80_FR_27140 80 FR 27050 - Applications for New Awards; First in the World Program-Development Grants

80 FR 27050 - Applications for New Awards; First in the World Program-Development Grants

DEPARTMENT OF EDUCATION

Federal Register Volume 80, Issue 90 (May 11, 2015)

Page Range27050-27057
FR Document2015-11336

Federal Register, Volume 80 Issue 90 (Monday, May 11, 2015)
[Federal Register Volume 80, Number 90 (Monday, May 11, 2015)]
[Notices]
[Pages 27050-27057]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-11336]



Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices

[[Page 27050]]


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DEPARTMENT OF EDUCATION


Applications for New Awards; First in the World Program--
Development Grants

AGENCY: Office of Postsecondary Education, Department of Education.

ACTION: Notice.

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Overview Information

Fund for the Improvement of Postsecondary Education (FIPSE)--First in 
the World (FITW) Program--Development Grants

    Notice inviting applications for new awards for fiscal year (FY) 
2015.

Catalog of Federal Domestic Assistance (CFDA) Number: 84.116F.

    Dates:
    Applications Available: May 11, 2015.
    Deadline for Transmittal of Applications: June 30, 2015.
    Deadline for Intergovernmental Review: August 31, 2015.

Full Text of Announcement

I. Funding Opportunity Description

    Purpose of Program: The FITW program is designed to support the 
development, replication, and dissemination of innovative solutions and 
evidence for what works in addressing persistent and widespread 
challenges in postsecondary education for students who are at risk for 
not persisting in and completing postsecondary programs, including, but 
not limited to, adult learners, working students, part-time students, 
students from low-income backgrounds, students of color, students with 
disabilities, and first-generation students. The focus of the FITW 
program is to build evidence for what works in postsecondary education 
by testing the effectiveness of these strategies in improving student 
persistence and completion outcomes.
    For FY 2015, the Department will award two types of grants under 
this program: ``Development'' grants and ``Validation'' grants. These 
grants differ in terms of the level of evidence of effectiveness 
required for consideration of funding, the level of scale the funded 
project should reach, and, consequently, the amount of funding 
available to support the project.
    This notice invites applications for Development grants only. 
Development grants will support new or substantially more effective 
practices for addressing widely shared challenges. Applications for 
Development grants must be based on Strong Theory (as defined in this 
notice). The Department has published a separate notice inviting 
applications for Validation grants elsewhere in this issue of the 
Federal Register.
    Priorities: This notice contains three absolute priorities and one 
competitive preference priority.
    These priorities are from the notice of final priorities, 
requirements, definitions, and selection criterion for this program 
(NFP), published elsewhere in this issue of the Federal Register.
    Absolute Priorities: For FY 2015 and any subsequent year in which 
we make awards from the list of unfunded applications from this 
competition, these priorities are absolute priorities. Under 34 CFR 
75.105(c)(3), we consider only applications that address one of the 
three absolute priorities. Applicants must specify on the Abstract and 
Information page of their applications which absolute priority is 
addressed in the application. For Absolute Priority 2 and Absolute 
Priority 3, we have identified multiple subparts. Applicants that 
address one of these absolute priorities must select one subpart that 
the proposed project will address to meet the absolute priority.
    These priorities are:

Absolute Priority 1: Improving Teaching and Learning

    The Secretary gives priority to:
    Projects designed to improve teaching and learning through:
    Instruction-level tools or strategies such as adaptive learning 
technology, educational games, personalized learning, active- or 
project-based learning, faculty-centered strategies that systematically 
improve the quality of teaching, or multi-disciplinary efforts focused 
on improving instructional experiences.

    Note: A large percentage of students in postsecondary education 
struggle academically because they arrive to college unprepared for 
college-level coursework.\1\ These struggles make the prospect of 
dropping out more likely.\2\ Further, for students who do complete 
their courses and programs, the limited available information on 
learning proficiency suggests that too many students are lacking the 
critical thinking, analytical, and communication skills needed for 
the workforce.\3\ These challenges may be more acute for the types 
of students that now make up the majority of students enrolled in 
postsecondary education: Adult learners, working students, part-time 
students, students from low-income backgrounds, students of color, 
and first-generation students. On the other hand, the research base 
on cognitive science continues to grow, employers are becoming more 
specific in the competencies they desire, data analytics offers 
greater and more targeted insights, and new technologies offer the 
potential for new methods and more differentiated instruction.

    \1\ Xianglei Chen and others, Academic Preparation for College 
in the High School Senior Class of 2003-04: Education Longitudinal 
Study of 2002 (ELS: 2002), Base-year, 2002, First Follow-up, 2004, 
and High School Transcript Study, 2004 (Washington: U.S. Department 
of Education, National Center for Education Statistics, January 
2010); Jay Greene and Greg Foster, ``Public High School Graduation 
and College Readiness Rates in the United States,'' Working Paper 3 
(New York: Manhattan Institute, Center for Civic Information, 
Education, September 2003). Greene and Foster define being minimally 
``college ready'' as: Graduating from high school, having taken four 
years of English, three years of mathematics, and two years of 
science, social science, and foreign language, and demonstrating 
basic literacy skills by scoring at least 265 points on the National 
Assessment of Educational Progress in reading.
    \2\ Eric Bettinger and Bridget Terry Long, ``Addressing the 
Needs of Under-Prepared College Students: Does College Remediation 
Work?'' Journal of Human Resources 44, no. 3 (2009); Brian Jacob and 
Lars Lefgren, ``Remedial Education and Student Achievement: A 
Regression-Discontinuity Analysis,'' Review of Economics and 
Statistics 86, no. 1 (2004): 226-44.
    \3\ Arum, Richard and Roksa, Josipa, Academically Adrift: 
Limited Learning on College Campuses (University of Chicago Press, 
January 2011).

    Despite these challenges and opportunities, innovations in how 
students experience learning in college remain largely small scale or 
limited to a small number of institutions. With some exceptions, the 
same degrees and other credentials are offered in the traditional ways, 
by counting numbers of courses taken or hours taught. Methods of 
teaching have stayed largely static, with the traditional lecture as 
the core instructional design. New approaches to teaching and learning, 
such as tools and strategies that go beyond the traditional lecture to 
support active learning, and that actively engage learners or customize 
learning, must be tested and expanded to more postsecondary 
institutions to improve accessibility and quality and reduce cost.

Absolute Priority 2: Developing and Using Assessments of Learning

    The Secretary gives priority to:
    Projects that support the development and use of externally 
validated assessments of student learning and stated learning goals 
through one of the following:
    (a) Alternative assessment tools or strategies such as micro- or 
competency-based assessments, assessments embedded in curriculum, or 
simulations, games, or other technology-based assessment approaches.
    (b) Aligning assessments across sectors and institutions, such as 
across kindergarten through grade 12 and postsecondary education 
systems or across two-year and four-year

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institutions, to improve college readiness and content delivery.

    Note: Learning assessment has shown promise as an effective 
instructional strategy to increase student success. While learning 
assessment, in the past, focused more on traditional testing, 
current assessment has expanded to assess not just what students 
know but also what they can do, and is embedded in ways that inform 
instruction on an ongoing basis. Further, a knowledge-based economy 
requires assessment of higher-order thinking skills such as 
analysis, synthesis, and transfer; along with ``non-cognitive'' 
capacities such as mindset, persistence, and other qualities. New 
forms of assessments must be developed for these purposes and tested 
for their benefits to students. Assessments are also needed to 
measure what is learned outside the classroom, such as through 
previous work experience, workplace or community-based experiences, 
and other high impact engagements.

Absolute Priority 3: Facilitating Pathways to Credentialing and 
Transfer

    The Secretary gives priority to:
    Projects designed to develop and implement systems and practices to 
capture and aggregate credit or other evidence of knowledge and skills 
towards postsecondary degrees or credentials through one of the 
following:
    (a) Seamless transfer of credits between postsecondary 
institutions; or
    (b) Validation and transfer of credit for learning or learning 
experiences from non-institutional sources.

    Note: Students obtain knowledge and skills through a variety of 
experiences and from a range of institutions and providers. Many 
postsecondary students attend more than one institution on their way 
to earning a certificate or degree. Further, many student learning 
experiences, such as learning that occurs through work experience or 
from non-traditional education providers, are simply not recognized.

    Alternate systems and methods of assessing, aggregating, and 
credentialing learning experiences are needed to help more students 
reach completion in accelerated timeframes. Additionally, new systems 
of portable, stackable postsecondary degrees and credentials along 
transparent career pathways must be designed and opportunities to 
obtain such degrees and credential must be expanded.
    Competitive Preference Priority: For FY 2015, this priority is a 
competitive preference priority. Under 34 CFR 75.105(c)(2)(i) we award 
up to an additional five points to an application, depending how well 
the application meets this priority. Applicants must clearly mark the 
Abstract and Information page in the application package if they intend 
to address this competitive preference priority.

    Note: Given the limited resources of secondary schools, 
institutions of higher education, and other relevant stakeholders, 
the cost effectiveness of any intervention designed to improve 
student outcomes is of primary importance. In recent years, numerous 
institutions, researchers, and others have begun testing 
interventions that are relatively low cost but have the ability to 
have a high impact on student outcomes. Many of these interventions 
minimize cost through the use of technology, such as digital 
messaging or predictive analytics to target interventions. Others 
incorporate low cost approaches, such as non-cognitive 
interventions. We are particularly interested in effective low cost 
interventions because even institutions with limited resources would 
be able to scale such strategies to impact large numbers of 
students, and, such interventions, particularly those that use 
technology, are often easily replicable.

    This priority is:

Implementing Low Cost-High Impact Strategies To Improve Student 
Outcomes (Up to 5 Points)

    The Secretary gives priority to projects that use low-cost tools or 
strategies, such as those that use technology, that result in a high 
impact on student outcomes.
    The selection criteria for the FY 2015 Development competition are 
designed to ensure that applications selected for funding have the best 
potential to generate substantial improvements and research in student 
outcomes, and include well-articulated plans for the implementation, 
dissemination, and evaluation of the proposed projects. Applicants 
should review the selection criteria and submission instructions 
carefully to ensure their applications address this year's criteria.
    Requirements: The following requirements are from the NFP and apply 
to all applications submitted under this competition:
    (a) Innovations That Improve Outcomes for High-Need Students: 
Grantees must implement projects designed to improve one or more of the 
following outcomes of high-need students (as defined in this notice) in 
postsecondary education: Persistence, academic progress, time to degree 
or and completion.
    (b) Evidence Standards: To be eligible for an award, an application 
for a Development grant must be supported by Strong theory (as defined 
in 34 CFR 77.1(c)).
    (c) Independent Evaluation:
    (i) The grantee must conduct an Independent Evaluation (as defined 
in this notice) of its project. The evaluation must estimate the impact 
of the FITW-supported practice (as implemented at the proposed level of 
scale) on a relevant outcome (as defined in 34 CFR 77.1(c)).
    (ii) The grantee must make broadly available, digitally and free of 
charge, through formal (e.g., peer-reviewed journals) or informal 
(e.g., newsletters) mechanisms, the results of any evaluations it 
conducts of its funded activities. The grantee must also ensure that 
the data from its evaluation are made available to third-party 
researchers consistent with applicable privacy requirements.
    (iii) The grantee and its independent evaluator must agree to 
cooperate on an ongoing basis with any technical assistance provided by 
the Department or its contractor, including any technical assistance 
provided to ensure that the evaluation design meets the required 
evaluation standards, and comply with the requirements of any 
evaluation of the program conducted by the Department. This includes 
providing to the Department, within 100 days of a grant award, an 
updated comprehensive evaluation plan in a format and using such tools 
as the Department may require. Grantees must update this evaluation 
plan at least annually to reflect any changes to the evaluation and 
provide the updated evaluation plan to the Department. All of these 
updates must be consistent with the scope and objectives of the 
approved application.
    (d) Funding Categories: An applicant will be considered for an 
award only for the type of FITW grant (Development or Validation) for 
which it applies. Applicants may not apply for a FITW competition in 
which they currently have an active FITW grant. An applicant may submit 
only one FITW application in FY 2015.
    (e) Management Plan: Within 100 days of a grant award, the grantee 
must provide an updated comprehensive management plan for the approved 
project in a format and using such tools as the Department may require. 
This management plan must include detailed information about 
implementation of the first year of the grant, including key 
milestones, staffing details, and other information that the Department 
may require. It must also include a complete list of performance 
metrics, including baseline measures and annual targets. The grantee 
must update this management plan at least annually to reflect 
implementation of subsequent years of the project and provide the 
updated management plan to the Department.
    Definitions:
    The following definitions are from the NFP and from 34 CFR 77.1 and 
apply

