80 FR 26962 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 90 (May 11, 2015)
Federal Register Volume 80, Issue 90 (May 11, 2015)
| Page Range | 26962-26964 | |
| FR Document | 2015-11270 |
[Federal Register Volume 80, Number 90 (Monday, May 11, 2015)] [Notices] [Pages 26962-26964] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-11270] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-74870; File No. SR-NYSE-2015-20] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration May 5, 2015. Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given that, on April 24, 2015, New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self- regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C.78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the fees for NYSE OpenBook to add a late fee in connection with failure to submit the non-display use declaration, operative on May 1, 2015. The text of the proposed rule change is available on the Exchange's Web site at www.nyse.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the fees for NYSE OpenBook, as set forth on the NYSE Proprietary Market Data Fee Schedule (``Fee Schedule''), to add a late fee in connection with failure to submit an updated non-display use declaration. The proposed change to the Fee Schedule would be operative on May 1, 2015. The Exchange established the current fees for non-display services for NYSE OpenBook in April 2013 and amended those fees in September 2014.\4\ The 2013 Non-Display Filing established a requirement that data recipients that receive real-time NYSE market data subject to Non- Display Use fees submit a declaration with respect to their use of non- display data.\5\ In connection with the fee changes in the 2014 Non- Display [[Page 26963]] Filing, the Exchange required data recipients that receive real-time NYSE market data subject to Non-Display Use fees to complete and submit an updated Non-Display Use Declaration by September 1, 2014.\6\ The 2014 Non-Display Filing also established that data recipients are required to submit an updated annual Non-Display Use Declaration by January 31st of each year beginning in 2016. In addition, if a data recipient's use of real-time NYSE market data changes at any time after the data recipient submits a Non-Display Use Declaration, the data recipient must inform the Exchange of the change by completing and submitting at the time of the change an updated declaration reflecting the change of use. --------------------------------------------------------------------------- \4\ See Securities Exchange Act Release Nos. 69278 (April 2, 2013), 78 FR 20973 (April 8, 2013) (SR-2013-25 [sic]) (``2013 Non- Display Filing'') and 72923 (Aug. 26, 2014), 79 FR 52079 (Sept. 2, 2014) (SR-NYSE-2014-43) (``2014 Non-Display Filing''). \5\ The non-display fee structure established in the 2013 Non- Display Filing replaced a monthly reporting obligation with respect to non-display devices with the requirement to submit the non- display use declaration. The Exchange also notes that if a data recipient only subscribes to products for which there are no non- display usage fees, e.g., NYSE Realtime Reference Prices, then no declaration is required. \6\ The current form of the Non-Display Use Declaration reflected the changes to the non-display fees set forth in the 2014 Non-Display Filing and replaced the NYSE Euronext Non-Display Use Declaration established in connection with the 2013 Non-Display Filing. --------------------------------------------------------------------------- The Exchange notes that if a data recipient does not timely submit a Non-Display Use Declaration, the Exchange does not have up-to-date information about the data recipient's data use and therefore may not be charging the correct fees to the data recipient. In order to correctly assess fees for the non-display use of NYSE OpenBook, the Exchange needs to have current and accurate information about the use of NYSE OpenBook. The failure of data recipients to submit the Non- Display Use Declaration on time leads to potentially incorrect billing and administrative burdens, including tracking and obtaining late Non- Display Use Declarations and correcting customer records in connection with late Non-Display Use Declarations. The purpose of the proposed late fee is to incent data recipients to submit the Non-Display Use Declaration promptly to avoid the administrative burdens associated with the late submission of Non-Display Use Declarations. The Exchange proposes to establish a Non-Display Declaration Late Fee of $1,000 per month. The proposed fee would be charged to any data recipient that pays an Access Fee for NYSE OpenBook that has failed to timely complete and submit a Non-Display Use Declaration. With respect to the Non-Display Use Declaration that was due by September 1, 2014, the Non-Display Declaration Late Fee would apply to NYSE OpenBook data recipients that have not submitted the Non-Display Use Declaration by June 30, 2015, and would apply beginning July 1, 2015 and for each month thereafter until the data recipient has completed and submitted the Non-Display Use Declaration. With respect to the annual Non-Display Use Declaration due by January 31st of each year beginning in 2016, the Non-Display Declaration Late Fee would apply to data recipients that fail to complete and submit the annual Non-Display Use Declaration by the January 31st due date, and would apply beginning February 1st and for each month thereafter until the data recipient has completed and submitted the annual Non-Display Use Declaration.