS, Station                  plan must address at a minimum: Social
                                                    ■ 1. The authority citation for part 319                3A–03.8, 4700 River Road Unit 118,                    grouping, environmental enrichment,
                                                    continues to read as follows:                           Riverdale, MD 20737–1238.                             special considerations, and use of
                                                      Authority: 7 U.S.C. 450, 7701–7772 and
                                                                                                              Supporting documents and any                        restraint devices. Exemptions to the
                                                                                                            comments we receive on this docket                    plan can be made by the attending
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                                                    7781–7786; 21 U.S.C. 136 and 136a; 7 CFR
                                                    2.22, 2.80, and 371.3.                                  may be viewed at http://                              veterinarian for the facility because of a
                                                                                                            www.regulations.gov/                                  particular animal’s health or condition,
                                                    § 319.56–41      [Amended]                              #!docketDetail;D=APHIS-2014-0098 or                   or in consideration of that animal’s
                                                    ■ 2. Section 319.56–41 is amended as                    in our reading room, which is located in              well-being. Additionally, the
                                                    follows:                                                room 1141 of the USDA South Building,                 Institutional Animal Care and Use
                                                    ■ a. In the introductory text, by adding                14th Street and Independence Avenue                   Committee (IACUC), a committee
                                                    the word ‘‘continental’’ between the                    SW., Washington, DC. Normal reading                   entrusted with ensuring the research
                                                    words ‘‘the’’ and ‘‘United States’’.                    room hours are 8 a.m. to 4:30 p.m.,                   facility’s compliance with the AWA


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                                                                                Federal Register / Vol. 80, No. 84 / Friday, May 1, 2015 / Proposed Rules                                           24841