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to the priorities, requirements, and selection criteria in this notice:
    High-need student means a student at risk of educational failure or 
otherwise in need of special assistance and support such as adult 
learners, working students, part-time students, students from low-
income backgrounds, students of color, first-generation students, 
students with disabilities, and students who are English learners. 
(Note: The Department does not limit the definition of high-need 
students to this list. This list is illustrative and may include other 
categories of high-need students).
    Independent evaluation means an evaluation that is designed and 
carried out independent of and external to the grantee, but in 
coordination with any employees of the grantee who develop a process, 
product, strategy, or practice and are implementing it.
    Logic model (also referred to as a theory of action) means a well-
specified conceptual framework that identifies key components of the 
proposed process, product, strategy, or practice (i.e., the active 
``ingredients'' that are hypothesized to be critical to achieving the 
relevant outcomes) and describes the relationship among the key 
components and outcomes, theoretically and operationally.
    Minority-serving institution means an institution that is eligible 
to receive assistance under sections 316 through 320 of part A of Title 
III, under part B of Title III, or under Title V of the HEA.
    Nonprofit, as applied to an agency, organization, or institution, 
means that it is owned and operated by one or more corporations or 
associations whose net earnings do not benefit, and cannot lawfully 
benefit, any private shareholder or entity.
    Quasi-experimental design study means a study using a design that 
attempts to approximate an experimental design by identifying a 
comparison group that is similar to the treatment group in important 
respects. These studies, depending on design and implementation, can 
meet What Works Clearinghouse Evidence Standards with reservations (but 
not What Works Clearinghouse Evidence Standards without reservations).
    Randomized controlled trial means a study that employs random 
assignment of, for example, students, teachers, classrooms, schools, or 
districts to receive the intervention being evaluated (the treatment 
group) or not to receive the intervention (the control group). The 
estimated effectiveness of the intervention is the difference between 
the average outcome for the treatment group and for the control group. 
These studies, depending on design and implementation, can meet What 
Works Clearinghouse Evidence Standards without reservations.
    Relevant outcome means the student outcome(s) (or the ultimate 
outcome if not related to students) the proposed process, product, 
strategy, or practice is designed to improve, consistent with the 
specific goals of a program.
    Strong theory means a rationale for the proposed process, product, 
strategy, or practice that includes a logic model.
    What Works Clearinghouse evidence standards means the standards set 
forth in the What Works Clearinghouse Procedures and Standards Handbook 
(Version 3.0, March 2014), which can be found at the following link: 
http://ies.ed.gov/ncee/wwc/DocumentSum.aspx?sid=19.

    Program Authority:  20 U.S.C. 1138-1138d.

    Applicable Regulations: (a) The Education Department General 
Administrative Regulations in 34 CFR parts 75, 77, 79, 82, 84, 86, 97, 
98, and 99. (b) The Office of Management and Budget Guidelines to 
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in 
2 CFR part 180, as adopted and amended as regulations of the Department 
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost 
Principles, and Audit Requirements for Federal Awards in 2 CFR part 
200, as adopted and amended in 2 CFR part 3474. (d) The NFP.

    Note:  The regulations in 34 CFR part 86 apply to institutions 
of higher education only.

II. Award Information

    Type of Award: Discretionary grants.
    Estimated Available Funds: $60,000,000 total for the FITW program, 
with up to $16,000,000 set aside for Minority-Serving Institutions 
(MSIs), in accordance with the Joint Explanatory Statement accompanying 
the Consolidated and Further Continuing Appropriations Act of 2015. In 
implementing this set aside, the Department may fund high-quality 
applications from MSIs out of rank order in the competition for 
Development grants, Validation grants or in both competitions. We plan 
to allocate at least $20 million for Development grants but the actual 
amount will depend on the quality of the proposals for both 
competitions.
    Contingent upon the availability of funds and the quality of 
applications, we may make additional awards in FY 2016 or later years 
from the list of unfunded applicants from this competition.
    Estimated Range of Awards: $1,000,000 to $3,000,000.
    Estimated Average Size of Awards: $2,000,000.
    Maximum Award: We will not fund any application that proposes a 
budget exceeding $3,000,000 for a single budget period of 48-months. 
The Assistant Secretary for Postsecondary Education may change the 
maximum amount through a notice published in the Federal Register.
    Estimated Number of Awards: 6 to 8.

    Note:  The Department is not bound by any estimates in this 
notice.

    Project Period: 48 months.

III. Eligibility Information

    1. Eligible Applicants: Institutions of higher education, 
combinations of such institutions, and other public and private 
nonprofit institutions and agencies.
    To qualify as an eligible MSI under the FITW Program, an 
institution of higher education must meet one of two criteria:
    The first criterion includes: Current eligibility approval as 
defined by the Department's FY 2015 eligibility process for Title III 
and/or Title V of the Higher Education Act of 1965, as amended; an open 
grant under one of the Department's Title III, Parts A and F and/or 
Title V programs; or a designation as a Historically Black College or 
University or a Tribally Controlled College.
    The second criterion includes: Specific enrollment percentages for 
minority students served; and, if applicable, needy student and 
educational and general expenditure criteria for determining income 
eligibility.
    More information on MSI eligibility is in the application package 
under the section entitled Eligibility. The Department will screen the 
applications to verify MSI eligibility based on these criteria and, if 
applicable, will use the most recent Integrated Postsecondary Education 
Data System data. In the event an application does not qualify for MSI 
eligibility, it will still be reviewed.
    2. Cost Sharing or Matching: This program does not require cost 
sharing or matching.

IV. Application and Submission Information

    1. Address to Request Application Package: You can obtain an 
application package via the Internet or from the Education Publications 
Center (ED Pubs).
    To obtain a copy via the Internet, use the following address: 
www.ed.gov/

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fund/grant/apply/grantapp/index.html. To obtain a copy from ED Pubs, 
write, fax, or call the following: ED Pubs, U.S. Department of 
Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free: 
1-877-433-7827. FAX: (703) 605-6794. If you use a telecommunications 
device for the deaf (TDD) or a text telephone (TTY), call, toll free: 
1-877-576-7734.
    You also can contact ED Pubs at its Web site: www.EDPubs.gov or at 
its email address: edpubs@inet.ed.gov.
    If you request an application from ED Pubs, be sure to identify 
this program as follows: CFDA number 84.116F.
    Individuals with disabilities can obtain a copy of the application 
package in an accessible format (e.g., braille, large print, audiotape, 
or compact disc) by contacting the person listed under FOR FURTHER 
INFORMATION CONTACT in section VII of this notice.
    2. Content and Form of Application Submission: Requirements 
concerning the content of an application, together with the forms you 
must submit, are in the application package for this competition.
    Page Limit: The application narrative is where you, the applicant, 
address the selection criteria and the competitive preference priority 
that reviewers use to evaluate your application. You must limit the 
section of the application narrative that addresses:
     The selection criteria to no more than 30 pages, and
     The competitive preference priority to no more than 2 
pages.
    Accordingly, under no circumstances may the application narrative 
exceed 32 pages.
    Please include a separate heading for the competitive preference 
priority if you choose to address it.
    For purposes of determining compliance with the 32-page limit, each 
page on which there are words will be counted as one full page. 
Applicants must use the following standards:
     A ``page'' is 8.5'' x 11'', on one side only, with 1'' 
margins at the top, bottom, and both sides.
     Double space (no more than three lines per vertical inch) 
all text in the application narrative, except titles, headings, 
footnotes, endnotes, quotations, references, and captions. Charts, 
tables, figures, and graphs in the application may be single spaced.
     Use a font that is either 12 point or larger or no smaller 
than 10 pitch (characters per inch). However, you may use a 10-point 
font in charts, tables, figures, graphs, footnotes, and endnotes.
     Use one of the following fonts: Times New Roman, Courier, 
Courier New, or Arial.
    The 32-page limit does not apply to Part I, the cover sheet, the 
table of contents; Part II, the budget section, including the narrative 
budget justification; Part IV, the assurances and certifications; or 
Abstract and Information page, the resumes (three-page limit per 
resume), the citations or full studies, appendix, or letters of 
support.
    If you include any attachments or appendices not specifically 
requested and required for the application, these items will be counted 
as part of the narrative for the purposes of the page limit.
    3. Submission Dates and Times:
    Applications Available: May 11, 2015.
    Deadline for Transmittal of Applications: June 30, 2015.
    Applications for grants under this competition must be submitted 
electronically using the Grants.gov Apply site (Grants.gov). For 
information (including dates and times) about how to submit your 
application electronically, or in paper format by mail or hand delivery 
if you qualify for an exception to the electronic submission 
requirement, please refer to section IV.7. Other Submission 
Requirements.
    We do not consider an application that does not comply with the 
deadline requirements.
    Individuals with disabilities who need an accommodation or 
auxiliary aid in connection with the application process should contact 
the person listed under FOR FURTHER INFORMATION CONTACT in section VII 
of this notice. If the Department provides an accommodation or 
auxiliary aid to an individual with a disability in connection with the 
application process, the individual's application remains subject to 
all other requirements and limitations in this notice.
    Deadline for Intergovernmental Review: August 31, 2015.
    4. Intergovernmental Review: This program is subject to Executive 
Order 12372 and the regulations in 34 CFR part 79. Information about 
Intergovernmental Review of Federal Programs under Executive Order 
12372 is in the application package for this program.
    5. Funding Restrictions: We reference regulations outlining funding 
restrictions in the Applicable Regulations section of this notice.
    6. Data Universal Numbering System Number, Taxpayer Identification 
Number, and System for Award Management:
    To do business with the Department of Education, you must--
    a. Have a Data Universal Numbering System (DUNS) number and a 
Taxpayer Identification Number (TIN);
    b. Register both your DUNS number and TIN with the System for Award 
Management (SAM) (formerly the Central Contractor Registry (CCR)), the 
Government's primary registrant database;
    c. Provide your DUNS number and TIN on your application; and
    d. Maintain an active SAM registration with current information 
while your application is under review by the Department and, if you 
are awarded a grant, during the project period.
    You can obtain a DUNS number from Dun and Bradstreet. A DUNS number 
can be created within one to two business days.
    If you are a corporate entity, agency, institution, or 
organization, you can obtain a TIN from the Internal Revenue Service. 
If you are an individual, you can obtain a TIN from the Internal 
Revenue Service or the Social Security Administration. If you need a 
new TIN, please allow two to five weeks for your TIN to become active.
    The SAM registration process can take approximately seven business 
days, but may take upwards of several weeks depending on the 
completeness and accuracy of the data entered into the SAM database by 
an entity. Thus, if you think you might want to apply for Federal 
financial assistance under a program administered by the Department, 
please allow sufficient time to obtain and register your DUNS number 
and TIN. We strongly recommend that you register early.

    Note: Once your SAM registration is active, you will need to 
allow 24 to 48 hours for the information to be available in 
Grants.gov and before you can submit an application through 
Grants.gov.

