80_FR_30600 80 FR 30498 - Agency Information Collection Activities: Submission for Office of Management and Budget Review; Comment Request; for Reinstatement, With Change, of a Previously Approved Collection; Notice of Change of Officials and Senior Executive Officers Forms

80 FR 30498 - Agency Information Collection Activities: Submission for Office of Management and Budget Review; Comment Request; for Reinstatement, With Change, of a Previously Approved Collection; Notice of Change of Officials and Senior Executive Officers Forms

NATIONAL CREDIT UNION ADMINISTRATION

Federal Register Volume 80, Issue 102 (May 28, 2015)

Page Range30498-30499
FR Document2015-12814

NCUA intends to submit a collection of information related to the Notice of Change of Officials and Senior Executive Officers Forms to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995 (PRA).

Federal Register, Volume 80 Issue 102 (Thursday, May 28, 2015) 
[Federal Register Volume 80, Number 102 (Thursday, May 28, 2015)]
[Notices]
[Pages 30498-30499]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-12814]


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NATIONAL CREDIT UNION ADMINISTRATION


Agency Information Collection Activities: Submission for Office 
of Management and Budget Review; Comment Request; for Reinstatement, 
With Change, of a Previously Approved Collection; Notice of Change of 
Officials and Senior Executive Officers Forms

AGENCY: National Credit Union Administration (NCUA).

ACTION: Request for comment.

-----------------------------------------------------------------------

SUMMARY: NCUA intends to submit a collection of information related to 
the Notice of Change of Officials and Senior Executive Officers Forms 
to the Office of Management and Budget (OMB) for review and clearance 
under the Paperwork Reduction Act of 1995 (PRA).

DATES: Comments will be accepted until June 29, 2015.

ADDRESSES: Comments should be directed to: (i) Desk Officer for the 
National Credit Union Administration, 3133-0121, U.S. Office of 
Management and Budget, 725 17th Street NW., #10102, Washington, DC 
20503, [email protected]; and (ii) Jessica Khouri, 1775 Duke 
Street, Alexandria, VA 22314-3428, [email protected].

FOR FURTHER INFORMATION CONTACT: Requests for additional information, a 
copy of the information collection request, or a copy of submitted 
comments should be directed to Jessica Khouri at the National Credit 
Union Administration, 1775 Duke Street, Alexandria, VA 22314-3428, or 
at [email protected].

SUPPLEMENTARY INFORMATION:

I. Abstract and Request for Comments

    NCUA is requesting an extension of the previously approved 
collection for 3133-0121. The Federal Credit Union (FCU) Act 
specifically requires all federally insured credit unions to notify 
NCUA at least 30 days prior to a change in official or senior executive 
officer if that credit union is newly chartered or in troubled 
condition. During that 30-day period, NCUA can disapprove the credit 
union's request. Since the last submission for 3133-0121, NCUA amended 
12 CFR 701.14 to redefine ``troubled condition'' in relation to 
federally insured state chartered credit unions (FISCUs). The revised 
rule redefines a FISCU in ``troubled condition'' to be not only when 
its state supervisory authority (SSA) assigns it a ``4'' or ``5'' 
composite code rating, but

[[Page 30499]]