\7\ A Non-Display Use Declaration that is clearly incomplete would not be considered to have been completed and submitted to the Exchange on time. --------------------------------------------------------------------------- \7\ The Exchange will be proposing to establish the Non-Display Declaration Late Fee with respect to each Market Data product on the Fee Schedule that includes Non-Display Fees. --------------------------------------------------------------------------- In addition to adding the Non-Display Declaration Late Fee for NYSE OpenBook to the Fee Schedule, the Exchange proposes to add an endnote to the Fee Schedule that would specify the effective dates for the Non- Display Declaration Late Fee as described above, and to change the numbering for the existing endnotes as needed. 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,\8\ in general, and Sections 6(b)(4) and 6(b)(5) of the Act,\9\ in particular, in that it provides an equitable allocation of reasonable fees among users and recipients of the data and is not designed to permit unfair discrimination among customers, issuers, and brokers. --------------------------------------------------------------------------- \8\ 15 U.S.C. 78f(b). \9\ 15 U.S.C. 78f(b)(4), (5). --------------------------------------------------------------------------- The Exchange believes that it is reasonable to impose a late fee in connection with the submission of the Non-Display Use Declaration. In order to correctly assess fees for the non-display use of NYSE OpenBook, the Exchange needs to have current and accurate information about the use of NYSE OpenBook. The failure of data recipients to submit the Non-Display Use Declaration on time leads to potentially incorrect billing and administrative burdens, including tracking and obtaining late Non-Display Use Declarations and correcting and following up on payments owed in connection with late Non-Display Use Declarations. The purpose of the late fee is to incent data recipients to submit the Non-Display Use Declaration promptly to avoid the administrative burdens associated with the late submission of Non- Display Use Declarations. The Non-Display Declaration Late Fee is equitable and not unfairly discriminatory because it will apply to all data recipients that choose to subscribe to the NYSE OpenBook feed. The Non-Display Declaration Late Fee is also consistent with similar pricing adopted in 2013 by the Consolidated Tape Association (``CTA'').\10\ The CTA imposes a monthly fee of $2,500 for each of Network A and Network B for firms that fail to comply with their reporting obligations in a timely manner. --------------------------------------------------------------------------- \10\ See Securities Exchange Act Release No. 70010 (July 19, 2013), 78 FR 44984 (July 25, 2013) (SR-CTA/CQ-2013-04). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. An exchange's ability to price its proprietary market data feed products is constrained by actual competition for the sale of proprietary market data products, the joint product nature of exchange platforms, and the existence of alternatives to the Exchange's proprietary data. In addition to being able to choose which proprietary data products (if any) to use and how to use them, a user can avoid the late fees that are the subject of this filing entirely by simply complying with the requisite deadlines. In setting the proposed fees, the Exchange considered the competitiveness of the market for proprietary data and all of the implications of that competition. The Exchange believes that it has considered all relevant factors and has not considered irrelevant factors in order to establish fair, reasonable, and not unreasonably discriminatory fees and an equitable allocation of fees among all users. The existence of fierce competition to sell proprietary data products and for order flow, as well as numerous alternatives to the Exchange's products, including proprietary data from other sources, ensures that the Exchange cannot set unreasonable fees, or fees that are unreasonably discriminatory, when vendors and subscribers can elect these alternatives or choose not to purchase a specific proprietary data product if the attendant fees are not justified by the returns that any particular vendor or data recipient would achieve through the purchase (the returns on use being a particularly important aspect of non-display uses of proprietary data). [[Page 26964]] C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) \11\ of the Act and subparagraph (f)(2) of Rule 19b-4 \12\ thereunder, because it establishes a due, fee, or other charge imposed by the Exchange. --------------------------------------------------------------------------- \11\ 15 U.S.C. 78s(b)(3)(A). \12\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) \13\ of the Act to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-NYSE-2015-20 on the subject line. Paper Comments Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-NYSE-2015-20. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available for inspection and copying at the NYSE's principal office and on its Internet Web site at www.nyse.com. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSE-2015-20 and should be submitted on or before June 1, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\14\ --------------------------------------------------------------------------- \14\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Jill M. Peterson, Assistant Secretary. [FR Doc. 2015-11270 Filed 5-8-15; 8:45 am] BILLING CODE 8011-01-P
![26962 Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices
new FBMS system. The Commission those that may be withheld from the I. Self-Regulatory Organization’s
also notes that the Exchange represents public in accordance with the Statement of the Terms of Substance of
that the proposal does not affect the provisions of 5 U.S.C. 552, will be the Proposed Rule Change
priority of electronic AON orders. available for Web site viewing and The Exchange proposes to amend the
Accordingly, the Commission hereby printing in the Commission’s Public fees for NYSE OpenBook to add a late
waives the 30-day operative delay and Reference Room, 100 F Street NE., fee in connection with failure to submit
designates the proposal operative upon Washington, DC 20549, on official the non-display use declaration,
filing.14 business days between the hours of operative on May 1, 2015. The text of
At any time within 60 days of the 10:00 a.m. and 3:00 p.m. Copies of such the proposed rule change is available on
filing of the proposed rule change, the the Exchange’s Web site at
filing also will be available for
Commission summarily may www.nyse.com, at the principal office of
inspection and copying at the principal
temporarily suspend such rule change if the Exchange, and at the Commission’s
it appears to the Commission that such offices of the Exchange. All comments
received will be posted without change; Public Reference Room.
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection the Commission does not edit personal II. Self-Regulatory Organization’s
of investors; or (iii) otherwise in identifying information from Statement of the Purpose of, and
furtherance of the purposes of the Act.15 submissions. You should submit only Statutory Basis for, the Proposed Rule
If the Commission takes such action, the information that you wish to make Change
Commission shall institute proceedings available publicly. All submissions In its filing with the Commission, the
to determine whether the proposed rule should refer to File Number SR-Phlx- self-regulatory organization included
change should be approved or 2015–37, and should be submitted on or statements concerning the purpose of,
disapproved.16 before June 1, 2015. and basis for, the proposed rule change
IV. Solicitation of Comments For the Commission, by the Division of and discussed any comments it received
Trading and Markets, pursuant to delegated on the proposed rule change. The text
Interested persons are invited to of those statements may be examined at
authority.17
submit written data, views, and the places specified in Item IV below.
arguments concerning the foregoing, Jill M. Peterson,
The Exchange has prepared summaries,
including whether the proposed rule Assistant Secretary.
set forth in sections A, B, and C below,
change is consistent with the Act. [FR Doc. 2015–11273 Filed 5–8–15; 8:45 am]
of the most significant parts of such
Comments may be submitted by any of BILLING CODE 8011–01–P statements.
the following methods:
A. Self-Regulatory Organization’s
Electronic Comments Statement of the Purpose of, and the
SECURITIES AND EXCHANGE
• Use the Commission’s Internet COMMISSION Statutory Basis for, the Proposed Rule
comment form (http://www.sec.gov/ Change
rules/sro.shtml); or
• Send an email to rule-comments@ [Release No. 34–74870; File No. SR–NYSE– 1. Purpose
sec.gov. Please include File Number SR– 2015–20] The Exchange proposes to amend the
Phlx–2015–37 on the subject line. fees for NYSE OpenBook, as set forth on
Self-Regulatory Organizations; New the NYSE Proprietary Market Data Fee
Paper Comments York Stock Exchange LLC; Notice of Schedule (‘‘Fee Schedule’’), to add a late
• Send paper comments in triplicate Filing and Immediate Effectiveness of fee in connection with failure to submit
to Secretary, Securities and Exchange Proposed Rule Change Amending the an updated non-display use declaration.
Commission, 100 F Street NE., Fees for NYSE OpenBook To Add a The proposed change to the Fee
Washington, DC 20549–1090. Late Fee in Connection With Failure To Schedule would be operative on May 1,
All submissions should refer to File Submit the Non-Display Use 2015.