    If you are currently registered with SAM, you may not need to make 
any changes. However, please make certain that the TIN associated with 
your DUNS number is correct. Also note that you will need to update 
your registration annually. This may take three or more business days.
    Information about SAM is available at www.SAM.gov. To further 
assist you with obtaining and registering your DUNS number and TIN in 
SAM or updating your existing SAM account, we have prepared a SAM.gov 
Tip Sheet, which you can find at www2.ed.gov/fund/grant/apply/sam-faqs.html.
    In addition, if you are submitting your application via Grants.gov, 
you must (1) be designated by your organization as an Authorized 
Organization Representative

[[Page 27054]]

(AOR), and (2) register yourself with Grants.gov as an AOR. Details on 
these steps are outlined at the following Grants.gov Web page: 
www.grants.gov/web/grants/register.html.
    7. Other Submission Requirements: Applications for grants under 
this competition must be submitted electronically unless you qualify 
for an exception to this requirement in accordance with the 
instructions in this section.

a. Electronic Submission of Applications

    Applications for grants under the First in the World Program, CFDA 
number 84.116F, must be submitted electronically using the 
Governmentwide Grants.gov Apply site at www.Grants.gov. Through this 
site, you will be able to download a copy of the application package, 
complete it offline, and then upload and submit your application. You 
may not email an electronic copy of a grant application to us.
    We will reject your application if you submit it in paper format 
unless, as described elsewhere in this section, you qualify for one of 
the exceptions to the electronic submission requirement and submit, no 
later than two weeks before the application deadline date, a written 
statement to the Department that you qualify for one of these 
exceptions. Further information regarding calculation of the date that 
is two weeks before the application deadline date is provided later in 
this section under Exception to Electronic Submission Requirement.
    You may access the electronic grant application for the First in 
the World Program at www.Grants.gov. You must search for the 
downloadable application package for this competition by the CFDA 
number. Do not include the CFDA number's alpha suffix in your search 
(e.g., search for 84.116, not 84.116F).
    Please note the following:
     When you enter the Grants.gov site, you will find 
information about submitting an application electronically through the 
site, as well as the hours of operation.
     Applications received by Grants.gov are date and time 
stamped. Your application must be fully uploaded and submitted and must 
be date and time stamped by the Grants.gov system no later than 4:30:00 
p.m., Washington, DC time, on the application deadline date. Except as 
otherwise noted in this section, we will not accept your application if 
it is received--that is, date and time stamped by the Grants.gov 
system--after 4:30:00 p.m., Washington, DC time, on the application 
deadline date. We do not consider an application that does not comply 
with the deadline requirements. When we retrieve your application from 
Grants.gov, we will notify you if we are rejecting your application 
because it was date and time stamped by the Grants.gov system after 
4:30:00 p.m., Washington, DC time, on the application deadline date.
     The amount of time it can take to upload an application 
will vary depending on a variety of factors, including the size of the 
application and the speed of your Internet connection. Therefore, we 
strongly recommend that you do not wait until the application deadline 
date to begin the submission process through Grants.gov.
     You should review and follow the Education Submission 
Procedures for submitting an application through Grants.gov that are 
included in the application package for this competition to ensure that 
you submit your application in a timely manner to the Grants.gov 
system. You can also find the Education Submission Procedures 
pertaining to Grants.gov under News and Events on the Department's G5 
system home page at www.G5.gov.
     You will not receive additional point value because you 
submit your application in electronic format, nor will we penalize you 
if you qualify for an exception to the electronic submission 
requirement, as described elsewhere in this section, and submit your 
application in paper format.
     You must submit all documents electronically, including 
all information you typically provide on the following forms: The 
Application for Federal Assistance (SF 424), the Department of 
Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and 
certifications.
     You must upload any narrative sections and all other 
attachments to your application as files in a PDF (Portable Document) 
read-only, non-modifiable format. Do not upload an interactive or 
fillable PDF file. If you upload a file type other than a read-only, 
non-modifiable PDF or submit a password-protected file, we will not 
review that material.
     Your electronic application must comply with any page-
limit requirements described in this notice.
     After you electronically submit your application, you will 
receive from Grants.gov an automatic notification of receipt that 
contains a Grants.gov tracking number. (This notification indicates 
receipt by Grants.gov only, not receipt by the Department.) The 
Department then will retrieve your application from Grants.gov and send 
a second notification to you by email. This second notification 
indicates that the Department has received your application and has 
assigned your application a PR/Award number (an ED-specified 
identifying number unique to your application).
     We may request that you provide us original signatures on 
forms at a later date.
    Application Deadline Date Extension in Case of Technical Issues 
with the Grants.gov System: If you are experiencing problems submitting 
your application through Grants.gov, please contact the Grants.gov 
Support Desk, toll free, at 1-800-518-4726. You must obtain a 
Grants.gov Support Desk Case Number and must keep a record of it.
    If you are prevented from electronically submitting your 
application on the application deadline date because of technical 
problems with the Grants.gov system, we will grant you an extension 
until 4:30:00 p.m., Washington, DC time, the following business day to 
enable you to transmit your application electronically or by hand 
delivery. You also may mail your application by following the mailing 
instructions described elsewhere in this notice.
    If you submit an application after 4:30:00 p.m., Washington, DC 
time, on the application deadline date, please contact the person 
listed under For Further Information Contact in section VII of this 
notice and provide an explanation of the technical problem you 
experienced with Grants.gov, along with the Grants.gov Support Desk 
Case Number. We will accept your application if we can confirm that a 
technical problem occurred with the Grants.gov system and that that 
problem affected your ability to submit your application by 4:30:00 
p.m., Washington, DC time, on the application deadline date. The 
Department will contact you after a determination is made on whether 
your application will be accepted.

    Note: The extensions to which we refer in this section apply 
only to the unavailability of, or technical problems with, the 
Grants.gov system. We will not grant you an extension if you failed 
to fully register to submit your application to Grants.gov before 
the application deadline date and time or if the technical problem 
you experienced is unrelated to the Grants.gov system.

    Exception to Electronic Submission Requirement: You qualify for an 
exception to the electronic submission requirement, and may submit your 
application in paper format, if you are unable to submit an application 
through the Grants.gov system because--

[[Page 27055]]

     You do not have access to the Internet; or
     You do not have the capacity to upload large documents to 
the Grants.gov system;
    and
     No later than two weeks before the application deadline 
date (14 calendar days or, if the fourteenth calendar day before the 
application deadline date falls on a Federal holiday, the next business 
day following the Federal holiday), you mail or fax a written statement 
to the Department, explaining which of the two grounds for an exception 
prevents you from using the Internet to submit your application.
    If you mail your written statement to the Department, it must be 
postmarked no later than two weeks before the application deadline 
date. If you fax your written statement to the Department, we must 
receive the faxed statement no later than two weeks before the 
application deadline date.
    Address and mail or fax your statement to: Gary Thomas, First in 
the World, U.S. Department of Education, 1990 K Street NW., Room 6153, 
Washington, DC 20006-8544. FAX: (202) 502-7877.
    Your paper application must be submitted in accordance with the 
mail or hand delivery instructions described in this notice.

b. Submission of Paper Applications by Mail

    If you qualify for an exception to the electronic submission 
requirement, you may mail (through the U.S. Postal Service or a 
commercial carrier) your application to the Department. You must mail 
the original and two copies of your application, on or before the 
application deadline date, to the Department at the following address: 
U.S. Department of Education, Application Control Center, Attention: 
CFDA 84.116F, LBJ Basement Level 1, 400 Maryland Avenue SW., 
Washington, DC 20202-4260.
    You must show proof of mailing consisting of one of the following:
    (1) A legibly dated U.S. Postal Service postmark.
    (2) A legible mail receipt with the date of mailing stamped by the 
U.S. Postal Service.
    (3) A dated shipping label, invoice, or receipt from a commercial 
carrier.
    (4) Any other proof of mailing acceptable to the Secretary of the 
U.S. Department of Education.
    If you mail your application through the U.S. Postal Service, we do 
not accept either of the following as proof of mailing:
    (1) A private metered postmark.
    (2) A mail receipt that is not dated by the U.S. Postal Service.
    If your application is postmarked after the application deadline 
date, we will not consider your application.

    Note: The U.S. Postal Service does not uniformly provide a dated 
postmark. Before relying on this method, you should check with your 
local post office.

c. Submission of Paper Applications by Hand Delivery

    If you qualify for an exception to the electronic submission 
requirement, you (or a courier service) may deliver your paper 
application to the Department by hand. You must deliver the original 
and two copies of your application by hand, on or before the 
application deadline date, to the Department at the following address: 
U.S. Department of Education, Application Control Center, Attention: 
CFDA 84.116F, 550 12th Street SW., Room 7039, Potomac Center Plaza, 
Washington, DC 20202-4260.
    The Application Control Center accepts hand deliveries daily 
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except 
Saturdays, Sundays, and Federal holidays.

    Note for Mail or Hand Delivery of Paper Applications: If you 
mail or hand deliver your application to the Department--
    (1) You must indicate on the envelope and--if not provided by 
the Department--in Item 11 of the SF 424 the CFDA number, including 
suffix letter, if any, of the competition under which you are 
submitting your application; and
    (2) The Application Control Center will mail to you a 
notification of receipt of your grant application. If you do not 
receive this notification within 15 business days from the 
application deadline date, you should call the U.S. Department of 
Education Application Control Center at (202) 245-6288.

V. Application Review Information

    1. Selection Criteria: The following selection criteria for this 
Development competition are from 34 CFR 75.210. The points assigned to 
each criterion are indicated in parentheses. We will award up to a 
total of 100 points to an application under the selection criteria.

A. Significance (Up to 20 Points)

    The Secretary considers the significance of the proposed project. 
In determining the significance of the proposed project, the Secretary 
considers the following factors:
    1. The potential contribution of the proposed project to increased 
knowledge or understanding of education problems, issues, or effective 
strategies.
    2. The extent to which the proposed project involves the 
development or demonstration of promising new strategies that build on, 
or are alternatives to, existing strategies.
    3. The potential replicability of the proposed project or 
strategies, including, as appropriate, the potential for implementation 
in a variety of settings.

B. Quality of the Project Design (Up to 30 Points)

    The Secretary considers the quality of the design of the proposed 
project. In determining the quality of the design of the proposed 
project, the Secretary considers the following factors:
    1. The extent to which the design of the proposed project is 
appropriate to, and will successfully address, the needs of the target 
population or other identified needs.
    2. The extent to which the proposed project represents an 
exceptional approach to the priority or priorities established for the 
competition.
    3. The extent to which there is a conceptual framework underlying 
the proposed research or demonstration activities and the quality of 
that framework.

C. Adequacy of Resources (Up to 20 Points)

    The Secretary considers the adequacy of resources for the proposed 
project. In determining the adequacy of resources for the proposed 
project, the Secretary considers the following factors:
    1. The adequacy of support, including facilities, equipment, 
supplies, and other resources, from the applicant organization or the 
lead applicant organization.
    2. The extent to which the costs are reasonable in relation to the 
objectives, design, and potential significance of the proposed project.
    3. The qualifications, including relevant training and experience, 
of the project director or principal investigator.
    4. The qualifications, including relevant training and experience, 
of the key project personnel.

D. Quality of the Project Evaluation (Up to 30 Points)

    The Secretary considers the quality of the evaluation to be 
conducted of the proposed project. In determining the quality of the 
evaluation, the Secretary considers the following factors:
    1. The extent to which the goals, objectives, and outcomes to be 
achieved by the proposed project are specified and measurable.
    2. The extent to which the methods of evaluation will, if well 
implemented, produce evidence about the project's

[[Page 27056]]

effectiveness that would meet the What Works Clearinghouse Evidence 
Standards with reservations.
    3. The extent to which the methods of evaluation will, if well-
implemented, produce evidence about the project's effectiveness that 
would meet the What Works Clearinghouse Evidence Standards without 
reservations.
    4. The qualifications, including relevant training and experience, 
of project consultants or subcontractors.

    Note: Successful applications will be those that have an 
evaluation design that has the potential to meet the What Works 
Clearinghouse Evidence Standards with or without reservations. The 
What Works Clearinghouse Procedures and Standards Handbook describes 
in detail which types of study designs can meet WWC Evidence 
Standards with or without reservations including both quasi-
experimental design studies and randomized controlled trials (as 
defined in this notice). The response to this selection criterion 
should include a description of the total unduplicated number of 
students involved in the project. The term project consultants 
include the person or firm conducting the independent evaluation (as 
defined in this notice). The applicant is encouraged to select an 
evaluator with experience in the design and management of 
evaluations designed to meet What Works Clearinghouse Evidence 
Standards.