also when either its SSA or NCUA assigns such a rating. Prior 
definitions of troubled credit unions did not include FISCUs rated a 
code 4 or 5 only by NCUA.
    The FCU Act requires notice from the insured credit union to 
include certain personal information about the individual to determine 
the individual's fitness for the position. NCUA regulation at 12 CFR 
701.14 implements Section 212. Section 701.14 requires that within 10 
calendar days of receiving the notice, the Regional Director must 
inform the credit union either that the notice is complete or that 
additional specified information is required to be submitted within 30 
calendar days. Additionally, this section requires the Regional 
Director or Director of Office of National Examinations and Supervision 
to issue a written decision of approval or disapproval to the 
individual and the credit union within 30 calendar days of receipt of 
the notice. Otherwise, the individual is approved. NCUA's regulation at 
12 CFR 741.205 requires federally insured state-chartered credit unions 
to follow section 701.14.
    NCUA's regulations at 12 CFR part 747 (subpart J) sets forth the 
rights an individual or a credit union may exercise and procedures to 
be followed in responding to a notice of disapproval by NCUA.
    NCUA's forms 4063 and 4063a provide a uniform method for credit 
unions and individuals to submit information to NCUA regarding changes 
to officials and senior executive officers. NCUA uses the information 
to determine an individual's fitness for the position.
    In the Federal Register of January 22, 2015 (80 FR 3255), NCUA 
published a 60-day notice requesting public comment on the proposed 
collection of information. NCUA received no comments.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number.
    NCUA requests that you send your comments on the information 
collection requirements outlined by 12 CFR 701.14 to the locations 
listed in the addresses section. Your comments should address: (a) The 
necessity of the information collection for the proper performance of 
NCUA, including whether the information will have practical utility; 
(b) the accuracy of our estimate of the burden (hours and cost) of the 
collection of information, including the validity of the methodology 
and assumptions used; (c) ways we could enhance the quality, utility, 
and clarity of the information to be collected; and (d) ways we could 
minimize the burden of the collection of the information on the 
respondents such as through the use of automated collection techniques 
or other forms of information technology. It is NCUA's policy to make 
all comments available to the public for review.

II. Data

    Title: Notice of Change of Officials and Senior Executive Officers 
Forms.
    OMB Number: 3133-0121.
    Form Number: NCUA Form 4063 and NCUA Form 4063a.
    Type of Review: Reinstatement, with change, of a previously 
approved collection.
    Description: To comply with statutory requirements, NCUA must 
obtain sufficient information from new officials or senior executive 
officers of newly chartered or troubled credit unions to determine the 
individual's fitness for the positon. This is established by the 
Financial Institutions Reform, Recovery, and Enforcement Act of 1989. 
These forms standardize the information gathered to evaluate the 
individual's fitness for the position.
    Respondents: Credit unions defined as newly chartered or in 
troubled condition and individuals applying for senior executive 
officer or official positions within a credit union defined as newly 
chartered or in troubled condition.
    Estimated Number of Respondents/Record keepers: 424.
    Estimated Burden Hours per Response: 1-2 hours.
    Frequency of Response: On occasion.
    Estimated Total Annual Burden Hours: 1,907 hours.
    Estimated Total Annual Cost: $34,948.

    By the National Credit Union Administration Board on May 21, 
2015.
Gerard Poliquin,
Secretary of the Board.
[FR Doc. 2015-12814 Filed 5-27-15; 8:45 am]
 BILLING CODE 7535-01-P