Number SR–Phlx–2015–37. This file Declaration The Exchange established the current
number should be included on the fees for non-display services for NYSE
May 5, 2015. OpenBook in April 2013 and amended
subject line if email is used. To help the
Commission process and review your Pursuant to Section 19(b)(1) 1 of the those fees in September 2014.4 The 2013
comments more efficiently, please use Securities Exchange Act of 1934 (the Non-Display Filing established a
only one method. The Commission will ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 requirement that data recipients that
post all comments on the Commission’s notice is hereby given that, on April 24, receive real-time NYSE market data
Internet Web site (http://www.sec.gov/ 2015, New York Stock Exchange LLC subject to Non-Display Use fees submit
rules/sro.shtml). Copies of the (‘‘NYSE’’ or the ‘‘Exchange’’) filed with a declaration with respect to their use of
submission, all subsequent the Securities and Exchange non-display data.5 In connection with
amendments, all written statements Commission (the ‘‘Commission’’) the the fee changes in the 2014 Non-Display
with respect to the proposed rule proposed rule change as described in 4 See Securities Exchange Act Release Nos. 69278
change that are filed with the Items I, II, and III below, which Items (April 2, 2013), 78 FR 20973 (April 8, 2013) (SR–
Commission, and all written have been prepared by the self- 2013–25 [sic]) (‘‘2013 Non-Display Filing’’) and
communications relating to the regulatory organization. The 72923 (Aug. 26, 2014), 79 FR 52079 (Sept. 2, 2014)
proposed rule change between the Commission is publishing this notice to (SR–NYSE–2014–43) (‘‘2014 Non-Display Filing’’).
5 The non-display fee structure established in the
tkelley on DSK3SPTVN1PROD with NOTICES
Commission and any person, other than solicit comments on the proposed rule 2013 Non-Display Filing replaced a monthly
14 For purposes only of waiving the 30-day
change from interested persons. reporting obligation with respect to non-display
devices with the requirement to submit the non-
operative delay, the Commission has considered the display use declaration. The Exchange also notes
17 17 CFR 200.30–3(a)(12).
proposed rule’s impact on efficiency, competition, that if a data recipient only subscribes to products
and capital formation. See 15 U.S.C. 78c(f). 1 15 U.S.C.78s(b)(1). for which there are no non-display usage fees, e.g.,
15 15 U.S.C. 78s(b)(3)(C). 2 15 U.S.C. 78a.
NYSE Realtime Reference Prices, then no
16 Id. 3 17 CFR 240.19b–4. declaration is required.
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![26964 Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices
C. Self-Regulatory Organization’s rules/sro.shtml). Copies of the III below, which Items have been
Statement on Comments on the submission, all subsequent prepared by the self-regulatory
Proposed Rule Change Received From amendments, all written statements organization. The Commission is
Members, Participants, or Others with respect to the proposed rule publishing this notice to solicit
No written comments were solicited change that are filed with the comments on the proposed rule change
or received with respect to the proposed Commission, and all written from interested persons.
rule change. communications relating to the
I. Self-Regulatory Organization’s
proposed rule change between the
III. Date of Effectiveness of the Statement of the Terms of Substance of
Commission and any person, other than
Proposed Rule Change and Timing for the Proposed Rule Change
those that may be withheld from the
Commission Action public in accordance with the The Exchange proposes to amend the
The foregoing rule change is effective provisions of 5 U.S.C. 552, will be fees for NYSE Arca Options market data
available for Web site viewing and to add a late fee in connection with
upon filing pursuant to Section
printing in the Commission’s Public failure to submit the non-display use
19(b)(3)(A) 11 of the Act and
Reference Room, 100 F Street NE., declaration, operative on May 1, 2015.
subparagraph (f)(2) of Rule 19b–4 12
Washington, DC 20549 on official The text of the proposed rule change is
thereunder, because it establishes a due,
business days between the hours of available on the Exchange’s Web site at
fee, or other charge imposed by the
10:00 a.m. and 3:00 p.m. Copies of the www.nyse.com, at the principal office of
Exchange.
At any time within 60 days of the filing will also be available for the Exchange, and at the Commission’s
filing of such proposed rule change, the inspection and copying at the NYSE’s Public Reference Room.