    We encourage eligible applicants to review the following technical 
assistance resources on evaluation:
    (1) What Works Clearinghouse Procedures and Standards Handbook: 
http://ies.ed.gov/ncee/wwc/references/idocviewer/doc.aspx?docid=19&tocid=1; and
    (2) IES/NCEE Technical Methods papers: http://ies.ed.gov/ncee/tech_methods/.
    2. Review and Selection Process: We remind potential applicants 
that in reviewing applications in any discretionary grant competition, 
the Secretary may consider, under 34 CFR 75.217(d)(3), the past 
performance of the applicant in carrying out a previous award, such as 
the applicant's use of funds, achievement of project objectives, and 
compliance with grant conditions. The Secretary may also consider 
whether the applicant failed to submit a timely performance report or 
submitted a report of unacceptable quality.
    In addition, in making a competitive grant award, the Secretary 
also requires various assurances including those applicable to Federal 
civil rights laws that prohibit discrimination in programs or 
activities receiving Federal financial assistance from the Department 
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
    Prior to making awards, we will screen applications submitted in 
accordance with the requirements in this notice to determine which 
applications meet the eligibility requirements. This screening process 
may occur at various stages of the application review process; 
applicants that are determined ineligible will not be considered 
further or be awarded a grant. For the application review process, we 
will use independent peer reviewers with varied backgrounds and 
professions in postsecondary education including college and university 
educators, researchers and evaluators, strategy consultants, grant 
makers and managers, and others with postsecondary education expertise. 
All reviewers will be thoroughly screened for conflicts of interest to 
ensure a fair and competitive review process.
    For FITW Development grant applications the Department will use a 
two-tier review process to review and score eligible applications. 
Content reviewers will review and score eligible applications on the 
three selection criteria: A. Significance; B. Quality of the Project 
Design; and C. Adequacy of Resources. These reviewers will also review 
and score the applications which address the competitive preference 
priority. Eligible applications that score highly on these three 
selection criteria will have the remaining criterion, D. Quality of the 
Project Evaluation, reviewed and scored by a different panel of peer 
reviewers with evaluation expertise.
    Finally, if there are two or more applications with the same final 
score and there are insufficient funds to fully support these 
applications, the Department will consider an equitable distribution of 
grants among geographic locations.
    3. Special Conditions: Under 2 CFR 3474.10, the Secretary may 
impose special conditions and, in appropriate circumstances, high-risk 
conditions on a grant if the applicant or grantee is not financially 
stable; has a history of unsatisfactory performance; has a financial or 
other management system that does not meet the standards in 2 CFR part 
200, subpart D; has not fulfilled the conditions of a prior grant; or 
is otherwise not responsible.

VI. Award Administration Information

    1. Award Notices: If your application is successful, we notify your 
U.S. Representative and U.S. Senators and send you a Grant Award 
Notification (GAN); or we may send you an email containing a link to 
access an electronic version of your GAN. We may notify you informally, 
also.
    If your application is not evaluated or not selected for funding, 
we notify you.
    2. Administrative and National Policy Requirements: We identify 
administrative and national policy requirements in the application 
package and reference these and other requirements in the Applicable 
Regulations section of this notice.
    We reference the regulations outlining the terms and conditions of 
an award in the Applicable Regulations section of this notice and 
include these and other specific conditions in the GAN. The GAN also 
incorporates your approved application as part of your binding 
commitments under the grant.
    To ensure that the Federal investment of these funds has as broad 
an impact as possible and to encourage innovation in the development of 
new learning materials, FITW grantees will be required to license to 
the public all intellectual property (except for computer software 
source code, discussed below) created with the support of grant funds, 
including both new content created with grant funds and modifications 
made to pre-existing, grantee-owned content using grant funds. That 
license must be worldwide, non-exclusive, royalty-free, perpetual, 
irrevocable, and grant the public permission to access, reproduce, 
publicly perform, publicly display, adapt, distribute, and otherwise 
use the intellectual property referenced above (except for computer 
software source code, discussed below) for any purposes, conditioned 
only on the requirement that attribution be given to authors as 
designated. Further, the Department requires that all computer software 
source code developed or created with FITW funds will be released under 
an intellectual property license that allows others to freely use and 
build upon them.
    3. Reporting: (a) If you apply for a grant under this competition, 
you must ensure that you have in place the necessary processes and 
systems to comply with the reporting requirements in 2 CFR part 170 
should you receive funding under the competition. This does not apply 
if you have an exception under 2 CFR 170.110(b).
    (b) At the end of your project period, you must submit a final 
performance report, including financial information, as directed by the 
Secretary. If you receive a multi-year award, you must submit an annual 
performance report that provides the most current performance and 
financial expenditure information as directed by the Secretary under 34 
CFR 75.118. The Secretary may also require more frequent performance 
reports under 34 CFR 75.720(c). For specific requirements on reporting, 
please go to www.ed.gov/

[[Page 27057]]

fund/grant/apply/appforms/appforms.html.
    4. Performance Measures: Under the Government Performance and 
Results Act of 1993, the Department will use the following performance 
measures in assessing the successful performance of FIPSE's FITW 
grants:
    (a) The extent to which funded projects are replicated (i.e., 
adopted or adapted by others).
    (b) The extent to which projects are institutionalized and 
continued after funding.
    (c) The extent to which the metrics used to assess and evaluate 
project results measure performance under the absolute priority the 
project is designed to address.
    (d) The percentage of projects supported by FITW grants that 
produce evidence of their effectiveness (i.e., meet What Works 
Clearinghouse Evidence Standards with or without reservations) at 
improving student outcomes and college affordability, especially for 
low-income students.
    (e) The percentage of projects supported by FITW grants that 
provide high-quality implementation data and performance feedback that 
allow for periodic assessment of progress toward achieving intended 
outcomes.
    (f) The cost per student served by FITW grants.
    (g) The cost per successful student outcome.
    If funded, you will be asked to collect and report data from your 
project on steps taken toward achieving the outcomes evaluated by these 
performance measures. Consequently, applicants are advised to include 
these outcomes in conceptualizing the design, implementation, and 
evaluation of their proposed projects.

VII. Agency Contact

FOR FURTHER INFORMATION CONTACT:  Gary Thomas, U.S. Department of 
Education, 1990 K Street NW., Room 6153, Washington, DC 20006-8544. 
Telephone: 202-502-7677. You may send emails to 
OPEFITWdevlopment@ed.gov.
    If you use a TDD or a TTY, call the Federal Relay Service, toll 
free, at 1-800-877-8339.

VIII. Other Information

    Accessible Format: Individuals with disabilities can obtain this 
document and a copy of the application package in an accessible format 
(e.g., braille, large print, audiotape, or compact disc) on request to 
the program contact person listed under For Further Information Contact 
in section VII of this notice.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. Free 
Internet access to the official edition of the Federal Register and the 
Code of Federal Regulations is available via the Federal Digital System 
at: www.thefederalregister.org/fdsys. At this site you can view this document, as well 
as all other documents of this Department published in the Federal 
Register, in text or Adobe Portable Document Format (PDF). To use PDF 
you must have Adobe Acrobat Reader, which is available free at the 
site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at: 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.
    Delegation of Authority: The Secretary of Education has delegated 
authority to Jamienne S. Studley, Deputy Under Secretary, to perform 
the functions and duties of the Assistant Secretary for Postsecondary 
Education.

    Dated: May 5, 2015.
Jamienne S. Studley,
Deputy Under Secretary.
[FR Doc. 2015-11336 Filed 5-8-15; 8:45 am]
 BILLING CODE 4000-01-P



                                               27050                           Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices

                                               DEPARTMENT OF EDUCATION                                 for Validation grants elsewhere in this                students who do complete their courses and
                                                                                                       issue of the Federal Register.                         programs, the limited available information
                                               Applications for New Awards; First in                      Priorities: This notice contains three              on learning proficiency suggests that too
                                               the World Program—Development                           absolute priorities and one competitive                many students are lacking the critical
                                                                                                                                                              thinking, analytical, and communication
                                               Grants                                                  preference priority.
                                                                                                                                                              skills needed for the workforce.3 These
                                                                                                          These priorities are from the notice of
                                               AGENCY: Office of Postsecondary                                                                                challenges may be more acute for the types
                                                                                                       final priorities, requirements,                        of students that now make up the majority of
                                               Education, Department of Education.                     definitions, and selection criterion for               students enrolled in postsecondary
                                               ACTION: Notice.                                         this program (NFP), published                          education: Adult learners, working students,
                                                                                                       elsewhere in this issue of the Federal                 part-time students, students from low-income
                                               Overview Information                                    Register.                                              backgrounds, students of color, and first-
                                                                                                          Absolute Priorities: For FY 2015 and                generation students. On the other hand, the
                                               Fund for the Improvement of                                                                                    research base on cognitive science continues
                                               Postsecondary Education (FIPSE)—First                   any subsequent year in which we make
                                                                                                       awards from the list of unfunded                       to grow, employers are becoming more
                                               in the World (FITW) Program—                                                                                   specific in the competencies they desire, data
                                               Development Grants                                      applications from this competition,
                                                                                                                                                              analytics offers greater and more targeted
                                                                                                       these priorities are absolute priorities.              insights, and new technologies offer the
                                                 Notice inviting applications for new                  Under 34 CFR 75.105(c)(3), we consider                 potential for new methods and more
                                               awards for fiscal year (FY) 2015.                       only applications that address one of the              differentiated instruction.
                                               Catalog of Federal Domestic Assistance                  three absolute priorities. Applicants
                                                 (CFDA) Number: 84.116F.                               must specify on the Abstract and                          Despite these challenges and
                                                                                                       Information page of their applications                 opportunities, innovations in how
                                                 Dates:                                                                                                       students experience learning in college
                                                 Applications Available: May 11, 2015.                 which absolute priority is addressed in
                                                                                                       the application. For Absolute Priority 2               remain largely small scale or limited to
                                                 Deadline for Transmittal of                                                                                  a small number of institutions. With
                                               Applications: June 30, 2015.                            and Absolute Priority 3, we have
                                                                                                       identified multiple subparts. Applicants               some exceptions, the same degrees and
                                                 Deadline for Intergovernmental
                                                                                                       that address one of these absolute                     other credentials are offered in the
                                               Review: August 31, 2015.
                                                                                                       priorities must select one subpart that                traditional ways, by counting numbers
                                               Full Text of Announcement                               the proposed project will address to                   of courses taken or hours taught.
                                               I. Funding Opportunity Description                      meet the absolute priority.                            Methods of teaching have stayed largely
                                                                                                          These priorities are:                               static, with the traditional lecture as the
                                                  Purpose of Program: The FITW                                                                                core instructional design. New
                                               program is designed to support the                      Absolute Priority 1: Improving Teaching                approaches to teaching and learning,
                                               development, replication, and                           and Learning                                           such as tools and strategies that go
                                               dissemination of innovative solutions                     The Secretary gives priority to:                     beyond the traditional lecture to support
                                               and evidence for what works in                            Projects designed to improve teaching                active learning, and that actively engage
                                               addressing persistent and widespread                    and learning through:                                  learners or customize learning, must be
                                               challenges in postsecondary education                     Instruction-level tools or strategies                tested and expanded to more
                                               for students who are at risk for not                    such as adaptive learning technology,                  postsecondary institutions to improve
                                               persisting in and completing                            educational games, personalized                        accessibility and quality and reduce
                                               postsecondary programs, including, but                  learning, active- or project-based                     cost.
                                               not limited to, adult learners, working                 learning, faculty-centered strategies that
                                               students, part-time students, students                  systematically improve the quality of                  Absolute Priority 2: Developing and
                                               from low-income backgrounds, students                   teaching, or multi-disciplinary efforts                Using Assessments of Learning
                                               of color, students with disabilities, and               focused on improving instructional                        The Secretary gives priority to:
                                               first-generation students. The focus of                 experiences.                                              Projects that support the development
                                               the FITW program is to build evidence                     Note: A large percentage of students in              and use of externally validated
                                               for what works in postsecondary                         postsecondary education struggle                       assessments of student learning and
                                               education by testing the effectiveness of               academically because they arrive to college            stated learning goals through one of the
                                               these strategies in improving student                   unprepared for college-level coursework.1              following:
                                               persistence and completion outcomes.                    These struggles make the prospect of                      (a) Alternative assessment tools or
                                                  For FY 2015, the Department will                     dropping out more likely.2 Further, for                strategies such as micro- or competency-
                                               award two types of grants under this                                                                           based assessments, assessments
                                               program: ‘‘Development’’ grants and                        1 Xianglei Chen and others, Academic Preparation
                                                                                                                                                              embedded in curriculum, or
                                               ‘‘Validation’’ grants. These grants differ              for College in the High School Senior Class of 2003–
                                                                                                       04: Education Longitudinal Study of 2002 (ELS:         simulations, games, or other technology-
                                               in terms of the level of evidence of                    2002), Base-year, 2002, First Follow-up, 2004, and     based assessment approaches.
                                               effectiveness required for consideration                High School Transcript Study, 2004 (Washington:           (b) Aligning assessments across
                                               of funding, the level of scale the funded               U.S. Department of Education, National Center for
                                                                                                                                                              sectors and institutions, such as across
                                               project should reach, and, consequently,                Education Statistics, January 2010); Jay Greene and
                                                                                                       Greg Foster, ‘‘Public High School Graduation and       kindergarten through grade 12 and
                                               the amount of funding available to                      College Readiness Rates in the United States,’’        postsecondary education systems or
                                               support the project.                                    Working Paper 3 (New York: Manhattan Institute,        across two-year and four-year
                                                  This notice invites applications for                 Center for Civic Information, Education, September
                                               Development grants only. Development                    2003). Greene and Foster define being minimally
tkelley on DSK3SPTVN1PROD with NOTICES2