30498 Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Notices The schedules listed in this notice are 2015–0006, 2 items, 2 temporary items). NATIONAL CREDIT UNION media neutral unless otherwise Records relating to sexual assault case ADMINISTRATION specified. An item in a schedule is files including victim reporting media neutral when an agency may preference statements and forensic Agency Information Collection apply the disposition instructions to examination reports. Activities: Submission for Office of records regardless of the medium in 5. Department of Defense, Defense Management and Budget Review; which it has created or maintains the Threat Reduction Agency (DAA–0374– Comment Request; for Reinstatement, records. Items included in schedules 2014–0003, 1 item, 1 temporary item). With Change, of a Previously submitted to NARA on or after Audit records including findings and Approved Collection; Notice of Change December 17, 2007, are media neutral recommendations, progress reports and of Officials and Senior Executive unless the item is limited to a specific related correspondence. Officers Forms medium. (See 36 CFR 1225.12(e).) No agencies may destroy Federal 6. Department of Defense, Defense AGENCY: National Credit Union records without the approval of the Threat Reduction Agency (DAA–0374– Administration (NCUA). Archivist of the United States. The 2014–0006, 1 item, 1 temporary item). ACTION: Request for comment. Archivist grants this approval only after Agency-wide administrative policy a thorough consideration of the records’ letters. SUMMARY: NCUA intends to submit a administrative use by the agency of collection of information related to the 7. Department of Defense, Defense Notice of Change of Officials and Senior origin, the rights of the Government and Threat Reduction Agency (DAA–0374– of private people directly affected by the Executive Officers Forms to the Office of 2014–0029, 1 item, 1 temporary item). Management and Budget (OMB) for Government’s activities, and whether or Continuity of operations plans and not the records have historical or other review and clearance under the planning records. Paperwork Reduction Act of 1995 value. In addition to identifying the Federal 8. Department of Homeland Security, (PRA). agencies and any subdivisions Immigration and Customs Enforcement DATES: Comments will be accepted until requesting disposition authority, this (DAA–0567–2015–0002, 2 items, 2 June 29, 2015. notice lists the organizational unit(s) temporary items). Master files of an electronic information system ADDRESSES: Comments should be accumulating the records or that the directed to: (i) Desk Officer for the schedule has agency-wide applicability maintaining detainee health records. National Credit Union Administration, (in the case of schedules that cover 9. Department of State, Bureau of 3133–0121, U.S. Office of Management records that may be accumulated Diplomatic Security (DAA–0059–2014– and Budget, 725 17th Street NW., throughout an agency), provides the 0020, 5 items, 5 temporary items). #10102, Washington, DC 20503, control number assigned to each Records of the Office of Domestic oirasubmission@omb.eop.gov; and (ii) schedule, the total number of schedule Facilities Protection used to manage Jessica Khouri, 1775 Duke Street, items, and the number of temporary operational security and security Alexandria, VA 22314–3428, items (the records proposed for support programs. OCIOPRA@ncua.gov. destruction), and includes a brief 10. Court Services and Offenders FOR FURTHER INFORMATION CONTACT: description of the temporary records. Supervision Agency for the District of Requests for additional information, a The records schedule itself contains a Columbia, Pretrial Services Agency copy of the information collection full description of the records at the file (DAA–0562–2013–0018, 16 items, 16 request, or a copy of submitted unit level as well as their disposition. If temporary items). Drug testing records comments should be directed to Jessica NARA staff has prepared an appraisal related to defendant and offender Khouri at the National Credit Union memorandum for the schedule, it too results, sample handling and testing, Administration, 1775 Duke Street, includes information about the records. and instrument calibration and Alexandria, VA 22314–3428, or at You may request additional information maintenance. OCIOPRA@ncua.gov. about the disposition process at the addresses above. 11. Environmental Protection Agency, SUPPLEMENTARY INFORMATION: Schedules Pending: Agency-wide (DAA–0412–2013–0018, 5 items, 4 temporary items). Permit I. Abstract and Request for Comments 1. Department of the Army, Agency- wide (DAA–AU–2015–0013, 1 item, 1 records, including administrative NCUA is requesting an extension of temporary item). Master files of an records maintained separately from the the previously approved collection for electronic information system used to permit files; routine permits; dredging 3133–0121. The Federal Credit Union track soldier career development and fill permits; and financial and state (FCU) Act specifically requires all training. assurance documents. Proposed for federally insured credit unions to notify 2. Department of the Army, Agency- permanent retention are historically NCUA at least 30 days prior to a change wide (DAA–AU–2015–0023, 1 item, 1 significant permits. in official or senior executive officer if temporary item). Master files of an 12. Peace Corps, Director’s Office that credit union is newly chartered or electronic information system that (DAA–0490–2013–0003, 2 items, 2 in troubled condition. During that 30- contains soldier assignment data. temporary items). Records of the Office day period, NCUA can disapprove the 3. Department of Defense, Office of of Victim Advocacy related to support credit union’s request. Since the last the Secretary of Defense (DAA–0330– submission for 3133–0121, NCUA asabaliauskas on DSK5VPTVN1PROD with NOTICES services for those who have been the 2015–0005, 3 items, 3 temporary items). victim of a crime. amended 12 CFR 701.14 to redefine Records relating to cybersecurity, ‘‘troubled condition’’ in relation to Dated: May 19, 2015. federally insured state chartered credit including assessments, incident response and master files of an Paul M. Wester, Jr., unions (FISCUs). The revised rule electronic information system Chief Records Officer for the U.S. redefines a FISCU in ‘‘troubled containing incident reports. Government. condition’’ to be not only when its state 4. Department of Defense, Office of [FR Doc. 2015–12887 Filed 5–27–15; 8:45 am] supervisory authority (SSA) assigns it a the Secretary of Defense (DAA–0330– BILLING CODE 7515–01–P ‘‘4’’ or ‘‘5’’ composite code rating, but VerDate Sep<11>2014 18:18 May 27, 2015 Jkt 235001 PO 00000 Frm 00068 Fmt 4703 Sfmt 4703 E:\FR\FM\28MYN1.SGM 28MYN1

Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Notices 30499 also when either its SSA or NCUA utility, and clarity of the information to SUMMARY: National Credit Union assigns such a rating. Prior definitions be collected; and (d) ways we could Administration is announcing that a of troubled credit unions did not minimize the burden of the collection of proposed collection of information has include FISCUs rated a code 4 or 5 only the information on the respondents such been submitted to the Office of by NCUA. as through the use of automated Management and Budget (OMB) for The FCU Act requires notice from the collection techniques or other forms of review and clearance under the insured credit union to include certain information technology. It is NCUA’s Paperwork Reduction Act of 1995 (Pub. personal information about the policy to make all comments available L. 104–13, 44 U.S.C. Chapter 35). The individual to determine the individual’s to the public for review. purpose of this notice is to allow for 30 fitness for the position. NCUA days of public comment. regulation at 12 CFR 701.14 implements II. Data This information collection is Section 212. Section 701.14 requires Title: Notice of Change of Officials published to obtain comments from the that within 10 calendar days of and Senior Executive Officers Forms. public. The information collection receiving the notice, the Regional OMB Number: 3133–0121. relates to the requirements under the Director must inform the credit union Form Number: NCUA Form 4063 and National Flood Insurance Act of 1968 either that the notice is complete or that NCUA Form 4063a. and the Flood Disaster Protection Act of additional specified information is Type of Review: Reinstatement, with 1973 (Flood Acts),1 as amended by the required to be submitted within 30 change, of a previously approved National Flood Insurance Reform Act of calendar days. Additionally, this section collection. 1994.2 NCUA has implemented these requires the Regional Director or Description: To comply with statutory flood insurance requirements in its Director of Office of National requirements, NCUA must obtain regulations. Under the Flood Acts and Examinations and Supervision to issue sufficient information from new officials the regulations, federally insured credit a written decision of approval or or senior executive officers of newly unions must follow recordkeeping and disapproval to the individual and the chartered or troubled credit unions to disclosure provisions regarding certain credit union within 30 calendar days of determine the individual’s fitness for loans that require flood insurance. receipt of the notice. Otherwise, the the positon. This is established by the Financial Institutions Reform, Recovery, DATES: Comments will be accepted until individual is approved. NCUA’s June 29, 2015. regulation at 12 CFR 741.205 requires and Enforcement Act of 1989. These forms standardize the information ADDRESSES: Interested persons are federally insured state-chartered credit unions to follow section 701.14. gathered to evaluate the individual’s invited to submit comments to: NCUA’s regulations at 12 CFR part fitness for the position. (i) Desk Officer for the National Credit 747 (subpart J) sets forth the rights an Respondents: Credit unions defined Union Administration, 3133–0143, U.S. individual or a credit union may as newly chartered or in troubled Office of Management and Budget, 725 exercise and procedures to be followed condition and individuals applying for 17th Street NW., #10102, Washington, in responding to a notice of disapproval senior executive officer or official DC 20503, oirasubmissions@ by NCUA. positions within a credit union defined omb.eop.gov; and NCUA’s