80_FR_26612 80 FR 26523 - Ongoing Equivalence Verifications of Foreign Food Regulatory Systems

80 FR 26523 - Ongoing Equivalence Verifications of Foreign Food Regulatory Systems

DEPARTMENT OF AGRICULTURE
Food Safety and Inspection Service

Federal Register Volume 80, Issue 89 (May 8, 2015)

Page Range26523-26527
FR Document2015-11250

The Food Safety and Inspection Service (FSIS) is responding to comments on the Federal Register notice, ``Ongoing Equivalence Verifications of Foreign Food Regulatory Systems,'' it published on January 25, 2013.

Federal Register, Volume 80 Issue 89 (Friday, May 8, 2015)
[Federal Register Volume 80, Number 89 (Friday, May 8, 2015)]
[Notices]
[Pages 26523-26527]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-11250]


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DEPARTMENT OF AGRICULTURE

Food Safety and Inspection Service

[Docket No. FSIS-2015-0005]


Ongoing Equivalence Verifications of Foreign Food Regulatory 
Systems

AGENCY: Food Safety and Inspection Service, USDA.

ACTION: Notice; response to comments.

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SUMMARY: The Food Safety and Inspection Service (FSIS) is responding to 
comments on the Federal Register notice, ``Ongoing Equivalence 
Verifications of Foreign Food Regulatory Systems,'' it published on 
January 25, 2013.

FOR FURTHER INFORMATION CONTACT: Dr. Daniel Engeljohn, Assistant 
Administrator, Office of Policy and Program Development; Telephone: 
(202) 205-0495.

SUPPLEMENTARY INFORMATION:

Background

    Imported meat, poultry, and egg products must meet all applicable 
statutory provisions and regulations, including standards for safety, 
wholesomeness, and labeling applicable to similar products produced in 
the United States (see 21 U.S.C. 620, 466, and 1046; 9 CFR 327.2, 
381.196, and 590.910). Foreign meat, poultry, and egg products food 
regulatory systems may apply equivalent sanitary measures if those 
measures provide the same level of public health protection achieved by 
U.S. measures.
    Any country can apply for eligibility to export meat, poultry, or 
egg products to the United States. Based on FSIS's review of the 
information and documentation that the country submits, FSIS decides 
whether the foreign country's food regulatory system meets all U.S. 
requirements in the same or an equivalent manner. This is the document 
analysis. If so, FSIS performs an on-site audit of the entire foreign 
meat, poultry, or egg products regulatory system. When both the 
document analysis and on-site audit show that the country's system is 
equivalent to that of the U.S., FSIS publishes a proposed rule in the 
Federal Register that announces the results of the first two steps and 
proposes to add

[[Page 26524]]

the country to its list of countries eligible to export to the U.S. in 
FSIS's regulations. After analyzing the public comments that it 
receives, FSIS makes a final decision about whether the country's 
system is equivalent based upon all the information it has gathered and 
publishes a final rule in the Federal Register announcing its 
determination on the country's eligibility. This comprehensive process 
is described fully on FSIS's Web site at http://www.fsis.usda.gov/wps/portal/fsis/topics/international-affairs/importing-products/equivalence/equivalence-process-overview.
    Once a country is determined to be eligible to export to the United 
States, FSIS continues to monitor that country's food regulatory 
system. In a notice published in the Federal Register on January 25, 
2013, ``Ongoing Equivalence Verification of Foreign Food Regulatory 
Systems,'' (78 FR 5409) (hereafter ``the Federal Register notice''), 
FSIS described how it conducts ongoing activities to ensure that food 
regulatory systems of countries that export meat, poultry, or processed 
egg products to the United States remain equivalent to FSIS's system. 
FSIS explained that it uses a three-part approach that includes (1) 
document reviews, (2) on-site system audits, and (3) port-of-entry 
(POE) reinspections. FSIS determines the scope and frequency of foreign 
on-site system audits based on its analysis of the results of its 
document reviews and its ongoing assessment of a country's performance. 
This performance-based approach allows FSIS to direct its audit 
resources to foreign food regulatory systems that appear to pose a 
greater risk to public health than other foreign systems.
    FSIS uses the equivalence questionnaire, called the Self-Reporting 
Tool (SRT), to collect information for FSIS's document review of the 
food regulatory systems of countries that are listed in the regulations 
as eligible to export meat, poultry, or egg products to the United 
States as well as for the systems of countries interested in becoming 
eligible (78 FR 5409, January 25, 2013). A copy of the SRT is available 
on FSIS's Web site at http://www.fsis.usda.gov/wps/wcm/connect/7893547e-d0d2-4fa9-a984-fdc17228bfcd/SRT.pdf?MOD=AJPERES. The SRT is a 
repository for key documents about a foreign food safety inspection 
system (e.g., inspection system laws, regulations, and policy 
issuances) that FSIS uses, in addition to on-site audits, to verify 
whether the laws, regulations, and implementing policies of a foreign 
country establish an inspection system that is equivalent to the U.S. 
system. It also allows FSIS to evaluate whether a country maintains 
system effectiveness and to assess any impacts that an administrative 
or legislative change has had on a foreign food regulatory system. FSIS 
conducts a document review at least annually.
    The SRT also includes questions for FSIS to use in assessing how 
frequently it is necessary to conduct on-site audits of the country 
after FSIS approves export to the United States. FSIS refers to these 
questions as level of advancement (LOA) questions. The LOA questions 
are clearly marked in the SRT as ``used for scoring purposes.'' In 
answering the LOA questions, foreign countries demonstrate the full 
extent to which they have developed and implemented an equivalent, 
systems-based approach to food safety regulation that achieves the U.S. 
level of protection. The SRT and LOA questions may change over time to 
reflect changes in the United States' inspection system and associated 
sanitary measures. As explained in the Federal Register notice, the LOA 
questions are derived from the Codex Alimentarius Commissions' 
Guidelines on the Judgment of Equivalence of Sanitary Measures 
associated with Food Inspection and Certification systems (CAC/GL 53-
2003), and the principles outlined in the joint Food and Agricultural 
Office of the United Nations (FAO) and World Health Organization (WHO) 
publication, ``Assuring Food Safety and Quality: Guidelines for 
Strengthening National Food Control Systems'' (78 FR 5409, January 25, 
2013). These questions ask foreign countries to provide information to 
FSIS on the use of risk analysis principles; the impact of 
organizational, structural, or administrative change in an exporting 
country's competent authority; the availability of contingency plans in 
the country for containing and mitigating the effects of food safety 
emergencies; the competent authority's willingness and ability to take 
appropriate actions to manage food safety incidents; and the 
effectiveness of foodborne disease surveillance systems. For each LOA 
question, FSIS assigns a score.
    In February 2013, FSIS posted more information on LOA questions and 
scoring in the supplementary document ``Performance-Based Approach to 
Foreign Country Equivalence Verification Audits and Point-of-Entry 
(POE) Reinspections,'' which is available on FSIS's Web site at http://www.fsis.usda.gov/wps/wcm/connect/c10d362b-c978-4578-8b9e-93f956601ccf/Performance_Based_Approach_Equivalence_Verification_0213.pdf?MOD=AJPERES
. In the Federal Register notice and the supplementary document, FSIS 
provided examples of criteria applied to assign an LOA to two aspects 
of a foreign country's regulatory system (i.e., risk analysis and POE 
results) but did not provide details on how the various assignments 
were combined to determine a foreign food regulatory system's overall 
LOA (78 FR 5409, January 25, 2013). FSIS has since updated and 
streamlined the SRT questions and restructured the LOA questions (80 FR 
9428, February 23, 2015). As a result, FSIS has changed the way that it 
scores LOA questions. Specifically, a score of zero or one is assigned 
for each LOA question. FSIS summarizes these scores and applies 
adjustments as needed to ensure meaningful comparisons when setting 
each country's LOA. FSIS intends to update the supplementary document 
to provide more information about this change.
    FSIS uses the results from the analysis of the LOA questions, 
previous on-site audits, and POE results to place exporting countries 
into one of three categories based on food safety performance, with 
corresponding audit frequencies: Well-performing countries are to be 
audited every three years; average-performing countries are to be 
audited every two years; and adequately-performing countries are to be 
audited every year.
    FSIS received approximately 31 comments in response to the Federal 
Register notice from foreign countries, trade consulting groups, 
consumer groups, private citizens, a trade association representing the 
meat industry, and a member of the U.S. Congress.

