80_FR_29205 80 FR 29108 - Sunshine Act Meeting

80 FR 29108 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 97 (May 20, 2015)

Page Range29108-29108
FR Document2015-12380

Federal Register, Volume 80 Issue 97 (Wednesday, May 20, 2015)
[Federal Register Volume 80, Number 97 (Wednesday, May 20, 2015)]
[Notices]
[Page 29108]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-12380]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Tuesday, May 19, 
2015 at 3:30 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session, and determined that 
Commission business required consideration earlier than one week from 
today. No earlier notice of this Meeting was practicable.
    The subject matter of the Closed Meeting will be:
    Institution of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

    Dated: May 18, 2015.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-12380 Filed 5-18-15; 4:15 pm]
BILLING CODE 8011-01-P



                                                  29108                        Federal Register / Vol. 80, No. 97 / Wednesday, May 20, 2015 / Notices

                                                  shorter time as the Commission may                      business days between the hours of                     added, deleted or postponed, please
                                                  designate. The Exchange provided the                    10:00 a.m. and 3:00 p.m. Copies of the                 contact the Office of the Secretary at
                                                  Commission with written notice of its                   filing also will be available for                      (202) 551–5400.
                                                  intent to file the proposed rule change,                inspection and copying at the principal                   Dated: May 18, 2015.
                                                  along with a brief description and text                 office of the ISE. All comments received               Jill M. Peterson,
                                                  of the proposed rule change, at least five              will be posted without change; the
                                                                                                                                                                 Assistant Secretary.
                                                  business days prior to the date of filing               Commission does not edit personal
                                                  the proposed rule change.                                                                                      [FR Doc. 2015–12380 Filed 5–18–15; 4:15 pm]
                                                                                                          identifying information from
                                                     At any time within 60 days of the                    submissions. You should submit only                    BILLING CODE 8011–01–P
                                                  filing of the proposed rule change, the                 information that you wish to make
                                                  Commission summarily may                                available publicly. All submissions
                                                  temporarily suspend such rule change if                                                                        SECURITIES AND EXCHANGE
                                                                                                          should refer to File No. SR–ISE–2015–
                                                  it appears to the Commission that such                                                                         COMMISSION
                                                                                                          14 and should be submitted on or before
                                                  action is: (i) Necessary or appropriate in              June 10, 2015.                                         Submission for OMB Review;
                                                  the public interest; (ii) for the protection
                                                                                                            For the Commission, by the Division of               Comment Request
                                                  of investors; or (iii) otherwise in                     Trading and Markets, pursuant to delegated
                                                  furtherance of the purposes of the Act.                 authority.16                                           Upon Written Request, Copies Available
                                                  If the Commission takes such action, the                Robert W. Errett,                                       From: Securities and Exchange
                                                  Commission shall institute proceedings                                                                          Commission, Office of FOIA Services,
                                                                                                          Deputy Secretary.
                                                  to determine whether the proposed rule                                                                          100 F Street NE., Washington, DC
                                                                                                          [FR Doc. 2015–12149 Filed 5–19–15; 8:45 am]
                                                  should be approved or disapproved.                                                                              20549–2736.
                                                                                                          BILLING CODE 8011–01–P
                                                  IV. Solicitation of Comments                                                                                   Extension:
                                                                                                                                                                   Rule 17a–6; SEC File No. 270–433, OMB
                                                    Interested persons are invited to                                                                                Control No. 3235–0489.
                                                  submit written data, views, and                         SECURITIES AND EXCHANGE
                                                  arguments concerning the foregoing,                     COMMISSION                                                Notice is hereby given that pursuant
                                                  including whether the proposal is                                                                              to the Paperwork Reduction Act of 1995
                                                  consistent with the Act. Comments may                   Sunshine Act Meeting                                   (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
                                                  be submitted by any of the following                      Notice is hereby given, pursuant to                  Securities and Exchange Commission
                                                  methods:                                                the provisions of the Government in the                (‘‘Commission’’) has submitted to the
                                                                                                          Sunshine Act, Public Law 94–409, that                  Office of Management and Budget
                                                  Electronic Comments                                                                                            (‘‘OMB’’) a request for extension of the
                                                                                                          the Securities and Exchange