                                                    regulations, may exempt individual                      minimum standards that must be met                    SUMMARY:    The U.S. Department of
                                                    nonhuman primates from the plan for                     for an environment to be considered                   Energy (DOE) has completed a
                                                    scientific reasons, provided these                      ethologically appropriate?                            provisional analysis of the potential
                                                    reasons are set forth in a research                        2. What constitutes an ethologically               economic impacts and energy savings
                                                    proposal and reviewed by the IACUC.                     appropriate environment for a                         that could result from promulgating an
                                                       On May 7, 2014, APHIS received a                     nonhuman primate? Does this differ                    energy conservation standard for
                                                    petition submitted jointly by the New                   among species of nonhuman primates?                   commercial and industrial fans and
                                                    England Anti-Vivisection Society, the                   If so, how does it differ?                            blowers. This analysis incorporates
                                                    North American Primate Sanctuary                           3. Are there any environmental                     information and comments received
                                                    Alliance, the Laboratory Primate                        conditions that make an environment                   after the completion of an analysis
                                                    Advocacy Group, and the Animal Legal                    ethologically inappropriate for a                     presented in a notice of data availability
                                                    Defense Fund requesting that we initiate                nonhuman primate? If so, what are                     (NODA) published in December 2014.
                                                    rulemaking to amend the AWA                             they? Do they differ among species of                 At this time, DOE is not proposing an
                                                    regulations. Specifically, the petition                 nonhuman primates?                                    energy conservation standard for
                                                    asks that we amend § 3.81 to require                       4. Does an ethologically appropriate               commercial and industrial fans and
                                                    that research facilities construct and                  environment for nonhuman primates                     blowers. This analysis may be used in
                                                    maintain an ethologically appropriate                   used in research differ from an                       support of the Appliance Standards
                                                    environment for nonhuman primates                       ethologically appropriate environment                 Federal Rulemaking Advisory
                                                    housed at the facilities, that is, an                   for nonhuman primates that are sold or                Committee (ASRAC) commercial and
                                                    environment that is appropriate with                    exhibited? If so, in what ways does it                industrial fans working group
                                                    respect to the patterns of behavior                     differ?                                               negotiations to develop a
                                                    exhibited by the nonhuman primates in                      5. Who should make the                             recommendation for regulating
                                                    their natural state. The petition also asks             determination regarding the ethological               commercial and industrial fans. DOE
                                                    that we amend § 3.81 to specify                         appropriateness of the environment for                encourages stakeholders to provide any
                                                    minimum standards that must be met in                   nonhuman primates at a particular                     additional data or information that may
                                                    order for an environment to be                          research facility: The attending                      improve the analysis and to present
                                                    considered ethologically appropriate.                   veterinarian for the facility, APHIS, or              comments submitted to this NODA and
                                                    The petition cites standards recently                   both parties? If both parties should                  to the NODA published in December
                                                    adopted by the National Institutes of                   jointly make such a determination,                    2014 to the working group.
                                                    Health (NIH) for chimpanzees used in                    which responsibilities should fall to the             DATES: Information is available as of
                                                    NIH-funded research as a reference                      attending veterinarian and which to                   May 1, 2015.
                                                    point for the development of such                       APHIS?
                                                    generally applicable minimum                                                                                  ADDRESSES: The analysis for this NODA
                                                                                                               We encourage the submission of                     is available at: http://www1.eere.energy.
                                                    standards and as evidence of their                      scientific data, studies, or research to
                                                    feasibility.                                                                                                  gov/buildings/appliance_standards/
                                                                                                            support your comments and position.                   rulemaking.aspx?ruleid=25.
                                                       The petition agrees that the intent of
                                                                                                            We also invite data on the costs and                     Interested persons are encouraged to
                                                    § 3.81 of the AWA regulations is to
                                                                                                            benefits associated with any                          submit comments using the Federal
                                                    ensure that the environment provided to
                                                                                                            recommendations. We will consider all                 eRulemaking Portal at: http://
                                                    nonhuman primates housed at research
                                                                                                            comments and recommendations                          www.regulations.gov. Follow the
                                                    facilities promotes the psychological
                                                                                                            received.                                             instructions for submitting comments.
                                                    well-being of the primates. The petition
                                                    suggests, however, that because of                        Authority: 7 U.S.C. 2131–2159; 7 CFR 2.22,          Alternatively, interested persons may
                                                    ambiguities in the current regulations,                 2.80, and 371.7.                                      submit comments, identified by Docket
                                                    research facilities have broad discretion                 Done in Washington, DC, this 27th day of            number EERE–2013–BT–STD–0006, by
                                                    regarding the actual environment                        April 2015.                                           any of the following methods:
                                                    provided to nonhuman primates at their                  Kevin Shea,                                              (1) Email: to CIFB2013STD0006@
                                                    facilities, and can meet the requirements               Administrator, Animal and Plant Health                ee.doe.gov. Include EERE–2013–BT–
                                                    in § 3.81 without actually meeting their                Inspection Service.                                   STD–0006 in the subject line of the
                                                    intent.                                                 [FR Doc. 2015–10195 Filed 4–30–15; 8:45 am]           message. Submit electronic comments
                                                       The petition states that, by amending                BILLING CODE 3410–34–P
                                                                                                                                                                  in WordPerfect, Microsoft Word, PDF,
                                                    the AWA regulations in the manner that                                                                        or ASCII file format, and avoid the use
                                                    the petitioners suggest, we would                                                                             of special characters or any form of
                                                    remove these ambiguities and facilitate                                                                       encryption.
                                                    regulatory compliance.                                  DEPARTMENT OF ENERGY                                     (2) Mail: Ms. Brenda Edwards, U.S.
                                                       We are making this petition available                                                                      Department of Energy, Building
                                                                                                            10 CFR Part 431                                       Technologies Program, Mailstop EE–2J,
                                                    to the public and soliciting comments to
                                                    help determine what action, if any, to                  [Docket No. EERE–2013–BT–STD–0006]                    Revisions to Energy Efficiency
                                                    take in response to this request. The                                                                         Enforcement Regulations, EERE–2013–
                                                    petition and any comments submitted                     RIN 1904–AC55                                         BT–STD–0006, 1000 Independence
                                                    are available for review as indicated                                                                         Avenue SW., Washington, DC 20585–
                                                    under ADDRESSES above. We welcome                       Energy Conservation Standards for                     0121. Phone: (202) 586–2945. If
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                                                    all comments on the issues outlined in                  Commercial and Industrial Fans and                    possible, please submit all items on a
                                                    the petition. In particular, we invite                  Blowers: Availability of Provisional                  CD, in which case it is not necessary to
                                                    responses to the following questions:                   Analysis Tools                                        include printed copies.
                                                       1. Should APHIS amend § 3.81 of the                  AGENCY: Office of Energy Efficiency and                  (3) Hand Delivery/Courier: Ms.
                                                    AWA regulations to require research                     Renewable Energy, Department of                       Brenda Edwards, U.S. Department of
                                                    facilities to construct and maintain an                 Energy.                                               Energy, Building Technologies Program,
                                                    ethologically appropriate environment                                                                         6th Floor, 950 L’Enfant Plaza SW.,
                                                                                                            ACTION: Notice of Data Availability.
                                                    for nonhuman primates, and specify the                                                                        Washington, DC 20024. Phone: (202)


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Document Created: 2018-02-21 10:21:05
Document Modified: 2018-02-21 10:21:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of petition.
DatesWe will consider all comments that we receive on or before June 30, 2015.
ContactDr. Carol Clarke, Research Program Manager, USDA, APHIS, Animal Care, 4700 River Road Unit 84, Riverdale, MD 20737-1234; (301) 851-3751.
FR Citation80 FR 24840 

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