Recent Changes

    On February 23, 2015, FSIS responded to comments on the Agency's 
document review process for determining and verifying initial and 
ongoing equivalence (80 FR 9428). FSIS announced that it had 
streamlined the SRT and launched a Web-based version within its Public 
Health Information System (PHIS) to more efficiently capture up-to-date 
information about foreign food regulatory systems.
    A summary of the other issues raised by the commenters in response 
to the Federal Register notice and the Agency's responses are below. In 
addition, FSIS updated the National Advisory Committee on Meat and 
Poultry Inspection (NACMPI) and the public on the Agency's progress in 
incorporating NACMPI's 2008 recommendations on the equivalence

[[Page 26525]]

process on January 7, 2014, and again on January 13, 2015 (see 78 FR 
77643 and 79 FR 77441). On January 7, 2014, FSIS received three 
comments on the Agency's methodology from two consumer groups and a 
farmer. On January 13, 2015, FSIS received three comments from two 
consumer groups and a trade association that represents meat 
processors. These comments are also summarized and addressed below.

Summary of Comments

    Comment: Several commenters stated that FSIS should have published 
the proposed changes to its ongoing equivalence verification process in 
the Federal Register and considered comments from the public before the 
Agency implemented any of the changes. The commenters argued that FSIS 
should not have changed its food safety inspection program without 
stakeholder involvement. A few commenters stated that FSIS should have 
also conducted a risk assessment and economic analysis before making 
any changes to its ongoing equivalence verification process.
    Response: FSIS made changes to its ongoing equivalence verification 
process, such as developing the Microsoft Word and Web-based versions 
of the SRT, transitioning from an annual on-site audit to less frequent 
on-site audits based on performance, and launching PHIS to schedule POE 
sampling over a period of years. These changes did not create new 
requirements for establishments or foreign countries and, therefore, 
did not require amendments to the relevant regulations. Matters 
relating to Agency management are exempt from the notice-and-comment 
requirements of the Administrative Procedure Act (APA) (5 U.S.C. 
553(a)(2)). Similarly, because FSIS did not propose new requirements 
for the industry or foreign countries, FSIS did not develop a risk 
assessment or an economic analysis on the Agency's decision to change 
its ongoing equivalence verification process. Nonetheless, the Agency 
made its decision-making process public. As noted in the Federal 
Register notice, FSIS held a public meeting with NACMPI on the changes 
it intended to make before it made any changes to its ongoing 
equivalence verification process (78 FR 5409, January 25, 2013). 
Membership of NACMPI is drawn from representatives of consumer groups; 
producers, processors, and marketers from the meat, poultry, and egg 
product industries; State and local government officials; and academia. 
Therefore, the Agency provided an opportunity for stakeholder input 
before it made any changes to its ongoing equivalence verification 
process.

On-Site Audits

    Comment: FSIS received several comments on the frequency of the 
Agency's on-site audits of foreign countries' food regulatory systems. 
A foreign country supported the Agency's determination that annual 
visits to countries are not necessary when those systems are documented 
to be performing ``well'' or in an ``average'' way. The foreign country 
stated that visits every two to three years to these countries, given 
the other information that is available to FSIS, provide the necessary 
information for FSIS to determine whether these foreign systems 
continue to meet the U.S. level of protection.
    Several commenters stated that FSIS should, at a minimum, conduct 
annual audits. These same commenters recommended that the scope and 
intensity of the annual audits should change, based on risk and the 
conditions in the country when auditors arrive. For example, these 
commenters stated that information provided through the SRT should 
provide information necessary for auditors to focus on particular areas 
of concern that auditors could adjust as appropriate, given actual 
conditions once they have arrived. The commenters asserted that this 
approach would ensure that FSIS was auditing foreign countries on a 
regular basis but would also allow them to devote finite resources to 
those areas of greatest concern.
    Some commenters who stated that FSIS should audit foreign 
countries' food regulatory systems at least annually stated that FSIS 
reduced the number of on-site audits because of budget constraints.
    One commenter stated that NACMPI never recommended that the Agency 
shift from annual on-site audits to periodic on-site audits. The 
commenter asserted that NACMPI recommended that FSIS continue to audit 
foreign country's food regulatory systems annually and consider risk in 
determining whether more frequent or more focused audits were 
necessary.
    Another commenter stated that FSIS is not conducting on-site audits 
at a minimum frequency of once every three years for all countries that 
are exporting meat, poultry, or egg products to the United States.
    Two commenters stated that food product recalls of imported 
products from foreign countries show that food safety issues have 
emerged since FSIS altered its audit frequency schedule. A few other 
commenters cited recent safety issues related to products produced in 
China (e.g., baby formula and jerky dog treats linked to illnesses and 
deaths of babies and dogs, respectively) to support their claim that 
food products produced in other countries are not always safe and 
wholesome. The commenters also stated that they were concerned about 
the safety of poultry products produced in China.
    Response: FSIS did not change its methodology because of budget 
constraints. FSIS determined, based on NACMPI's recommendations and 
audits conducted over the years, that annual visits are not necessary 
for countries with systems performing in an average way or well (see 78 
FR 5409, January 25, 2013). If FSIS is annually receiving up-to-date 
documentation from the foreign country on the state of its food safety 
system, conducting periodic on-site audits of these countries that are 
informed by the documentation that the Agency receives, and reviewing 
and analyzing FSIS POE results, FSIS is able to determine on an on-
going basis whether the countries' food regulatory systems are 
maintaining equivalence to FSIS's system, or whether additional audits 
are necessary.
    FSIS may adjust the scope and intensity of audits based on risk and 
the conditions in the country when auditors arrive. In addition, for 
countries that FSIS has determined to be eligible to export product to 
the U.S., FSIS develops an audit plan based on prior concerns that FSIS 
has identified with the country's system, any relevant changes the 
country has made since the last audit, and recent information that the 
country has submitted to FSIS concerning its system (such as 
information submitted through the SRT) (see FSIS Notice 35-14, Ongoing 
Foreign Equivalence Verification Audits, available at http://www.fsis.usda.gov/wps/wcm/connect/ac10a0c7-792f-4323-a0c7-15a8d4ee71bd/35-14.pdf?MOD=AJPERES).
    NACMPI did not recommend that the Agency conduct annual on-site 
audits to verify ongoing equivalence. In 2008, NACMPI recommended that 
the ``length of time between audits can be based more on risk and 
compliance history in the foreign country,'' \1\ and that ``a three-

[[Page 26526]]