                                                    • Use the Commission’s Internet                       Commission will hold a Closed Meeting                  previously approved collection of
                                                  comment form (http://www.sec.gov/                       on Tuesday, May 19, 2015 at 3:30 p.m.                  information provided for in Rule 17a–6
                                                  rules/sro.shtml); or                                      Commissioners, Counsel to the                        (17 CFR 240.17a–6) under the Securities
                                                    • Send an Email to rule-comments@                     Commissioners, the Secretary to the                    Exchange Act of 1934 (15 U.S.C. 78a et
                                                  sec.gov. Please include File No. SR–ISE–                Commission, and recording secretaries                  seq.).
                                                  2015–14 on the subject line.                            will attend the Closed Meeting. Certain                   Rule 17a–6 permits national securities
                                                                                                          staff members who have an interest in                  exchanges, national securities
                                                  Paper Comments
                                                                                                          the matters also may be present.                       associations, registered clearing
                                                     • Send paper comments in triplicate                                                                         agencies, and the Municipal Securities
                                                                                                            The General Counsel of the
                                                  to Secretary, Securities and Exchange                                                                          Rulemaking Board (‘‘MSRB’’)
                                                                                                          Commission, or her designee, has
                                                  Commission, 100 F Street NE.,                                                                                  (collectively, ‘‘SROs’’) to destroy or
                                                                                                          certified that, in her opinion, one or
                                                  Washington, DC 20549.                                                                                          convert to microfilm or other recording
                                                                                                          more of the exemptions set forth in 5
                                                  All submissions should refer to File No.                U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)             media records maintained under Rule
                                                  SR–ISE–2015–14. This file number                        and 17 CFR 200.402(a)(3), (5), (7), 9(ii)              17a–1, if they have filed a record
                                                  should be included on the subject line                  and (10), permit consideration of the                  destruction plan with the Commission
                                                  if email is used. To help the                           scheduled matter at the Closed Meeting.                and the Commission has declared such
                                                  Commission process and review your                        Commissioner Stein, as duty officer,                 plan effective.
                                                  comments more efficiently, please use                   voted to consider the items listed for the                There are currently 29 SROs: 18
                                                  only one method. The Commission will                    Closed Meeting in closed session, and                  national securities exchanges, 1 national
                                                  post all comments on the Commission’s                   determined that Commission business                    securities association, the MSRB, and 9
                                                  Internet Web site (http://www.sec.gov/                  required consideration earlier than one                registered clearing agencies. Of the 29
                                                  rules/sro.shtml). Copies of the                         week from today. No earlier notice of                  SROs, only 2 SRO respondents have
                                                  submission, all subsequent                              this Meeting was practicable.                          filed a record destruction plan with the
                                                  amendments, all written statements                        The subject matter of the Closed                     Commission. The staff calculates that
                                                  with respect to the proposed rule                       Meeting will be:                                       the preparation and filing of a new
                                                  change that are filed with the                            Institution of injunctive actions;                   record destruction plan should take 160
                                                  Commission, and all written                               Institution and settlement of                        hours. Further, any existing SRO record
                                                  communications relating to the                          administrative proceedings; and                        destruction plans may require revision,
                                                  proposed rule changes between the                         Other matters relating to enforcement                over time, in response to, for example,
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  Commission and any person, other than                   proceedings.                                           changes in document retention
                                                  those that may be withheld from the                       At times, changes in Commission                      technology, which the Commission
                                                  public in accordance with the                           priorities require alterations in the                  estimates will take much less than the
                                                  provisions of 5 U.S.C. 552, will be                     scheduling of meeting items.                           160 hours estimated for a new plan. The
                                                  available for Web site viewing and                        For further information and to                       Commission estimates that each SRO
                                                  printing in the Commission’s Public                     ascertain what, if any, matters have been              that has filed a destruction plan will
                                                  Reference Room, 100 F Street NE.,                                                                              spend approximately 30 hours per year
                                                  Washington, DC 20549 on official                          16 17   CFR 200.30–3(a)(12).                         making required revisions. Thus, the


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Document Created: 2018-02-21 10:29:29
Document Modified: 2018-02-21 10:29:29
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation80 FR 29108 

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