Commission summarily may principal office and on its Internet Web II. Self-Regulatory Organization’s
temporarily suspend such rule change if site at www.nyse.com. All comments Statement of the Purpose of, and
it appears to the Commission that such received will be posted without change; Statutory Basis for, the Proposed Rule
action is necessary or appropriate in the the Commission does not edit personal Change
public interest, for the protection of identifying information from
submissions. You should submit only In its filing with the Commission, the
investors, or otherwise in furtherance of self-regulatory organization included
the purposes of the Act. If the information that you wish to make
available publicly. All submissions statements concerning the purpose of,
Commission takes such action, the and basis for, the proposed rule change
Commission shall institute proceedings should refer to File Number SR–NYSE–
2015–20 and should be submitted on or and discussed any comments it received
under Section 19(b)(2)(B) 13 of the Act to on the proposed rule change. The text
determine whether the proposed rule before June 1, 2015.
of those statements may be examined at
change should be approved or For the Commission, by the Division of
Trading and Markets, pursuant to delegated the places specified in Item IV below.
disapproved. The Exchange has prepared summaries,
authority.14
IV. Solicitation of Comments Jill M. Peterson, set forth in sections A, B, and C below,
Interested persons are invited to Assistant Secretary.
of the most significant parts of such
submit written data, views, and statements.
[FR Doc. 2015–11270 Filed 5–8–15; 8:45 am]
arguments concerning the foregoing, BILLING CODE 8011–01–P A. Self-Regulatory Organization’s
including whether the proposed rule Statement of the Purpose of, and the
change is consistent with the Act. Statutory Basis for, the Proposed Rule
Comments may be submitted by any of SECURITIES AND EXCHANGE Change
the following methods: COMMISSION
1. Purpose
Electronic Comments [Release No. 34–74877; File No. SR–
NYSEARCA–2015–37]
The Exchange proposes to amend the
• Use the Commission’s Internet fees for NYSE Arca Options market data,
comment form (http://www.sec.gov/ Self-Regulatory Organizations; NYSE as set forth on the NYSE Arca Options
rules/sro.shtml); or Arca, Inc.; Notice of Filing and Proprietary Market Data Fee Schedule
• Send an email to rule-comments@ Immediate Effectiveness of Proposed (‘‘Fee Schedule’’), to add a late fee in
sec.gov. Please include File Number SR– Rule Change Amending the Fees for connection with failure to submit an
NYSE–2015–20 on the subject line. NYSE Arca Options Market Data To updated non-display use declaration.
Paper Comments Add a Late Fee in Connection With The proposed change to the Fee
Failure To Submit the Non-Display Use Schedule would be operative on May 1,
• Send paper comments in triplicate Declaration 2015.
to Brent J. Fields, Secretary, Securities The Exchange established the current
and Exchange Commission, 100 F Street May 5, 2015. fees for non-display services for
NE., Washington, DC 20549–1090. Pursuant to Section 19(b)(1) 1 of the ArcaBook for Arca Options, which
All submissions should refer to File Securities Exchange Act of 1934 (the consists of ArcaBook for Arca Options—
Number SR–NYSE–2015–20. This file ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 Trades, ArcaBook for Arca Options—
number should be included on the notice is hereby given that, on April 27, Top of Book, ArcaBook for Arca
subject line if email is used. To help the 2015, NYSE Arca, Inc. (the ‘‘Exchange’’ Options—Depth of Book, ArcaBook for
Commission process and review your or ‘‘NYSE Arca’’) filed with the Arca Options—Complex, ArcaBook for
comments more efficiently, please use Securities and Exchange Commission Arca Options—Series Status, and
tkelley on DSK3SPTVN1PROD with NOTICES
only one method. The Commission will (the ‘‘Commission’’) the proposed rule ArcaBook for Arca Options—Order
post all comments on the Commission’s change as described in Items I, II, and Imbalance, in May 2013 and amended
Internet Web site (http://www.sec.gov/ those fees in September 2014.4 In
14 17 CFR 200.30–3(a)(12).
11 15 U.S.C. 78s(b)(3)(A). 1 15 U.S.C.78s(b)(1). 4 See Securities Exchange Act Release Nos. 69554
12 17 CFR 240.19b–4(f)(2). 2 15 U.S.C. 78a.
(May 10, 2013), 78 FR 28917 (May 16, 2013) (SR–
13 15 U.S.C. 78s(b)(2)(B). 3 17 CFR 240.19b–4. NYSEArca–2013–47) (‘‘2013 Non-Display Filing’’)
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Document Created: 2018-02-21 10:25:50
Document Modified: 2018-02-21 10:25:50
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 80 FR 26962 |
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