tiered system may be appropriate.'' \2\ NACMPI also recommended that 
the scope and frequency of on-site audits and POE reinspections be 
adjusted based on the capability of a country to be transparent and to 
share useful regulatory information and compliance history. Under 
FSIS's three-part approach, FSIS bases the frequency of on-site audits 
on the results of FSIS's assessment of the country's performance. FSIS 
assesses all countries annually. The assessment focuses on each 
eligible country's overall food safety performance relative to the 
performance of other eligible countries. The assessment includes a 
statistical analysis of compliance data from POE re-inspections and 
results from FSIS's previous on-site audits of the country's government 
offices, establishments, and laboratories. This approach is consistent 
with NACMPI's recommendation that FSIS adopt a risk-informed and 
compliance-based approach.
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    \1\ National Advisory Committee on Meat and Poultry Inspection, 
``Report of Sub-committee Number 1,'' Washington, DC (2008). 
Available at: http://www.fsis.usda.gov/wps/wcm/connect/c669100d-7282-4ee2-b04c-2a799516a962/NACMPI_Subcommittee1_082708.pdf?MOD=AJPERES.
    \2\ National Advisory Committee on Meat and Poultry Inspection, 
``Report of Sub-committee Number 2,'' Washington, DC (2008). 
Available at: http://www.fsis.usda.gov/wps/wcm/connect/802e06af-81c1-4fc4-b582-6ccea24d8cba/NACMPI_Subcommittee2_082708.pdf?MOD=AJPERES.
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    FSIS acknowledges that it has not audited all countries eligible to 
export at least once every three years. Some time was necessary to work 
through the mechanics of the transition from an annual on-site audit to 
less frequent on-site audits based on performance (78 FR 5409, January 
25, 2013). Going forward, FSIS will conduct on-site audits of countries 
eligible to export product to the U.S. at least once every three years.
    Approximately the same number of recalls involving imported 
products occurred when FSIS conducted annual on-site audits as have 
occurred since FSIS changed the frequency of on-site audits in certain 
countries.\3\ FSIS is committed to protecting the health of U.S. 
consumers, and it will continue to make every effort to ensure that 
meat, poultry, and egg products imported into the United States are as 
safe as products produced in this country.
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    \3\ From 2004 to 2008, approximately 16 recalls involved 
imported amenable products. In 2009, FSIS began its transition from 
its annual on-site audit to less frequent audits based on 
performance; there were approximately six recalls that year. From 
2010 to 2014, there were approximately 15 recalls. FSIS did not 
include recalls that involved amenable products produced by a 
foreign establishment that were delivered into commerce without the 
benefit of FSIS POE reinspection because FSIS has changed its policy 
on these types of recalls over the years.
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    Finally, regarding concerns about products from China, FSIS does 
not inspect baby formula or jerky dog treats. These products are under 
the jurisdiction of the U.S. Food and Drug Administration (FDA). 
Currently, China is only authorized to export to the United States 
processed poultry products that originated in the U.S. or another 
equivalent country. FSIS will reinspect at POE any processed (fully 
cooked) poultry products exported from China. China has not yet 
exported such product to the United States. FSIS will conduct annual 
on-site audits of China's regulatory system for at least the next three 
years, as the Agency would do for any country that has just been found 
to be equivalent.
    Comment: A few commenters requested that FSIS provide data that 
show that the new methodology with periodic on-site audits provides the 
same level of public health protection as FSIS's previous approach with 
annual on-site audits. The commenters stated that if the data do not 
exist, then FSIS should establish metrics to measure the effectiveness 
of the new methodology.
    Response: FSIS has had almost 20 years of experience in determining 
and verifying system equivalence, including conducting on-site audits 
and POE reinspections. Based on this accumulated experience and on-
going analysis discussed in the next paragraph, FSIS is confident that 
its current approach provides for at least the same level of public 
health protection as FSIS's previous approach with annual on-site 
audits. As noted above, approximately the same number of recalls 
involving imported products occurred when FSIS conducted annual on-site 
audits as have occurred since FSIS changed the frequency of on-site 
audits in certain countries.
    FSIS measures the effectiveness of its methodology by routinely 
analyzing information from document reviews, on-site audits, and data 
from POE reinspections and recalls related to imported products. Since 
the PHIS import module was implemented on May 29, 2012, FSIS has used 
PHIS to generate detailed reports, including reports on the amount of 
product presented for reinspection; the types of activities performed 
at reinspection; the amount of product refused entry; and whether the 
product was refused because it failed a Public Health Critical exam 
(e.g., positive result for Shiga toxin-producing Escherichia coli 
(STEC) in raw, non-intact beef product). FSIS uses the reports to track 
trends and to facilitate routine management oversight. FSIS generates 
these reports at least quarterly. FSIS's analysis of this reported data 
shows that FSIS's current approach ensures that imported meat, poultry, 
or egg products are safe, wholesome, and properly labeled.
    Comment: FSIS also received several comments on how the Agency 
determines a country's performance score. One commenter stated that 
FSIS should not determine the performance score for each eligible 
country based on a comparison of one country's performance to another 
country's performance because it is similar to ``curve grading.'' The 
commenter stated that the ``curve grading'' concept could provide a 
false sense of food safety compliance when countries are being 
evaluated relative to one another instead of against FSIS's import 
requirements.
    Two commenters stated that it was not clear how frequently FSIS 
will audit each country. The commenters requested that FSIS identify 
which countries it will audit on an annual basis.
    A few commenters asserted that the LOAs are not well defined and 
requested that FSIS clarify how it will assign LOAs when determining a 
country's performance score. One commenter stated that assigning an LOA 
to each country or to each equivalence component would complicate the 
process, and that FSIS should assign one LOA to a group of factors.
    Response: FSIS disagrees that the Agency's performance assessment 
could provide a ``false sense of food safety compliance.'' The 
countries are being evaluated against FSIS's requirements. Further, 
FSIS will not release the specific annual audit schedule with names of 
countries it will audit each year because of concerns about security of 
its auditors, and because providing this information in advance may 
allow countries too much time to prepare in advance for their audits.
    As explained above, the SRT includes LOA questions that FSIS 
encourages countries to answer to demonstrate what they are doing that 
is above and beyond what is required to be equivalent to FSIS's system. 
FSIS then scores the responses.
    The LOA responses are just one of the factors that FSIS considers 
as part of an annual analysis of country performance to determine the 
frequency and scope of on-site audits (78 FR 5409, January 25, 2013). 
Previous on-site audits and POE results also contribute to FSIS's 
assessment of a country's performance and to FSIS's determination of 
the appropriate audit frequency for that country.
    Comment: A few commenters encouraged FSIS to post its audit reports 
on its Web site in a timelier manner. One commenter noted that prior to 
2009, FSIS posted its audit reports within 120 days of the completion 
of the audit.
    Response: FSIS intends to make audit reports public in a timelier 
manner.

[[Page 26527]]

FSIS is currently evaluating how best to improve and streamline this 
process.

POE Reinspections

    Comment: One commenter stated that the frequency of POE 
reinspection testing for microbiological and chemical hazards should be 
dependent on the outcomes of country performance. The commenter 
previously received regular updates from FSIS on consignment testing 
frequency and results of testing for a particular country, with a 
breakdown by species and defect type. The commenter requested that FSIS 
resume this reporting and questioned whether it can be provided to 
exporting countries through PHIS.
    Another commenter stated that FSIS should offer more incentives to 
high performing countries in addition to reduced audit frequency. The 
commenter argued that FSIS should not reinspect every product from high 
performing countries. A few other commenters stated that FSIS should 
streamline the reinspection process by allowing the exporting countries 
to conduct inspections and sampling prior to shipment. The commenters 
asserted that this process would provide for the earliest possible 
detection of potential problems, prevent recalls, and reduce 
considerable transport and subsequent storage costs associated with 
such shipments. Another commenter suggested that FSIS collaborate with 
the FDA and U.S. Customs and Border Protection (CBP) to develop a 
consistent standard in the U.S. for determining which products are low 
or high risk.
    Response: FSIS is working to develop reports on POE testing for 
exporting countries. These reports will be provided through PHIS. FSIS 
will notify exporting countries when these reports are available.
    FSIS does not intend to change its POE reinspection procedures at 
this time. In compliance with statutory and regulatory requirements (21 
U.S.C. 620, 466, and 1046; 9 CFR 327.6, 381.199, and 590.925), FSIS 
reinspects all shipments presented at ports of entry to ensure proper 
certification by the foreign country and examines each shipment for 
general condition and labeling compliance. Additionally, PHIS randomly 
assigns more targeted reinspections of the meat and poultry presented 
to include laboratory sampling and testing to identify microbiological 
pathogens, drug and chemical residues, and species. PHIS assigns the 
type of reinspection based on compliance history of the foreign 
establishment and country and product volume.
    Because FSIS reinspection is necessary to ensure that all imported 
meat, poultry, and egg products are properly labeled and not 
adulterated, FSIS will not rely on other country results in determining 
whether to allow the product to enter domestic commerce. However, FSIS 
is committed to collaborating with other U.S. agencies to enhance and 
streamline inspection efforts. For example, in April 2014, FSIS began a 
pilot program with CBP's Participating Government Agency (PGA) Message 
Set, which allows FSIS to electronically collect the information 
required by FSIS form 9540-1, Import Inspection Application and Report 
(see 79 FR 56220). FSIS's PHIS interfaces with CBP's Automated 
Commercial Environment (ACE), enabling a seamless transfer of data 
required for the application for FSIS import inspection in advance of 
the shipment arrival. The PGA Message Set pilot will remove tens of 
thousands of paper-based entry forms from the process and will save 
Agency resources by avoiding manual data entry. Meat, poultry, and 
processed egg product inspection and enforcement will be more efficient 
by having the required data available when shipments arrive at the 
official import inspection facility, benefitting FSIS, industry, 
trading partners, and U.S. citizens.
    In addition, the PGA Message Set pilot supports more efficient 
protection of public health by transferring all data from the industry 
for products under FSIS jurisdiction, thus providing the Agency with 
specific information on FSIS regulated products that could be 
potentially entering the country from ineligible sources.
    Finally, the pilot will facilitate compliance through early filing. 
Through ACE, importers file their FSIS application with their Customs 
entry, in advance of the shipment arriving at the official import 
inspection establishment. This early filing will enable FSIS inspection 
personnel to better monitor shipments and will facilitate faster 
recalls if amenable products produced by foreign establishments are 
delivered into commerce without the benefit of FSIS POE reinspection.