forms 4063 and 4063a as newly chartered or in troubled (ii) Jessica Khouri, National Credit provide a uniform method for credit condition. Union Administration, 1775 Duke unions and individuals to submit Estimated Number of Respondents/ Street, Alexandria, VA 22314–3428, Fax information to NCUA regarding changes Record keepers: 424. No. 703–837–2861, OCIOPRA@ to officials and senior executive officers. Estimated Burden Hours per NCUA.GOV. NCUA uses the information to Response: 1–2 hours. FOR FURTHER INFORMATION CONTACT: determine an individual’s fitness for the Frequency of Response: On occasion. Requests for additional information, a position. Estimated Total Annual Burden copy of the information collection In the Federal Register of January 22, Hours: 1,907 hours. Estimated Total Annual Cost: request, or a copy of submitted 2015 (80 FR 3255), NCUA published a comments should be directed to Jessica 60-day notice requesting public $34,948. Khouri by mail at the National Credit comment on the proposed collection of By the National Credit Union Union Administration, 1775 Duke information. NCUA received no Administration Board on May 21, 2015. Street, Alexandria, VA 22314–3428, by comments. Gerard Poliquin, fax at Fax No. 703–837–2861, or by An agency may not conduct or Secretary of the Board. email at OCIOPRA@NCUA.GOV. sponsor, and a person is not required to [FR Doc. 2015–12814 Filed 5–27–15; 8:45 am] SUPPLEMENTARY INFORMATION: respond to, a collection of information BILLING CODE 7535–01–P unless it displays a currently valid OMB I. Abstract and Request for Comments control number. NCUA is reinstating a previously NCUA requests that you send your NATIONAL CREDIT UNION approved collection of information for comments on the information collection ADMINISTRATION 3133–0143 (12 CFR part 760, Loans in requirements outlined by 12 CFR 701.14 Areas Having Special Flood Hazards). to the locations listed in the addresses Agency Information Collection The Flood Acts made the purchase of section. Your comments should address: Activities: Submission to the Office of flood insurance mandatory in (a) The necessity of the information Management and Budget for Review; asabaliauskas on DSK5VPTVN1PROD with NOTICES connection with loans made by collection for the proper performance of Reinstatement of a Previously NCUA, including whether the Approved Collection; Comment 1 These statutes are codified at 42 U.S.C. 4001– information will have practical utility; Request; Loans in Areas Having 4129. (b) the accuracy of our estimate of the Special Flood Hazards 2 Title V of the Riegle Community Development burden (hours and cost) of the collection and Regulatory Improvement Act of 1994, also AGENCY: National Credit Union known as the National Flood Insurance Reform Act of information, including the validity of Administration (NCUA). of 1994, comprehensively amended the Federal the methodology and assumptions used; flood insurance statutes. See Public Law 103–325, ACTION: Request for Comment. (c) ways we could enhance the quality, 108 Stat. 2255 (1994). VerDate Sep<11>2014 18:18 May 27, 2015 Jkt 235001 PO 00000 Frm 00069 Fmt 4703 Sfmt 4703 E:\FR\FM\28MYN1.SGM 28MYN1


Document Created: 2018-02-21 10:32:57
Document Modified: 2018-02-21 10:32:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionRequest for comment.
DatesComments will be accepted until June 29, 2015.
ContactRequests for additional information, a copy of the information collection request, or a copy of submitted comments should be directed to Jessica Khouri at the National Credit Union Administration, 1775 Duke Street, Alexandria, VA 22314-3428, or at [email protected]
FR Citation80 FR 30498 
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