                                                                                                       ‘‘college ready’’ as: Graduating from high school,     Students: Does College Remediation Work?’’ Journal
                                               grants will support new or substantially                having taken four years of English, three years of     of Human Resources 44, no. 3 (2009); Brian Jacob
                                               more effective practices for addressing                 mathematics, and two years of science, social          and Lars Lefgren, ‘‘Remedial Education and Student
                                               widely shared challenges. Applications                  science, and foreign language, and demonstrating       Achievement: A Regression-Discontinuity
                                               for Development grants must be based                    basic literacy skills by scoring at least 265 points   Analysis,’’ Review of Economics and Statistics 86,
                                                                                                       on the National Assessment of Educational Progress     no. 1 (2004): 226–44.
                                               on Strong Theory (as defined in this                    in reading.                                              3 Arum, Richard and Roksa, Josipa, Academically
                                               notice). The Department has published                      2 Eric Bettinger and Bridget Terry Long,            Adrift: Limited Learning on College Campuses
                                               a separate notice inviting applications                 ‘‘Addressing the Needs of Under-Prepared College       (University of Chicago Press, January 2011).



                                          VerDate Sep<11>2014   17:54 May 08, 2015   Jkt 235001   PO 00000   Frm 00001   Fmt 4701   Sfmt 4703   E:\FR\FM\11MYN2.SGM   11MYN2


                                                                               Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices                                             27051

                                               institutions, to improve college                          Note: Given the limited resources of                relevant outcome (as defined in 34 CFR
                                               readiness and content delivery.                         secondary schools, institutions of higher             77.1(c)).
                                                                                                       education, and other relevant stakeholders,              (ii) The grantee must make broadly
                                                  Note: Learning assessment has shown                  the cost effectiveness of any intervention
                                               promise as an effective instructional strategy                                                                available, digitally and free of charge,
                                                                                                       designed to improve student outcomes is of
                                               to increase student success. While learning             primary importance. In recent years,                  through formal (e.g., peer-reviewed
                                               assessment, in the past, focused more on                numerous institutions, researchers, and               journals) or informal (e.g., newsletters)
                                               traditional testing, current assessment has                                                                   mechanisms, the results of any
                                                                                                       others have begun testing interventions that
                                               expanded to assess not just what students                                                                     evaluations it conducts of its funded
                                                                                                       are relatively low cost but have the ability to
                                               know but also what they can do, and is
                                               embedded in ways that inform instruction on
                                                                                                       have a high impact on student outcomes.               activities. The grantee must also ensure
                                                                                                       Many of these interventions minimize cost             that the data from its evaluation are
                                               an ongoing basis. Further, a knowledge-based
                                               economy requires assessment of higher-order             through the use of technology, such as digital        made available to third-party
                                               thinking skills such as analysis, synthesis,            messaging or predictive analytics to target           researchers consistent with applicable
                                               and transfer; along with ‘‘non-cognitive’’              interventions. Others incorporate low cost
                                                                                                                                                             privacy requirements.
                                               capacities such as mindset, persistence, and            approaches, such as non-cognitive
                                                                                                       interventions. We are particularly interested            (iii) The grantee and its independent
                                               other qualities. New forms of assessments                                                                     evaluator must agree to cooperate on an
                                               must be developed for these purposes and                in effective low cost interventions because
                                               tested for their benefits to students.                  even institutions with limited resources              ongoing basis with any technical
                                               Assessments are also needed to measure                  would be able to scale such strategies to             assistance provided by the Department
                                               what is learned outside the classroom, such             impact large numbers of students, and, such           or its contractor, including any
                                               as through previous work experience,                    interventions, particularly those that use            technical assistance provided to ensure
                                               workplace or community-based experiences,               technology, are often easily replicable.              that the evaluation design meets the
                                               and other high impact engagements.                        This priority is:                                   required evaluation standards, and
                                                                                                                                                             comply with the requirements of any
                                               Absolute Priority 3: Facilitating                       Implementing Low Cost-High Impact                     evaluation of the program conducted by
                                               Pathways to Credentialing and Transfer                  Strategies To Improve Student                         the Department. This includes
                                                  The Secretary gives priority to:                     Outcomes (Up to 5 Points)                             providing to the Department, within 100
                                                  Projects designed to develop and                        The Secretary gives priority to                    days of a grant award, an updated
                                               implement systems and practices to                      projects that use low-cost tools or                   comprehensive evaluation plan in a
                                               capture and aggregate credit or other                   strategies, such as those that use                    format and using such tools as the
                                               evidence of knowledge and skills                        technology, that result in a high impact              Department may require. Grantees must
                                               towards postsecondary degrees or                        on student outcomes.                                  update this evaluation plan at least
                                               credentials through one of the                             The selection criteria for the FY 2015             annually to reflect any changes to the
                                               following:                                              Development competition are designed                  evaluation and provide the updated
                                                  (a) Seamless transfer of credits                     to ensure that applications selected for              evaluation plan to the Department. All
                                               between postsecondary institutions; or                  funding have the best potential to                    of these updates must be consistent with
                                                  (b) Validation and transfer of credit                generate substantial improvements and                 the scope and objectives of the approved
                                               for learning or learning experiences                    research in student outcomes, and                     application.
                                               from non-institutional sources.                         include well-articulated plans for the                   (d) Funding Categories: An applicant
                                                  Note: Students obtain knowledge and skills           implementation, dissemination, and                    will be considered for an award only for
                                               through a variety of experiences and from a             evaluation of the proposed projects.                  the type of FITW grant (Development or
                                               range of institutions and providers. Many               Applicants should review the selection                Validation) for which it applies.
                                               postsecondary students attend more than one
                                                                                                       criteria and submission instructions                  Applicants may not apply for a FITW
                                               institution on their way to earning a
                                               certificate or degree. Further, many student            carefully to ensure their applications                competition in which they currently
                                               learning experiences, such as learning that             address this year’s criteria.                         have an active FITW grant. An applicant
                                               occurs through work experience or from non-                Requirements: The following                        may submit only one FITW application
                                               traditional education providers, are simply             requirements are from the NFP and                     in FY 2015.
                                               not recognized.                                         apply to all applications submitted                      (e) Management Plan: Within 100
                                                 Alternate systems and methods of                      under this competition:                               days of a grant award, the grantee must
                                               assessing, aggregating, and credentialing                  (a) Innovations That Improve                       provide an updated comprehensive
                                               learning experiences are needed to help                 Outcomes for High-Need Students:                      management plan for the approved
                                               more students reach completion in                       Grantees must implement projects                      project in a format and using such tools
                                               accelerated timeframes. Additionally,                   designed to improve one or more of the                as the Department may require. This
                                               new systems of portable, stackable                      following outcomes of high-need                       management plan must include detailed
                                               postsecondary degrees and credentials                   students (as defined in this notice) in               information about implementation of
                                               along transparent career pathways must                  postsecondary education: Persistence,                 the first year of the grant, including key
                                               be designed and opportunities to obtain                 academic progress, time to degree or                  milestones, staffing details, and other
                                               such degrees and credential must be                     and completion.                                       information that the Department may
                                               expanded.                                                  (b) Evidence Standards: To be eligible             require. It must also include a complete
                                                 Competitive Preference Priority: For                  for an award, an application for a                    list of performance metrics, including
                                               FY 2015, this priority is a competitive                 Development grant must be supported                   baseline measures and annual targets.
                                               preference priority. Under 34 CFR                       by Strong theory (as defined in 34 CFR                The grantee must update this
                                               75.105(c)(2)(i) we award up to an                       77.1(c)).                                             management plan at least annually to
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                                               additional five points to an application,                  (c) Independent Evaluation:                        reflect implementation of subsequent
                                               depending how well the application                         (i) The grantee must conduct an                    years of the project and provide the
                                               meets this priority. Applicants must                    Independent Evaluation (as defined in                 updated management plan to the
                                               clearly mark the Abstract and                           this notice) of its project. The evaluation           Department.
                                               Information page in the application                     must estimate the impact of the FITW-                    Definitions:
                                               package if they intend to address this                  supported practice (as implemented at                    The following definitions are from the
                                               competitive preference priority.                        the proposed level of scale) on a                     NFP and from 34 CFR 77.1 and apply


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                                               27052                           Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices

                                               to the priorities, requirements, and                    implementation, can meet What Works                     Estimated Range of Awards:
                                               selection criteria in this notice:                      Clearinghouse Evidence Standards                      $1,000,000 to $3,000,000.
                                                  High-need student means a student at                 without reservations.                                   Estimated Average Size of Awards:
                                               risk of educational failure or otherwise                  Relevant outcome means the student                  $2,000,000.
                                               in need of special assistance and                       outcome(s) (or the ultimate outcome if                  Maximum Award: We will not fund
                                               support such as adult learners, working                 not related to students) the proposed                 any application that proposes a budget
                                               students, part-time students, students                  process, product, strategy, or practice is            exceeding $3,000,000 for a single budget
                                               from low-income backgrounds, students                   designed to improve, consistent with                  period of 48-months. The Assistant
                                               of color, first-generation students,                    the specific goals of a program.                      Secretary for Postsecondary Education
                                               students with disabilities, and students                  Strong theory means a rationale for                 may change the maximum amount
                                               who are English learners. (Note: The                    the proposed process, product, strategy,              through a notice published in the
                                               Department does not limit the definition                or practice that includes a logic model.              Federal Register.
                                               of high-need students to this list. This                  What Works Clearinghouse evidence                     Estimated Number of Awards: 6 to 8.
                                               list is illustrative and may include other              standards means the standards set forth
                                                                                                                                                               Note: The Department is not bound by any
                                               categories of high-need students).                      in the What Works Clearinghouse
                                                                                                                                                             estimates in this notice.
                                                  Independent evaluation means an                      Procedures and Standards Handbook
                                               evaluation that is designed and carried                 (Version 3.0, March 2014), which can be                 Project Period: 48 months.
                                               out independent of and external to the                  found at the following link: http://                  III. Eligibility Information
                                               grantee, but in coordination with any                   ies.ed.gov/ncee/wwc/
                                               employees of the grantee who develop                    DocumentSum.aspx?sid=19.                                 1. Eligible Applicants: Institutions of
                                               a process, product, strategy, or practice                                                                     higher education, combinations of such
                                                                                                         Program Authority: 20 U.S.C. 1138–
                                               and are implementing it.                                1138d.
                                                                                                                                                             institutions, and other public and
                                                  Logic model (also referred to as a                                                                         private nonprofit institutions and
                                               theory of action) means a well-specified                  Applicable Regulations: (a) The                     agencies.
                                               conceptual framework that identifies                    Education Department General                             To qualify as an eligible MSI under
                                               key components of the proposed                          Administrative Regulations in 34 CFR                  the FITW Program, an institution of
                                               process, product, strategy, or practice                 parts 75, 77, 79, 82, 84, 86, 97, 98, and             higher education must meet one of two
                                               (i.e., the active ‘‘ingredients’’ that are              99. (b) The Office of Management and                  criteria:
                                               hypothesized to be critical to achieving                Budget Guidelines to Agencies on                         The first criterion includes: Current
                                               the relevant outcomes) and describes                    Governmentwide Debarment and                          eligibility approval as defined by the
                                               the relationship among the key                          Suspension (Nonprocurement) in 2 CFR                  Department’s FY 2015 eligibility process
                                               components and outcomes, theoretically                  part 180, as adopted and amended as                   for Title III and/or Title V of the Higher
                                               and operationally.                                      regulations of the Department in 2 CFR                Education Act of 1965, as amended; an
                                                  Minority-serving institution means an                part 3485. (c) The Uniform                            open grant under one of the
                                               institution that is eligible to receive                 Administrative Requirements, Cost                     Department’s Title III, Parts A and F
                                               assistance under sections 316 through                   Principles, and Audit Requirements for                and/or Title V programs; or a
                                               320 of part A of Title III, under part B                Federal Awards in 2 CFR part 200, as                  designation as a Historically Black
                                               of Title III, or under Title V of the HEA.              adopted and amended in 2 CFR part                     College or University or a Tribally
                                                  Nonprofit, as applied to an agency,                  3474. (d) The NFP.                                    Controlled College.
                                               organization, or institution, means that                  Note: The regulations in 34 CFR part 86                The second criterion includes:
                                               it is owned and operated by one or more                 apply to institutions of higher education             Specific enrollment percentages for
                                               corporations or associations whose net                  only.                                                 minority students served; and, if
                                               earnings do not benefit, and cannot                                                                           applicable, needy student and
                                               lawfully benefit, any private                           II. Award Information                                 educational and general expenditure
                                               shareholder or entity.                                     Type of Award: Discretionary grants.               criteria for determining income
                                                  Quasi-experimental design study                         Estimated Available Funds:                         eligibility.
                                               means a study using a design that                       $60,000,000 total for the FITW program,                  More information on MSI eligibility is
                                               attempts to approximate an                              with up to $16,000,000 set aside for                  in the application package under the
                                               experimental design by identifying a                    Minority-Serving Institutions (MSIs), in              section entitled Eligibility. The
                                               comparison group that is similar to the                 accordance with the Joint Explanatory                 Department will screen the applications
                                               treatment group in important respects.                  Statement accompanying the                            to verify MSI eligibility based on these
                                               These studies, depending on design and                  Consolidated and Further Continuing                   criteria and, if applicable, will use the
                                               implementation, can meet What Works                     Appropriations Act of 2015. In                        most recent Integrated Postsecondary
                                               Clearinghouse Evidence Standards with                   implementing this set aside, the                      Education Data System data. In the
                                               reservations (but not What Works                        Department may fund high-quality                      event an application does not qualify for
                                               Clearinghouse Evidence Standards                        applications from MSIs out of rank                    MSI eligibility, it will still be reviewed.
                                               without reservations).                                  order in the competition for                             2. Cost Sharing or Matching: This
                                                  Randomized controlled trial means a                  Development grants, Validation grants                 program does not require cost sharing or
                                               study that employs random assignment                    or in both competitions. We plan to                   matching.
                                               of, for example, students, teachers,                    allocate at least $20 million for
                                               classrooms, schools, or districts to                                                                          IV. Application and Submission
                                                                                                       Development grants but the actual
                                               receive the intervention being evaluated                                                                      Information
                                                                                                       amount will depend on the quality of
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                                               (the treatment group) or not to receive                 the proposals for both competitions.                    1. Address to Request Application
                                               the intervention (the control group). The                  Contingent upon the availability of                Package: You can obtain an application
                                               estimated effectiveness of the                          funds and the quality of applications,                package via the Internet or from the
                                               intervention is the difference between                  we may make additional awards in FY                   Education Publications Center (ED
                                               the average outcome for the treatment                   2016 or later years from the list of                  Pubs).
                                               group and for the control group. These                  unfunded applicants from this                           To obtain a copy via the Internet, use
                                               studies, depending on design and                        competition.                                          the following address: www.ed.gov/


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                                                                               Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices                                               27053

                                               fund/grant/apply/grantapp/index.html.                      The 32-page limit does not apply to                  a. Have a Data Universal Numbering
                                               To obtain a copy from ED Pubs, write,                   Part I, the cover sheet, the table of                 System (DUNS) number and a Taxpayer
                                               fax, or call the following: ED Pubs, U.S.               contents; Part II, the budget section,                Identification Number (TIN);
                                               Department of Education, P.O. Box                       including the narrative budget                          b. Register both your DUNS number
                                               22207, Alexandria, VA 22304.                            justification; Part IV, the assurances and            and TIN with the System for Award
                                               Telephone, toll free: 1–877–433–7827.                   certifications; or Abstract and                       Management (SAM) (formerly the
                                               FAX: (703) 605–6794. If you use a                       Information page, the resumes (three-                 Central Contractor Registry (CCR)), the
                                               telecommunications device for the deaf                  page limit per resume), the citations or              Government’s primary registrant
                                               (TDD) or a text telephone (TTY), call,                  full studies, appendix, or letters of                 database;
                                               toll free: 1–877–576–7734.                              support.                                                c. Provide your DUNS number and
                                                  You also can contact ED Pubs at its                     If you include any attachments or                  TIN on your application; and
                                               Web site: www.EDPubs.gov or at its                      appendices not specifically requested                   d. Maintain an active SAM
                                               email address: edpubs@inet.ed.gov.                      and required for the application, these               registration with current information
                                                  If you request an application from ED                items will be counted as part of the                  while your application is under review
                                               Pubs, be sure to identify this program as               narrative for the purposes of the page                by the Department and, if you are
                                               follows: CFDA number 84.116F.                           limit.                                                awarded a grant, during the project
                                                  Individuals with disabilities can                       3. Submission Dates and Times:                     period.
                                               obtain a copy of the application package                   Applications Available: May 11, 2015.                You can obtain a DUNS number from
                                               in an accessible format (e.g., braille,                    Deadline for Transmittal of                        Dun and Bradstreet. A DUNS number
                                               large print, audiotape, or compact disc)                Applications: June 30, 2015.                          can be created within one to two
                                               by contacting the person listed under                      Applications for grants under this                 business days.
                                               FOR FURTHER INFORMATION CONTACT in                      competition must be submitted                           If you are a corporate entity, agency,
                                               section VII of this notice.                             electronically using the Grants.gov                   institution, or organization, you can
                                                  2. Content and Form of Application                   Apply site (Grants.gov). For information              obtain a TIN from the Internal Revenue
                                               Submission: Requirements concerning                     (including dates and times) about how                 Service. If you are an individual, you
                                               the content of an application, together                 to submit your application                            can obtain a TIN from the Internal
                                               with the forms you must submit, are in                  electronically, or in paper format by                 Revenue Service or the Social Security
                                               the application package for this                        mail or hand delivery if you qualify for              Administration. If you need a new TIN,
                                               competition.                                            an exception to the electronic                        please allow two to five weeks for your
                                                  Page Limit: The application narrative                submission requirement, please refer to               TIN to become active.
                                               is where you, the applicant, address the                section IV.7. Other Submission                          The SAM registration process can take
                                               selection criteria and the competitive                  Requirements.                                         approximately seven business days, but
                                               preference priority that reviewers use to                  We do not consider an application                  may take upwards of several weeks
                                               evaluate your application. You must                     that does not comply with the deadline                depending on the completeness and
                                               limit the section of the application                    requirements.                                         accuracy of the data entered into the
                                               narrative that addresses:                                  Individuals with disabilities who                  SAM database by an entity. Thus, if you
                                                  • The selection criteria to no more                  need an accommodation or auxiliary aid                think you might want to apply for
                                               than 30 pages, and                                      in connection with the application                    Federal financial assistance under a
                                                  • The competitive preference priority                process should contact the person listed              program administered by the
                                               to no more than 2 pages.                                under FOR FURTHER INFORMATION                         Department, please allow sufficient time
                                                  Accordingly, under no circumstances                  CONTACT in section VII of this notice. If
                                                                                                                                                             to obtain and register your DUNS
                                               may the application narrative exceed 32                 the Department provides an                            number and TIN. We strongly
                                               pages.                                                  accommodation or auxiliary aid to an                  recommend that you register early.
                                                  Please include a separate heading for                individual with a disability in
                                               the competitive preference priority if                  connection with the application                         Note: Once your SAM registration is active,
                                               you choose to address it.                               process, the individual’s application                 you will need to allow 24 to 48 hours for the
                                                  For purposes of determining                                                                                information to be available in Grants.gov and
                                                                                                       remains subject to all other                          before you can submit an application through
                                               compliance with the 32-page limit, each                 requirements and limitations in this                  Grants.gov.
                                               page on which there are words will be                   notice.
                                               counted as one full page. Applicants                       Deadline for Intergovernmental                       If you are currently registered with
                                               must use the following standards:                       Review: August 31, 2015.                              SAM, you may not need to make any
                                                  • A ‘‘page’’ is 8.5″ x 11″, on one side                 4. Intergovernmental Review: This                  changes. However, please make certain
                                               only, with 1″ margins at the top, bottom,               program is subject to Executive Order                 that the TIN associated with your DUNS
                                               and both sides.                                         12372 and the regulations in 34 CFR                   number is correct. Also note that you
                                                  • Double space (no more than three                   part 79. Information about                            will need to update your registration
                                               lines per vertical inch) all text in the                Intergovernmental Review of Federal                   annually. This may take three or more
                                               application narrative, except titles,                   Programs under Executive Order 12372                  business days.
                                               headings, footnotes, endnotes,                          is in the application package for this                  Information about SAM is available at
                                               quotations, references, and captions.                   program.                                              www.SAM.gov. To further assist you
                                               Charts, tables, figures, and graphs in the                 5. Funding Restrictions: We reference              with obtaining and registering your
                                               application may be single spaced.                       regulations outlining funding                         DUNS number and TIN in SAM or
                                                  • Use a font that is either 12 point or              restrictions in the Applicable                        updating your existing SAM account,
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                                               larger or no smaller than 10 pitch                      Regulations section of this notice.                   we have prepared a SAM.gov Tip Sheet,
                                               (characters per inch). However, you may                    6. Data Universal Numbering System                 which you can find at www2.ed.gov/
                                               use a 10-point font in charts, tables,                  Number, Taxpayer Identification                       fund/grant/apply/sam-faqs.html.
                                               figures, graphs, footnotes, and endnotes.               Number, and System for Award                            In addition, if you are submitting your
                                                  • Use one of the following fonts:                    Management:                                           application via Grants.gov, you must (1)
                                               Times New Roman, Courier, Courier                          To do business with the Department                 be designated by your organization as an
                                               New, or Arial.                                          of Education, you must—                               Authorized Organization Representative


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                                               27054                           Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices

                                               (AOR), and (2) register yourself with       DC time, on the application deadline                              application from Grants.gov and send a
                                               Grants.gov as an AOR. Details on these      date. We do not consider an application                           second notification to you by email.
                                               steps are outlined at the following         that does not comply with the deadline                            This second notification indicates that
                                               Grants.gov Web page: www.grants.gov/        requirements. When we retrieve your                               the Department has received your
                                               web/grants/register.html.                   application from Grants.gov, we will                              application and has assigned your
                                                 7. Other Submission Requirements:         notify you if we are rejecting your                               application a PR/Award number (an ED-
                                               Applications for grants under this          application because it was date and time                          specified identifying number unique to
                                               competition must be submitted               stamped by the Grants.gov system after                            your application).
                                               electronically unless you qualify for an    4:30:00 p.m., Washington, DC time, on                                • We may request that you provide us
                                               exception to this requirement in            the application deadline date.                                    original signatures on forms at a later
                                               accordance with the instructions in this       • The amount of time it can take to                            date.
                                               section.                                    upload an application will vary                                      Application Deadline Date Extension
                                                                                           depending on a variety of factors,                                in Case of Technical Issues with the
                                               a. Electronic Submission of                                                                                   Grants.gov System: If you are
                                                                                           including the size of the application and
                                               Applications                                                                                                  experiencing problems submitting your
                                                                                           the speed of your Internet connection.
                                                  Applications for grants under the First Therefore, we strongly recommend that                              application through Grants.gov, please
                                               in the World Program, CFDA number           you do not wait until the application                             contact the Grants.gov Support Desk,
                                               84.116F, must be submitted                  deadline date to begin the submission                             toll free, at 1–800–518–4726. You must
                                               electronically using the                    process through Grants.gov.                                       obtain a Grants.gov Support Desk Case
                                               Governmentwide Grants.gov Apply site           • You should review and follow the                             Number and must keep a record of it.
                                               at www.Grants.gov. Through this site,       Education Submission Procedures for                                  If you are prevented from
                                               you will be able to download a copy of      submitting an application through                                 electronically submitting your
                                               the application package, complete it        Grants.gov that are included in the                               application on the application deadline
                                               offline, and then upload and submit         application package for this competition                          date because of technical problems with
                                               your application. You may not email an to ensure that you submit your                                         the Grants.gov system, we will grant you
                                               electronic copy of a grant application to application in a timely manner to the                               an extension until 4:30:00 p.m.,
                                               us.                                         Grants.gov system. You can also find the                          Washington, DC time, the following
                                                  We will reject your application if you Education Submission Procedures                                     business day to enable you to transmit
                                               submit it in paper format unless, as        pertaining to Grants.gov under News                               your application electronically or by
                                               described elsewhere in this section, you and Events on the Department’s G5                                    hand delivery. You also may mail your
                                               qualify for one of the exceptions to the    system home page at www.G5.gov.                                   application by following the mailing
                                               electronic submission requirement and          • You will not receive additional                              instructions described elsewhere in this
                                               submit, no later than two weeks before      point value because you submit your                               notice.
                                               the application deadline date, a written    application in electronic format, nor                                If you submit an application after
                                               statement to the Department that you        will we penalize you if you qualify for                           4:30:00 p.m., Washington, DC time, on
                                               qualify for one of these exceptions.        an exception to the electronic                                    the application deadline date, please
                                               Further information regarding               submission requirement, as described                              contact the person listed under FOR
                                               calculation of the date that is two weeks elsewhere in this section, and submit                               FURTHER INFORMATION CONTACT in
                                               before the application deadline date is     your application in paper format.                                 section VII of this notice and provide an
                                               provided later in this section under           • You must submit all documents                                explanation of the technical problem
                                               Exception to Electronic Submission          electronically, including all information                         you experienced with Grants.gov, along
                                               Requirement.                                you typically provide on the following                            with the Grants.gov Support Desk Case
                                                  You may access the electronic grant      forms: The Application for Federal                                Number. We will accept your
                                               application for the First in the World      Assistance (SF 424), the Department of                            application if we can confirm that a
                                               Program at www.Grants.gov. You must         Education Supplemental Information for                            technical problem occurred with the
                                               search for the downloadable application SF 424, Budget Information—Non-                                       Grants.gov system and that that problem
                                               package for this competition by the         Construction Programs (ED 524), and all                           affected your ability to submit your
                                               CFDA number. Do not include the             necessary assurances and certifications.                          application by 4:30:00 p.m.,
                                               CFDA number’s alpha suffix in your             • You must upload any narrative                                Washington, DC time, on the
                                               search (e.g., search for 84.116, not        sections and all other attachments to                             application deadline date. The
                                               84.116F).                                   your application as files in a PDF                                Department will contact you after a
                                                  Please note the following:               (Portable Document) read-only, non-                               determination is made on whether your
                                                  • When you enter the Grants.gov site, modifiable format. Do not upload an                                  application will be accepted.
                                               you will find information about             interactive or fillable PDF file. If you
                                                                                                                                                                Note: The extensions to which we refer in
                                               submitting an application electronically upload a file type other than a read-                                this section apply only to the unavailability
                                               through the site, as well as the hours of   only, non-modifiable PDF or submit a                              of, or technical problems with, the Grants.gov
                                               operation.                                  password-protected file, we will not                              system. We will not grant you an extension
                                                  • Applications received by Grants.gov review that material.                                                if you failed to fully register to submit your
                                               are date and time stamped. Your                • Your electronic application must                             application to Grants.gov before the
                                               application must be fully uploaded and      comply with any page-limit                                        application deadline date and time or if the
                                               submitted and must be date and time         requirements described in this notice.                            technical problem you experienced is
                                               stamped by the Grants.gov system no            • After you electronically submit                              unrelated to the Grants.gov system.
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                                               later than 4:30:00 p.m., Washington, DC your application, you will receive from                                 Exception to Electronic Submission
                                               time, on the application deadline date.     Grants.gov an automatic notification of                           Requirement: You qualify for an
                                               Except as otherwise noted in this           receipt that contains a Grants.gov                                exception to the electronic submission
                                               section, we will not accept your            tracking number. (This notification                               requirement, and may submit your
                                               application if it is received—that is, date indicates receipt by Grants.gov only, not                         application in paper format, if you are
                                               and time stamped by the Grants.gov          receipt by the Department.) The                                   unable to submit an application through
                                               system—after 4:30:00 p.m., Washington, Department then will retrieve your                                     the Grants.gov system because—


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                                                                               Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices                                             27055

                                                  • You do not have access to the                        (2) A mail receipt that is not dated by             demonstration of promising new
                                               Internet; or                                            the U.S. Postal Service.                              strategies that build on, or are
                                                  • You do not have the capacity to                      If your application is postmarked after             alternatives to, existing strategies.
                                               upload large documents to the                           the application deadline date, we will                   3. The potential replicability of the
                                               Grants.gov system;                                      not consider your application.                        proposed project or strategies,
                                                  and                                                    Note: The U.S. Postal Service does not              including, as appropriate, the potential
                                                  • No later than two weeks before the                 uniformly provide a dated postmark. Before            for implementation in a variety of
                                               application deadline date (14 calendar                  relying on this method, you should check              settings.
                                               days or, if the fourteenth calendar day                 with your local post office.
                                               before the application deadline date                                                                          B. Quality of the Project Design (Up to
                                               falls on a Federal holiday, the next                    c. Submission of Paper Applications by                30 Points)
                                               business day following the Federal                      Hand Delivery                                            The Secretary considers the quality of
                                               holiday), you mail or fax a written                        If you qualify for an exception to the             the design of the proposed project. In
                                               statement to the Department, explaining                 electronic submission requirement, you                determining the quality of the design of
                                               which of the two grounds for an                         (or a courier service) may deliver your               the proposed project, the Secretary
                                               exception prevents you from using the                   paper application to the Department by                considers the following factors:
                                               Internet to submit your application.                    hand. You must deliver the original and                  1. The extent to which the design of
                                                  If you mail your written statement to                two copies of your application by hand,               the proposed project is appropriate to,
                                               the Department, it must be postmarked                   on or before the application deadline                 and will successfully address, the needs
                                               no later than two weeks before the                      date, to the Department at the following              of the target population or other
                                               application deadline date. If you fax                   address: U.S. Department of Education,                identified needs.
                                               your written statement to the                           Application Control Center, Attention:                   2. The extent to which the proposed
                                               Department, we must receive the faxed                   CFDA 84.116F, 550 12th Street SW.,                    project represents an exceptional
                                               statement no later than two weeks                       Room 7039, Potomac Center Plaza,                      approach to the priority or priorities
                                               before the application deadline date.                   Washington, DC 20202–4260.                            established for the competition.
                                                  Address and mail or fax your                            The Application Control Center                        3. The extent to which there is a
                                               statement to: Gary Thomas, First in the                 accepts hand deliveries daily between                 conceptual framework underlying the
                                               World, U.S. Department of Education,                    8:00 a.m. and 4:30:00 p.m., Washington,               proposed research or demonstration
                                               1990 K Street NW., Room 6153,                           DC time, except Saturdays, Sundays,                   activities and the quality of that
                                               Washington, DC 20006–8544. FAX:                         and Federal holidays.                                 framework.
                                               (202) 502–7877.                                                                                               C. Adequacy of Resources (Up to 20
                                                                                                          Note for Mail or Hand Delivery of Paper
                                                  Your paper application must be                       Applications: If you mail or hand deliver             Points)
                                               submitted in accordance with the mail                   your application to the Department—
                                               or hand delivery instructions described                    (1) You must indicate on the envelope                The Secretary considers the adequacy
                                               in this notice.                                         and—if not provided by the Department—in              of resources for the proposed project. In
                                                                                                       Item 11 of the SF 424 the CFDA number,                determining the adequacy of resources
                                               b. Submission of Paper Applications by                  including suffix letter, if any, of the               for the proposed project, the Secretary
                                               Mail                                                    competition under which you are submitting            considers the following factors:
                                                  If you qualify for an exception to the               your application; and                                   1. The adequacy of support, including
                                               electronic submission requirement, you                     (2) The Application Control Center will            facilities, equipment, supplies, and
                                                                                                       mail to you a notification of receipt of your
                                               may mail (through the U.S. Postal                       grant application. If you do not receive this
                                                                                                                                                             other resources, from the applicant
                                               Service or a commercial carrier) your                   notification within 15 business days from the         organization or the lead applicant
                                               application to the Department. You                      application deadline date, you should call            organization.
                                               must mail the original and two copies                   the U.S. Department of Education                        2. The extent to which the costs are
                                               of your application, on or before the                   Application Control Center at (202) 245–              reasonable in relation to the objectives,
                                               application deadline date, to the                       6288.                                                 design, and potential significance of the
                                               Department at the following address:                                                                          proposed project.
                                               U.S. Department of Education,                           V. Application Review Information                       3. The qualifications, including
                                               Application Control Center, Attention:                    1. Selection Criteria: The following                relevant training and experience, of the
                                               CFDA 84.116F, LBJ Basement Level 1,                     selection criteria for this Development               project director or principal
                                               400 Maryland Avenue SW.,                                competition are from 34 CFR 75.210.                   investigator.
                                               Washington, DC 20202–4260.                              The points assigned to each criterion are               4. The qualifications, including
                                                  You must show proof of mailing                       indicated in parentheses. We will award               relevant training and experience, of the
                                               consisting of one of the following:                     up to a total of 100 points to an                     key project personnel.
                                                  (1) A legibly dated U.S. Postal Service              application under the selection criteria.             D. Quality of the Project Evaluation (Up
                                               postmark.                                                                                                     to 30 Points)
                                                  (2) A legible mail receipt with the                  A. Significance (Up to 20 Points)
                                               date of mailing stamped by the U.S.                        The Secretary considers the                          The Secretary considers the quality of
                                               Postal Service.                                         significance of the proposed project. In              the evaluation to be conducted of the
                                                  (3) A dated shipping label, invoice, or              determining the significance of the                   proposed project. In determining the
                                               receipt from a commercial carrier.                      proposed project, the Secretary                       quality of the evaluation, the Secretary
                                                  (4) Any other proof of mailing                       considers the following factors:                      considers the following factors:
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                                               acceptable to the Secretary of the U.S.                    1. The potential contribution of the                 1. The extent to which the goals,
                                               Department of Education.                                proposed project to increased                         objectives, and outcomes to be achieved
                                                  If you mail your application through                 knowledge or understanding of                         by the proposed project are specified
                                               the U.S. Postal Service, we do not                      education problems, issues, or effective              and measurable.
                                               accept either of the following as proof                 strategies.                                             2. The extent to which the methods of
                                               of mailing:                                                2. The extent to which the proposed                evaluation will, if well implemented,
                                                  (1) A private metered postmark.                      project involves the development or                   produce evidence about the project’s


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                                               27056                           Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices

                                               effectiveness that would meet the What                  accordance with the requirements in                      2. Administrative and National Policy
                                               Works Clearinghouse Evidence                            this notice to determine which                        Requirements: We identify
                                               Standards with reservations.                            applications meet the eligibility                     administrative and national policy
                                                  3. The extent to which the methods of                requirements. This screening process                  requirements in the application package
                                               evaluation will, if well-implemented,                   may occur at various stages of the                    and reference these and other
                                               produce evidence about the project’s                    application review process; applicants                requirements in the Applicable
                                               effectiveness that would meet the What                  that are determined ineligible will not               Regulations section of this notice.
                                               Works Clearinghouse Evidence                            be considered further or be awarded a                    We reference the regulations outlining
                                               Standards without reservations.                         grant. For the application review                     the terms and conditions of an award in
                                                  4. The qualifications, including                     process, we will use independent peer                 the Applicable Regulations section of
                                               relevant training and experience, of                    reviewers with varied backgrounds and                 this notice and include these and other
                                               project consultants or subcontractors.                  professions in postsecondary education                specific conditions in the GAN. The
                                                  Note: Successful applications will be those          including college and university                      GAN also incorporates your approved
                                               that have an evaluation design that has the             educators, researchers and evaluators,                application as part of your binding
                                               potential to meet the What Works                        strategy consultants, grant makers and                commitments under the grant.
                                               Clearinghouse Evidence Standards with or                managers, and others with                                To ensure that the Federal investment
                                               without reservations. The What Works                    postsecondary education expertise. All                of these funds has as broad an impact
                                               Clearinghouse Procedures and Standards                  reviewers will be thoroughly screened                 as possible and to encourage innovation
                                               Handbook describes in detail which types of                                                                   in the development of new learning
                                               study designs can meet WWC Evidence                     for conflicts of interest to ensure a fair
                                               Standards with or without reservations                  and competitive review process.                       materials, FITW grantees will be
                                               including both quasi-experimental design                   For FITW Development grant                         required to license to the public all
                                               studies and randomized controlled trials (as            applications the Department will use a                intellectual property (except for
                                               defined in this notice). The response to this           two-tier review process to review and                 computer software source code,
                                               selection criterion should include a                    score eligible applications. Content                  discussed below) created with the
                                               description of the total unduplicated number            reviewers will review and score eligible              support of grant funds, including both
                                               of students involved in the project. The term           applications on the three selection                   new content created with grant funds
                                               project consultants include the person or                                                                     and modifications made to pre-existing,
                                               firm conducting the independent evaluation
                                                                                                       criteria: A. Significance; B. Quality of
                                               (as defined in this notice). The applicant is           the Project Design; and C. Adequacy of                grantee-owned content using grant
                                               encouraged to select an evaluator with                  Resources. These reviewers will also                  funds. That license must be worldwide,
                                               experience in the design and management of              review and score the applications which               non-exclusive, royalty-free, perpetual,
                                               evaluations designed to meet What Works                 address the competitive preference                    irrevocable, and grant the public
                                               Clearinghouse Evidence Standards.                       priority. Eligible applications that score            permission to access, reproduce,
                                                 We encourage eligible applicants to                   highly on these three selection criteria              publicly perform, publicly display,
                                               review the following technical                          will have the remaining criterion, D.                 adapt, distribute, and otherwise use the
                                               assistance resources on evaluation:                     Quality of the Project Evaluation,                    intellectual property referenced above
                                                 (1) What Works Clearinghouse                          reviewed and scored by a different                    (except for computer software source
                                               Procedures and Standards Handbook:                      panel of peer reviewers with evaluation               code, discussed below) for any
                                               http://ies.ed.gov/ncee/wwc/references/                  expertise.                                            purposes, conditioned only on the
                                               idocviewer/                                                Finally, if there are two or more                  requirement that attribution be given to
                                               doc.aspx?docid=19&tocid=1; and                          applications with the same final score                authors as designated. Further, the
                                                 (2) IES/NCEE Technical Methods                        and there are insufficient funds to fully             Department requires that all computer
                                               papers: http://ies.ed.gov/ncee/tech_                    support these applications, the                       software source code developed or
                                               methods/.                                               Department will consider an equitable                 created with FITW funds will be
                                                 2. Review and Selection Process: We                   distribution of grants among geographic               released under an intellectual property
                                               remind potential applicants that in                     locations.                                            license that allows others to freely use
                                               reviewing applications in any                              3. Special Conditions: Under 2 CFR                 and build upon them.
                                               discretionary grant competition, the                    3474.10, the Secretary may impose                        3. Reporting: (a) If you apply for a
                                               Secretary may consider, under 34 CFR                    special conditions and, in appropriate                grant under this competition, you must
                                               75.217(d)(3), the past performance of the               circumstances, high-risk conditions on a              ensure that you have in place the
                                               applicant in carrying out a previous                    grant if the applicant or grantee is not              necessary processes and systems to
                                               award, such as the applicant’s use of                   financially stable; has a history of                  comply with the reporting requirements
                                               funds, achievement of project                           unsatisfactory performance; has a                     in 2 CFR part 170 should you receive
                                               objectives, and compliance with grant                   financial or other management system                  funding under the competition. This
                                               conditions. The Secretary may also                      that does not meet the standards in 2                 does not apply if you have an exception
                                               consider whether the applicant failed to                CFR part 200, subpart D; has not                      under 2 CFR 170.110(b).
                                               submit a timely performance report or                   fulfilled the conditions of a prior grant;               (b) At the end of your project period,
                                               submitted a report of unacceptable                      or is otherwise not responsible.                      you must submit a final performance
                                               quality.                                                                                                      report, including financial information,
                                                 In addition, in making a competitive                  VI. Award Administration Information                  as directed by the Secretary. If you
                                               grant award, the Secretary also requires                   1. Award Notices: If your application              receive a multi-year award, you must
                                               various assurances including those                      is successful, we notify your U.S.                    submit an annual performance report
                                               applicable to Federal civil rights laws                 Representative and U.S. Senators and                  that provides the most current
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                                               that prohibit discrimination in programs                send you a Grant Award Notification                   performance and financial expenditure
                                               or activities receiving Federal financial               (GAN); or we may send you an email                    information as directed by the Secretary
                                               assistance from the Department of                       containing a link to access an electronic             under 34 CFR 75.118. The Secretary
                                               Education (34 CFR 100.4, 104.5, 106.4,                  version of your GAN. We may notify                    may also require more frequent
                                               108.8, and 110.23).                                     you informally, also.                                 performance reports under 34 CFR
                                                 Prior to making awards, we will                          If your application is not evaluated or            75.720(c). For specific requirements on
                                               screen applications submitted in                        not selected for funding, we notify you.              reporting, please go to www.ed.gov/


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                                                                               Federal Register / Vol. 80, No. 90 / Monday, May 11, 2015 / Notices                                             27057

                                               fund/grant/apply/appforms/                                 Electronic Access to This Document:                and evidence for what works in
                                               appforms.html.                                          The official version of this document is              addressing persistent and widespread
                                                  4. Performance Measures: Under the                   the document published in the Federal                 challenges in postsecondary education
                                               Government Performance and Results                      Register. Free Internet access to the                 for students who are at risk for not
                                               Act of 1993, the Department will use the                official edition of the Federal Register              persisting in and completing
                                               following performance measures in                       and the Code of Federal Regulations is                postsecondary programs, including, but
                                               assessing the successful performance of                 available via the Federal Digital System              not limited to, adult learners, working
                                               FIPSE’s FITW grants:                                    at: www.gpo.gov/fdsys. At this site you               students, part-time students, students
                                                  (a) The extent to which funded                       can view this document, as well as all                from low-income backgrounds, students
                                               projects are replicated (i.e., adopted or               other documents of this Department                    of color, students with disabilities, and
                                               adapted by others).                                     published in the Federal Register, in                 first-generation students. The focus of
                                                  (b) The extent to which projects are                 text or Adobe Portable Document                       the FITW program is to build evidence
                                               institutionalized and continued after                   Format (PDF). To use PDF you must                     for what works in postsecondary
                                               funding.                                                have Adobe Acrobat Reader, which is                   education by testing the effectiveness of
                                                  (c) The extent to which the metrics                  available free at the site.                           these strategies in improving student
                                               used to assess and evaluate project                        You may also access documents of the               persistence and completion outcomes.
                                               results measure performance under the                   Department published in the Federal                      For FY 2015, the Department will
                                               absolute priority the project is designed               Register by using the article search                  award two types of grants under FITW:
                                               to address.                                             feature at: www.federalregister.gov.                  ‘‘Development’’ grants and ‘‘Validation’’
                                                  (d) The percentage of projects                       Specifically, through the advanced                    grants. These grants differ in terms of
                                               supported by FITW grants that produce                   search feature at this site, you can limit            the level of evidence of effectiveness
                                               evidence of their effectiveness (i.e., meet             your search to documents published by                 required for consideration of funding,
                                               What Works Clearinghouse Evidence                       the Department.                                       the level of scale the funded project
                                               Standards with or without reservations)                    Delegation of Authority: The Secretary             should reach, and, consequently, the
                                               at improving student outcomes and                       of Education has delegated authority to               amount of funding available to support
                                               college affordability, especially for low-              Jamienne S. Studley, Deputy Under                     the project.
                                                                                                       Secretary, to perform the functions and                  This notice invites applications for
                                               income students.
                                                                                                       duties of the Assistant Secretary for                 Validation grants only. Validation grants
                                                  (e) The percentage of projects
                                                                                                       Postsecondary Education.                              provide funding to support the
                                               supported by FITW grants that provide
                                                                                                                                                             expansion and replication of projects
                                               high-quality implementation data and                      Dated: May 5, 2015.
                                                                                                                                                             supported by moderate evidence of
                                               performance feedback that allow for                     Jamienne S. Studley,                                  effectiveness (as defined in this notice)
                                               periodic assessment of progress toward                  Deputy Under Secretary.                               to a scaled multi-site sample (as defined
                                               achieving intended outcomes.                            [FR Doc. 2015–11336 Filed 5–8–15; 8:45 am]            in this notice), which would include
                                                  (f) The cost per student served by                   BILLING CODE 4000–01–P                                multiple institutions of higher
                                               FITW grants.                                                                                                  education, including multiple
                                                  (g) The cost per successful student                                                                        institutions within a State system.
                                               outcome.                                                DEPARTMENT OF EDUCATION                                  All Validation grantees must evaluate
                                                  If funded, you will be asked to collect                                                                    the effectiveness of the project at each
                                               and report data from your project on                    Applications for New Awards; First in                 partner entity. The evaluation design
                                               steps taken toward achieving the                        the World Program—Validation Grants                   will be assessed on the extent to which
                                               outcomes evaluated by these                                                                                   it could meet What Works
                                                                                                       AGENCY: Office of Postsecondary
                                               performance measures. Consequently,                                                                           Clearinghouse Evidence Standards (as
                                                                                                       Education, Department of Education.
                                               applicants are advised to include these                                                                       defined in this notice) without
                                               outcomes in conceptualizing the design,                 ACTION: Notice.
                                                                                                                                                             reservations.
                                               implementation, and evaluation of their                                                                          The Department has published a
                                               proposed projects.                                      Overview Information
                                                                                                                                                             separate notice inviting applications for
                                               VII. Agency Contact                                     Fund for the Improvement of                           Development grants elsewhere in this
                                                                                                       Postsecondary Education (FIPSE)—First                 issue of the Federal Register.
                                               FOR FURTHER INFORMATION CONTACT:      Gary              in the World (FITW) Program—                             Priorities: This notice contains four
                                               Thomas, U.S. Department of Education,                   Validation Grants                                     absolute priorities. The first three
                                               1990 K Street NW., Room 6153,                             Notice inviting applications for new                absolute priorities are from the notice of
                                               Washington, DC 20006–8544.                              awards for fiscal year (FY) 2015.                     final priorities, requirements,
                                               Telephone: 202–502–7677. You may                                                                              definitions, and selection criterion for
                                               send emails to OPEFITWdevlopment@                       Catalog of Federal Domestic Assistance                this program (NFP), published
                                                                                                         (CFDA) Number: 84.116X.
                                               ed.gov.                                                                                                       elsewhere in this issue of the Federal
                                                 If you use a TDD or a TTY, call the                     Dates:                                              Register. The fourth absolute priority is
                                               Federal Relay Service, toll free, at 1–                   Applications Available: May 11, 2015.               from the Department’s notice of final
                                               800–877–8339.                                             Deadline for Transmittal of                         supplemental priorities and definitions
                                                                                                       Applications: June 30, 2015.                          for discretionary grant programs
                                               VIII. Other Information                                   Deadline for Intergovernmental                      (Supplemental Priorities), published in
                                                  Accessible Format: Individuals with                  Review: August 31, 2015.                              the Federal Register on December 10,
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                                               disabilities can obtain this document                   Full Text of Announcement                             2014 (79 FR 73425).
                                               and a copy of the application package in                                                                         Absolute Priorities: For FY 2015 and
                                               an accessible format (e.g., braille, large              I. Funding Opportunity Description                    any subsequent year in which we make
                                               print, audiotape, or compact disc) on                      Purpose of Program: The FITW                       awards from the list of unfunded
                                               request to the program contact person                   program is designed to support the                    applications from this competition,
                                               listed under FOR FURTHER INFORMATION                    development, replication, and                         these priorities are absolute priorities.
                                               CONTACT in section VII of this notice.                  dissemination of innovative solutions                 Under 34 CFR 75.105(c)(3), we consider


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Document Created: 2018-02-21 10:26:14
Document Modified: 2018-02-21 10:26:14
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactGary Thomas, U.S. Department of Education, 1990 K Street NW., Room 6153, Washington, DC 20006-8544. Telephone: 202-502-7677. You may send emails to [email protected]
FR Citation80 FR 27050 

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