USDA Non-Discrimination Statement

    No agency, officer, or employee of the USDA shall, on the grounds 
of race, color, national origin, religion, sex, gender identity, sexual 
orientation, disability, age, marital status, family/parental status, 
income derived from a public assistance program, or political beliefs, 
exclude from participation in, deny the benefits of, or subject to 
discrimination any person in the United States under any program or 
activity conducted by the USDA.

How To File a Complaint of Discrimination

    To file a complaint of discrimination, complete the USDA Program 
Discrimination Complaint Form, which may be accessed online at http://www.ocio.usda.gov/sites/default/files/docs/2012/Complain_combined_6_8_12.pdf, or write a letter signed by you or your 
authorized representative.
    Send your completed complaint form or letter to USDA by mail, fax, 
or email:
    Mail: U.S. Department of Agriculture, Director, Office of 
Adjudication, 1400 Independence Avenue SW., Washington, DC 20250-9410, 
Fax: (202) 690-7442, Email: [email protected].
    Persons with disabilities who require alternative means for 
communication (Braille, large print, audiotape, etc.), should contact 
USDA's TARGET Center at (202) 720-2600 (voice and TDD).

Additional Public Notification

    Public awareness of all segments of rulemaking and policy 
development is important. Consequently, FSIS will announce this Federal 
Register publication on-line through the FSIS Web page located at: 
http://www.fsis.usda.gov/federal-register.
    FSIS also will make copies of this publication available through 
the FSIS Constituent Update, which is used to provide information 
regarding FSIS policies, procedures, regulations, Federal Register 
notices, FSIS public meetings, and other types of information that 
could affect or would be of interest to our constituents and 
stakeholders. The Update is available on the FSIS Web page. Through the 
Web page, FSIS is able to provide information to a much broader, more 
diverse audience. In addition, FSIS offers an email subscription 
service which provides automatic and customized access to selected food 
safety news and information. This service is available at: http://www.fsis.usda.gov/subscribe. Options range from recalls to export 
information, regulations, directives, and notices. Customers can add or 
delete subscriptions themselves, and have the option to password 
protect their accounts.

    Done in Washington, DC, on May 5, 2015.
Alfred V. Almanza,
Acting Administrator.
[FR Doc. 2015-11250 Filed 5-7-15; 8:45 am]
 BILLING CODE 3410-DM-P



                                                                                      Federal Register / Vol. 80, No. 89 / Friday, May 8, 2015 / Notices                                                  26523

                                                    DEPARTMENT OF AGRICULTURE                               in production and shipment of fresh sea                 Done in Washington, DC, this 4th day of
                                                                                                            asparagus tips, which are currently                   May 2015.
                                                    Animal and Plant Health Inspection                      prohibited from interstate movement                   Kevin Shea,
                                                    Service                                                 from Hawaii to the continental United                 Administrator, Animal and Plant Health
                                                                                                            States.                                               Inspection Service.
                                                    [Docket No. APHIS–2014–0096]
                                                                                                               In accordance with the process in                  [FR Doc. 2015–11124 Filed 5–7–15; 8:45 am]
                                                    Notice of Decision To Authorize the                     § 318.13–4, we published a notice 1 in                BILLING CODE 3410–34–P
                                                    Interstate Movement of Sea Asparagus                    the Federal Register on January 23,
                                                    Tips From Hawaii Into the Continental                   2015 (80 FR 3548–3549, Docket No.
                                                    United States                                           APHIS–2014–0096), in which we                         DEPARTMENT OF AGRICULTURE
                                                                                                            announced, for review and comment,
                                                    AGENCY:  Animal and Plant Health                                                                              Food Safety and Inspection Service
                                                                                                            the availability of a pest list that
                                                    Inspection Service, USDA.                               identifies pests of quarantine                        [Docket No. FSIS–2015–0005]
                                                    ACTION: Notice.                                         significance that could follow the
                                                                                                            pathway of interstate movement of sea                 Ongoing Equivalence Verifications of
                                                    SUMMARY:    We are advising the public of               asparagus tips into the continental                   Foreign Food Regulatory Systems
                                                    our decision to authorize the interstate                United States. Based on that pest list,
                                                    movement of fresh sea asparagus tips                                                                          AGENCY:  Food Safety and Inspection
                                                                                                            we prepared a risk management                         Service, USDA.
                                                    from Hawaii into the continental United                 document (RMD) to identify
                                                    States. Based on the findings of a pest                                                                       ACTION: Notice; response to comments.
                                                                                                            phytosanitary measures that could be
                                                    list and a risk management document,                    applied to the commodity to mitigate                  SUMMARY:   The Food Safety and
                                                    which we made available to the public                   the pest risk.                                        Inspection Service (FSIS) is responding
                                                    for review and comment through a                                                                              to comments on the Federal Register
                                                                                                               We solicited comments on the pest
                                                    previous notice, we have concluded that                                                                       notice, ‘‘Ongoing Equivalence
                                                                                                            list and RMD for 60 days ending on
                                                    the application of one or more                                                                                Verifications of Foreign Food Regulatory
                                                                                                            March 24, 2015. We received two
                                                    designated phytosanitary measures will                                                                        Systems,’’ it published on January 25,
                                                                                                            comments by that date, from an
                                                    be sufficient to mitigate the risks of                                                                        2013.
                                                                                                            organization of State plant regulatory
                                                    introducing or disseminating plant pests
                                                                                                            agencies and a private citizen. Neither               FOR FURTHER INFORMATION CONTACT: Dr.
                                                    or noxious weeds via the movement of
                                                                                                            commenter opposed the action;                         Daniel Engeljohn, Assistant
                                                    fresh sea asparagus tips from Hawaii
                                                                                                            however, one commenter asked for the                  Administrator, Office of Policy and
                                                    into the continental United States.
                                                                                                            scientific name and a general                         Program Development; Telephone: (202)
                                                    DATES: Effective May 8, 2015.                           description of sea asparagus.                         205–0495.
                                                    FOR FURTHER INFORMATION CONTACT: Mr.                       As stated in the RMD, sea asparagus                SUPPLEMENTARY INFORMATION:
                                                    David Lamb, Senior Regulatory Policy                    (Salicornia bigelovii Torr.) is grown in
                                                    Specialist, PPQ, APHIS, 4700 River                      salt water ponds on floating plant                    Background
                                                    Road, Unit 133, Riverdale, MD 20737–                    cultivation platforms where their roots                 Imported meat, poultry, and egg
                                                    1231; (301) 851–2103.                                   are exposed to brackish waters. The                   products must meet all applicable
                                                    SUPPLEMENTARY INFORMATION: Under the                    asparagus tips do not touch water, soil,              statutory provisions and regulations,
                                                    regulations in ‘‘Subpart—Regulated                      or sediments. Sea asparagus is                        including standards for safety,
                                                    Articles From Hawaii and the                            sometimes referred to as ‘‘sea beans’’ or             wholesomeness, and labeling applicable
                                                    Territories’’ (7 CFR 318.13–1 through                   ‘‘sapphire greens’’ on restaurant menus               to similar products produced in the
                                                    318.13–26, referred to below as the                     and ingredient lists.                                 United States (see 21 U.S.C. 620, 466,
                                                    regulations), the Animal and Plant                         Therefore, in accordance with                      and 1046; 9 CFR 327.2, 381.196, and
                                                    Health Inspection Service (APHIS) of                    § 318.13–4, we our announcing our                     590.910). Foreign meat, poultry, and egg
                                                    the U.S. Department of Agriculture                      decision to authorize the interstate                  products food regulatory systems may
                                                    prohibits or restricts the interstate                   movement of sea asparagus from Hawaii                 apply equivalent sanitary measures if
                                                    movement of fruits and vegetables from                  to the continental United States subject              those measures provide the same level
                                                    Hawaii, Puerto Rico, the U.S. Virgin                    to the following phytosanitary                        of public health protection achieved by
                                                    Islands, Guam, and the Commonwealth                     measures:                                             U.S. measures.
                                                    of the Northern Mariana Islands to the                     • Sea asparagus tips must be moved                   Any country can apply for eligibility
                                                    continental United States to prevent the                interstate as commercial consignments                 to export meat, poultry, or egg products
                                                    spread of plant pests and noxious weeds                 only, and                                             to the United States. Based on FSIS’s
                                                    that occur in Hawaii and the territories.                  • Each consignment is subject to pre-              review of the information and
                                                       Section 318.13–4 contains a                          departure inspection in Hawaii prior to               documentation that the country
                                                    performance-based process for                           interstate movement to the continental                submits, FSIS decides whether the
                                                    approving the interstate movement of                    United States.                                        foreign country’s food regulatory system
                                                    certain fruits and vegetables from                         These conditions will be listed in the             meets all U.S. requirements in the same
                                                    Hawaii and the U.S. territories that,                   Hawaii Fruits and Vegetables Manual                   or an equivalent manner. This is the
                                                    based on the findings of a pest risk                    (available at http://www.aphis.usda.gov/              document analysis. If so, FSIS performs
                                                    analysis, can be safely moved subject to                                                                      an on-site audit of the entire foreign
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                                                                            import_export/plants/manuals/ports/
                                                    one or more of the six phytosanitary                    downloads/hawaii.pdf).                                meat, poultry, or egg products
                                                    measures listed in § 318.13–4(b).                                                                             regulatory system. When both the
                                                       APHIS received a request from the                      Authority: 7 U.S.C. 7701–7772 and 7781–             document analysis and on-site audit
                                                                                                            7786; 7 CFR 2.22, 2.80, and 371.3.
                                                    Hawaii Department of Agriculture to                                                                           show that the country’s system is
                                                    allow the interstate movement of fresh                    1 To view the notice, pest list, RMD, and
                                                                                                                                                                  equivalent to that of the U.S., FSIS
                                                    sea asparagus tips (Salicornia bigelovii                comments we received, go to http://
                                                                                                                                                                  publishes a proposed rule in the Federal
                                                    Torr.) to the continental United States.                www.regulations.gov/#!docketDetail;D=APHIS-           Register that announces the results of
                                                    Hawaii has indicated a specific interest                2014-0096.                                            the first two steps and proposes to add


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                                                    26524                             Federal Register / Vol. 80, No. 89 / Friday, May 8, 2015 / Notices

                                                    the country to its list of countries                    the U.S. system. It also allows FSIS to               0213.pdf?MOD=AJPERES. In the
                                                    eligible to export to the U.S. in FSIS’s                evaluate whether a country maintains                  Federal Register notice and the
                                                    regulations. After analyzing the public                 system effectiveness and to assess any                supplementary document, FSIS
                                                    comments that it receives, FSIS makes                   impacts that an administrative or                     provided examples of criteria applied to
                                                    a final decision about whether the                      legislative change has had on a foreign               assign an LOA to two aspects of a
                                                    country’s system is equivalent based                    food regulatory system. FSIS conducts a               foreign country’s regulatory system (i.e.,
                                                    upon all the information it has gathered                document review at least annually.                    risk analysis and POE results) but did
                                                    and publishes a final rule in the Federal                  The SRT also includes questions for                not provide details on how the various
                                                    Register announcing its determination                   FSIS to use in assessing how frequently               assignments were combined to
                                                    on the country’s eligibility. This                      it is necessary to conduct on-site audits             determine a foreign food regulatory
                                                    comprehensive process is described                      of the country after FSIS approves                    system’s overall LOA (78 FR 5409,
                                                    fully on FSIS’s Web site at http://                     export to the United States. FSIS refers              January 25, 2013). FSIS has since
                                                    www.fsis.usda.gov/wps/portal/fsis/                      to these questions as level of                        updated and streamlined the SRT
                                                    topics/international-affairs/importing-                 advancement (LOA) questions. The LOA                  questions and restructured the LOA
                                                    products/equivalence/equivalence-                       questions are clearly marked in the SRT               questions (80 FR 9428, February 23,
                                                    process-overview.                                       as ‘‘used for scoring purposes.’’ In                  2015). As a result, FSIS has changed the
                                                       Once a country is determined to be                   answering the LOA questions, foreign                  way that it scores LOA questions.
                                                    eligible to export to the United States,                countries demonstrate the full extent to              Specifically, a score of zero or one is
                                                    FSIS continues to monitor that country’s                which they have developed and                         assigned for each LOA question. FSIS
                                                    food regulatory system. In a notice                     implemented an equivalent, systems-                   summarizes these scores and applies
                                                    published in the Federal Register on                    based approach to food safety regulation              adjustments as needed to ensure
                                                    January 25, 2013, ‘‘Ongoing Equivalence                 that achieves the U.S. level of                       meaningful comparisons when setting
                                                    Verification of Foreign Food Regulatory                 protection. The SRT and LOA questions                 each country’s LOA. FSIS intends to
                                                    Systems,’’ (78 FR 5409) (hereafter ‘‘the                may change over time to reflect changes               update the supplementary document to
                                                    Federal Register notice’’), FSIS                        in the United States’ inspection system               provide more information about this
                                                    described how it conducts ongoing                       and associated sanitary measures. As                  change.
                                                    activities to ensure that food regulatory               explained in the Federal Register                        FSIS uses the results from the analysis
                                                    systems of countries that export meat,                  notice, the LOA questions are derived                 of the LOA questions, previous on-site
                                                    poultry, or processed egg products to                   from the Codex Alimentarius                           audits, and POE results to place
                                                    the United States remain equivalent to                  Commissions’ Guidelines on the                        exporting countries into one of three
                                                    FSIS’s system. FSIS explained that it                   Judgment of Equivalence of Sanitary                   categories based on food safety
                                                    uses a three-part approach that includes                Measures associated with Food                         performance, with corresponding audit
                                                    (1) document reviews, (2) on-site system                Inspection and Certification systems                  frequencies: Well-performing countries
                                                    audits, and (3) port-of-entry (POE)                     (CAC/GL 53–2003), and the principles                  are to be audited every three years;
                                                    reinspections. FSIS determines the                      outlined in the joint Food and                        average-performing countries are to be
                                                    scope and frequency of foreign on-site                  Agricultural Office of the United                     audited every two years; and
                                                    system audits based on its analysis of                  Nations (FAO) and World Health                        adequately-performing countries are to
                                                    the results of its document reviews and                 Organization (WHO) publication,                       be audited every year.
                                                    its ongoing assessment of a country’s                   ‘‘Assuring Food Safety and Quality:                      FSIS received approximately 31
                                                    performance. This performance-based                     Guidelines for Strengthening National                 comments in response to the Federal
                                                    approach allows FSIS to direct its audit                Food Control Systems’’ (78 FR 5409,                   Register notice from foreign countries,
                                                    resources to foreign food regulatory                    January 25, 2013). These questions ask                trade consulting groups, consumer
                                                    systems that appear to pose a greater                   foreign countries to provide information              groups, private citizens, a trade
                                                    risk to public health than other foreign                to FSIS on the use of risk analysis                   association representing the meat
                                                    systems.                                                principles; the impact of organizational,             industry, and a member of the U.S.
                                                       FSIS uses the equivalence                            structural, or administrative change in               Congress.
                                                    questionnaire, called the Self-Reporting                an exporting country’s competent
                                                    Tool (SRT), to collect information for                                                                        Recent Changes
                                                                                                            authority; the availability of
                                                    FSIS’s document review of the food                      contingency plans in the country for                    On February 23, 2015, FSIS
                                                    regulatory systems of countries that are                containing and mitigating the effects of              responded to comments on the Agency’s
                                                    listed in the regulations as eligible to                food safety emergencies; the competent                document review process for
                                                    export meat, poultry, or egg products to                authority’s willingness and ability to                determining and verifying initial and
                                                    the United States as well as for the                    take appropriate actions to manage food               ongoing equivalence (80 FR 9428). FSIS
                                                    systems of countries interested in                      safety incidents; and the effectiveness of            announced that it had streamlined the
                                                    becoming eligible (78 FR 5409, January                  foodborne disease surveillance systems.               SRT and launched a Web-based version
                                                    25, 2013). A copy of the SRT is available               For each LOA question, FSIS assigns a                 within its Public Health Information
                                                    on FSIS’s Web site at http://                           score.                                                System (PHIS) to more efficiently
                                                    www.fsis.usda.gov/wps/wcm/connect/                         In February 2013, FSIS posted more                 capture up-to-date information about
                                                    7893547e-d0d2-4fa9-a984-                                information on LOA questions and                      foreign food regulatory systems.
                                                    fdc17228bfcd/SRT.pdf?MOD=AJPERES.                       scoring in the supplementary document                   A summary of the other issues raised
                                                    The SRT is a repository for key                         ‘‘Performance-Based Approach to                       by the commenters in response to the
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    documents about a foreign food safety                   Foreign Country Equivalence                           Federal Register notice and the
                                                    inspection system (e.g., inspection                     Verification Audits and Point-of-Entry                Agency’s responses are below. In
                                                    system laws, regulations, and policy                    (POE) Reinspections,’’ which is                       addition, FSIS updated the National
                                                    issuances) that FSIS uses, in addition to               available on FSIS’s Web site at http://               Advisory Committee on Meat and
                                                    on-site audits, to verify whether the                   www.fsis.usda.gov/wps/wcm/connect/                    Poultry Inspection (NACMPI) and the
                                                    laws, regulations, and implementing                     c10d362b-c978-4578-8b9e-                              public on the Agency’s progress in
                                                    policies of a foreign country establish an              93f956601ccf/Performance_Based_                       incorporating NACMPI’s 2008
                                                    inspection system that is equivalent to                 Approach_Equivalence_Verification_                    recommendations on the equivalence


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                                                                                      Federal Register / Vol. 80, No. 89 / Friday, May 8, 2015 / Notices                                                 26525

                                                    process on January 7, 2014, and again                   changes to its ongoing equivalence                    safety issues related to products
                                                    on January 13, 2015 (see 78 FR 77643                    verification process.                                 produced in China (e.g., baby formula
                                                    and 79 FR 77441). On January 7, 2014,                                                                         and jerky dog treats linked to illnesses
                                                                                                            On-Site Audits
                                                    FSIS received three comments on the                                                                           and deaths of babies and dogs,
                                                    Agency’s methodology from two                              Comment: FSIS received several                     respectively) to support their claim that
                                                    consumer groups and a farmer. On                        comments on the frequency of the                      food products produced in other
                                                    January 13, 2015, FSIS received three                   Agency’s on-site audits of foreign                    countries are not always safe and
                                                    comments from two consumer groups                       countries’ food regulatory systems. A                 wholesome. The commenters also stated
                                                    and a trade association that represents                 foreign country supported the Agency’s                that they were concerned about the
                                                    meat processors. These comments are                     determination that annual visits to
                                                                                                                                                                  safety of poultry products produced in
                                                    also summarized and addressed below.                    countries are not necessary when those
                                                                                                                                                                  China.
                                                                                                            systems are documented to be
                                                    Summary of Comments                                     performing ‘‘well’’ or in an ‘‘average’’                Response: FSIS did not change its
                                                       Comment: Several commenters stated                   way. The foreign country stated that                  methodology because of budget
                                                    that FSIS should have published the                     visits every two to three years to these              constraints. FSIS determined, based on
                                                    proposed changes to its ongoing                         countries, given the other information                NACMPI’s recommendations and audits
                                                    equivalence verification process in the                 that is available to FSIS, provide the                conducted over the years, that annual
                                                    Federal Register and considered                         necessary information for FSIS to                     visits are not necessary for countries
                                                    comments from the public before the                     determine whether these foreign                       with systems performing in an average
                                                    Agency implemented any of the                           systems continue to meet the U.S. level               way or well (see 78 FR 5409, January 25,
                                                    changes. The commenters argued that                     of protection.                                        2013). If FSIS is annually receiving up-
                                                    FSIS should not have changed its food                      Several commenters stated that FSIS                to-date documentation from the foreign
                                                    safety inspection program without                       should, at a minimum, conduct annual                  country on the state of its food safety
                                                    stakeholder involvement. A few                          audits. These same commenters                         system, conducting periodic on-site
                                                    commenters stated that FSIS should                      recommended that the scope and                        audits of these countries that are
                                                    have also conducted a risk assessment                   intensity of the annual audits should                 informed by the documentation that the
                                                    and economic analysis before making                     change, based on risk and the                         Agency receives, and reviewing and
                                                    any changes to its ongoing equivalence                  conditions in the country when auditors               analyzing FSIS POE results, FSIS is able
                                                    verification process.                                   arrive. For example, these commenters                 to determine on an on-going basis
                                                       Response: FSIS made changes to its                   stated that information provided                      whether the countries’ food regulatory
                                                    ongoing equivalence verification                        through the SRT should provide                        systems are maintaining equivalence to
                                                    process, such as developing the                         information necessary for auditors to                 FSIS’s system, or whether additional
                                                    Microsoft Word and Web-based versions                   focus on particular areas of concern that             audits are necessary.
                                                    of the SRT, transitioning from an annual                auditors could adjust as appropriate,
                                                    on-site audit to less frequent on-site                  given actual conditions once they have                  FSIS may adjust the scope and
                                                    audits based on performance, and                        arrived. The commenters asserted that                 intensity of audits based on risk and the
                                                    launching PHIS to schedule POE                          this approach would ensure that FSIS                  conditions in the country when auditors
                                                    sampling over a period of years. These                  was auditing foreign countries on a                   arrive. In addition, for countries that
                                                    changes did not create new                              regular basis but would also allow them               FSIS has determined to be eligible to
                                                    requirements for establishments or                      to devote finite resources to those areas             export product to the U.S., FSIS
                                                    foreign countries and, therefore, did not               of greatest concern.                                  develops an audit plan based on prior
                                                    require amendments to the relevant                         Some commenters who stated that                    concerns that FSIS has identified with
                                                    regulations. Matters relating to Agency                 FSIS should audit foreign countries’                  the country’s system, any relevant
                                                    management are exempt from the                          food regulatory systems at least                      changes the country has made since the
                                                    notice-and-comment requirements of                      annually stated that FSIS reduced the                 last audit, and recent information that
                                                    the Administrative Procedure Act (APA)                  number of on-site audits because of                   the country has submitted to FSIS
                                                    (5 U.S.C. 553(a)(2)). Similarly, because                budget constraints.                                   concerning its system (such as
                                                    FSIS did not propose new requirements                      One commenter stated that NACMPI                   information submitted through the SRT)
                                                    for the industry or foreign countries,                  never recommended that the Agency                     (see FSIS Notice 35–14, Ongoing
                                                    FSIS did not develop a risk assessment                  shift from annual on-site audits to                   Foreign Equivalence Verification
                                                    or an economic analysis on the Agency’s                 periodic on-site audits. The commenter                Audits, available at http://
                                                    decision to change its ongoing                          asserted that NACMPI recommended                      www.fsis.usda.gov/wps/wcm/connect/
                                                    equivalence verification process.                       that FSIS continue to audit foreign                   ac10a0c7-792f-4323-a0c7-
                                                    Nonetheless, the Agency made its                        country’s food regulatory systems                     15a8d4ee71bd/35-
                                                    decision-making process public. As                      annually and consider risk in                         14.pdf?MOD=AJPERES).
                                                    noted in the Federal Register notice,                   determining whether more frequent or
                                                    FSIS held a public meeting with                         more focused audits were necessary.                     NACMPI did not recommend that the
                                                    NACMPI on the changes it intended to                       Another commenter stated that FSIS                 Agency conduct annual on-site audits to
                                                    make before it made any changes to its                  is not conducting on-site audits at a                 verify ongoing equivalence. In 2008,
                                                    ongoing equivalence verification                        minimum frequency of once every three                 NACMPI recommended that the ‘‘length
                                                    process (78 FR 5409, January 25, 2013).                 years for all countries that are exporting            of time between audits can be based
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    Membership of NACMPI is drawn from                      meat, poultry, or egg products to the                 more on risk and compliance history in
                                                    representatives of consumer groups;                     United States.                                        the foreign country,’’ 1 and that ‘‘a three-
                                                    producers, processors, and marketers                       Two commenters stated that food
                                                    from the meat, poultry, and egg product                 product recalls of imported products                    1 National Advisory Committee on Meat and

                                                    industries; State and local government                  from foreign countries show that food                 Poultry Inspection, ‘‘Report of Sub-committee
                                                                                                                                                                  Number 1,’’ Washington, DC (2008). Available at:
                                                    officials; and academia. Therefore, the                 safety issues have emerged since FSIS                 http://www.fsis.usda.gov/wps/wcm/connect/
                                                    Agency provided an opportunity for                      altered its audit frequency schedule. A               c669100d-7282-4ee2-b04c-2a799516a962/NACMPI_
                                                    stakeholder input before it made any                    few other commenters cited recent                     Subcommittee1_082708.pdf?MOD=AJPERES.



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                                                    26526                             Federal Register / Vol. 80, No. 89 / Friday, May 8, 2015 / Notices

                                                    tiered system may be appropriate.’’ 2                   is only authorized to export to the                   determines a country’s performance
                                                    NACMPI also recommended that the                        United States processed poultry                       score. One commenter stated that FSIS
                                                    scope and frequency of on-site audits                   products that originated in the U.S. or               should not determine the performance
                                                    and POE reinspections be adjusted                       another equivalent country. FSIS will                 score for each eligible country based on
                                                    based on the capability of a country to                 reinspect at POE any processed (fully                 a comparison of one country’s
                                                    be transparent and to share useful                      cooked) poultry products exported from                performance to another country’s
                                                    regulatory information and compliance                   China. China has not yet exported such                performance because it is similar to
                                                    history. Under FSIS’s three-part                        product to the United States. FSIS will               ‘‘curve grading.’’ The commenter stated
                                                    approach, FSIS bases the frequency of                   conduct annual on-site audits of China’s              that the ‘‘curve grading’’ concept could
                                                    on-site audits on the results of FSIS’s                 regulatory system for at least the next               provide a false sense of food safety
                                                    assessment of the country’s                             three years, as the Agency would do for               compliance when countries are being
                                                    performance. FSIS assesses all countries                any country that has just been found to               evaluated relative to one another instead
                                                    annually. The assessment focuses on                     be equivalent.                                        of against FSIS’s import requirements.
                                                    each eligible country’s overall food                       Comment: A few commenters                             Two commenters stated that it was
                                                    safety performance relative to the                      requested that FSIS provide data that                 not clear how frequently FSIS will audit
                                                    performance of other eligible countries.                show that the new methodology with                    each country. The commenters
                                                    The assessment includes a statistical                   periodic on-site audits provides the                  requested that FSIS identify which
                                                    analysis of compliance data from POE                    same level of public health protection as             countries it will audit on an annual
                                                    re-inspections and results from FSIS’s                  FSIS’s previous approach with annual                  basis.
                                                    previous on-site audits of the country’s                on-site audits. The commenters stated                    A few commenters asserted that the
                                                    government offices, establishments, and                 that if the data do not exist, then FSIS              LOAs are not well defined and
                                                    laboratories. This approach is consistent               should establish metrics to measure the               requested that FSIS clarify how it will
                                                    with NACMPI’s recommendation that                       effectiveness of the new methodology.                 assign LOAs when determining a
                                                    FSIS adopt a risk-informed and                             Response: FSIS has had almost 20                   country’s performance score. One
                                                    compliance-based approach.                              years of experience in determining and                commenter stated that assigning an LOA
                                                       FSIS acknowledges that it has not                    verifying system equivalence, including               to each country or to each equivalence
                                                    audited all countries eligible to export at             conducting on-site audits and POE                     component would complicate the
                                                    least once every three years. Some time                 reinspections. Based on this                          process, and that FSIS should assign
                                                    was necessary to work through the                       accumulated experience and on-going                   one LOA to a group of factors.
                                                    mechanics of the transition from an                     analysis discussed in the next                           Response: FSIS disagrees that the
                                                    annual on-site audit to less frequent on-               paragraph, FSIS is confident that its                 Agency’s performance assessment could
                                                    site audits based on performance (78 FR                 current approach provides for at least                provide a ‘‘false sense of food safety
                                                    5409, January 25, 2013). Going forward,                 the same level of public health                       compliance.’’ The countries are being
                                                    FSIS will conduct on-site audits of                     protection as FSIS’s previous approach                evaluated against FSIS’s requirements.
                                                    countries eligible to export product to                 with annual on-site audits. As noted                  Further, FSIS will not release the
                                                    the U.S. at least once every three years.               above, approximately the same number                  specific annual audit schedule with
                                                       Approximately the same number of                     of recalls involving imported products                names of countries it will audit each
                                                    recalls involving imported products                     occurred when FSIS conducted annual                   year because of concerns about security
                                                    occurred when FSIS conducted annual                     on-site audits as have occurred since                 of its auditors, and because providing
                                                    on-site audits as have occurred since                   FSIS changed the frequency of on-site                 this information in advance may allow
                                                    FSIS changed the frequency of on-site                   audits in certain countries.                          countries too much time to prepare in
                                                    audits in certain countries.3 FSIS is                      FSIS measures the effectiveness of its             advance for their audits.
                                                    committed to protecting the health of                   methodology by routinely analyzing                       As explained above, the SRT includes
                                                    U.S. consumers, and it will continue to                 information from document reviews, on-                LOA questions that FSIS encourages
                                                    make every effort to ensure that meat,                  site audits, and data from POE                        countries to answer to demonstrate what
                                                    poultry, and egg products imported into                 reinspections and recalls related to                  they are doing that is above and beyond
                                                    the United States are as safe as products               imported products. Since the PHIS                     what is required to be equivalent to
                                                    produced in this country.                               import module was implemented on                      FSIS’s system. FSIS then scores the
                                                       Finally, regarding concerns about                    May 29, 2012, FSIS has used PHIS to                   responses.
                                                    products from China, FSIS does not                      generate detailed reports, including                     The LOA responses are just one of the
                                                    inspect baby formula or jerky dog treats.               reports on the amount of product                      factors that FSIS considers as part of an
                                                    These products are under the                            presented for reinspection; the types of              annual analysis of country performance
                                                    jurisdiction of the U.S. Food and Drug                  activities performed at reinspection; the             to determine the frequency and scope of
                                                    Administration (FDA). Currently, China                  amount of product refused entry; and                  on-site audits (78 FR 5409, January 25,
                                                                                                            whether the product was refused                       2013). Previous on-site audits and POE
                                                       2 National Advisory Committee on Meat and            because it failed a Public Health Critical            results also contribute to FSIS’s
                                                    Poultry Inspection, ‘‘Report of Sub-committee           exam (e.g., positive result for Shiga                 assessment of a country’s performance
                                                    Number 2,’’ Washington, DC (2008). Available at:
                                                    http://www.fsis.usda.gov/wps/wcm/connect/
                                                                                                            toxin-producing Escherichia coli (STEC)               and to FSIS’s determination of the
                                                    802e06af-81c1-4fc4-b582-6ccea24d8cba/NACMPI_            in raw, non-intact beef product). FSIS                appropriate audit frequency for that
                                                    Subcommittee2_082708.pdf?MOD=AJPERES.                   uses the reports to track trends and to               country.
                                                                                                            facilitate routine management oversight.                 Comment: A few commenters
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                                                       3 From 2004 to 2008, approximately 16 recalls

                                                    involved imported amenable products. In 2009,           FSIS generates these reports at least                 encouraged FSIS to post its audit reports
                                                    FSIS began its transition from its annual on-site
                                                    audit to less frequent audits based on performance;     quarterly. FSIS’s analysis of this                    on its Web site in a timelier manner.
                                                    there were approximately six recalls that year. From    reported data shows that FSIS’s current               One commenter noted that prior to
                                                    2010 to 2014, there were approximately 15 recalls.      approach ensures that imported meat,                  2009, FSIS posted its audit reports
                                                    FSIS did not include recalls that involved amenable     poultry, or egg products are safe,                    within 120 days of the completion of the
                                                    products produced by a foreign establishment that
                                                    were delivered into commerce without the benefit        wholesome, and properly labeled.                      audit.
                                                    of FSIS POE reinspection because FSIS has changed          Comment: FSIS also received several                   Response: FSIS intends to make audit
                                                    its policy on these types of recalls over the years.    comments on how the Agency                            reports public in a timelier manner.


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                                                                                      Federal Register / Vol. 80, No. 89 / Friday, May 8, 2015 / Notices                                                  26527

                                                    FSIS is currently evaluating how best to                   Because FSIS reinspection is                       States under any program or activity
                                                    improve and streamline this process.                    necessary to ensure that all imported                 conducted by the USDA.
                                                                                                            meat, poultry, and egg products are
                                                    POE Reinspections                                                                                             How To File a Complaint of
                                                                                                            properly labeled and not adulterated,
                                                       Comment: One commenter stated that                   FSIS will not rely on other country                   Discrimination
                                                    the frequency of POE reinspection                       results in determining whether to allow                  To file a complaint of discrimination,
                                                    testing for microbiological and chemical                the product to enter domestic                         complete the USDA Program
                                                    hazards should be dependent on the                      commerce. However, FSIS is committed                  Discrimination Complaint Form, which
                                                    outcomes of country performance. The                    to collaborating with other U.S. agencies             may be accessed online at http://
                                                    commenter previously received regular                   to enhance and streamline inspection                  www.ocio.usda.gov/sites/default/files/
                                                    updates from FSIS on consignment                        efforts. For example, in April 2014, FSIS             docs/2012/Complain_combined_6_8_
                                                    testing frequency and results of testing                began a pilot program with CBP’s                      12.pdf, or write a letter signed by you
                                                    for a particular country, with a                        Participating Government Agency (PGA)                 or your authorized representative.
                                                    breakdown by species and defect type.                   Message Set, which allows FSIS to
                                                    The commenter requested that FSIS                       electronically collect the information                   Send your completed complaint form
                                                    resume this reporting and questioned                    required by FSIS form 9540–1, Import                  or letter to USDA by mail, fax, or email:
                                                    whether it can be provided to exporting                 Inspection Application and Report (see                   Mail: U.S. Department of Agriculture,
                                                    countries through PHIS.                                 79 FR 56220). FSIS’s PHIS interfaces                  Director, Office of Adjudication, 1400
                                                       Another commenter stated that FSIS                   with CBP’s Automated Commercial                       Independence Avenue SW.,
                                                    should offer more incentives to high                    Environment (ACE), enabling a seamless                Washington, DC 20250–9410, Fax: (202)
                                                    performing countries in addition to                     transfer of data required for the                     690–7442, Email: program.intake@
                                                    reduced audit frequency. The                            application for FSIS import inspection                usda.gov.
                                                    commenter argued that FSIS should not                   in advance of the shipment arrival. The                  Persons with disabilities who require
                                                    reinspect every product from high                       PGA Message Set pilot will remove tens                alternative means for communication
                                                    performing countries. A few other                       of thousands of paper-based entry forms               (Braille, large print, audiotape, etc.),
                                                    commenters stated that FSIS should                      from the process and will save Agency                 should contact USDA’s TARGET Center
                                                    streamline the reinspection process by                  resources by avoiding manual data                     at (202) 720–2600 (voice and TDD).
                                                    allowing the exporting countries to                     entry. Meat, poultry, and processed egg
                                                    conduct inspections and sampling prior                  product inspection and enforcement                    Additional Public Notification
                                                    to shipment. The commenters asserted                    will be more efficient by having the
                                                    that this process would provide for the                 required data available when shipments                   Public awareness of all segments of
                                                    earliest possible detection of potential                arrive at the official import inspection              rulemaking and policy development is
                                                    problems, prevent recalls, and reduce                   facility, benefitting FSIS, industry,                 important. Consequently, FSIS will
                                                    considerable transport and subsequent                   trading partners, and U.S. citizens.                  announce this Federal Register
                                                    storage costs associated with such                         In addition, the PGA Message Set                   publication on-line through the FSIS
                                                    shipments. Another commenter                            pilot supports more efficient protection              Web page located at: http://
                                                    suggested that FSIS collaborate with the                of public health by transferring all data             www.fsis.usda.gov/federal-register.
                                                    FDA and U.S. Customs and Border                         from the industry for products under                     FSIS also will make copies of this
                                                    Protection (CBP) to develop a consistent                FSIS jurisdiction, thus providing the                 publication available through the FSIS
                                                    standard in the U.S. for determining                    Agency with specific information on                   Constituent Update, which is used to
                                                    which products are low or high risk.                    FSIS regulated products that could be                 provide information regarding FSIS
                                                       Response: FSIS is working to develop                 potentially entering the country from                 policies, procedures, regulations,
                                                    reports on POE testing for exporting                    ineligible sources.                                   Federal Register notices, FSIS public
                                                    countries. These reports will be                           Finally, the pilot will facilitate                 meetings, and other types of information
                                                    provided through PHIS. FSIS will notify                 compliance through early filing.                      that could affect or would be of interest
                                                    exporting countries when these reports                  Through ACE, importers file their FSIS                to our constituents and stakeholders.
                                                    are available.                                          application with their Customs entry, in              The Update is available on the FSIS
                                                       FSIS does not intend to change its                   advance of the shipment arriving at the               Web page. Through the Web page, FSIS
                                                    POE reinspection procedures at this                     official import inspection establishment.             is able to provide information to a much
                                                    time. In compliance with statutory and                  This early filing will enable FSIS                    broader, more diverse audience. In
                                                    regulatory requirements (21 U.S.C. 620,                 inspection personnel to better monitor                addition, FSIS offers an email
                                                    466, and 1046; 9 CFR 327.6, 381.199,                    shipments and will facilitate faster                  subscription service which provides
                                                    and 590.925), FSIS reinspects all                       recalls if amenable products produced                 automatic and customized access to
                                                    shipments presented at ports of entry to                by foreign establishments are delivered               selected food safety news and
                                                    ensure proper certification by the                      into commerce without the benefit of                  information. This service is available at:
                                                    foreign country and examines each                       FSIS POE reinspection.                                http://www.fsis.usda.gov/subscribe.
                                                    shipment for general condition and                                                                            Options range from recalls to export
                                                                                                            USDA Non-Discrimination Statement
                                                    labeling compliance. Additionally, PHIS                                                                       information, regulations, directives, and
                                                    randomly assigns more targeted                            No agency, officer, or employee of the              notices. Customers can add or delete
                                                    reinspections of the meat and poultry                   USDA shall, on the grounds of race,                   subscriptions themselves, and have the
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                                                    presented to include laboratory                         color, national origin, religion, sex,                option to password protect their
                                                    sampling and testing to identify                        gender identity, sexual orientation,                  accounts.
                                                    microbiological pathogens, drug and                     disability, age, marital status, family/                Done in Washington, DC, on May 5, 2015.
                                                    chemical residues, and species. PHIS                    parental status, income derived from a
                                                                                                                                                                  Alfred V. Almanza,
                                                    assigns the type of reinspection based                  public assistance program, or political
                                                    on compliance history of the foreign                    beliefs, exclude from participation in,               Acting Administrator.
                                                    establishment and country and product                   deny the benefits of, or subject to                   [FR Doc. 2015–11250 Filed 5–7–15; 8:45 am]
                                                    volume.                                                 discrimination any person in the United               BILLING CODE 3410–DM–P




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Document Created: 2018-02-21 10:24:01
Document Modified: 2018-02-21 10:24:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; response to comments.
ContactDr. Daniel Engeljohn, Assistant Administrator, Office of Policy and Program Development; Telephone: (202) 205-0495.
FR Citation80 FR 26523 

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